VII. THE SOURCES OF THE PRINCIPLE OF ENERGY.

We are now prepared to answer the question, What are the sources of the principle of energy? All knowledge of nature is derived in the last instance from experience. In this sense they are right who look upon the principle of energy as a result of experience.

Experience teaches that the sense-elements αβγδ... into which the world may be decomposed, are subject to change. It tells us further, that certain of these elements are connected with other elements, so that they appear and disappear together; or, that the appearance of the elements of one class is connected with the disappearance of the elements of the other class. We will avoid here the notions of cause and effect because of their obscurity and equivocalness. The result of experience may be expressed as follows: The sensuous elements of the world (αβγδ...) show themselves to be interdependent. This interdependence is best represented by some such conception as is in geometry that of the mutual dependence of the sides and angles of a triangle, only much more varied and complex.

As an example, we may take a mass of gas enclosed in a cylinder and possessed of a definite volume (α), which we change by a pressure (β) on the piston, at the same time feeling the cylinder with our hand and receiving a sensation of heat (γ). Increase of pressure diminishes the volume and increases the sensation of heat.

The various facts of experience are not in all respects alike. Their common sensuous elements are placed in relief by a process of abstraction and thus impressed upon the memory. In this way the expression is obtained of the features of agreement of extensive groups of facts. The simplest sentence which we can utter is, by the very nature of language, an abstraction of this kind. But account must also be taken of the differences of related facts. Facts may be so nearly related as to contain the same kind of a αβγ..., but the relation be such that the αβγ... of the one differ from the αβγ... of the other only by the number of equal parts into which they can be divided. Such being the case, if rules can be given for deducing from one another the numbers which are the measures of these αβγ..., then we possess in such rules the most general expression of a group of facts, as also that expression which corresponds to all its differences. This is the goal of quantitative investigation.

If this goal be reached what we have found is that between the αβγ... of a group of facts, or better, between the numbers which are their measures, a number of equations exists. The simple fact of change brings it about that the number of these equations must be smaller than the number of the αβγ.... If the former be smaller by one than the latter, then one portion of the αβγ... is uniquely determined by the other portion.

The quest of relations of this last kind is the most important function of special experimental research, because we are enabled by it to complete in thought facts that are only partly given. It is self-evident that only experience can ascertain that between the αβγ... relations exist and of what kind they are. Further, only experience can tell that the relations that exist between the αβγ... are such that changes of them can be reversed. If this were not the fact all occasion for the enunciation of the principle of energy, as is easily seen, would be wanting. In experience, therefore, is buried the ultimate well-spring of all knowledge of nature, and consequently, in this sense, also the ultimate source of the principle of energy.

But this does not exclude the fact that the principle of energy has also a logical root, as will now be shown. Let us assume on the basis of experience that one group of sensuous elements αβγ... determines uniquely another group λμν.... Experience further teaches that changes of αβγ... can be reversed. It is then a logical consequence of this observation, that every time that αβγ... assume the same values this is also the case with λμν.... Or, that purely periodical changes of αβγ... can produce no permanent changes of λμν.... If the group λμν... is a mechanical group, then a perpetual motion is excluded.

It will be said that this is a vicious circle, which we will grant. But psychologically, the situation is essentially different, whether I think simply of the unique determination and reversibility of events, or whether I exclude a perpetual motion. The attention takes in the two cases different directions and diffuses light over different sides of the question, which logically of course are necessarily connected.

Surely that firm, logical setting of the thoughts noticeable in the great inquirers, Stevinus, Galileo, and the rest, which, consciously or instinctively, was supported by a fine feeling for the slightest contradictions, has no other purpose than to limit the bounds of thought and so exempt it from the possibility of error. In this, therefore, the logical root of the principle of excluded perpetual motion is given, namely, in that universal conviction which existed even before the development of mechanics and co-operated in that development.

It is perfectly natural that the principle of excluded perpetual motion should have been first developed in the simple domain of pure mechanics. Towards the transference of that principle into the domain of general physics the idea contributed much that all physical phenomena are mechanical phenomena. But the foregoing discussion shows how little essential this notion is. The issue really involved is the recognition of a general interconnexion of nature. This once established, we see with Carnot that it is indifferent whether the mechanical laws are broken directly or circuitously.

The principle of the excluded perpetual motion is very closely related to the modern principle of energy, but it is not identical with it, for the latter is to be deduced from the former only by means of a definite formal conception. As may be seen from the preceding exposition, the perpetual motion can be excluded without our employing or possessing the notion of work. The modern principle of energy results primarily from a substantial conception of work and of every change of physical condition which by being reversed produces work. The strong need of such a conception, which is by no means necessary, but in a formal sense is very convenient and lucid, is exhibited in the case of J. R. Mayer and Joule. It was before remarked that this conception was suggested to both inquirers by the observation that both the production of heat and the production of mechanical work were connected with an expenditure of substance. Mayer says: "Ex nihilo nil fit," and in another place, "The creation or destruction of a force (work) lies without the province of human activity." In Joule we find this passage: "It is manifestly absurd to suppose that the powers with which God has endowed matter can be destroyed."

Some writers have observed in such statements the attempt at a metaphysical establishment of the doctrine of energy. But we see in them simply the formal need of a simple, clear, and living grasp of the facts, which receives its development in practical and technical life, and which we carry over, as best we can, into the province of science. As a fact, Mayer writes to Griesinger: "If, finally, you ask me how I became involved in the whole affair, my answer is simply this: Engaged during a sea voyage almost exclusively with the study of physiology, I discovered the new theory for the sufficient reason that I vividly felt the need of it."

The substantial conception of work (energy) is by no means a necessary one. And it is far from true that the problem is solved with the recognition of the need of such a conception. Rather let us see how Mayer gradually endeavored to satisfy that need. He first regards quantity of motion, or momentum, mv, as the equivalent of work, and did not light, until later, on the notion of living force (mv2/2). In the province of electricity he was unable to assign the expression which is the equivalent of work. This was done later by Helmholtz. The formal need, therefore, is first present, and our conception of nature is subsequently gradually adapted to it.

The laying bare of the experimental, logical, and formal root of the present principle of energy will perhaps contribute much to the removal of the mysticism which still clings to this principle. With respect to our formal need of a very simple, palpable, substantial conception of the processes in our environment, it remains an open question how far nature corresponds to that need, or how far we can satisfy it. In one phase of the preceding discussions it would seem as if the substantial notion of the principle of energy, like Black's material conception of heat, has its natural limits in facts, beyond which it can only be artificially adhered to.


[THE ECONOMICAL NATURE OF PHYSICAL INQUIRY.][60]

When the human mind, with its limited powers, attempts to mirror in itself the rich life of the world, of which it is itself only a small part, and which it can never hope to exhaust, it has every reason for proceeding economically. Hence that tendency, expressed in the philosophy of all times, to compass by a few organic thoughts the fundamental features of reality. "Life understands not death, nor death life." So spake an old Chinese philosopher. Yet in his unceasing desire to diminish the boundaries of the incomprehensible, man has always been engaged in attempts to understand death by life and life by death.

Among the ancient civilised peoples, nature was filled with demons and spirits having the feelings and desires of men. In all essential features, this animistic view of nature, as Tylor[61] has aptly termed it, is shared in common by the fetish-worshipper of modern Africa and the most advanced nations of antiquity. As a theory of the world it has never completely disappeared. The monotheism of the Christians never fully overcame it, no more than did that of the Jews. In the belief in witchcraft and in the superstitions of the sixteenth and seventeenth centuries, the centuries of the rise of natural science, it assumed frightful pathological dimensions. Whilst Stevinus, Kepler, and Galileo were slowly rearing the fabric of modern physical science, a cruel and relentless war was waged with firebrand and rack against the devils that glowered from every corner. To-day even, apart from all survivals of that period, apart from the traces of fetishism which still inhere in our physical concepts,[62] those very ideas still covertly lurk in the practices of modern spiritualism.

By the side of this animistic conception of the world, we meet from time to time, in different forms, from Democritus to the present day, another view, which likewise claims exclusive competency to comprehend the universe. This view may be characterised as the physico-mechanical view of the world. To-day, that view holds, indisputably, the first place in the thoughts of men, and determines the ideals and the character of our times. The coming of the mind of man into the full consciousness of its powers, in the eighteenth century, was a period of genuine disillusionment. It produced the splendid precedent of a life really worthy of man, competent to overcome the old barbarism in the practical fields of life; it created the Critique of Pure Reason, which banished into the realm of shadows the sham-ideas of the old metaphysics; it pressed into the hands of the mechanical philosophy the reins which it now holds.

The oft-quoted words of the great Laplace,[63] which I will now give, have the ring of a jubilant toast to the scientific achievements of the eighteenth century: "A mind to which were given for a single instant all the forces of nature and the mutual positions of all its masses, if it were otherwise powerful enough to subject these problems to analysis, could grasp, with a single formula, the motions of the largest masses as well as of the smallest atoms; nothing would be uncertain for it; the future and the past would lie revealed before its eyes." In writing these words, Laplace, as we know, had also in mind the atoms of the brain. That idea has been expressed more forcibly still by some of his followers, and it is not too much to say that Laplace's ideal is substantially that of the great majority of modern scientists.

Gladly do we accord to the creator of the Mécanique céleste the sense of lofty pleasure awakened in him by the great success of the Enlightenment, to which we too owe our intellectual freedom. But to-day, with minds undisturbed and before new tasks, it becomes physical science to secure itself against self-deception by a careful study of its character, so that it can pursue with greater sureness its true objects. If I step, therefore, beyond the narrow precincts of my specialty in this discussion, to trespass on friendly neighboring domains, I may plead in my excuse that the subject-matter of knowledge is common to all domains of research, and that fixed, sharp lines of demarcation cannot be drawn.

The belief in occult magic powers of nature has gradually died away, but in its place a new belief has arisen, the belief in the magical power of science. Science throws her treasures, not like a capricious fairy into the laps of a favored few, but into the laps of all humanity, with a lavish extravagance that no legend ever dreamt of! Not without apparent justice, therefore, do her distant admirers impute to her the power of opening up unfathomable abysses of nature, to which the senses cannot penetrate. Yet she who came to bring light into the world, can well dispense with the darkness of mystery, and with pompous show, which she needs neither for the justification of her aims nor for the adornment of her plain achievements.

The homely beginnings of science will best reveal to us its simple, unchangeable character. Man acquires his first knowledge of nature half-consciously and automatically, from an instinctive habit of mimicking and forecasting facts in thought, of supplementing sluggish experience with the swift wings of thought, at first only for his material welfare. When he hears a noise in the underbrush he constructs there, just as the animal does, the enemy which he fears; when he sees a certain rind he forms mentally the image of the fruit which he is in search of; just as we mentally associate a certain kind of matter with a certain line in the spectrum or an electric spark with the friction of a piece of glass. A knowledge of causality in this form certainly reaches far below the level of Schopenhauer's pet dog, to whom it was ascribed. It probably exists in the whole animal world, and confirms that great thinker's statement regarding the will which created the intellect for its purposes. These primitive psychical functions are rooted in the economy of our organism not less firmly than are motion and digestion. Who would deny that we feel in them, too, the elemental power of a long practised logical and physiological activity, bequeathed to us as an heirloom from our forefathers?

Such primitive acts of knowledge constitute to-day the solidest foundation of scientific thought. Our instinctive knowledge, as we shall briefly call it, by virtue of the conviction that we have consciously and intentionally contributed nothing to its formation, confronts us with an authority and logical power which consciously acquired knowledge even from familiar sources and of easily tested fallibility can never possess. All so-called axioms are such instinctive knowledge. Not consciously gained knowledge alone, but powerful intellectual instinct, joined with vast conceptive powers, constitute the great inquirer. The greatest advances of science have always consisted in some successful formulation, in clear, abstract, and communicable terms, of what was instinctively known long before, and of thus making it the permanent property of humanity. By Newton's principle of the equality of pressure and counterpressure, whose truth all before him had felt, but which no predecessor had abstractly formulated, mechanics was placed by a single stroke on a higher level. Our statement might also be historically justified by examples from the scientific labors of Stevinus, S. Carnot, Faraday, J. R. Mayer, and others.

All this, however, is merely the soil from which science starts. The first real beginnings of science appear in society, particularly in the manual arts, where the necessity for the communication of experience arises. Here, where some new discovery is to be described and related, the compulsion is first felt of clearly defining in consciousness the important and essential features of that discovery, as many writers can testify. The aim of instruction is simply the saving of experience; the labor of one man is made to take the place of that of another.

The most wonderful economy of communication is found in language. Words are comparable to type, which spare the repetition of written signs and thus serve a multitude of purposes; or to the few sounds of which our numberless different words are composed. Language, with its helpmate, conceptual thought, by fixing the essential and rejecting the unessential, constructs its rigid pictures of the fluid world on the plan of a mosaic, at a sacrifice of exactness and fidelity but with a saving of tools and labor. Like a piano-player with previously prepared sounds, a speaker excites in his listener thoughts previously prepared, but fitting many cases, which respond to the speaker's summons with alacrity and little effort.

The principles which a prominent political economist, E. Hermann,[64] has formulated for the economy of the industrial arts, are also applicable to the ideas of common life and of science. The economy of language is augmented, of course, in the terminology of science. With respect to the economy of written intercourse there is scarcely a doubt that science itself will realise that grand old dream of the philosophers of a Universal Real Character. That time is not far distant. Our numeral characters, the symbols of mathematical analysis, chemical symbols, and musical notes, which might easily be supplemented by a system of color-signs, together with some phonetic alphabets now in use, are all beginnings in this direction. The logical extension of what we have, joined with a use of the ideas which the Chinese ideography furnishes us, will render the special invention and promulgation of a Universal Character wholly superfluous.

The communication of scientific knowledge always involves description, that is, a mimetic reproduction of facts in thought, the object of which is to replace and save the trouble of new experience. Again, to save the labor of instruction and of acquisition, concise, abridged description is sought. This is really all that natural laws are. Knowing the value of the acceleration of gravity, and Galileo's laws of descent, we possess simple and compendious directions for reproducing in thought all possible motions of falling bodies. A formula of this kind is a complete substitute for a full table of motions of descent, because by means of the formula the data of such a table can be easily constructed at a moment's notice without the least burdening of the memory.

No human mind could comprehend all the individual cases of refraction. But knowing the index of refraction for the two media presented, and the familiar law of the sines, we can easily reproduce or fill out in thought every conceivable case of refraction. The advantage here consists in the disburdening of the memory; an end immensely furthered by the written preservation of the natural constants. More than this comprehensive and condensed report about facts is not contained in a natural law of this sort. In reality, the law always contains less than the fact itself, because it does not reproduce the fact as a whole but only in that aspect of it which is important for us, the rest being either intentionally or from necessity omitted. Natural laws may be likened to intellectual type of a higher order, partly movable, partly stereotyped, which last on new editions of experience may become downright impediments.

When we look over a province of facts for the first time, it appears to us diversified, irregular, confused, full of contradictions. We first succeed in grasping only single facts, unrelated with the others. The province, as we are wont to say, is not clear. By and by we discover the simple, permanent elements of the mosaic, out of which we can mentally construct the whole province. When we have reached a point where we can discover everywhere the same facts, we no longer feel lost in this province; we comprehend it without effort; it is explained for us.

Let me illustrate this by an example. As soon as we have grasped the fact of the rectilinear propagation of light, the regular course of our thoughts stumbles at the phenomena of refraction and diffraction. As soon as we have cleared matters up by our index of refraction we discover that a special index is necessary for each color. Soon after we have accustomed ourselves to the fact that light added to light increases its intensity, we suddenly come across a case of total darkness produced by this cause. Ultimately, however, we see everywhere in the overwhelming multifariousness of optical phenomena the fact of the spatial and temporal periodicity of light, with its velocity of propagation dependent on the medium and the period. This tendency of obtaining a survey of a given province with the least expenditure of thought, and of representing all its facts by some one single mental process, may be justly termed an economical one.

The greatest perfection of mental economy is attained in that science which has reached the highest formal development, and which is widely employed in physical inquiry, namely, in mathematics. Strange as it may sound, the power of mathematics rests upon its evasion of all unnecessary thought and on its wonderful saving of mental operations. Even those arrangement-signs which we call numbers are a system of marvellous simplicity and economy. When we employ the multiplication-table in multiplying numbers of several places, and so use the results of old operations of counting instead of performing the whole of each operation anew; when we consult our table of logarithms, replacing and saving thus new calculations by old ones already performed; when we employ determinants instead of always beginning afresh the solution of a system of equations; when we resolve new integral expressions into familiar old integrals; we see in this simply a feeble reflexion of the intellectual activity of a Lagrange or a Cauchy, who, with the keen discernment of a great military commander, substituted for new operations whole hosts of old ones. No one will dispute me when I say that the most elementary as well as the highest mathematics are economically-ordered experiences of counting, put in forms ready for use.

In algebra we perform, as far as possible, all numerical operations which are identical in form once for all, so that only a remnant of work is left for the individual case. The use of the signs of algebra and analysis, which are merely symbols of operations to be performed, is due to the observation that we can materially disburden the mind in this way and spare its powers for more important and more difficult duties, by imposing all mechanical operations upon the hand. One result of this method, which attests its economical character, is the construction of calculating machines. The mathematician Babbage, the inventor of the difference-engine, was probably the first who clearly perceived this fact, and he touched upon it, although only cursorily, in his work, The Economy of Manufactures and Machinery.

The student of mathematics often finds it hard to throw off the uncomfortable feeling that his science, in the person of his pencil, surpasses him in intelligence,—an impression which the great Euler confessed he often could not get rid of. This feeling finds a sort of justification when we reflect that the majority of the ideas we deal with were conceived by others, often centuries ago. In great measure it is really the intelligence of other people that confronts us in science. The moment we look at matters in this light, the uncanniness and magical character of our impressions cease, especially when we remember that we can think over again at will any one of those alien thoughts.

Physics is experience, arranged in economical order. By this order not only is a broad and comprehensive view of what we have rendered possible, but also the defects and the needful alterations are made manifest, exactly as in a well-kept household. Physics shares with mathematics the advantages of succinct description and of brief, compendious definition, which precludes confusion, even in ideas where, with no apparent burdening of the brain, hosts of others are contained. Of these ideas the rich contents can be produced at any moment and displayed in their full perceptual light. Think of the swarm of well-ordered notions pent up in the idea of the potential. Is it wonderful that ideas containing so much finished labor should be easy to work with?

Our first knowledge, thus, is a product of the economy of self-preservation. By communication, the experience of many persons, individually acquired at first, is collected in one. The communication of knowledge and the necessity which every one feels of managing his stock of experience with the least expenditure of thought, compel us to put our knowledge in economical forms. But here we have a clue which strips science of all its mystery, and shows us what its power really is. With respect to specific results it yields us nothing that we could not reach in a sufficiently long time without methods. There is no problem in all mathematics that cannot be solved by direct counting. But with the present implements of mathematics many operations of counting can be performed in a few minutes which without mathematical methods would take a lifetime. Just as a single human being, restricted wholly to the fruits of his own labor, could never amass a fortune, but on the contrary the accumulation of the labor of many men in the hands of one is the foundation of wealth and power, so, also, no knowledge worthy of the name can be gathered up in a single human mind limited to the span of a human life and gifted only with finite powers, except by the most exquisite economy of thought and by the careful amassment of the economically ordered experience of thousands of co-workers. What strikes us here as the fruits of sorcery are simply the rewards of excellent housekeeping, as are the like results in civil life. But the business of science has this advantage over every other enterprise, that from its amassment of wealth no one suffers the least loss. This, too, is its blessing, its freeing and saving power.

The recognition of the economical character of science will now help us, perhaps, to understand better certain physical notions.

Those elements of an event which we call "cause and effect" are certain salient features of it, which are important for its mental reproduction. Their importance wanes and the attention is transferred to fresh characters the moment the event or experience in question becomes familiar. If the connexion of such features strikes us as a necessary one, it is simply because the interpolation of certain intermediate links with which we are very familiar, and which possess, therefore, higher authority for us, is often attended with success in our explanations. That ready experience fixed in the mosaic of the mind with which we meet new events, Kant calls an innate concept of the understanding (Verstandesbegriff).

The grandest principles of physics, resolved into their elements, differ in no wise from the descriptive principles of the natural historian. The question, "Why?" which is always appropriate where the explanation of a contradiction is concerned, like all proper habitudes of thought, can overreach itself and be asked where nothing remains to be understood. Suppose we were to attribute to nature the property of producing like effects in like circumstances; just these like circumstances we should not know how to find. Nature exists once only. Our schematic mental imitation alone produces like events. Only in the mind, therefore, does the mutual dependence of certain features exist.

All our efforts to mirror the world in thought would be futile if we found nothing permanent in the varied changes of things. It is this that impels us to form the notion of substance, the source of which is not different from that of the modern ideas relative to the conservation of energy. The history of physics furnishes numerous examples of this impulse in almost all fields, and pretty examples of it may be traced back to the nursery. "Where does the light go to when it is put out?" asks the child. The sudden shrivelling up of a hydrogen balloon is inexplicable to a child; it looks everywhere for the large body which was just there but is now gone.

Where does heat come from? Where does heat go to? Such childish questions in the mouths of mature men shape the character of a century.

In mentally separating a body from the changeable environment in which it moves, what we really do is to extricate a group of sensations on which our thoughts are fastened and which is of relatively greater stability than the others, from the stream of all our sensations. Absolutely unalterable this group is not. Now this, now that member of it appears and disappears, or is altered. In its full identity it never recurs. Yet the sum of its constant elements as compared with the sum of its changeable ones, especially if we consider the continuous character of the transition, is always so great that for the purpose in hand the former usually appear sufficient to determine the body's identity. But because we can separate from the group every single member without the body's ceasing to be for us the same, we are easily led to believe that after abstracting all the members something additional would remain. It thus comes to pass that we form the notion of a substance distinct from its attributes, of a thing-in-itself, whilst our sensations are regarded merely as symbols or indications of the properties of this thing-in-itself. But it would be much better to say that bodies or things are compendious mental symbols for groups of sensations—symbols that do not exist outside of thought. Thus, the merchant regards the labels of his boxes merely as indexes of their contents, and not the contrary. He invests their contents, not their labels, with real value. The same economy which induces us to analyse a group and to establish special signs for its component parts, parts which also go to make up other groups, may likewise induce us to mark out by some single symbol a whole group.

On the old Egyptian monuments we see objects represented which do not reproduce a single visual impression, but are composed of various impressions. The heads and the legs of the figures appear in profile, the head-dress and the breast are seen from the front, and so on. We have here, so to speak, a mean view of the objects, in forming which the sculptor has retained what he deemed essential, and neglected what he thought indifferent. We have living exemplifications of the processes put into stone on the walls of these old temples, in the drawings of our children, and we also observe a faithful analogue of them in the formation of ideas in our own minds. Only in virtue of some such facility of view as that indicated, are we allowed to speak of a body. When we speak of a cube with trimmed corners—a figure which is not a cube—we do so from a natural instinct of economy, which prefers to add to an old familiar conception a correction instead of forming an entirely new one. This is the process of all judgment.

The crude notion of "body" can no more stand the test of analysis than can the art of the Egyptians or that of our little children. The physicist who sees a body flexed, stretched, melted, and vaporised, cuts up this body into smaller permanent parts; the chemist splits it up into elements. Yet even an element is not unalterable. Take sodium. When warmed, the white, silvery mass becomes a liquid, which, when the heat is increased and the air shut out, is transformed into a violet vapor, and on the heat being still more increased glows with a yellow light. If the name sodium is still retained, it is because of the continuous character of the transitions and from a necessary instinct of economy. By condensing the vapor, the white metal may be made to reappear. Indeed, even after the metal is thrown into water and has passed into sodium hydroxide, the vanished properties may by skilful treatment still be made to appear; just as a moving body which has passed behind a column and is lost to view for a moment may make its appearance after a time. It is unquestionably very convenient always to have ready the name and thought for a group of properties wherever that group by any possibility can appear. But more than a compendious economical symbol for these phenomena, that name and thought is not. It would be a mere empty word for one in whom it did not awaken a large group of well-ordered sense-impressions. And the same is true of the molecules and atoms into which the chemical element is still further analysed.

True, it is customary to regard the conservation of weight, or, more precisely, the conservation of mass, as a direct proof of the constancy of matter. But this proof is dissolved, when we go to the bottom of it, into such a multitude of instrumental and intellectual operations, that in a sense it will be found to constitute simply an equation which our ideas in imitating facts have to satisfy. That obscure, mysterious lump which we involuntarily add in thought, we seek for in vain outside the mind.

It is always, thus, the crude notion of substance that is slipping unnoticed into science, proving itself constantly insufficient, and ever under the necessity of being reduced to smaller and smaller world-particles. Here, as elsewhere, the lower stage is not rendered indispensable by the higher which is built upon it, no more than the simplest mode of locomotion, walking, is rendered superfluous by the most elaborate means of transportation. Body, as a compound of light and touch sensations, knit together by sensations of space, must be as familiar to the physicist who seeks it, as to the animal who hunts its prey. But the student of the theory of knowledge, like the geologist and the astronomer, must be permitted to reason back from the forms which are created before his eyes to others which he finds ready made for him.

All physical ideas and principles are succinct directions, frequently involving subordinate directions, for the employment of economically classified experiences, ready for use. Their conciseness, as also the fact that their contents are rarely exhibited in full, often invests them with the semblance of independent existence. Poetical myths regarding such ideas,—for example, that of Time, the producer and devourer of all things,—do not concern us here. We need only remind the reader that even Newton speaks of an absolute time independent of all phenomena, and of an absolute space—views which even Kant did not shake off, and which are often seriously entertained to-day. For the natural inquirer, determinations of time are merely abbreviated statements of the dependence of one event upon another, and nothing more. When we say the acceleration of a freely falling body is 9·810 metres per second, we mean the velocity of the body with respect to the centre of the earth is 9·810 metres greater when the earth has performed an additional 86400th part of its rotation—a fact which itself can be determined only by the earth's relation to other heavenly bodies. Again, in velocity is contained simply a relation of the position of a body to the position of the earth.[65] Instead of referring events to the earth we may refer them to a clock, or even to our internal sensation of time. Now, because all are connected, and each may be made the measure of the rest, the illusion easily arises that time has significance independently of all.[66]

The aim of research is the discovery of the equations which subsist between the elements of phenomena. The equation of an ellipse expresses the universal conceivable relation between its co-ordinates, of which only the real values have geometrical significance. Similarly, the equations between the elements of phenomena express a universal, mathematically conceivable relation. Here, however, for many values only certain directions of change are physically admissible. As in the ellipse only certain values satisfying the equation are realised, so in the physical world only certain changes of value occur. Bodies are always accelerated towards the earth. Differences of temperature, left to themselves, always grow less; and so on. Similarly, with respect to space, mathematical and physiological researches have shown that the space of experience is simply an actual case of many conceivable cases, about whose peculiar properties experience alone can instruct us. The elucidation which this idea diffuses cannot be questioned, despite the absurd uses to which it has been put.

Let us endeavor now to summarise the results of our survey. In the economical schematism of science lie both its strength and its weakness. Facts are always represented at a sacrifice of completeness and never with greater precision than fits the needs of the moment. The incongruence between thought and experience, therefore, will continue to subsist as long as the two pursue their course side by side; but it will be continually diminished.

In reality, the point involved is always the completion of some partial experience; the derivation of one portion of a phenomenon from some other. In this act our ideas must be based directly upon sensations. We call this measuring.[67] The condition of science, both in its origin and in its application, is a great relative stability of our environment. What it teaches us is interdependence. Absolute forecasts, consequently, have no significance in science. With great changes in celestial space we should lose our co-ordinate systems of space and time.

When a geometer wishes to understand the form of a curve, he first resolves it into small rectilinear elements. In doing this, however, he is fully aware that these elements are only provisional and arbitrary devices for comprehending in parts what he cannot comprehend as a whole. When the law of the curve is found he no longer thinks of the elements. Similarly, it would not become physical science to see in its self-created, changeable, economical tools, molecules and atoms, realities behind phenomena, forgetful of the lately acquired sapience of her older sister, philosophy, in substituting a mechanical mythology for the old animistic or metaphysical scheme, and thus creating no end of suppositious problems. The atom must remain a tool for representing phenomena, like the functions of mathematics. Gradually, however, as the intellect, by contact with its subject-matter, grows in discipline, physical science will give up its mosaic play with stones and will seek out the boundaries and forms of the bed in which the living stream of phenomena flows. The goal which it has set itself is the simplest and most economical abstract expression of facts.


The question now remains, whether the same method of research which till now we have tacitly restricted to physics, is also applicable in the psychical domain. This question will appear superfluous to the physical inquirer. Our physical and psychical views spring in exactly the same manner from instinctive knowledge. We read the thoughts of men in their acts and facial expressions without knowing how. Just as we predict the behavior of a magnetic needle placed near a current by imagining Ampère's swimmer in the current, similarly we predict in thought the acts and behavior of men by assuming sensations, feelings, and wills similar to our own connected with their bodies. What we here instinctively perform would appear to us as one of the subtlest achievements of science, far outstripping in significance and ingenuity Ampère's rule of the swimmer, were it not that every child unconsciously accomplished it. The question simply is, therefore, to grasp scientifically, that is, by conceptional thought, what we are already familiar with from other sources. And here much is to be accomplished. A long sequence of facts is to be disclosed between the physics of expression and movement and feeling and thought.

We hear the question, "But how is it possible to explain feeling by the motions of the atoms of the brain?" Certainly this will never be done, no more than light or heat will ever be deduced from the law of refraction. We need not deplore, therefore, the lack of ingenious solutions of this question. The problem is not a problem. A child looking over the walls of a city or of a fort into the moat below sees with astonishment living people in it, and not knowing of the portal which connects the wall with the moat, cannot understand how they could have got down from the high ramparts. So it is with the notions of physics. We cannot climb up into the province of psychology by the ladder of our abstractions, but we can climb down into it.

Let us look at the matter without bias. The world consists of colors, sounds, temperatures, pressures, spaces, times, and so forth, which now we shall not call sensations, nor phenomena, because in either term an arbitrary, one-sided theory is embodied, but simply elements. The fixing of the flux of these elements, whether mediately or immediately, is the real object of physical research. As long as, neglecting our own body, we employ ourselves with the interdependence of those groups of elements which, including men and animals, make up foreign bodies, we are physicists. For example, we investigate the change of the red color of a body as produced by a change of illumination. But the moment we consider the special influence on the red of the elements constituting our body, outlined by the well-known perspective with head invisible, we are at work in the domain of physiological psychology. We close our eyes, and the red together with the whole visible world disappears. There exists, thus, in the perspective field of every sense a portion which exercises on all the rest a different and more powerful influence than the rest upon one another. With this, however, all is said. In the light of this remark, we call all elements, in so far as we regard them as dependent on this special part (our body), sensations. That the world is our sensation, in this sense, cannot be questioned. But to make a system of conduct out of this provisional conception, and to abide its slaves, is as unnecessary for us as would be a similar course for a mathematician who, in varying a series of variables of a function which were previously assumed to be constant, or in interchanging the independent variables, finds his method to be the source of some very surprising ideas for him.[68]

If we look at the matter in this unbiassed light it will appear indubitable that the method of physiological psychology is none other than that of physics; what is more, that this science is a part of physics. Its subject-matter is not different from that of physics. It will unquestionably determine the relations the sensations bear to the physics of our body. We have already learned from a member of this academy (Hering) that in all probability a sixfold manifoldness of the chemical processes of the visual substance corresponds to the sixfold manifoldness of color-sensation, and a threefold manifoldness of the physiological processes to the threefold manifoldness of space-sensations. The paths of reflex actions and of the will are followed up and disclosed; it is ascertained what region of the brain subserves the function of speech, what region the function of locomotion, etc. That which still clings to our body, namely, our thoughts, will, when those investigations are finished, present no difficulties new in principle. When experience has once clearly exhibited these facts and science has marshalled them in economic and perspicuous order, there is no doubt that we shall understand them. For other "understanding" than a mental mastery of facts never existed. Science does not create facts from facts, but simply orders known facts.

Let us look, now, a little more closely into the modes of research of physiological psychology. We have a very clear idea of how a body moves in the space encompassing it. With our optical field of sight we are very familiar. But we are unable to state, as a rule, how we have come by an idea, from what corner of our intellectual field of sight it has entered, or by what region the impulse to a motion is sent forth. Moreover, we shall never get acquainted with this mental field of view from self-observation alone. Self-observation, in conjunction with physiological research, which seeks out physical connexions, can put this field of vision in a clear light before us, and will thus first really reveal to us our inner man.

Primarily, natural science, or physics, in its widest sense, makes us acquainted with only the firmest connexions of groups of elements. Provisorily, we may not bestow too much attention on the single constituents of those groups, if we are desirous of retaining a comprehensible whole. Instead of equations between the primitive variables, physics gives us, as much the easiest course, equations between functions of those variables. Physiological psychology teaches us how to separate the visible, the tangible, and the audible from bodies—a labor which is subsequently richly requited, as the division of the subjects of physics well shows. Physiology further analyses the visible into light and space sensations; the first into colors, the last also into their component parts; it resolves noises into sounds, these into tones, and so on. Unquestionably this analysis can be carried much further than it has been. It will be possible in the end to exhibit the common elements at the basis of very abstract but definite logical acts of like form,—elements which the acute jurist and mathematician, as it were, feels out, with absolute certainty, where the uninitiated hears only empty words. Physiology, in a word, will reveal to us the true real elements of the world. Physiological psychology bears to physics in its widest sense a relation similar to that which chemistry bears to physics in its narrowest sense. But far greater than the mutual support of physics and chemistry will be that which natural science and psychology will render each other. And the results that shall spring from this union will, in all likelihood, far outstrip those of the modern mechanical physics.

What those ideas are with which we shall comprehend the world when the closed circuit of physical and psychological facts shall lie complete before us, (that circuit of which we now see only two disjoined parts,) cannot be foreseen at the outset of the work. The men will be found who will see what is right and will have the courage, instead of wandering in the intricate paths of logical and historical accident, to enter on the straight ways to the heights from which the mighty stream of facts can be surveyed. Whether the notion which we now call matter will continue to have a scientific significance beyond the crude purposes of common life, we do not know. But we certainly shall wonder how colors and tones which were such innermost parts of us could suddenly get lost in our physical world of atoms; how we could be suddenly surprised that something which outside us simply clicked and beat, in our heads should make light and music; and how we could ask whether matter can feel, that is to say, whether a mental symbol for a group of sensations can feel?

We cannot mark out in hard and fast lines the science of the future, but we can foresee that the rigid walls which now divide man from the world will gradually disappear; that human beings will not only confront each other, but also the entire organic and so-called lifeless world, with less selfishness and with livelier sympathy. Just such a presentiment as this perhaps possessed the great Chinese philosopher Licius some two thousand years ago when, pointing to a heap of mouldering human bones, he said to his scholars in the rigid, lapidary style of his tongue: "These and I alone have the knowledge that we neither live nor are dead."

[ON TRANSFORMATION AND ADAPTATION IN SCIENTIFIC THOUGHT.][69]

It was towards the close of the sixteenth century that Galileo with a superb indifference to the dialectic arts and sophistic subtleties of the Schoolmen of his time, turned the attention of his brilliant mind to nature. By nature his ideas were transformed and released from the fetters of inherited prejudice. At once the mighty revolution was felt, that was therewith effected in the realm of human thought—felt indeed in circles far remote and wholly unrelated to the sphere of science, felt in strata of society that hitherto had only indirectly recognised the influence of scientific thought.

And how great and how far-reaching that revolution was! From the beginning of the seventeenth century till its close we see arising, at least in embryo, almost all that plays a part in the natural and technical science of to-day, almost all that in the two centuries following so wonderfully transformed the facial appearance of the earth, and all that is moving onward in process of such mighty evolution to-day. And all this, the direct result of Galilean ideas, the direct outcome of that freshly awakened sense for the investigation of natural phenomena which taught the Tuscan philosopher to form the concept and the law of falling bodies from the observation of a falling stone! Galileo began his investigations without an implement worthy of the name; he measured time in the most primitive way, by the efflux of water. Yet soon afterwards the telescope, the microscope, the barometer, the thermometer, the air-pump, the steam engine, the pendulum, and the electrical machine were invented in rapid succession. The fundamental theorems of dynamical science, of optics, of heat, and of electricity were all disclosed in the century that followed Galileo.

Of scarcely less importance, it seems, was that movement which was prepared for by the illustrious biologists of the hundred years just past, and formally begun by the late Mr. Darwin. Galileo quickened the sense for the simpler phenomena of inorganic nature. And with the same simplicity and frankness that marked the efforts of Galileo, and without the aid of technical or scientific instruments, without physical or chemical experiment, but solely by the power of thought and observation, Darwin grasps a new property of organic nature—which we may briefly call its plasticity.[70] With the same directness of purpose, Darwin, too, pursues his way. With the same candor and love of truth, he points out the strength and the weakness of his demonstrations. With masterly equanimity he holds aloof from the discussion of irrelevant subjects and wins alike the admiration of his adherents and of his adversaries.

Scarcely thirty years have elapsed[71] since Darwin first propounded the principles of his theory of evolution. Yet, already we see his ideas firmly rooted in every branch of human thought, however remote. Everywhere, in history, in philosophy, even in the physical sciences, we hear the watchwords: heredity, adaptation, selection. We speak of the struggle for existence among the heavenly bodies and of the struggle for existence in the world of molecules.[72]

The impetus given by Galileo to scientific thought was marked in every direction; thus, his pupil, Borelli, founded the school of exact medicine, from whence proceeded even distinguished mathematicians. And now Darwinian ideas, in the same way, are animating all provinces of research. It is true, nature is not made up of two distinct parts, the inorganic and the organic; nor must these two divisions be treated perforce by totally distinct methods. Many sides, however, nature has. Nature is like a thread in an intricate tangle, which must be followed and traced, now from this point, now from that. But we must never imagine,—and this physicists have learned from Faraday and J. R. Mayer,—that progress along paths once entered upon is the only means of reaching the truth.

It will devolve upon the specialists of the future to determine the relative tenability and fruitfulness of the Darwinian ideas in the different provinces. Here I wish simply to consider the growth of natural knowledge in the light of the theory of evolution. For knowledge, too, is a product of organic nature. And although ideas, as such, do not comport themselves in all respects like independent organic individuals, and although violent comparisons should be avoided, still, if Darwin reasoned rightly, the general imprint of evolution and transformation must be noticeable in ideas also.

I shall waive here the consideration of the fruitful topic of the transmission of ideas or rather of the transmission of the aptitude for certain ideas.[73] Nor would it come within my province to discuss psychical evolution in any form, as Spencer[74] and many other modern psychologists have done, with varying success. Neither shall I enter upon a discussion of the struggle for existence and of natural selection among scientific theories.[75] We shall consider here only such processes of transformation as every student can easily observe in his own mind.


The child of the forest picks out and pursues with marvellous acuteness the trails of animals. He outwits and overreaches his foes with surpassing cunning. He is perfectly at home in the sphere of his peculiar experience. But confront him with an unwonted phenomenon; place him face to face with a technical product of modern civilisation, and he will lapse into impotency and helplessness. Here are facts which he does not comprehend. If he endeavors to grasp their meaning, he misinterprets them. He fancies the moon, when eclipsed, to be tormented by an evil spirit. To his mind a puffing locomotive is a living monster. The letter accompanying a commission with which he is entrusted, having once revealed his thievishness, is in his imagination a conscious being, which he must hide beneath a stone, before venturing to commit a fresh trespass. Arithmetic to him is like the art of the geomancers in the Arabian Nights,—an art which is able to accomplish every imaginable impossibility. And, like Voltaire's ingénu, when placed in our social world, he plays, as we think, the maddest pranks.

With the man who has made the achievements of modern science and civilisation his own, the case is quite different. He sees the moon pass temporarily into the shadow of the earth. He feels in his thoughts the water growing hot in the boiler of the locomotive; he feels also the increase of the tension which pushes the piston forward. Where he is not able to trace the direct relation of things he has recourse to his yard-stick and table of logarithms, which aid and facilitate his thought without predominating over it. Such opinions as he cannot concur in, are at least known to him, and he knows how to meet them in argument.

Now, wherein does the difference between these two men consist? The train of thought habitually employed by the first one does not correspond to the facts that he sees. He is surprised and nonplussed at every step. But the thoughts of the second man follow and anticipate events, his thoughts have become adapted or accommodated to the larger field of observation and activity in which he is located; he conceives things as they are. The Indian's sphere of experience, however, is quite different; his bodily organs of sense are in constant activity; he is ever intensely alert and on the watch for his foes; or, his entire attention and energy are engaged in procuring sustenance. Now, how can such a creature project his mind into futurity, foresee or prophesy? This is not possible until our fellow-beings have, in a measure, relieved us of our concern for existence. It is then that we acquire freedom for observation, and not infrequently too that narrowness of thought which society helps and teaches us to disregard.

If we move for a time within a fixed circle of phenomena which recur with unvarying uniformity, our thoughts gradually adapt themselves to our environment; our ideas reflect unconsciously our surroundings. The stone we hold in our hand, when dropped, not only falls to the ground in reality; it also falls in our thoughts. Iron-filings dart towards a magnet in imagination as well as in fact, and, when thrown into a fire, they grew hot in conception as well.

The impulse to complete mentally a phenomenon that has been only partially observed, has not its origin in the phenomenon itself; of this fact, we are fully sensible. And we well know that it does not lie within the sphere of our volition. It seems to confront us rather as a power and a law imposed from without and controlling both thought and facts.

The fact that we are able by the help of this law to prophesy and forecast, merely proves a sameness or uniformity of environment sufficient to effect a mental adaptation of this kind. A necessity of fulfilment, however, is not contained in this compulsory principle which controls our thoughts; nor is it in any way determined by the possibility of prediction. We are always obliged, in fact, to await the completion of what has been predicted. Errors and departures are constantly discernible, and are slight only in provinces of great rigid constancy, as in astronomy.

In cases where our thoughts follow the connexion of events with ease, and in instances where we positively forefeel the course of a phenomenon, it is natural to fancy that the latter is determined by and must conform to our thoughts. But the belief in that mysterious agency called causality, which holds thought and event in unison, is violently shaken when a person first enters a province of inquiry in which he has previously had no experience. Take for instance the strange interaction of electric currents and magnets, or the reciprocal action of currents, which seem to defy all the resources of mechanical science. Let him be confronted with such phenomena and he will immediately feel himself forsaken by his power of prediction; he will bring nothing with him into this strange field of events but the hope of soon being able to adapt his ideas to the new conditions there presented.

A person constructs from a bone the remaining anatomy of an animal; or from the visible part of a half-concealed wing of a butterfly he infers and reconstructs the part concealed. He does so with a feeling of highest confidence in the accuracy of his results; and in these processes we find nothing preternatural or transcendent. But when physicists adapt their thoughts to conform to the dynamical course of events in time, we invariably surround their investigations with a metaphysical halo; yet these latter adaptations bear quite the same character as the former, and our only reason for investing them with a metaphysical garb, perhaps, is their high practical value.[76]

Let us consider for a moment what takes place when the field of observation to which our ideas have been adapted and now conform, becomes enlarged. We had, let us say, always seen heavy bodies sink when their support was taken away; we had also seen, perhaps, that the sinking of heavier bodies forced lighter bodies upwards. But now we see a lever in action, and we are suddenly struck with the fact that a lighter body is lifting another of much greater weight. Our customary train of thought demands its rights; the new and unwonted event likewise demands its rights. From this conflict between thought and fact the problem arises; out of this partial contrariety springs the question, "Why?" With the new adaptation to the enlarged field of observation, the problem disappears, or, in other words, is solved. In the instance cited, we must adopt the habit of always considering the mechanical work performed.

The child just awakening into consciousness of the world, knows no problem. The bright flower, the ringing bell, are all new to it; yet it is surprised at nothing. The out and out Philistine, whose only thoughts lie in the beaten path of his every-day pursuits, likewise has no problems. Everything goes its wonted course, and if perchance a thing go wrong at times, it is at most a mere object of curiosity and not worth serious consideration. In fact, the question "Why?" loses all warrant in relations where we are familiar with every aspect of events. But the capable and talented young man has his head full of problems; he has acquired, to a greater or less degree, certain habitudes of thought, and at the same time he is constantly observing what is new and unwonted, and in his case there is no end to the questions, "Why?"

Thus, the factor which most promotes scientific thought is the gradual widening of the field of experience. We scarcely notice events we are accustomed to; the latter do not really develop their intellectual significance until placed in contrast with something to which we are unaccustomed. Things that at home are passed by unnoticed, delight us when abroad, though they may appear in only slightly different forms. The sun shines with heightened radiance, the flowers bloom in brighter colors, our fellow-men accost us with lighter and happier looks. And, returning home, we find even the old familiar scenes more inspiring and suggestive than before.

Every motive that prompts and stimulates us to modify and transform our thoughts, proceeds from what is new, uncommon, and not understood. Novelty excites wonder in persons whose fixed habits of thought are shaken and disarranged by what they see. But the element of wonder never lies in the phenomenon or event observed; its place is in the person observing. People of more vigorous mental type aim at once at an adaptation of thought that will conform to what they have observed. Thus does science eventually become the natural foe of the wonderful. The sources of the marvellous are unveiled, and surprise gives way to calm interpretation.

Let us consider such a mental transformative process in detail. The circumstance that heavy bodies fall to the earth appears perfectly natural and regular. But when a person observes that wood floats upon water, and that flames and smoke rise in the air, then the contrary of the first phenomenon is presented. An olden theory endeavors to explain these facts by imputing to substances the power of volition, as that attribute which is most familiar to man. It asserted that every substance seeks its proper place, heavy bodies tending downwards and light ones upwards. It soon turned out, however, that even smoke had weight, that it, too, sought its place below, and that it was forced upwards only because of the downward tendency of the air, as wood is forced to the surface of water because the water exerts the greater downward pressure.

Again, we see a body thrown into the air. It ascends. How is it that it does not seek its proper place? Why does the velocity of its "violent" motion decrease as it rises, while that of its "natural" fall increases as it descends. If we mark closely the relation between these two facts, the problem will solve itself. We shall see, as Galileo did, that the decrease of velocity in rising and the increase of velocity in falling are one and the same phenomenon, viz., an increase of velocity towards the earth. Accordingly, it is not a place that is assigned to the body, but an increase of velocity towards the earth.

By this idea the movements of heavy bodies are rendered perfectly familiar. Newton, now, firmly grasping this new way of thinking, sees the moon and the planets moving in their paths upon principles similar to those which determine the motion of a projectile thrown into the air. Yet the movements of the planets were marked by peculiarities which compelled him once more to modify slightly his customary mode of thought. The heavenly bodies, or rather the parts composing them, do not move with constant accelerations towards each other, but "attract each other," directly as the mass and inversely as the square of the distance.

This latter notion, which includes the one applying to terrestrial bodies as a special case, is, as we see, quite different from the conception from which we started. How limited in scope was the original idea and to what a multitude of phenomena is not the present one applicable! Yet there is a trace, after all, of the "search for place" in the expression "attraction." And it would be folly, indeed, for us to avoid, with punctilious dread, this conception of "attraction" as bearing marks of its pedigree. It is the historical base of the Newtonian conception and it still continues to direct our thoughts in the paths so long familiar to us. Thus, the happiest ideas do not fall from heaven, but spring from notions already existing.

Similarly, a ray of light was first regarded as a continuous and homogeneous straight line. It then became the path of projection for minute missiles; then an aggregate of the paths of countless different kinds of missiles. It became periodic; it acquired various sides; and ultimately it even lost its motion in a straight line.

The electric current was conceived originally as the flow of a hypothetical fluid. To this conception was soon added the notion of a chemical current, the notion of an electric, magnetic, and anisotropic optical field, intimately connected with the path of the current. And the richer a conception becomes in following and keeping pace with facts, the better adapted it is to anticipate them.

Adaptive processes of this kind have no assignable beginning, inasmuch as every problem that incites to new adaptation, presupposes a fixed habitude of thought. Moreover, they have no visible end; in so far as experience never ceases. Science, accordingly, stands midway in the evolutionary process; and science may advantageously direct and promote this process, but it can never take its place. That science is inconceivable the principles of which would enable a person with no experience to construct the world of experience, without a knowledge of it. One might just as well expect to become a great musician, solely by the aid of theory, and without musical experience; or to become a painter by following the directions of a text-book.

In glancing over the history of an idea with which we have become perfectly familiar, we are no longer able to appreciate the full significance of its growth. The deep and vital changes that have been effected in the course of its evolution, are recognisable only from the astounding narrowness of view with which great contemporary scientists have occasionally opposed each other. Huygens's wave-theory of light was incomprehensible to Newton, and Newton's idea of universal gravity was unintelligible to Huygens. But a century afterwards both notions were reconcilable, even in ordinary minds.

On the other hand, the original creations of pioneer intellects, unconsciously formed, do not assume a foreign garb; their form is their own. In them, childlike simplicity is joined to the maturity of manhood, and they are not to be compared with processes of thought in the average mind. The latter are carried on as are the acts of persons in the state of mesmerism, where actions involuntarily follow the images which the words of other persons suggest to their minds.

The ideas that have become most familiar through long experience, are the very ones that intrude themselves into the conception of every new fact observed. In every instance, thus, they become involved in a struggle for self-preservation, and it is just they that are seized by the inevitable process of transformation.

Upon this process rests substantially the method of explaining by hypothesis new and uncomprehended phenomena. Thus, instead of forming entirely new notions to explain the movements of the heavenly bodies and the phenomena of the tides, we imagine the material particles composing the bodies of the universe to possess weight or gravity with respect to one another. Similarly, we imagine electrified bodies to be freighted with fluids that attract and repel, or we conceive the space between them to be in a state of elastic tension. In so doing, we substitute for new ideas distinct and more familiar notions of old experience—notions which to a great extent run unimpeded in their courses, although they too must suffer partial transformation.

The animal cannot construct new members to perform every new function that circumstances and fate demand of it. On the contrary it is obliged to make use of those it already possesses. When a vertebrate animal chances into an environment where it must learn to fly or swim, an additional pair of extremities is not grown for the purpose. On the contrary, the animal must adapt and transform a pair that it already has.

The construction of hypotheses, therefore, is not the product of artificial scientific methods. This process is unconsciously carried on in the very infancy of science. Even later, hypotheses do not become detrimental and dangerous to progress except when more reliance is placed on them than on the facts themselves; when the contents of the former are more highly valued than the latter, and when, rigidly adhering to hypothetical notions, we overestimate the ideas we possess as compared with those we have to acquire.

The extension of our sphere of experience always involves a transformation of our ideas. It matters not whether the face of nature becomes actually altered, presenting new and strange phenomena, or whether these phenomena are brought to light by an intentional or accidental turn of observation. In fact, all the varied methods of scientific inquiry and of purposive mental adaptation enumerated by John Stuart Mill, those of observation as well as those of experiment, are ultimately recognisable as forms of one fundamental method, the method of change, or variation. It is through change of circumstances that the natural philosopher learns. This process, however, is by no means confined to the investigator of nature. The historian, the philosopher, the jurist, the mathematician, the artist, the æsthetician,[77] all illuminate and unfold their ideas by producing from the rich treasures of memory similar, but different, cases; thus, they observe and experiment in their thoughts. Even if all sense-experience should suddenly cease, the events of the days past would meet in different attitudes in the mind and the process of adaptation would still continue—a process which, in contradistinction to the adaptation of thoughts to facts in practical spheres, would be strictly theoretical, being an adaptation of thoughts to thoughts.

The method of change or variation brings before us like cases of phenomena, having partly the same and partly different elements. It is only by comparing different cases of refracted light at changing angles of incidence that the common factor, the constancy of the refractive index, is disclosed. And only by comparing the refractions of light of different colors, does the difference, the inequality of the indices of refraction, arrest the attention. Comparison based upon change leads the mind simultaneously to the highest abstractions and to the finest distinctions.

Undoubtedly, the animal also is able to distinguish between the similar and dissimilar of two cases. Its consciousness is aroused by a noise or a rustling, and its motor centre is put in readiness. The sight of the creature causing the disturbance, will, according to its size, provoke flight or prompt pursuit; and in the latter case, the more exact distinctions will determine the mode of attack. But man alone attains to the faculty of voluntary and conscious comparison. Man alone can, by his power of abstraction, rise, in one moment, to the comprehension of principles like the conservation of mass or the conservation of energy, and in the next observe and mark the arrangement of the iron lines in the spectrum. In thus dealing with the objects of his conceptual life, his ideas unfold and expand, like his nervous system, into a widely ramified and organically articulated tree, on which he may follow every limb to its farthermost branches, and, when occasion demands, return to the trunk from which he started.

The English philosopher Whewell has remarked that two things are requisite to the formation of science: facts and ideas. Ideas alone lead to empty speculation; mere facts can yield no organic knowledge. We see that all depends upon the capacity of adapting existing notions to fresh facts.

Over-readiness to yield to every new fact prevents fixed habits of thought from arising. Excessively rigid habits of thought impede freedom of observation. In the struggle, in the compromise between judgment and prejudgment (prejudice), if we may use the term, our understanding of things broadens.

Habitual judgment, applied to a new case without antecedent tests, we call prejudgment or prejudice. Who does not know its terrible power! But we think less often of the importance and utility of prejudice. Physically, no one could exist, if he had to guide and regulate the circulation, respiration, and digestion of his body by conscious and purposive acts. So, too, no one could exist intellectually if he had to form judgments on every passing experience, instead of allowing himself to be controlled by the judgments he has already formed. Prejudice is a sort of reflex motion in the province of intelligence.

On prejudices, that is, on habitual judgments not tested in every case to which they are applied, reposes a goodly portion of the thought and work of the natural scientist. On prejudices reposes most of the conduct of society. With the sudden disappearance of prejudice society would hopelessly dissolve. That prince displayed a deep insight into the power of intellectual habit, who quelled the loud menaces and demands of his body-guard for arrears of pay and compelled them to turn about and march, by simply pronouncing the regular word of command; he well knew that they would be unable to resist that.

Not until the discrepancy between habitual judgments and facts becomes great is the investigator implicated in appreciable illusion. Then tragic complications and catastrophes occur in the practical life of individuals and nations—crises where man, placing custom above life, instead of pressing it into the service of life, becomes the victim of his error. The very power which in intellectual life advances, fosters, and sustains us, may in other circumstances delude and destroy us.


Ideas are not all of life. They are only momentary efflorescences of light, designed to illuminate the paths of the will. But as delicate reagents on our organic evolution our ideas are of paramount importance. No theory can gainsay the vital transformation which we feel taking place within us through their agency. Nor is it necessary that we should have a proof of this process. We are immediately assured of it.

The transformation of ideas thus appears as a part of the general evolution of life, as a part of its adaptation to a constantly widening sphere of action. A granite boulder on a mountain-side tends towards the earth below. It must abide in its resting-place for thousands of years before its support gives way. The shrub that grows at its base is farther advanced; it accommodates itself to summer and winter. The fox which, overcoming the force of gravity, creeps to the summit where he has scented his prey, is freer in his movements than either. The arm of man reaches further still; and scarcely anything of note happens in Africa or Asia that does not leave an imprint upon his life. What an immense portion of the life of other men is reflected in ourselves; their joys, their affections, their happiness and misery! And this too, when we survey only our immediate surroundings, and confine our attention to modern literature. How much more do we experience when we travel through ancient Egypt with Herodotus, when we stroll through the streets of Pompeii, when we carry ourselves back to the gloomy period of the crusades or to the golden age of Italian art, now making the acquaintance of a physician of Molière, and now that of a Diderot or of a D'Alembert. What a great part of the life of others, of their character and their purpose, do we not absorb through poetry and music! And although they only gently touch the chords of our emotions, like the memory of youth softly breathing upon the spirit of an aged man, we have nevertheless lived them over again in part. How great and comprehensive does self become in this conception; and how insignificant the person! Egoistical systems both of optimism and pessimism perish with their narrow standard of the import of intellectual life. We feel that the real pearls of life lie in the ever changing contents of consciousness, and that the person is merely an indifferent symbolical thread on which they are strung.[78]

We are prepared, thus, to regard ourselves and every one of our ideas as a product and a subject of universal evolution; and in this way we shall advance sturdily and unimpeded along the paths which the future will throw open to us.[79]

[ON THE PRINCIPLE OF COMPARISON IN PHYSICS.][80]

Twenty years ago when Kirchhoff defined the object of mechanics as the "description, in complete and very simple terms, of the motions occurring in nature," he produced by the statement a peculiar impression. Fourteen years subsequently, Boltzmann, in the life-like picture which he drew of the great inquirer, could still speak of the universal astonishment at this novel method of treating mechanics, and we meet with epistemological treatises to-day, which plainly show how difficult is the acceptance of this point of view. A modest and small band of inquirers there were, however, to whom Kirchhoff's few words were tidings of a welcome and powerful ally in the epistemological field.

Now, how does it happen that we yield our assent so reluctantly to the philosophical opinion of an inquirer for whose scientific achievements we have only words of praise? One reason probably is that few inquirers can find time and leisure, amid the exacting employments demanded for the acquisition of new knowledge, to inquire closely into that tremendous psychical process by which science is formed. Further, it is inevitable that much should be put into Kirchhoff's rigid words that they were not originally intended to convey, and that much should be found wanting in them that had always been regarded as an essential element of scientific knowledge. What can mere description accomplish? What has become of explanation, of our insight into the causal connexion of things?


Permit me, for a moment, to contemplate not the results of science, but the mode of its growth, in a frank and unbiassed manner. We know of only one source of immediate revelation of scientific facts—our senses. Restricted to this source alone, thrown wholly upon his own resources, obliged to start always anew, what could the isolated individual accomplish? Of a stock of knowledge so acquired the science of a distant negro hamlet in darkest Africa could hardly give us a sufficiently humiliating conception. For there that veritable miracle of thought-transference has already begun its work, compared with which the miracles of the spiritualists are rank monstrosities—communication by language. Reflect, too, that by means of the magical characters which our libraries contain we can raise the spirits of the "the sovereign dead of old" from Faraday to Galileo and Archimedes, through ages of time—spirits who do not dismiss us with ambiguous and derisive oracles, but tell us the best they know; then shall we feel what a stupendous and indispensable factor in the formation of science communication is. Not the dim, half-conscious surmises of the acute observer of nature or critic of humanity belong to science, but only that which they possess clearly enough to communicate to others.

But how, now, do we go about this communication of a newly acquired experience, of a newly observed fact? As the different calls and battle-cries of gregarious animals are unconsciously formed signs for a common observation or action, irrespective of the causes which produce such action—a fact that already involves the germ of the concept; so also the words of human language, which is only more highly specialised, are names or signs for universally known facts, which all can observe or have observed. If the mental representation, accordingly, follows the new fact at once and passively, then that new fact must, of itself, immediately be constituted and represented in thought by facts already universally known and commonly observed. Memory is always ready to put forward for comparison known facts which resemble the new event, or agree with it in certain features, and so renders possible that elementary internal judgment which the mature and definitively formulated judgment soon follows.

Comparison, as the fundamental condition of communication, is the most powerful inner vital element of science. The zoölogist sees in the bones of the wing-membranes of bats, fingers; he compares the bones of the cranium with the vertebræ, the embryos of different organisms with one another, and the different stages of development of the same organism with one another. The geographer sees in Lake Garda a fjord, in the Sea of Aral a lake in process of drying up. The philologist compares different languages with one another, and the formations of the same language as well. If it is not customary to speak of comparative physics in the same sense that we speak of comparative anatomy, the reason is that in a science of such great experimental activity the attention is turned away too much from the contemplative element. But like all other sciences, physics lives and grows by comparison.


The manner in which the result of the comparison finds expression in the communication, varies of course very much. When we say that the colors of the spectrum are red, yellow, green, blue, and violet, the designations employed may possibly have been derived from the technology of tattooing, or they may subsequently have acquired the significance of standing for the colors of the rose, the lemon, the leaf, the corn-flower, and the violet. From the frequent repetition of such comparisons, however, made under the most manifold circumstances, the inconstant features, as compared with the permanent congruent features, get so obliterated that the latter acquire a fixed significance independent of every object and connexion, or take on as we say an abstract or conceptual import. No one thinks at the word "red" of any other agreement with the rose than that of color, or at the word "straight" of any other property of a stretched cord than the sameness of direction. Just so, too, numbers, originally the names of the fingers of the hands and feet, from being used as arrangement-signs for all kinds of objects, were lifted to the plane of abstract concepts. A verbal report (communication) of a fact that uses only these purely abstract implements, we call a direct description.

The direct description of a fact of any great extent is an irksome task, even where the requisite notions are already completely developed. What a simplification it involves if we can say, the fact A now considered comports itself, not in one, but in many or in all its features, like an old and well-known fact B. The moon comports itself as a heavy body does with respect to the earth; light like a wave-motion or an electric vibration; a magnet, as if it were laden with gravitating fluids, and so on. We call such a description, in which we appeal, as it were, to a description already and elsewhere formulated, or perhaps still to be precisely formulated, an indirect description. We are at liberty to supplement this description, gradually, by direct description, to correct it, or to replace it altogether. We see, thus, without difficulty, that what is called a theory or a theoretical idea, falls under the category of what is here termed indirect description.


What, now, is a theoretical idea? Whence do we get it? What does it accomplish for us? Why does it occupy a higher place in our judgment than the mere holding fast to a fact or an observation? Here, too, memory and comparison alone are in play. But instead of a single feature of resemblance culled from memory, in this case a great system of resemblances confronts us, a well-known physiognomy, by means of which the new fact is immediately transformed into an old acquaintance. Besides, it is in the power of the idea to offer us more than we actually see in the new fact, at the first moment; it can extend the fact, and enrich it with features which we are first induced to seek from such suggestions, and which are often actually found. It is this rapidity in extending knowledge that gives to theory a preference over simple observation. But that preference is wholly quantitative. Qualitatively, and in real essential points, theory differs from observation neither in the mode of its origin nor in its last results.

The adoption of a theory, however, always involves a danger. For a theory puts in the place of a fact A in thought, always a different, but simpler and more familiar fact B, which in some relations can mentally represent A, but for the very reason that it is different, in other relations cannot represent it. If now, as may readily happen, sufficient care is not exercised, the most fruitful theory may, in special circumstances, become a downright obstacle to inquiry. Thus, the emission-theory of light, in accustoming the physicist to think of the projectile path of the "light-particles" as an undifferentiated straight-line, demonstrably impeded the discovery of the periodicity of light. By putting in the place of light the more familiar phenomena of sound, Huygens renders light in many of its features a familiar event, but with respect to polarisation, which lacks the longitudinal waves with which alone he was acquainted, it had for him a doubly strange aspect. He is unable thus to grasp in abstract thought the fact of polarisation, which is before his eyes, whilst Newton, merely by adapting to the observation his thoughts, and putting this question, "Annon radiorum luminis diversa sunt latera?" abstractly grasped polarisation, that is, directly described it, a century before Malus. On the other hand, if the agreement of the fact with the idea theoretically representing it, extends further than its inventor originally anticipated, then we may be led by it to unexpected discoveries, of which conical refraction, circular polarisation by total reflexion, Hertz's waves offer ready examples, in contrast to the illustrations given above.

Our insight into the conditions indicated will be improved, perhaps, by contemplating the development of some theory or other more in detail. Let us consider a magnetised bar of steel by the side of a second unmagnetised bar, in all other respects the same. The second bar gives no indication of the presence of iron-filings; the first attracts them. Also, when the iron-filings are absent, we must think of the magnetised bar as in a different condition from that of the unmagnetised. For, that the mere presence of the iron-filings does not induce the phenomenon of attraction is proved by the second unmagnetised bar. The ingenuous man, who finds in his will, as his most familiar source of power, the best facilities for comparison, conceives a species of spirit in the magnet. The behavior of a warm body or of an electrified body suggests similar ideas. This is the point of view of the oldest theory, fetishism, which the inquirers of the early Middle Ages had not yet overcome, and which in its last vestiges, in the conception of forces, still flourishes in modern physics. We see, thus, the dramatic element need no more be absent in a scientific description, than in a thrilling novel.

If, on subsequent examination, it be observed that a cold body, in contact with a hot body, warms itself, so to speak, at the expense of the hot body; further, that when the substances are the same, the cold body, which, let us say, has twice the mass of the other, gains only half the number of degrees of temperature that the other loses, a wholly new impression arises. The demoniac character of the event vanishes, for the supposed spirit acts not by caprice, but according to fixed laws. In its place, however, instinctively the notion of a substance is substituted, part of which flows over from the one body to the other, but the total amount of which, representable by the sum of the products of the masses into the respective changes of temperature, remains constant. Black was the first to be powerfully struck with this resemblance of thermal processes to the motion of a substance, and under its guidance discovered the specific heat, the heat of fusion, and the heat of vaporisation of bodies. Gaining strength and fixity, however, from these successes, this notion of substance subsequently stood in the way of scientific advancement. It blinded the eyes of the successors of Black, and prevented them from seeing the manifest fact, which every savage knows, that heat is produced by friction. Fruitful as that notion was for Black, helpful as it still is to the learner to-day in Black's special field, permanent and universal validity as a theory it could never maintain. But what is essential, conceptually, in it, viz., the constancy of the product-sum above mentioned, retains its value and may be regarded as a direct description of Black's facts.

It stands to reason that those theories which push themselves forward unsought, instinctively, and wholly of their own accord, should have the greatest power, should carry our thoughts most with them, and exhibit the staunchest powers of self-preservation. On the other hand, it may also be observed that when critically scrutinised such theories are extremely apt to lose their cogency. We are constantly busied with "substance," its modes of action have stamped themselves indelibly upon our thoughts, our vividest and clearest reminiscences are associated with it. It should cause us no surprise, therefore, that Robert Mayer and Joule, who gave the final blow to Black's substantial conception of heat, should have re-introduced the same notion of substance in a more abstract and modified form, only applying to a much more extensive field.

Here, too, the psychological circumstances which impart to the new conception its power, lie clearly before us. By the unusual redness of the venous blood in tropical climates Mayer's attention is directed to the lessened expenditure of internal heat and to the proportionately lessened consumption of material by the human body in those climates. But as every effort of the human organism, including its mechanical work, is connected with the consumption of material, and as work by friction can engender heat, therefore heat and work appear in kind equivalent, and between them a proportional relation must subsist. Not every quantity, but the appropriately calculated sum of the two, as connected with a proportionate consumption of material, appears substantial.

By exactly similar considerations, relative to the economy of the galvanic element, Joule arrived at his view; he found experimentally that the sum of the heat evolved in the circuit, of the heat consumed in the combustion of the gas developed, of the electro-magnetic work of the current, properly calculated,—in short, the sum of all the effects of the battery,—is connected with a proportionate consumption of zinc. Accordingly, this sum itself has a substantial character.

Mayer was so absorbed with the view attained, that the indestructibility of force, in our phraseology work, appeared to him a priori evident. "The creation or annihilation of a force," he says, "lies without the province of human thought and power." Joule expressed himself to a similar effect: "It is manifestly absurd to suppose that the powers with which God has endowed matter can be destroyed." Strange to say, on the basis of such utterances, not Joule, but Mayer, was stamped as a metaphysician. We may be sure, however, that both men were merely giving expression, and that half-unconsciously, to a powerful formal need of the new simple view, and that both would have been extremely surprised if it had been proposed to them that their principle should be submitted to a philosophical congress or ecclesiastical synod for a decision upon its validity. But with all agreements, the attitude of these two men, in other respects, was totally different. Whilst Mayer represented this formal need with all the stupendous instinctive force of genius, we might say almost with the ardor of fanaticism, yet was withal not wanting in the conceptive ability to compute, prior to all other inquirers, the mechanical equivalent of heat from old physical constants long known and at the disposal of all, and so to set up for the new doctrine a programme embracing all physics and physiology; Joule, on the other hand, applied himself to the exact verification of the doctrine by beautifully conceived and masterfully executed experiments, extending over all departments of physics. Soon Helmholtz too attacked the problem, in a totally independent and characteristic manner. After the professional virtuosity with which this physicist grasped and disposed of all the points unsettled by Mayer's programme and more besides, what especially strikes us is the consummate critical lucidity of this young man of twenty-six years. In his exposition is wanting that vehemence and impetuosity which marked Mayer's. The principle of the conservation of energy is no self-evident or a priori proposition for him. What follows, on the assumption that that proposition obtains? In this hypothetical form, he subjugates his matter.

I must confess, I have always marvelled at the æsthetic and ethical taste of many of our contemporaries who have managed to fabricate out of this relation of things, odious national and personal questions, instead of praising the good fortune that made several such men work together and of rejoicing at the instructive diversity and idiosyncrasies of great minds fraught with such rich consequences for us.

We know that still another theoretical conception played a part in the development of the principle of energy, which Mayer held aloof from, namely, the conception that heat, as also the other physical processes, are due to motion. But once the principle of energy has been reached, these auxiliary and transitional theories discharge no essential function, and we may regard the principle, like that which Black gave, as a contribution to the direct description of a widely extended domain of facts.

It would appear from such considerations not only advisable, but even necessary, with all due recognition of the helpfulness of theoretic ideas in research, yet gradually, as the new facts grow familiar, to substitute for indirect description direct description, which contains nothing that is unessential and restricts itself absolutely to the abstract apprehension of facts. We might almost say, that the descriptive sciences, so called with a tincture of condescension, have, in respect of scientific character, outstripped the physical expositions lately in vogue. Of course, a virtue has been made of necessity here.

We must admit, that it is not in our power to describe directly every fact, on the moment. Indeed, we should succumb in utter despair if the whole wealth of facts which we come step by step to know, were presented to us all at once. Happily, only detached and unusual features first strike us, and such we bring nearer to ourselves by comparison with every-day events. Here the notions of the common speech are first developed. The comparisons then grow more manifold and numerous, the fields of facts compared more extensive, the concepts that make direct description possible, proportionately more general and more abstract.

First we become familiar with the motion of freely falling bodies. The concepts of force, mass, and work are then carried over, with appropriate modifications, to the phenomena of electricity and magnetism. A stream of water is said to have suggested to Fourier the first distinct picture of currents of heat. A special case of vibrations of strings investigated by Taylor, cleared up for him a special case of the conduction of heat. Much in the same way that Daniel Bernoulli and Euler constructed the most diverse forms of vibrations of strings from Taylor's cases, so Fourier constructs out of simple cases of conduction the most multifarious motions of heat; and that method has extended itself over the whole of physics. Ohm forms his conception of the electric current in imitation of Fourier's. The latter, also, adopts Fick's theory of diffusion. In an analogous manner a conception of the magnetic current is developed. All sorts of stationary currents are thus made to exhibit common features, and even the condition of complete equilibrium in an extended medium shares these features with the dynamical condition of equilibrium of a stationary current. Things as remote as the magnetic lines of force of an electric current and the stream-lines of a frictionless liquid vortex enter in this way into a peculiar relationship of similarity. The concept of potential, originally enunciated for a restricted province, acquires a wide-reaching applicability. Things as dissimilar as pressure, temperature, and electromotive force, now show points of agreement in relation to ideas derived by definite methods from that concept: viz., fall of pressure, fall of temperature, fall of potential, as also with the further notions of liquid, thermal, and electric strength of current. That relationship between systems of ideas in which the dissimilarity of every two homologous concepts as well as the agreement in logical relations of every two homologous pairs of concepts, is clearly brought to light, is called an analogy. It is an effective means of mastering heterogeneous fields of facts in unitary comprehension. The path is plainly shown in which a universal physical phenomenology embracing all domains, will be developed.

In the process described we attain for the first time to what is indispensable in the direct description of broad fields of fact—the wide-reaching abstract concept. And now I must put a question smacking of the school-master, but unavoidable: What is a concept? Is it a hazy representation, admitting withal of mental visualisation? No. Mental visualisation accompanies it only in the simplest cases, and then merely as an adjunct. Think, for example, of the "coefficient of self-induction," and seek for its visualised mental image. Or is, perhaps, the concept a mere word? The adoption of this forlorn idea, which has been actually proposed of late by a reputed mathematician would only throw us back a thousand years into the deepest scholasticism. We must, therefore, reject it.

The solution is not far to seek. We must not think that sensation, or representation, is a purely passive process. The lowest organisms respond to it with a simple reflex motion, by engulfing the prey which approaches them. In higher organisms the centripetal stimulus encounters in the nervous system obstacles and aids which modify the centrifugal process. In still higher organisms, where prey is pursued and examined, the process in question may go through extensive paths of circular motions before it comes to relative rest. Our own life, too, is enacted in such processes; all that we call science may be regarded as parts, or middle terms, of such activities.

It will not surprise us now if I say: the definition of a concept, and, when it is very familiar, even its name, is an impulse to some accurately determined, often complicated, critical, comparative, or constructive activity, the usually sense-perceptive result of which is a term or member of the concept's scope. It matters not whether the concept draws the attention only to one certain sense (as sight) or to a phase of a sense (as color, form), or is the starting-point of a complicated action; nor whether the activity in question (chemical, anatomical, and mathematical operations) is muscular or technical, or performed wholly in the imagination, or only intimated. The concept is to the physicist what a musical note is to a piano-player. A trained physicist or mathematician reads a memoir like a musician reads a score. But just as the piano-player must first learn to move his fingers singly and collectively, before he can follow his notes without effort, so the physicist or mathematician must go through a long apprenticeship before he gains control, so to speak, of the manifold delicate innervations of his muscles and imagination. Think of how frequently the beginner in physics or mathematics performs more, or less, than is required, or of how frequently he conceives things differently from what they are! But if, after having had sufficient discipline, he lights upon the phrase "coefficient of self-induction," he knows immediately what that term requires of him. Long and thoroughly practised actions, which have their origin in the necessity of comparing and representing facts by other facts, are thus the very kernel of concepts. In fact, positive and philosophical philology both claim to have established that all roots represent concepts and stood originally for muscular activities alone. The slow assent of physicists to Kirchhoff's dictum now becomes intelligible. They best could feel the vast amount of individual labor, theory, and skill required before the ideal of direct description could be realised.


Suppose, now, the ideal of a given province of facts is reached. Does description accomplish all that the inquirer can ask? In my opinion, it does. Description is a building up of facts in thought, and this building up is, in the experimental sciences, often the condition of actual execution. For the physicist, to take a special case, the metrical units are the building-stones, the concepts the directions for building, and the facts the result of the building. Our mental imagery is almost a complete substitute for the fact, and by means of it we can ascertain all the fact's properties. We do not know that worst which we ourselves have made.

People require of science that it should prophesy, and Hertz uses that expression in his posthumous Mechanics. But, natural as it is, the expression is too narrow. The geologist and the palæontologist, at times the astronomer, and always the historian and the philologist, prophesy, so to speak, backwards. The descriptive sciences, like geometry and mathematics, prophesy neither forward or backwards, but seek from given conditions the conditioned. Let us say rather: Science completes in thought facts that are only partly given. This is rendered possible by description, for description presupposes the interdependence of the descriptive elements: otherwise nothing would be described.

It is said, description leaves the sense of causality unsatisfied. In fact, many imagine they understand motions better when they picture to themselves the pulling forces; and yet the accelerations, the facts, accomplish more, without superfluous additions. I hope that the science of the future will discard the idea of cause and effect, as being formally obscure; and in my feeling that these ideas contain a strong tincture of fetishism, I am certainly not alone. The more proper course is, to regard the abstract determinative elements of a fact as interdependent, in a purely logical way, as the mathematician or geometer does. True, by comparison with the will, forces are brought nearer to our feeling; but it may be that ultimately the will itself will be made clearer by comparison with the accelerations of masses.

If we are asked, candidly, when is a fact clear to us, we must say "when we can reproduce it by very simple and very familiar intellectual operations, such as the construction of accelerations, or the geometrical summation of accelerations, and so forth." The requirement of simplicity is of course to the expert a different matter from what it is to the novice. For the first, description by a system of differential equations is sufficient; for the second, a gradual construction out of elementary laws is required. The first discerns at once the connexion of the two expositions. Of course, it is not disputed that the artistic value of materially equivalent descriptions may not be different.

Most difficult is it to persuade strangers that the grand universal laws of physics, such as apply indiscriminately to material, electrical, magnetic, and other systems, are not essentially different from descriptions. As compared with many sciences, physics occupies in this respect a position of vantage that is easily explained. Take, for example, anatomy. As the anatomist in his quest for agreements and differences in animals ascends to ever higher and higher classifications, the individual facts that represent the ultimate terms of the system, are still so different that they must be singly noted. Think, for example, of the common marks of the Vertebrates, of the class-characters of Mammals and Birds on the one hand and of Fishes on the other, of the double circulation of the blood on the one hand and of the single on the other. In the end, always isolated facts remain, which show only a slight likeness to one another.

A science still more closely allied to physics, chemistry, is often in the same strait. The abrupt change of the qualitative properties, in all likelihood conditioned by the slight stability of the intermediate states, the remote resemblance of the co-ordinated facts of chemistry render the treatment of its data difficult. Pairs of bodies of different qualitative properties unite in different mass-ratios; but no connexion between the first and the last is to be noted, at first.

Physics, on the other hand, reveals to us wide domains of qualitatively homogeneous facts, differing from one another only in the number of equal parts into which their characteristic marks are divisible, that is, differing only quantitatively. Even where we have to deal with qualities (colors and sounds), quantitative characters of those qualities are at our disposal. Here the classification is so simple a task that it rarely impresses us as such, whilst in infinitely fine gradations, in a continuum of facts, our number-system is ready beforehand to follow as far as we wish. The co-ordinated facts are here extremely similar and very closely affined, as are also their descriptions which consist in the determination of the numerical measures of one given set of characters from those of a different set by means of familiar mathematical operations—methods of derivation. Thus, the common characteristics of all descriptions can be found here; and with them a succinct, comprehensive description, or a rule for the construction of all single descriptions, is assigned,—and this we call law. Well-known examples are the formulæ for freely falling bodies, for projectiles, for central motion, and so forth. If physics apparently accomplishes more by its methods than other sciences, we must remember that in a sense it has presented to it much simpler problems.

The remaining sciences, whose facts also present a physical side, need not be envious of physics for this superiority; for all its acquisitions ultimately redound to their benefit as well. But also in other ways this mutual help shall and must change. Chemistry has advanced very far in making the methods of physics her own. Apart from older attempts, the periodical series of Lothar Meyer and Mendelejeff are a brilliant and adequate means of producing an easily surveyed system of facts, which by gradually becoming complete, will take the place almost of a continuum of facts. Further, by the study of solutions, of dissociation, in fact generally of phenomena which present a continuum of cases, the methods of thermodynamics have found entrance into chemistry. Similarly we may hope that, at some future day, a mathematician, letting the fact-continuum of embryology play before his mind, which the palæontologists of the future will supposedly have enriched with more intermediate and derivative forms between Saurian and Bird than the isolated Pterodactyl, Archæopteryx, Ichthyornis, and so forth, which we now have—that such a mathematician shall transform, by the variation of a few parameters, as in a dissolving view, one form into another, just as we transform one conic section into another.

Reverting now to Kirchhoff's words, we can come to some agreement regarding their import. Nothing can be built without building-stones, mortar, scaffolding, and a builder's skill. Yet assuredly the wish is well founded, that will show to posterity the complete structure in its finished form, bereft of unsightly scaffolding. It is the pure logical and æsthetic sense of the mathematician that speaks out of Kirchhoff's words. Modern expositions of physics aspire after his ideal; that, too, is intelligible. But it would be a poor didactic shift, for one whose business it was to train architects, to say: "Here is a splendid edifice; if thou wouldst really build, go thou and do likewise".

The barriers between the special sciences, which make division of work and concentration possible, but which appear to us after all as cold and conventional restrictions, will gradually disappear. Bridge upon bridge is thrown over the gaps. Contents and methods, even of the remotest branches, are compared. When the Congress of Natural Scientists shall meet a hundred years hence, we may expect that they will represent a unity in a higher sense than is possible to-day, not in sentiment and aim alone, but in method also. In the meantime, this great change will be helped by our keeping constantly before our minds the fact of the intrinsic relationship of all research, which Kirchhoff characterised with such classical simplicity.

[THE PART PLAYED BY ACCIDENT IN INVENTION AND DISCOVERY.][81]

It is characteristic of the naïve and sanguine beginnings of thought in youthful men and nations, that all problems are held to be soluble and fundamentally intelligible on the first appearance of success. The sage of Miletus, on seeing plants take their rise from moisture, believed he had comprehended the whole of nature, and he of Samos, on discovering that definite numbers corresponded to the lengths of harmonic strings, imagined he could exhaust the nature of the world by means of numbers. Philosophy and science in such periods are blended. Wider experience, however, speedily discloses the error of such a course, gives rise to criticism, and leads to the division and ramification of the sciences.

At the same time, the necessity of a broad and general view of the world remains; and to meet this need philosophy parts company with special inquiry. It is true, the two are often found united in gigantic personalities. But as a rule their ways diverge more and more widely from each other. And if the estrangement of philosophy from science can reach a point where data unworthy of the nursery are not deemed too scanty as foundations of the world, on the other hand the thorough-paced specialist may go to the extreme of rejecting point-blank the possibility of a broader view, or at least of deeming it superfluous, forgetful of Voltaire's apophthegm, nowhere more applicable than here, Le superflu—chose très nécessaire.

It is true, the history of philosophy, owing to the insufficiency of its constructive data, is and must be largely a history of error. But it would be the height of ingratitude on our part to forget that the seeds of thoughts which still fructify the soil of special research, such as the theory of irrationals, the conceptions of conservation, the doctrine of evolution, the idea of specific energies, and so forth, may be traced back in distant ages to philosophical sources. Furthermore, to have deferred or abandoned the attempt at a broad philosophical view of the world from a full knowledge of the insufficiency of our materials, is quite a different thing from never having undertaken it at all. The revenge of its neglect, moreover, is constantly visited upon the specialist by his committal of the very errors which philosophy long ago exposed. As a fact, in physics and physiology, particularly during the first half of this century, are to be met intellectual productions which for naïve simplicity are not a jot inferior to those of the Ionian school, or to the Platonic ideas, or to that much reviled ontological proof.

Latterly, there has been evidence of a gradual change in the situation. Recent philosophy has set itself more modest and more attainable ends; it is no longer inimical to special inquiry; in fact, it is zealously taking part in that inquiry. On the other hand, the special sciences, mathematics and physics, no less than philology, have become eminently philosophical. The material presented is no longer accepted uncritically. The glance of the inquirer is bent upon neighboring fields, whence that material has been derived. The different special departments are striving for closer union, and gradually the conviction is gaining ground that philosophy can consist only of mutual, complemental criticism, interpenetration, and union of the special sciences into a consolidated whole. As the blood in nourishing the body separates into countless capillaries, only to be collected again and to meet in the heart, so in the science of the future all the rills of knowledge will gather more and more into a common and undivided stream.

It is this view—not an unfamiliar one to the present generation—that I purpose to advocate. Entertain no hope, or rather fear, that I shall construct systems for you. I shall remain a natural inquirer. Nor expect that it is my intention to skirt all the fields of natural inquiry. I can attempt to be your guide only in that branch which is familiar to me, and even there I can assist in the furtherment of only a small portion of the allotted task. If I shall succeed in rendering plain to you the relations of physics, psychology, and the theory of knowledge, so that you may draw from each profit and light, redounding to the advantage of each, I shall regard my work as not having been in vain. Therefore, to illustrate by an example how, consonantly with my powers and views, I conceive such inquiries should be conducted, I shall treat to-day, in the form of a brief sketch, of the following special and limited subject—of the part which accidental circumstances play in the development of inventions and discoveries.


When we Germans say of a man that he was not the inventor of gunpowder,[82] we impliedly cast a grave suspicion on his abilities. But the expression is not a felicitous one, as there is probably no invention in which deliberate thought had a smaller, and pure luck a larger, share than in this. It is well to ask, Are we justified in placing a low estimate on the achievement of an inventor because accident has assisted him in his work? Huygens, whose discoveries and inventions are justly sufficient to entitle him to an opinion in such matters, lays great emphasis on this factor. He asserts that a man capable of inventing the telescope without the concurrence of accident must have been gifted with superhuman genius.[83]

A man living in the midst of civilisation finds himself surrounded by a host of marvellous inventions, considering none other than the means of satisfying the needs of daily life. Picture such a man transported to the epoch preceding the invention of these ingenious appliances, and imagine him undertaking in a serious manner to comprehend their origin. At first the intellectual power of the men capable of producing such marvels will strike him as incredible, or, if we adopt the ancient view, as divine. But his astonishment is considerably allayed by the disenchanting yet elucidative revelations of the history of primitive culture, which to a large extent prove that these inventions took their rise very slowly and by imperceptible degrees.

A small hole in the ground with fire kindled in it constituted the primitive stove. The flesh of the quarry, wrapped with water in its skin, was boiled by contact with heated stones. Cooking by stones was also done in wooden vessels. Hollow gourds were protected from the fire by coats of clay. Thus, from the burned clay accidentally originated the enveloping pot, which rendered the gourd superfluous, although for a long time thereafter the clay was still spread over the gourd, or pressed into woven wicker-work before the potter's art assumed its final independence. Even then the wicker-work ornament was retained, as a sort of attest of its origin.

We see, thus, it is by accidental circumstances, or by such as lie without our purpose, foresight, and power, that man is gradually led to the acquaintance of improved means of satisfying his wants. Let the reader picture to himself the genius of a man who could have foreseen without the help of accident that clay handled in the ordinary manner would produce a useful cooking utensil! The majority of the inventions made in the early stages of civilisation, including language, writing, money, and the rest, could not have been the product of deliberate methodical reflexion for the simple reason that no idea of their value and significance could have been had except from practical use. The invention of the bridge may have been suggested by the trunk of a tree which had fallen athwart a mountain-torrent; that of the tool by the use of a stone accidentally taken into the hand to crack nuts. The use of fire probably started in and was disseminated from regions where volcanic eruptions, hot springs, and burning jets of natural gas afforded opportunity for quietly observing and turning to practical account the properties of fire. Only after that had been done could the significance of the fire-drill be appreciated, an instrument which was probably discovered from boring a hole through a piece of wood. The suggestion of a distinguished inquirer that the invention of the fire-drill originated on the occasion of a religious ceremony is both fantastic and incredible. And as to the use of fire, we should no more attempt to derive that from the invention of the fire-drill than we should from the invention of sulphur matches. Unquestionably the opposite course was the real one.[84]

Similar phenomena, though still largely veiled in obscurity, mark the initial transition of nations from a hunting to a nomadic life and to agriculture.[85] We shall not multiply examples, but content ourselves with the remark that the same phenomena recur in historical times, in the ages of great technical inventions, and, further, that regarding them the most whimsical notions have been circulated—notions which ascribe to accident an unduly exaggerated part, and one which in a psychological respect is absolutely impossible. The observation of steam escaping from a tea-kettle and of the clattering of the lid is supposed to have led to the invention of the steam-engine. Just think of the gap between this spectacle and the conception of the performance of great mechanical work by steam, for a man totally ignorant of the steam-engine! Let us suppose, however, that an engineer, versed in the practical construction of pumps, should accidentally dip into water an inverted bottle that had been filled with steam for drying and still retained its steam. He would see the water rush violently into the bottle, and the idea would very naturally suggest itself of founding on this experience a convenient and useful atmospheric steam-pump, which by imperceptible degrees, both psychologically possible and immediate, would then undergo a natural and gradual transformation into Watt's steam-engine.

But granting that the most important inventions are brought to man's notice accidentally and in ways that are beyond his foresight, yet it does not follow that accident alone is sufficient to produce an invention. The part which man plays is by no means a passive one. Even the first potter in the primeval forest must have felt some stirrings of genius within him. In all such cases, the inventor is obliged to take note of the new fact, he must discover and grasp its advantageous feature, and must have the power to turn that feature to account in the realisation of his purpose. He must isolate the new feature, impress it upon his memory, unite and interweave it with the rest of his thought; in short, he must possess the capacity to profit by experience.

The capacity to profit by experience might well be set up as a test of intelligence. This power varies considerably in men of the same race, and increases enormously as we advance from the lower animals to man. The former are limited in this regard almost entirely to the reflex actions which they have inherited with their organism, they are almost totally incapable of individual experience, and considering their simple wants are scarcely in need of it. The ivory-snail (Eburna spirata) never learns to avoid the carnivorous Actinia, no matter how often it may wince under the latter's shower of needles, apparently having no memory for pain whatever.[86] A spider can be lured forth repeatedly from its hole by touching its web with a tuning-fork. The moth plunges again and again into the flame which has burnt it. The humming-bird hawk-moth[87] dashes repeatedly against the painted roses of the wall-paper, like the unhappy and desperate thinker who never wearies of attacking the same insoluble chimerical problem. As aimlessly almost as Maxwell's gaseous molecules and in the same unreasoning manner common flies in their search for light and air stream against the glass pane of a half-opened window and remain there from sheer inability to find their way around the narrow frame. But a pike separated from the minnows of his aquarium by a glass partition, learns after the lapse of a few months, though only after having butted himself half to death, that he cannot attack these fishes with impunity. What is more, he leaves them in peace even after the removal of the partition, though he will bolt a strange fish at once. Considerable memory must be attributed to birds of passage, a memory which, probably owing to the absence of disturbing thoughts, acts with the precision of that of some idiots. Finally, the susceptibility to training evinced by the higher vertebrates is indisputable proof of the ability of these animals to profit by experience.

A powerfully developed mechanical memory, which recalls vividly and faithfully old situations, is sufficient for avoiding definite particular dangers, or for taking advantage of definite particular opportunities. But more is required for the development of inventions. More extensive chains of images are necessary here, the excitation by mutual contact of widely different trains of ideas, a more powerful, more manifold, and richer connexion of the contents of memory, a more powerful and impressionable psychical life, heightened by use. A man stands on the bank of a mountain-torrent, which is a serious obstacle to him. He remembers that he has crossed just such a torrent before on the trunk of a fallen tree. Hard by trees are growing. He has often moved the trunks of fallen trees. He has also felled trees before, and then moved them. To fell trees he has used sharp stones. He goes in search of such a stone, and as the old situations that crowd into his memory and are held there in living reality by the definite powerful interest which he has in crossing just this torrent,—as these impressions are made to pass before his mind in the inverse order in which they were here evoked, he invents the bridge.

There can be no doubt but the higher vertebrates adapt their actions in some moderate degree to circumstances. The fact that they give no appreciable evidence of advance by the accumulation of inventions, is satisfactorily explained by a difference of degree or intensity of intelligence as compared with man; the assumption of a difference of kind is not necessary. A person who saves a little every day, be it ever so little, has an incalculable advantage over him who daily squanders that amount, or is unable to keep what he has accumulated. A slight quantitative difference in such things explains enormous differences of advancement.

The rules which hold good in prehistoric times also hold good in historical times, and the remarks made on invention may be applied almost without modification to discovery; for the two are distinguished solely by the use to which the new knowledge is put. In both cases the investigator is concerned with some newly observed relation of new or old properties, abstract or concrete. It is observed, for example, that a substance which gives a chemical reaction A is also the cause of a chemical reaction B. If this observation fulfils no purpose but that of furthering the scientist's insight, or of removing a source of intellectual discomfort, we have a discovery; but an invention, if in using the substance giving the reaction A to produce the desired reaction B, we have a practical end in view, and seek to remove a source of material discomfort. The phrase, disclosure of the connexion of reactions, is broad enough to cover discoveries and inventions in all departments. It embraces the Pythagorean proposition, which is a combination of a geometrical and an arithmetical reaction, Newton's discovery of the connexion of Kepler's motions with the law of the inverse squares, as perfectly as it does the detection of some minute but appropriate alteration in the construction of a tool, or of some appropriate change in the methods of a dyeing establishment.

The disclosure of new provinces of facts before unknown can only be brought about by accidental circumstances, under which are remarked facts that commonly go unnoticed. The achievement of the discoverer here consists in his sharpened attention, which detects the uncommon features of an occurrence and their determining conditions from their most evanescent marks,[88] and discovers means of submitting them to exact and full observation. Under this head belong the first disclosures of electrical and magnetic phenomena, Grimaldi's observation of interference, Arago's discovery of the increased check suffered by a magnetic needle vibrating in a copper envelope as compared with that observed in a bandbox, Foucault's observation of the stability of the plane of vibration of a rod accidentally struck while rotating in a turning-lathe, Mayer's observation of the increased redness of venous blood in the tropics, Kirchhoff's observation of the augmentation of the D-line in the solar spectrum by the interposition of a sodium lamp, Schönbein's discovery of ozone from the phosphoric smell emitted on the disruption of air by electric sparks, and a host of others. All these facts, of which unquestionably many were seen numbers of times before they were noticed, are examples of the inauguration of momentous discoveries by accidental circumstances, and place the importance of strained attention in a brilliant light.

But not only is a significant part played in the beginning of an inquiry by co-operative circumstances beyond the foresight of the investigator; their influence is also active in its prosecution. Dufay, thus, whilst following up the behavior of one electrical state which he had assumed, discovers the existence of two. Fresnel learns by accident that the interference-bands received on ground glass are seen to better advantage in the open air. The diffraction-phenomenon of two slits proved to be considerably different from what Fraunhofer had anticipated, and in following up this circumstance he was led to the important discovery of grating-spectra. Faraday's induction-phenomenon departed widely from the initial conception which occasioned his experiments, and it is precisely this deviation that constitutes his real discovery.

Every man has pondered on some subject. Every one of us can multiply the examples cited, by less illustrious ones from his own experience. I shall cite but one. On rounding a railway curve once, I accidentally remarked a striking apparent inclination of the houses and trees. I inferred that the direction of the total resultant physical acceleration of the body reacts physiologically as the vertical. Afterwards, in attempting to inquire more carefully into this phenomenon, and this only, in a large whirling machine, the collateral phenomena conducted me to the sensation of angular acceleration, vertigo, Flouren's experiments on the section of the semi-circular canals etc., from which gradually resulted views relating to sensations of direction which are also held by Breuer and Brown, which were at first contested on all hands, but are now regarded on many sides as correct, and which have been recently enriched by the interesting inquiries of Breuer concerning the macula acustica, and Kreidel's experiments with magnetically orientable crustacea.[89] Not disregard of accident but a direct and purposeful employment of it advances research.

The more powerful the psychical connexion of the memory pictures is,—and it varies with the individual and the mood,—the more apt is the same accidental observation to be productive of results. Galileo knows that the air has weight; he also knows of the "resistance to a vacuum," expressed both in weight and in the height of a column of water. But the two ideas dwelt asunder in his mind. It remained for Torricelli to vary the specific gravity of the liquid measuring the pressure, and not till then was the air included in the list of pressure-exerting fluids. The reversal of the lines of the spectrum was seen repeatedly before Kirchhoff, and had been mechanically explained. But it was left for his penetrating vision to discern the evidence of the connexion of this phenomenon with questions of heat, and to him alone through persistent labor was revealed the sweeping significance of the fact for the mobile equilibrium of heat. Supposing, then, that such a rich organic connexion of the elements of memory exists, and is the prime distinguishing mark of the inquirer, next in importance certainly is that intense interest in a definite object, in a definite idea, which fashions advantageous combinations of thought from elements before disconnected, and obtrudes that idea into every observation made, and into every thought formed, making it enter into relationship with all things. Thus Bradley, deeply engrossed with the subject of aberration, is led to its solution by an exceedingly unobtrusive experience in crossing the Thames. It is permissible, therefore, to ask whether accident leads the discoverer, or the discoverer accident, to a successful outcome in scientific quests.

No man should dream of solving a great problem unless he is so thoroughly saturated with his subject that everything else sinks into comparative insignificance. During a hurried meeting with Mayer in Heidelberg once, Jolly remarked, with a rather dubious implication, that if Mayer's theory were correct water could be warmed by shaking. Mayer went away without a word of reply. Several weeks later, and now unrecognised by Jolly, he rushed into the latter's presence exclaiming: "Es ischt aso!" (It is so, it is so!) It was only after considerable explanation that Jolly found out what Mayer wanted to say. The incident needs no comment.[90]

A person deadened to sensory impressions and given up solely to the pursuit of his own thoughts, may also light on an idea that will divert his mental activity into totally new channels. In such cases it is a psychical accident, an intellectual experience, as distinguished from a physical accident, to which the person owes his discovery—a discovery which is here made "deductively" by means of mental copies of the world, instead of experimentally. Purely experimental inquiry, moreover, does not exist, for, as Gauss says, virtually we always experiment with our thoughts. And it is precisely that constant, corrective interchange or intimate union of experiment and deduction, as it was cultivated by Galileo in his Dialogues and by Newton in his Optics, that is the foundation of the benign fruitfulness of modern scientific inquiry as contrasted with that of antiquity, where observation and reflexion ofttimes pursued their respective courses like two strangers.

We have to wait for the appearance of a favorable physical accident. The movement of our thoughts obeys the law of association. In the case of meagre experience the result of this law is simply the mechanical reproduction of definite sensory experiences. On the other hand, if the psychical life is subjected to the incessant influences of a powerful and rich experience, then every representative element in the mind is connected with so many others that the actual and natural course of the thoughts is easily influenced and determined by insignificant circumstances, which accidentally are decisive. Hereupon, the process termed imagination produces its protean and infinitely diversified forms. Now what can we do to guide this process, seeing that the combinatory law of the images is without our reach? Rather let us ask, what influence can a powerful and constantly recurring idea exert on the movement of our thoughts? According to what has preceded, the answer is involved in the question itself. The idea dominates the thought of the inquirer, not the latter the former.

Let us see, now, if we can acquire a profounder insight into the process of discovery. The condition of the discoverer is, as James has aptly remarked, not unlike the situation of a person who is trying to remember something that he has forgotten. Both are sensible of a gap, and have only a remote presentiment of what is missing. Suppose I meet in a company a well-known and affable gentleman whose name I have forgotten, and who to my horror asks to be introduced to some one. I set to work according to Lichtenberg's rule, and run down the alphabet in search of the initial letter of his name. A vague sympathy holds me at the letter G. Tentatively I add the second letter and am arrested at e, and long before I have tried the third letter r, the name "Gerson" sounds sonorously upon my ear, and my anguish is gone. While taking a walk I meet a gentleman from whom I receive a communication. On returning home, and in attending to weightier affairs, the matter slips my mind. Moodily, but in vain, I ransack my memory. Finally I observe that I am going over my walk again in thought. On the street corner in question the self-same gentleman stands before me and repeats his communication. In this process are successively recalled to consciousness all the percepts which were connected with the percept that was lost, and with them, finally, that, too, is brought to light. In the first case—where the experience had already been made and is permanently impressed on our thought—a systematic procedure is both possible and easy, for we know that a name must be composed of a limited number of sounds. But at the same time it should be observed that the labor involved in such a combinatorial task would be enormous if the name were long and the responsiveness of the mind weaker.

It is often said, and not wholly without justification, that the scientist has solved a riddle. Every problem in geometry may be clothed in the garb of a riddle. Thus: "What thing is that M which has the properties A, B, C?" "What circle is that which touches the straight lines A, B, but touches B in the point C?" The first two conditions marshal before the imagination the group of circles whose centres lie in the line of symmetry of A, B. The third condition reminds us of all the circles having centres in the straight line that stands at right angles to B in C. The common term, or common terms, of the two groups of images solves the riddle—satisfies the problem. Puzzles dealing with things or words induce similar processes, but the memory in such cases is exerted in many directions and more varied and less clearly ordered provinces of ideas are surveyed. The difference between the situation of a geometer who has a construction to make, and that of an engineer, or a scientist, confronted with a problem, is simply this, that the first moves in a field with which he is thoroughly acquainted, whereas the two latter are obliged to familiarise themselves with this field subsequently, and in a measure far transcending what is commonly required. In this process the mechanical engineer has at least always a definite goal before him and definite means to accomplish his aim, whilst in the case of the scientist that aim is in many instances presented only in vague and general outlines. Often the very formulation of the riddle devolves on him. Frequently it is not until the aim has been reached that the broader outlook requisite for systematic procedure is obtained. By far the larger portion of his success, therefore, is contingent on luck and instinct. It is immaterial, so far as its character is concerned, whether the process in question is brought rapidly to a conclusion in the brain of one man, or whether it is spun out for centuries in the minds of a long succession of thinkers. The same relation that a word solving a riddle bears to that riddle is borne by the modern conception of light to the facts discovered by Grimaldi, Römer, Huygens, Newton, Young, Malus, and Fresnel, and only by the help of this slowly developed conception is our mental vision enabled to embrace the broad domain of facts in question.

A welcome complement to the discoveries which the history of civilisation and comparative psychology have furnished, is to be found in the confessions of great scientists and artists. Scientists and artists, we might say, for Liebig boldly declared there was no essential difference between the two. Are we to regard Leonardo da Vinci as a scientist or as an artist? If the artist builds up his work from a few motives, the scientist discovers the motives which permeate reality. If scientists like Lagrange or Fourier are in a certain measure artists in the presentation of their results, on the other hand, artists like Shakespeare or Ruysdael are scientists in the insight which must have preceded their creations.

Newton, when questioned about his methods of work, could give no other answer but that he was wont to ponder again and again on a subject; and similar utterances are accredited to D'Alembert and Helmholtz. Scientists and artists both recommend persistent labor. After the repeated survey of a field has afforded opportunity for the interposition of advantageous accidents, has rendered all the traits that suit with the mood or the dominant thought more vivid, and has gradually relegated to the background all things that are inappropriate, making their future appearance impossible; then from the teeming, swelling host of fancies which a free and high-flown imagination calls forth, suddenly that particular form arises to the light which harmonises perfectly with the ruling idea, mood, or design. Then it is that that which has resulted slowly as the result of a gradual selection, appears as if it were the outcome of a deliberate act of creation. Thus are to be explained the statements of Newton, Mozart, Richard Wagner, and others, when they say that thoughts, melodies, and harmonies had poured in upon them, and that they had simply retained the right ones. Undoubtedly, the man of genius, too, consciously or instinctively, pursues systematic methods wherever it is possible; but in his delicate presentiment he will omit many a task or abandon it after a hasty trial on which a less endowed man would squander his energies in vain. Thus, the genius accomplishes[91] in a brief space of time undertakings for which the life of an ordinary man would far from suffice. We shall hardly go astray if we regard genius as only a slight deviation from the average mental endowment—as possessing simply a greater sensitiveness of cerebral reaction and a greater swiftness of reaction. The men who, obeying their inner impulses, make sacrifices for an idea instead of advancing their material welfare, may appear to the full-blooded Philistine as fools; yet we shall scarcely adopt Lombroso's view, that genius is to be regarded as a disease, although it is unfortunately true that the sensitive brains and fragile constitutions succumb most readily to sickness.

The remark of C. G. J. Jacobi that mathematics is slow of growth and only reaches the truth by long and devious paths, that the way to its discovery must be prepared for long beforehand, and that then the truth will make its long-deferred appearance as if impelled by some divine necessity[92]—all this holds true of every science. We are astounded often to note that it required the combined labors of many eminent thinkers for a full century to reach a truth which it takes us only a few hours to master and which once acquired seems extremely easy to reach under the right sort of circumstances. To our humiliation we learn that even the greatest men are born more for life than for science. The extent to which even they are indebted to accident—to that singular conflux of the physical and the psychical life in which the continuous but yet imperfect and never-ending adaptation of the latter to the former finds its distinct expression—that has been the subject of our remarks to-day. Jacobi's poetical thought of a divine necessity acting in science will lose none of its loftiness for us if we discover in this necessity the same power that destroys the unfit and fosters the fit. For loftier, nobler, and more romantic than poetry is the truth and the reality.

[ON SENSATIONS OF ORIENTATION.][93]

Through the co-operation of a succession of inquirers, among whom are particularly to be mentioned Goltz of Strassburg and Breuer of Vienna, considerable advances have been made during the last twenty-five years in our knowledge of the means by which we ascertain our position in space and the direction of our motion, or orient ourselves, as the phrase goes. I presume that you are already acquainted with the physiological part of the processes with which our sensations of movement, or, more generally speaking, our sensations of orientation, are connected. Here I shall consider more particularly the physical side of the matter. In fact, I was originally led to the consideration of these questions by the observation of extremely simple and perfectly well-known physical facts, before I had any great acquaintance with physiology and while pursuing unbiasedly my natural thoughts; and I am of the conviction that the way which I have pursued, and which is entirely free from hypotheses, will, if you will follow my exposition, be that of easiest acquisition for the most of you.

No man of sound common sense could ever have doubted that a pressure or force is requisite to set a body in motion in a given direction and that a contrary pressure is required to stop suddenly a body in motion. Though the law of inertia was first formulated with anything like exactness by Galileo, the facts at the basis of it were known long previously to men of the stamp of Leonardo da Vinci, Rabelais, and others, and were illustrated by them with appropriate experiments. Leonardo knew that by a swift stroke with a ruler one can knock out from a vertical column of checkers a single checker without over-throwing the column. The experiment with a coin resting on a piece of pasteboard covering a goblet, which falls into the goblet when the pasteboard is jerked away, like all experiments of the kind, is certainly very old.

With Galileo the experience in question assumes greater clearness and force. In the famous dialogue on the Copernican system which cost him his freedom, he explains the tides in an unfelicitous, though in principle correct manner, by the analogue of a platter of water swung to and fro. In opposition to the Aristotelians of his time, who believed the descent of a heavy body could be accelerated by the superposition of another heavy body, he asserted that a body could never be accelerated by one lying upon it unless the first in some way impeded the superposed body in its descent. To seek to press a falling body by means of another placed upon it, is as senseless as trying to prod a man with a lance when the man is speeding away from one with the same velocity as the lance. Even this little excursion into physics can explain much to us. You know the peculiar sensation which one has in falling, as when one jumps from a high springboard into the water, and which is also experienced in some measure at the beginning of the descent of elevators and swings. The reciprocal gravitational pressure of the different parts of our body, which is certainly felt in some manner, vanishes in free descent, or, in the case of the elevator, is diminished on the beginning of the descent. A similar sensation would be experienced if we were suddenly transported to the moon where the acceleration of gravity is much less than upon the earth. I was led to these considerations in 1866 by a suggestion in physics, and having also taken into account the alterations of the blood-pressure in the cases in question, I found I coincided without knowing it with Wollaston and Purkinje. The first as early as 1810 in his Croonian lecture had touched on the subject of sea-sickness and explained it by alterations of the blood-pressure, and later had laid similar considerations at the basis of his explanation of vertigo (1820-1826).[94]

Newton was the first to enunciate with perfect generality that a body can change the velocity and direction of its motion only by the action of a force, or the action of a second body. A corollary of this law which was first expressly deduced by Euler is that a body can never be set rotating or made to cease rotating of itself but only by forces and other bodies. For example, turn an open watch which has run down freely backwards and forwards in your hand. The balance-wheel will not fully catch the rapid rotations, it does not even respond fully to the elastic force of the spring which proves too weak to carry the wheel entirely with it.

Let us consider now that whether we move ourselves by means of our legs, or whether we are moved by a vehicle or a boat, at first only a part of our body is directly moved and the rest of it is afterwards set in motion by the first part. We see that pressures, pulls, and tensions are always produced between the parts of the body in this action, which pressures, pulls, and tensions give rise to sensations by which the forward or rotary movements in which we are engaged are made perceptible.[95] But it is quite natural that sensations so familiar should be little noticed and that attention should be drawn to them only under special circumstances when they occur unexpectedly or with unusual strength.

Fig. 45.

Thus my attention was drawn to this point by the sensation of falling and subsequently by another singular occurrence. I was rounding a sharp railway curve once when I suddenly saw all the trees, houses, and factory chimneys along the track swerve from the vertical and assume a strikingly inclined position. What had hitherto appeared to me perfectly natural, namely, the fact that we distinguish the vertical so perfectly and sharply from every other direction, now struck me as enigmatical. Why is it that the same direction can now appear vertical to me and now cannot? By what is the vertical distinguished for us? (Compare Figure 45.)

The rails are raised on the convex or outward side of the track in order to insure the stability of the carriage as against the action of the centrifugal force, the whole being so arranged that the combination of the force of gravity with the centrifugal force of the train shall give rise to a force perpendicular to the plane of the rails.

Let us assume, now, that under all circumstances we somehow sense the direction of the total resultant mass-acceleration whencesoever it may arise as the vertical. Then both the ordinary and the extraordinary phenomena will be alike rendered intelligible.[96]

I was now desirous of putting the view I had reached to a more convenient and exact test than was possible on a railway journey where one has no control over the determining circumstances and cannot alter them at will. I accordingly had the simple apparatus constructed which is represented in Figure 46.

In a large frame BB, which is fastened to the walls, rotates about a vertical axis AA a second frame RR, and within the latter a third one rr, which can be set at any distance and position from the axis, made stationary or movable, and is provided with a chair for the observer.

Fig. 46.

From Mach's Bewegungsempfindungen, Leipsic, Engelmann, 1875.]

The observer takes his seat in the chair and to prevent disturbances of judgment is enclosed in a paper box. If the observer together with the frame rr be then set in uniform rotation, he will feel and see the beginning of the rotation both as to direction and amount very distinctly although every outward visible or tangible point of reference is wanting. If the motion be uniformly continued the sensation of rotation will gradually cease entirely and the observer will imagine himself at rest. But if rr be placed outside the axis of rotation, at once on the rotation beginning, a strikingly apparent, palpable, actually visible inclination of the entire paper box is produced, slight when the rotation is slow, strong when the rotation is rapid, and continuing as long as the rotation lasts. It is absolutely impossible for the observer to escape perceiving the inclination, although here also all outward points of reference are wanting. If the observer, for example, is seated so as to look towards the axis, he will feel the box strongly tipped backwards, as it necessarily must be if the direction of the total resultant force is perceived as the vertical. For other positions of the observer the situation is similar.[97]

Once, while performing one of these experiments, and after rotating so long that I was no longer conscious of the movement, I suddenly caused the apparatus to be stopped, whereupon I immediately felt and saw myself with the whole box rapidly flung round in rotation in the opposite direction, although I knew that the whole apparatus was at rest and every outward point of reference for the perception of motion was wanting. Every one who disbelieves in sensations of movement should be made acquainted with these phenomena. Had Newton known them and had he ever observed how we may actually imagine ourselves turned and displaced in space without the assistance of stationary bodies as points of reference, he would certainly have been confirmed more than ever in his unfortunate speculations regarding absolute space.

The sensation of rotation in the opposite direction after the apparatus has been stopped, slowly and gradually ceases. But on accidentally inclining my head once during this occurrence, the axis of apparent rotation was also observed to incline in exactly the same manner both as to direction and as to amount. It is accordingly clear that the acceleration or retardation of rotation is felt. The acceleration operates as a stimulus. The sensation, however, like almost all sensations, though it gradually decreases, lasts perceptibly longer than the stimulus. Hence the long continued apparent rotation after the stopping of the apparatus. The organ, however, which causes the persistence of this sensation must have its seat in the head, since otherwise the axis of apparent rotation could not assume the same motion as the head.

If I were to say, now, that a light had flashed upon me in making these last observations, the expression would be a feeble one. I ought to say I experienced a perfect illumination. My juvenile experiences of vertigo occurred to me. I remembered Flourens's experiments relative to the section of the semi-circular canals of the labyrinths of doves and rabbits, where this inquirer had observed phenomena similar to vertigo, but which he preferred to interpret, from his bias to the acoustic theory of the labyrinth, as the expression of painful auditive disturbances. I saw that Goltz had nearly but not quite hit the bull's eye with his theory of the semi-circular canals. This inquirer, who, from his happy habit of following his own natural thoughts without regard for tradition, has cleared up so much in science, spoke, as early as 1870, on the ground of experiments, as follows: "It is uncertain whether the semi-circular canals are auditive organs or not. In any event they form an apparatus which serves for the preservation of equilibrium. They are, so to speak, the sense-organs of equilibrium of the head and indirectly of the whole body." I remembered the galvanic dizziness which had been observed by Ritter and Purkinje on the passage of a current through the head, when the persons experimented upon imagined they were falling towards the cathode. The experiment was immediately repeated, and sometime later (1874) I was enabled to demonstrate the same objectively with fishes, all of which placed themselves sidewise and in the same direction in the field of the current as if at command.[98] Müller's doctrine of specific energies now appeared to me to bring all these new and old observations into a simple, connected unity.

Fig. 47.

The labyrinth of a dove (stereoscopically reproduced), from R. Ewald, Nervus Octavus, Wiesbaden, Bergmann, 1892.]

Let us picture to ourselves the labyrinth of the ear with its three semi-circular canals lying in three mutually perpendicular planes (Comp. Fig. 47), the mysterious position of which inquirers have endeavored to explain in every possible and impossible way. Let us conceive the nerves of the ampullæ, or the dilated extensions of the semi-circular canals, equipped with a capacity for responding to every imaginable stimulus with a sensation of rotation just as the nerves of the retina of the eye when excited by pressures, by electrical or chemical stimuli always respond with the sensation of light; let us picture to ourselves, further, that the usual excitation of the ampullæ nerves is produced by the inertia of the contents of the semi-circular canals, which contents on suitable rotations in the plane of the semi-circular canal are left behind in the motion, or at least have a tendency to remain behind and consequently exert a pressure. It will be seen that on this supposition all the single facts which without the theory appear as so many different individual phenomena, become from this single point of view clear and intelligible.

I had the satisfaction, immediately after the communication in which I set forth this idea,[99] of seeing a paper by Breuer appear[100] in which this author had arrived by entirely different methods at results that agreed in all essential points with my own. A few weeks later appeared the researches of Crum Brown of Edinburgh, whose methods were even still nearer mine. Breuer's paper was far richer in physiological respects than mine, and he had particularly gone into greater detail in his investigation of the collateral effects of the reflex motions and orientation of the eyes in the phenomena under consideration.[101] In addition certain experiments which I had suggested in my paper as a test of the correctness of the view in question had already been performed by Breuer. Breuer has also rendered services of the highest order in the further elaboration of this field. But in a physical regard, my paper was, of course, more complete.

In order to portray to the eye the behavior of the semi-circular canals, I have constructed here a little apparatus. (See Fig. 48.) The large rotatable disc represents the osseous semi-circular canal, which is continuous with the bones of the head; the small disc, which is free to rotate on the axis of the first, represents the mobile and partly liquid contents of the semi-circular canal. On rotating the large disc, the small disc as you see remains behind. I have to turn some time before the small disc is carried along with the large one by friction. But if I now stop the large disc the small disc as you see continues to rotate.

Fig. 48.

Model representing the action of the semi-circular canals.]

Simply assume now that the rotation of the small disc, say in the direction of the hands of a watch, would give rise to a sensation of rotation in the opposite direction, and conversely, and you already understand a good portion of the facts above set forth. The explanation still holds, even if the small disc does not perform appreciable rotations but is checked by a contrivance similar to an elastic spring, the tension of which disengages a sensation. Conceive, now, three such contrivances with their mutually perpendicular planes of rotation joined together so as to form a single apparatus; then to this apparatus as a whole, no rotation can be imparted without its being indicated by the small mobile discs or by the springs which are attached to them. Conceive both the right and the left ear equipped with such an apparatus, and you will find that it answers all the purposes of the semi-circular canals, which you see represented stereoscopically in Fig. 47 for the ear of a dove.

Of the many experiments which I have made on my own person, and the results of which could be predicted by the new view according to the behavior of the model and consequently according to the rules of mechanics, I shall cite but one. I fasten a horizontal board in the frame RR of my rotatory apparatus, lie down upon the same with my right ear upon the board, and cause the apparatus to be uniformly rotated. As soon as I no longer perceive the rotation, I turn around upon my left ear and immediately the sensation of rotation again starts up with marked vividness. The experiment can be repeated as often as one wishes. A slight turn of the head even is sufficient for reviving the sensation of rotation which in the perfectly quiescent state at once disappears altogether.

We will imitate the experiment on the model. I turn the large disc until finally the small disc is carried along with it. If, now, while the rotation continues uniform, I burn off a little thread which you see here, the small disc will be flipped round by a spring into its own plane 180°, so as now to present its opposite side to you, when the rotation at once begins in the opposite direction.

We have consequently a very simple means for determining whether one is actually the subject or not of uniform and imperceptible rotations. If the earth rotated much more rapidly than it really does, or if our semi-circular canals were much more sensitive, a Nansen sleeping at the North Pole would be waked by a sensation of rotation every time he turned over. Foucault's pendulum experiment as a demonstration of the earth's rotation would be superfluous under such circumstances. The only reason we cannot prove the rotation of the earth with the help of our model, lies in the small angular velocity of the earth and in the consequent liability to great experimental errors.[102]

Aristotle has said that "The sweetest of all things is knowledge." And he is right. But if you were to suppose that the publication of a new view were productive of unbounded sweetness, you would be mightily mistaken. No one disturbs his fellow-men with a new view unpunished. Nor should the fact be made a subject of reproach to these fellow-men. To presume to revolutionise the current way of thinking with regard to any question, is no pleasant task, and above all not an easy one. They who have advanced new views know best what serious difficulties stand in their way. With honest and praiseworthy zeal, men set to work in search of everything that does not suit with them. They seek to discover whether they cannot explain the facts better or as well, or approximately as well, by the traditional views. And that, too, is justified. But at times some extremely artless animadversions are heard that almost nonplus us. "If a sixth sense existed it could not fail to have been discovered thousands of years ago." Indeed; there was a time, then, when only seven planets could have existed! But I do not believe that any one will lay any weight on the philological question whether the set of phenomena which we have been considering should be called a sense. The phenomena will not disappear when the name disappears. It was further said to me that animals exist which have no labyrinth, but which can yet orientate themselves, and that consequently the labyrinth has nothing to do with orientation. We do not walk forsooth with our legs, because snakes propel themselves without them!

But if the promulgator of a new idea cannot hope for any great pleasure from its publication, yet the critical process which his views undergo is extremely helpful to the subject-matter of them. All the defects which necessarily adhere to the new view are gradually discovered and eliminated. Over-rating and exaggeration give way to more sober estimates. And so it came about that it was found unpermissible to attribute all functions of orientation exclusively to the labyrinth. In these critical labors Delage, Aubert, Breuer, Ewald, and others have rendered distinguished services. It can also not fail to happen that fresh facts become known in this process which could have been predicted by the new view, which actually were predicted in part, and which consequently furnish a support for the new view. Breuer and Ewald succeeded in electrically and mechanically exciting the labyrinth, and even single parts of the labyrinth, and thus in producing the movements that belong to such stimuli. It was shown that when the semi-circular canals were absent vertigo could not be produced, when the entire labyrinth was removed the orientation of the head was no longer possible, that without the labyrinth galvanic vertigo could not be induced. I myself constructed as early as 1875 an apparatus for observing animals in rotation, which was subsequently reinvented in various forms and has since received the name of "cyclostat."[103] In experiments with the most varied kinds of animals it was shown that, for example, the larvæ of frogs are not subject to vertigo until their semi-circular canals which at the start are wanting are developed (K. Schäfer). A large percentage of the deaf and dumb are afflicted with grave affections of the labyrinth. The American psychologist, William James, has made whirling experiments with many deaf and dumb subjects, and in a large number of them found that susceptibility to giddiness is wanting. He also found that many deaf and dumb people on being ducked under water, whereby they lose their weight and consequently have no longer the full assistance of their muscular sense, utterly lose their sense of position in space, do not know which is up and which is down, and are thrown into the greatest consternation,—results which do not occur in normal men. Such facts are convincing proof that we do not orientate ourselves entirely by means of the labyrinth, important as it is for us. Dr. Kreidl has made experiments similar to those of James and found that not only is vertigo absent in deaf and dumb people when whirled about, but that also the reflex movements of the eyes which are normally induced by the labyrinth are wanting. Finally, Dr. Pollak has found that galvanic vertigo does not exist in a large percentage of the deaf and dumb. Neither the jerking movements nor the uniform movements of the eyes were observed which normal human beings exhibit in the Ritter and Purkinje experiment.

After the physicist has arrived at the idea that the semi-circular canals are the organ of sensation of rotation or of angular acceleration, he is next constrained to ask for the organs that mediate the sensation of acceleration noticed in forward movements. In searching for an organ for this function, he of course is not apt to select one that stands in no anatomical and spatial relation with the semi-circular canals. And in addition there are physiological considerations to be weighed. The preconceived opinion once having been abandoned that the entire labyrinth is auditory in its function, there remains after the cochlea is reserved for sensations of tone and the semi-circular canals for the sensation of angular acceleration, the vestibule for the discharge of additional functions. The vestibule, particularly the part of it known as the sacculus, appeared to me, by reason of the so-called otoliths which it contains, eminently adapted for being the organ of sensation of forward acceleration or of the position of the head. In this conjecture I again closely coincided with Breuer.

That a sensation of position, of direction and amount of mass-acceleration exists, our experience in elevators as well as of movement in curved paths is sufficient proof. I have also attempted to produce and destroy suddenly great velocities of forward movement by means of various contrivances of which I shall mention only one here. If, while enclosed in the paper box of my large whirling apparatus at some distance from the axis, my body is in uniform rotation which I no longer feel, and I then loosen the connexions of the frame rr with R thus making the former moveable and I then suddenly stop the larger frame, my forward motion is abruptly impeded while the frame rr continues to rotate. I imagine now that I am speeding on in a straight line in a direction opposite to that of the checked motion. Unfortunately, for many reasons it cannot be proved convincingly that the organ in question has its seat in the head. According to the opinion of Delage, the labyrinth has nothing to do with this particular sensation of movement. Breuer, on the other hand, is of the opinion that the organ of forward movement in man is stunted and the persistence of the sensation in question is too brief to permit our instituting experiments as obvious as in the case of rotation. In fact, Crum Brown once observed while in an irritated condition peculiar vertical phenomena in his own person, which were all satisfactorily explained by an abnormally long persistence of the sensation of rotation, and I myself in an analogous case on the stopping of a railway train felt the apparent backward motion in striking intensity and for an unusual length of time.

There is no doubt whatever that we feel changes of vertical acceleration, and it will appear from the following extremely probable that the otoliths of the vestibule are the sense-organ for the direction of the mass-acceleration. It will then be incompatible with a really logical view to regard the latter as incapable of sensing horizontal accelerations.

In the lower animals the analogue of the labyrinth is shrunk to a little vesicle filled with a liquid and containing tiny crystals, auditive stones, or otoliths, of greater specific gravity, suspended on minute hairs. These crystals appear physically well adapted for indicating both the direction of gravity and the direction of incipient movements. That they discharge the former function, Delage was the first to convince himself by experiments with lower animals which on the removal of the otoliths utterly lost their bearings and could no longer regain their normal position. Loeb also found that fishes without labyrinths swim now on their bellies and now on their backs. But the most remarkable, most beautiful, and most convincing experiment is that which Dr. Kreidl instituted with crustaceans. According to Hensen, certain Crustacea on sloughing spontaneously introduce fine grains of sand as auditive stones into their otolith vesicle. At the ingenious suggestion of S. Exner, Dr. Kreidl constrained some of these animals to put up with iron filings (ferrum limatum). If the pole of an electro-magnet be brought near the animal, it will at once turn its back away from the pole accompanying the movement with appropriate reflex motions of the eye the moment the current is closed, exactly as if gravity had been brought to bear upon the animal in the same direction as the magnetic force.[104] This, in fact, is what should be expected from the function ascribed to the otoliths. If the eyes be covered with asphalt varnish, and the auditive sacs removed, the crustaceans lose their sense of direction utterly, tumble head over heels, lie on their side or their back indifferently. This does not happen when the eyes only are covered. For vertebrates, Breuer has demonstrated by searching investigations that the otoliths, or better, statoliths, slide in three planes parallel to the planes of the semi-circular canals, and are consequently perfectly adapted for indicating changes both in the amount and the direction of the mass-acceleration.[105]

I have already remarked that not every function of orientation can be ascribed exclusively to the labyrinth. The deaf and dumb who have to be immersed in water, and the crustaceans who must have their eyes closed if they are to be perfectly disorientated, are proof of this fact. I saw a blind cat at Hering's laboratory which to one who was not a very attentive observer behaved exactly like a seeing cat. It played nimbly with objects rolling on the floor, stuck its head inquisitively into open drawers, sprang dexterously upon chairs, ran with perfect accuracy through open doors, and never bumped against closed ones. The visual sense had here been rapidly replaced by the tactual and auditive senses. And it appears from Ewald's investigations that even after the labyrinths have been removed, animals gradually learn to move about again quite in the normal fashion, presumably because the eliminated function of the labyrinth is now performed by some part of the brain. A certain peculiar weakness of the muscles alone is perceptible which Ewald ascribes to the absence of the stimulus which is otherwise constantly emitted by the labyrinth (the labyrinth-tonus). But if the part of the brain which discharges the deputed function be removed, the animals are again completely disorientated and absolutely helpless.

It may be said that the views enunciated by Breuer, Crum Brown and myself in 1873 and 1874, and which are substantially a fuller and richer development of Goltz's idea, have upon the whole been substantiated. At least they have exercised a helpful and stimulative influence. New problems have of course arisen in the course of the investigation which still await solution, and much work remains to be done. At the same time we see how fruitful the renewed co-operation of the various special departments of science may become after a period of isolation and invigorating labor apart.

I may be permitted, therefore, to consider the relation between hearing and orientation from another and more general point of view. What we call the auditive organ is in the lower animals simply a sac containing auditive stones. As we ascend the scale, 1, 2, 3 semi-circular canals gradually develop from them, whilst the structure of the otolith organ itself becomes more complicated. Finally, in the higher vertebrates, and particularly in the mammals, a part of the latter organ (the lagena) becomes the cochlea, which Helmholtz explained as the organ for sensations of tone. In the belief that the entire labyrinth was an auditive organ, Helmholtz, contrary to the results of his own masterly analysis, originally sought to interpret another part of the labyrinth as the organ of noises. I showed a long time ago (1873) that every tonal stimulus by shortening the duration of the excitation to a few vibrations, gradually loses its character of pitch and takes on that of a sharp, dry report or noise.[106] All the intervening stages between tones and noises can be exhibited. Such being the case, it will hardly be assumed that one organ is suddenly and at some given point replaced in function by another. On the basis of different experiments and reasonings S. Exner also regards the assumption of a special organ for the sensing of noises as unnecessary.

If we will but reflect how small a portion of the labyrinth of higher animals is apparently in the service of the sense of hearing, and how large, on the other hand, the portion is which very likely serves the purposes of orientation, how much the first anatomical beginnings of the auditive sac of lower animals resemble that part of the fully developed labyrinth which does not hear, the view is irresistibly suggested which Breuer and I (1874, 1875) expressed, that the auditive organ took its development from an organ for sensing movements by adaptation to weak periodic motional stimuli, and that many apparatuses in the lower animals which are held to be organs of hearing are not auditive organs at all.[107]

This view appears to be perceptibly gaining ground. Dr. Kreidl by skilfully-planned experiments has arrived at the conclusion that even fishes do not hear, whereas E. H. Weber, in his day, regarded the ossicles which unite the air-bladder of fishes with the labyrinth as organs expressly designed for conducting sound from the former to the latter.[108] Störensen has investigated the excitation of sounds by the air-bladder of fishes, as also the conduction of shocks through Weber's ossicles. He regards the air-bladder as particularly adapted for receiving the noises made by other fishes and conducting them to the labyrinth. He has heard the loud grunting tones of the fishes in South American rivers, and is of the opinion that they allure and find each other in this manner. According to these views certain fishes are neither deaf nor dumb.[109] The question here involved might be solved perhaps by sharply distinguishing between the sensation of hearing proper, and the perception of shocks. The first-mentioned sensation may, even in the case of many vertebrates, be extremely restricted, or perhaps even absolutely wanting. But besides the auditive function, Weber's ossicles may perfectly well discharge some other function. Although, as Moreau has shown, the air-bladder itself is not an organ of equilibrium in the simple physical sense of Borelli, yet doubtless some function of this character is still reserved for it. The union with the labyrinth favors this conception, and so a host of new problems rises here before us.

I should like to close with a reminiscence from the year 1863. Helmholtz's Sensations of Tone had just been published and the function of the cochlea now appeared clear to the whole world. In a private conversation which I had with a physician, the latter declared it to be an almost hopeless undertaking to seek to fathom the function of the other parts of the labyrinth, whereas I in youthful boldness maintained that the question could hardly fail to be solved, and that very soon, although of course I had then no glimmering of how it was to be done. Ten years later the question was substantially solved.

To-day, after having tried my powers frequently and in vain on many questions, I no longer believe that we can make short work of the problems of science. Nevertheless, I should not consider an "ignorabimus" as an expression of modesty, but rather as the opposite. That expression is a suitable one only with regard to problems which are wrongly formulated and which are therefore not problems at all. Every real problem can and will be solved in due course of time without supernatural divination, entirely by accurate observation and close, searching thought.


[ON SOME PHENOMENA ATTENDING THE FLIGHT OF PROJECTILES.][110]

"I have led my ragamuffins where they were peppered."—Falstaff.

"He goes but to see a noise that he heard."—Midsummer Night's Dream.

To shoot, in the shortest time possible, as many holes as possible in one another's bodies, and not always for exactly pardonable objects and ideals, seems to have risen to the dignity of a duty with modern men, who, by a singular inconsistency, and in subservience to a diametrically contrary ideal, are bound by the equally holy obligation of making these holes as small as possible, and, when made, of stopping them up and of healing them as speedily as possible. Since, then, shooting and all that appertains thereto, is a very important, if not the most important, affair of modern life, you will doubtless not be averse to giving your attention for an hour to some experiments which have been undertaken, not for advancing the ends of war, but for promoting the ends of science, and which throw some light on the phenomena attending the flight of projectiles.

Modern science strives to construct its picture of the world not from speculations but so far as possible from facts. It verifies its constructs by recourse to observation. Every newly observed fact completes its world-picture, and every divergence of a construct from observation points to some imperfection, to some lacuna in it. What is seen is put to the test of, and supplemented by, what is thought, which is again naught but the result of things previously seen. It is always peculiarly fascinating, therefore, to subject to direct verification by observation, that is, to render palpable to the senses, something which we have only theoretically excogitated or theoretically surmised.

In 1881, on hearing in Paris the lecture of the Belgian artillerist Melsens, who hazarded the conjecture that projectiles travelling at a high rate of speed carry masses of compressed air before them which are instrumental in producing in bodies struck by the projectiles certain well-known facts of the nature of explosions, the desire arose in me of experimentally testing his conjecture and of rendering the phenomenon, if it really existed, perceptible. The desire was the stronger as I could say that all the means for realising it existed, and that I had in part already used and tested them for other purposes.

And first let us get clear regarding the difficulties which have to be surmounted. Our task is that of observing a bullet or other projectile which is rushing through space at a velocity of many hundred yards a second, together with the disturbances which the bullet causes in the surrounding atmosphere. Even the opaque solid body itself, the projectile, is only exceptionally visible under such circumstances—only when it is of considerable size and when we see its line of flight in strong perspective abridgement so that the velocity is apparently diminished. We see a large projectile quite clearly when we stand behind the cannon and look steadily along its line of flight or in the less pleasant case when the projectile is speeding towards us. There is, however, a very simple and effective method of observing swiftly moving bodies with as little trouble as if they were held at rest at some point in their path. The method is that of illumination by a brilliant electric spark of extremely short duration in a dark room. But since, for the full intellectual comprehension of a picture presented to the eye, a certain, not inconsiderable interval of time is necessary, the method of instantaneous photography will naturally also be employed. The pictures, which are of extremely minute duration, are thus permanently recorded and can be examined and analysed at one's convenience and leisure.

With the difficulty just mentioned is associated still another and greater difficulty which is due to the air. The atmosphere in its usual condition is generally not visible even when at rest. But the task presented to us is to render visible masses of air which in addition are moving with a high velocity.

To be visible, a body must either emit light itself, must shine, or must affect in some way the light which falls upon it, must take up that light entirely or partly, absorb it, or must have a deflective effect upon it, that is, reflect or refract it. We cannot see the air as we can a flame, for it shines only exceptionally, as in a Geissler's tube. The atmosphere is extremely transparent and colorless; it cannot be seen, therefore, as a dark or colored body can, or as chlorine gas can, or vapor of bromine or iodine. Air, finally, has so small an index of refraction and so small a deflective influence upon light, that the refractive effect is commonly imperceptible altogether.

A glass rod is visible in air or in water, but it is almost invisible in a mixture of benzol and bisulphuret of carbon, which has the same mean index of refraction as the glass. Powdered glass in the same mixture has a vivid coloring, because owing to the decomposition of the colors the indices are the same for only one color which traverses the mixture unimpeded, whilst the other colors undergo repeated reflexions.[111]

Water is invisible in water, alcohol in alcohol. But if alcohol be mixed with water the flocculent streaks of the alcohol in the water will be seen at once and vice versa. And in like manner the air, too, under favorable circumstances, may be seen. Over a roof heated by the burning sun, a tremulous wavering of objects is noticeable, as there is also over red-hot stoves, radiators, and registers. In all these cases tiny flocculent masses of hot and cold air, of slightly differing refrangibility, are mingled together.

In like manner the more highly refracting parts of non-homogeneous masses of glass, the so-called striæ or imperfections of the glass, are readily detectible among the less refracting parts which constitute the bulk of the same. Such glasses are unserviceable for optical purposes, and special attention has been devoted to the investigation of the methods for eliminating or avoiding these defects. The result has been the development of an extremely delicate method for detecting optical faults—the so-called method of Foucault and Toepler—which is suitable also for our present purpose.

Fig. 49.

Even Huygens when trying to detect the presence of striæ in polished glasses viewed them under oblique illumination, usually at a considerable distance, so as to give full scope to the aberrations, and had recourse for greater exactitude to a telescope. But the method was carried to its highest pitch of perfection in 1867 by Toepler who employed the following procedure: A small luminous source a (Fig. 49) illuminates a lens L which throws an image b of the luminous source. If the eye be so placed that the image falls on the pupil, the entire lens, if perfect, will appear equally illuminated, for the reason that all points of it send out rays to the eye. Coarse imperfections of form or of homogeneity are rendered visible only in case the aberrations are so large that the light from many spots passes by the pupil of the eye. But if the image b be partly intercepted by the edge of a small slide, then those spots in the lens as thus partly darkened will appear brighter whose light by its greater aberrations still reaches the eye in spite of the intercepting slide, while those spots will appear darker which in consequence of aberration in the other direction throw their light entirely upon the slide. This artifice of the intercepting slide which had previously been employed by Foucault for the investigation of the optical imperfections of mirrors enhances enormously the delicacy of the method, which is still further augmented by Toepler's employment of a telescope behind the slide. Toepler's method, accordingly, enjoys all the advantages of the Huygens and the Foucault procedure combined. It is so delicate that the minutest irregularities in the air surrounding the lens can be rendered distinctly visible, as I shall show by an example. I place a candle before the lens L (Fig. 50) and so arrange a second lens M that the flame of the candle is imaged upon the screen S. As soon as the intercepting slide is pushed into the focus, b, of the light issuing from a, you see the images of the changes of density and the images of the movements induced in the air by the flame quite distinctly upon the screen. The distinctness of the phenomenon as a whole depends upon the position of the intercepting slide b. The removal of b increases the illumination but decreases the distinctness. If the luminous source a be removed, we see the image of the candle flame only upon the screen S. If we remove the flame and allow a to continue shining, the screen S will appear uniformly illuminated.

Fig. 50.

After Toepler had sought long and in vain to render the irregularities produced in air by sound-waves visible by this principle, he was at last conducted to his goal by the favorable circumstances attending the production of electric sparks. The waves generated in the air by electric sparks and accompanying the explosive snapping of the same, are of sufficiently short period and sufficiently powerful to be rendered visible by these methods. Thus we see how by a careful regard for the merest and most shadowy indications of a phenomenon and by slight progressive and appropriate alterations of the circumstances and the methods, ultimately the most astounding results can be attained. Consider, for example, two such phenomena as the rubbing of amber and the electric lighting of modern streets. A person ignorant of the myriad minute links that join these two things together, will be absolutely nonplussed at their connexion, and will comprehend it no more than the ordinary observer who is unacquainted with embryology, anatomy, and paleontology will understand the connexion between a saurian and a bird. The high value and significance of the co-operation of inquirers through centuries, where each has but to take up the thread of work of his predecessors and spin it onwards, is rendered forcibly evident by such examples. And such knowledge destroys, too, in the clearest manner imaginable that impression of the marvellous which the spectator may receive from science, and at the same time is a most salutary admonishment to the worker in science against superciliousness. I have also to add the sobering remark that all our art would be in vain did not nature herself afford at least some slight guiding threads leading from a hidden phenomenon into the domain of the observable. And so it need not surprise us that once under particularly favorable circumstances an extremely powerful sound-wave which had been caused by the explosion of several hundred pounds of dynamite threw a directly visible shadow in the sunlight, as Boys has recently told us. If the sound-waves were absolutely without influence upon the light, this could not have occurred, and all our artifices would then, too, be in vain. And so, similarly, the phenomenon accompanying projectiles which I am about to show you was once in a very imperfect manner incidentally seen by a French artillerist, Journée, while that observer was simply following the line of flight of a projectile with a telescope, just as also the undulations produced by candle flames are in a weak degree directly visible and in the bright sunlight are imaged in shadowy waves upon a uniform white background.

Instantaneous illumination by the electric spark, the method of rendering visible small optical differences or striæ, which may hence be called the striate, or differential, method,[112] invented by Foucault and Toepler, and finally the recording of the image by a photographic plate,—these therefore are the chief means which are to lead us to our goal.

I instituted my first experiments in the summer of 1884 with a target-pistol, shooting the bullet through a striate field as described above, and taking care that the projectile whilst in the field should disengage an illuminating electric spark from a Leyden jar or Franklin's pane, which spark produced a photographic impression of the projectile upon a plate, especially arranged for the purpose. I obtained the image of the projectile at once and without difficulty. I also readily obtained, with the still rather defective dry plate which I was using, exceedingly delicate images of the sound-waves (spark-waves). But no atmospheric condensation produced by the projectile was visible. I now determined the velocity of my projectile and found it to be only 240 metres per second, or considerably less than the velocity of sound (which is 340 metres per second). I saw immediately that under such circumstances no noticeable compression of the air could be produced, for any atmospheric compression must of necessity travel forward at the same speed with sound (340 metres per second) and consequently would be always ahead of and speeding away from the projectile.

I was so thoroughly convinced, however, of the existence of the supposed phenomenon at a velocity exceeding 340 metres per second, that I requested Professor Salcher, of Fiume, an Austrian port on the Gulf of Quarnero, to undertake the experiment with projectiles travelling at a high rate of speed. In the summer of 1886 Salcher in conjunction with Professor Riegler conducted in a spacious and suitable apartment placed at their disposal by the Directors of the Royal Imperial Naval Academy, experiments of the kind indicated and conforming in method exactly to those which I had instituted, with the precise results expected. The phenomenon, in fact, accorded perfectly with the a priori sketch of it which I had drafted previously to the experiment. As the experimenting was continued, new and unforeseen features made their appearance.

It would be unfair, of course, to expect from the very first experiments faultless and highly distinct photographs. It was sufficient that success was secured and that I had convinced myself that further labor and expenditure would not be vain. And on this score I am greatly indebted to the two gentlemen above mentioned.

The Austrian Naval Department subsequently placed a cannon at Salcher's disposal in Pola, an Adriatic seaport, and I myself, together with my son, then a student of medicine, having received and accepted a courteous invitation from Krupp, repaired to Meppen, a town in Hanover, where we conducted with only the necessary apparatus several experiments on the open artillery range. All these experiments furnished tolerably good and complete pictures. Some little progress, too, was made. The outcome of our experience on both artillery ranges, however, was the settled conviction that really good results could be obtained only by the most careful conduct of the experiments in a laboratory especially adapted to the purpose. The expensiveness of the experiments on a large scale was not the determining consideration here, for the size of the projectile is indifferent. Given the same velocity and the results are quite similar, whether the projectiles are large or small. On the other hand, in a laboratory the experimenter has perfect control over the initial velocity, which, provided the proper equipment is at hand, can be altered at will simply by altering the charge and the weight of the projectile. The requisite experiments were accordingly conducted by me in my laboratory at Prague, partly in conjunction with my son and partly afterwards by him alone. The latter are the most perfect and I shall accordingly speak in detail here of these only.

Fig. 51.

Picture to yourself an apparatus for detecting optical striæ set up in a dark room. In order not to make the description too complicated, I shall give the essential features only of the apparatus, leaving out of account altogether the minuter details which are rather of consequence for the technical performance of the experiment than for its understanding. We suppose the projectile speeding on its path, accordingly, through the field of our differential optical apparatus. On reaching the centre of the field (Fig. 51) the projectile disengages an illuminating electric spark a, and the image of the projectile, so produced, is photographically impressed upon the plate of the camera behind the intercepting slide b. In the last and best experiments the lens L was replaced by a spherical silvered-glass mirror made by K. Fritsch (formerly Prokesch) of Vienna, whereby the apparatus was naturally more complicated than it appears in our diagram. The projectile having been carefully aimed passes in crossing the differential field between two vertical isolated wires which are connected with the two coatings of a Leyden jar, and completely filling the space between the wires discharges the jar. In the axis of the differential apparatus the circuit has a second gap a which furnishes the illuminating spark, the image of which falls on the intercepting slide b. The wires in the differential field having occasioned manifold disturbances were subsequently done away with. In the new arrangement the projectile passes through a ring (see dotted line, Fig. 51), to the air in which it imparts a sharp impulse which travels forward in the tube r as a sound-wave having the approximate velocity of 340 metres per second, topples over through the aperture of an electric screen the flame of a candle situated at the other opening of the tube, and so discharges the jar. The length of the tube r is so adjusted that the discharge occurs the moment the projectile enters the centre of the now fully clear and free field of vision. We will also leave out of account the fact that to secure fully the success of the experiment, a large jar is first discharged by the flame, and that by the agency of this first discharge the discharge of a second small jar having a spark of very short period which furnishes the spark really illuminating the projectile is effected. Sparks from large jars have an appreciable duration, and owing to the great velocity of the projectiles furnish blurred photographs only. By carefully husbanding the light of the differential apparatus, and owing to the fact that much more light reaches the photographic plate in this way than would otherwise reach it, we can obtain beautiful, strong, and sharp photographs with incredibly small sparks. The contours of the pictures appear as very delicate and very sharp, closely adjacent double lines. From their distance from one another, and from the velocity of the projectile, the duration of the illumination, or of the spark, is found to be 1/800000 of a second. It is evident, therefore, that experiments with mechanical snap slides can furnish no results worthy of the name.

Fig. 52.

Let us consider now first the picture of a projectile in the rough, as represented in Figure 52, and then let us examine it in its photographic form as seen in Figure 53. The latter picture is of a shot from an Austrian Mannlicher rifle. If I were not to tell you what the picture represented you would very likely imagine it to be a bird's eye view of a boat b moving swiftly through the water. In front you see the bow-wave and behind the body a phenomenon k which closely resembles the eddies formed in the wake of a ship. And as a matter of fact the dark hyperboloid arc which streams from the tip of the projectile really is a compressed wave of air exactly analogous to the bow-wave produced by a ship moving through the water, with the exception that the wave of air is not a surface-wave. The air-wave is produced in atmospheric space and encompasses the projectile in the form of a shell on all sides. The wave is visible for the same reason that the heated shell of air surrounding the candle flame of our former experiments is visible. And the cylinder of friction-heated air which the projectile throws off in the form of vortex rings really does answer to the water in the wake of a vessel.

Fig. 53. Photograph of a blunted projectile.]

Now just as a slowly moving boat produces no bow-wave, but the bow-wave is seen only when the boat moves with a speed which is greater than the velocity of propagation of surface-waves in water, so, in like manner, no wave of compression is visible in front of a projectile so long as the speed of the projectile is less than the velocity of sound. But if the speed of the projectile reaches and exceeds the velocity of sound, then the head-wave, as we shall call it, augments noticeably in power, and is more and more extended, that is, the angle made by the contours of the wave with the direction of flight is more and more diminished, just as when the speed of a boat is increased a similar phenomenon is noticed in connexion with the bow-wave. In fact, we can from an instantaneous photograph so taken approximately estimate the speed with which the projectile is travelling.

The explanation of the bow-wave of a ship and that of the head-wave of a body travelling in atmospheric space both repose upon the same principle, long ago employed by Huygens. Conceive a number of pebbles to be cast into a pond of water at regular intervals in such wise that all the spots struck are situate in the same straight line, and that every spot subsequently struck lies a short space farther to the right. The spots first struck will furnish then the wave-circles which are widest, and all of them together will, at the points where they are thickest, form a sort of cornucopia closely resembling the bow-wave. (Fig. 54.) The resemblance is greater the smaller the pebbles are, and the more quickly they succeed each other. If a rod be dipped into the water and quickly carried along its surface, the falling of the pebbles will then take place, so to speak, uninterruptedly, and we shall have a real bow-wave. If we put the compressed air-wave in the place of the surface-waves of the water, we shall have the head-wave of the projectile.

Fig. 54.

You may be disposed to say now, it is all very pretty and interesting to observe a projectile in its flight, but of what practical use is it?

It is true, I reply, one cannot wage war with photographed projectiles. And I have likewise often had to say to medical students attending my lectures on physics, when they inquired for the practical value of some physical observation, "You cannot, gentlemen, cure diseases with it." I had also once to give my opinion regarding how much physics should be taught at a school for millers, supposing the instruction there to be confined exactly to what was necessary for a miller. I was obliged to reply: "A miller always needs exactly as much physics as he knows." Knowledge which one does not possess one cannot use.

Let us forego entirely the consideration that as a general thing every scientific advance, every new problem elucidated, every extension or enrichment of our knowledge of facts, affords a better foundation for practical pursuits. Let us rather put the special question, Is it not possible to derive some really practical knowledge from our theoretical acquaintance with the phenomena which take place in the space surrounding a projectile?

No physicist who has ever studied waves of sound or photographed them will have the least doubt regarding the sound-wave character of the atmospheric condensation encompassing the head of a flying projectile. We have therefore, without ado, called this condensation the head-wave.

Knowing this, it follows that the view of Melsens according to which the projectile carries along with it masses of air which it forces into the bodies struck, is untenable. A forward-moving sound-wave is not a forward-moving mass of matter but a forward-moving form of motion, just as a water-wave or the waves of a field of wheat are only forward-moving forms of motion and not movements of masses of water or masses of wheat.

By interference-experiments, on which I cannot touch here but which will be found roughly represented in Figure 55, it was found that the bell-shaped head-wave in question is an extremely thin shell and that the condensations of the same are quite moderate, scarcely exceeding two-tenths of an atmosphere. There can be no question, therefore, of explosive effects in the body struck by the projectile through so slight a degree of atmospheric compression. The phenomena attending wounds from rifle balls, for example, are not to be explained as Melsens and Busch explain them, but are due, as Kocher and Reger maintain, to the effects of the impact of the projectile itself.

Fig. 55.

A simple experiment will show how insignificant is the part played by the friction of the air, or the supposed conveyance of the air along with the moving projectile. If the photograph of the projectile be taken while passing through a flame, i. e., a visible gas, the flame will be seen to be, not torn and deformed, but smoothly and cleanly perforated, like any solid body. Within and around the flame the contours of the head-wave will be seen. The flickering, the extinction of the flame, etc., take place only after the projectile has travelled on a considerable distance in its path, and is then affected by the powder gases which hurry after the bullet or by the air preceding the powder-gases.

The physicist who examines the head-wave and recognises its sound-wave character also sees that the wave in question is of the same kind with the short sharp waves produced by electric sparks, that it is a noise-wave. Hence, whenever any portion of the head-wave strikes the ear it will be heard as a report. Appearances point to the conclusion that the projectile carries this report along with it. In addition to this report, which advances with the velocity of the projectile and so usually travels at a speed greater than the velocity of sound, there is also to be heard the report of the exploding powder which travels forward with the ordinary velocity of sound. Hence two explosions will be heard, each distinct in time. The circumstance that this fact was long misconstrued by practical observers but when actually noticed frequently received grotesque explanations and that ultimately my view was accepted as the correct one, appears to me in itself a sufficient justification that researches such as we are here speaking of are not utterly superfluous even in practical directions. That the flashes and sounds of discharging artillery are used for estimating the distances of batteries is well known, and it stands to reason that any unclear theoretical conception of the facts here involved will seriously affect the correctness of practical calculations.

It may appear astonishing to a person hearing it for the first time, that a single shot has a double report due to two different velocities of propagation. But the reflexion that projectiles whose velocity is less than the velocity of sound produce no head-waves (because every impulse imparted to the air travels forward, that is, ahead, with exactly the velocity of sound), throws full light when logically developed upon the peculiar circumstance above mentioned. If the projectile moves faster than sound, the air ahead of it cannot recede from it quickly enough. The air is condensed and warmed, and thereupon, as all know, the velocity of sound is augmented until the head-wave travels forward as rapidly as the projectile itself, so that there is no need whatever of any additional augmentation of the velocity of propagation. If such a wave were left entirely to itself, it would increase in length and soon pass into an ordinary sound-wave, travelling with less velocity. But the projectile is always behind it and so maintains it at its proper density and velocity. Even if the projectile penetrates a piece of cardboard or a board of wood, which catches and obstructs the head-wave, there will, as Figure 56 shows, immediately appear at the emerging apex a newly formed, not to say newly born, head-wave. We may observe on the cardboard the reflexion and diffraction of the head-wave, and by means of a flame its refraction, so that no doubt as to its nature can remain.

Fig. 56.

Permit me, now, to illustrate the most essential of the points that I have just adduced, by means of a few rough drawings taken from older and less perfect photographs.

In the sketch of Figure 57 you see the projectile, which has just left the barrel of the rifle, touch a wire and disengage the illuminating spark. At the apex of the projectile you already see the beginnings of a powerful head-wave, and in front of the wave a transparent fungiform cluster. This latter is the air which has been forced out of the barrel by the projectile. Circular sound-waves, noise-waves, which are soon overtaken by the projectile, also issue from the barrel. But behind the projectile opaque puffs of powder-gas rush forth. It is scarcely necessary to add that many other questions in ballistics may be studied by this method, as, for example, the movement of the gun-carriage.

Fig. 57.

A distinguished French artillerist, M. Gossot, has applied the views of the head-wave here given in quite a different manner. The practice in measuring the velocity of projectiles is to cause the projectile to pass through wire screens placed at different points in its path, and by the tearing of these screens to give rise to electro-magnetic time-signals on falling slabs or rotating drums. Gossot caused these signals to be made directly by the impact of the head-wave, did away thus with the wire screens, and carried the method so far as to be able to measure the velocities of projectiles travelling in high altitudes, where the use of wire screens was quite out of the question.

The laws of the resistance of fluids and of air to bodies travelling in them form an extremely complicated problem, which can be reasoned out very simply and prettily as a matter of pure philosophy but practice offers not a few difficulties. The same body having the velocity 2, 3, 4 ... displaces in the same interval 2, 3, 4 ... times the same mass of air, or the same mass of fluid, and imparts to it in addition 2, 3, 4 ... times the same velocity. But for this, plainly, 4, 9, 16 ... times the original force is required. Hence, the resistance, it is said, increases with the square of the velocity. This is all very pretty and simple and obvious. But practice and theory are at daggers' points here. Practice tells us that when we increase the velocity, the law of the resistance changes. For every portion of the velocity the law is different.

The studies of the talented English naval architect, Froude, have thrown light upon this question. Froude has shown that the resistance is conditioned by a combination of the most multifarious phenomena. A ship in motion is subjected to the friction of the water. It causes eddies and it generates in addition waves which radiate outward from it. Every one of these phenomena are dependent upon the velocity in some different manner, and it is consequently not astonishing that the law of the resistance should be a complicated one.

The preceding observations suggest quite analogous reflexions for projectiles. Here also we have friction, the formation of eddies, and the generation of waves. Here, also, therefore, we should not be surprised at finding the law of the resistance of the air a complicated one, nor puzzled at learning that in actuality the law of resistance changes as soon as the speed of the projectile exceeds the velocity of sound, for this is the precise point at which one important element of the resistance, namely, the formation of waves, first comes into play.

No one doubts that a pointed bullet pierces the air with less resistance than a blunt bullet. The photographs themselves show that the head-wave is weaker for a pointed projectile. It is not impossible, similarly, that forms of bullets will be invented which generate fewer eddies, etc., and that we shall study these phenomena also by photography. I am of opinion from the few experiments which I have made in this direction that not much more can be done by changing the form of the projectile when the velocity is very great, but I have not gone into the question thoroughly. Researches of the kind we are considering can certainly not be detrimental to practical artillery, and it is no less certain that experiments by artillerists on a large scale will be of undoubted benefit to physics.

No one who has had the opportunity of studying modern guns and projectiles in their marvellous perfection, their power and precision, can help confessing that a high technical and scientific achievement has found its incarnation in these objects. We may surrender ourselves so completely to this impression as to forget for a moment the terrible purposes they serve.

Permit me, therefore, before we separate, to say a few words on this glaring contrast. The greatest man of war and of silence which the present age has produced once asserted that perpetual peace is a dream, and not a beautiful dream at that. We may accord to this profound student of mankind a judgment in these matters and can also appreciate the soldier's horror of stagnation from all too lengthy peace. But it requires a strong belief in the insuperableness of mediæval barbarism to hope for and to expect no great improvement in international relations. Think of our forefathers and of the times when club law ruled supreme, when within the same country and the same state brutal assaults and equally brutal self-defence were universal and self-evident. This state of affairs grew so oppressive that finally a thousand and one circumstances compelled people to put an end to it, and the cannon had most to say in accomplishing the work. Yet the rule of club law was not abolished so quickly after all. It had simply passed to other clubs. We must not abandon ourselves to dreams of the Rousseau type. Questions of law will in a sense forever remain questions of might. Even in the United States where every one is as a matter of principle entitled to the same privileges, the ballot according to Stallo's pertinent remark is but a milder substitute for the club. Nor need I tell you that many of our own fellow-citizens are still enamored of the old original methods. Very, very gradually, however, as civilisation progresses, the intercourse of men takes on gentler forms, and no one who really knows the good old times will ever honestly wish them back again, however beautifully they may be painted and rhymed about.

In the intercourse of the nations, however, the old club law still reigns supreme. But since its rule is taxing the intellectual, the moral, and the material resources of the nations to the utmost and constitutes scarcely less a burden in peace than in war, scarcely less a yoke for the victor than for the vanquished, it must necessarily grow more and more unendurable. Reason, fortunately, is no longer the exclusive possession of those who modestly call themselves the upper ten thousand. Here, as everywhere, the evil itself will awaken the intellectual and ethical forces which are destined to mitigate it. Let the hate of races and of nationalities run riot as it may, the intercourse of nations will still increase and grow more intimate. By the side of the problems which separate nations, the great and common ideals which claim the exclusive powers of the men of the future appear one after another in greater distinctness and in greater might.


[ON INSTRUCTION IN THE CLASSICS AND THE SCIENCES.][113]

Perhaps the most fantastic proposition that Maupertuis,[114] the renowned president of the Berlin Academy, ever put forward for the approval of his contemporaries was that of founding a city in which, to instruct and discipline young students, only Latin should be spoken. Maupertuis's Latin city remained an idle wish. But for centuries Latin and Greek institutions exist in which our children spend a goodly portion of their days, and whose atmosphere constantly surrounds them, even when without their walls.

For centuries instruction in the ancient languages has been zealously cultivated. For centuries its necessity has been alternately championed and contested. More strongly than ever are authoritative voices now raised against the preponderance of instruction in the classics and in favor of an education more suited to the needs of the time, especially for a more generous treatment of mathematics and the natural sciences.

In accepting your invitation to speak here on the relative educational value of the classical and the mathematico-physical sciences in colleges and high schools, I find my justification in the duty and the necessity laid upon every teacher of forming from his own experiences an opinion upon this important question, as partly also in the special circumstance that in my youth I was personally under the influence of school-life for only a short time, just previous to my entering the university, and had, therefore, ample opportunity to observe the effects of widely different methods upon my own person.

Passing now, to a review of the arguments which the advocates of instruction in the classics advance, and of what the adherents of instruction in the physical sciences in their turn adduce, we find ourselves in rather a perplexing position with respect to the arguments of the first named. For these have been different at different times, and they are even now of a very multifarious character, as must be where men advance, in favor of an institution that exists and which they are determined to retain at any cost, everything they can possibly think of. We shall find here much that has evidently been brought forward only to impress the minds of the ignorant; much, too, that was advanced in good faith and which is not wholly without foundation. We shall get a fair idea of the reasoning employed by considering, first, the arguments that have grown out of the historical circumstances connected with the original introduction of the classics, and, lastly, those which were subsequently adduced as accidental afterthoughts.


Instruction in Latin, as Paulsen[115] has minutely shown, was introduced by the Roman Church along with Christianity. With the Latin language were also transmitted the scant and meagre remnants of ancient science. Whoever wished to acquire this ancient education, then the only one worthy of the name, for him the Latin language was the only and indispensable means; such a person had to learn Latin to rank among educated people.

The wide-spread influence of the Roman Church wrought many and various results. Among those for which all are glad, we may safely count the establishment of a sort of uniformity among the nations and of a regular international intercourse by means of the Latin language, which did much to unite the nations in the common work of civilisation, carried on from the fifteenth to the eighteenth century. The Latin language was thus long the language of scholars, and instruction in Latin the road to a liberal education—a shibboleth still employed, though long inappropriate.

For scholars as a class, it is to be regretted, perhaps, that Latin has ceased to be the medium of international communication. But the attributing of the loss of this function by the Latin language to its incapacity to accommodate itself to the numerous new ideas and conceptions which have arisen in the course of the development of science is, in my opinion, wholly erroneous. It would be difficult to find a modern scientist who had enriched science with as many new ideas as Newton has, yet Newton knew how to express those ideas very correctly and precisely in the Latin language. If this view were correct, it would also hold true of every living language. Originally every language has to adapt itself to new ideas.

It is far more likely that Latin was displaced as the literary vehicle of science by the influence of the nobility. By their desire to enjoy the fruits of literature and science, through a less irksome medium than Latin, the nobility performed for the people at large an undeniable service. For the days were now past when acquaintance with the language and literature of science was restricted to a caste, and in this step, perhaps, was made the most important advance of modern times. To-day, when international intercourse is firmly established in spite of the many languages employed, no one would think of reintroducing Latin.[116]

The facility with which the ancient languages lend themselves to the expression of new ideas is evidenced by the fact that the great majority of our scientific ideas, as survivals of this period of Latin intercourse, bear Latin and Greek designations, while in great measure scientific ideas are even now invested with names from these sources. But to deduce from the existence and use of such terms the necessity of still learning Latin and Greek on the part of all who employ them is carrying the conclusion too far. All terms, appropriate and inappropriate,—and there are a large number of inappropriate and monstrous combinations in science,—rest on convention. The essential thing is, that people should associate with the sign the precise idea that is designated by it. It matters little whether a person can correctly derive the words telegraph, tangent, ellipse, evolute, etc., if the correct idea is present in his mind when he uses them. On the other hand, no matter how well he may know their etymology, his knowledge will be of little use to him if the correct idea is absent. Ask the average and fairly educated classical scholar to translate a few lines for you from Newton's Principia, or from Huygens's Horologium, and you will discover at once what an extremely subordinate rôle the mere knowledge of language plays in such things. Without its associated thought a word remains a mere sound. The fashion of employing Greek and Latin designations—for it can be termed nothing else—has a natural root in history; it is impossible for the practice to disappear suddenly, but it has fallen of late considerably into disuse. The terms gas, ohm, Ampère, volt, etc., are in international use, but they are not Latin nor Greek. Only the person who rates the unessential and accidental husk higher than its contents, can speak of the necessity of learning Latin or Greek for such reasons, to say nothing of spending eight or ten years on the task. Will not a dictionary supply in a few seconds all the information we wish on such subjects?[117]

It is indisputable that our modern civilisation took up the threads of the ancient civilisation, that at many points it begins where the latter left off, and that centuries ago the remains of the ancient culture were the only culture existing in Europe. Then, of course, a classical education really was the liberal education, the higher education, the ideal education, for it was the sole education. But when the same claim is now raised in behalf of a classical education, it must be uncompromisingly contested as bereft of all foundation. For our civilisation has gradually attained its independence; it has lifted itself far above the ancient civilisation, and has entered generally new directions of progress. Its note, its characteristic feature, is the enlightenment that has come from the great mathematical and physical researches of the last centuries, and which has permeated not only the practical arts and industries but is also gradually finding its way into all fields of thought, including philosophy and history, sociology and linguistics. Those traces of ancient views that are still discoverable in philosophy, law, art, and science, operate more as hindrances than helps, and will not long stand before the development of independent and more natural views.

It ill becomes classical scholars, therefore, to regard themselves, at this day, as the educated class par excellence, to condemn as uneducated all persons who do not understand Latin and Greek, to complain that with such people profitable conversations are not to be carried on, etc. The most delectable stories have got into circulation, illustrative of the defective education of scientists and engineers. A renowned inquirer, for example, is said to have once announced his intention of holding a free course of university lectures, with the word "frustra"; an engineer who spent his leisure hours in collecting insects is said to have declared that he was studying "etymology." It is true, incidents of this character make us shudder or smile, according to our mood or temperament. But we must admit, the next moment, that in giving way to such feelings we have merely succumbed to a childish prejudice. A lack of tact but certainly no lack of education is displayed in the use of such half-understood expressions. Every candid person will confess that there are many branches of knowledge about which he had better be silent. We shall not be so uncharitable as to turn the tables and discuss the impression that classical scholars might make on a scientist or engineer, in speaking of science. Possibly many ludicrous stories might be told of them, and of far more serious import, which should fully compensate for the blunders of the other party.

The mutual severity of judgment which we have here come upon, may also forcibly bring home to us how really scarce a true liberal culture is. We may detect in this mutual attitude, too, something of that narrow, mediæval arrogance of caste, where a man began, according to the special point of view of the speaker, with the scholar, the soldier, or the nobleman. Little sense or appreciation is to be found in it for the common task of humanity, little feeling for the need of mutual assistance in the great work of civilisation, little breadth of mind, little truly liberal culture.

A knowledge of Latin, and partly, also, a knowledge of Greek, is still a necessity for the members of a few professions by nature more or less directly concerned with the civilisations of antiquity, as for lawyers, theologians, philologists, historians, and generally for a small number of persons, among whom from time to time I count myself, who are compelled to seek for information in the Latin literature of the centuries just past.[118] But that all young persons in search of a higher education should pursue for this reason Latin and Greek to such excess; that persons intending to become physicians and scientists should come to the universities defectively educated, or even miseducated; and that they should be compelled to come only from schools that do not supply them with the proper preparatory knowledge is going a little bit too far.


After the conditions which had given to the study of Latin and Greek their high import had ceased to exist, the traditional curriculum, naturally, was retained. Then, the different effects of this method of education, good and bad, which no one had thought of at its introduction, were realised and noted. As natural, too, was it that those who had strong interests in the preservation of these studies, from knowing no others or from living by them, or for still other reasons, should emphasise the good results of such instruction. They pointed to the good effects as if they had been consciously aimed at by the method and could be attained only through its agency.

One real benefit that students might derive from a rightly conducted course in the classics would be the opening up of the rich literary treasures of antiquity, and intimacy with the conceptions and views of the world held by two advanced nations. A person who has read and understood the Greek and Roman authors has felt and experienced more than one who is restricted to the impressions of the present. He sees how men placed in different circumstances judge quite differently of the same things from what we do to-day. His own judgments will be rendered thus more independent. Again, the Greek and Latin authors are indisputably a rich fountain of recreation, of enlightenment, and of intellectual pleasure after the day's toil, and the individual, not less than civilised humanity generally, will remain grateful to them for all time. Who does not recall with pleasure the wanderings of Ulysses, who does not listen joyfully to the simple narratives of Herodotus, who would ever repent of having made the acquaintance of Plato's Dialogues, or of having tasted Lucian's divine humor? Who would give up the glances he has obtained into the private life of antiquity from Cicero's letters, from Plautus or Terence? To whom are not the portraits of Suetonius undying reminiscences? Who, in fact, would throw away any knowledge he had once gained?

Yet people who draw from these sources only, who know only this culture, have surely no right to dogmatise about the value of some other culture. As objects of research for individuals, this literature is extremely valuable, but it is a different question whether it is equally valuable as the almost exclusive means of education of our youth.

Do not other nations and other literatures exist from which we ought to learn? Is not nature herself our first school-mistress? Are our highest models always to be the Greeks, with their narrow provinciality of mind, that divided the world into "Greeks and barbarians," with their superstitions, with their eternal questioning of oracles? Aristotle with his incapacity to learn from facts, with his word-science; Plato with his heavy, interminable dialogues, with his barren, at times childish, dialectics—are they unsurpassable?[119] The Romans with their apathy, their pompous externality, set off by fulsome and bombastic phrases, with their narrow-minded, philistine philosophy, with their frenzied sensuality, with their cruel and bestial indulgence in animal and man baiting, with their outrageous maltreatment and plundering of their subjects—are they patterns worthy of imitation? Or shall, perhaps, our science edify itself with the works of Pliny who cites midwives as authorities and himself stands on their point of view?

Besides, if an acquaintance with the ancient world really were attained, we might come to some settlement with the advocates of classical education. But it is words and forms, and forms and words only, that are supplied to our youth; and even collateral subjects are forced into the strait-jacket of the same rigid method and made a science of words, sheer feats of mechanical memory. Really, we feel ourselves set back a thousand years into the dull cloister-cells of the Middle Ages.

This must be changed. It is possible to get acquainted with the views of the Greeks and Romans by a shorter road than the intellect deadening process of eight or ten years of declining, conjugating, analysing, and extemporisation. There are to-day plenty of educated persons who have acquired through good translations vivider, clearer, and more just views of classical antiquity than the graduates of our gymnasiums and colleges.[120]

For us moderns, the Greeks and the Romans are simply two objects of archæological and historical research like all others. If we put them before our youth in fresh and living pictures, and not merely in words and syllables, the effect will be assured. We derive a totally different enjoyment from the Greeks when we approach them after a study of the results of modern research in the history of civilisation. We read many a chapter of Herodotus differently when we attack his works equipped with a knowledge of natural science, and with information about the stone age and the lake-dwellers. What our classical institutions pretend to give can and actually will be given to our youth with much more fruitful results by competent historical instruction, which must supply, not names and numbers alone, nor the mere history of dynasties and wars, but be in every sense of the word a true history of civilisation.

The view still widely prevails that although all "higher, ideal culture," all extension of our view of the world, is acquired by philological and in a lesser degree by historical studies, still the mathematics and natural sciences should not be neglected on account of their usefulness. This is an opinion to which I must refuse my assent. It were strange if man could learn more, could draw more intellectual nourishment, from the shards of a few old broken jugs, from inscribed stones, or yellow parchments, than from all the rest of nature. True, man is man's first concern, but he is not his sole concern.

In ceasing to regard man as the centre of the world; in discovering that the earth is a top whirled about the sun, which speeds off with it into infinite space; in finding that in the fixed stars the same elements exist as on earth; in meeting everywhere the same processes of which the life of man is merely a vanishingly small part—in such things, too, is a widening of our view of the world, and edification, and poetry. There are here perhaps grander and more significant facts than the bellowing of the wounded Ares, or the charming island of Calypso, or the ocean-stream engirdling the earth. He only should speak of the relative value of these two domains of thought, of their poetry, who knows both.

The "utility" of physical science is, in a measure, only a collateral product of that flight of the intellect which produced science. No one, however, should underrate the utility of science who has shared in the realisation by modern industrial art of the Oriental world of fables, much less one upon whom those treasures have been poured, as it were, from the fourth dimension, without his aid or understanding.

Nor may we believe that science is useful only to the practical man. Its influence permeates all our affairs, our whole life; everywhere its ideas are decisive. How differently does the jurist, the legislator, or the political economist think, who knows, for example, that a square mile of the most fertile soil can support with the solar heat annually consumed only a definite number of human beings, which no art or science can increase. Many economical theories, which open new air-paths of progress, air-paths in the literal sense of the word, would be made impossible by such knowledge.


The eulogists of classical education love to emphasise the cultivation of taste which comes from employment with the ancient models. I candidly confess that there is something absolutely revolting in this to me. To form the taste, then, our youths must sacrifice ten years of their life! Luxury takes precedence over necessity. Have the future generations, in the face of the difficult problems, the great social questions, which they must meet, and that with strengthened mind and heart, no more important duties to fulfil than these?

But let us assume that this end were desirable. Can taste be formed by rules and precepts? Do not ideals of beauty change? Is it not a stupendous absurdity to force one's self artificially to admire things which, with all their historical interest, with all their beauty in individual points, are for the most part foreign to the rest of our thoughts and feelings, provided we have such of our own. A nation that is truly such, has its own taste and will not go to others for it. And every individual perfect man has his own taste.[121]

And what, after all, does this cultivation of taste consist in? In the acquisition of the personal literary style of a few select authors! What should we think of a people that would force its youth a thousand years from now, by years of practice, to master the tortuous or bombastic style of some successful lawyer or politician of to-day? Should we not justly accuse them of a woful lack of taste?

The evil effects of this imagined cultivation of the taste find expression often enough. The young savant who regards the composition of a scientific essay as a rhetorical exercise instead of a simple and unadorned presentation of the facts and the truth, still sits unconsciously on the school-bench, and still unwittingly represents the point of view of the Romans, by whom the elaboration of speeches was regarded as a serious scientific (!) employment.


Far be it from me to underrate the value of the development of the instinct of speech and of the increased comprehension of our own language which comes from philological studies. By the study of a foreign language, especially of one which differs widely from ours, the signs and forms of words are first clearly distinguished from the thoughts which they express. Words of the closest possible correspondence in different languages never coincide absolutely with the ideas they stand for, but place in relief slightly different aspects of the same thing, and by the study of language the attention is directed to these shades of difference. But it would be far from admissible to contend that the study of Latin and Greek is the most fruitful and natural, let alone the only, means of attaining this end. Any one who will give himself the pleasure of a few hours' companionship with a Chinese grammar; who will seek to make clear to himself the mode of speech and thought of a people who never advanced as far as the analysis of articulate sounds, but stopped at the analysis of syllables, to whom our alphabetical characters, therefore, are an inexplicable puzzle, and who express all their rich and profound thoughts by means of a few syllables with variable emphasis and position,—such a person, perhaps, will acquire new, and extremely elucidative ideas upon the relation of language and thought. But should our children, therefore, study Chinese? Certainly not. No more, then, should they be burdened with Latin, at least in the measure they are.

It is a beautiful achievement to reproduce a Latin thought in a modern language with the maximum fidelity of meaning and expression—for the translator. Moreover, we shall be very grateful to the translator for his performance. But to demand this feat of every educated man, without consideration of the sacrifice of time and labor which it entails, is unreasonable. And for this very reason, as classical teachers admit, that ideal is never perfectly attained, except in rare cases with scholars possessed of special talents and great industry. Without slurring, therefore, the high importance of the study of the ancient languages as a profession, we may yet feel sure that the instinct for speech which is part of every liberal education can, and must, be acquired in a different way. Should we, indeed, be forever lost if the Greeks had not lived before us?

The fact is, we must carry our demands further than the representatives of classical philology. We must ask of every educated man a fair scientific conception of the nature and value of language, of the formation of language, of the alteration of the meaning of roots, of the degeneration of fixed forms of speech to grammatical forms, in brief, of all the main results of modern comparative philology. We should judge that this were attainable by a careful study of our mother tongue and of the languages next allied to it, and subsequently of the more ancient tongues from which the former are derived. If any one object that this is too difficult and entails too much labor, I should advise such a person to place side by side an English, a Dutch, a Danish, a Swedish, and a German Bible, and to compare a few lines of them; he will be amazed at the multitude of suggestions that offer themselves.[122] In fact, I believe that a really progressive, fruitful, rational, and instructive study of languages can be conducted only on this plan. Many of my audience will remember, perhaps, the bright and encouraging effect, like that of a ray of sunlight on a gloomy day, which the meagre and furtive remarks on comparative philology in Curtius's Greek grammar wrought in that barren and lifeless desert of verbal quibbles.


The principal result obtained by the present method of studying the ancient languages is that which comes from the student's employment with their complicated grammars. It consists in the sharpening of the attention and in the exercise of the judgment by the practice of subsuming special cases under general rules, and of distinguishing between different cases. Obviously, the same result can be reached by many other methods; for example, by difficult games of cards. Every science, the mathematics and the physical sciences included, accomplish as much, if not more, in this disciplining of the judgment. In addition, the matter treated by those sciences has a much higher intrinsic interest for young people, and so engages spontaneously their attention; while on the other hand they are elucidative and useful in other directions in which grammar can accomplish nothing.

Who cares, so far as the matter of it is concerned, whether we say hominum or hominorum in the genitive plural, interesting as the fact may be for the philologist? And who would dispute that the intellectual need of causal insight is awakened not by grammar but by the natural sciences?

It is not our intention, therefore, to gainsay in the least the good influence which the study of Latin and Greek grammar also exercises on the sharpening of the judgment. In so far as the study of words as such must greatly promote lucidity and accuracy of expression, in so far as Latin and Greek are not yet wholly indispensable to many branches of knowledge, we willingly concede to them a place in our schools, but would demand that the disproportionate amount of time allotted to them, wrongly withdrawn from other useful studies, should be considerably curtailed. That in the end Latin and Greek will not be employed as the universal means of education, we are fully convinced. They will be relegated to the closet of the scholar or professional philologist, and gradually make way for the modern languages and the modern science of language.

Long ago Locke reduced to their proper limits the exaggerated notions which obtained of the close connexion of thought and speech, of logic and grammar, and recent investigators have established on still surer foundations his views. How little a complicated grammar is necessary for expressing delicate shades of thought is demonstrated by the Italians and French, who, although they have almost totally discarded the grammatical redundancies of the Romans, are yet not surpassed by the latter in accuracy of thought, and whose poetical, but especially whose scientific literature, as no one will dispute, can bear favorable comparison with the Roman.

Reviewing again the arguments advanced in favor of the study of the ancient languages, we are obliged to say that in the main and as applied to the present, they are wholly devoid of force. In so far as the aims which this study theoretically pursues are still worthy of attainment, they appear to us as altogether too narrow, and are surpassed in this only by the means employed. As almost the sole, indisputable result of this study we must count the increase of the student's skill and precision in expression. One inclined to be uncharitable might say that our gymnasiums and classical academies turn out men who can speak and write, but, unfortunately, have little to write or speak about. Of that broad, liberal view, of that famed universal culture, which the classical curriculum is supposed to yield, serious words need not be lost. This culture might, perhaps, more properly be termed the contracted or lopsided culture.


While considering the study of languages we threw a few side glances at mathematics and the natural sciences. Let us now inquire whether these, as branches of study, cannot accomplish much that is to be attained in no other way. I shall meet with no contradiction when I say that without at least an elementary mathematical and scientific education a man remains a total stranger in the world in which he lives, a stranger in the civilisation of the time that bears him. Whatever he meets in nature, or in the industrial world, either does not appeal to him at all, from his having neither eye nor ear for it, or it speaks to him in a totally unintelligible language.

A real understanding of the world and its civilisation, however, is not the only result of the study of mathematics and the physical sciences. Much more essential for the preparatory school is the formal cultivation which comes from these studies, the strengthening of the reason and the judgment, the exercise of the imagination. Mathematics, physics, chemistry, and the so-called descriptive sciences are so much alike in this respect, that, apart from a few points, we need not separate them in our discussion.

Logical sequence and continuity of ideas, so necessary for fruitful thought, are par excellence the results of mathematics; the ability to follow facts with thoughts, that is, to observe or collect experiences, is chiefly developed by the natural sciences. Whether we notice that the sides and the angles of a triangle are connected in a definite way, that an equilateral triangle possesses certain definite properties of symmetry, or whether we notice the deflexion of a magnetic needle by an electric current, the dissolution of zinc in diluted sulphuric acid, whether we remark that the wings of a butterfly are slightly colored on the under, and the fore-wings of the moth on the upper, surface: indiscriminately here we proceed from observations, from individual acts of immediate intuitive knowledge. The field of observation is more restricted and lies closer at hand in mathematics; it is more varied and broader but more difficult to compass in the natural sciences. The essential thing, however, is for the student to learn to make observations in all these fields. The philosophical question whether our acts of knowledge in mathematics are of a special kind is here of no importance for us. It is true, of course, that the observation can be practised by languages also. But no one, surely, will deny, that the concrete, living pictures presented in the fields just mentioned possess different and more powerful attractions for the mind of the youth than the abstract and hazy figures which language offers, and on which the attention is certainly not so spontaneously bestowed, nor with such good results.[123]

Observation having revealed the different properties of a given geometrical or physical object, it is discovered that in many cases these properties depend in some way upon one another. This interdependence of properties (say that of equal sides and equal angles at the base of a triangle, the relation of pressure to motion,) is nowhere so distinctly marked, nowhere is the necessity and permanency of the interdependence so plainly noticeable, as in the fields mentioned. Hence the continuity and logical consequence of the ideas which we acquire in those fields. The relative simplicity and perspicuity of geometrical and physical relations supply here the conditions of natural and easy progress. Relations of equal simplicity are not met with in the fields which the study of language opens up. Many of you, doubtless, have often wondered at the little respect for the notions of cause and effect and their connexion that is sometimes found among professed representatives of the classical studies. The explanation is probably to be sought in the fact that the analogous relation of motive and action familiar to them from their studies, presents nothing like the clear simplicity and determinateness that the relation of cause and effect does.

That perfect mental grasp of all possible cases, that economical order and organic union of the thoughts which comes from it, which has grown for every one who has ever tasted it a permanent need which he seeks to satisfy in every new province, can be developed only by employment with the relative simplicity of mathematical and scientific investigations.

When a set of facts comes into apparent conflict with another set of facts, and a problem is presented, its solution consists ordinarily in a more refined distinction or in a more extended view of the facts, as may be aptly illustrated by Newton's solution of the problem of dispersion. When a new mathematical or scientific fact is demonstrated, or explained, such demonstration also rests simply upon showing the connexion of the new fact with the facts already known; for example, that the radius of a circle can be laid off as chord exactly six times in the circle is explained or proved by dividing the regular hexagon inscribed in the circle into equilateral triangles. That the quantity of heat developed in a second in a wire conveying an electric current is quadrupled on the doubling of the strength of the current, we explain from the doubling of the fall of the potential due to the doubling of the current's intensity, as also from the doubling of the quantity flowing through, in a word, from the quadrupling of the work done. In point of principle, explanation and direct proof do not differ much.

He who solves scientifically a geometrical, physical, or technical problem, easily remarks that his procedure is a methodical mental quest, rendered possible by the economical order of the province—a simplified purposeful quest as contrasted with unmethodical, unscientific guess-work. The geometer, for example, who has to construct a circle touching two given straight lines, casts his eye over the relations of symmetry of the desired construction, and seeks the centre of his circle solely in the line of symmetry of the two straight lines. The person who wants a triangle of which two angles and the sum of the sides are given, grasps in his mind the determinateness of the form of this triangle and restricts his search for it to a certain group of triangles of the same form. Under very different circumstances, therefore, the simplicity, the intellectual perviousness, of the subject-matter of mathematics and natural science is felt, and promotes both the discipline and the self-confidence of the reason.

Unquestionably, much more will be attained by instruction in the mathematics and the natural sciences than now is, when more natural methods are adopted. One point of importance here is that young students should not be spoiled by premature abstraction, but should be made acquainted with their material from living pictures of it before they are made to work with it by purely ratiocinative methods. A good stock of geometrical experience could be obtained, for example, from geometrical drawing and from the practical construction of models. In the place of the unfruitful method of Euclid, which is only fit for special, restricted uses, a broader and more conscious method must be adopted, as Hankel has pointed out.[124] Then, if, on reviewing geometry, and after it presents no substantial difficulties, the more general points of view, the principles of scientific method are placed in relief and brought to consciousness, as Von Nagel,[125] J. K. Becker,[126] Mann,[127] and others have well done, fruitful results will be surely attained. In the same way, the subject-matter of the natural sciences should be made familiar by pictures and experiment before a profounder and reasoned grasp of these subjects is attempted. Here the emphasis of the more general points of view is to be postponed.

Before my present audience it would be superfluous for me to contend further that mathematics and natural science are justified constituents of a sound education,—a claim that even philologists, after some resistance, have conceded. Here I may count upon assent when I say that mathematics and the natural sciences pursued alone as means of instruction yield a richer education in matter and form, a more general education, an education better adapted to the needs and spirit of the time,—than the philological branches pursued alone would yield.

But how shall this idea be realised in the curricula of our intermediate educational institutions? It is unquestionable in my mind that the German Realschulen and Realgymnasien, where the exclusive classical course is for the most part replaced by mathematics, science, and modern languages, give the average man a more timely education than the gymnasium proper, although they are not yet regarded as fit preparatory schools for future theologians and professional philologists. The German gymnasiums are too one-sided. With these the first changes are to be made; of these alone we shall speak here. Possibly a single preparatory school, suitably planned, might serve all purposes.

Shall we, then, in our gymnasiums fill out the hours of study which stand at our disposal, or are still to be wrested from the classicists, with as great and as varied a quantity of mathematical and scientific matter as possible? Expect no such proposition from me. No one will suggest such a course who has himself been actively engaged in scientific thought. Thoughts can be awakened and fructified as a field is fructified by sunshine and rain. But thoughts cannot be juggled out and worried out by heaping up materials and the hours of instruction, nor by any sort of precepts: they must grow naturally of their own free accord. Furthermore, thoughts cannot be accumulated beyond a certain limit in a single head, any more than the produce of a field can be increased beyond certain limits.

I believe that the amount of matter necessary for a useful education, such as should be offered to all the pupils of a preparatory school, is very small. If I had the requisite influence, I should, in all composure, and fully convinced that I was doing what was best, first greatly curtail in the lower classes the amount of matter in both the classical and the scientific courses; I should cut down considerably the number of the school hours and the work done outside the school. I am not with many teachers of opinion that ten hours work a day for a child is not too much. I am convinced that the mature men who offer this advice so lightly are themselves unable to give their attention successfully for as long a time to any subject that is new to them, (for example, to elementary mathematics or physics,) and I would ask every one who thinks the contrary to make the experiment upon himself. Learning and teaching are not routine office-work that can be kept up mechanically for long periods. But even such work tires in the end. If our young men are not to enter the universities with blunted and impoverished minds, if they are not to leave in the preparatory schools their vital energy, which they should there gather, great changes must be made. Waiving the injurious effects of overwork upon the body, the consequences of it for the mind seem to me positively dreadful.

I know of nothing more terrible than the poor creatures who have learned too much. Instead of that sound powerful judgment which would probably have grown up if they had learned nothing, their thoughts creep timidly and hypnotically after words, principles, and formulæ, constantly by the same paths. What they have acquired is a spider's web of thoughts too weak to furnish sure supports, but complicated enough to produce confusion.

But how shall better methods of mathematical and scientific education be combined with the decrease of the subject-matter of instruction? I think, by abandoning systematic instruction altogether, at least in so far as that is required of all young pupils. I see no necessity whatever that the graduates of our high schools and preparatory schools should be little philologists, and at the same time little mathematicians, physicists, and botanists; in fact, I do not see the possibility of such a result. I see in the endeavor to attain this result, in which every instructor seeks for his own branch a place apart from the others, the main mistake of our whole system. I should be satisfied if every young student could come into living contact with and pursue to their ultimate logical consequences merely a few mathematical or scientific discoveries. Such instruction would be mainly and naturally associated with selections from the great scientific classics. A few powerful and lucid ideas could thus be made to take root in the mind and receive thorough elaboration. This accomplished, our youth would make a different showing from what they do to-day.[128]

What need is there, for example, of burdening the head of a young student with all the details of botany? The student who has botanised under the guidance of a teacher finds on all hands, not indifferent things, but known or unknown things, by which he is stimulated, and his gain made permanent. I express here, not my own, but the opinion of a friend, a practical teacher. Again, it is not at all necessary that all the matter that is offered in the schools should be learned. The best that we have learned, that which has remained with us for life, outlived the test of examination. How can the mind thrive when matter is heaped on matter, and new materials piled constantly on old, undigested materials? The question here is not so much that of the accumulation of positive knowledge as of intellectual discipline. It seems also unnecessary that all branches should be treated at school, and that exactly the same studies should be pursued in all schools. A single philological, a single historical, a single mathematical, a single scientific branch, pursued as common subjects of instruction for all pupils, are sufficient to accomplish all that is necessary for the intellectual development. On the other hand, a wholesome mutual stimulus would be produced by this greater variety in the positive culture of men. Uniforms are excellent for soldiers, but they will not fit heads. Charles V. learned this, and it should never be forgotten. On the contrary, teachers and pupils both need considerable latitude, if they are to yield good results.

With John Karl Becker I am of the opinion that the utility and amount for individuals of every study should be precisely determined. All that exceeds this amount should be unconditionally banished from the lower classes. With respect to mathematics, Becker,[129] in my judgment, has admirably solved this question.

With respect to the upper classes the demand assumes a different form. Here also the amount of matter obligatory on all pupils ought not to exceed a certain limit. But in the great mass of knowledge that a young man must acquire to-day for his profession it is no longer just that ten years of his youth should be wasted with mere preludes. The upper classes should supply a truly useful preparation for the professions, and should not be modelled upon the wants merely of future lawyers, ministers, and philologists. Again, it would be both foolish and impossible to attempt to prepare the same person properly for all the different professions. In such case the function of the schools would be, as Lichtenberg feared, simply to select the persons best fitted for being drilled, whilst precisely the finest special talents, which do not submit to indiscriminate discipline, would be excluded from the contest. Hence, a certain amount of liberty in the choice of studies must be introduced in the upper classes, by means of which it will be free for every one who is clear about the choice of his profession to devote his chief attention either to the study of the philologico-historical or to that of the mathematico-scientific branches. Then the matter now treated could be retained, and in some branches, perhaps, judiciously extended,[130] without burdening the scholar with many branches or increasing the number of the hours of study. With more homogeneous work the student's capacity for work increases, one part of his labor supporting the other instead of obstructing it. If, however, a young man should subsequently choose a different profession, then it is his business to make up what he has lost. No harm certainly will come to society from this change, nor could it be regarded as a misfortune if philologists and lawyers with mathematical educations or physical scientists with classical educations should now and then appear.


The view is now wide-spread that a Latin and Greek education no longer meets the general wants of the times, that a more opportune, a more "liberal" education exists. The phrase, "a liberal education," has been greatly misused. A truly liberal education is unquestionably very rare. The schools can hardly offer such; at best they can only bring home to the student the necessity of it. It is, then, his business to acquire, as best he can, a more or less liberal education. It would be very difficult, too, at any one time to give a definition of a "liberal" education which would satisfy every one, still more difficult to give one which would hold good for a hundred years. The educational ideal, in fact, varies much. To one, a knowledge of classical antiquity appears not too dearly bought "with early death." We have no objection to this person, or to those who think like him, pursuing their ideal after their own fashion. But we may certainly protest strongly against the realisation of such ideals on our own children. Another,—Plato, for example,—puts men ignorant of geometry on a level with animals.[131] If such narrow views had the magical powers of the sorceress Circe, many a man who perhaps justly thought himself well educated would become conscious of a not very flattering transformation of himself. Let us seek, therefore, in our educational system to meet the wants of the present, and not establish prejudices for the future.

But how does it come, we must ask, that institutions so antiquated as the German gymnasiums could subsist so long in opposition to public opinion? The answer is simple. The schools were first organised by the Church; since the Reformation they have been in the hands of the State. On so large a scale, the plan presents many advantages. Means can be placed at the disposal of education such as no private source, at least in Europe, could furnish. Work can be conducted upon the same plan in many schools, and so experiments made of extensive scope which would be otherwise impossible. A single man with influence and ideas can under such circumstances do great things for the promotion of education.

But the matter has also its reverse aspect. The party in power works for its own interests, uses the schools for its special purposes. Educational competition is excluded, for all successful attempts at improvement are impossible unless undertaken or permitted by the State. By the uniformity of the people's education, a prejudice once in vogue is permanently established. The highest intelligences, the strongest wills cannot overthrow it suddenly. In fact, as everything is adapted to the view in question, a sudden change would be physically impossible. The two classes which virtually hold the reins of power in the State, the jurists and theologians, know only the one-sided, predominantly classical culture which they have acquired in the State schools, and would have this culture alone valued. Others accept this opinion from credulity; others, underestimating their true worth for society, bow before the power of the prevalent opinion; others, again, affect the opinion of the ruling classes even against their better judgment, so as to abide on the same plane of respect with the latter. I will make no charges, but I must confess that the deportment of medical men with respect to the question of the qualification of graduates of your Realschulen has frequently made that impression upon me. Let us remember, finally, that an influential statesman, even within the boundaries which the law and public opinion set him, can do serious harm to the cause of education by considering his own one-sided views infallible, and in enforcing them recklessly and inconsiderately—which not only can happen, but has, repeatedly, happened.[132] The monopoly of education by the State[133] thus assumes in our eyes a somewhat different aspect. And to revert to the question above asked, there is not the slightest doubt that the German gymnasiums in their present form would have ceased to exist long ago if the State had not supported them.

All this must be changed. But the change will not be made of itself, nor without our energetic interference, and it will be made slowly. But the path is marked out for us, the will of the people must acquire and exert upon our school legislation a greater and more powerful influence. Furthermore, the questions at issue must be publicly and candidly discussed that the views of the people may be clarified. All who feel the insufficiency of the existing régime must combine into a powerful organisation that their views may acquire impressiveness and the opinions of the individual not die away unheard.

I recently read, gentlemen, in an excellent book of travels, that the Chinese speak with unwillingness of politics. Conversations of this sort are usually cut short with the remark that they may bother about such things whose business it is and who are paid for it. Now it seems to me that it is not only the business of the State, but a very serious concern of all of us, how our children shall be educated in the public schools at our cost.

[APPENDIX.]

I.

A CONTRIBUTION TO THE HISTORY OF ACOUSTICS.[134]

While searching for papers by Amontons, several volumes of the Memoirs of the Paris Academy for the first years of the eighteenth century, fell into my hands. It is difficult to portray the delight which one experiences in running over the leaves of these volumes. One sees as an actual spectator almost the rise of the most important discoveries and witnesses the progress of many fields of knowledge from almost total ignorance to relatively perfect clearness.

I propose to discuss here the fundamental researches of Sauveur in Acoustics. It is astonishing how extraordinarily near Sauveur was to the view which Helmholtz was the first to adopt in its full extent a hundred and fifty years later.

The Histoire de l'Académie for 1700, p. 131, tells us that Sauveur had succeeded in making music an object of scientific research, and that he had invested the new science with the name of "acoustics." On five successive pages a number of discoveries are recorded which are more fully discussed in the volume for the year following.

Sauveur regards the simplicity of the ratios obtaining between the rates of vibration of consonances as something universally known.[135] He is in hope, by further research, of determining the chief rules of musical composition and of fathoming the "metaphysics of the agreeable," the main law of which he asserts to be the union of "simplicity with multiplicity." Precisely as Euler[136] did a number of years later, he regards a consonance as more perfect according as the ratio of its vibrational rates is expressed in smaller whole numbers, because the smaller these whole numbers are the oftener the vibrations of the two tones coincide, and hence the more readily they are apprehended. As the limit of consonance, he takes the ratio 5:6, although he does not conceal the fact that practice, sharpened attention, habit, taste, and even prejudice play collateral rôles in the matter, and that consequently the question is not a purely scientific one.

Sauveur's ideas took their development from his having instituted at all points more exact quantitative investigations than his predecessors. He is first desirous of determining as the foundation of musical tuning a fixed note of one hundred vibrations which can be reproduced at any time; the fixing of the notes of musical instruments by the common tuning pipes then in use with rates of vibration unknown, appearing to him inadequate. According to Mersenne (Harmonie Universelle, 1636), a given cord seventeen feet long and weighted with eight pounds executes eight visible vibrations in a second. By diminishing its length then in a given proportion we obtain a proportionately augmented rate of vibration. But this procedure appears too uncertain to Sauveur, and he employs for his purpose the beats (battemens), which were known to the organ-makers of his day, and which he correctly explains as due to the alternate coincidence and non-coincidence of the same vibrational phases of differently pitched notes.[137] At every coincidence there is a swelling of the sound, and hence the number of beats per second will be equal to the difference of the rates of vibration. If we tune two of three organ-pipes to the remaining one in the ratio of the minor and major third, the mutual ratio of the rates of vibration of the first two will be as 24: 25, that is to say, for every 24 vibrations to the lower note there will be 25 to the higher, and one beat. If the two pipes give together four beats in a second, then the higher has the fixed tone of 100 vibrations. The open pipe in question will consequently be five feet in length. We also determine by this procedure the absolute rates of vibration of all the other notes.

It follows at once that a pipe eight times as long or 40 feet in length will yield a vibrational rate of 12-1/2, which Sauveur ascribes to the lowest audible tone, and further also that a pipe 64 times as small will execute 6,400 vibrations, which Sauveur took for the highest audible limit. The author's delight at his successful enumeration of the "imperceptible vibrations" is unmistakably asserted here, and it is justified when we reflect that to-day even Sauveur's principle, slightly modified, constitutes the simplest and most delicate means we have for exactly determining rates of vibration. Far more important still, however, is a second observation which Sauveur made while studying beats, and to which we shall revert later.

Strings whose lengths can be altered by movable bridges are much easier to handle than pipes in such investigations, and it was natural that Sauveur should soon resort to their use.

One of his bridges accidentally not having been brought into full and hard contact with the string, and consequently only imperfectly impeding the vibrations, Sauveur discovered the harmonic overtones of the string, at first by the unaided ear, and concluded from this fact that the string was divided into aliquot parts. The string when plucked, and when the bridge stood at the third division for example, yielded the twelfth of its fundamental note. At the suggestion of some academician[138] probably, variously colored paper riders were placed at the nodes (noeuds) and ventral segments (ventres), and the division of the string due to the excitation of the overtones (sons harmoniques) belonging to its fundamental note (son fondamental) thus rendered visible. For the clumsy bridge the more convenient feather or brush was soon substituted. . While engaged in these investigations Sauveur also observed the sympathetic vibration of a string induced by the excitation of a second one in unison with it. He also discovered that the overtone of a string can respond to another string tuned to its note. He even went further and discovered that on exciting one string the overtone which it has in common with another, differently pitched string can be produced on that other; for example, on strings having for their vibrational ratio 3:4, the fourth of the lower and the third of the higher may be made to respond. It follows indisputably from this that the excited string yields overtones simultaneously with its fundamental tone. Previously to this Sauveur's attention had been drawn by other observers to the fact that the overtones of musical instruments can be picked out by attentive listening, particularly in the night.[139] He himself mentions the simultaneous sounding of the overtones and the fundamental tone.[140] That he did not give the proper consideration to this circumstance was, as will afterwards be seen, fatal to his theory.

While studying beats Sauveur makes the remark that they are displeasing to the ear. He held the beats were distinctly audible only when less than six occurred in a second. Larger numbers were not distinctly perceptible and gave rise accordingly to no disturbance. He then attempts to reduce the difference between consonance and dissonance to a question of beats. Let us hear his own words.[141]

"Beats are unpleasing to the ear because of the unevenness of the sound, and it may be held with much plausibility that the reason why octaves are so pleasing is that we never hear their beats.[142]

"In following out this idea, we find that the chords whose beats we cannot hear are precisely those which the musicians call consonances and that those whose beats are heard are the dissonances, and that when a chord is a dissonance in one octave and a consonance in another, it beats in the one and does not beat in the other. Consequently it is called an imperfect consonance. It is very easy by the principles of M. Sauveur, here established, to ascertain what chords beat and in what octaves, above or below the fixed note. If this hypothesis be correct, it will disclose the true source of the rules of composition, hitherto unknown to science, and given over almost entirely to judgment by the ear. These sorts of natural judgment, marvellous though they may sometimes appear, are not so but have very real causes, the knowledge of which belongs to science, provided it can gain possession thereof."[143]

Sauveur thus correctly discerns in beats the cause of the disturbance of consonance, to which all disharmony is "probably" to be referred. It will be seen, however, that according to his view all distant intervals must necessarily be consonances and all near intervals dissonances. He also overlooks the absolute difference in point of principle between his old view, mentioned at the outset, and his new view, rather attempting to obliterate it.

R. Smith[144] takes note of the theory of Sauveur and calls attention to the first of the above-mentioned defects. Being himself essentially involved in the old view of Sauveur, which is usually attributed to Euler, he yet approaches in his criticism a brief step nearer to the modern theory, as appears from the following passage.[145]

"The truth is, this gentleman confounds the distinction between perfect and imperfect consonances, by comparing imperfect consonances which beat because the succession of their short cycles[146] is periodically confused and interrupted, with perfect ones which cannot beat, because the succession of their short cycles is never confused nor interrupted.

"The fluttering roughness above mentioned is perceivable in all other perfect consonances, in a smaller degree in proportion as their cycles are shorter and simpler, and their pitch is higher; and is of a different kind from the smoother beats and undulations of tempered consonances; because we can alter the rate of the latter by altering the temperament, but not of the former, the consonance being perfect at a given pitch: And because a judicious ear can often hear, at the same time, both the flutterings and the beats of a tempered consonance; sufficiently distinct from each other.

"For nothing gives greater offence to the hearer, though ignorant of the cause of it, than those rapid, piercing beats of high and loud sounds, which make imperfect consonances with one another. And yet a few slow beats, like the slow undulations of a close shake now and then introduced, are far from being disagreeable."

Smith is accordingly clear that other "roughnesses" exist besides the beats which Sauveur considered, and if the investigations had been continued on the basis of Sauveur's idea, these additional roughnesses would have turned out to be the beats of the overtones, and the theory thus have attained the point of view of Helmholtz.

Reviewing the differences between Sauveur's and Helmholtz's theories, we find the following:

1. The theory according to which consonance depends on the frequent and regular coincidence of vibrations and their ease of enumeration, appears from the new point of view inadmissible. The simplicity of the ratios obtaining between the rates of vibration is indeed a mathematical characteristic of consonance as well as a physical condition thereof, for the reason that the coincidence of the overtones as also their further physical and physiological consequences is connected with this fact. But no physiological or psychological explanation of consonance is given by this fact, for the simple reason that in the acoustic nerve-process nothing corresponding to the periodicity of the sonant stimulus is discoverable.

2. In the recognition of beats as a disturbance of consonance, both theories agree. Sauveur's theory, however, does not take into account the fact that clangs, or musical sounds generally, are composite and that the disturbance in the consonances of distant intervals principally arise from the beats of the overtones. Furthermore, Sauveur was wrong in asserting that the number of beats must be less than six in a second in order to produce disturbances. Even Smith knows that very slow beats are not a cause of disturbance, and Helmholtz found a much higher number (33) for the maximum of disturbance. Finally, Sauveur did not consider that although the number of beats increases with the recession from unison, yet their strength is diminished. On the basis of the principle of specific energies and of the laws of sympathetic vibration the new theory finds that two atmospheric motions of like amplitude but different periods, a sin(rt) and a sin[(r + ρ)(t + τ)], cannot be communicated with the same amplitude to the same nervous end-organ. On the contrary, an end-organ that reacts best to the period r responds more weakly to the period r + ρ, the two amplitudes bearing to each other the proportion a: φa. Here φ decreases when ρ increases, and when ρ = 0 it becomes equal to 1, so that only the portion of the stimulus φa is subject to beats, and the portion (1-φ)a continues smoothly onward without disturbance.

If there is any moral to be drawn from the history of this theory, it is that considering how near Sauveur's errors were to the truth, it behooves us to exercise some caution also with regard to the new theory. And in reality there seems to be reason for doing so.

The fact that a musician will never confound a more perfectly consonant chord on a poorly tuned piano with a less perfectly consonant chord on a well tuned piano, although the roughness in the two cases may be the same, is sufficient indication that the degree of roughness is not the only characteristic of a harmony. As the musician knows, even the harmonic beauties of a Beethoven sonata are not easily effaced on a poorly tuned piano; they scarcely suffer more than a Raphael drawing executed in rough unfinished strokes. The positive physiologico-psychological characteristic which distinguishes one harmony from another is not given by the beats. Nor is this characteristic to be found in the fact that, for example, in sounding a major third the fifth partial tone of the lower note coincides with the fourth of the higher note. This characteristic comes into consideration only for the investigating and abstracting reason. If we should regard it also as characteristic of the sensation, we should lapse into a fundamental error which would be quite analogous to that cited in (1).

The positive physiological characteristics of the intervals would doubtless be speedily revealed if it were possible to conduct aperiodic, for example galvanic, stimuli to the single sound-sensing organs, in which case the beats would be totally eliminated. Unfortunately such an experiment can hardly be regarded as practicable. The employment of acoustic stimuli of short duration and consequently also free from beats, involves the additional difficulty of a pitch not precisely determinable.


II.

REMARKS ON THE THEORY OF SPATIAL VISION.[147]

According to Herbart, spatial vision rests on reproduction-series. In such an event, of course, and if the supposition is correct, the magnitudes of the residua with which the percepts or representations are coalesced (the helps to coalescence) are of cardinal influence. Furthermore, since the coalescences must first be fully perfected before they make their appearance, and since upon their appearance the inhibitory ratios are brought into play, ultimately, then, if we leave out of account the accidental order of time in which the percepts are given, everything in spatial vision depends on the oppositions and affinities, or, in brief, on the qualities of the percepts, which enter into series.

Let us see how the theory stands with respect to the special facts involved.

1. If intersecting series only, running anteriorly and posteriorly, are requisite for the production of spatial sensation, why are not analogues of them found in all the senses?

2. Why do we measure differently colored objects and variegated objects with one and the same spatial measure? How do we recognise differently colored objects as the same in size? Where do we get our measure of space from and what is it?

3. Why is it that differently colored figures of the same form reproduce one another and are recognised as the same?

Here are difficulties enough. Herbart is unable to solve them by his theory. The unprejudiced student sees at once that his "inhibition by reason of form" and "preference by reason of form" are absolutely impossible. Think of Herbart's example of the red and black letters.

The "help to coalescence" is a passport, so to speak, made out to the name and person of the percept. A percept which is coalesced with another cannot reproduce all others qualitatively different from it for the simple reason that the latter are in like manner coalesced with one another. Two qualitatively different series certainly do not reproduce themselves because they present the same order of degree of coalescence.

If it is certain that only things simultaneous and things which are alike are reproduced, a basic principle of Herbart's psychology which even the most absolute empiricists will not deny, nothing remains but to modify the theory of spatial perception or to invent in its place a new principle in the manner indicated, a step which hardly any one would seriously undertake. The new principle could not fail to throw all psychology into the most dreadful confusion.

As to the modification which is needed there can be hardly any doubt as to how in the face of the facts and conformably to Herbart's own principles it is to be carried out. If two differently colored figures of equal size reproduce each other and are recognised as equal, the result can be due to nothing but to the existence in both series of presentations of a presentation or percept which is qualitatively the same. The colors are different. Consequently, like or equal percepts must be connected with the colors which are yet independent of the colors. We have not to look long for them, for they are the like effects of the muscular feelings of the eye when confronted by the two figures. We might say we reach the vision of space by the registering of light-sensations in a schedule of graduated muscle-sensations.[148]

A few considerations will show the likelihood of the rôle of the muscle-sensations. The muscular apparatus of one eye is unsymmetrical. The two eyes together form a system which is vertical in symmetry. This already explains much.

1. The position of a figure influences its view. According to the position in which objects are viewed different muscle-sensations come into play and the impression is altered. To recognise inverted letters as such long experience is required. The best proof of this are the letters d, b, p, q, which are represented by the same figure in different positions and yet are always distinguished as different.[149]

2. It will not escape the attentive observer that for the same reasons and even with the same figure and in the same position the fixation point is also decisive. The figure seems to change during the act of vision. For example, an eight-pointed star constructed by successively joining in a regular octagon the first corner with the fourth, the fourth with the seventh, etc., skipping in every case two corners, assumes alternately, according to where we suffer the centre of vision to rest, a predominantly architectonic or a freer and more open character. Vertical and horizontal lines are always differently apprehended from what oblique lines are.

Fig. 58.

3. The reason why we prefer vertical symmetry and regard it as something special in its kind, whereas we do not recognise horizontal symmetry at all immediately, is due to the vertical symmetry of the muscular apparatus of the eye. The left-hand side a of the accompanying vertically-symmetrical figure induces in the left eye the same muscular feelings as the right-hand side b does in the right eye. The pleasing effect of symmetry has its cause primarily in the repetition of muscular feelings. That a repetition actually occurs here, sometimes sufficiently marked in character as to lead to the confounding of objects, is proved apart from the theory by the fact which is familiar to every one quem dii oderunt that children frequently reverse figures from the right to the left, but never from above downwards; for example, write ε instead of 3 until they finally come to notice the slight difference. Figure 50 shows how pleasing the repetition of muscular feelings may be. As will be readily understood, vertical and horizontal lines exhibit relations similar to symmetrical figures which are immediately disturbed when oblique positions are chosen for the lines. Compare what Helmholtz says regarding the repetition and coincidence of partial tones.

Fig. 59.

I may be permitted to add a general remark. It is a quite universal phenomenon in psychology that certain qualitatively quite different series of percepts mutually awaken and reproduce one another and in a certain aspect produce the appearance of sameness or similarity. We say of such series that they are of like or of similar form, naming their abstracted likeness form.

1. Of spatial figures we have already spoken.

2. We call two melodies like melodies when they present the same succession of pitch-ratios; the absolute pitch (or key) may be as different as can be. We can so select the melodies that not even two partial tones of the notes in each are common. Yet we recognise the melodies as alike. And, what is more, we notice the form of the melody more readily and recognise it again more easily than the key (the absolute pitch) in which it was played.

3. We recognise in two different melodies the same rhythm no matter how different the melodies may be otherwise. We know and recognise the rhythm more easily even than the absolute duration (the tempo).

These examples will suffice. In all these and in all similar cases the recognition and likeness cannot depend upon the qualities of the percepts, for these are different. On the other hand recognition, conformably to the principles of psychology, is possible only with percepts which are the same in quality. Consequently there is no other escape than to imagine the qualitatively unlike percepts of the two series as necessarily connected with other percepts which are qualitatively alike.

Since in differently colored figures of like form, like muscular feelings are necessarily induced if the figures are recognised as alike, so there must necessarily lie at the basis of all forms also, and we might even say at the basis of all abstractions, percepts of a peculiar quality. And this holds true for space and form as well as for time, rhythm, pitch, the form of melodies, intensity, etc. But whence is psychology to derive all these qualities? Have no fear, they will all be found, as were the sensations of muscles for the theory of space. The organism is at present still rich enough to meet all the requirements of psychology in this direction, and it is even time to give serious ear to the question of "corporeal resonance" which psychology so loves to dwell on.

Different psychical qualities appear to bear a very intimate mutual relation to one another. Special research on the subject, as well also as the demonstration that this remark may be generally employed in physics, will follow later.[150]

[INDEX.]