The Foundation of the Ottoman Empire; a history of the Osmanlis up to the death of Bayezid I (1300-1403)

by Herbert Adams Gibbons

III

There are no Ottoman sources to which the historian may go for the origin of the Ottoman people and royal house, or for their history during the fourteenth century. They have no written records of the period before the capture of Constantinople.[7] Their earliest historians date from the end of the fifteenth century, and the two writers to whom they give greatest weight wrote at the end of the sixteenth and the early part of the seventeenth century.[8] From the point of view, then, of recording historical facts, one hesitates in our day to follow the example of von Hammer, by setting forth at length, after a scientific collation, the legends which the simple-minded Osmanlis have always accepted without question. The Byzantines give us nothing worthy of credence about the origin of the Osmanlis, for the reason that they had no means of getting authoritative information. As for the early European writers, their testimony is valuable only as a reflection of the idea which Christendom had of the Osmanlis when they were becoming a menace to European civilization.[9]

On the other hand, these legends are not to be ignored, as they have been by the latest authoritative writer on Ottoman history.[10] Where authenticated facts are lacking, traditions must be examined and carefully weighed. This is essential when we are considering the origins of a people. For no race has ever recorded its birth. The beginnings of a people are so insignificant that they remain unnoticed in general history until the attention of others is attracted to them by their own achievements.

Who were the people that took upon themselves the name of Osman, their chief, and whom we must, from the moment of their very first encounters with the Byzantines, clearly distinguish from the other groups of Anatolian Turks that had gathered around other leaders? Did they, at the beginning of Osman’s career, have any distinct national consciousness? Did they have any past? Did they start the foundation of a state with a definite goal before them? Was there any other cause for their amazing growth and success than the mere fact that they had the most fortunate geographical position, on the confines of a decaying empire?

With the purpose, then, of suggesting an answer to some of these questions, and paving the way for an answer to the others later on, what the Osmanlis accept concerning their origin and their history before 1300 must be set forth and examined.[11]

In the year of the Hegira 616,[12] ‘because there was no more rest to be found in all Persia’ for the Turks who had been forced out of the Khorassan[13] by the approach of Djenghiz Khan, ‘all the wandering Turks, fifty thousand families, followed their leader, Soleiman Shah,[14] and set out for Rum. Then was Alaeddin I, son of Kaï Kosrew, the builder of Konia, entered upon the rule of Rum. These fifty thousand nomad families journeyed several years in the neighbourhood of Erzerum and Erzindjian, changing from winter to summer quarters and plundering the unbelievers who lived there. But ... finally ... Soleiman Shah marched again towards his homeland, with the intention of passing through the district of Aleppo. As they came to the neighbourhood of Djaber, they wanted to venture across the Euphrates. Soleiman Shah drove his horse into the river to seek a ford. The bank was rocky, so the horse slipped and fell into the river with Soleiman Shah. His end was regarded as a warning (decision) of destiny: it appeared to be the command of God.... A part of these Turks remained to dwell there.... There was a division among the followers of Soleiman Shah. Some of them, who now carry the name of Turcomans of Syria, went into the wilderness. Others went towards Rum, and became ancestors of the nomad tribes who still wander in Rum.

‘Soleiman Shah at his death left four sons: Sonkur tigin, Gundogdu, Ertogrul, the champion of the faith,[15] and Dundar. Some of the Turks followed these four brothers, turned themselves again in the direction of Rum, and came to the ... source of the Euphrates. While Ertogrul and Dundar remained there with about four hundred nomad families, the two other brothers turned back again to their home.’ Ertogrul marched farther into Rum, and settled near Angora at the foot of Karadjadagh. From there he wandered to Sultan Oejoenu.[16]

Neshri now tells a story which is repeated by later Ottoman historians as a fact. Neshri says that he heard this story from a ‘trustworthy’ man, who had heard it from the stirrup-holder of Orkhan, who, in turn, had heard it from his father and his grandfather. This is worthy of mention, for it is one of the very few instances where an Oriental historian has taken the trouble to connect his facts with what might be termed an original source:

‘As Ertogrul, with about four hundred men, was marching into Rum, Sultan Alaeddin[17] was engaged in a fight with some of his enemies. As they came near, they found that the Tartars were on the point of beating Sultan Alaeddin. Now Ertogrul had several hundred excellent companions with him. He spoke to them: “Friends, we come straight upon a battle. We carry swords at our side. To flee like women and resume our journey is not manly. We must help one of the two. Shall we aid those who are winning or those who are losing?” Then they said unto him, “It will be difficult to aid the losers. Our people are weak in number, and the victors are strong!” Ertogrul replied, “This is not the speech of bold men. The manly part is to aid the vanquished. The prophet says that he shall come to the helpless in time of need. Were man to make a thousand pilgrimages, he finds not the reward that comes to him when at the right moment he turns aside affliction from the helpless!” Thereupon Ertogrul and his followers immediately grasped their swords, and fell upon the Tartars ... and drove them in flight. When the Sultan saw this he came to meet Ertogrul, who dismounted, and kissed the Sultan’s hand. Whereupon Alaeddin gave him a splendid robe of honour and many gifts for his companions. Then gave he to the people of Ertogrul a country by name Sugut for winter and the mountain range of Dumanij[18] for summer residence. From this decides one rightly that the champion of the faith, Osman, was born at Sugut. Then was Karadja Hissar, like Biledjik, not yet captured, but was subject to Sultan Alaeddin. These were three districts.’

Some time later, Ertogrul, acting as commander of the advance-guard of Alaeddin’s army, defeated a force of Greeks and their Tartar mercenaries, in a three days’ battle, and pursued them as far as the Hellespont. Ertogrul’s force consisted of four hundred and forty-four horsemen, which he commanded in person. After this battle Alaeddin bestowed upon Ertogrul as fief the district of Eski Sheïr, comprising Sugut on the north, and Karadja Hissar on the south, of Eski Sheïr. Karadja Hissar was reported captured after an elaborate siege and assault by Ertogrul when he first came into the country. But it is again mentioned as one of the first conquests of Osman from the Christians after his father’s death.[19] None of the Ottoman historians records any progress of conquest during the long years of Ertogrul’s peaceable existence. When he died, in 1288, Osman was thirty years old. He gave to his son less than the Ottoman historians claim was his actual grant from Alaeddin I. If their own records of Osman’s conquests after 1289 are correct, we must believe that his tribe possessed only Sugut and a portion of the mountain range lying directly west. When Ertogrul died, they had no other village—not even a small mountain castle.