The Grandeur That Was Rome: a survey of Roman culture and civilisation

by J. C. Stobart

The Principate

At first sight the position of the princeps, who was absolute lord of this world, is one of immense and terrible power. But earthly power has its natural limits in human weakness. The weak or wicked emperors were generally the servants of their favourites, male or female, or they lived under fear of the legions. Without their bureaux they were helpless, and the bureaux in the skilled hands of Roman knights or Greek freedmen were acquiring the real power. But it is astonishing how much actual work was done by the more conscientious Cæsars. In Pliny’s letters we see what minute details were referred by a provincial governor to his master and how minutely they were answered. The answers may be, and no doubt sometimes are, the composition of secretaries, but there is a personal note in them which often suggests the emperor’s own dictation. Probably Trajan was exceptionally industrious and Pliny exceptionally meticulous. Nevertheless it looks as if a strong emperor actually ruled this vast domain. It is one of the merits of despotism that the monarch’s power increases automatically with his virtues and capacity. A Caligula could not do so much harm: an Augustus, a Claudius, a Trajan, or a Hadrian might benefit millions of mankind. I think it is clear that they did so. The insane work of slaughter, which is all that interests the ordinary historian, had almost ceased. All over the world the markets were full, the workshops were noisy with hammers, the seas were thronged with ships, the great highways busy with travellers. Justice was strong and even-handed. Taxes were low and equitably assessed. For the most part men had liberty to go their own ways and worship their own gods. From the accession of

FIG. 1.	FIG 2.
Plate LXXVII.RELIEFS OF MARCUS AURELIUS

Augustus to the death of Antoninus Pius—and with a few intervals one might safely go further—the world was enjoying one of its golden periods of prosperity. It is unhistorical to look ahead and pronounce this happy world to be already doomed.

Yet, on the other hand, it is idle to deny the unsound spots in this imposing fabric of empire. The weakness was at the centre. The Roman aristocracy was gay and splendid, but not happy or secure. The ghost of the Republic still haunted her streets. To make a necessary repetition: if Augustus had been succeeded by a son as wise and tactful as himself, and if the throne had then passed to a third generation with the soldierly qualities of Trajan and the statesmanship of Diocletian, the Empire might have taken shape as a strong hereditary monarchy with a senate co-operating heartily, and an army obeying loyally. But that was not fated so. Tiberius was too proud to play the comedy as Augustus had done: instead he made enemies of the aristocracy and became suspicious and tyrannical. When they lampooned and abused him, he turned into a despot. Cremutius Cordus, the historian, was executed for calling Cassius “the last of the Romans.” At last Tiberius withdrew himself in gloomy despair and left the government in the hands of an unscrupulous intriguer, the knight Sejanus, who still further harried and alienated the nobles. It is hard to know the truth about Gaius, so palpably is his story written by satirists. He may have been mad. The adulation which surrounded the Cæsars was enough to turn the head of a vain youth. He was certainly extravagant and increased his unpopularity by taxes upon litigants and prostitutes. It was the officers of the prætorian guard who conspired to assassinate him.

Claudius was chosen by the bodyguard who had murdered his predecessor and he bought their allegiance with £120 apiece. He was the uncle of Caligula, but no process of adoption had lifted him into the royal house. Still he was the grandson of Livia and his assumption of the name “Cæsar” passed without comment. Claudius set Augustus before him as his model and in all things he was careful to return to republican precedents. He took the office of censor for the revision of the senate-roll. He increased the patriciate, encouraged the State religion and by personal attention improved the administration of justice. The cause of most of the trouble during the preceding reigns had been the practice of “delation.” Even under the Republic criminal prosecutions had been the easiest method of obtaining political notoriety. Tiberius and Gaius had added the motive of pecuniary gain. Claudius now repealed the obnoxious laws of treason, punished the laying of information and forbade slaves to give evidence against their masters. By the repeal of the treason laws Claudius had almost ceased to be a monarch, and he was careful to revive the old legislative processes of the republic. On the other hand, under Claudius the power of the bureaucracy was greatly increased, and the affairs of the Empire were principally conducted by the three powerful Greek secretaries.

On the death of Claudius—when the emperors died in their beds poison was invariably alleged—Nero succeeded almost as a matter of course. His mother Agrippina had secured his succession by having him raised to honour just as had been done for Tiberius by Augustus. He had already been styled “Prince of the Youth,” designated for the consulship and endowed with the proconsular power. There was, however, a possible rival in the young Britannicus, and Nero was chosen by the prætorian guard just as clearly as Claudius. During the first five years, when the young prince was engaged in enjoying himself under the guidance of the philosopher Seneca, the senate had nothing to fear, and the Roman state enjoyed its liberty, but when Tigellinus, the wicked prefect of the guard, gained his evil ascendancy over the mind of Nero there were some prosecutions of influential senators which made the whole senate tremble. Yet, even in these worst days of the worst of emperors, good administration proceeded. Nero himself made an interesting proposal for the abolition of customs in the Empire and, indeed, may fairly be called “The Father of Free Trade.” But the capitalist class succeeded in suppressing the proposal. The duties on corn were, however, reduced and the collection of taxes carefully regulated. Charges of extortion against tax-collectors were given precedence in the law courts, a measure of justice beyond anything that the modern state has attempted. It was much more the dancing and singing of the princeps than the extortions of Tigellinus and the judicial murders of noblemen which caused the unpopularity which brought Nero to his doom. Among the many who fell victims to the ferocity of Tigellinus—for Nero himself was probably harmless enough—were two genuine Republicans of the old school, men who were genuine believers in the Stoic faith and who kept the birthdays of Brutus and Cassius as annual feasts. It is probable that genuine opposition of this sort was far from rare among the aristocracy of the Empire. Writers like Lucan and Tacitus were evidently in sympathy with it, and though Thrasea Pætus and Barea Soranus are famous for the Stoic deaths they died, yet they were only two out of many who lived wholly on the memory of the Republic.

Nero’s fall was caused directly by the defection of the prætorian guards, whose allegiance had been bought in the name of Galba. Nero was the last member of the Julio-Claudian family, and at his death the last shadow of dynastic claim passed away. The succession of the principate became a mere scramble in which the strongest or the luckiest or the heaviest briber won the day. Pretenders sprang up against Galba, several of the armies put forward their generals as competitors for the throne; and Galba himself had not even enough generosity to pay the bribes by which he had secured his throne. Thus the year 69 was a year of incessant civil war. Galba was murdered in the streets of Rome; Otho was defeated in battle near Bedriacum and slain in his camp, Vitellius; the choice of the legions in Germany, reigned from April to December, when Rome was once more occupied by a citizen army. The legions of Syria, seeing that their fellow-soldiers of Spain and Germany had already made their generals into emperors, had determined to take a hand in the game, and now Vespasian came as the fourth Cæsar in the space of a single year.

It speaks well for the solidity of the imperial system as organised by Augustus that it survived the shock of such events as these. It proves that the system was everything and the man little or nothing.

The new Emperor Vespasian, who succeeded after all this turmoil, was different from his predecessors in that he had two grown-up sons ready to succeed him. It is said that Mucianus, a still more powerful Eastern general, had surrendered his claims because he was childless. If so, it was nobly and wisely done. Vespasian was able and willing to restore the machinery of the Augustan principate. He was himself frankly a humble Sabine with no claims of birth. He was firm but not oppressive towards the senate, and he kept control over the prætorian guard by appointing Titus, his son, to its command. He also established the succession beyond doubt by making Titus his consort. Vespasian and Titus were elected consuls year by year. Vespasian’s principal work was to restore the financial credit of the government. Unfortunately the two sons, Titus, and then Domitian, who followed him upon the throne and with him make up the “Flavian” dynasty, were scarcely worthy of their father. Titus was “the darling of the human race,” generous and mild to the senators, but too fond of his popularity to be a strong ruler, and Domitian was a genuine tyrant. With his autocratic system of rule he was naturally oppressive to the aristocracy, and his name is in consequence written on the pages of history as that of a monster of cruelty. Domitian certainly made constitutional changes which rendered the monarchy a more open fact. He took the consulship for ten years to come, he became censor and drew up the senate-roll to suit his fancy, he refused the usual request of the senators that the emperor should admit that he had no power to condemn a senator to death. Also he openly spurned the proud senators and permitted the servile modes of address which Augustus and other emperors had forbidden.

FIG. 1. THE INNER SIDE	FIG 2. THE OUTER SIDE
Plate LXXVIII.THE ARCH OF TRAJAN, BENEVENTUM

These high-handed proceedings made the senators hate and plot against him. Plots were followed by executions, and Domitian gradually became more and more tyrannical. More of the Stoic Republican party were executed, and the odious practice of delation came once more into vogue. At last there was a successful plot organised in the palace, and Domitian fell to the dagger.

With the three succeeding emperors, Nerva (96-98), Trajan (98-117), and Hadrian (117-138), we have a series of genuine constitutional rulers who show the system of the principate at its best. The excellent figure which these rulers cut on the page of history is not wholly unconnected with the fact that we have now passed beyond the region illuminated by the satire of Tacitus and the tittle-tattle of Suetonius. Their deeds speak for them. In Nerva we have the senate’s choice of a ruler, elderly, blameless, but decidedly weak. Had he not died in less than two years, he could easily have brought the throne of the Cæsars down to the ground. Knowing his own weakness, Nerva had adopted the foremost soldier of his day as his heir, and Trajan, beloved of the soldiers and ready to purchase the love of the Rome rabble, succeeded without a murmur. He spent most of his reign in the camp. In the camp he died, and the succession was by no means clear when Hadrian, a kinsman though a distant one, had the courage to seize and the luck to hold the imperial power. All these three emperors granted the senate’s claim that the emperor should not have the power to condemn a senator to death, and in some aspects the senate seemed to have regained much of its old independence. But Trajan was too masterful and Hadrian too ubiquitous to leave any real scope for senatorial initiative. It was really under these benevolent despots that the Dyarchy ceased to have any significance. As usual the benevolence of the despot was the most fatal enemy to liberty. Not only in Rome but even in the municipalities of Italy politics were ceasing to have any real meaning, and men of standing had to be coerced into taking part in the comedy. The bureaucracy of the imperial palace now governed the world, and the better it governed the more quickly did the life-blood of the Roman world run dry in its veins. We now find imperial “curators” and accountants going up and down the provinces to set their finances in order. Whenever there is trouble in any corner of the earth, an imperial “corrector” travels down from Rome by the admirable system of imperial posts to set it right. Where, of old, a local squire, the patronus of the municipality, would leave a charitable legacy for the maintenance and education of poor children, the state with its admirable system of “alimenta” was beginning to assume the responsibility. The state had its Development Fund which made loans on mortgage at very low interest, generally 5 but sometimes 2½ per cent., to small farmers, and the interest was applied to orphanages and the education of the poor. Nerva has the credit for introducing this splendid system of public charity and Hadrian developed it. It was Hadrian also who gave the finishing touches to the organisation of the civil service as a close bureaucracy entirely divorced from the military profession. This service was chiefly in the hands of the knights, and it ranged in a carefully graded hierarchy of officialdom down from the three principal Secretaries of State, the Finance Minister, the Chief Secretary, and the Minister of Petitions, down to the Fiscal Advocates who looked after local revenue. Though the Roman Empire is often represented as groaning under the weight of taxation, and no doubt the more extravagant emperors did amass heavy liabilities, yet Hadrian, who followed an emperor extravagant both in warfare and building, was able to remit about nine millions sterling of arrears due to the fisc. He also introduced a system of periodical reassessments and gave the fullest liberty for his tenants-in-chief to appeal against the collectors. Hadrian it was, also, who really introduced the system of installing a junior colleague in the Empire, a plan which Augustus had foreshadowed in his elevation of Tiberius.

Plate LXXIX. ALTAR DISCOVERED AT OSTIA

This plan produced one of the firmest dynasties which ever held the imperial throne, namely, the Antonines, Marcus Aurelius, Titus, Antoninus Pius, and Commodus, who ruled from Hadrian’s death in 138 to 192. The age of the first two Antonines is considered by Gibbon and many others to be the culmination of the Roman imperial system.

Two facts of very great importance stand out from this hasty review of the principate during its first two centuries. In the first place, it is still, in the strict constitutional sense, a compromise. The theory of the constitution had not changed since Augustus, if, indeed, it had ever changed. It is still a Republic—Respublica Romana—governed by senate, consuls, tribunes, and an intermittent public assembly. There is, as there nearly always had been, a princeps, that is, leading citizen, a man raised by personal eminence and prestige far above his colleagues. Certain powers are delegated to him by the state. Above all he is master of the legions because he has consular or proconsular authority over all the provinces where troops are stationed. There still remained certain theoretical limitations to his power. He could not, for example, impose a tax on Rome or Italy by his own authority. But the feebleness and sycophancy of the senate and magistracy made him actually omnipotent. When a certain senator was pointed out by Cæsar’s freedman as an enemy to Cæsar the doomed man was set upon by his colleagues and stabbed to death with their pens in the senate-house. It is true that this sycophancy was not altogether the fault of the senate. Under the tyrannical emperors like Tiberius, Nero, and Domitian, emperors who encouraged the “delator,” no senator’s life was secure. At a frown from Cæsar it was customary to go home and open one’s veins after writing a complimentary will in which one bequeathed everything to that best of rulers. This sort of behaviour led inevitably to the growth of the monarchy. The emperor was the one person who dared to act, and the more capable and well-intentioned the ruler, the more closely were the fetters riveted around the necks of the Roman People. The silent growth of bureaucracy, of which the historians have little to tell us, but which we can gather from the inscriptions of the period, is both the symptom and the cause of this increasing power of the principate.

In the second place, it is important to notice that although the city of Rome was growing marvellously in riches and splendour, she was losing her old domination in the world, and becoming the capital instead of the mistress of the Empire. The magistracies of the city had almost ceased to have any importance except as inferior grades on the road to proconsulships. Italy herself was sinking into the position of one among the provinces of the Empire, and with the growth of Hadrian’s centralised system of imperial administration even the provinces were losing their significance as units of government. It seems impossible that almost the whole of Europe and large parts of Asia and Africa could ever have been governed by one man or even one bureau. Yet it was almost achieved by the Roman Empire. The world-state was almost a fact, and a few more Trajans and Hadrians would have accomplished it. The city-state idea, as a unit of patriotism, still flourished. But with the great roads stretching like railways to the four corners of the earth, and the imperial officers travelling along them, with the legions massed along the frontiers and men recruited in Spain sent to serve in Britain, the sense of territory, from which the modern state was to arise, began to develop itself.