VI
THE MENTAL EVOLUTION OF MAN
The problems dealing with the make-up of the human mind and with the evidences of mental evolution bring the student to matters of more vivid human interest. Mental phenomena are so complex and intricate that it is well-nigh impossible to analyze their history without a knowledge of the principles derived from the broad study of evolution as a general doctrine, where human prejudice is not so large a factor and where his perspective is less affected by the proximity of the observer to his facts. For these and other reasons the foregoing treatment of human evolution has been confined to the purely structural characteristics of man as a species and of human races as so many varieties of this type. When the broad comparative methods of biological science are employed for the elucidation of human anatomical facts, the result in this special case, like that established through the study of the characteristics of living things in general, is the proof that evolution gives the most rational and natural explanation of the observed data. This being true, the naturalist who turns from purely structural matters to human intellect and its history, finds well-tried methods of inquiry already available, and he approaches his further studies with a conviction that evolution, having proved to be universal so far, in all probability will be found equally true in the case of psychological phenomena. This expectation is indeed realized, and the scope of the doctrine is extended over a new field, when the facts of human psychology are treated as materials for impersonal comparative study; and this result is not only useful and valuable in and by itself, but it also provides in the principles of mental evolution the transition to the field of social relations and ethical ideas and ideals which are apparently the unique possessions of men as individuals and as associated groups.
The field of comparative psychology might seem at first sight to be a foreign territory to the average well-informed layman in science, but the contrary is really the case. Every one has thought at one time or another about his own mental make-up, and about the minds of others. No one can watch a child at play with his toys or at work with his schoolbooks without being struck by many evidences of marked differences between the immature and the experienced types of mind. Every one knows also that the mental "scheme of things" is by no means the same for all nations or races of mankind existing to-day, while furthermore the fact is entirely familiar that the intellectual heritage of a present race has changed in the course of previous ages. Therefore in this field as before we need only to amplify our knowledge of such representative psychological facts as these by drawing upon the full stores of the special investigator, in order to learn that human thought, like the human frame, has undergone a natural history of transformation to become what it is and what it was not.
Many who would be ready to accept the evolution of physical characteristics find it impossible to treat the history of human mentality as a subject for dispassionate consideration, because above all else the intellectual powers of mankind seem to be truly distinctive. It is only after constant use of the methods of science that we can bring ourselves to see how closely we resemble lower forms in physical make-up; still greater reluctance must be overcome before we can view our mental processes as counterparts of those of inferior animals, so essential to our very humanity do they seem. But our duty to undertake the task is plain, and its discharge will be greatly facilitated by a clear realization that mental evolution is but a part of human transformation in times past, as the latter is only a small fraction of the universal process of organic evolution in general. While our own nature and inquisitiveness give us so intense an interest in the teachings of science that relate to the constitution and history of human faculty, wherefore these matters gain an undue prominence in perspective, it must never be forgotten that these teachings do not stand by themselves, for they are built upon the sure foundations already laid in physical evolution; and these foundations cannot be disturbed by our failure to use them as a basis when we construct our own conceptions of human intellect and its history.
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Before passing to the systematic review of the facts and principles of comparative psychology which demonstrate evolution, there are certain general aspects of the subject to be considered so as to clear the ground, as it were, for further progress. When the several organic systems of the human body were compared with those of the apes and of lower animals, their evolution was proved as far as the purely physical and material characteristics were concerned. But we know that there is no part of any one of these systems which has not its own particular function, even though this may be a relatively passive one; while furthermore, science does not know of any physiological activity without some organ or tissue or cell as its material basis. Therefore the evolution of an organic system in material respects involves its functional or dynamic evolution as an inseparable correlate; the two proceed in unity, and they cannot be regarded as entirely distinct without violating common-sense.
The fin of a fish is used as an organ of locomotion in water; from some such organ have evolved the walking limbs of amphibia and reptiles, constructed for progression upon land. Among the mammalia the fore limbs have become structurally adapted so as to be such diverse organs of locomotion as the stilt-like leg of a horse, the flipper of a seal, the whale's paddle, and the bat's wing, while among the birds the wing may change into a flipper like that of the penguin, or become reduced to a vestige as in Apteryx. We may focus our attention upon the material likenesses and differences in such a series of locomotory organs, but an inevitable accompaniment of their physical changes in the transformation of species has been an evolution in the functional matter of locomotion. The most complex and differentiated tracts of even the highest animals have evolved from a simple sac like that of a polyp or jellyfish, as we know from the independent testimony of comparative anatomy and embryology; in this case also the evolution of alimentary functions is no less inseparable from the transformations in structural respects. And again, we cannot understand the historical development of vision without taking into account the eyes of various types belonging to lower and higher animals.
So it is with the nervous systems of man and other animals, and with their functions. The nervous system of the human organism comprises identical organs with the same arrangements that are found in other primates and in lower vertebrates as well; the differences in structure are differences in the degree of the complexity of certain parts, notably of the cerebrum. Therefore the evolution of human mentality, which depends upon a human type of brain as a physical basis, is already demonstrated with the proof that the human brain and nervous system have evolved. It is true that an invariable and necessary connection between mind and matter is implied in the foregoing statement, and this is something which demands further consideration at a later point. But just how the human mind is produced by or depends upon the brain, is of far less importance for us at this time than the obvious fact that mental performance requires active nervous tissues. So far investigation has been unable to discover a valid reason for a belief in the existence of mental phenomena, as such, apart from some kind of material basis. And while we may prefer to restrict the use of the word mind to the series of nervous processes going on in the human organ of thought, in so far as these processes are carried on by the peculiar tissues of the nervous system they cannot be finally distinguished from the functional products or accompaniments of the same kind of active tissues and organs in lower creatures. Thus the subject of mental evolution becomes much clarified at the outset by understanding that nervous processes and nervous systems evolve together.
In the direct treatment of the facts and principles of mental evolution we can use exactly the same classification and subdivisions of the materials of study as heretofore, because psychological data are the correlates of material organic systems, and also because the former, being natural phenomena, are subject to the methods of analysis which can be employed for any series of objects that have undergone evolution. Separating the matter of fact from the question as to the method, and recalling the main bodies of evidence as to the reality of evolution, we may establish four sections of the subject before us: these are (1) the anatomy, (2) the embryology, and (3) "palæontology" of mind, and (4) an inquiry into the way nature deals with the psychical characteristics of organisms in accomplishing their evolution. To specify more particularly, it is possible in the first place to compare the activities belonging to the category of mental and nervous operations, displayed by man and other organisms, and the results form the subject of comparative descriptive psychology; the second division, namely, developmental or genetic psychology, deals with the sequence of events in the life of a single individual by which the infantile and adolescent types of mind become adult intellectuality; in the third place, in speaking of the palæontology of mind, the phrase is used to refer to the varied and changing mental abilities of human races in historic and prehistoric times as they may be demonstrated and determined by the evidences of the culture of such earlier epochs. In considering the matter of method, the questions are whether variation, inheritance, and selection are as real in the world of mental phenomena as they are in the material world, and whether the laws are the same or similar in the two cases. We shall learn how the results of such studies prove with convincing clearness, first, that the contents of the individual mind and of the minds of various human races are truly the products of natural evolution, and second, that the human mind differs only in degree from that of lower organisms, and not in kind or fundamental nature.
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When the operations of human mental life are examined, they include what are called processes of reason as apparently distinctive elements. The lower mammalia exhibit a simpler order of "mentality" denoted intelligence, while the nervous processes of still simpler forms are called instinctive and reflex activities. These are the terms of the comparative array of psychology which are to be separately examined and classified, and to be brought into an evolutionary sequence if common-sense directs us to do so.
Let us begin our comparative study with an example of the simplest animals that consist of only a single cell, such as the little protozoon Amoeba. We have become familiar with this organism as one that carries on all of the vital functions within the limits of a single structural unit; it is a mass of protoplasm enclosing a nucleus, and as a biological individual it must perform all of the eight tasks that are essential for life. It does not possess a digestive tract, but it does digest; it does not have breathing organs, but it does respire; and it is particularly noteworthy that it must coordinate the different activities of its parts, and maintain definite relations with the environment, even though its coordination and sensation are not accomplished by any special parts that would deserve the name of elementary nervous organs. Its many activities are simple responses to stimuli that reach it from without, and its reactions to such stimuli are called reflex processes. Should the light become too strong, it will slowly crawl to a shady place; should the water in which it lives become warmer, it responds by displaying greater activity. It exhibits, in a word, the property of irritability—that is, simply the power of receiving and reacting to stimuli; and being only a single cell this property is held in common by all of its parts.
We come next to a simple many-celled animal like the polyp Hydra, or a jellyfish. In such an animal the body is composed of numerous cells which are not all alike either in their make-up or in their functions. Some of them are concerned primarily with digestion, others with protection, while still others are exempt from these tasks and as sense-cells they devote all their energies to the reception of stimuli from without, or, beneath the outer sheet of cells of the two-layered body, they conduct impulses from one part of the animal to another, and thus serve as coordinating members of the community. For the first time, then, a nervous system as such is set apart and specialized to devote itself to the two tasks of sensation and coordination that are performed by nervous systems throughout the entire range of organisms higher in the scale. But the activities of Hydra, like those of Amoeba, are reflex and mechanical,—that is to say, given similar stimuli and similar physiological states of the animal, the reactions will be the same. A little water-crustacean like Daphnia may swim against the tentacles of Hydra; it is stung to death by the minute cell-batteries which the animal possesses, and then in a mechanical way the tentacles transport the food to the mouth, through which it is passed inward to the digestive cavity. There is nothing that can be called "mentality" throughout these processes, but the series of activities is much more complex than in Amoeba because the whole organism is constructed more elaborately, and because the special and peculiar mechanism directing the activities has advanced to a far higher condition.
Passing to the jointed animals like worms and insects, we find nervous mechanisms that are still more intricate, and with their advance in structural respects there is a corresponding and correlated progress in their functions. Because the whole organism has developed more highly differentiated groups of organs to perform the several biological tasks, such as eating and respiring and moving, it is necessary for the nervous structures concerned with the direction of these actions to become more efficient. An earthworm avoids the light of day and digs its burrow and seeks its food by wonderfully coördinated activities of its muscles and other parts, which are controlled by a double chain of ganglia along its ventral side, connected with a similar pair of grouped nerve-cells above the anterior part of the digestive tract. The ganglia of each segment exercise immediate supervision over the structures of their respective territory, while they pass on impulses to other ganglia so that movements involving many segments can be properly adjusted. Everything an earthworm does is controlled by the cells grouped in these ganglia, or scattered along the intervening connecting cords. We speak of its acts as instinctive, employing a term which seems to indicate a different kind of operation carried on by the nervous system, but a moment's thought will show that an instinctive act is simply a complex group of reflex acts. The physical basis and ultimate unit is a cell, and the functional unit is likewise a cell act; therefore the seeming difference proves to be one merely of degree and not of kind. The greater complexity of the worm's nervous system as compared with that of Hydra gives to the whole mechanism a plasticity that diverts the attention from the mechanical nature of the entire instinctive act and of its basic cell elements.
The instinct, like the elementary reflex, is determined by heredity. Because a certain configuration of the cells and fibers making up a nervous system is inherited as well as the characters of the constituent elements themselves, a worm or an insect is enabled to act as it does. A butterfly does not have to learn how to fly, for it flies instinctively. When it emerges from its chrysalis with its complete adult series of wings and muscles, it has also the nervous mechanism by which these parts are mechanically controlled. A ground-wasp deposits its eggs in a small burrow in which it places also a caterpillar or a grasshopper paralyzed by stinging, so that when the larva is hatched from an egg it finds an ample supply of fresh food provided by a complex series of its mother's acts that seem to be directed by conscious maternal solicitude. When the larva passes through the later stages of development and makes its way to the open air as a fully formed adult, it in its turn may go through the same course of action as its parent, but it is clear that it cannot have any remembrance of its mother's work or any personal knowledge of the value of burying its own eggs in a chamber with a living prisoner to serve as food. It was an egg when its parent did these things; as a parent itself it does not remain on watch to see how beneficial or fruitless its acts may be. A mechanism produced by nature's methods, the ground-wasp behaves as it is capable of working with its inherited structure and its inherited instinctive powers of coördination and sensation.
The complex lives of communal insects like ants and bees bring us to the level of mentality where an understanding of causes and effects seems to be the guide for conduct. Nevertheless the facts do not warrant the assumption that reason and intelligence play any part in the mental life of these creatures, as they do in the lives of man and the apes. Because we ourselves can see the utility of the definite and peculiar behavior of the queen and the worker, there is no logical necessity for assuming an identical form of knowledge as a possession of these insects. Many investigators have dealt with these fascinating subjects, and they are almost unanimous in the conclusion that the instinct of an insect is a mechanical and hereditary synthesis of combined reflex acts.
The lower orders of psychological processes play a far larger part in the lives of the higher animals than we are wont to believe. A pointer and sheep dog possess different qualifications in the way of instincts that make them useful to man in different ways. A bulldog or a game-cock does not reason out its course of action during a contest, but like a mechanism when the spring is released, it acts promptly and with effect. A ball flashing past the human eye causes the lids to close unconsciously, and it is not always possible to inhibit this instinctive mechanical act by the exercise of the will. An examination of the workings of the human body reveals manifold activities of an even lower or reflex nature, like the movements of the viscera and the adjustments in respect to the amount of supplies of blood sent to different parts of the body as local needs arise. Directed always by specific portions of the nervous system, such reflex actions play their part in human life without any effort on the part of reason and so-called will, and without coming into consciousness except indirectly and subsequently.
Passing by many interesting members of the psychological series of intergrading forms, we reach the familiar animals like the cat and dog and horse which display what is called intelligence. This is the power to learn by experience, and to improve the quality and promptitude of reactions to stimuli. In certain respects intelligence seems to differ from instinct, inasmuch as it involves a response to stimuli that may be altered and quickened by repeated experience, but in ultimate analysis the two forms of psychological processes are fundamentally alike. A single example chosen from Thorndike's extensive investigation will serve to bring out the primary characteristics of intelligence. A cat was placed in a latticed cage provided with a door that could be opened from within when a catch was pressed down, and meat was put in a dish outside the door where the cat could see it. At first, the animal escaped from the cage by freeing the door during its aimless scrambling about the catch, but as trial after trial was made, the time necessary for the cat to make its way out was shortened, until after seventy-five or one hundred trials, the animal immediately opened the door and seized the food. In mechanical terms, the connection between "scrambling about the door" and "freedom to get the meat" became established by numerous repetitions until the originally disconnected elements were physiologically associated and made inseparable. When animals like horses and seals and dogs are trained for the circus, it is by exactly the same method, for training consists merely in the establishment of a psychological sequence so that the performance of one series of acts leads mechanically to others. Thus we learn that the psychological property called intelligence is the ability to establish wide relations between numerous activities which are themselves of a more or less complex nature; and we find also that because these elements are ultimately nerve-cell and sense-cell reflexes, an intelligent response is quite as machine-like as any and all of its elements. A difference in degree of complexity and extent is the only thing that places intelligence apart from instinct and reflex action, for the units are the same in all cases,—so far as science knows.
The apes are of the greatest value in providing the transition from the grade of intelligence to the human level where reason is found. Whether or not a chimpanzee can reason at all is less important than the fact that its total "mental" powers are lower than those of man, and higher than those of inferior mammalia. Apes are far more susceptible to training than cats and dogs, because their improved nervous mechanism enables them to establish a psychological sequence with greater facility. If we are to judge by the facts at hand, these creatures possess a low order of mentality, like, but by no means equivalent to, that of man.
At the end of the comparative scale, we reach the human mind which is characterized by its ability to perceive and recognize far wider relations than those which are involved in intelligence. Human consciousness is the stream of thoughts and feelings which constitute the immediate contents of mind. In our own case, we know both the activities we perform and some of the internal phenomena with which such activities are connected. Then we are impelled to compare the objective phenomena of action with the behavior of other men and of lower organisms, and if their behavior does not coincide with our own we are justified in believing that its direction lacks some of the elements we know about in our own case. This is the method of comparative psychology, which establishes the conclusion that reason is the more complex term of a series to which reflex action, instinct, and intelligence directly lead.
Were we to study in detail the psychology of adult human beings, we would find only more truly that instinct and intelligence play a large part in our everyday mental life, and more certainly that even the highest reasoning powers we possess are only more complex in nature than the nervous processes of lower mammals and invertebrates. Just as the nervous systems advance in physical or structural respects, so must their activities become more and more complex until the result is human faculty.
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We must now briefly consider what may be called the "comparative anthropology" of mind which deals with the various degrees of mental ability displayed by different human races; this subject follows inevitably upon the comparison of the human mind viewed as a single type with the psychological processes of lower animals. When we reviewed the diverse characteristics of human races—the protrusion of the jaws, greater or lesser stature, and the like—it appeared that so-called "lower" races could be distinguished which differed from the "higher" races in the direction of the apes; the question immediately arises whether similar distinctions and relations are discoverable on the basis of mental traits. But in the present case there are not so many well-substantiated differentia at the disposal of the student, and it does not appear so clearly that the "higher" races are furthest from the lower primates and lower mammalia as regards their mental processes. What facts there are, however, prove to be highly significant, and they materially amplify our conception of human faculty as a product of evolution. The essential point is that the intellectual attainments of various races are by no means the same. The calculus is a mental product of the white race only; gunpowder and printing from movable type were independently invented by the Caucasian and Mongolian races; but the American Indian and the Negro never originated them. Human faculty, to employ the most general term for all that distinguishes man from the brutes, proves to be a very varied thing when we draw comparisons between and among races with independent lines of ancestry and heredity occupying widely separated areas. Should we analyze it, we find it to be composed of three constituents; namely, the physical elements of the brain, the degree to which the observational or perceptual and higher elements cooperate in building up the conceptions peculiar to the type, and the materials with which the physical mechanism deals, in the way of environmental, educational, and social "grist for the mental mill." Many anthropologists accord too great an importance to the third constituent of human faculty, I believe, and they are therefore led to deny that races differ in mental respects to so large a degree as the thoroughgoing evolutionist would contend. They hold that differences in such things as powers of observation are due to training: that, for example, an American Indian or a South Sea Islander sees certain things in his environment more quickly than a white man only because these are the things which the experiences of his earlier life have accustomed him to look for and to find. This may be granted, and it may also be admitted that children of so-called "lower" races can be educated side by side with the youth of white races without noticeably falling behind, up to a certain point when, at the age of adolescence, in the classic case of the Australian natives, other factors prove to be obstacles to further progress. We must also recognize that the character of the environment of a race determines to a large extent the mode of life of the people; a forest-dwelling Indian of the interior is a hunter as well as a warrior, while a South Sea Islander is a navigator and a fisherman.
But the fact remains that the inhabitants of similar countries have reached markedly different grades of intellectual and cultural life. Anglo-Saxon dominance must be referred ultimately to Anglo-Saxon heredity and not to the peculiarities of the land. Although adaptation is no less necessary for men as individuals and as social groups than it is for all other living things, I believe that it is to diversity in constitutional endowments, however these may have arisen, that we must attribute the superiority of some races over others. The question is not whether a savage race can or cannot adopt the higher conceptions of a civilized people; the fact is that they have not actually become civilized by themselves. Thus, while evolution in mental respects has not resulted in the loss of plasticity in the case of the brain and the nervous system as a whole, wherefore the activities of these organs still remain capable of individual and racial modifications that are impossible in the case of the skeleton and in the color and shape of the eye, it remains true that races do differ intellectually, and that their differences are marks of a mental evolution quite as definite as their physical natural histories of change.
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In my own view the strongest and most impressive evidence bearing upon the great problem before us is provided by the series of transformations by which the human intellect develops during an individual life. Mind has an embryology no less significant than that of the skull or of any other element of the body; and its investigation leads to the evolutionary interpretation quite as surely as the study of the various grades of adult psychology constituting the anatomical sequence, which we have reviewed previously. When in the earlier part of the book we dealt with embryology in general, we learned how the changes which take place when an organism develops from an egg demonstrate the actuality of true organic transformation without the necessity of concluding or inferring that this process might occur. It is not superfluous to insist again that the essential fact in evolution is the alteration of one organic characteristic into another type; must we not recognize at the very outset that mental transformation is as real as physical development?
In the first instance we might concern ourselves with the physical basis of mind and its history. In the earliest stages of human embryology no nervous system whatsoever is present, and it is unreasonable to suppose that there is anything going on which corresponds to human thought. A little later a cellular tube is established as a primitive nerve axis, which at first is nearly uniform throughout its entire length and displays no differentiation into brain and spinal cord. Before long an enlargement of the anterior end expands and develops into a primitive three-parted brain. It is not yet a real brain, however, and it is entirely incapable of functioning in such a way as to justify the use of the word mental for the results of its operations. We know that it is only in the cerebral hemisphere of the adult brain that the processes of true human consciousness go on. But it is not until long after the three-parted stage that the cerebral hemispheres make their appearance therefore we cannot speak of mind as present when the cell and tissue basis of mind is not present. When, now, the cerebral hemispheres do appear, they are small bean-shaped structures no larger relatively than those of a fish. Later they enlarge so as to attain the relative size of the cerebral hemispheres of an amphibian, and still later they are like those of a reptilian brain. Continuing to enlarge, they begin to fold so that the total surface is increased without very much addition to their bulk. At this time the cerebral hemispheres of the brain of the human embryo are like those of an adult cat or dog. The process of general enlargement and of progressive convolution are continued, and stages are reached and passed which correspond with the monkey and ape conditions.
Nothing in human development is more impressive than the origin of the cerebrum and its development by passing through successive stages which are counterparts in the main of the adult brains of other and lower animals. The alteration of a tissue-mechanism constructed in one way into a tissue-mechanism of a more complex nature, provides the most conclusive evidence of the reality of brain evolution, because the process of transformation actually takes place.
But in the present connection we are more interested in the dynamic or functional aspects of mental evolution, which it must be remembered are inseparably bound up with the physical structures and their modifications. After a human infant is born its activities are reflex and mechanical like those of the adult members of lower groups. As it grows it performs instinctive acts because its inherited nervous system operates in the purely mechanical manner of a lower mammal's nervous system. For these reasons an eminent psychologist has said that the mental ability of an infant six months old is about that of a well-bred fox terrier. The same infant at nine months displays an intelligence of a higher order equal to that of a well-trained chimpanzee; it has become what it was not, and in so far it has truly evolved in mental respects. At two years of age the child is incapable of solving problems of the calculus, for its reasoning powers are elementary and restricted, but these same powers change and intensify so as to render the older mind quite capable of grasping the highest of human conceptions and ideas. In my judgment the unbroken transformation of a child's mind that exhibits only instinct and intelligence into an adult's mind with its power of reasoning, is far more conclusive as proof of mental evolution than the inference drawn from the comparisons we have made above of the adult psychological phenomena of man, ape, cat, and fish. It is surely natural for such mental transformations to take place, for they do take place in the vast majority of human beings; when they do not, in cases where the brain fails to mature, we speak of unnatural or diseased minds.
The third division of our evidence relating to mental evolution constitutes what we have called the palæontology of mind. By this term we mean the study of human minds of the past as we may know them through the many varied relics and documents which indicate their characters. It is only too obvious to every one that human knowledge has advanced in the course of time and that every department of human thought and mental activity has participated in this progress. No one would have the temerity to assert that we know nothing more than our ancestors of 5000 or even 1000 years ago. Our common-sense teaches us even before the man of science produces the full body of evidence at his disposal that human faculties have evolved. With regard to reasoning powers, which form one of the four distinguishing characteristics of the human species as contrasted with other animals, the case has already been reviewed, and we now turn to speech and language and other departments of human mentality. When we compare the attainments of present day men with the abilities and ideas of their ancestors we will do for mental phenomena precisely what was done when we compared the skeletons of modern animals with those of creatures belonging to bygone geological ages; in this reason is found the justification for the phrase employed in the present connection.
Written history furnishes a wealth of material for interpreting the mental conditions of ancient peoples, but beside documentary evidence the anthropologist learns to use inscriptions of prehistoric times, the primitive graphic representations on tombs and monuments, and even the characteristics of crude implements like axes and arrow-heads. The layman finds it difficult at first to regard such relics as indications of the mental stature of the people who made and possessed them; but a little thought will show that a man who used a rough stone ax in the time of the ancient Celts could not possibly have had a mind which included the conception of a finished iron tool or modern mechanism. So in all departments of human culture, the evolution of material objects may be justly employed in interpreting and estimating the mental abilities of ancient peoples.
Language is undoubtedly the most important single intellectual possession of mankind, for it constitutes, as it were, the very framework of social organization. Without a ready means of communication the myriad human units who perform the varied tasks necessary for the economic well-being of a body-politic would be unable to coordinate their manifold activities with success, and the structure of civilized societies at least would collapse. It needs no legend of a Tower of Babel to make this plain. So fundamental is this truth that although we may not have recognized it explicitly, we unconsciously form the belief that speech and language are exclusive properties of the human species, and even more characteristic of man alone than the power of reason itself. While organized language is clearly something that as such we do not share with the lower animals, nevertheless we cannot regard the communication of ideas or states of feeling by sound as an exclusive property of mankind. All are familiar with the difference between the whine and the bark of a dog and with the widely different feelings that are expressed by these contrasted sounds. And we know too that dogs can understand what many of their master's words signify, as when a shepherd gives directions to his collie. We could even go further down in the scale and find in the shrill chirping of the katydid at the mating season a still more elementary combination of significant instinctive sound elements. To the comparative student the speech of man differs from these lower modes of communication only in its greater complexity, and in its employment of more numerous and varied sounds,—in a word, only in the higher degree of its evolution. And it is even more evident that the diverse forms of speech employed by various races have gradually grown to be what they now are.
At the outset it is well to distinguish between writing, as the conventional mode of symbolizing words, and spoken language itself; the two have been more independent in their evolution than we may be wont to believe. Speech came first in historical development, just as a child now learns to talk before it can understand and use printed or written letters. Furthermore, many races still exist who have a well-developed form of language without any concrete way of recording it. It is true, of course, that back of the conventions of speech and writing are the ideas themselves that find expression in the one way or the other, or even by the still more primitive use of signs and gestures. But it is not with these ultimate elements of thought that we are now concerned; our task is to learn, first, what evidences are discoverable which show that the property of human language in general has originated by evolution, and then, in the second place, to perceive how this development proves an evolution of one group of ultimate ideas, namely, human concepts of the modal value of words and symbols as expressions of ideas themselves.
A simple common-sense treatment of obvious facts will greatly facilitate our progress. We know very well that the English we speak to-day differs in many ways from the language of Elizabethan times, and that the former is a direct descendant of the other. The latter, in turn, was a product of Norman French and Anglo-Saxon,—a combination of certain elements of both, but identical with neither of its immediate parents. The Saxon tongue itself has a history that leads back to King Alfred's time and earlier. Thus we are already aware of the fact that our speech has truly evolved, like the physical structure of the men who employ it; and we know, too, how readily new words are adopted into current English, like tabu from Polynesia, or garage from the French, showing that language is even now in process of evolution.
The sounds that make up spoken words can be resolved into a single element with its modifications; this basic element is the brute-like call or shout made with the mouth and throat opened wide—a sound we may have heard uttered by men under the stress of pain or terror. All of the various vowels are simply modifications of this element by altering the shape of the mouth cavity and orifice, while the consonants are produced by interrupting the sound-waves with the palate or lips or tongue. Like the cell as a unit of structure throughout the organic world, this elemental utterance proves to be the basic unit of all human languages, which vary so widely among races of to-day no less than they have in the history of any single people.
One of the first steps in the making of spoken words was taken by human beings when they imitated the calls or other sounds produced by living things, and tacitly agreed to recognize the imitation as a symbol of the creature making it. Thus the names for the cuckoo and the crow in many languages besides our own are simply copies of the calls uttered by these birds; a Tahitian calls a cat mimi; the name for a snake almost invariably includes the hissing attributed to that creature. After a time words which were at first simply imitations and which referred only to the things that made these sounds came to refer to certain qualities of the things imitated, so that the naming of other than natural objects, such as qualities, began, leading ultimately to the use of words for qualities belonging to many and different objects in the way of abstractions.
Much light upon the evolution of language is obtained when we treat the speech of various races as we did the skeletal structures of cats and seals and whales. When we compare the Italian, Spanish, Portuguese, and French languages, they reveal the same general structure in thousands of their words,—a common basis which in these cases is due to their derivation from the same ancestor, the Latin tongue. The Latin word for star is stella, and the Italian word of to-day is an identical and unchanged descendant, like a persistent type of shark which lives now in practically the same form as did its ancestor in the coal ages. The Spanish word is estrella, a modified derivative, but still one that bears in its structure the marks of its Latin origin; the French word étoile is a still more altered product of word evolution. Even in the German stern, Norse stjern, Danish starn, and English star we may recognize mutual affinities and common ancestral structure. Choosing illustrations from a different group, the Hebrew salutation "Peace be with you," Shalom lachem, proves to be a blood cousin of the Arabic Salaam alaikum, indicating the common ancestry of these diverse languages. Among Polynesian peoples the Tahitian calls a house a fare, the Maori of New Zealand uses whare, while the Hawaiian employs the word hale, and the Samoan, fale. Whenever we classify and compare human languages, we find similar consistent anatomical evidences of their relationships and evolution. We can even discern counterparts of the vestigial structures like the rudimentary limbs of whales. In the English word night certain letters do not function vocally, though in the German counterpart Nacht their correspondents still play a part. In the word dough as correctly pronounced the final letters are similarly vestigial, although in the phonetic relative tough they are still sounded.
The evolution of the art of writing appears with equal clearness when we compare the texts of modern peoples with inscriptions found on ancient temples and monuments and tablets. Even races of the present day employ methods of communicating ideas by writing symbols that are counterparts of the earliest stages in the historic development of writing. An Eskimo describes the events of a journey by a series of little pictures representing himself in the act of doing various things. A simple outline of a man with one arm pointing to the body and the other pointing away indicates "I go." A circle denotes the island to which he goes. He sleeps there one night, and he tells this by drawing a figure with one hand over the eyes, indicating sleep, while the other hand has one finger upraised to specify a single night. The next day he goes further and he employs the first figure again. A second island is indicated, in this case with a dot in the center of the circle to show a house in which he sleeps two nights, as his figure with closed eyes and two fingers uplifted shows. He hunts the walrus, an outline of which is given alongside of his figure waving a spear in one hand; likewise he hunts with a bow and arrow, which is demonstrated by the same method. A rude drawing representing a boat with two upright lines for himself and another man with paddles in their hands gives a further account of his journey, and the final figure is the circle denoting the original island to which he returns.
Pictography, as this method of communicating ideas is called, is often highly developed among the American Indians. For example, a petition from a tribe of Chippewa Indians to the President of the United States asking for the possession of certain lakes near their reservation is a series of pictures of the sacred animals or "totems" which represent the several subtribes. Lines run from the hearts of the totem animals to the heart of the chief totem, while similar lines run from the eyes of the subsidiary totems to the eyes of the chief, and these indicate that all of the subtribes feel the same way about the matter and view it alike,—the sentiment is unanimous. From the chief totem run out two lines, one going to the picture of the desired object, while the other goes to the President, conveying the petition. Thus pictography, a method of writing that belongs to the childhood of races, may be made to communicate ideas of a strikingly complex nature.
The ancient and modern inscriptions of Asia, from the Red Sea to China, present many significant stages in the development of picture-writing. In earliest ages the men of Asia made actual drawings of particular objects, such as the sun, trees, and human figures; subsequently these became conventionalized to a certain degree, but even as late as 3000 B.C. the Akkadian script was still largely pictographic. From it originated the knife-point writing of Babylonian and Chaldean clay tablets, while among the peoples of Eastern Asia, who continued to draw their symbols, the transition to conventionalized pictures such as those made by the Chinaman was slower and less drastic.
In another line of evolution, the hieroglyphics of Egyptian tombs and monuments illustrate a most interesting intermediate condition of development. These inscriptions have been deciphered only since the discovery of the famous Rosetta stone-fragment, which bears portions of three identical texts written in hieroglyphics, in Greek, and in another series of symbols. The Egyptian used more or less formalized characters to represent certain sounds, while in addition to the group of such characters combined to make a word, the scribe drew a supplementary picture of the thing or act signified. For instance, xeftu means enemies, but the Egyptian graver added a picture of a kneeling bowman to avoid any possible misapprehension as to his meaning. The symbols denoting "to walk" are followed by a pair of legs; the setting sun is described not only by a word but also by its outline as it lies on the horizon. Here again one is struck by the similarity between a stage in the historic development of racial characteristics and a method employed at the present time to teach the immature minds of children that certain letters represent a particular object; in a kindergarten primer the sentence "see the rat and the cat" is accompanied by pictures of the animals specified, in true hieroglyphic simplicity.
Just as the child's mind develops so that the aid of the picture can be dispensed with, and the symbolic characters can be used in increasingly complex ways, in like manner the minds of men living in successive centuries have evolved. While an evolution of human conceptual processes in general is not necessarily implied by the evolution of the forms of written language, the former process is in part demonstrated by the latter in so far as the change from the writing of pictures to the use of conventional symbols involves an advance in human ideas of the interpretation and value of the symbols in question. A man of ancient times drew a tree to represent his conception of this object; in the writing of English we now use four letters to stand for the same object, and none of these symbols is in any way a replica of the tree. It is certainly obvious that some change in the mental association of symbol and object has been brought about, and to this extent there has been mental evolution.
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Passing now to other departments of human culture, we must deal in the next place with the basic "arts of life"; that is, the modes of conducting the necessary activities of every day. All men of all times, be they civilized or savage, are impelled like the brutes by their biological nature to seek food and to repel their foes. The rough stone club and ax were fashioned by the first savage men, when diminishing physical prowess placed them at a disadvantage in the competition with stronger animals. Smoother and more efficient weapons were made by the hordes of their more advanced descendants, some of whom remained in the mental and cultural condition of the stone age like the Fuegian, until the white travelers of recent centuries brought them newer ideas and implements. In Europe and elsewhere the period of stone gave place to the bronze and iron ages, and throughout the changing years human inventiveness improved the missile and weapon to become the bow and arrow of medieval civilization and recent African savagery. The artillery and shells of modern warfare are their still more highly evolved descendants.
So it is with the dwellings of men, and the significance of the changes displayed by such things. The cave was a natural shelter for primitive man as well as for the wolf, and it is still used by men to-day. Where it did not exist, a leafy screen of branches served in its stead; even now there are human beings, like the African pygmy and the Indian of Brazil, who are little beyond the orang-outang as regards the character of the shelter they construct out of vegetation. From such crude beginnings, on a par with the lairs and nests of lower animals, have evolved the grass huts of the Zulu, the bamboo dwelling of the Malay, the igloo of the Arctic tribes, and the mud house of the desert Indians. The modern palace and apartment are merely more complex and more elaborate in material and architectural plan, when compared with their primitive antecedents.
Baskets, clay vessels, and other household articles testify in the same way to an evolution of the mental views of the people making them. The means of transportation are even more demonstrative. The wagon of the early Briton was like a rough ox-cart of the present day, evolved from the simple sledge as a beginning. In its turn it has served as a prototype for all the conveyances on wheels such as the stage-coach and the modern Pullman. The history of locomotives, employed in the first chapter to develop a clear conception of what evolution means, takes its place here as a demonstration of the way human ideas about traction have themselves evolved so as to render the construction of such mechanisms possible.
The primitive savage swimming in the sea found that a floating log supported his weight as he rested from his efforts. By the strokes of his arms or of a club in his hand, he could propel this log in a desired direction; thus the dugout canoe arose, to be steadied by the outrigger as the savage enlarged his experience. A cloth held aloft aided his progress down or across the wind, and it became an integral element of the sailing craft, which evolved through the stages of the galley and caravel to the schooner and frigate of modern times. When the steam-engine was invented and incorporated in the boat, a new line of evolution was initiated, leading from the "Clermont" to the "Lusitania" and the battleship.
The history of clothing begins with the employment of an animal's hide or a branch of leaves to protect the body from the sun's heat or the cold winds. Other early beginnings of the more elaborate decorative clothing are discerned by anthropologists in the scars made upon the arms and breast as in the case of the Australian black man, and in the figured patterns of tattooing, so remarkably developed by the natives in the islands of the South Pacific Ocean. A visit to a gallery of ancient and medieval paintings clearly shows that the conventional modes of clothing the human body have changed from century to century, while it is equally plain that they alter even from year to year of the present time, according to the vagaries of fashion.
A brief review of the "arts of pleasure," including music and sculpture and painting, demonstrates their evolution also. The earliest cavemen of Europe left crude drawings of reindeer and bears and wild oxen scratched upon bits of ivory or upon the stone walls of their shelters; the painting and sculpture of early historic Europe were more advanced, but they were far from being what Greece and Rome produced in later centuries. Indeed, the evolution of Greek sculpture carried this higher art to a point that is generally conceded to be far beyond that attained by even our modern sculptors, just as flying reptiles of the Chalk Age developed wings and learned to fly long before birds and bats came into existence.
In the field of music, the earliest stages can be surmised only by a study of the actual songs and instruments of primitive peoples now living in wild places. No doubt the song began as a recitation by a savage of the events of a battle or a journey in which he had participated. In giving such a description he lives his battles again, and his simulated moods and passions alter his voice so that the spoken history becomes a chant. From this to the choral and oratorio is not very far.
Musical instruments seem to have had a multiple origin. The ram's horn of the early Briton and the perforated conch-shell of the South Sea Islander are natural trumpets; when they were copied in brass and other metals they evolved rapidly to become the varied wind instruments typified to-day by the cornet and the tuba. In the same way the reed of the Greek shepherd is the ancestor of the flute and clarionet. Stringed instruments like the guitar, zither, and violin form another class which begins with the bow and its twanging string. The power of the note was intensified by holding a gourd against the bow to serve as a resonance-chamber. When the musician of early times enlarged this chamber, moved it to the end of the bow, and multiplied the strings, he constructed the cithara of antiquity,—the ancestor of a host of modern types, from the harp to the bass-viol and mandolin.
The dance and the drama find their beginnings in the simple reënactment of an actual series of events. Among Polynesians of to-day the dances still retain the rhythmic beat of the war-tread measure, and many of the motions of the arms are more or less conventionalized imitations of the act of striking with a club, or hurling a spear, and other acts. To such elements many other things have been added, but the fact remains that our own formal dances, as well as the sun-dance of the Indian and the mad whirl of the Dervish, are modern products which have truly evolved.
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When we turn to science and philosophy and other intellectual attainments of modern civilized peoples, it is easier to see how evolution has been accomplished, because we possess a wealth of written literature which explains the way that human ideas have changed from century to century. In these cases there can be no question that such evidences provide accurate instruments for estimating the mental abilities of the writers who produced them. We shall take up the higher conceptions of mankind at a later juncture, so at this point we need only to note that even these mental possessions, like household culture and even the physical structures of a human body, have changed and differentiated to become the widely different interpretations of the world and supernature that are held by the civilized, barbarous, and savage races of to-day.
As we look back over the facts that have been cited, and as we contemplate the large departments of knowledge about human psychology, mental development, and racial culture which these few details illustrate, we come to realize how securely founded is the doctrine that even the human mind with all its varied powers has grown to be what it is. Indeed, it is solely due to his mental prowess that man has attained a position above that of any lower animal. And yet every human organ and its function can be traced to something in the lower world; it is a difference only in degree and not in category that science discovers. The line connecting civilized man with the savage leads inevitably through the ape to the lower mammalia possessing intelligence, and on down to the reflex organic mechanisms which end with the Amoeba. It is a long distance from the mechanical activities of the protozoön to the processes of human thought; yet the physical basis of the latter is a cellular mechanism and nothing more, developed during a single human life in company with all other organs from a one-celled starting-point—the human egg.
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The method by which mental evolution has been accomplished is likewise demonstrable, because the factors are identical with those which bring about specific transformation in physical respects. This is to be expected, for the contention that the structures and the functions of the several organs constituting any system are inseparable has never been gainsaid.
Mental variation is real. It needs no scientist to tell us that human beings differ in intellectual qualifications and attainments, and that no two people are exactly similar even though they may be brothers or sisters. The struggle for existence or competition on the basis of mental ability is equally real, and every day we see the prize awarded to the more fit, while those who lose are crowded ever closer to the wall. As in all other fields of endeavor, the goal of success can be attained only by adaptation, which involves an adjustment to all of the conditions of existence—to social and ethical as well as to the more expressly material biological circumstances.
Heredity of mental qualities has also been demonstrated notably by Galton, Pearson, Woods, and Thorndike, who have also shown that the strength of inheritance in the case of mental traits is approximately the same as for physical characteristics like stature and eye-color. Just as a worker-bee inherits a specific form of nervous system which coöperates with the other equally determined organic systems, wherefore the animal is forced to perform "instinctively" its peculiar specialized tasks, so the mental capacity of a human being is largely determined by congenital factors. Upon these primarily depends his success or failure. It is quite true that environment has a high degree of influence, so great indeed that some speak of a "social heredity"; they mean by this phrase that the mental equipment of an individual is determined by the things he finds about him, or learns from others without having to invent or originate them himself. Thus a Zulu boy acquires the habits of a warrior and a huntsman when he grows up in his native village, although he would undoubtedly develop quite different aptitudes if he should be taken as an infant to a city of white men. Nevertheless his mental machinery itself would be no less surely determined by heredity, even though the things with which it dealt would be provided by an alien environment.
Our present knowledge of the nature and history of human mentality enables us to learn many lessons that have a direct practical value, although it is impossible under the present limitations to give them the full discussion they deserve. Starting from the dictum that physical inheritance provides the mechanism of intellect, education and training of any kind prove to be effective as agents for developing hereditary qualities or for suppressing undesirable tendencies. Just as wind-strewn grains of wheat may fall upon rock and stony soil and loam, to grow well or poorly or not at all according to their environmental situations, so children with similar intellectual possibilities would have their growth fostered or hampered or prevented by the educational systems to which they were subjected. But the common-sense of science demonstrates that the mental qualities themselves could not be altered in nature by the circumstances controlling their development any more than the hereditary capability of the wheat grains to produce wheat would be altered by the character of the ground upon which they fell. Education and training thus find their sphere of usefulness is developing what it is worth while to bring out, and inhibiting the growth of what is harmful. That heredity in mental as well as in physical aspects provides the varying materials with which education must deal is a fundamental biological fact which is too often disregarded. It would be as futile for an instructor to attempt the task of forcing the children in a single schoolroom into the same mental mold, as it would be for a gymnasium master to expect that by a similar course of exercise he could make all of his students conform to the same identical stature, the same shape of the skull, or the same color of the eye and hair.
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Before leaving the subject of mental evolution we must return to the conception of inseparable mind and matter with which the present discussion began. The whole problem of human mental evolution is solved when we accept the conclusion that the nervous mechanism and the total series of its functional operations have evolved together in the production of the human brain and human faculty. The case regarding the physical organs rests solidly on the basis of the evidences outlined in a previous chapter; the special examination of purely mental phenomena has likewise been made in the foregoing sections. Just here we must pause to give further attention to the invariable relation between the human mind and the human brain.
The personality of human consciousness consists of the current of thoughts and feelings flowing continuously as one of them rises for a time to dominance only to fade when it leads to and is replaced by another dominant element of thought. This current is affected by the messages brought to the brain by nerves from the outer parts of the body where lie the eye and ear and other sense-organs. In like manner the various non-nervous parts of the body exert their influences upon consciousness, but the affective processes, as they are called, are not as well understood as the impressions passed inwards by the sense-organs along their nervous roadways to the central organ, the brain. But the brain is the place where the thinking individual resides; and this is one of the most important teachings of psychology, for not only does it help us to understand the evidence that human faculty has evolved, but it also inevitably brings us to consider certain vital questions of metaphysics, such as the immortality of the thinking individual after the material person with its brain ceases to exist. However, the latter question is something which does not concern us here; now it is most important to realize how completely mind is connected with the brain.
Many of the facts demonstrating this connection are matters of common knowledge. In deep and dreamless sleep the essential tissues of the brain are inactive, and in correspondence with the cessation of material events the thinking individual actually ceases to exist for a time. Any one who has ever fainted is subsequently aware of the break in the current of human consciousness when the blood does not fully supply the brain and this organ ceases to function properly; a severe blow upon the head likewise interrupts the normal physical processes, and at the same time the mind is correspondingly affected. Again, a progressive alteration of the brain as the result of diseased growth causes the mind to grow dim and incapable. Sometimes infants are born which are so deficient mentally as to be idiots, and an examination of the brain in such a case reveals certain correlated defects in physical organization. These and similar facts form the basis for the dictum that the development and evolution of the brain mean the growth and evolution of human intellect.
The further question as to the nature of the connection is interesting, but it relates to matters of far less consequence to the naturalist than the central fact of the invariable relation which does exist. Throughout the centuries many philosophers and naturalists of numerous peoples have endeavored to explain the connection in question in ways that have been largely determined by the changing states of knowledge of various periods, as well as by differences in individual temperament. Three general conceptions have been developed: first, that the material and mental phenomena interact; second, that they are parallel; and third, that they are one.
According to the first view, the individual thoughts and feelings forming elements in the chain of consecutive consciousness are affected by the events in the material physiology of the brain as a physical structure; the latter in turn react upon the psychical or mental elements. Thus there would be two complete series of phenomena, which are interdependent and interacting at all times, although each would be in itself a complete chain of elements.
The second interpretation is that the two series of events—namely, the physical processes of the brain and the elements of consciousness—are completely independent but entirely parallel. As one writer has put the case, it is as though we had two clocks whose machinery worked at the same rate and whose relationships were such that "one clock would give the proper number of strokes when the hands of the other pointed to the hour." But in my opinion this attempted explanation of the relation of mind to matter evades the whole question, as it does not account for the dependence of the former upon the latter, but merely assumes the existence of a more ultimate and unknown group of causes for a parallelism in the rates of operation of two series of things regarded as disconnected.
The third conception recommends itself to many on account of its greater simplicity. Formulated as the doctrine of monism, it states that the mind and its material basis are merely different aspects of one and the same thing, and that there is only one series of connected elements which are known to us directly as the current of our thoughts and indirectly as the physiological processes going on mainly in the cerebrum. Thus mind is purely subjective, the brain is only mediately objective. It is because the mental and the material are so intimately related that the monist believes them to be connected as are the lungs and respiration, the hand and grasping, or the eye and the reception of visual impressions from without.
But whichever one of these explanations we choose to adopt as our own, the basic fact of primary importance is that there is an invariable dependence of human thought upon a brain comprising a highly developed cerebrum, whatever may be the ultimate nature of the way mental processes are determined by physical processes, or vice versa. This fact stands unquestioned and unassailable; human faculty and the brain cannot be considered apart, even if they may not actually be different aspects of the same basic "mind-stuff," as Clifford calls the ultimate dual thing.
Like all of the other organs of lesser importance belonging to the nervous system, the brain is a complex of tissues which in the last analysis are groups of cell-bodies with their fibrous prolongations. When these cellular elements are in operation, mental processes go on; the unit of the mental process therefore is the functioning of a brain-cell. But we know that the substance of a brain-cell is the wonderful physical basis of life called protoplasm, that demanded our attention at the outset. The chemicals that go to make up protoplasm are everywhere carbon, hydrogen, oxygen, and other substances that are exactly the same outside the body as inside. It is the combination of these substances in a peculiar way which makes protoplasm, and it is the combination of their individual properties which in a real even though unknown manner gives the powers to protoplasm, even to that of a living brain-cell. Does science teach us, then, that the ultimate elements of human faculty are carbon-ness and hydrogen-ness, and oxygen-ness, which in themselves are not mind, but which when they are combined, and when such chemical atoms exist in protoplasm, constitute mental powers? Plain common-sense answers in the affirmative. We need not, indeed, we must not, attribute mind as such to rock salt or to the water of a stream, but we do know that salts and water and other dead substances may enter into the composition of the material brain which is the physical basis of mind.
In my opinion the individual argument renders the monistic conception of mind and matter unassailable. The food that we may eat and the water we may drink are dead, and as such they display absolutely no evidence of nervous or mental processes. When they enter our bodies, they with other foods replenish the various tissues, and among these the parts of the brain. In a material sense they become actual living protoplasm, replacing the worn-out substances destroyed during our previous thinking; and their properties are combined to make brain and thought, to play for a time their part in life, and to pass back into the world of dead, unthinking things. Every one of us knows that hunger reduces our ability to think clearly and fully, and every one knows also that mental vigor is renewed when fresh supplies of nourishment reach the brain. What can be the source of mentality, if it is not something brought in from the outer world along with the chemical substances which taken singly are devoid of mind? Scientific monism frankly replies that it is unable to find another origin.
We are thus brought to recognize, not only the continuity taught by organic evolution, but also the uniformity of the materials constituting the entire sensible world, inasmuch as the ultimate unit of all nervous phenomena is the reflex act of a protoplasmic mass, which itself is a synthesis of properties inhering in the chemical elements making up living matter. Among inorganic things the mind-stuff units are combined in relatively simple ways, and the "stuff" does not give any outward evidences of "mind" as such. Living things are almost infinitely complex as regards their chemical organization, and even in the very lowest of them we can discern a cell-reflex element which, combined with others like it, forms the unit of the compounds we call instinct, intelligence, and reason. Hence through an analysis of mental evolution we are enabled to form the larger conception of a continuous universe whose ultimate elements are the same everywhere.