The Psychology of Beauty

by Ethel Puffer Howes

VII

But we ought to note a borderland in which the concern is professedly not with beauty, but with ideas of life. Aristotle's lover of knowledge, who rejoiced to say of a picture "This is that man," is the inspirer of drawing as opposed to the art of visual form.

It is not beauty we seek from the Rembrandt and Durer of the etchings and woodcuts, from Hogarth, Goya, Klinger, down to Leech and Keene and Du Maurier; it is not beauty, but ideas,— information, irony, satire, life-philosophy. Where there is a conflict, beauty, as we have defined it, goes to the wall. We may trace, perhaps, the ground of this in the highly increased amount of symbolic, associative power given, and required, in the black and white. Even to understand such a picture demands such an enormous amount of unconscious mental supplementation that it is natural to find the aesthetic centre of gravity in that element.

The first conditions of the work, that is, determine its trend and aim. The part played by imagination in our vision of an etching is and must be so important, that it is, after all, the imaginative part which outweighs the given. Nor do we desire the given to infringe upon the ideal field. Thus do we understand that for most drawings a background vague and formless is the desideratum. "Such a tone is the foil for psychological moments, as they are handled by Goya, for instance, with barbarically magnificent nakedness. On a background which is scarcely indicated, with few strokes, which barely suggest space, he impales like a butterfly the human type, mostly in a moment of folly or wickedness…. The least definition of surrounding would blunt his (the artist's) keenness, and make his vehemence absurd."<1>

<1> Max Klinger, Malerei u. Zeichnung, 1903, p. 42.

This theory of the aim of black and white is confirmed by the fact that while a painting is composed for the size in which it is painted, and becomes another picture if reproduced in another measure, the size of drawings is relatively indifferent; reduced or enlarged, the effect is approximately the same, because what is given to the eye is such a small proportion of the whole experience. The picture is only the cue for a complete structure of ideas.

Here is a true case of Anders-Streben, that "partial alienation from its own limitations, by which the arts are able, not indeed to supply the place of each other, but reciprocally to lend each other new forces."<1> It is by its success as representation that the art of the burin and needle—Griffelkunst, as Klinger names it—ought first to be judged. This is not saying that it may not also possess beauty of form to a high degree,—only that this beauty of form is not its characteristic excellence.

<1> W. Pater, The Renaissance: Essay on Giorgione.

In what consists the beauty of visual form? If this question could be answered in a sentence our whole discussion of the abstract formula for beauty would have been unnecessary. But since we know what the elements of visual form must do to bring about the aesthetic experience, it has been the aim of the preceding pages to show how those elements must be determined and related. The eye, the psychophysical organism, must be favorably stimulated; these, and such colors, combinations, lines as we have described, are fitted to do it. It must be brought to repose; these, and such relations between lines and colors as we have set forth, are fitted to do it, for reasons we have given. It is to the eye and all that waits upon it that the first and the last appeal of fine art must be made; and in so far as the emotion or the idea belonging to a picture or a statue waits upon the eye, in so far does it enter into the characteristic excellence, that is, the beauty of visual form.

B. SPACE COMPOSITION AMONG THE OLD MASTERS

I

THE preceding pages have set forth the concrete facts of visible beauty, and the explanation of our feelings about it. It is also interesting, however, to see how these principles are illustrated and confirmed in the masterpieces of art. A statistical study, undertaken some years ago with the purpose of dealing thus with the hypothesis of substitutional symmetry in pictorial composition, has given abundance of material, which I shall set forth, at otherwise disproportionate length, as to a certain extent illustrative of the methods of such study. It is clear that this is but one of many possible investigations in which the preceding psychological theories may be further illuminated. The text confines itself to pictures; but the functions of the elements of visual form are valid as well for all visual art destined to fill a bounded area. The discussion will then be seen to be only ostensibly limited in its reference. For picture might always be read space arrangement within a frame.

In the original experimental study of space arrangements, the results of which were given at length on page 111, the elements of form in a picture were reduced to SIZE or MASS, DEPTH in the third dimension, DIRECTION, and INTEREST. Direction was further analyzed into direction of MOTION or ATTENTION (of persons or objects in the picture), an ideal element, that is; and direction of LINE. For the statistical study, a given picture was then divided in half by an imaginary vertical line, and the elements appearing on each side of this line were set off against each other to see how far they lent themselves to description by substitutional symmetry. Thus: in B. van der Helst's "Portrait of Paul Potter," the head of the subject is entirely to left of the central line, as also his full face and frontward glance. His easel is right, his body turned sharply to right, and both hands, one holding palette and brushes, are stretched down to right. Thus the greater mass is to the left, and the general direction of line is to the right; elements of interest in the head, left; in implements, right. This may be schematized in the equation (Lt.)M.+I.=(Rt.)I.+L.

Pieter de Hooch, "The Card-Players," in Buckingham Palace, portrays a group completely on the right of the central line, all facing in to the table between them. Directly behind them is a high light window, screened, and high on the wall to the extreme right are a picture and hanging cloaks. All goes to emphasize the height, mass, and interest of the right side. On the left, which is otherwise empty, is a door half the height of the window, giving on a brightly lighted courtyard, from which is entering a woman, also in light clothing. The light streams in diagonally across the floor. Thus, with all the "weight" on the right, the effect of this deep vista on the left and of its brightness is to give a complete balance, while the suggestion of line from doorway and light makes, together with the central figure, a roughly outlined V, which serves to bind together all the elements. Equation, (Lt.)V.+I. =(Rt.)M.+I.

The thousand pictures on which the study was based<1> were classified for convenience into groups,—Religious, Portrait, Genre, and Landscape. It was found on analysis that the functions of the elements came out clearly, somewhat as follows.

<1> One thousand reproductions of old masters from F. Bruckmann's Classischer Bilderschatz, Munich, omitting frescoes and pictures of which less than the whole was given.

Of the religious pictures, only the "Madonnas Enthroned" and other altar-pieces are considered at this point as presenting a simple type, in which it is easy to show the variations from symmetry. In all these pictures the balance comes in between the interest in the Infant Christ, sometimes together with direction of attention to him, on one side, and other elements on the other. When the first side is especially "heavy" the number of opposing elements increases, and especially takes the form of vista and line, which have been experimentally found to be powerful in attracting attention. Where there are no surrounding worshipers, we notice remarkable frequency in the use of vista and line, and, in general, balance is brought about through the disposition of form rather than of interests. The reason for this would appear to be that the lack of accessories in the persons of saints, worshipers, etc., and the consequent increase in the size of Madonna and Child in the picture, heightens the effect of any given outline, and so makes the variations from symmetry greater. This being the case, the compensations would be stronger; and as we have learned that vista and line are of this character, we see why they are needed.

The portrait class is an especially interesting object for study, inasmuch as while its general type is very simple and constant, for this very reason the slightest variations are sharply felt, and have their very strongest characteristic effect. The general type of the portrait composition is, of course, the triangle with the head at the apex, and this point is also generally in the central line; nevertheless, great richness of effect is brought about by emphasizing variations. For instance, the body and head are, in the great majority of cases, turned in the same way, giving the strongest possible emphasis to the direction of attention,—especially powerful, of course, where all the interest is in the personality. But it is to be observed that the very strongest suggestion of direction is given by the direction of the glance; and in no case, when most of the other elements are directed in one way, does the glance fail to come backward. With the head on one side of the central line, of course the greatest interest is removed to one side, and the element of direction is brought in to balance. Again, with this decrease in symmetry, we see a significant increase in the use of the especially effective elements, vista and line. In fact, the use of the small deep vista is almost confined to the class with heads not in the middle. The direction of the glance also plays an important part. Very often the direction of movement alone is not sufficient to balance the powerful M.+I. of the other side, and the eye has to be attracted by a definite object of interest. This is usually the hand, with or without an implement,—like the palette, etc., of our first examples,—or a jewel, vase, or bit of embroidery. This is very characteristic of the portraits of Rembrandt and Van Dyck.

In general, it may be said that (1) portraits with the head in the centre of the frame show a balance between the direction of suggested movement on one side, and mass or direction of attention, or both together, on the other; while (2) portraits with the head not in the centre show a balance between mass and interest on one side, and direction of attention, or of line, or vista, or combinations of these, on the other.

Still more unsymmetrical in their framework than portraits, in fact the most unfettered type of all, are the genre pictures. As these are pictures with a human interest, and full of action and particular points of interest, it was to be expected that interest would be the element most frequently appearing. In compositions showing great variations from geometrical symmetry, it was also to be expected that vista and line, elements which have been noted comparatively seldom up to this point, should suddenly appear strongly; for, as being the most strikingly "heavy" of the elements, they serve to compensate for other variations combined.

The landscape is another type of unfettered composition. It was of course to be expected that in pictures without action there should be little suggestion of attention or of direction of movement. But the most remarkable point is the presence of vista in practically every example. It is, of course, natural that somewhere in almost every picture there should be a break to show the horizon line, for the sake of variety, if for nothing else; but what is significant is the part played by this break in the balancing of the picture. In about two thirds of the examples the vista is inclosed by lines, or masses, and when near the centre, as being at the same time the "heaviest" part of the picture, it serves as a fulcrum or centre to bind the parts—always harder to bring together than in the other types of pictures—into a close unity. The most frequent form of this arrangement is a diagonal, which just saves itself by turning up at its far end. Thus the mass, and hence usually the special interest of the picture, is on the one side, on the other the vista and the sloping line of the diagonal. In very few cases is the vista behind an attractive or noticeable part of the picture, the fact showing that it acts in opposition to the latter, leading the eye away from it, and thus serving at once the variety and richness of the picture, and its unity. A complete diagonal would have line and vista both working at the extreme outer edge of the picture, and thus too strongly,— unless, indeed, balanced by very striking elements near the outer edge.

This function of the vista as a unifying element is of interest in connection with the theory of Hildebrand,<1> that the landscape should have a narrow foreground and wide background, since that is most in conformity with our experience. He adduces Titian's "Sacred and Profane Love" as an example. But of the general principle it may be said that not the reproduction of nature, but the production of beauty, is the aim of composition, and that this aim is best reached by focusing the eye by a narrow background, i.e. vista. No matter how much it wanders, it returns to that central spot and is held there, keeping hold on all the other elements. Of Hildebrand's example it may be said that the pyramidal composition, with the dark and tall tree in the centre, effectually accomplishes the binding together of the two figures, so that a vista is not needed. A wide background without that tree would leave them rather disjointed.

<1> Op cit., p. 55.

In general, it may be said that balance in landscape is effected between mass and interest on one side and vista and line on the other; and that union is given especially by the use of vista.

II

The experimental treatment of the isolated elements detected the particular function of each in distributing attention in the field of view. But while all are possibly operative in a given picture, some are given, as we have seen, much more importance than others, and in pictures of different types different elements predominate. In those classes with a general symmetrical framework, such as the altar and Madonna pieces, the elements of interest and direction of attention determine the balance, for they appear as variations in a symmetry which has already, so to speak, disposed of mass and line. They give what action there is, and where they are very strongly operative, they are opposed by salient lines and deep vistas, which act more strongly on the attention than does mass. Interest keeps its predominance throughout the types, except in the portraits, where the head is usually in the central line. But even among the portraits it has a respectable representation, as jewels, embroideries, beautiful hands, etc., count largely too in composition.

The direction of attention is most operative among the portraits. Since these pictures represent no action, it must be given by those elements which move and distribute the attention; in accordance with which principle we find line also unusually influential. As remarked above, altar-pieces and Madonna pictures, also largely without action, depend largely for it on the direction of attention.

The vista, as said above, rivets and confines the attention. We can, therefore, understand how it is that in the genre pictures it appears very numerous. The active character of these pictures naturally requires to be modified, and the vista introduces a powerful balancing element, which is yet quiet; or, it might be said, inasmuch as energy is certainly expended in plunging down the third dimension, the vista introduces an element of action of counterbalancing character. In the landscape it introduces the principal element of variety. It is always to be found in those parts of the picture which are opposed to other powerful elements, and the "heavier" the other side, the deeper the vista. Also in pictures with two groups it serves as a kind of fulcrum, or unifying element, inasmuch as it rivets the attention between the two detached sides.

The direction of suggestion by means of the indication of a line, quite naturally is more frequent in the Madonna picture and portrait classes. Both these types are of large simple outline, so that line would be expected to tell. In a decided majority of cases, combined with vista—the shape being more or less a diagonal slope—it is clear that it acts as a kind of bond between the two sides, carrying the attention without a break from one to the other.

The element of mass requires less comment. It appears in greatest number in those pictures which have little action, i.e. portraits and landscapes, and which are not yet symmetrical,— in which last case mass is, of course, already balanced. In fact, it must of necessity exert a certain influence in every unsymmetrical picture, and so its percentage, even for genre pictures, is large.

Thus we may regard the elements as both attracting attention to a certain spot and dispersing it over a field. Those types which are of a static character (landscapes, altar-pieces) abound in elements which disperse the attention; those which are of a dynamic character (genre picture), in those which make it stable. The ideal composition seems to combine the dynamic and static elements,—to animate, in short, the whole field of view, but in a generally bilateral fashion. The elements, in substitutional symmetry, are then simply means of introducing variety and action. As a dance in which there are complicated steps gives the actor and beholder a varied and thus vivified "balance," and is thus more beautiful than the simple walk, so a picture composed in substitutional symmetry is more rich in its suggestions of motor impulse, and thus more beautiful, than an example of geometrical symmetry.

III

The particular functions of the elements which are substituted for geometrical symmetry have been made clear; their presence lends variety and richness to the balance of motor impulses. But this quality of repose, or unity, given by balance, is also enriched by a unity for intuition,—a large outline in which all the elements are held together. Now this way of holding together varies; and I believe that it bears a very close relation to the subject and purpose of the picture.

Examples of these types of composition may best be found by analyzing a few well-known pictures. We may begin with the class first studied, the Altar-piece, choosing a picture by Botticelli, in the Florence Academy. Under an arch is draped a canopy held up by angels; under this, again, sits the Madonna with the Child on her lap, on a throne, at the foot of which, on each side, stand three saints. The outline of the whole is markedly pyramidal; in fact, there are, broadly speaking, three pyramids, —of the arch, the canopy, and the grouping. A second, much less symmetrical example of this type, is given by another Botticelli in the Academy,—"Spring." Here the central female figure, topped by the floating Cupid, is slightly raised above the others, which, however, bend slightly inward, so that a triangle, or pyramid with very obtuse angle at the apex, is suggested; and the whole, which at first glance seems a little scattered, is at once felt, when this is grasped, as closely bound together.

Closely allied to this is the type of the Holbein "Madonna of Burgomaster Meyer," in the Grand Ducal Castle, Darmstadt. It is true that the same pyramid is given by the head of the Madonna against the shell-like background, and her spreading cloak which envelops the kneeling donors. But still more salient is the diamond form given by the descending rows of these worshiping figures, especially against the dark background of the Madonna's dress. A second example, without the pyramid backing, is found in Rubens's "Rape of the Daughters of Leucippus," in the Alte Pinakothek at Munich. Here the diamond shape formed by the horses and struggling figures is most remarkable,—an effect of lightness which will be discussed later in interpreting the types.

A third type, the diagonal, is given in an "Evening Landscape" by Cuyp, in the Buckingham Palace, London. High trees and cliffs, horsemen and others, occupy one side, and the mountains in the background, the ground and the clouds, all slope gradually down to the other side.

It is a natural transition from this type to the V-shape of the landscapes by Aart van der Neer, "Dutch Villages," in the London National Gallery and in the Rudolphinum at Prague, respectively. Here are trees and houses on each side, gradually sloping to the centre to show an open sky and deep vista. Other examples, of course, show the opening not exactly in the centre.

In the "Concert" by Giorgione, in the Pitti Gallery, Florence, is seen the less frequent type of the square. The three figures turned toward each other with heads on the same level make almost a square space-shape, although it might be said that the central player gives a pyramidal foundation. This last may also be said of Verrocchio's "Tobias and the Archangels" in the Florence Academy, for the square, or other rectangle, is again lengthened by the pyramidal shape of the two central figures. The unrelieved square, it may here be interpolated, is not often found except in somewhat primitive examples. Still less often observed is the oval type of "Samson's Wedding Feast," Rembrandt, in the Royal Gallery, Dresden. Here one might, by pressing the interpretation, see an obtuse-angled double-pyramid with the figure of Delilah for an apex, but a few very irregular pictures seem to fall best under the given classification.

Last of all, it must be remarked that the great majority of pictures show a combination of two or even three types; but these are usually subordinated to one dominant type. Such, for instance, is the case with many portraits, which are markedly pyramidal, with the double-pyramid suggested by the position of the arms, and the inverted pyramid, or V, in the landscape background. The diagonal sometimes just passes over into the V-shape, or into the pyramid; or the square is combined with both.

What types are characteristic of the different kinds of pictures? In order to answer this question we must ask first, What are the different kinds of pictures? One answer, at least, is at once suggested to the student on a comparison of the pictures with their groupings according to subjects. All those which represent the Madonna enthroned, with all variations, with or without saints, shepherds, or Holy Family, are very quiet in their action; that is, it is not really an action at all which they represent, but an attitude,—the attitude of contemplation. This is no less true of the pictures we may call "Adorations," in which, indeed, the contemplative attitude is still more marked. On the other hand, such pictures as the "Descents," the "Annunciations," and very many of the miscellaneous religious, allegorical, and genre pictures, portray a definite action or event. Now the pyramid type is characteristic of the "contemplative" pictures in a much higher degree. A class which might be supposed to suggest the same treatment in composition is that of the portraits, —absolute lack of action being the rule. And we find, indeed, that no single type is represented within it except the pyramid and double-pyramid, with eighty-six per cent. of the former. Thus it is evident that for the type of picture which expresses the highest degree of quietude, contemplation, concentration, the pyramid is the characteristic type of composition. Among the so-called "active" pictures, the diagonal and V-shaped types are most numerous.

The landscape picture presents a somewhat different problem. It cannot be described as either "active" or "passive," inasmuch as it does not express either an attitude or an event. There is no definite idea to be set forth, no point of concentration, as with the altar-pieces and the portraits, for instance; and yet a unity is demanded. An examination of the proportions of the types shows at once the characteristic type to be here also the diagonal and V-shaped.

It is now necessary to ask what must be the interpretation of the use of these types of composition. Must we consider the pyramid the expression of passivity, the diagonal or V-shape, of activity? But the greatly predominating use of the second for landscapes would remain unexplained, for at least nothing can be more reposeful than the latter. It may aid the solution of the problem to remember that the composition taken as a whole has to meet the demand for unity, at the same time that it allows free play to the natural expression of the subject. The altar-piece has to bring about a concentration of attention to express or induce a feeling of reverence. This is evidently accomplished by the suggestion of the converging lines to the fixation of the high point in the picture,—the small area occupied by the Madonna and Child,—and by the subordination of the free play of other elements. The contrast between the broad base and the apex gives a feeling of solidity, of repose; and it seems not unreasonable to suppose that the tendency to rest the eyes above the centre of the picture directly induces the associated mood of reverence or worship. Thus the pyramidal form serves two ends; primarily that of giving unity, and secondarily, by the peculiarity of its shape, that of inducing the feeling-tone appropriate to the subject of the picture.

Applying this principle to the so-called "active" pictures, we see that the natural movement of attention between the different "actors" in the picture must be allowed for, while yet unity is secured. And it is clear that the diagonal type is just fitted for this. The attention sweeps down from the high side to the low, from which it returns through some backward suggestion of lines or interest in the objects of the high side. Action and reaction—movement and return of attention—is inevitable under the conditions of this type; and this it is which allows the free play,—which, indeed, CONSTITUTES and expresses the activity belonging to the subject, just as the fixation of the pyramid constitutes the quietude of the religious picture. Thus it is that the diagonal composition is particularly suited to portray scenes of grandeur, and to induce a feeling of awe in the spectator, because only here can the eye rove in one large sweep from side to side of the picture, recalled by the mass and interest of the side from which it moves. The swing of the pendulum is here widest, so to speak, and all the feeling-tones which belong to wide, free movement are called into play. If, at the same time, the element of the deep vista is introduced, we have the extreme of concentration combined with the extreme of movement; and the result is a picture in the "grand style" —comparable to high tragedy—in which all the feeling-tones which wait on motor impulses are, as it were, while yet in the same reciprocal relation, tuned to the highest pitch. Such a picture is the "Finding of the Ring," Paris Bordone, in the Venice Academy. All the mass and the interest and the suggestion of the downward lines and of the magnificent perspective toward the left, and the effect of the whole space composition is of superb largeness of life and feeling. Compare Titian's "Presentation of the Virgin," also the two great compositions by Veronese, "Martyrdom of St. Mark," etc., in the Doge's Palace, Venice, and "Esther before Ahaseurus," in the Uffizi, Florence. In these last two, the mass, direction of interest, movement, and attention are toward the left, while all the lines tend diagonally to the right, where a vista is also suggested,—the diagonal making a V just at the end. Here, too, the effect is of magnificence and vigor.

If, then, the pyramid belongs to contemplation, the diagonal to action, what ca be said of landscape? It is without action, it is true, and yet does not express that positive quality, that WILL not to act, of the rapt contemplation. The landscape uncomposed is negative, and it demands unity. Its type of composition, then, must give it something positive besides unity. It lacks both concentration and action; but it can gain them both from a space composition which shall combine unity with a tendency to movement. And this is given by the diagonal and V-shaped type. This type merely allows free play to the natural tendency of the "active" picture; but it constrains the neutral, inanimate landscape. The shape itself imparts motion to the picture: the sweep of line, the concentration of the vista, the unifying power of the inverted triangle between two masses, act, as it were, externally to the suggestion of the object itself. There is always enough quiet in a landscape,— the overwhelming suggestion of the horizontal suffices for that; it is movement that is needed for richness of effect, and, as I have shown, no type imparts the feeling of movement so strongly as the diagonal and V-shaped type of composition. Landscapes need energy to produce "stimulation," not repression, and so the diagonal type is proportionately more numerous.

The rigid square is found only at an early stage in the development of composition. Moreover, all the examples are "story" pictures, for the most part scenes from the lives of the saints, etc. Many of them are double-centre,—square, that is, with a slight break in the middle, the grouping purely logical, to bring out the relations of the characters. Thus, in the "Dream of Saint Martin," Simone Martini, a fresco at Assisi, the saint lies straight across the picture with his head in one corner. Behind him on one side stand the Christ and angels, grouped closely together, their heads on the same level. These are all, of course, in one sense symmetrical,— in the weight of interest, at least,—but they are completely amorphous from an aesthetic point of view. The forms, that is, do not count at all,—only the meanings. The story is told by a clear separation of the parts, and as, in most stories, there are two principal actors, it merely happens that they fall into the two sides of the picture. On the other hand, a rigid geometrical symmetry is also characteristic of early composition, and these two facts seem to contradict each other. But it is to be noted, first, that the rigid geometrical symmetry belongs only to the "Madonna Enthroned," and general "Adoration" pieces; and secondly, that this very rigidity of symmetry in details can coexist with variations which destroy balance. Thus, in a "Madonna Enthroned" of Giotto, where absolute symmetry in detail is kept, the Child sits far out on the right knee of the Madonna.

It would seem that the symmetry of these early pictures was not dictated by a conscious demand for symmetrical arrangement, or rather for real balance, else such failures would hardly occur. The presence of geometrical symmetry is more easily explained as the product, in large part, of technical conditions: of the fact that these pictures were painted as altar-pieces to fill a space definitely symmetrical in character—often, indeed, with architectural elements intruding into it. We may even connect the Madonna pictures with the temple images of the classic period, to explain why it was natural to paint the object of worship seated exactly facing the worshiper. Thus we may separate the two classes of pictures, the one giving an object of worship, and thus taking naturally, as has been said, the pyramidal, symmetrical shape, and being moulded to symmetry by all other suggestions of technique; the other aiming at nothing except logical clearness. This antithesis of the symbol and the story has a most interesting parallel in the two great classes of primitive art—the one symbolic, merely suggestive, shaped by the space it had to fill, and so degenerating into the slavishly symmetrical; the other descriptive, "story-telling," and without a trace of space composition. On neither side is there evidence of direct aesthetic feeling. Only in the course of artistic development do we find the rigid, yet often unbalanced, symmetry relaxing into a free substitutional symmetry, and the formless narrative crystallizing into a really unified and balanced space-form. The two antitheses approach each other in the "balance" of the masterpieces of civilized art—in which, for the first time, a real feeling for space composition makes itself felt.