INTRODUCTION
I SHALL first[143] give a restatement, partly historical and partly explanatory, of Kant’s main argument as contained in the enlarged Introduction of the second edition.
There were two stages in the process by which Kant came to full realisation of the Critical problem. There is first the problem as formulated in his letter of 1772 to Herz: how the a priori can yield knowledge of the independently real.[144] This, as he there states it, is an essentially metaphysical problem. It is the problem of the possibility of transcendent metaphysics. He became aware of it when reflecting upon the function which he had ascribed to intellect in the Dissertation. Then, secondly, this problem was immeasurably deepened, and at the same time the proper line for its treatment was discovered, through the renewed influence which Hume at some date subsequent to February 1772 exercised upon Kant’s thought.[145] Hume awakened Kant to what may be called the immanent problem involved in the very conception of a priori knowledge as such. The primary problem to be solved is not how we advance by means of a priori ideas to the independently real, but how we are able to advance beyond a subject term to a predicate which it does not appear to contain. The problem is indeed capable of solution, just because it takes this logical form. Here as elsewhere, ontological questions are viewed by Kant as soluble only to the extent to which they can be restated in logical terms. Now also the enquiry becomes twofold: how and in what degree are a priori synthetic judgments possible, first in their employment within the empirical sphere (the problem of immanent metaphysics) and secondly in their application to things in themselves (the problem of transcendent metaphysics). The outcome of the Critical enquiry is to establish the legitimacy of immanent metaphysics and the impossibility of all transcendent speculation.
The argument of Kant’s Introduction follows the above sequence. It starts by defining the problem of metaphysical knowledge a priori, and through it leads up to the logical problem of the a priori synthetic judgment. In respect of time all knowledge begins with experience. But it does not therefore follow that it all arises from experience. Our experience may be a compound of that which we receive through impressions, and of that which pure reason supplies from itself.[146] The question as to whether or not any such a priori actually exists, is one that can be answered only after further enquiry. The two inseparable criteria of the a priori are necessity and universality. That neither can be imparted to a proposition by experience was Kant’s confirmed and unquestioned belief. He inherited this view both from Leibniz and from Hume. It is one of the presuppositions of his argument. Experience can reveal only co-existence or sequence. It enables us only to assert that so far as we have hitherto observed, there is no exception to this or that rule. A generalisation, based on observation, can never possess a wider universality than the limited experience for which it stands. If, therefore, necessary and universal judgments can anywhere be found in our knowledge, the existence of an a priori that originates independently of experience is ipso facto demonstrated.[147]
The contrast between empirical and a priori judgments, as formulated from the dogmatic standpoint, is the most significant and striking fact in the whole range of human knowledge. A priori judgments claim absolute necessity. They allow of no possible exception. They are valid not only for us, but also for all conceivable beings, however different the specific conditions of their existence, whether they live on the planet Mars or in some infinitely remote region of stellar space, and no matter how diversely their bodily senses may be organised. Through these judgments a creature five feet high, and correspondingly limited by temporal conditions, legislates for all existence and for all time. Empirical judgments, on the other hand, possess only a hypothetical certainty. We recognise that they may be overturned through some addition to our present experience, and that they may not hold for beings on other planets or for beings with senses differently constituted. Whereas the opposite of a rational judgment is not even conceivable, the opposite of an empirical judgment is always possible. The one depends upon the inherent and inalienable nature of our thinking; the other is bound up with the contingent material of sense. The one claims absolute or metaphysical truth: the other is a merely tentative résumé of a limited experience.
The possibility of such a priori judgments had hitherto been questioned only by those who sought to deny to them all possible objective validity. Kant, as a rationalist, has no doubt as to their actual existence. In the Introduction to the second edition he bluntly asserts their de facto existence, citing as instances the propositions of mathematics and the fundamental principles of physical science. Their possibility can be accounted for through the assumption of a priori forms and principles.[148] But with equal emphasis he questions the validity of their metaphysical employment. For that is an entirely different matter. We then completely transcend the world of the senses and pass into a sphere where experience can neither guide nor correct us. In this sphere the a priori is illegitimately taken as being at once the source of our professed knowledge and also the sole criterion of its own claims.
This is the problem, semi-Critical, semi-dogmatic, which is formulated in the letter of 1772 to Herz.[149] What right have we to regard ideas, which as a priori originate from within, as being valid of things in themselves? In so doing we are assuming a pre-established harmony between our human faculties and the ultimately real; and that is an assumption which by its very nature is incapable of demonstration. The proofs offered by Malebranche and by Leibniz are themselves speculative, and consequently presuppose the conclusion which they profess to establish.[150] As above stated, Kant obtained his answer to this problem by way of the logical enquiry into the nature and conditions of a priori judgment.
One of the chief causes, Kant declares, why hitherto metaphysical speculation has passed unchallenged among those who practise it, is the confusion of two very different kinds of judgment, the analytic and the synthetic. Much the greater portion of what reason finds to do consists in the analysis of our concepts of objects.
“As this procedure yields real knowledge a priori, which progresses in secure and useful fashion, reason is so far misled as surreptitiously to introduce, without itself being aware of so doing, assertions of an entirely different order, in which reason attaches to given concepts others completely foreign to them—and moreover attaches them a priori. And yet one does not know how reason comes to do this. This is a question which is never as much as thought of.”[151]
The concepts which are analytically treated may be either empirical or a priori. When they are empirical, the judgments which they involve can have no wider application than the experience to which they give expression; and in any case can only reveal what has all along been thought, though confusedly, in the term which serves as subject of the proposition. They can never reveal anything different in kind from the contents actually experienced. This limitation, to which the analysis of empirical concepts is subject, was admitted by both empiricists and rationalists. The latter sought, however, to escape its consequences by basing their metaphysics upon concepts which are purely a priori, and which by their a priori content may carry us beyond the experienced. But here also Kant asserts a non possibile. A priori concepts, he seeks to show, are in all cases purely logical functions without content, and accordingly are as little capable as are empirical concepts of carrying us over to the supersensible. This is an objection which holds quite independently of that already noted, namely, that their objective validity would involve a pre-established harmony.
What, then, is the nature and what are the generating conditions of synthetic judgments that are also a priori? In all judgments there is a relation between subject and predicate, and that can be of two kinds. Either the predicate B belongs to the subject A, or B lies outside the sphere of the concept A though somehow connected with it. In the former case the judgment is analytic; in the latter it is synthetic. The one simply unfolds what has all along been conceived in the subject concept; the other ascribes to the concept of the subject a predicate which cannot be found in it by any process of analysis. Thus the judgment ‘all bodies are extended’ is analytic. The concept of body already contains that of extension, and is impossible save through it. On the other hand, the judgment ‘all bodies are heavy’ is synthetic. For not body as such, but only bodies which are in interaction with other bodies, are found to develop this property. Bodies can very well be conceived as not influencing one another in any such manner.
There is no difficulty in accounting for analytic judgments. They can all be justified by the principle of contradiction. Being analytic, they can be established a priori. Nor, Kant here claims, is there any difficulty in regard to synthetic judgments that are empirical. Though the predicate is not contained in the subject concept, they belong to each other (though accidentally) as parts of a given empirical whole. Experience is the x which lies beyond the concept A, and on which rests the possibility of the synthesis of B with A. In regard, however, to synthetic judgments which are likewise a priori, the matter is very different. Hitherto, both by the sensationalists and by the rationalists, all synthetic judgments have been regarded as empirical, and all a priori judgments as analytic. The only difference between the opposed schools lies in the relative value which they ascribe to the two types of judgment. For Hume the only really fruitful judgments are the synthetic judgments a posteriori; analytic judgments are of quite secondary value; they can never extend our knowledge, but only clarify its existing content. For Leibniz, on the other hand, true knowledge consists only in the analysis of our a priori concepts, which he regards as possessing an intrinsic and fruitful content; synthetic judgments are always empirical, and as such are purely contingent.[152]
Thus for pre-Kantian philosophy analytic is interchangeable with a priori, and synthetic with a posteriori. Kant’s Critical problem arose from the startling discovery that the a priori and the synthetic do not exclude one another. A judgment may be synthetic and yet also a priori. He appears to have made this discovery under the influence of Hume, through study of the general principle of causality—every event must have a cause.[153] In that judgment there seems to be no connection of any kind discoverable between the subject (the conception of an event as something happening in time) and the predicate (the conception of another event preceding it as an originating cause); and yet we not merely ascribe the one to the other but assert that they are necessarily connected. We can conceive an event as sequent upon a preceding empty time; none the less, in physical enquiry, the causal principle is accepted as an established truth. Here, then, is a new and altogether unique type of judgment, of thoroughly paradoxical nature. So entirely is it without apparent basis, that Hume, who first deciphered its strange character, felt constrained to ascribe our belief in it to an unreasoning and merely instinctive, ‘natural’ habit or custom.
Kant found, however, that the paradoxical characteristics of the causal principle also belong to mathematical and physical judgments. This fact makes it impossible to accept Hume’s sceptical conclusion. If even the assertion 7 + 5 = 12 is both synthetic and a priori, it is obviously impossible to question the validity of judgments that possess these characteristics. But they do not for that reason any the less urgently press for explanation. Such an enquiry might not, indeed, be necessary were we concerned only with scientific knowledge. For the natural sciences justify themselves by their practical successes and by their steady unbroken development. But metaphysical judgments are also of this type; and until the conditions which make a priori synthetic judgment possible have been discovered, the question as to the legitimacy of metaphysical speculation cannot be decided. Such judgments are plainly mysterious, and urgently call for further enquiry.
The problem to be solved concerns the ground of our ascription to the subject concept, as necessarily belonging to it, a predicate which seems to have no discoverable relation to it. What is the unknown x on which the understanding rests in asserting the connection? It cannot be repeated experience; for the judgments in question claim necessity. Nor can such judgments be proved by means of a logical test, such as the inconceivability of the opposite. The absence of all apparent connection between subject and predicate removes that possibility. These, however, are the only two methods of proof hitherto recognised in science and philosophy. The problem demands for its solution nothing less than the discovery and formulation of an entirely novel method of proof.
The three main classes of a priori synthetic judgments are, Kant proceeds, the mathematical, the physical, and the metaphysical. The synthetic character of mathematical judgments has hitherto escaped observation owing to their being proved (as is required of all apodictic certainty) according to the principle of contradiction. It is therefrom inferred that they rest on the authority of that principle, and are therefore analytic. That, however, is an illegitimate inference; for though the truth of a synthetic proposition can be thus demonstrated, that can only be if another synthetic principle is first presupposed. It can never be proved that its truth, as a separate judgment, is demanded by the principle of contradiction. That 7 + 5 must equal 12 does not follow analytically from the conception of the sum of seven and five. This conception contains nothing beyond the union of both numbers into one; it does not tell us what is the single number that combines both. That five should be added to seven is no doubt implied in the conception, but not that the sum should be twelve. To discover that, we must, Kant maintains, go beyond the concepts and appeal to intuition. This is more easily recognised when we take large numbers. We then clearly perceive that, turn and twist our concepts as we may, we can never, by means of mere analysis of them, and without the help of intuition, arrive at the sum that is wanted. The fundamental propositions of geometry, the so-called axioms, are similarly synthetic, e.g. that the straight line between two points is the shortest. The concept ‘straight’ only defines direction; it says nothing as to quantity.
As an instance of a synthetic a priori judgment in physical science Kant cites the principle: the quantity of matter remains constant throughout all changes. In the conception of matter we do not conceive its permanency, but only its presence in the space which it fills. The opposite of the principle is thoroughly conceivable.
Metaphysics is meant to contain a priori knowledge. For it seeks to determine that of which we can have no experience, as e.g. that the world must have a first beginning. And if, as will be proved, our a priori concepts have no content, which through analysis might yield such judgments, these judgments also must be synthetic.
Here, then, we find the essential problem of pure reason. Expressed in a single formula, it runs: How are synthetic a priori judgments possible? To ask this question is to enquire, first, how pure mathematics is possible; secondly, how pure natural science is possible; and thirdly, how metaphysics is possible. That philosophy has hitherto remained in so vacillating a state of ignorance and contradiction is entirely due to the neglect of this problem of a priori synthesis. “Its solution is the question of life and death to metaphysics.” Hume came nearest to realising the problem, but he discovered it in too narrow a form to appreciate its full significance and its revolutionary consequences.
“Greater firmness will be required if we are not to be deterred by inward difficulties and outward opposition from endeavouring, through application of a method entirely different from any hitherto employed, to further the growth and fruitfulness of a science indispensable to human reason—a science whose every branch may be cut away but whose root cannot be destroyed.”[154]
These statements are decidedly ambiguous, owing to Kant’s failure to distinguish in any uniform and definite manner between immanent and transcendent metaphysics.[155] The term metaphysics is used to cover both. Sometimes it signifies the one, sometimes the other; while in still other passages its meaning is neutral. But if we draw the distinction, Kant’s answer is that a genuine and valid immanent metaphysics is for the first time rendered possible by his Critique; its positive content is expounded in the Analytic. Transcendent metaphysics, on the other hand, is criticised in the Dialectic; it is never possible. The existing speculative sciences transgress the limits of experience and yield only a pretence of knowledge. This determination of the limits of our possible a priori knowledge is the second great achievement of the Critique. Thus the Critique serves a twofold purpose. It establishes a new a priori system of metaphysics, and also determines on principles equally a priori the ultimate limits beyond which metaphysics can never advance. The two results, positive and negative, are inseparable and complementary. Neither should be emphasised to the neglect of the other.
Comment on the Argument of Kant’s Introduction
This Introduction, though a document of great historical importance as being the first definite formulation of the generating problem of Kant’s new philosophy, is extremely unsatisfactory as a statement of Critical teaching. The argument is developed in terms of distinctions which are borrowed from the traditional logic, and which are not in accordance with the transcendental principles that Kant is professing to establish. This is, indeed, a criticism which may be passed upon the Critique as a whole. Though Kant was conscious of opening a new era in the history of philosophy, and compares his task with that of Thales, Copernicus, Bacon and Galileo, it may still be said that he never fully appreciated the greatness of his own achievement. He invariably assumes that the revolutionary consequences of his teaching will not extend to the sphere of pure logic. They concern, as he believed, only our metaphysical theories regarding the nature of reality and the determining conditions of our human experience. As formal logic prescribes the axiomatic principles according to which all thinking must proceed, its validity is not affected by the other philosophical disciplines, and is superior to the considerations that determine their truth or falsity. Its distinctions may be securely relied upon in the pioneer labours of Critical investigation. This was, of course, a very natural assumption for Kant to make; and many present-day thinkers will maintain that it is entirely justified. Should that be our attitude, we may approve of Kant’s general method of procedure, but shall be compelled to dissent from much in his argument and from many of his chief conclusions. If, on the other hand, we regard formal logic as in any degree adequate only as a theory of the thought processes involved in the formation and application of the generic or class concept,[156] we shall be prepared to find that the equating of this highly specialised logic with logic in general has resulted in the adoption of distinctions which may be fairly adequate for the purposes in view of which they have been formulated, but which must break down when tested over a wider field. So far from condemning Kant for departing in his later teaching from these hard and fast distinctions, we shall welcome every sign of his increasing independence.
Kant was not, of course, so blind to the real bearing of his principles as to fail to recognise that they have logical implications.[157] He speaks of the new metaphysics which he has created as being a transcendental logic. It is very clear, however, that even while so doing he does not regard it as in any way alternative to the older logic, but as moving upon a different plane, and as yielding results which in no way conflict with anything that formal logic may teach. Indeed Kant ascribes to the traditional logic an almost sacrosanct validity. Both the general framework of the Critique and the arrangement of the minor subdivisions are derived from it. It is supposed to afford an adequate account of discursive thinking, and such supplement as it may receive is regarded as simply an extension of its carefully delimited field. There are two logics, that of discursive or analytic reasoning, and that of synthetic interpretation. The one is formal; the other is transcendental. The one was created by Aristotle, complete at a stroke; Kant professes to have formulated the other in an equally complete and final manner.
This latter claim, which is expressed in the most unqualified terms in the Prefaces to the first and second editions, is somewhat startling to a modern reader, and would seem to imply the adoption of an ultra-rationalistic attitude, closely akin to that of Wolff.
“In this work I have made completeness my chief aim, and I venture to assert that there is not a single metaphysical problem which has not been solved, or for the solution of which the key at least has not been supplied. Reason is, indeed, so perfect a unity that if its principle were insufficient for the solution of even a single one of all the questions to which it itself gives birth, we should be justified in forthwith rejecting it as incompetent to answer, with perfect certainty, any one of the other questions.”[158] “Metaphysics has this singular advantage, such as falls to the lot of no other science which deals with objects (for logic is concerned only with the form of thought in general), that should it, through this Critique, be set upon the secure path of science, it is capable of acquiring exhaustive knowledge of its entire field. It can finish its work and bequeath it to posterity as a capital that can never be added to. For metaphysics has to deal only with principles, and with the limits of their employment as determined by these principles themselves. Since it is a fundamental science, it is under obligation to achieve this completeness. We must be able to say of it: nil actum reputans, si quid superesset agendum.”[159]
These sanguine expectations—by no means supported by the after-history of Kant’s system—are not really due to Kant’s immodest over-estimate of the importance of his work. They would rather seem to be traceable, on the one hand to his continuing acceptance of rationalistic assumptions proper only to the philosophy which he is displacing, and on the other to his failure to appreciate the full extent of the revolutionary consequences which his teaching was destined to produce in the then existing philosophical disciplines. Kant, like all the greatest reformers, left his work in the making. Both his results and his methods call for modification and extension in the light of the insight which they have themselves rendered possible. Indeed, Kant was himself constantly occupied in criticising and correcting his own acquired views; and this is nowhere more evident than in the contrast between the teaching of this Introduction and that of the central portions of the Analytic. But even the later expressions of his maturer views reveal the persisting conflict. They betray the need for further reconstruction, even in the very act of disavowing it. Not an additional logic, but the demonstration of the imperative need for a complete revisal of the whole body of logical science, is the first, and in many respects the chief, outcome of his Critical enquiries.
The broader bearings of the situation may perhaps be indicated as follows. If our account of Kant’s awakening from his dogmatic slumber[160] be correct, it consisted in his recognition that self-evidence will not suffice to guarantee any general principle. The fundamental principles of our experience are synthetic. That is to say, their opposite is in all cases conceivable. Combining this conclusion with his previous conviction that they can never be proved by induction from observed facts, he was faced with the task of establishing rationalism upon a new and altogether novel basis. If neither empirical facts nor intuitive self-evidence may be appealed to, in what manner can proof proceed? And how can we make even a beginning of demonstration, if our very principles have themselves to be established? Principles are never self-evident, and yet principles are indispensable. Such was Kant’s unwavering conviction as regards the fundamental postulates alike of knowledge and of conduct.
This is only another way of stating that Kant is the real founder of the Coherence theory of truth.[161] He never himself employs the term Coherence, and he constantly adopts positions which are more in harmony with a Correspondence view of the nature and conditions of knowledge. But all that is most vital in his teaching, and has proved really fruitful in its after-history, would seem to be in line with the positions which have since been more explicitly developed by such writers as Lotze, Sigwart, Green, Bradley, Bosanquet, Jones and Dewey, and which in their tenets all derive from Hegel’s restatement of Kant’s logical doctrines. From this point of view principles and facts mutually establish one another, the former proving themselves by their capacity to account for the relevant phenomena, and the latter distinguishing themselves from irrelevant accompaniments by their conformity to the principles which make insight possible. In other words, all proof conforms in general type to the hypothetical method of the natural sciences. Kant’s so-called transcendental method, the method by which he establishes the validity of the categories, is itself, as we have already observed,[162] of this character. Secondly, the distinction between the empirical and the a priori must not be taken (as Kant himself takes it in his earlier, and occasionally even in his later utterances) as marking a distinction between two kinds of knowledge. They are elements inseparably involved in all knowledge. And lastly, the contrast between analysis and synthesis becomes a difference not of kind but of degree. Nothing can exist or be conceived save as fitted into a system which gives it meaning and decides as to its truth. In the degree to which it can be studied in relative independence of the supporting system analysis will suffice; in the degree to which it refers us to this system it calls for synthetic interpretation. But ultimately the needs of adequate understanding must constrain us to the employment of both methods of enquiry. Nothing can be known save in terms of the wider whole to which it belongs.
There is, however, one important respect in which Kant diverges in very radical fashion from the position of Hegel. The final whole to which all things must be referred is represented to us only through an “Idea,” for which no corresponding reality can ever be found. The system which decides what is to be regarded as empirically real is the mechanical system of natural science. We have no sufficient theoretical criterion of absolute reality.
These somewhat general considerations may be made more definite if we now endeavour to determine in what specific respects the distinctions employed in the Introduction fail to harmonise with the central doctrines of the Analytic.
In the first place, Kant states his problem in reference only to the attributive judgment. The other types of relational judgment are entirely ignored. For even when he cites judgments of other relational types, such as the propositions of arithmetic and geometry, or that which gives expression to the causal axiom, he interprets them on the lines of the traditional theory of the categorical proposition. As we shall find,[163] it is with the relational categories, and consequently with the various types of relational judgment to which they give rise, that the Critique is alone directly concerned. Even the attributive judgment is found on examination to be of this nature. What it expresses is not the inclusion of an attribute within a given group of attributes, but the organisation of a complex manifold in terms of the dual category of substance and attribute.
Secondly, this exclusively attributive interpretation of the judgment leads Kant to draw, in his Introduction, a hard and fast distinction between the analytic and the synthetic proposition—a distinction which, when stated in such extreme fashion, obscures the real implications of the argument of the Analytic. For Kant here propounds[164] as an exhaustive division the two alternatives: (a) inclusion of the predicate concept within the subject concept, and (b) the falling of the predicate concept entirely outside it. He adds, indeed, that in the latter case the two concepts may still be in some way connected with one another; but this is a concession of which he takes no account in his subsequent argument. He leaves unconsidered the third possibility, that every judgment is both analytic and synthetic. If concepts are not independent entities,[165] as Kant, in agreement with Leibniz, still continues to maintain, but can function only as members of an articulated system, concepts will be distinguishable from one another, and yet will none the less involve one another. In so far as the distinguishable elements in a judgment are directly related, the judgment may seem purely analytic; in so far as they are related only in an indirect manner through a number of intermediaries, they may seem to be purely synthetic. But in every case there is an internal articulation which is describable as synthesis, and an underlying unity that in subordinating all differences realises more adequately than any mere identity the demand for connection between subject and predicate. In other words, all judgments will, on this view, be of the relational type. Even the attributive judgment, as above noted, is no mere assertion of identity. It is always expressed in terms of the dual category of substance and attribute, connecting by a relation contents that as contents may be extremely diverse.
This would seem to be the view to which Kant’s Critical teaching, when consistently developed, is bound to lead. For in insisting that the synthetic character of a judgment need not render it invalid, and that all the fundamental principles and most of the derivative judgments of the positive sciences are of this nature, Kant is really maintaining that the justification of a judgment is always to be looked for beyond its own boundaries in some implied context of coherent experience. But though the value of his argument lies in clear-sighted recognition of the synthetic factor in all genuine knowledge, its cogency is greatly obscured by his continued acceptance of the possibility of judgments that are purely analytic. Thus there is little difficulty in detecting the synthetic character of the proposition: all bodies are heavy. Yet the reader has first been required to admit the analytic character of the proposition: all bodies are extended. The two propositions are really identical in logical character. Neither can be recognised as true save in terms of a comprehensive theory of physical existence. If matter must exist in a state of distribution in order that its parts may acquire through mutual attraction the property of weight, the size of a body, or even its possessing any extension whatsoever, may similarly depend upon specific conditions such as may conceivably not be universally realised. We find the same difficulty when we are called upon to decide whether the judgment 7 + 5 = 12 is analytic or purely synthetic. Kant speaks as if the concepts of 7, 5, and 12 were independent entities, each with its own quite separate connotation. But obviously they can only be formed in the light of the various connected concepts which go to constitute our system of numeration. The proposition has meaning only when interpreted in the light of this conceptual system. It is not, indeed, a self-evident identical proposition; but neither is the connection asserted so entirely synthetic that intuition will alone account for its possibility. That, however, brings us to the third main defect in Kant’s argument.
When Kant states[166] that in synthetic judgments we require, besides the concept of the subject, something else on which the understanding can rely in knowing that a predicate, not contained in the concept, nevertheless belongs to it, he entitles this something x. In the case of empirical judgments, this x is brute experience. Such judgments, Kant implies, are merely empirical. No element of necessity is involved, not even in an indirect manner; in reference to empirical judgments there is no problem of a priori synthesis. Now in formulating the issue in this way, Kant is obscuring the essential purpose of his whole enquiry. He may, without essential detriment to his central position, still continue to preserve a hard-and-fast distinction between analytic and synthetic judgments. In so doing he is only failing to perceive the ultimate consequences of his final results. But in viewing empirical judgments as lacking in every element of necessity, he is destroying the very ground upon which he professes to base the a priori validity of general principles. All judgments involve relational factors of an a priori character. The appeal to experience is the appeal to an implied system of nature. Only when fitted into the context yielded by such a system can an empirical proposition have meaning, and only in the light of such a presupposed system can its truth be determined. It can be true at all, only if it can be regarded as necessarily holding, under the same conditions, for all minds constituted like our own. Assertion of a contingent relation—as in the proposition: this horse is white—is not equivalent to contingency of assertion. Colour is a variable quality of the genus horse, but in the individual horse is necessarily determined in some particular mode. If a horse is naturally white, it is necessarily white. Though, therefore, in the above proposition, necessity receives no explicit verbal expression, it is none the less implied.
In other words, the distinction between the empirical and the a priori is not, as Kant inconsistently assumes in this Introduction, a distinction between two kinds of synthesis or judgment, but between two elements inseparably involved in every judgment. Experience is transcendentally conditioned. Judgment is in all cases the expression of a relation which implies an organised system of supporting propositions; and for the articulation of this system a priori factors are indispensably necessary.
But the most flagrant example of Kant’s failure to live up to his own Critical principles is to be found in his doctrine of pure intuition. It represents a position which he adopted in the pre-Critical period. It is prefigured in Ueber die Deutlichkeit der Grundsätze (1764),[167] and in Von dem ersten Grunde des Unterschiedes der Gegenden im Raume (1768),[168] and is definitely expounded in the Dissertation (1770).[169] That Kant continued to hold this doctrine, and that he himself regarded it as an integral part of his system, does not, of course, suffice to render it genuinely Critical. As a matter of fact, it is really as completely inconsistent with his Critical standpoint as is the view of the empirical proposition which we have just been considering. An appeal to our fingers or to points[170] is as little capable, in and by itself, of justifying any a priori judgment as are the sense-contents of grounding an empirical judgment. Even when Kant is allowed the benefit of his own more careful statements,[171] and is taken as asserting that arithmetical propositions are based on a pure a priori intuition which can find only approximate expression in sensuous terms, his statements run counter to the main tendencies of his Critical teaching, as well as to the recognised methods of the mathematical sciences. Intuition may, as Poincaré and others have maintained, be an indispensable element in all mathematical concepts; it cannot afford proof of any general theorem. The conceptual system which directs our methods of decimal counting is what gives meaning to the judgment 7 + 5 = 12; it is also what determines that judgment as true. The appeal to intuition in numerical judgments must be regarded only as a means of imaginatively realising in a concrete form the abstract relations of some such governing system, or else as a means of detecting relations not previously known. The last thing in the world which such a method can yield is universal demonstration. This is equally evident in regard to geometrical propositions. That a straight line is the shortest distance between two points, cannot be proved by any mere appeal to intuition. The judgment will hold if it can be assumed that space is Euclidean in character; and to justify that assumption it must be shown that Euclidean concepts are adequate to the interpretation of our intuitional data. Should space possess a curvature, the above proposition might cease to be universally valid. Space is not a simple, unanalysable datum. Though intuitionally apprehended, it demands for its precise determination the whole body of geometrical science.[172]
The comparative simplicity of Kant’s intuitional theory of mathematical science, supported as it is by the seemingly fundamental distinction between abstract concepts of reflective thinking and the construction of concepts[173] in geometry and arithmetic, has made it intelligible even to those to whom the very complicated argument of the Analytic makes no appeal. It would also seem to be inseparably bound up with what from the popular point of view is the most striking of all Kant’s theoretical doctrines, namely, his view that space and time are given subjective forms, and that the assertion of their independent reality must result in those contradictions to which Kant has given the title antinomy. For these reasons his intuitional theory of mathematical science has received attention out of all proportion to its importance. Its pre-Critical character has been more or less overlooked, and instead of being interpreted in the light of Critical principles, it has been allowed to obscure the sounder teaching of the Analytic. In this matter Schopenhauer is a chief culprit. He not only takes the views of mathematical science expounded in the Introduction and Aesthetic as being in line with Kant’s main teaching, but expounds them in an even more unqualified fashion than does Kant himself.
There are thus four main defects in the argument of this Introduction, regarded as representative of Critical teaching. (1) Its problems are formulated exclusively in terms of the attributive judgment; the other forms of relational judgment are ignored. (2) It maintains that judgments are either merely analytic or completely synthetic. (3) It proceeds in terms of a further division of judgments into those that are purely empirical and those that are a priori. (4) It seems to assert that the justification for mathematical judgments is intuitional. All these four positions are in some degree retained throughout the Critique, but not in the unqualified manner of this Introduction. In the Analytic, judgment in all its possible forms is shown to be a synthetic combination of a given manifold in terms of relational categories. This leads to a fourfold conclusion. In the first place, judgment must be regarded as essentially relational. Secondly, the a priori and the empirical must not be taken as two separate kinds of knowledge, but as two elements involved in all knowledge. Thirdly, analysis and synthesis must not be viewed as co-ordinate processes; synthesis is the more fundamental; it conditions all analysis. And lastly, it must be recognised that nothing is merely given; intuitional experience, whether sensuous or a priori, is conditioned by processes of conceptual interpretation. Though the consequences which follow from these conclusions, if fully developed, would carry us far beyond any point which Kant himself reached in the progressive maturing of his views, the next immediate steps would still be on the strict lines of the Critical principles, and would involve the sacrifice only of such pre-Critical doctrines as that of the intuitive character of mathematical proof. Such correction of Kant’s earlier positions is the necessary complement of his own final discovery that sense-intuition is incapable of grounding even the so-called empirical judgment.
The Introduction to the first edition bears all the signs of having been written previous to the central portions of the Analytic.[174] That it was not, however, written prior to the Aesthetic seems probable. The opening sections of the Aesthetic represent what is virtually an independent introduction which takes no account of the preceding argument, and which redefines terms and distinctions that have already been dwelt upon. The extensive additions which Kant made in recasting the Introduction for the second edition are in many respects a great improvement. In the first edition Kant had not, except when speaking of the possibility of constructing the concepts of mathematical science, referred to the synthetic character of mathematical judgments. This is now dwelt upon in adequate detail. Kant’s reason for not making the revision more radical was doubtless his unwillingness to undertake the still more extensive alterations which this would have involved. Had he expanded the opening statement of the second edition Introduction, that even our empirical knowledge is a compound of the sensuous and the a priori, an entirely new Introduction would have become necessary. The additions made are therefore only such as will not markedly conflict with the main tenor of the argument of the first edition.
How Are Synthetic a priori Judgments Possible?
Treatment of detailed points will be simplified if we now consider in systematic fashion the many difficulties that present themselves in connection with Kant’s mode of formulating his central problem: How are synthetic a priori judgments possible? This formula is less definite and precise than would at first sight appear. The central phrase ‘synthetic a priori’ is sufficiently exact (the meaning to be attached to the a priori has already been considered[175]), but ambiguities of the most various kinds lurk in the seemingly innocent and simple terms with which the formula begins and ends:
A. ‘How’ has two very different meanings:
(a) How possible = in what manner possible = wie.
(b) How possible = in how far possible, i.e. whether possible = ob.
In connection with these two meanings of the term ‘how,’ we shall have to consider the distinction between the synthetic method employed in the Critique and the analytic method employed in the Prolegomena.
B. ‘Possible’ has a still wider range of application. Vaihinger[176] distinguishes within it no less than three pairs of alternative meanings:
(a) Psychological and logical possibility.
(b) Possibility of explanation and possibility of existence.
(c) Real and ideal possibility.
A. Kant personally believed that the possibility of valid a priori synthetic judgment is proved by the existing sciences of mathematics and physics. And that being so, there were for Kant two very different methods which could be employed in accounting for their possibility, the synthetic or progressive, and the analytic or regressive. The synthetic method would start from given, ordinary experience (in its simplest form, as consciousness of time), to discover its conditions, and from them to prove the validity of knowledge that is a priori. The analytic method would start “from the sought as if it were given,” that is, from the existence of a priori synthetic judgments, and, assuming them as valid, would determine the conditions under which alone such validity can be possible. The precise formulation of these two methods, the determination of their interrelations, of their value and comparative scope, is a matter of great importance, and must therefore be considered at some length.
The synthetic method may easily be confounded with the analytic method. For in the process of its argument it makes use of analysis. By analysing ordinary experience in the form in which it is given, it determines (in the Aesthetic and in the Analytic of Concepts) the fundamental elements of which knowledge is composed, and the generating conditions from which it results. From these the validity of the a priori principles that underlie mathematics and physics can (in the Analytic of Principles) be directly deduced. The fundamental differentiating feature, therefore, of the so-called synthetic method is not its synthetic procedure, since in great part, in the solution of the most difficult portion of its task, it employs an analytic method, but only its attitude towards the one question of the validity of a priori synthetic knowledge. It does not postulate this validity as a premiss, but proves it as a consequence of conditions which are independently established. By a preliminary regress upon the conditions of our de facto consciousness it acquires data from which it is enabled to advance by a synthetic, progressive or deductive procedure to the establishment of the validity of synthetic a priori judgments. The analytic method, on the other hand, makes no attempt to prove the validity of a priori knowledge. It seeks only to discover the conditions under which such knowledge, if granted to exist, can possess validity, and in the light of which its paradoxical and apparently contradictory features can be viewed as complementary to one another. The conditions, thus revealed, will render the validity of knowledge conceivable, will account for it once it has been assumed; but they do not prove it. The validity is a premiss; the whole argument rests upon the assumption of its truth. The conditions are only postulated as conditions; and their reality becomes uncertain, if the validity, which presupposes them, is itself called in question. Immediately we attempt to reverse the procedure, and to prove validity from these conditions, our argument must necessarily adopt the synthetic form; and that, as has been indicated, involves the prior application of a very different and much more thorough process of analysis. The distinction between the two methods may therefore be stated as follows. In the synthetic method the grounds which are employed to explain a priori knowledge are such as also at the same time suffice to prove its validity. In the analytic method they are grounds of explanation, but not of proof. They are themselves proved only in so far as the assumption of validity is previously granted.
The analytic procedure which is involved in the complete synthetic method ought, however, for the sake of clearness, to be classed as a separate, third, method. And as such I shall henceforth regard it. It establishes by an independent line of argument the existence of a priori factors, and also their objective validity as conditions necessary to the very possibility of experience. So viewed, it is the most important and the most fundamental of the three methods. The argument which it embodies constitutes the very heart of the Critique. It is, indeed, Kant’s new transcendental method; and in the future, in order to avoid confusion with the analytic method of the Prolegomena, I shall refer to it always by this title. It is because the transcendental method is an integral part of the complete, synthetic method, but cannot be consistently made a part of the analytic method, that the synthetic method alone serves as an adequate expression of the Kantian standpoint. This new transcendental method is proof by reference to the possibility of experience. Experience is given as psychological fact. The conditions which can alone account for it, as psychological fact, also suffice to prove its objective validity; but at the same time they limit that validity to the phenomenal realm.
We have next to enquire to what extent these methods are consistently employed in the Critique. This is a problem over which there has been much controversy, but which seems to have been answered in a quite final manner by Vaihinger. It is universally recognised that the Critique professes to follow the synthetic method, and that the Prolegomena, for the sake of a simpler and more popular form of exposition, adopts the analytic method. How far these two works live up to their professions, especially the Critique in its two editions, is the only point really in question. Vaihinger found two diametrically opposed views dividing the field. Paulsen, Riehl, and Windelband maintain the view that Kant starts from the fact that mathematics, pure natural science, and metaphysics contain synthetic a priori judgments claiming to be valid. Kant’s problem is to test these claims; and his answer is that they are valid in mathematics and pure natural science, but not in metaphysics. Paulsen, and those who follow him, further contend that in the first edition this method is in the main consistently held to, but that in the second edition, owing to the occasional employment (especially in the Introduction) of the analytic method of the Prolegomena, the argument is perverted and confused: Kant assumes what he ought first to have proved. Fischer, on the other hand, and in a kindred manner also B. Erdmann, maintain that Kant never actually doubted the validity of synthetic a priori judgments; starting from their validity, in order to explain it, Kant discovers the conditions upon which it rests, and in so doing is able to show that these conditions are not of such a character as to justify the professed judgments of metaphysics.
Vaihinger[177] combines portions of both views, while completely accepting neither. Hume’s profound influence upon the development and formulation of Kant’s Critical problem can hardly be exaggerated, but it ought not to prevent us from realising that this problem, in its first form, was quite independently discovered. As the letter of 1772 to Herz clearly shows,[178] Kant was brought to the problem, how an idea in us can relate to an object, by the inner development of his own views, through reflection upon the view of thought which he had developed in the Dissertation of 1770. The conformity between thought and things is in that letter presented, not as a sceptical objection, but as an actual fact calling for explanation. He does not ask whether there is such conformity, but only how it should be possible. Even after the further complication, that thought is synthetic as well as a priori, came into view through the influence of Hume, the problem still continued to present itself to Kant in this non-sceptical light. And this largely determines the wording of his exposition, even in passages in which the demands of the synthetic method are being quite amply fulfilled. Kant, as it would seem, never himself doubted the validity of the mathematical sciences. But since their validity is not beyond possible impeachment, and since metaphysical knowledge, which is decidedly questionable, would appear to be of somewhat similar type, Kant was constrained to recognise that, from the point of view of strict proof, such assumption of validity is not really legitimate. Though, therefore, the analytic method would have resolved Kant’s own original difficulty, only the synthetic method is fully adequate to the situation.
Kant accordingly sets himself to prove that whether or not we are ready (as he himself is) to recognise the validity of scientific judgments, the correctness of this assumption can be firmly established. And being thus able to prove its correctness, he for that very reason does not hesitate to employ it in his introductory statement. The problem, he says, is that of ‘understanding’ how synthetic a priori judgments can be valid. A ‘difficulty,’ a ‘mystery,’ a ‘secret,’ lies concealed in them. How can a predicate be ascribed to a subject term which does not contain it? And even more strangely (if that be possible), how can a priori judgments legislate for objects which are independent existences? Such judgments, even if valid beyond all disputing, would still call for explanation. This is, indeed, Kant’s original and ground problem. As already indicated, no one, save only Hume, had hitherto perceived its significance. Plato, Malebranche, and Crusius may have dwelt upon it, but only to suggest explanations still stranger and more mystical than the mysterious fact itself.[179]
Paulsen is justified in maintaining that Kant, in both editions of the Critique, recognises the validity of mathematics and pure natural science. The fact of their validity is less explicitly dwelt upon in the first edition, but is none the less taken for granted. The sections transferred from the Prolegomena to the Introduction of the second edition make no essential change, except merely in the emphasis with which Kant’s belief in the existence of valid a priori synthetic judgments is insisted upon. As has already been stated, only by virtue of this initial assumption is Kant in position to maintain that there is an alternative to the strict synthetic method. The problem from which he starts is common to both methods, and for that reason the formulation used in the Prolegomena can also be employed in the Introduction to the Critique. Only in their manner of solving the problem need they differ.[180] Kant’s Critical problem first begins with this presupposition of validity, and does not exist save through it.[181] He does not first seek to discover whether such judgments are valid, and then to explain them. He accepts them as valid, but develops a method of argument which suffices for proof as well as for explanation. The argument being directed to both points simultaneously, and establishing both with equal cogency, it may legitimately be interpreted in either way, merely as explanation, or also as proof. Kant does not profess or attempt to keep exclusively to any one line of statement. Against the dogmatists he insists upon the necessity of explaining the validity of a priori synthetic judgments, against the sceptics upon the possibility of proving their validity. And constantly he uses ambiguous terms, such as ‘justification’ (Rechtfertigung), ‘possibility,’ that may indifferently be read in either sense. But though the fundamental demand which characterises the synthetic method in its distinction from the analytic thus falls into the background, and is only occasionally insisted upon, it is none the less fulfilled. So far as regards the main argument of the Critique in either edition, the validity of synthetic a priori judgments is not required as a premiss. It is itself independently proved.
The manner in which Kant thus departs from the strict application of the synthetic method may be illustrated by an analysis of his argument in the Aesthetic.[182] Only in the arguments of the first edition in regard to space and time is the synthetic method employed in its ideal and rigorous form. For the most part, even in the first edition, instead of showing how the a priori character of pure and applied mathematics follows from conclusions independently established, he assumes both pure and applied mathematics to be given as valid, and seeks only to show how the independently established results of the Aesthetic enable him to explain and render comprehensible their recognised characteristics. This is not, indeed, any very essential modification of the synthetic method; for his independently established results suffice for deducing all that they are used to explain. The validity of mathematics is not employed as a premiss. Kant’s argument is, however, made less clear by the above procedure.
Further difficulty is caused by Kant’s occasional employment, even in the first edition, of the analytic method. He several times cites as an argument in support of his view of space the fact that it alone will account for the existing science of geometry. That is to say, he employs geometry, viewed as valid, to prove the correctness of his view of space.[183] Starting from that science as given, he enquires what are the conditions which can alone render it possible. These conditions are found to coincide with those independently established. Now this is a valid argument when employed in due subordination to the main synthetic method. It offers welcome confirmation of the results of that method. It amounts in fact to this, that having proved (by application of the transcendental method) the mathematical sciences to be valid, everything which their validity necessarily implies must be granted. Kant’s reasoning here becomes circular, but it is none the less valid on that account. This further complication of the argument is, however, dangerously apt to mislead the reader. It is in great part the cause of the above division among Kant’s commentators. The method employed in the Prolegomena is simply this form of argument systematised and cut free from all dependence upon the transcendental method of proof.[184]
The whole matter is, however, still further complicated by the distinction, which we have already noted, between real and ideal possibility. Are the given synthetic a priori judgments valid? That is one question. Can the Critical philosophy discover, completely enumerate, and prove in a manner never before done, all the possible synthetic a priori principles? That is a very different problem, and when raised brings us to the further discussion of Kant’s transcendental method. The question at issue is no longer merely whether or not certain given judgments are valid, and how, if valid, they are to be accounted for. The question is now that of discovering and of proving principles which have not been established by any of the special sciences. This shifting of the problem is concealed from Kant himself by his omission to distinguish between the undemonstrated axioms of the mathematical sciences and their derivative theorems, between the principles employed by the physicist without enquiry into their validity and the special laws based upon empirical evidence.
As regards the mathematical axioms, the problem is fairly simple. As we shall see later, in the Aesthetic, they do not require a deduction in the strict transcendental sense. They really fall outside the application of the transcendental method. They require only an “exposition.” But in regard to the fundamental principles of natural science we are presented with the problem of discovery as well as of proof. Unlike the axioms of the mathematician, they are frequently left unformulated. And many postulates, such as that there is a lex continui in natura, are current in general thought, and claim equal validity with the causal principle. Kant has thus to face the question whether in addition to those principles employed more or less explicitly by the scientist, others, such as might go to form an immanent metaphysics of nature, may not also be possible.
B. (a)[185] Psychological and logical possibility.—Both have to be recognised and accounted for. Let us consider each in order.
(1) Psychological possibility.—What are the subjective conditions of a priori synthetic judgments? Through what mental faculties are they rendered possible? Kant replies by developing what may be called a transcendental psychology. They depend upon space and time as forms of sensibility, upon the a priori concepts of understanding, and upon the synthetic activities by which the imagination schematises these concepts and reduces the given manifold to the unity of apperception. This transcendental psychology is the necessary complement of the more purely epistemological analysis.[186] But on this point Kant’s utterances are extremely misleading. His Critical enquiry has, he declares, nothing in common with psychology. In the Preface to the first edition we find the following passage: “This enquiry ... [into] the pure understanding itself, its possibility and the cognitive faculties upon which it rests ..., although of great importance for my chief purpose, does not form an essential part of it.”[187] The question, he adds, “how is the faculty of thought itself possible?... is as it were a search for the cause of a given effect, and therefore is of the nature of an hypothesis [or ‘mere opinion’], though, as I shall show elsewhere, this is not really so.” The concluding words of this passage very fairly express Kant’s hesitating and inconsistent procedure. Though he has so explicitly eliminated from the central enquiry of the Critique all psychological determination of the mental powers, statements as to their constitution are none the less implied, and are involved in his epistemological justification alike of a priori knowledge and of ordinary experience. If we bear in mind that Kant is here attempting to outline the possible causes of given effects, and that his conclusions are therefore necessarily of a more hypothetical character than those obtained by logical analysis, we shall be prepared to allow him considerable liberty in their formulation. But in certain respects his statements are precise and definite—the view, for instance, of sensations as non-spatial, of time as a form of inner sense, of the productive imagination as pre-conditioning our consciousness, of spontaneity as radically distinct from receptivity, of the pure forms of thought as not acquired through sense, etc. No interpretation which ignores or under-estimates this psychological or subjective aspect of his teaching can be admitted as adequate.[188]
(2) Logical or epistemological possibility.—How can synthetic a priori judgments be valid? This question itself involves a twofold problem. How, despite their synthetic character, can they possess truth, i.e. how can we pass from their subject terms to their predicates? And secondly, how, in view of their origin in our human reason, can they be objectively valid, i.e. legislate for the independently real? How can we pass beyond the subject-predicate relation to real things? This latter is the Critical problem in the form in which it appears in Kant’s letter of 1772 to Herz.[189] The former is the problem of synthesis which was later discovered.
(b) (1) Possibility of explanation and (2) possibility of existence.—(1) How can synthetic a priori judgments be accounted for? How, despite their seemingly inconsistent and apparently paradoxical aspects, can their validity (their validity as well as their actuality being taken for granted) be rendered comprehensible? (2) The validity of such judgments has been called in question by the empiricists, and is likewise inexplicable even from the dogmatic standpoint of the rationalists. How, then, can these judgments be possible at all? These two meanings of the term ‘possible’ connect with the ambiguity, above noted, in the term ‘how.’ The former problem can be solved by an analytic method; the latter demands the application of the more radical method of synthetic reconstruction.
(c) Real and ideal possibility.[190]—We have to distinguish between the possible validity of those propositions which the mathematical and physical sciences profess to have established and the possible validity of those principles such as that of causality, which are postulated by the sciences, but which the sciences do not attempt to prove, and which in certain cases they do not even formulate. The former constitute an actually existent body of scientific knowledge, demonstrated in accordance with the demands of scientific method. The latter are employed by the scientist, but are not investigated by him. The science into which they can be fitted has still to be created; and though some of the principles composing it may be known, others remain to be discovered. All of them demand such proof and demonstration as they have never yet received.[191] This new and ideal science is the scientific metaphysics which Kant professes to inaugurate by means of the Critique. In reference to the special sciences, possibility means the conditions of the actually given. In reference to the new and ideal metaphysics, possibility signifies the conditions of the realisation of that which is sought. In view of this distinction, the formula—How are synthetic a priori judgments possible?—will thus acquire two very different meanings. (1) How are the existing a priori synthetic judgments to be accounted for? (2) How may all the really fundamental judgments of that type be exhaustively discovered and proved? Even in regard to immanent metaphysics Kant interprets the formula in both ways. This is due to his frequent confusion of immanent metaphysics with the principles of natural science. Its propositions are then regarded as given, and only their general validity calls for proof. It is, however, in the problem of ideal possibility that the essential problem of the Critique lies; and that is a further reason why it cannot be adequately dealt with, save by means of the synthetic method.
Experience.—Throughout the Introduction the term experience[192] has (even at times in one and the same sentence) two quite distinct meanings, (1) as product of sense and understanding acting co-operatively, and (2) as the raw material (the impressions) of sense. Considerable confusion is thereby caused.
Understanding and reason[193] are here, as often elsewhere in the Critique, used as equivalent terms. Throughout the entire two first sections of the Introduction to the second edition the term reason does not occur even once. As first mentioned,[194] it is taken as the source of metaphysical judgments.
General (a priori) truths have an inner necessity and must be clear and certain by themselves.[195]—These statements are not in accordance with Kant’s new Critical teaching.[196] They have remained uncorrected from a previous way of thinking. This must be one reason for the recasting of this paragraph in the second edition.
Even with (unter) our experiences there is mingled knowledge which must be of a priori origin.[197]—Kant is here distinguishing the immanent a priori, such as that involved in any causal judgment, from the transcendent a priori dwelt upon in the next paragraph. The latter is expressed through metaphysical judgments, such as ‘God exists,’ ‘the soul is immortal.’
Original concepts and judgments derived from them.[198]—Cf. B 5-6.
Pure.—In the title of the section the term pure[199] (rein) is, as the subsequent argument shows, taken as exactly equivalent to a priori. As Vaihinger notes, the adjective apriorisch had not yet been invented. The opposite of pure is here empirical (empirisch).[200]
All our knowledge begins with experience.[201]—This is a stronger statement than any in the corresponding paragraphs of the first edition. Had Kant proceeded to develop its consequences, he would have had to recast the entire Introduction, setting the problem of empirical knowledge alongside that of the a priori.[202] As it is, he is forced[203] to subdivide the absolutely a priori into the pure and the mixed.[204]
By objects which affect (rühren) our senses. The raw material of sensuous impressions.[205]—These incidental statements call for discussion. Cf. below, pp. 80-8, 120-1, 274 ff.
A knowledge of objects which we call experience.[206]—Kant does not keep to this definition. The term experience is still used in its other and narrower sense, as in the very next paragraph, when Kant states that knowledge does not, perhaps, arise solely from experience (= sense impressions).
In respect of time.[207]—This statement, taken as an account of Kant’s teaching in the Critique, is subject to two reservations. In the Aesthetic[208] Kant sometimes claims a temporal antecedence for the a priori. And secondly, the a priori is not for Kant merely logical. It also possesses a dynamical priority.[209]
Even experience itself is a compound.[210]—The “even” seems to refer to the distinction drawn in A 2 between the immanent and the transcendent a priori.[211]
It is therefore a question whether there exists such knowledge independent of experience.[212]—This question was not raised in the first edition.[213] The alternative methods, analytic and synthetic, are discussed above, p. 44 ff.
Such knowledge is called a priori and is distinguished from empirical knowledge.[214]—Throughout the Introduction, in both editions equally, Kant fails to state the problems of the Critique in a sufficiently comprehensive manner. He speaks as if the Critique dealt only with the absolutely a priori, in its two forms, as immanent scientific knowledge and as transcendent speculation. It also deals with the equally important and still more fundamental problem of accounting for the possibility of experience.[215] Our empirical knowledge involves an a priori element, and may not therefore be opposed to a priori knowledge in the manner of the passage before us.
This term a priori is not yet definite enough.[216]—It is frequently employed in a merely relative sense. Thus we can say of a person who undermines the foundations of his house that he might have known a priori that it would collapse, that is, that he need not wait for the experience of its actual fall. But still he could not know this entirely a priori; he had first to learn from experience that bodies are heavy, and will fall when their supports are taken away. But as dealt with in the Critique the term a priori is used in an absolute sense, to signify that knowledge which is independent, not of this or that experience only, but of all impressions of the senses. Thus far Kant’s position is comparatively clear; but he proceeds to distinguish two forms within the absolutely a priori, namely, mixed and pure. The absolutely a priori is mixed when it contains an empirical element, pure when it does not. (“Pure” is no longer taken in the meaning which it has in the title of the section.[217] It signifies not the a priori as such, but only one subdivision of it.) Thus after defining absolutely a priori knowledge as independent of all experience, Kant takes it in one of its forms as involving empirical elements. The example which he gives of an absolutely a priori judgment, which yet is not pure, is the principle: every change has its cause. “Change” is an empirical concept, but the synthetic relation asserted is absolutely a priori. In the next section[218] this same proposition is cited as a pure judgment a priori—“pure” being again used in its more general meaning as synonymous with a priori. This confusion results from Kant’s exclusive preoccupation with the a priori, and consequent failure to give due recognition to the correlative problem of the empirical judgment. The omitted factor retaliates by thus forcing its way into Kant’s otherwise clean-cut divisions. Also, it is not true that the relative a priori falls outside the sphere of the Critical enquiry. Such judgment expresses necessity or objectivity, and for that reason demands a transcendental justification no less urgently than the absolutely a priori. The finding of such justification is, indeed, the central problem of the Analytic.[219]
The subdivisions of the a priori may be tabulated thus:
| A priori knowledge— | Relative, e.g. every unsupported house mustfall. | |
| Absolute— | Mixed, e.g. every change has its cause. Pure, e.g. a straight line is the shortest distance between two points. | |
The term pure (rein) thus acquires a second meaning distinct from that defined above.[220] It is no longer employed as identical with a priori, but as a subdivision of it, meaning unmixed. Its opposite is no longer the empirical, but the impure or mixed. Owing, however, to the fact that “pure” (in its first meaning) is identical with the a priori, it shares in all the different connotations of the latter, and accordingly is also employed to denote that which is not relative. But “pure” has yet another meaning peculiar to itself. The phrase “independent of experience” has in reference to “pure” an ambiguity from which it does not suffer in its connection with “a priori” (since mathematical knowledge, whether pure or applied, is always regarded by Kant as a priori). It may signify either independence as regards content and validity, or independence as regards scope. The latter meaning is narrower than the former. By the former meaning it denotes that which originates, and can possess truth, independently of experience. By the latter it signifies that which is not only independent of sense but also applies to the non-sensuous. In this latter meaning pure knowledge therefore signifies transcendent knowledge. Its opposite is the immanent. The various meanings of “pure” (four in number) may be tabulated as follows:
All these varied meanings contribute to the ambiguity of the title of the Critique. Kant himself employs the title in all of the following senses:
1. Critique of absolutely pure a priori knowledge, determination of its sources, conditions, scope and limits.
2. Critique of all a priori knowledge, relative as well as absolute, in so far as it depends upon a priori principles, determination, etc.
3. Critique of all knowledge, whether a priori or empirical, determination, etc.
4. Critique of transcendent knowledge, its sources and limits.
Further meanings could also be enumerated but can be formulated by the reader for himself in the light of the ambiguities just noted.[221] The special context in each case can alone decide how the title is to be understood. If a really adequate definition of the purpose and scope of the Critique is sought by the reader, he must construct it for himself. The following may perhaps serve. The Critique is an enquiry into the sources, conditions, scope and limits of our knowledge, both a priori and empirical, resulting in the construction of a new system of immanent metaphysics; in the light of the conclusions thus reached, it also yields an analysis and explanation of the transcendental illusion to which transcendent metaphysics, both as a natural disposition and as a professed science, is due.
Kant further complicates matters by offering a second division of the absolutely a priori,[222] viz. into the original and the derivative. Also, by implication, he classes relative a priori judgments among the propositions to be reckoned with by the Critique; and yet in B 4 he speaks of the proposition, all bodies are heavy, as merely empirical.[223]
A criterion.[224]—Necessity and universality are valid criteria of the a priori (= the non-empirical). This follows from Kant’s view[225] of the empirical as synonymous with the contingent (zufällig). Experience gives only the actual; the a priori alone yields that which cannot be otherwise.
“Necessity and strict universality are thus safe criteria of a priori knowledge, and are inseparable from one another. But since in the employment of these criteria the empirical limitation of judgments is sometimes more easily shown than their contingency, or since, as frequently happens, their unlimited universality can be more convincingly proved than their necessity, it is advisable to use the two criteria separately, each being by itself infallible.”[226]
Now Kant is here, of course, assuming the main point to be established, namely, that experience is incapable of accounting for such universality and necessity as are required for our knowledge, both ordinary and scientific. We have already considered this assumption,[227] and have also anticipated misunderstanding by noting the important qualifications to which, from Kant’s new Critical standpoint, the terms ‘necessity’ and ‘universality’ become subject.[228] The very specific meaning in which Kant employs the term a priori must likewise be borne in mind. Though negatively the a priori is independent of experience, positively it originates in our human reason. The necessity and universality which differentiate the a priori distinguish it only from the humanly accidental. The a priori has no absolute validity. From a metaphysical standpoint, it is itself contingent. As already stated,[229] all truth is for Kant merely de facto. The necessary is not that which cannot be conceived to be otherwise, nor is it the unconditioned. Our reason legislates only for the world of appearance. But as yet Kant gives no hint of this revolutionary reinterpretation of the rationalist criteria. One of the chief unfortunate consequences of the employment in this Introduction of the analytic method of the Prolegomena is that it tends to mislead the reader by seeming to commit Kant to a logical a priori of the Leibnizian type.
To show that, if experience is to be possible, [pure a priori propositions] are indispensable, and so to prove their existence a priori.[230]—At first sight Kant would seem to be here referring to the alternative synthetic method of procedure, i.e. to the transcendental proof of the a priori. The next sentence shows, however, that neither in intention nor in fact is that really so. He argues only that a priori principles, such as the principle of causality, are necessary in order to give “certainty” to our experience; such a principle must be postulated if inductive inference is to be valid. Experience could have no [scientific] certainty, “if all rules according to which it proceeds were themselves in turn empirical, and therefore contingent. They could hardly be regarded as first principles.” There is no attempt here to prove that empirical knowledge as such necessarily involves the a priori. Also the method of argument, though it seeks to establish the necessity of the a priori, is not transcendental or Critical in character. It is merely a repetition of the kind of argument which both Hume and Leibniz had already directed against the sensationalist position.[231] Very strangely, considering that these sentences have been added in the second edition, and therefore subsequent to the writing of the objective deduction, Kant gives no indication of the deeper problem to which he finally penetrated. The explanation is, probably, that to do so would have involved the recasting of the entire Introduction. Even on the briefest reference, the hard-and-fast distinction between the a priori and the empirical, as two distinct and separate classes of judgment, would have been undermined, and the reader would have been made to feel the insufficiency of the analysis upon which it is based.[232] The existence of the deeper view is betrayed only through careless employment of the familiar phrase “possibility of experience.” For, as here used, it is not really meant. “Certainty of experience”—a very different matter—is the meaning that alone will properly fit the context.
Reason and understanding.[233]—They are here distinguished, having been hitherto, in A 1-2, employed as synonymous. The former carries us beyond the field of all possible experience; the latter is limited to the world of sense. Thus both Reason and understanding are here used in their narrowest meaning.
These inevitable problems of pure Reason itself are God, freedom, and immortality. The science which, with all its methods, is in its final intention directed solely to the solution of these problems, is called metaphysics.[234]—These sentences are characteristic of the second edition with its increased emphasis upon the positive results of the Critique on the one hand, and with its attitude of increased favour towards transcendent metaphysics on the other. The one change would seem to be occasioned by the nature of the criticisms passed upon the first edition, as, for instance, by Moses Mendelssohn who describes Kant as “the all-destroyer” (der alles zermalmende). The other is due to Kant’s preoccupation with the problems of ethics and of teleology. The above statements are repeated with even greater emphasis in B 395 n.[235] The definition here given of metaphysics is not strictly kept to by Kant. As above noted,[236] Kant really distinguishes within it two forms, immanent and transcendent. In so doing, however, he still[237] regards transcendent metaphysics as the more important. Immanent metaphysics is chiefly of value as contributing to the solution of the “inevitable problems of pure Reason.”
A 3-4 = B 7-8.—The reasons, here cited by Kant, for the failure of philosophical thinking to recognise the difference between immanent and transcendent judgments are: (1) the misunderstood character, and consequent misleading influence, of a priori mathematical judgments; (2) the fact that once we are beyond the sensible sphere, experience can never contradict us; (3) natural delight in the apparent enlargement of our knowledge; (4) the ease with which logical contradictions can be avoided; (5) neglect of the distinction between analytic and synthetic a priori judgments. Vaihinger points out[238] that in the Fortschritte[239] Kant adds a sixth reason—confusion of the concepts of understanding with the Ideas of Reason. Upon the first of the above reasons the best comment is that of the Methodology.[240] But the reader must likewise bear in mind that in B xvi Kant develops his new philosophical method on the analogy of the mathematical method. The latter is, he claims, mutatis mutandis, the true method of legitimate speculation, i.e. of immanent metaphysics. The one essential difference (as noted by Kant[241]), which has been overlooked by the dogmatists, is that philosophy gains its knowledge from concepts, mathematics from the construction of concepts.
Remain investigations only.[242]—Cf. Prolegomena, § 35.
The analysis of our concepts of objects.[243]—Vaihinger’s interpretation, that the concepts here referred to are those which we “form a priori of things,”[244] seems correct.[245] The rationalists sought to deduce the whole body of rational psychology from the a priori conception of the soul as a simple substance, and of rational theology from the a priori conception of God as the all-perfect Being.
Analytic and synthetic judgments.[246]—“All analytic judgments depend wholly on the law of contradiction, and are in their nature a priori cognitions, whether the concepts that supply them with matter be empirical or not. For the predicate of an affirmative analytic judgment is already contained in the concept of the subject, of which it cannot be denied without contradiction. In the same way its opposite is necessarily denied of the subject in an analytic, but negative, judgment by the same law of contradiction.... For this very reason all analytic judgments are a priori even when the concepts are empirical, as, for example, gold is a yellow metal; for to know this I require no experience beyond my concept of gold as a yellow metal: it is, in fact, the very concept, and I need only analyse it, without looking beyond it elsewhere.... [Synthetic judgments, a posteriori and a priori] agree in this, that they cannot possibly spring solely from the principle of analysis, the law of contradiction. They require a quite different principle. From whatever they may be deduced, the deduction must, it is true, always be in accordance with the principle of contradiction. For that principle must never be violated. But at the same time everything cannot be deduced from it.”[247]
In A 594 = B 622 analytic judgments are also spoken of as identical; but in the Fortschritte[248] this use of terms is criticised:
“Judgments are analytic if their predicate only represents clearly (explicite) what was thought obscurely (implicite) in the concept of the subject, e.g. all bodies are extended. Were we to call such judgments identical only confusion would result. For identical judgments contribute nothing to the clearness of the concept, and that must be the purpose of all judging. Identical judgments are therefore empty, e.g. all bodies are bodily (or to use another term material) beings. Analytic judgments do, indeed, ground themselves upon identity and can be resolved into it; but they are not identical. For they demand analysis and serve for the explanation of the concept. In identical judgments, on the other hand, idem is defined per idem, and nothing at all is explained.”
Vaihinger[249] cites the following contrasted examples of analytic and synthetic judgments:
Analytic.—(a) Substance is that which exists only as subject in which qualities inhere.[250] (b) Every effect has a cause.[5] (c) Everything conditioned presupposes a condition.
Synthetic.—(a) Substance is permanent. (b) Every event has a cause.[251] (c) Everything conditioned presupposes an unconditioned.
B 11-12.—The first half of this paragraph is transcribed practically word for word from the Prolegomena.[252] The second half is a close restatement of an omitted paragraph of the first edition. The chief addition lies in the concluding statement, that “experience is itself a synthetic connection of intuitions.” This is in keeping with statements made in the deduction of the categories in the second edition,[253] and in the paragraph inserted in the proof of the second analogy in the second edition.[254] The x has strangely been omitted in the second edition in reference to empirical judgments, though retained in reference to synthetic a priori judgments.
The proposition: everything which happens has its cause.[255]—As we have already observed,[256] Hume influenced Kant at two distinct periods in his philosophical development—in 1756-1763, and again at some time (not quite definitely datable) after February 1772. The first influence concerned the character of concrete causal judgments; the second related to the causal axiom. Though there are few distinctions which are more important for understanding the Critique than that of the difference between these two questions, it has nowhere been properly emphasised by Kant, and in several of the references to Hume, which occur in the Critique and in the Prolegomena, the two problems are confounded in a most unfortunate manner. The passages in the Introduction[257] are clear and unambiguous; the influence exercised by Hume subsequent to February 1772 is quite adequately stated. The causal axiom claims to be a priori, and is, as Hume asserts, likewise synthetic. Consequently there are only two alternatives, each decisive and far-reaching. Either valid a priori synthesis must, contrary to all previous philosophical belief, be possible, or “everything which we call metaphysics must turn out to be a mere delusion of reason.” The solution of this problem is “a question of life and death to metaphysics.” To this appreciation of Hume, Kant adds criticism. Hume did not sufficiently universalise his problem. Had he done so, he would have recognised that pure mathematics involves a priori synthesis no less necessarily than do the metaphysical disciplines. From denying the possibility of mathematical science “his good sense would probably have saved him.” Hume’s problem, thus viewed, finds its final and complete expression in the formula: How are synthetic a priori judgments possible?
In A 760 = B 788 the account differs in two respects: first, it discusses the metaphysical validity of the causal axiom as well as its intrinsic possibility as a judgment; and secondly, reference is made to the conception of causality as well as to the axiom. The implied criticism of Hume is correspondingly modified. Otherwise, it entirely harmonises with the passages in the Introduction.
“Hume dwelt especially upon the principle of causality, and quite rightly observed that its truth, and even the objective validity of the concept of efficient cause in general, is based on no insight, i.e. on no a priori knowledge, and that its authority cannot therefore be ascribed to its necessity, but merely to its general utility in the course of experience and to a certain subjective necessity which it thereby acquires, and which he entitles custom. From the incapacity of our reason to make use of this principle in any manner that transcends experience he inferred the nullity of all pretensions of reason to advance beyond the empirical.”
Now so far, in these references to Hume, Kant has had in view only the problems of mathematical and physical science and of metaphysics. The problems involved in the possibility of empirical knowledge are left entirely aside. His account of Hume’s position and of his relation to Hume suffers change immediately these latter problems are raised. And unfortunately it is a change for the worse. The various problems treated by Hume are then confounded together, and the issues are somewhat blurred. Let us take the chief passages in which this occurs. In A 764 = B 792 ff. Kant gives the following account of Hume’s argument. Hume, recognising the impossibility of predicting an effect by analysis of the concept of the cause, or of discovering a cause from the concept of the effect, viewed all concrete causal judgments as merely contingent, and therefrom inferred the contingency of the causal axiom. In so doing Hume, Kant argues, confuses the legitimate and purely a priori inference from a given event to some antecedent with the very different inference, possible only through special experience, to a specific cause. Now this is an entire misrepresentation of Hume’s real achievement, and may perhaps be explained, at least in part, as being due to the fact that Kant was acquainted with Hume’s Treatise only through the indirect medium of Beattie’s quotations. Hume committed no such blunder. He clearly recognised the distinction between the problem of the validity of the causal axiom and the problem of the validity of concrete causal judgments. He does not argue from the contingency of concrete causal laws to the contingency of the universal principle, but shows, as Kant himself recognises,[258] that the principle is neither self-evident nor demonstrable a priori. And as necessity cannot be revealed by experience, neither is the principle derivable from that source. Consequently, Hume concludes, it cannot be regarded as objectively valid. It must be due to a subjective instinct or natural belief. (The two problems are similarly confounded by Kant in A 217 = B 264.)
In the Introduction to the Prolegomena there is no such confusion of the two problems, but matters are made even worse by the omission of all reference to Hume’s analysis of the causal axiom. Only Hume’s treatment of the concept of causality is dwelt upon. This is the more unfortunate, and has proved the more misleading, in that it is here that Kant makes his most explicit acknowledgment of his indebtedness to Hume. In §§ 27 ff. of the Prolegomena both problems reappear, but are again confounded. The section is preceded by sentences in which the problem of experience is emphasised; and in keeping with these prefatory remarks, Kant represents “Hume’s crux metaphysicorum” as concerning only the concept of causality (viewed as a synthetic, and professedly a priori, connection between concrete existences). Yet in § 30 the causal axiom is also referred to, and together they are taken as constituting “Hume’s problem.”
Now if we bear in mind that Hume awakened Kant to both problems—how a priori knowledge is possible, and how experience is possible—this confusion can easily be understood. Kant had already in the early ‘sixties studied Hume with profound admiration and respect.[259] In the period subsequent to 1772 this admiration had only deepened; and constantly, as we may believe, Kant had returned with fresh relish to Hume’s masterly analyses of causality and of inductive inference. It is not, therefore, surprising that as the years passed, and as the other elements in Hume’s teaching revealed to him, through the inner growth of his own views, their full worth and significance, he should allow the contribution that had more specifically awakened him to fall into the background, and should, in vague fashion, ascribe to Hume’s teaching as a whole the specific influence which was really due to one particular part. By 1783, the date of the Prolegomena, Kant’s first enthusiasm over the discovery of the fundamental problem of a priori synthesis had somewhat abated, and the problem of experience had more or less taken its place. This would seem to be the reason why in the Prolegomena he thus deals with both aspects of Hume’s problem, and why in so doing he gives a subordinate place to Hume’s treatment of the causal axiom. But though the misunderstanding may be thus accounted for, it must none the less be deplored. For the reader is seriously misled, and much that is central to the Critical philosophy is rendered obscure. The influence which Kant in the Prolegomena thus ascribes to Hume was not that which really awakened him from his dogmatic slumber, but is in part that which he had assimilated at least as early as 1763, and in part that which acted upon him with renewed force when he was struggling (probably between 1778 and 1780) with the problems involved in the deduction of the categories. It was Hume’s treatment of the causal axiom, and that alone, which, at some time subsequent to February 1772, was the really effective influence in producing the Copernican change.[260]
Purely a priori and out of mere concepts.[261]—Vaihinger’s comment seems correct: Kant means only that neither actual experience nor pure intuition can be resorted to. This does not contradict the complementary assertion,[262] that the principle, everything which happens has its cause, can be known a priori, not immediately from the concepts involved in it, but only indirectly[263] through the relation of these concepts to possible experience. “Possible experience,” even though it stands for “something purely contingent,” is itself a concept. Vaihinger[264] quotes Apelt upon this “mysterious” type of judgment.
“Metaphysics is synthetic knowledge from mere concepts, not like mathematics from their construction in intuition, and yet these synthetic propositions cannot be known from bare concepts, i.e. not analytically. The necessity of the connection in those propositions is to be apprehended through thought alone, and yet is not to rest upon the form of thought, the principle of contradiction. The conception of a kind of knowledge which arises from bare concepts, and yet is synthetic, eludes our grasp. The problem is: How can one concept be necessarily connected with another, without also at the same time being contained in it?”
The paragraphs in B 14 to B 17 are almost verbal transcripts from Prolegomena, § 2 c, 2 ff.
Mathematical judgments are one and all (insgesammt) synthetic.[265]—This assertion is carelessly made, and does not represent Kant’s real view. In B 16 he himself recognises the existence of analytic mathematical judgments, but unduly minimises their number and importance.
All mathematical conclusions proceed according to the principle of contradiction.[266]—To the objection made by Paulsen that Kant, in admitting that mathematical judgments can be deduced from others by means of the principle of contradiction, ought consistently to have recognised as synthetic only axioms and principles, Vaihinger replies as follows:[267]
“The proposition—the angles of a triangle are together equal to two right angles—Kant regards as synthetic. It is indeed deduced from the axiom of parallels (with the aid of auxiliary lines), and to that extent is understood in accordance with the principle of contradiction.... The angles in the triangle constitute a special case of the angles in the parallel lines which are intersected by other lines. The principle of contradiction thus serves as vehicle in the deduction, because once the identity of A and A´ is recognised, the predicate b, which belongs to A, must also be ascribed to A´. But the proposition is not for that reason itself analytic in the Kantian sense. In the analytic proposition the predicate is derived from the analysis of the subject concept. But that does not happen in this case. The synthetic proposition can never be derived in and by itself from the principle of contradiction; ... but only with the aid of that principle from other propositions. Besides, in this deduction intuition must always be resorted to; and that makes an essential difference. Without it the identity of A and A´ cannot become known.”
Pure mathematics.[268]—“Pure,” as thus currently used, is opposed only to applied, not to empirical. Kant here arbitrarily reads the latter opposition into it. Under this guise he begs the point in dispute.
7 + 5 = 12.[269]—Though 7 + 5 = 12 expresses an identity or equality, it is an equality of the objects or magnitudes, 7 + 5 and 12, not of the concepts through which we think them.[270] Analysis of the concepts can never reveal this equality. Only by constructing the concepts in intuition can it be recognised by the mind. This example has been already cited in the first edition.[271] It is further elaborated in the Prolegomena, § 2 c, and is here transcribed. Kant’s mode of stating his position is somewhat uncertain. He alternates between “the representation of 7 and 5,” “the representation of the combination of 7 and 5,”[272] and “the concepts 7 and 5.”[273] His view would seem to be that there are three concepts involved. For the concept of 7 we must substitute the intuition of 7 points, for the concept of 5 the intuition of 5 points, and for the concept of their sum the intuitive operation of addition.
Call in the assistance of intuition, for instance our five fingers.[274]—This statement, repeated from the Prolegomena,[275] does not represent Kant’s real position. The views which he has expressed upon the nature of arithmetical science are of the most contradictory character,[276] but to one point he definitely commits himself, namely, that, like geometrical science, it rests, not (as here asserted) upon empirical, but upon pure intuition.[277] Except indirectly, by the reference to larger numbers, Kant here ignores his own important distinction between image and schema.[278] The above statement would also make arithmetic dependent upon space.
Segner: Anfangsgründe der Arithmetik,[279] translated from the Latin, second edition, Halle, 1773.
Natural science (physica) contains synthetic a priori judgments.[280]—There is here a complication to which Vaihinger[281] has been the first to draw attention. In the Prolegomena[282] Kant emphasises the distinction between physics and pure or universal science of nature.[283] The latter treats only the a priori form of nature (i.e. its necessary conformity to law), and is therefore a propaedeutic to physics which involves further empirical factors. For two reasons, however, this universal natural science falls short of its ideal. First, it contains empirical elements, such as the concepts of motion, impenetrability, inertia, etc. Secondly, it refers only to the objects of external sense, and not, as we should expect in a universal science, to natural existences without exception, i.e. to the objects of psychology as well as of physics.[284] But among its principles there are, Kant adds, a few which are purely a priori and possess the universality required: e.g. such propositions as that substance is permanent, and that every event has a cause. Now these are the examples which ought to have been cited in the passage before us. Those actually given fall entirely outside the scope of the Critique. They are treated only in the Metaphysische Anfangsgründe. They belong to the relatively, not to the absolutely, pure science of nature. The source of the confusion Vaihinger again traces to Kant’s failure to hold fast to the important distinction between immanent and transcendent metaphysics.[285] His so-called pure or universal natural science (nature, as above noted, signifying for Kant “all that is”) is really immanent metaphysics, and the propositions in regard to substance and causality ought therefore to be classed as metaphysical. This, indeed, is how they are viewed in the earlier sections of the Prolegomena. The distinction later drawn in § 15 is ignored. Pure natural science is identified with mathematical physics, and the propositions which in § 15 are spoken of as belonging to pure universal natural science are now regarded as metaphysical. “Genuinely metaphysical judgments are one and all synthetic.... For instance, the proposition—everything which in things is substance is permanent—is a synthetic, and properly metaphysical judgment.”[286] In § 5 the principle of causality is also cited as an example of a synthetic a priori judgment in metaphysics. But Kant still omits to draw a distinction between immanent and transcendent metaphysics; and as a consequence his classification of synthetic a priori judgments remains thoroughly confused. They are taken as belonging to three spheres, mathematics, physics (in the relative sense), and metaphysics. The implication is that this threefold distinction corresponds to the threefold division of the Doctrine of Elements into Aesthetic, Analytic, and Dialectic. Yet, as a matter of fact, the propositions of mathematical physics, in so far as they are examples of applied mathematics, are dealt with in the Aesthetic, and in so far as they involve concepts of motion and the like fall entirely outside the scope of the Critique, while the Analytic deals with those metaphysical judgments (such as the principle of causality) which are of immanent employment.[287]
As the new paragraphs in the Introduction to the second edition are transferred without essential modification from the Prolegomena, they are open to the same criticism. To harmonise B 17 with the real teaching of the Critique, it must be entirely recast. Instead of “natural science” (physica) we must read “pure universal natural science [= immanent metaphysics],” and for the examples given we must substitute those principles of substance and causality which are dealt with in the Analytic. The next paragraph deals with metaphysics in its transcendent form, and accordingly states the problem peculiar to the Dialectic.
Metaphysics.[288]—This paragraph deals explicitly only with transcendent judgments, but as the terms used are ambiguous, it is possible that those of immanent metaphysics are also referred to. The paragraph is not taken from the Prolegomena. The corresponding passage[289] in the Prolegomena deals only with the judgments of immanent metaphysics.
The real problem of pure reason is contained in the question: How are synthetic a priori judgments possible?[290]—Cf. above, pp. 26 ff., 33 ff., 43 ff.
David Hume.[291]—Cf. above, pp. 61 ff.
A theoretical knowledge.[292]—i.e. Kant explicitly leaves aside the further problem, whether such judgments may not also be possible in the practical (moral) and other spheres.
How is pure natural science possible?[293]—The note which Kant appends shows that he is here taking natural science in the relative sense.[294] The same irrelevant instances are again cited.
As these sciences really exist.[295]—Cf. below, p. 44 ff.
The poor progress which metaphysics has hitherto made.[296]—Cf. Preface to the second edition; Prolegomena, § 4, and A 175 ff.
How is metaphysics as a science possible?[297]—We may now consider how this and the three preceding questions are related to one another and to the various divisions of the Critique.[298] The four subordinate questions within the main problem—How are synthetic a priori judgments possible?—are here stated by Kant as:
1. How is pure mathematics possible?
2. How is pure natural science possible?
3. How is metaphysics as natural disposition possible?
4. How is metaphysics as science possible?
There is little difficulty as regards 1 and 2. The first is dealt with in the Aesthetic, and the second[299] in the Analytic, though, owing to the complexity of the problems, the Aesthetic and Analytic are wider than either query, and cannot be completely separated. Applied mathematics is dealt with in the Analytic as well as in the Aesthetic, and in both the determination of the limits of scientific knowledge is equally important with that of accounting for its positive acquisitions. The third and fourth questions raise all manner of difficulties. Notwithstanding the identical mode of formulation, they do not run on all fours with the two preceding. The first two are taken as referring to actually existing and valid sciences. It is the ground of their objective validity that is sought. But what is investigated in the third question falsely lays claim to the title of science; we can enquire only as to the ground of its subjective possibility. In the fourth question, the problem takes still another form. Kant now seeks to determine whether a new, not yet existing, science of metaphysics is possible, and in what manner it can be validly constructed. The manifoldness of the problems is thus concealed by the fixity of the common formula.[300] Now with what divisions of the Critique are the two last questions connected? It has been suggested[301] that the third question is dealt with in the Dialectic and the fourth in the Methodology, the four questions thus corresponding to the four main divisions of the Critique. But this view is untenable, especially in its view of the fourth question. The division of the Critique is by dichotomy into doctrine of elements and doctrine of methods, the former including the Aesthetic and Logic, and the Logic being again divided into Analytic and Dialectic. Its problems stand in an equally complex subordination; they cannot be isolated from one another, and set merely side by side. Secondly, it has been maintained[302] that the third question is dealt with in the introduction to the Dialectic (in its doctrine of Ideas), and the fourth in the Dialectic proper. This view is fairly satisfactory as regards the third question, but would involve the conclusion that the fourth question refers only to transcendent metaphysics, and that it therefore receives a negative answer. But that is not Kant’s view of metaphysics as a science. The Critique is intended to issue in a new and genuine body of metaphysical teaching.
The key to the whole problem of the four questions is not to be found in the Critique. This section is transcribed from §§ 4-5 of the Prolegomena, and is consequently influenced by the general arrangement of the latter work. This fourfold division was indeed devised for the purposes of the argument of the Prolegomena, which is developed on the analytic method, and for that reason it cannot be reconciled with the very different structure of the Critique. Yet even the Prolegomena suffers from confusion, due[303] to Kant’s failure to distinguish between universal and relative natural science on the one hand, and between immanent and transcendent metaphysics on the other. The four questions do not coincide with those of the Critique. Instead of the third—how is metaphysics as natural disposition possible?—we find: how is metaphysics in general possible? In §§ 4, 5, Kant’s argument is clear and straightforward. Pure mathematical science and mathematical physics are actually existing sciences. The synthetic a priori judgments which they contain must be recognised as valid. Metaphysics makes similar claims. But, as is sufficiently proved by the absence of agreement among philosophers, its professions are without ground. It transgresses the limits of possible experience, and contains only pretended knowledge. This false transcendent metaphysics is refuted in the Dialectic. Kant was, however, equally convinced that an immanent metaphysics is possible, and that its grounds and justification had been successfully given in the Analytic. His problem as formulated in the Prolegomena is accordingly threefold: (1) how are the existing rational sciences, mathematical and physical, possible? (2) in the light of the insight acquired by this investigation, what is the origin and explanation of the existing pretended sciences of transcendent metaphysics? and (3) in what manner can we establish a positive metaphysics that will harmonise with reason’s true vocation? So far all is clear and definite. But the unresolved difficulty, as to the relation in which natural science and immanent metaphysics stand to one another, brings confusion in its train. As already noted,[304] in § 15 natural science is displaced by immanent metaphysics (though not under that name); and as a result the fourth question reduces to the second, and the above threefold problem has to be completely restated. The Prolegomena has, however, already been divided into four parts; and in the last division Kant still continues to treat the fourth question as distinct from that which has been dealt with in the second division, though, as his answer shows, they are essentially the same. The answer given is that metaphysics as a science is possible only in and through the Critique, and that though the whole Critique is required for this purpose, the content of the new science is embodied in the Analytic.
In the second edition of the Critique the confusion between natural science and immanent metaphysics still persists, and a new source of ambiguity is added through the reformulation of the third question. It is now limited to the problem of the subjective origin of metaphysics as a natural disposition. The fourth question has therefore to be widened, so as to include transcendent as well as immanent, the old as well as the new, metaphysics. But save for this one alteration the entire section is inspired by considerations foreign to the Critique; this section, like B 17, must be recast before it will harmonise with the subsequent argument.
Every kind of knowledge is called pure, etc.[305]—These sentences are omitted in the second edition. They have been rendered unnecessary by the further and more adequate definition of “pure” given in B 3 ff.
Reason is the faculty which supplies the principles of knowledge a priori.[306]—This statement should, as Vaihinger points out, be interpreted in the light of A 299 = B 355.
“Reason, like understanding, can be employed in a merely formal, i.e. logical manner, wherein it abstracts from all content of knowledge. But it is also capable of a real use,[307] since it contains within itself the source of certain concepts and principles, which it does not borrow either from the senses or from the understanding.”
Reason is taken in the first of the above meanings. Reason in its real use, when extended so as to include pure sensibility and understanding,[308] is the pure reason referred to in the next sentence of the Critique. A priori is here used to signify the relatively a priori; in the next sentence it denotes the absolutely a priori.
An Organon of pure reason.[309]—What follows, from this point to the middle of the next section, is a good example of Kant’s patchwork method of piecing together old manuscript in the composition of the Critique. There seems to be no way of explaining its bewildering contradictions save by accepting Vaihinger’s[310] conclusion that it consists of three separate accounts, written at different times, and representing different phases in the development of Kant’s views.
I. The first account, beginning with the above words and ending with “already a considerable gain” (schon sehr viel gewonnen ist), is evidently the oldest. It reveals the influence of the Dissertation. It distinguishes:
1. Critique of pure reason ( = Propaedeutic).
2. Organon of pure reason.
3. System of pure reason.
1. Critique is a critical examination (Beurtheilung) of pure reason, its sources and limits. The implication (obscured by the direct relating of Critique to System) is that it prepares the way for the Organon.
2. Organon comprehends all the principles by which pure knowledge can be acquired and actually established.
3. System is the complete application of such an Organon.
This classification is, as Paulsen[311] was the first to remark, an adaptation of the Dissertation standpoint.
II. The second account begins: “I entitle all knowledge transcendental,” but is broken by the third account—from “Such a Critique” to the end of the paragraph—which has been inserted into the middle of it. It is then continued in the next section. It distinguishes:
1. Critique of pure reason.
2. Transcendental philosophy.
1. Critique contains the principles of all a priori synthetical knowledge, tracing an architectonic plan which guarantees the completeness and certainty of all the parts.
2. Transcendental philosophy contains their complete analytic development, and is therefore the system of such knowledge.
III. The third account (“Such a Critique” to end of paragraph) in its main divisions follows the first account: 1. Critique, 2. Organon or Canon, 3. System. But they are now defined in a different manner. Critique is a propaedeutic for the Organon. But Organon, which signifies the totality of the principles through which pure knowledge is attained and extended,[312] may not be possible. In that case the Critique is a preparation only for a Canon, i.e. the totality of the principles of the proper employment of reason.[313] The Organon or Canon, in turn, will render possible a System of the philosophy of pure reason, the former yielding a system in extension of a priori knowledge, the latter a system which defines the limits of a priori knowledge.
It is impossible to reduce these divergencies to a single consistent view. They illustrate the varying sense in which Kant uses the term “metaphysics.” In the first account, even though that account is based on a distinction drawn in the Dissertation, the system of metaphysics is immanent; in the second it is also transcendent; in the third it is neutral.[314]
Propaedeutic.[315]—That the Critique is only propaedeutic to a System of pure reason was later denied by Kant in the following emphatic terms:
“I must here observe that I cannot understand the attempt to ascribe to me the view that I have sought to supply only a Propaedeutic to transcendental philosophy, not the System of this philosophy. Such a view could never have entered my thoughts, for I have myself praised the systematic completeness (das vollendete Ganze) of the pure philosophy in the Critique of Pure Reason as the best mark of its truth.”[316]
Kant thus finally, after much vacillation in his use of the terms, came to the conclusion that Critique, Transcendental Philosophy, and System all coincide. Meantime he has forgotten his own previous and conflicting utterances on this point.
As regards speculation negative only.[317]—“Speculation” here signifies the theoretical, as opposed to the practical.[318] The qualifying phrase is in line with other passages of the second edition, in which it is emphasised that the conclusions of the Critique are positive in their practical (moral) bearing.[319]
Transcendental—transcendent.[320]—Kant was the first to distinguish between these two terms. In the scholastic period, in which they first appear, they were exactly synonymous, the term transcendent being the more usual. The verb, to transcend, appears in Augustine in its widest metaphysical sense. “Transcende et te ipsum.” “Cuncta corpora transcenderunt [Platonici] quaerentes Deum; omnem animam mutabilesque omnes spiritus transcenderunt quaerentes summum Deum.”[321] The first employment of the term in a more specific or technical sense occurs in a treatise, De natura generis, falsely ascribed to Thomas Aquinas. In this treatise ens, res, aliquid, unum, bonum, verum are entitled transcendentia. To understand the meaning in which the word is here used, we have, it would seem,[322] to take account of the influence exercised upon Aquinas by a mystical work of Arabian origin, entitled De causis. It contained reference to the Neo-Platonic distinction between the Aristotelian categories, which the Neo-Platonists regarded as being derivative, and the more universal concepts, ens, unum, verum, bonum. To these latter concepts Aquinas gave a theological application. Ens pertains to essence, unum to the person of the Father, verum to the person of the Son, bonum to the person of the Holy Ghost. In the De natura generis the number of these supreme concepts is increased to six by the addition of res and aliquid, and as just stated the title transcendentia is also now applied for the first time. In this meaning the term transcendent and its synonym transcendental are of frequent occurrence in Scholastic writings. The transcendentia or transcendentalia are those concepts which so transcend the categories as to be themselves predicable of the categories. They are the “termini vel proprietates rebus omnibus cuiusque generis convenientes.” Thus Duns Scotus speaks of ens as the highest of the “transcendental” concepts. The term also occurs in a more or less similar sense in the writings of Campanella, Giordano Bruno, Francis Bacon, and Spinoza. The last named gives a psychological explanation of the “termini Transcendentales ... ut Ens, Res, Aliquid” as standing for ideas that are in the highest degree confused owing to the multiplicity of the images which have neutralised one another in the process of their generation.[323] Berkeley also speaks of the “transcendental maxims” which lie outside the field of mathematical enquiry, but which influence all the particular sciences.[324] Evidently the term has become generalised beyond its stricter scholastic meaning. Lambert employs transcendent in an even looser sense to signify concepts which represent what is common to both the corporeal and the intellectual world.[325] We may, indeed, assert that in Kant’s time the terms transcendent and transcendental, while still remaining synonymous, and though used on the lines of their original Scholastic connotation, had lost all definiteness of meaning and all usefulness of application. Kant took advantage of this situation to distinguish sharply between them, and to impose upon each a meaning suitable to his new Critical teaching.
“Transcendental” is primarily employed by Kant as a name for a certain kind of knowledge. Transcendental knowledge is knowledge not of objects, but of the nature and conditions of our a priori cognition of them. In other words, a priori knowledge must not be asserted, simply because it is a priori, to be transcendental; this title applies only to such knowledge as constitutes a theory or science of the a priori.[326] Transcendental knowledge and transcendental philosophy must therefore be taken as coinciding; and as thus coincident, they signify the science of the possibility, nature, and limits of a priori knowledge. The term similarly applies to the subdivisions of the Critique. The Aesthetic is transcendental in that it establishes the a priori character of the forms of sensibility; the Analytic in that it determines the a priori principles of understanding, and the part which they play in the constitution of knowledge; the Dialectic in that it defines and limits the a priori Ideas of Reason, to the perverting power of which all false metaphysics is due. That this is the primary and fundamental meaning common to the various uses of the term is constantly overlooked by Max Müller. Thus in A 15 = B 30 he translates transcendentale Sinnenlehre “doctrine of transcendental sense” instead of as “transcendental doctrine of sense.” In transforming transcendentale Elementarlehre into “elements of transcendentalism” he avoids the above error, but only by inventing a word which has no place in Kant’s own terminology.
But later in the Critique Kant employs the term transcendental in a second sense, namely, to denote the a priori factors in knowledge. All representations which are a priori and yet are applicable to objects are transcendental. The term is then defined through its distinction from the empirical on the one hand, and from the transcendent on the other. An intuition or conception is transcendental when it originates in pure reason, and yet at the same time goes to constitute an a priori knowledge of objects. The contrast between the transcendental and the transcendent, as similarly determined upon by Kant, is equally fundamental, but is of quite different character. That is transcendent which lies entirely beyond experience; whereas the transcendental signifies those a priori elements which underlie experience as its necessary conditions. The transcendent is always unknowable. The transcendental is that which by conditioning experience renders all knowledge, whether a priori or empirical, possible. The direct opposite of the transcendent is the immanent, which as such includes both the transcendental and the empirical. Thus while Kant employs the term transcendental in a very special sense which he has himself arbitrarily determined, he returns to the original etymological meaning of the term transcendent. It gains a specifically Critical meaning only through being used to expound the doctrine that all knowledge is limited to sense-experience. The attempt to find some similar etymological justification for Kant’s use of the term transcendental has led Schopenhauer and Kuno Fischer to assert that Kant entitles his philosophy transcendental because it transcends both the dogmatism and the scepticism of all previous systems![327] Another attempt has been made by Stirling[328] and Watson,[329] who assert, at least by implication, that the transcendental is a species of the transcendent, in that while the latter transcends the scope of experience, the former transcends its sense-content. Kant himself, however, nowhere attempts to justify his use of the term by any such argument.
A third meaning of the term transcendental arises through its extension from the a priori intuitions and concepts to the processes and faculties to which they are supposed to be due. Thus Kant speaks of the transcendental syntheses of apprehension, reproduction, and recognition, and of the transcendental faculties of imagination and understanding. In this sense the transcendental becomes a title for the conditions which render experience possible. And inasmuch as processes and faculties can hardly be entitled a priori, Kant has in this third application of the term departed still further from his first definition of it.[330]
The distinction between the transcendental and the transcendent may be illustrated by reference to the Ideas of reason. Regarded as regulative only, i.e. merely as ideals which inspire the understanding in the pursuit of knowledge, they are transcendental. Interpreted as constitutive, i.e. as representing absolute realities, they are transcendent. Yet, despite the fundamental character of this distinction, so careless is Kant in the use of his technical terms that he also employs transcendental as exactly equivalent in meaning to transcendent. This is of constant occurrence, but only two instances need here be cited. In the important phrase “transcendental ideality of space and time” the term transcendental is used in place of the term transcendent. For what Kant is asserting is that judged from a transcendent point of view, i.e. from the point of view of the thing in itself, space is only subjectively real.[331] The phrase is indeed easily capable of the orthodox interpretation, but, as the context clearly shows, that is not the way in which it is actually being used by Kant. Another equally surprising example is to be found in the title “transcendental dialectic.” Though it is defined in A 63-4 = B 88 in correct fashion, in A 297 = B 354 and A 308-9 = B 365-6 it is interpreted as treating of the illusion involved in transcendent judgments, and so virtually as meaning transcendent dialectic.[332]
Not a Critique of books and systems.[333]—Kant here inserts a statement from the omitted Preface to the first edition.[334] He now adds that the Critique will supply a criterion for the valuation of all other systems.
A 13 = B 27.—Kant’s reason for omitting the title of Section II in the second edition was no doubt its inconsistency with the assertion of its opening sentence, viz. that the Critique is not transcendental philosophy, but only a preparation for it. Instead of it, Kant has introduced the more appropriate heading placed over the preceding paragraph.
The highest principles of morals do not belong to transcendental philosophy.[335]—Cf. A 801 = B 829. The alteration made in this passage in the second edition[336] indicates a transition towards the opposite view which Kant developed in the Critique of Practical Reason.[337]
The division of this science.[338]—Kant in this paragraph alternates in the most bewildering fashion between the Critique and Transcendental Philosophy. In this first sentence the Critique seems to be referred to. Later it is Transcendental Philosophy that is spoken of.
Doctrine of Elements and Doctrine of Methods.[339]—Cf. A 707 ff. = B 735 ff., and below, pp. 438, 563.
Two stems, sensibility and understanding, which may perhaps spring from a common root.[340]—Kant sometimes seems to suggest[341] that imagination is this common root. It belongs both to sensibility and to understanding, and is passive as well as spontaneous. But when so viewed, imagination is virtually regarded as an unknown supersensuous power, “concealed in the depths of the soul.”[342] The supersensuous is the point of union of our disparate human faculties, as well as of nature and freedom, mechanism and teleology.
The transcendental doctrine of sense would necessarily constitute the first part of the Science of Elements.[343]—“Necessarily constitute the first part” translates zum ersten Theile gehören müssen. This Vaihinger explains as an archaic mode of expression, equivalent to ausmachen. The point is important because, if translated quite literally, it might seem to conflict with the division actually followed, and to support the alternative division given in the Critique of Practical Reason. The first Critique is divided thus:
| I. Doctrine of Elements. |
| 1. Aesthetic. |
| 2. Logic. |
| (a) Analytic. |
| (b) Dialectic. |
| II. Doctrine of Methods. |
In the Critique of Practical Reason[344] a much more satisfactory division is suggested:
| I. Doctrine of Elements. |
| 1. Analytic. |
| (a) Aesthetic (Sense). |
| (b) Logic (Understanding). |
| 2. Dialectic. |
| II. Doctrine of Methods. |
The first division rests on somewhat irrelevant distinctions derived from the traditional logic; the other is more directly inspired by the distinctions which naturally belong to Kant’s own philosophical system.
THE TRANSCENDENTAL DOCTRINE OF ELEMENTS
PART I
THE TRANSCENDENTAL AESTHETIC
THE Aesthetic opens with a series of definitions. Intuition (Anschauung) is knowledge (Erkenntnis) which is in immediate relation to objects (sich auf Gegenstände unmittelbar bezieht). Each term in this definition calls for comment. Anschauung etymologically applies only to visual sensation. Kant extends it to cover sensations of all the senses. The current term was Empfindung. Kant’s reason for introducing the term intuition in place of sensation was evidently the fact that the latter could not be made to cover space and time. We can speak of pure intuitions, but not of pure sensations. Knowledge is used in a very wide sense, not strictly consistent with A 50-1 = B 74-5.[345] The phrase sich bezieht is quite indefinite and ambiguous. Its meaning will depend upon the interpretation of its context. Object is used in its widest and most indefinite meaning. It may be taken as signifying content (Inhalt, a term which does not occur in this passage, but which Kant elsewhere employs[346]). That, at least, is the meaning which best fits the context. For when Kant adds that intuition relates itself to objects immediately, it becomes clear that he has in mind its distinction from conception (Begriff) which as expressing the universal is related to objects only indirectly, representing some one or more attributes of the given objects. Ultimately the whole content of conception must be given.[347] The phrase “relates itself to objects” may, therefore, be paraphrased “has some content, such as red or cold, as its immediate object.” Through the content of intuition the whole material of thought is supplied. Intuition in itself is blind, but not empty. “Thoughts without content are empty; intuitions without concepts are blind.”[348]
But the phrase “is in relation to objects” has also for Kant a second meaning, implied in the above, but supplementary to it. As he states in the very next sentence, intuition can have an object, meaning thereby a content, only in so far as that content is given. The material of thought must be supplied; it cannot be invented.[349] The only mode, however, in which it can be supplied, at least to the human mind, is through the affecting of the mind by “the object.” This is an excellent instance of Kant’s careless mode of expressing himself. In the first part of the sentence object means object of intuition. In the latter part it signifies the cause of intuition. And on Kant’s view the two cannot coincide. The object which affects the mind is independently real; the immediate object of the intuition is a sense-content, which Kant, following the universally accepted view of his time, regards as purely subjective. The term object is thus used in two quite distinct meanings within one and the same sentence.
Kant’s definition of intuition, when stated quite explicitly, and cleared of all ambiguity, is therefore as follows. Intuition is the immediate apprehension of a content which as given is due to the action of an independently real object upon the mind. This definition is obviously not meant to be a description of intuition as it presents itself to introspection, but to be a reflective statement of its indispensable conditions. Also it has in view only empirical intuitions. It does not cover the pure intuitions space and time.[350] Though space and time are given, and though each possesses an intrinsic content, these contents are not due to the action of objects upon the sensibility.
“An intuition is such a representation as immediately depends upon the presence of the object. Hence it seems impossible originally to intuit a priori because intuition would in that event take place without either a former or a present object to refer to, and by consequence could not be intuition.”[351]
This interpretation is borne out by Kant’s answer to Beck when the latter objected that only through subsumption under the categories can a representation become objective. Kant replies in a marginal note, the meaning of which, though difficult to decipher, admits of a fairly definite interpretation.
“The determining of a concept through intuition so as to yield knowledge of the object falls within the province of the faculty of judgment, but not the relation of the intuition to an object in general [i.e. the view of it as having a content which is given and which is therefore due to some object], for that is merely the logical use of the representation, whereby it is thought as falling within the province of knowledge. On the other hand, if this single representation is related only to the subject, the use is aesthetic (feeling), and the representation cannot be an act of knowledge.”[352]
Mind (Gemüt) is a neutral term without metaphysical implications.[353] It is practically equivalent to the term which is substituted for it in the next paragraph, power of representation (Vorstellungsfähigkeit). Representation (Vorstellung) Kant employs in the widest possible meaning. It covers any and every cognitive state. The definition here given of sensibility—“the capacity (receptivity) to obtain representations through the mode in which we are affected by objects”—is taken directly over from the Dissertation.[354] In this definition, as in that of intuition, Kant, without argument or question, postulates the existence of independently existing objects. The existence of given sensations presupposes the existence of things in themselves. Sensibility is spoken of as the source both of objects and of intuitions. This is legitimate since object and intuition mutually imply one another; the latter is the apprehension of the former. By “objects” is obviously meant what in the third paragraph is called the matter of appearances, i.e. sensations in their objective aspect, as qualities or contents. The term “object” is similarly employed in the last line of this first paragraph.
Understanding (Verstand) is defined only in its logical or discursive employment. Kant wisely defers all reference to its more fundamental synthetic activities. In us (bei uns) is an indirect reference to the possibility of intellectual (non-sensuous) intuition which is further developed in other parts of the Aesthetic.[355] Sensuous intuition is due to affection by an object. In intellectual intuition the mind must produce the object in the act of apprehending it.[356]
Kant’s definition of intuition applies, as already noted, only to empirical intuition. He proceeds[357] to define the relation in which sensation (Empfindung) stands to empirical intuition. What he here says amounts to the assertion that through sensation intuition acquires its object, i.e. that sensation is the content of intuition. And that being so, it is also through sensation that empirical intuition acquires its relation to the object (= thing in itself) which causes it. (That would seem to be the meaning of the ambiguous second sentence; but it still remains uncertain whether the opposition intended is to pure or to intellectual intuition.) If this interpretation of the paragraph be correct, sensation is counted as belonging exclusively to the content side of subjective apprehension. But Kant views sensation in an even more definite manner than he here indicates. Though sensation is given, it likewise involves a reaction of the mind.
“Whatever is sensuous in knowledge depends upon the subject’s peculiar nature, in so far as it is capable of this or that modification upon the presence of the object.”[358]
Thus for Kant sensation is a modification or state of the subject, produced by affection through an object. The affection produces a modification or state of the subject, and this subjective modification is the sensation.
“Sensation is a perception [Perception] which relates itself solely to the subject as the modification of its state.”[359]
This view of sensation, as subjective, was universally held in Kant’s day. He accepts it without argument or question. That it could possibly be challenged never seems to have occurred to him. He is equally convinced that it establishes the existence of an actually present object.
“Sensation argues the presence of something, but depends as to its quality upon the nature of the subject.”[360] “Sensation presupposes the actual presence of the object.”[361]
Kant’s view of sensation, as developed in the Aesthetic,[362] thus involves three points: (1) It must be counted as belonging to the content side of mental apprehension. (2) Though a quality or content, it is purely subjective, depending upon the nature of our sensibility. (3) It is due to the action of some object upon the sensibility.
Kant distinguishes between sensation (Empfindung) and feeling (Gefühl).[363] It had been usual to employ them as synonyms.
“We understand by the word sensation an objective representation of the senses; and in order to preclude the danger of being misunderstood, we shall denote that which must always remain merely subjective and can constitute absolutely no representation of an object by the ordinary (sonst üblichen) term feeling.”[364]
Appearance (Erscheinung) is here defined as the undetermined object of an intuition. By undetermined object is meant, as we have seen, the object in so far as it consists of the given sense contents. When these contents are interpreted through the categories they become phenomena.
“Appearances so far as they are thought as objects according to the unity of the categories are called phenomena.”[365]
But this distinction between appearance and phenomenon is not held to by Kant. He more usually speaks of the categorised objects as appearances. The term phenomenon is of comparatively rare occurrence in the Critique. This has been concealed from English readers, as both Meiklejohn and Max Müller almost invariably translate Erscheinung phenomenon. The statement that appearance is the object of an empirical intuition raises a very fundamental and difficult question, namely, as to the relation in which representation stands to the represented.[366] Frequently Kant’s argument implies this distinction, yet constantly he speaks and argues as if it were non-existent. We have to recognise two tendencies in Kant, subjectivist and phenomenalist.[367] When the former tendency is in the ascendent, he regards all appearances, all phenomena, all empirical objects, as representations, modifications of the sensibility, merely subjective. When, on the other hand, his thinking is dominated by the latter tendency, appearances gain an existence independent of the individual mind. They are known through subjective representations, but must not be directly equated with them. They have a genuine objectivity. To this distinction, and its consequences, we shall have frequent occasion to return.
The phenomenalist standpoint is dominant in these first two paragraphs of the Aesthetic, and it finds still more pronounced expression in the opening of the third paragraph. “That in the appearances which corresponds (correspondirt) to sensation, I call its matter.” This sentence, through the use of the term corresponds, clearly implies a distinction between sensation and the real object apprehended in and through it. That, in turn, involves a threefold distinction, between sensation as subjective content (= appearance in the strict sense), the real enduring object in space (= phenomenon, the categorised object, appearance in its wider and more usual sense), and the thing in itself.[368] Yet in the immediately following sentence Kant says that “the matter of all appearance is given a posteriori.” By “matter of appearance” Kant must there mean sensations, for they alone are given a posteriori.[369] On this view the phenomena or empirical objects reduce to, and consist of, sensations. The intermediate term of the above threefold distinction is eliminated. The matter of appearance does not correspond to, but itself is, sensation. Thus in these successive sentences the two conflicting tendencies of Kant’s teaching find verbal expression. They intervene even in the preliminary definition of his terms. This fundamental conflict cannot, however, be profitably discussed at this stage.
The manifold of appearance (das Mannichfaltige der Erscheinung). The meaning to be assigned to this phrase must depend upon the settlement of the above question.[370] But in this passage it allows only of a subjectivist interpretation, whereby sensations are appearance. The given sensations as such constitute a manifold; as objects in space they are already ordered. Kant’s more usual phrase is “the manifold of intuition.” His adoption of the term “manifold” (the varia of the Dissertation) expresses his conviction that synthesis is indispensable for all knowledge, and also his correlative view that nothing absolutely simple can be apprehended in sense-experience. By the manifold Kant does not mean, however, as some of his commentators would seem to imply, the chaotic or disordered. The emphasis is on manifoldness or plurality, as calling for reduction to unity and system. The unity has to be found in it, not introduced into it forcibly from the outside. The manifold has to be interpreted, even though the principles of interpretation may originate independently of it. Though, for instance, the manifold as given is not in space and time, the specific space and time relations assigned by us are determined for us by the inherent nature of the manifold itself.[371]
The form of appearance is defined—if the definition given in the first edition be translated literally—as “that which causes (dasjenige, welches macht dass) the manifold of appearance to be intuited as ordered in certain relations.” This phrase is employed by Kant in other connections, and, as Vaihinger points out,[372] need not necessarily indicate activity. “Sensation is that in our knowledge which causes it to be called a posteriori knowledge.”[373] In the second edition Kant altered the text from “geordnet angeschaut wird” to “geordnet werden kann.” The reason probably was that the first edition’s wording might seem to imply that the form is (as the Dissertation taught) capable in and by itself of ordering the manifold. Throughout the second edition Kant makes more prominent the part which understanding plays in the apprehension of space.[374]
This distinction between matter and form is central in Kant’s system.[375] As he himself says:
“These are two conceptions which underlie all other reflection, so inseparably are they bound up with all employment of the understanding. The one [matter] signifies the determinable in general, the other [form] its determination.”[376]
On the side of matter falls the manifold, given, empirical, contingent material of sense; on the side of form fall the unifying, a priori, synthetic, relational instruments of sensibility and thought. For Kant these latter are no mere abstractions, capable of being distinguished by the mind; they differ from the matter of experience in nature, in function, and in origin. Upon this dualistic mode of conceiving the two factors depends the strength as well as the weakness of his position. To its perverting influence most of the unsatisfactory features of his doctrine of space and time can be directly traced. But to it is also due his appreciation of the new Critical problems, with their revolutionary consequences, as developed in the Analytic.
Kant proceeds to argue: (a) that the distinction is between two elements of fundamentally different nature and origin. The matter is given a posteriori in sensation; the form, as distinct from all sensation, must lie ready a priori in the mind. (b) Kant also argues that form, because of its separate origin, is capable of being contemplated apart from all sensation. The above statements rest upon the unexpressed assumption that sensations have no spatial attributes of any kind.[377] In themselves they have only intensive, not extensive, magnitude.[378] Kant assumes this without question, and without the least attempt at proof.[379] The assumption appears in Kant’s writings as early as 1768 as a self-evident principle;[380] and throughout the Critique is treated as a premiss for argument, never as a statement calling for proof. The only kind of supporting argument which is even indirectly suggested by Kant is that space cannot by itself act upon the senses.[381] This would seem to be his meaning when he declares[382] that it is no object, but only an ens imaginarium. “Space is no object of the senses.”[383] Such argument, however, presupposes that space can be conceived apart from objects. It is no proof that an extended object may not yield extended sensations. Kant completely ignores the possibility that formal relations may be given in and with the sensations. If our sensibility, in consequence of the action of objects upon it, is able to generate qualitative sensations, why, as Vaihinger very pertinently enquires,[384] should it be denied the power of also producing, in consequence of these same causes, impressions of quantitative formal nature? Sensations, on Kant’s view, are the product of mind much more than of objects. Why, then, may not space itself be sensational?[385] From the point of view of empirical science there is no such radical difference between cause and effect in the latter case as exists in the former. As Herbert Spencer has remarked,[386] Kant makes the enormous assumption
“...that no differences among our sensations are determined by any differences in the non-ego (for to say that they are so determined is to say that the form under which the non-ego exists produces an effect upon the ego); and as it similarly follows that the order of coexistence and sequence among these sensations is not determined by any order in the non-ego; we are compelled to conclude that all these differences and changes in the ego are self-determined.”
Kant’s argument in the Dissertation is exactly of this nature.
“Objects do not strike the senses by their form. In order, therefore, that the various impressions from the object acting on the sense may coalesce into some whole of representation, there is required an inner principle of the mind through which in accordance with stable and innate laws that manifold may take on some form.”[387]
In the paragraph before us Kant may, at first sight, seem to offer an argument. He is really only restating his premiss. “That wherein alone sensations can be arranged (sich ordnen[388]) and placed in a certain form cannot itself again be sensation.” Now, of course, if the term sensation is to be limited to the sense qualities, i.e. to content or matter, conceived as existing apart from all formal relations, the formal elements cannot possibly be sensational. The legitimacy of that limitation is, however, the question at issue. It cannot be thus decided by an arbitrary verbal distinction.
“Were the contention that the relations of sensations are not themselves sensed correct, the inference to the pure apriority of the form of our perception would be inevitable. For sensation is the sole form of interaction between consciousness and reality.... But that contention is false. The relations of sensations, their determined coexistence and sequence, impress consciousness, just as do the sensations. We feel this impression in the compulsion which the determinateness of the empirical manifolds lays upon the perceiving consciousness. The mere affection of consciousness by these relations does not, indeed, by itself suffice for their apprehension; but neither does it suffice for the apprehension of the sensation itself. Thus there is in these respects no difference between the matter and the form of appearance.”[389]
In this way, then, by means of his definition of sensation, Kant surreptitiously introduces his fundamental assumption. That assumption reappears as the conclusion that since the form of appearance cannot be sensation, it does not arise through the action of the object, and consequently must be a priori. Though the paragraph seems to offer an argument in support of the apriority of space and time, it is found on examination merely to unfold a position adopted without the slightest attempt at proof.[390]
The form of appearance must lie ready in the mind.[391]—Comment upon this, in order to be adequate, had best take the form of a systematic discussion of Kant’s views, here and elsewhere, of space as an a priori form of intuition. As already stated, the definition which Kant gives of intuition—as knowledge which stands in immediate relation to objects—applies only to empirical intuition. Though by the term object Kant, in so far as he is definite, means content, that content is such as can arise only through the action of some independent object upon the sensibility. In other words, the content apprehended must be sensuous. Now such a view of intuition obviously does not apply to pure intuition. As the concluding line of the paragraph before us states, pure intuition “can be contemplated in separation from all sensation;” and as the next paragraph adds, it exists in the mind “without any actual object of the senses.” Yet Kant does not mean to imply that it is without content of any kind. “This pure form of sensibility may also itself be called pure intuition.”[392] “It can be known before all actual perception, and for that reason is called pure intuition.”[393] Though, therefore, pure intuition has an intrinsic content, and is the immediate apprehension of that content, it stands in no relation to any actual independent object. The content as well as the form is a priori. That, however, raises wider questions, and these we must now discuss.
Here, as in most of his fundamental positions, Kant entertains divergent and mutually contradictory doctrines. Only in his later utterances does he in any degree commit himself to one consistent view. The position to which he finally inclines must not, however, be allowed to dominate the interpretation of his earlier statements. The Aesthetic calls for its own separate exegesis, quite as if it formed by itself an independent work. Its problems are discussed from a standpoint more or less peculiar to itself. The commentator has the twofold task of stating its argumentation both in its conflict with, and in its relation to, the other parts of the Critique.
One essential difference between Kant’s earlier and later treatments of space is that in his earlier utterances it is viewed almost exclusively as a psychological a priori. The logical aspect of the problem first receives anything like adequate recognition in the Analytic. If we keep this important fact in mind, two distinct and contradictory views of the psychological nature of space intuition can be traced throughout the Aesthetic. On one view, it antedates experience as an actual, completed, conscious intuition. On the other view, it precedes experience only as a potential disposition. We rule ourselves out from understanding Kant’s most explicit utterances if we refuse to recognise the existence of both views. Kant’s commentators have too frequently shut their eyes to the first view, and have then blamed Kant for using misleading expressions. It is always safer to take Kant quite literally. He nearly always means exactly what he says at the time when he says it. Frequently he holds views which run completely counter to present-day psychology, and on several occasions he flatly contradicts what he has with equal emphasis maintained in other contexts. The aspects of Kant’s problems are so complex and various, and he is so preoccupied in doing complete justice to each in turn, that the question of the mutual consistency of his results is much less considered than is ideally desirable.
The two views can be more explicitly formulated. The first view alone is straightforward and unambiguous. Space lies ready (liegt bereit) in the mind, i.e. it does not arise. Prior even to sense-experience it exists as a conscious intuition. For this reason it can be contemplated apart from all sensation. It still remains when all sense content is thought away, and yet is not a mere form. In independence of the sensuous manifold it possesses a pure manifold of its own. The ground thesis of the second view—that space, prior to sense-experience, exists only as a permanent endowment of the mind—is likewise unambiguous. But in its development Kant throws consistency to the winds. The possible ways in which, on the second view, consciousness of space may be gained, can be tabulated as follows:
| (a) By reflection upon the activity of the mind in the construction of experience, yielding the intuition of a pure manifold; or (b) by reflection upon the space-endowed products ofexperience.[394] The latter mode of reflection may reveal: | |
| (α) A pure manifold distinct from the manifold of sense; or | |
| (β) Space as a form of the sensuous manifold. | |
There are thus three different ways (a, α, β) in which the second view can be developed: (a) represents the view of the Dissertation (1770), of the reply to Eberhard (1790), and of those parts of the first edition’s deduction of the categories which are of very early origin; (α) represents the final standpoint of the Analytic; (β), the prevailing view of the present day, is nowhere accepted by Kant.[395]
Kant’s utterances in the Aesthetic are all of them coloured by the first main view. We can best approach them by way of the contrasted teaching of the Dissertation of 1770. The teaching there formulated practically coincides, as above stated, with (a) of the second main view. Space, he maintains, is neither innate nor acquired from sense-experience.
“Certainly both conceptions [of time and of space] are undoubtedly acquired, not indeed by abstraction from our sensations of objects (for sensation gives the matter, not the form of human cognition), but from the mind’s own action in co-ordinating its sensations in accordance with unchanging laws. Each represents, as it were, an immutable type, and so can be known intuitively. Sensations excite this act of mind but do not contribute to the intuition. There is here nothing innate except this law of the mind according to which it conjoins in a certain manner the sensations derived from the presence of some object.”[396]
How this view is to be reconciled with the contention, no less explicitly maintained,[397] that space is not only a form of intuition but itself a pure intuition, Kant does not make clear. Reflection upon an activity of the mind may yield the representation of space as a form; it is difficult to comprehend how it should also yield an a priori content.
Kant nowhere in the Critique directly discusses the question whether the representation of space is innate or acquired. Such suggestions as occur refer (with the solitary exceptions of A 196 = B 241 and B 166 ff.)[398] only to the categories,[399] or as in the Prolegomena[400] to the Ideas of reason. But in 1790 Kant in his reply to Eberhard[401] again formulates the view of the Dissertation. The Critique allows, he there says, of no innate representations. All, without exception, are acquired. But of certain representations there is an original acquisition (ursprüngliche Erwerbung). Their ground (Grund) is inborn. In the case of space this ground is the mind’s peculiar capacity for acquiring sensations in accordance with its subjective constitution.[402]
“This first formal ground is alone inborn, not the space representation itself. For it always requires impressions to determine the faculty of knowledge to the representation of an object (which in every case is its own action). Thus arises the formal intuition, which we name space, as an originally acquired representation (the form of outer objects in general), the ground of which (as mere receptivity) is likewise inborn, and the acquisition of which long antedates the determinate conception of things which are in accordance with this form.”[403]
That last remark is confusing. Kant cannot mean that the representation of space is acquired prior to sense-experience, but only that since the mind gains it by reflection upon its own activity, it is among the first things to be apprehended—an extremely questionable assertion, could the premisses be granted. If “the determinate conception of things” comes late, still later must come the determinate conception of anything so abstract as pure space. The above passage thus repeats without essential modification the teaching of the Dissertation, and is open to the same objections. This teaching coincides with that of Leibniz in his Nouveaux Essais; and in formulating it in the Dissertation Kant was very probably influenced by Leibniz. Though it is an improvement upon the more extreme forms of the Cartesian doctrine of innate ideas, it does not go sufficiently far.
Now while Kant thus in 1770 and in 1790 so emphatically teaches that the representation of space is not innate, he none the less, in the intermediate period represented by the Aesthetic, would seem to maintain the reactionary view. Space is no mere potential disposition. As a conscious representation it lies ready in the mind. What, then, were the causes which constrained Kant to go back upon his own better views and to adopt so retrograde a position? The answer must be conjectural, but may perhaps be found in the other main point in which the teaching of the Aesthetic is distinguished from that of the Dissertation. Throughout the Critique Kant insists that space is a form of receptivity. It is given to the mind. It has nothing to do with spontaneity or understanding, and therefore cannot be acquired by reflection upon any activity of the mind. But neither can it, as a priori, be acquired from without. Consequently it cannot be acquired at all. But if given, and yet not acquired, it must as a representation lie ready in the mind from the very birth of consciousness. Constrained by such reasoning, Kant views it as given in all its completeness just as truly as is a sensation of colour or sound. This conclusion may not be satisfactory. Kant’s candid recognition of it is, however, greatly preferable to the blurring of the issue by most of his commentators.
Kant came, no doubt, to the more consistent position of the Aesthetic chiefly through further reflection upon the arguments of the Dissertation,[404] and especially by recognition of the fact that though reflection upon an activity of the mind may be regarded as yielding a form of intuition, it can hardly be capable of yielding a pure manifold which can be substituted for, and take the place of, the manifold of sense. There are for Kant only two ways of escape from this unhappy quandary: (a) Either he must return to the Dissertation position, and admit that the mind is active in the construction of space. This he does in the 1790 reply to Eberhard, but only by misrepresenting his own teaching in the Critique. In order consistently to maintain that space is acquired by reflection upon an activity of the mind, he would have to recast the entire Aesthetic, as well as much of the Analytic, and to do so in ways which cannot genuinely harmonise with the main tendencies of his teaching.[405] (b) No such obstacle lay in the way of an alternative modification of his position. Kant might very easily have given up the contention that space is a pure intuition. If he had been willing to recognise that the sole possible manifold of intuition is sensuous, he could then have maintained that though space is innate as a potential form of receptivity, it is acquired only through reflection upon the space-endowed products of sensibility. So obvious are the advantages of this position, so completely does it harmonise with the facts of experience and with the teaching of modern psychology, and so obscure are the various passages in which Kant touches on this central issue, that many of his most competent commentators are prepared to regard it as being the actual teaching of the Critique. The evidence[406] seems to me, however, to refute this interpretation of Kant’s position. The traditional, Cartesian, semi-mystical worship of mathematical truth, as altogether independent of the contingencies of sense-experience, and as a body of knowledge absolutely distinct in origin from the merely empirical sciences, influences Kant’s thinking even at the very moment when he is maintaining, in opposition to the Cartesians, that its subject matter is a merely subjective intuition. Kant, as it would seem, still maintains that there is a pure manifold of intuition distinct from the manifold of sense; and so by the inevitable logic of his thought is constrained to view space as innate in conscious form. This is not, of course, a conclusion which he could permanently stand by, but its elimination would have involved a more radical revision of his whole view of pure intuition and of mathematical science than he was willing to undertake. Though in the Analytic he has come to recognise[407] that it is acquired by reflection upon objects, to the end he would seem to persist in the difficult contention that such reflection yields a pure manifold distinct from the manifold of sense.[408] His belief that mathematical science is based upon pure intuition prevented him from recognising that though space may be a pure form of intuition, it can never by itself constitute a complete intuition. Its sole possible content is the manifold of sense. But even apart from the fact that our apprehension of space is always empirically conditioned, Kant’s view of mathematical propositions as grounded in intuition is, as already observed, not itself tenable. For though intuitions may perhaps be the ultimate subject matter of geometry, concepts are its sole possible instruments. Intuitions yield scientific insight in exact proportion to our powers of restating their complex content in the terms of abstract thought. Until the evidence which they supply has been thus intellectually tested and defined, they cannot be accepted as justifying even the simplest proposition.[409]
The complicated ambiguities of Kant’s treatment of space may be illustrated and further clarified by discussion of another difficulty. Is space a totum analyticum or a totum syntheticum? Does the whole precondition the parts, or does it arise through combination of the parts? Or to ask another but connected question, do we intuit infinitude, or is it conceptually apprehended only as the presupposition of our limited intuitions? To these questions diametrically opposite answers can be cited from the Critique. As we have above noted, Kant teaches in the Aesthetic that space is given as a whole, and that the parts arise only by limitation of it. But in A 162 = B 203 we find him also teaching that a magnitude is to be entitled extensive
“...when the representation of the parts makes possible, and therefore necessarily precedes, the representation of the whole. I cannot represent to myself a line, however small, without drawing it in thought, i.e. generating from a point all its parts one after another, and thus for the first time recording this intuition.”[410]
He adds in the second edition[411] that extensive magnitude cannot be apprehended save through a “synthesis of the manifold,” a “combination of the homogeneous.”
The note which Kant appends to B 136 is a very strange combination of both views. It first of all reaffirms the doctrine of the Aesthetic that space and time are not concepts, but intuitions within which as in a unity a multitude of representations are contained; and then proceeds to argue that space and time, as thus composite, must presuppose an antecedent synthesis. In A 505 = B 533 we find a similar attempt to combine both assertions.
“The parts of a given appearance are first given through and in the regress of decomposing synthesis (decomponirenden Synthesis).”
The clash of conflicting tenets which Kant is striving to reconcile could hardly find more fitting expression than in this assertion of an analytic synthesis. The same conflict appears, though in a less violent form, in A 438 = B 466.
“Space should properly be called not compositum but totum, since its parts are possible only in the whole, not the whole through the parts. It might, indeed, be said to be a compositum that is ideale, but not reale. That, however, is a mere subtlety.”[412]
The arguments by which Kant proves space to be an a priori intuition rest upon the view that space is given as infinite, and that its parts arise through limitation of this prior-existent whole. But a principle absolutely fundamental to the entire Critique is the counter principle, that all analysis rests upon and presupposes a previously exercised synthesis. Synthesis or totality as such can never be given. Only in so far as a whole is synthetically constructed can it be apprehended by the mind. Representation of the parts precedes and renders possible representation of the whole.
The solution of the dilemma arising out of these diverse views demands the drawing of two distinctions. First, between a synthesised totality and a principle of synthesis; the former may involve a prior synthesis; the latter does not depend upon synthesis, but expresses the predetermined nature of some special form of synthesis. Secondly, it demands a distinction between the a priori manifolds of space and time and the empirical manifold which is apprehended in and through them. This, as we have already noted, is a distinction difficult to take quite seriously, and is entirely unsupported by psychological evidence. But it would seem to be insisted upon by Kant, and to have been a determining factor in the formulation of several of his main doctrines.
In terms of the first distinction we are compelled to recognise that the view of space which underlies the Aesthetic is out of harmony with the teaching of the Analytic. In the Aesthetic Kant interprets space not merely as a form of intuition but also as a formal intuition, which is given complete in its totality, and which is capable of being apprehended independently of its empirical contents, and even prior to them. That would seem to be the view of space which is presupposed in Kant’s explanation of pure mathematical science. The passages from the Analytic, quoted above, are, however, its express recantation. Space, as the intuition of a manifold, is a totum syntheticum, not a totum analyticum. It is constructed, not given. The divergence of views between the Aesthetic and the Analytic springs out of the difficulty of meeting at once the logical demands of a world which Kant conceives objectively, and the psychological demands which arise when this same world is conceived as subjectively conditioned. In principle, the whole precedes the parts; in the process of being brought into existence as an intuition, the parts precede the whole. The principle which determines our apprehension of any space, however small or however large, is that it exists in and through universal space. This is the principle which underlies both the synthetic construction of space and also its apprehension once it is constructed. In principle, therefore, i.e. in the order of logical thought, the whole precedes the parts.[413] The process, however, which this principle governs and directs, cannot start with space as a whole, but must advance to it through synthesis of smaller parts.
But Kant does not himself recognise any conflict between this teaching and the doctrine of the Aesthetic. He seems to himself merely to be making more definite a position which he has consistently held all along; and this was possible owing to his retention and more efficient formulation of the second of the two distinctions mentioned above, viz. that between the manifold of sense and the manifold of intuition. This distinction enables him to graft the new view upon the old, and so in the very act of insisting upon the indispensableness of the conceptual syntheses of understanding, none the less to maintain his view of geometry as an intuitive science.[414]
“Space and time contain a manifold of pure a priori intuition, but at the same time are conditions of the receptivity of our mind—conditions under which alone it can receive representations of objects, and which therefore must also affect the concept of them. But if this manifold is to be known, the spontaneity of our thinking requires that it be gone through in a certain way, taken up, and connected. This action I name synthesis.... Such a synthesis is pure, if the manifold is not empirical, but is given a priori, as is that of space and of time.”[415]
Thus Kant recognises that space, as apprehended by us, is constructed, not given, and so by implication that the infinitude of space is a principle of apprehension, not a given intuition. But he also holds to the view that it contains a pure, and presumably infinite, manifold, given as such.[416] In what this pure manifold consists, and how the description of it as a manifold, demanding synthesis for its apprehension, is to be reconciled with its continuity, Kant nowhere even attempts to explain. Nor does he show what the simple elements are from which the synthesis of apprehension and reproduction in pure intuition might start. The unity and multiplicity of space are, indeed, as he himself recognises,[417] inseparably involved in one another; and recognition of this fact must render it extremely difficult to assign them to separate faculties. For the same reason it is impossible to distinguish temporally, as Kant so frequently does, the processes of synthesis and of analysis, making the former in all cases precede the latter in time. The very nature of space and time, and, as he came to recognise, the very nature of all Ideas of reason, in so far as they involve the notion of the unconditioned, conflict with such a view.
Even when Kant is dealing with space as a principle of synthesis, he speaks with no very certain voice. In the Analytic it is ascribed to the co-operation of sensibility and understanding. In the Dialectic it is, by implication, ascribed to Reason; and in the Metaphysical First Principles it is explicitly so ascribed.
“Absolute space cannot be object of experience; for space without matter is no object of perception, and yet it is a necessary conception of Reason, and therefore nothing but a mere Idea.”[418] “Absolute space is not necessary as a conception of an actual object, but as an Idea which can serve as rule....”[419]
Kant’s teaching in the Critique of Judgment is a further development of this position.
“The mind listens to the voice of Reason which, for every given magnitude—even for those that can never be entirely apprehended, although (in sensible representation) they are judged as entirely given—requires totality.... It does not even except the infinite (space and past time) from this requirement; on the contrary, it renders it unavoidable to think the infinite (in the judgment of common reason) as entirely given (in its totality). But the infinite is absolutely (not merely comparatively) great. Compared with it everything else (of the same kind of magnitudes) is small. But what is most important is that the mere ability to think it as a whole indicates a faculty of mind which surpasses every standard of sense.... The bare capability of thinking the given infinite without contradiction requires in the human mind a faculty itself supersensible. For it is only by means of this faculty and its Idea of a noumenon ... that the infinite of the world of sense, in the pure intellectual estimation of magnitude, can be completely comprehended under one concept.... Nature is, therefore, sublime in those of its phenomena, whose intuition brings with it the Idea of its infinity.... For just as imagination and understanding, in judging of the beautiful, generate a subjective purposiveness of the mental powers by means of their harmony, so imagination and Reason do so by means of their conflict.”[420]
Kant has here departed very far indeed from the position of the Aesthetic.[421]
THE TRANSCENDENTAL AESTHETIC
SECTION I
SPACE
METAPHYSICAL EXPOSITION OF THE CONCEPTION OF SPACE[422]
Space: First Argument.—“Space is not an empirical concept (Begriff) which has been abstracted from outer experiences. For in order that certain sensations be related to something outside me (i.e. to something in another region of space from that in which I find myself), and similarly in order that I may be able to represent them as outside [and alongside][423] one another, and accordingly as not only [qualitatively] different but as in different places, the representation of space must be presupposed (muss schon zum Grunde liegen). The representation of space cannot, therefore, be empirically obtained at second-hand from the relations of outer appearance. This outer experience is itself possible at all only through that representation.”[424]
The first sentence states the thesis of the argument: space is not an empirical concept abstracted from outer experiences. The use of the term Begriff in the title of the section, and also in this sentence, is an instance of the looseness with which Kant employs his terms. It is here synonymous with the term representation (Vorstellung), which covers intuitions as well as general or discursive concepts. Consequently, the contradiction is only verbal, not real, when Kant proceeds to prove that the concept of space is an intuition, not a concept. But this double employment of the term is none the less misleading. When Kant employs it in a strict sense, it signifies solely the general class concept.[425] All true concepts are for Kant of that single type. He has not re-defined the term concept in any manner which would render it applicable to the relational categories. For unfortunately, and very strangely, he never seems to have raised the question whether categories are not also concepts. The application to the forms of understanding of the separate title categories seems to have contented him. Much that is obscure and even contradictory in his teaching might have been prevented had he recognised that the term concept is a generic title which includes, as its sub-species, both general notions and relational categories.
Kant’s limitation of the term concept to the merely generic,[426] and his consequent equating of the categorical proposition with the assertion of the substance-attribute relation,[427] would seem in large part to be traceable to his desire to preserve for himself, in the pioneer labours of his Critical enquiries, the guiding clues of the distinctions drawn in the traditional logic. Kant insists on holding to them, at least in outward appearance, at whatever sacrifice of strict consistency. Critical doctrine is made to conform to the exigencies of an artificial framework, with which its own tenets are only in very imperfect harmony. Appreciation of the ramifying influence, and, as regards the detail of exposition, of the far-reaching consequences, of this desire to conform to the time-honoured rubrics, is indeed an indispensable preliminary to any adequate estimate whether of the strength or of the defects of the Critical doctrines. As a separate and ever-present influence in the determining of Kant’s teaching, this factor may conveniently and compendiously be entitled Kant’s logical architectonic.[428] We shall have frequent occasion to observe its effects.[429]
The second sentence gives expression to the fact through which Kant proves his thesis. Certain sensations, those of the special senses as distinguished from the organic sensations,[430] are related to something which stands in a different region of space from the embodied self, and consequently are apprehended as differing from one another not only in quality but also in spatial position. As is proved later in the Analytic, thought plays an indispensable part in constituting this reference of sensations to objects. Kant here, however, makes no mention of this further complication. He postulates, as he may legitimately do at this stage, the fact that our sensations are thus objectively interpreted, and limits his enquiry to the spatial factor. Now the argument, as Vaihinger justly points out,[431] hinges upon the assumption which Kant has already embodied[432] in his definition of the “form” of sense, viz. that sensations are non-spatial, purely qualitative. Though this is an assumption of which Kant nowhere attempts to give proof, it serves none the less as an unquestioned premiss from which he draws all-important conclusions. This first argument on space derives its force entirely from it.
The proof that the representation of space is non-empirical may therefore be explicitly stated as follows. As sensations are non-spatial and differ only qualitatively, the representation of space must have been added to them. And not being supplied by the given sensations, it must, as the only alternative, have been contributed by the mind. The representation of space, so far from being derived from external experience, is what first renders it possible. As a subjective form that lies ready in the mind, it precedes experience and co-operates in generating it. This proof of the apriority of space is thus proof of the priority of the representation of space to every empirical perception.
In thus interpreting Kant’s argument as proving more than the thesis of the first sentence claims, we are certainly reading into the proof more than Kant has himself given full expression to. But, as is clearly shown by the argument of the next section, we are only stating what Kant actually takes the argument as having proved, namely, that the representation of space is not only non-empirical but is likewise of subjective origin and precedes experience in temporal fashion.
The point of view which underlies and inspires the argument can be defined even more precisely. Kant’s conclusion may be interpreted in either of two ways. The form of space may precede experience only as a potentiality. Existing as a power of co-ordination,[433] it will come to consciousness only indirectly through the addition which it makes to the given sensations. Though subjective in origin, it will be revealed to the mind only in and through experience. This view may indeed be reconciled with the terms of the proof. But a strictly literal interpretation of its actual wording is more in keeping with what, as we shall find, is the general trend of the Aesthetic as a whole. We are then confronted by a very different and extremely paradoxical view, which may well seem too naive to be accepted by the modern reader, but which we seem forced,[434] none the less, to regard as the view actually presented in the text before us. Kant here asserts, in the most explicit manner, that the mind, in order to construe sensations in spatial terms, must already be in possession of a representation of space, and that it is in the light of this representation that it apprehends sensations. The conscious representation of space precedes in time external experience. Such, then, would seem to be Kant’s first argument on space. It seeks to establish a negative conclusion, viz. that space is not derived from experience. But, in so doing, it also yields a positive psychological explanation of its origin.
Those commentators[435] who refuse to recognise that Kant’s problem is in any degree psychological, or that Kant himself so regards it, and who consequently seek to interpret the Aesthetic from the point of view of certain portions of the Analytic, give a very different statement of this first argument. They state it in purely logical terms.[436] Its problem, they claim, is not that of determining the origin of our representation of space, but only its logical relation to our specific sense-experiences. The notion of space in general precedes, as an indispensable logical presupposition, all particular specification of the space relation. Consciousness of space as a whole is not constructed from consciousness of partial spaces; on the contrary, the latter is only possible in and through the former.
Such an argument does of course represent a valuable truth; and it alone harmonises with much in Kant’s maturer teaching;[437] but we must not therefore conclude that it is also the teaching of the Aesthetic. The Critique contains too great a variety of tendencies, too rich a complexity of issues, to allow of such simplification. It loses more than it gains by such rigorous pruning of the luxuriant secondary tendencies of its exposition and thought. And above all, this procedure involves the adoption by the commentator of impossible responsibilities, those of deciding what is essential and valuable in Kant’s thought and what is irrelevant. The value and suggestiveness of Kant’s philosophy largely consist in his sincere appreciation of conflicting tendencies, and in his persistent attempt to reduce them to unity with the least possible sacrifice. But in any case the logical interpretation misrepresents this particular argument. Kant is not here distinguishing between space in general and its specific modifications. He is maintaining that no space relation can be revealed in sensation. It is not only that the apprehension of any limited space presupposes the representation of space as a whole. Both partial and infinite space are of mental origin; sensation, as such, is non-spatial, purely subjective. And lastly, the fact that Kant means to assert that space is not only logically presupposed but is subjectively generated, is sufficiently borne out by his frequent employment elsewhere in the Aesthetic of such phrases as “the subjective condition of sensibility,” “lying ready in our minds,” and “necessarily preceding [as the form of the subject’s receptivity] all intuitions of objects.”
Second Argument.—Having proved by the first argument that the representation of space is not of empirical origin, Kant in the second argument proceeds to establish the positive conclusion that it is a priori.[438] The proof, when all its assumptions are rendered explicit, runs as follows. Thesis: Space is a necessary representation, and consequently is a priori. Proof: It is impossible to imagine the absence of space, though it is possible to imagine it as existing without objects to fill it. A representation which it is impossible for the mind to be without is a necessary representation. But necessity is one of the two criteria of the a priori. The proof of the necessary character of space is therefore also a proof of its being a priori.
The argument, more freely stated, is that what is empirically given from without can be thought away, and that since space cannot be thus eliminated, it must be grounded in our subjective organisation, i.e. must be psychologically a priori. The argument, as stated by Kant, emphasises the apriority, not the subjectivity, of space, but none the less the asserted apriority is psychological, not logical in character. For the criterion employed is not the impossibility of thinking otherwise, but our incapacity to represent this specific element as absent. The ground upon which the whole argument is made to rest is the merely brute fact (asserted by Kant) of our incapacity to think except in terms of space.
The argument is, however, complicated by the drawing of a further consequence, which follows as a corollary from the main conclusion. From the subjective necessity of space follows its objective necessity. Space being necessary a priori, objects can only be apprehended in and through it. Consequently it is not dependent upon the objects apprehended, but itself underlies outer appearances as the condition of their possibility. This corollary is closely akin to the first argument on space, and differs from it only in orientation. The first argument has a psychological purpose. It maintains that the representation of space precedes external experience, causally conditioning it. The corollary has a more objective aim. It concludes that space is a necessary constituent of the external experience thus generated. The one proves that space is a necessary subjective antecedent; the other that it is a necessary objective ingredient.[439]
To consider the proof in detail. The exact words which Kant employs in stating the nervus probandi of the argument are that we can never represent (eine Vorstellung davon machen) space as non-existent, though we can very well think (denken) it as being empty of objects. The terms Vorstellung and denken are vague and misleading. Kant himself recognises that it is possible to conceive that there are beings who intuit objects in some other manner than in space. He cannot therefore mean that we are unable to think or conceive space as non-existent. He must mean that we cannot in imagination intuit it as absent. It is the necessary form of all our intuitions, and therefore also of imagination, which is intuitive in character. Our consciousness is dependent upon given intuitions for its whole content, and to that extent space is a form with which the mind can never by any possibility dispense. Pure thought enables it to realise this de facto limitation, but not to break free from it. Even in admitting the possibility of other beings who are not thus constituted, the mind still recognises its own ineluctable limitations.
Kant offers no proof of his assertion that space can be intuited in image as empty of all sensible content; and as a matter of fact the assertion is false. Doubtless the use of the vague term Vorstellung is in great part responsible for Kant’s mistaken position. So long as imagination and thought are not clearly distinguished, the assertion is correspondingly indefinite. Pure space may possibly be conceived, but it can also be conceived as altogether non-existent. If, on the other hand, our imaginative power is alone in question, the asserted fact must be categorically denied. With the elimination of all sensible content space itself ceases to be a possible image. Kant’s proof thus rests upon a misstatement of fact.
In a second respect Kant’s proof is open to criticism. He takes the impossibility of imagining space as absent as proof that it originates from within. The argument is valid only if no other psychological explanation can be given of this necessity, as for instance through indissoluble association or through its being an invariable element in the given sensations. Kant’s ignoring of these possibilities is due to his unquestioning belief that sensations are non-spatial, purely qualitative. That is a presupposition whose truth is necessary to the cogency of the argument.
Third Argument.—This argument, which was omitted in the second edition, will be considered in its connection with the transcendental exposition into which it was then merged.
Fourth (in second edition, Third) Argument.—The next two arguments seek to show that space is not a discursive or general concept but an intuition. The first proof falls into two parts, (a) We can represent only a single space. For though we speak of many spaces, we mean only parts of one and the same single space. Space must therefore be an intuition. For only intuition is thus directly related to a single individual. A concept always refers indirectly, per notas communes, to a plurality of individuals. (b) The parts of space cannot precede the one all-comprehensive space. They can be thought only in and through it. They arise through limitation of it. Now the parts (i.e. the attributes) which compose a concept precede it in thought. Through combination of them the concept is formed. Space cannot, therefore, be a concept. Consequently it must, as the only remaining alternative, be an intuition. Only in an intuition does the whole precede the parts. In a concept the parts always precede the whole. Intuition stands for multiplicity in unity, conception for unity in multiplicity.
The first part of the argument refers to the extension, the second part to the intension of the space representation. In both aspects it appears as intuitional.[440]
Kant, in repeating his thesis as a conclusion from the above grounds, confuses the reader by an addition which is not strictly relevant to the argument, viz. by the statement that this intuition must be non-empirical and a priori. This is simply a recapitulation of what has been established in the preceding proofs. It is not, as might at first sight appear, part of the conclusion established by the argument under consideration. The reader is the more apt to be misled owing to the fact that very obviously arguments for the non-empirical and for the a priori character of space can be derived from proof (b). That space is non-empirical would follow from the fact that representation of space as a whole is necessary for the apprehension of any part of it. Empirical intuition can only yield the apprehension of a limited space. The apprehension of the comprehensive space within which it falls must therefore be non-empirical.
“As we intuitively apprehend (anschauend erkennen) not only the space of the object which affects our senses, but the whole space, space cannot arise out of the actual affection of the senses, but must precede it in time (vor ihr vorhergehen).”[441]
But in spite of its forcibleness this argument is nowhere presented in the Critique.
Similarly, in so far as particular spaces can be conceived only in and through space as a whole, and in so far as the former are limitations of the one antecedent space, the intuition which underlies all external perception must be a priori. This is in essentials a stronger and more cogent mode of formulating the second argument on space. But again, and very strangely, it is nowhere employed by Kant in this form.
The concluding sentence, ambiguously introduced by the words so werden auch, is tacked on to the preceding argument. Interpreted in the light of § 15 C of the Dissertation,[442] and of the corresponding fourth[443] argument[444] on time, it may be taken as offering further proof that space is an intuition. The concepts of line and triangle, however attentively contemplated, will never reveal the proposition that in every triangle two sides taken together are greater than the third. An a priori intuition will alone account for such apodictic knowledge. This concluding sentence thus really belongs to the transcendental exposition; and as such ought, like the third argument, to have been omitted in the second edition.
Kant’s proof rests on the assumption that there are only two kinds of representation, intuitions and concepts, and also in equal degree upon the further assumption that all concepts are of one and the same type.[445] Intuition is, for Kant, the apprehension of an individual. Conception is always the representation of a class or genus. Intuition is immediately related to the individual. Conception is reflective or discursive; it apprehends a plurality of objects indirectly through the representation of those marks which are common to them all.[446] Intuition and conception having been defined in this manner, the proof that space is single or individual, and that in it the whole precedes the parts, is proof conclusive that it is an intuition, not a conception. Owing, however, to the narrowness of the field assigned to conception, the realm occupied by intuition is proportionately wide, and the conclusion is not as definite and as important as might at first sight appear. By itself, it amounts merely to the statement, which no one need challenge, that space is not a generic class concept. Incidentally certain unique characteristics of space are, indeed, forcibly illustrated; but the implied conclusion that space on account of these characteristics must belong to receptivity, not to understanding, does not by any means follow. It has not, for instance, been proved that space and time are radically distinct from the categories, i.e. from the relational forms of understanding.
In 1770, while Kant still held to the metaphysical validity of the pure forms of thought, the many difficulties which result from the ascription of independent reality to space and time were, doubtless, a sufficient reason for regarding the latter as subjective and sensuous. But upon adoption of the Critical standpoint such argument is no longer valid. If all our forms of thought may be subjective, the existence of antinomies has no real bearing upon the question whether space and time do or do not have a different constitution and a different mental origin from the categories. The antinomies, that is to say, may perhaps suffice to prove that space and time are subjective; they certainly do not establish their sensuous character.
But though persistence of the older, un-Critical opposition between the intellectual and the sensuous was partly responsible for Kant’s readiness to regard as radical the very obvious differences between a category such as that of substance and attribute and the visual or tactual extendedness with which objects are endowed, it can hardly be viewed as the really decisive influence. That would rather seem to be traceable to Kant’s conviction that mathematical knowledge is unique both in fruitfulness and in certainty, and to his further belief that it owes this distinction to the content character of the a priori forms upon which it rests. For though the categories of the physical sciences are likewise a priori, they are exclusively relational,[447] and serve only to organise a material that is empirically given. To account for the superiority of mathematical knowledge Kant accordingly felt constrained to regard space and time as not merely forms in terms of which we interpret the matter of sense, but as also themselves intuited objects, and as therefore possessing a character altogether different from anything which can be ascribed to the pure understanding. The opposition between forms of sense and categories of the understanding, in the strict Kantian mode of envisaging that opposition, is thus inseparably bound up with Kant’s doctrine of space and time as being not only forms of intuition, but as also in their purity and independence themselves intuitions. Even the sensuous subject matter of pure mathematics—so Kant would seem to contend—is a priori in nature. If this latter view be questioned—and to the modern reader it is indeed a stone of stumbling—much of the teaching of the Aesthetic will have to be modified or at least restated.
Fifth (in second edition, Fourth) Argument.—This argument is quite differently stated in the two editions of the Critique, though the purpose of the argument is again in both cases to prove that space is an intuition, not a general concept. In the first edition this is proved by reference to the fact that space is given as an infinite magnitude. This characteristic of our space representation cannot be accounted for so long as it is regarded as a concept. A general conception of space which would abstract out those properties and relations which are common to all spaces, to a foot as well as to an ell, could not possibly determine anything in regard to magnitude. For since spaces differ in magnitude, any one magnitude cannot be a common quality. Space is, however, given us as determined in magnitude, namely, as being of infinite magnitude; and if a general conception of space relations cannot determine magnitude, still less can it determine infinite magnitude. Such infinity must be derived from limitlessness in the progression of intuition. Our conceptual representations of infinite magnitude must be derivative products, acquired from this intuitive source.
In the argument of the second edition the thesis is again established by reference to the infinity of space. But in all other respects the argument differs from that of the first edition. A general conception, which abstracts out common qualities from a plurality of particulars, contains an infinite number of possible different representations under it; but it cannot be thought as containing an infinite number of representations in it. Space must, however, be thought in this latter manner, for it contains an infinite number of coexisting parts.[448] Since, then, space cannot be a concept, it must be an intuition.
The definiteness of this conclusion is somewhat obscured by the further characterisation of the intuition of space as a priori, and by the statement that it is the original (ursprüngliche) representation which is of this intuitive nature. The first addition must here, again, just as in the fourth argument, be regarded as merely a recapitulation of what has already been established, not a conclusion from the present argument. The introduction of the word ‘original’ seems to be part of Kant’s reply to the objections which had already been made to his admission in the first edition that there is a conception as well as an intuition of space. It is the original given intuition of space which renders such reflective conception possible.
The chief difficulty of these proofs arises out of the assertion which they seem to involve that space is given as actually infinite. There are apparently, on this point, two views in Kant, which were retained up to the very last, and which are closely connected with his two representations of space, on the one hand as a formal intuition given in its purity and in its completeness, and on the other hand as the form of intuition, which exists only so far as it is constructed, and which is dependent for its content upon given matter.
Third Argument, and Transcendental Exposition of Space.—The distinction between the metaphysical and the transcendental expositions, introduced in the second edition of the Critique,[449] is one which Kant seems to have first made clear to himself in the process of writing the Prolegomena.[450] It is a genuine improvement, marking an important distinction. It separates out two comparatively independent lines of argument. The terms in which the distinction is stated are not, however, felicitous. Kant’s reason for adopting the title metaphysical is indicated in the Prolegomena:[451]
“As concerns the sources of metaphysical cognition, its very concept implies that they cannot be empirical.... For it must not be physical but metaphysical knowledge, i.e. knowledge lying beyond experience.... It is therefore a priori knowledge, coming from pure understanding and pure Reason.”
The metaphysical exposition, it would therefore seem, is so entitled because it professes to prove that space is a priori, not empirical, and to do so by analysis of its concept.[452] Now by Kant’s own definition of the term transcendental, as the theory of the a priori, this exposition might equally well have been named the transcendental exposition. In any case it is an essential and chief part of the Transcendental Aesthetic. Such division of the Transcendental Aesthetic into a metaphysical and a transcendental part involves a twofold use, wider and narrower, of one and the same term. Only as descriptive of the whole Aesthetic is transcendental employed in the sense defined.
Exposition (Erörterung, Lat. expositio) is Kant’s substitute for the more ordinary term definition. Definition is the term which we should naturally have expected; but as Kant holds that no given concept, whether a priori or empirical, can be defined in the strict sense,[453] the substitutes the term exposition, using it to signify such definition of the nature of space as is possible to us. To complete the parallelism Kant speaks of the transcendental enquiry as also an exposition. It is, however, in no sense a definition. Kant’s terms here, as so often elsewhere, are employed in a more or less arbitrary and extremely inexact manner.
The distinction between the two expositions is taken by Kant as follows. The metaphysical exposition determines the nature of the concept of space, and shows it to be a given a priori intuition. The transcendental exposition shows how space, when viewed in this manner, renders comprehensible the possibility of synthetic a priori knowledge.
The omission of the third argument on space from the second edition, and its incorporation into the new transcendental exposition, is certainly an improvement. In its location in the first edition, it breaks in upon the continuity of Kant’s argument without in any way contributing to the further definition of the concept of space. Also, in emphasising that mathematical knowledge depends upon the construction of concepts,[454] Kant presupposes that space is intuitional; and that has not yet been established.
The argument follows the strict, rigorous, synthetic method. From the already demonstrated a priori character of space, Kant deduces the apodictic certainty of all geometrical principles. But though the paragraph thus expounds a consequence that follows from the a priori character of space, not an argument in support of it, something in the nature of an argument is none the less implied. The fact that this view of the representation of space alone renders mathematical science possible can be taken as confirming this interpretation of its nature. Such an argument, though circular, is none the less cogent. Consideration of Kant’s further statements, that were space known in a merely empirical manner we could not be sure that in all cases only one straight line is possible between two points, or that space will always be found to have three dimensions, must meantime be deferred.[455]
In the new transcendental exposition Kant adopts the analytic method of the Prolegomena, and accordingly presents his argument in independence of the results already established. He starts from the assumption of the admitted validity of geometry, as being a body of synthetic a priori knowledge. Yet this, as we have already noted, does not invalidate the argument; in both the first and the last paragraphs it is implied that the a priori and intuitive characteristics of space have already been proved. From the synthetic character of geometrical propositions Kant argues[456] that space must be an intuition. Through pure concepts no synthetic knowledge is possible. Then from the apodictic character of geometry he infers that space exists in us as pure and a priori;[457] no experience can ever reveal necessity. But geometry also exists as an applied science; and to account for our power of anticipating experience, we must view space as existing only in the perceiving subject as the form of its sensibility. If it precedes objects as the necessary subjective condition of their apprehension, we can to that extent predetermine the conditions of their existence.
In the concluding paragraph Kant says that this is the only explanation which can be given of the possibility of geometry. He does not distinguish between pure and applied geometry, though the proof which he has given of each differs in a fundamental respect. Pure geometry presupposes only that space is an a priori intuition; applied geometry demands that space be conceived as the a priori form of external sense. Only in reference to applied geometry does the Critical problem arise:—viz. how we can form synthetic judgments a priori which yet are valid of objects; or, in other words, how judgments based upon a subjective form can be objectively valid. But any attempt, at this point, to define the nature and possibility of applied geometry must anticipate a result which is first established in Conclusion b.[458] Though, therefore, the substitution of this transcendental exposition for the third space argument is a decided improvement, Kant, in extending it so as to cover applied as well as pure mathematics, overlooks the real sequence of his argument in the first edition. The employment of the analytic method, breaking in, as it does, upon the synthetic development of Kant’s original argument, is a further irregularity.[459]
It may be noted that in the third paragraph Kant takes the fact that geometry can be applied to objects as proof of the subjectivity of space.[460] He refuses to recognise the possibility that space may be subjective as a form of receptivity, and yet also be a mode in which things in themselves exist. This, as regards its conclusion, though not as regards its argument, is therefore an anticipation of Conclusion a. In the last paragraph Kant is probably referring to the views both of Leibniz and of Berkeley.
CONCLUSIONS FROM THE ABOVE CONCEPTS[461]
Conclusion a.—Thesis: Space is not a property of things in themselves,[462] nor a relation of them to one another. Proof: The properties of things in themselves can never be intuited prior to their existence, i.e. a priori. Space, as already proved, is intuited in this manner. In other words, the apriority of space is by itself sufficient proof of its subjectivity.
This argument has been the subject of a prolonged controversy between Trendelenburg and Kuno Fischer.[463] Trendelenburg was able to prove his main point, namely, that the above argument is quite inconclusive. Kant recognises only two alternatives, either space as objective is known a posteriori, or being an a priori representation it is subjective in origin. There exists a third alternative, namely, that though our intuition of space is subjective in origin, space is itself an inherent property of things in themselves. The central thesis of the rationalist philosophy of the Enlightenment was, indeed, that the independently real can be known by a priori thinking. Even granting the validity of Kant’s later conclusion, first drawn in the next paragraph, that space is the subjective form of all external intuition, that would only prove that it does not belong to appearances, prior to our apprehension of them; nothing is thereby proved in regard to the character of things in themselves. We anticipate by a priori reasoning only the nature of appearances, never the constitution of things in themselves. Therefore space, even though a priori, may belong to the independently real. The above argument cannot prove the given thesis.
Vaihinger contends[464] that the reason why Kant does not even attempt to argue in support of the principle, that the a priori must be purely subjective, is that he accepts it as self-evident. This explanation does not, however, seem satisfactory. But Vaihinger supplies the data for modification of his own assertion. It was, it would seem, the existence of the antinomies which first and chiefly led Kant to assert the subjectivity of space and time.[465] For as he then believed that a satisfactory solution of the antinomies is possible only on the assumption of the subjectivity of space and time, he regarded their subjectivity as being conclusively established, and accordingly failed to examine with sufficient care the validity of his additional proof from their apriority. This would seem to be confirmed by the fact that when later,[466] in reply to criticisms of the arguments of the first edition, he so far modified his position as to offer reasons in support of the above general principle, even then he nowhere discussed the principle in reference to the forms of sense. All his discussions concern only the possible independent reality of the forms of thought.[467] To the very last Kant would seem to have regarded the above argument as an independent, and by itself a sufficient, proof of the subjectivity of space.
The refutation of Trendelenburg’s argument which is offered by Caird[468] is inconclusive. Caird assumes the chief point at issue, first by ignoring the possibility that space may be known a priori in reference to appearances and yet at the same time be transcendently real; and secondly by ignoring the fact that to deny spatial properties to things in themselves is as great a violation of Critical principles as to assert them. One point, however, in Caird’s reply to Trendelenburg calls for special consideration, viz. Caird’s contention that Kant did actually take account of the third alternative, rejecting it as involving the “absurd” hypothesis of a pre-established harmony.[469] Undoubtedly Kant did so. But the contention has no relevancy to the point before us. The doctrine of pre-established harmony is a metaphysical theory which presupposes the possibility of gaining knowledge of things in themselves. For that reason alone Kant was bound to reject it. A metaphysical proof of the validity of metaphysical judgments is, from the Critical point of view, a contradiction in terms. As the validity of all speculations is in doubt, a proof which is speculative cannot meet our difficulties. And also, as Kant himself further points out, the pre-established harmony, even if granted, can afford no solution of the Critical problem how a priori judgments can be passed upon the independently real. The judgments, thus guaranteed, could only possess de facto validity; we could never be assured of their necessity.[470] It is chiefly in these two inabilities that Kant locates the “absurdity” of a theory of pre-established harmony. The refutation of that theory does not, therefore, amount to a disproof of the possibility which we are here considering.
Conclusion b.—The next paragraph maintains two theses: (a) that space is the form of all outer intuition; (b) that this fact explains what is otherwise entirely inexplicable and paradoxical, namely, that we can make a priori judgments which yet apply to the objects experienced. The first thesis, that the pure intuition of space is only conceivable as the form of appearances of outer sense, is propounded in the opening sentence without argument and even without citation of grounds. The statement thus suddenly made is not anticipated save by the opening sentences of the section on space.[471] It is an essentially new doctrine. Hitherto Kant has spoken of space only as an a priori intuition. The further assertion that as such it must necessarily be conceived as the form of outer sense (i.e. not only as a formal intuition but also as a form of intuition), calls for the most definite and explicit proof. None, however, is given. It is really a conclusion from points all too briefly cited by Kant in the general Introduction, namely, from his distinction between the matter and the form of sense. The assertions there made, in a somewhat casual manner, are here, without notification to the reader, employed as premisses to ground the above assertion. His thesis is not, therefore, as by its face value it would seem to profess to be, an inference from the points established in the preceding expositions. It interprets these conclusions in the light of points considered in the Introduction; and thereby arrives at a new and all-important interpretation of the nature of the a priori intuition of space.
The second thesis employs the first to explain how prior to all experience we can determine the relations of objects. Since (a) space is merely the form of outer sense, and (b) accordingly exists in the mind prior to all empirical intuition, all appearances must exist in space, and we can predetermine them from the pure intuition of space that is given to us a priori. Space, when thus viewed as the a priori form of outer sense, renders comprehensible the validity of applied mathematics.
As we have already noted,[472] Kant in the second edition obscures the sequence of his argument by offering in the new transcendental exposition a justification of applied as well as of pure geometry. In so doing he anticipates the conclusion which is first drawn in this later paragraph. This would have been avoided had Kant given two separate transcendental expositions. First, an exposition of pure mathematics, placed immediately after the metaphysical exposition; for pure mathematics is exclusively based upon the results of the metaphysical exposition. And secondly, an exposition of applied mathematics, introduced after Conclusion b. The explanation of applied geometry is really the more essential and central of the two, as it alone involves the truly Critical problem, how judgments formed a priori can yet apply to objects. Conclusion b constitutes, as Vaihinger rightly insists,[473] the very heart of the Aesthetic. The arrangement of Kant’s argument diverts the reader’s attention from where it ought properly to centre.
The use which Kant makes of the Prolegomena in his statement of the new transcendental exposition is one cause of the confusion. The exposition is a brief summary of the corresponding Prolegomena[474] sections. In introducing this summary into the Critique Kant overlooked the fact that in referring to applied mathematics he is anticipating a point first established in Conclusion b. The real cause, however, of the trouble is common to both editions, namely Kant’s failure clearly to appreciate the fundamental distinction between the view that space is an a priori intuition and the view that it is the a priori form of all external intuition, i.e. of outer sense. He does not seem to have fully realised how very different are those two views. In consequence of this he fails to distinguish between the transcendental expositions of pure and applied geometry.[475]
Third paragraph.—Kant proceeds to develop the subjectivist conclusions which follow from a and b.
“We may say that space contains all things which can appear to us externally, but not all things in themselves, whether intuited or not, nor again all things intuited by any and every subject.”[476]
This sentence makes two assertions: (a) space does not belong to things in and by themselves; (b) space is not a necessary form of intuition for all subjects whatsoever.
The grounds for the former assertion are not here considered, and that is doubtless the reason why the oder nicht is excised in Kant’s private copy of the Critique. As we have seen, Kant does not anywhere in the Aesthetic even attempt to offer argument in support of this assertion. In defence of (a) Kant propounds for the first time the view of sensibility as a limitation. Space is a limiting condition to which human intuition is subject. Whether the intuitions of other thinking beings are subject to the same limitation, we have no means of deciding. But for all human beings, Kant implies, the same conditions must hold universally.[477]
In the phrase “transcendental ideality of space”[478] Kant, it may be noted, takes the term ideality as signifying subjectivity, and the term transcendental as equivalent to transcendent. He is stating that judged from a transcendent point of view, i.e. from the point of view of the thing in itself, space has a merely subjective or “empirical” reality. This is an instance of Kant’s careless use of the term transcendental. Space is empirically real, but taken transcendently, is merely ideal.[479]
KANT’S ATTITUDE TO THE PROBLEMS OF MODERN GEOMETRY
This is an appropriate point at which to consider the consistency of Kant’s teaching with modern developments in geometry. Kant’s attitude has very frequently been misrepresented. As he here states, he is willing to recognise that the forms of intuition possessed by other races of finite beings may not coincide with those of the human species. But in so doing he does not mean to assert the possibility of other spatial forms, i.e. of spaces that are non-Euclidean. In his pre-Critical period Kant had indeed attempted to deduce the three-dimensional character of space as a consequence of the law of gravitation; and recognising that that law is in itself arbitrary, he concluded that God might, by establishing different relations of gravitation, have given rise to spaces of different properties and dimensions.
“A science of all these possible kinds of space would undoubtedly be the highest enterprise which a finite understanding could undertake in the field of geometry.”[480]
But from the time of Kant’s adoption, in 1770, of the Critical view of space as being the universal form of our outer sense, he seems to have definitely rejected all such possibilities. Space, to be space at all, must be Euclidean; the uniformity of space is a presupposition of the a priori certainty of geometrical science.[481] One of the criticisms which in the Dissertation[482] he passes upon the empirical view of mathematical science is that it would leave open the possibility that “a space may some time be discovered endowed with other fundamental properties, or even perhaps that we may happen upon a two-sided rectilinear figure.” This is the argument which reappears in the third argument on space in the first edition of the Critique.[483] The same examples are employed with a somewhat different wording.
“It would not even be necessary that there should be only one straight line between two points, though experience invariably shows this to be so. What is derived from experience has only comparative universality, namely, that which is obtained through induction. We should therefore only be able to say that, so far as hitherto observed, no space has been found which has more than three dimensions.”
But that Kant should have failed to recognise the possibility of other spaces does not by itself point to any serious defect in his position. There is no essential difficulty in reconciling the recognition of such spaces with his fundamental teaching. He admits that other races of finite beings may perhaps intuit through non-spatial forms of sensibility; he might quite well have recognised that those other forms of intuition, though not Euclidean, are still spatial. It is in another and more vital respect that Kant’s teaching lies open to criticism. Kant is convinced that space is given to us in intuition as being definitely and irrevocably Euclidean in character. Both our intuition and our thinking, when we reflect upon space, are, he implies, bound down to, and limited by, the conditions of Euclidean space. And it is in this positive assumption, and not merely in his ignoring of the possibility of other spaces, that he comes into conflict with the teaching of modern geometry. For in making the above assumption Kant is asserting that we definitely know physical space to be three-dimensional, and that by no elaboration of concepts can we so remodel it in thought that the axiom of parallels will cease to hold. Euclidean space, Kant implies, is given to us as an unyielding form that rigidly resists all attempts at conceptual reconstruction. Being quite independent of thought and being given as complete, it has no inchoate plasticity of which thought might take advantage. The modern geometer is not, however, prepared to admit that intuitional space has any definiteness or preciseness of nature apart from the concepts through which it is apprehended; and he therefore allows, as at least possible, that upon clarification of our concepts space may be discovered to be radically different from what it at first sight appears to be. In any case, the perfecting of the concepts must have some effect upon their object. But even—as the modern geometer further maintains—should our space be definitely proved, upon analytic and empirical investigation, to be Euclidean in character, other possibilities will still remain open for speculative thought. For though the nature of our intuitional data may constrain us to interpret them through one set of concepts rather than through another, the competing sets of alternative concepts will represent genuine possibilities beyond what the actual is found to embody.
Thus the defect of Kant’s teaching, in regard to space, as judged in the light of the later teaching of geometrical science, is closely bound up with his untenable isolation of the a priori of sensibility from the a priori of understanding.[484] Space, being thus viewed as independent of thought, has to be regarded as limiting and restricting thought by the unalterable nature of its initial presentation. And unfortunately this is a position which Kant continued to hold, despite his increasing recognition of the part which concepts must play in the various mathematical sciences. In the deduction of the first edition we find him stating that synthesis of apprehension is necessary to all representation of space and time.[485] He further recognises that all arithmetical processes are syntheses according to concepts.[486] And in the Prolegomena[487] there occurs the following significant passage.
“Do these laws of nature lie in space, and does the understanding learn them by merely endeavouring to find out the fruitful meaning that lies in space; or do they inhere in the understanding and in the way in which it determines space according to the conditions of the synthetical unity towards which its concepts are all directed? Space is something so uniform and as to all particular properties so indeterminate, that we should certainly not seek a store of laws of nature in it. That which determines space to the form of a circle or to the figures of a cone or a sphere, is, on the contrary, the understanding, so far as it contains the ground of the unity of these constructions. The mere universal form of intuition, called space, must therefore be the substratum of all intuitions determinable to particular objects, and in it, of course, the condition of the possibility and of the variety of these intuitions lies. But the unity of the objects is solely determined by the understanding, and indeed in accordance with conditions which are proper to the nature of the understanding....”
Obviously Kant is being driven by the spontaneous development of his own thinking towards a position much more consistent with present-day teaching, and completely at variance with the hard and fast severance between sensibility and understanding which he had formulated in the Dissertation and has retained in the Aesthetic. In the above Prolegomena passage a plasticity is being allowed to space, sufficient to permit of essential modification in the conceptual processes through which it is articulated. But, as I have just stated, that did not lead Kant to disavow the conclusions which he had drawn from his previous teaching.
This defect in Kant’s doctrine of space, as expounded in the Aesthetic, indicates a further imperfection in his argument. He asserts that the form of space cannot vary from one human being to another, and that for this reason the judgments which express it are universally valid. Now, in so far as Kant’s initial datum is consciousness of time,[488] he is entirely justified in assuming that everything which can be shown to be a necessary condition of such consciousness must be uniform for all human minds. But as his argument is not that consciousness of Euclidean space is necessary to consciousness of time, but only that consciousness of the permanent in space is a required condition, he has not succeeded in showing the necessary uniformity of the human mind as regards the specific mode in which it intuits space. The permanent might still be apprehended as permanent, and therefore as yielding a possible basis for consciousness of sequence, even if it were apprehended in some four-dimensional form.
Fourth Paragraph.—The next paragraph raises one of the central problems of the Critique, namely, the question as to the kind of reality possessed by appearances. Are they subjective, like taste or colour? Or have they a reality at least relatively independent of the individual percipient? In other words, is Kant’s position subjectivism or phenomenalism? Kant here alternates between these positions. This fourth paragraph is coloured by his phenomenalism, whereas in the immediately following fifth paragraph his subjectivism gains the upper hand. The taste of wine, he there states, is purely subjective, because dependent upon the particular constitution of the gustatory organ on which the wine acts. Similarly, colours are not properties of the objects which cause them.
“They are only modifications of the sense of sight which is affected in a certain manner by the light.... They are connected with the appearances only as effects accidentally added by the particular constitution of the sense organs.”[489]
Space, on the other hand, is a necessary constituent of the outer objects. In contrast to the subjective sensations of taste and colour, it possesses objectivity. This mode of distinguishing between space and the matter of sense implies that extended objects are not mere ideas, but are sufficiently independent to be capable of acting upon the sense organs, and of thereby generating the sensations of the secondary qualities.
Kant, it must be observed, refers only to taste and colour. He says nothing in regard to weight, impenetrability, and the like. These are revealed through sensation, and therefore on his view ought to be in exactly the same position as taste or colour. But if so, the relative independence of the extended object can hardly be maintained. Kant’s distinction between space and the sense qualities cannot, indeed, be made to coincide with the Cartesian distinction between primary and secondary qualities.
A second difference, from Kant’s point of view, between space and the sense qualities is that the former can be represented a priori, in complete separation from everything empirical, whereas the latter can only be known a posteriori. This, as we have seen, is a very questionable assertion. The further statement that all determinations of space can be represented in the same a priori fashion is even more questionable. At most the difference is only between a homogeneous subjective form yielded by outer sense and the endlessly varied and consequently unpredictable contents revealed by the special senses. The contention that the former can be known apart from the latter implies the existence of a pure manifold additional to the manifold of sense.
Fifth Paragraph.—In the next paragraph Kant emphasises the distinction between the empirical and the transcendental meanings of the term appearance. A rose, viewed empirically, as a thing with an intrinsic independent nature, may appear of different colour to different observers.
“The transcendental conception of appearances in space, on the other hand, is a Critical reminder that nothing intuited in space is a thing in itself, that space is not a form inhering in things in themselves ... and that what we call outer objects are nothing but mere representations of our sensibility, the form of which is space.”
In other words, the distinction drawn in the preceding paragraph between colour as a subjective effect and space as an objective existence is no longer maintained. Kant, when thus developing his position on subjectivist lines, allows no kind of independent existence to anything in the known world. Objects as known are mere Ideas (blosse Vorstellungen unserer Sinnlichkeit), the sole correlate of which is the unknowable thing in itself. But even in this paragraph both tendencies find expression. “Colour, taste, etc., must not rightly be regarded as properties of things, but only as changes in the subject.” This implies a threefold distinction between subjective sensations, empirical objects in space, and the thing in itself. The material world, investigated by science, is recognised as possessing a relatively independent mode of existence.
Substituted Fourth Paragraph of second edition.—In preparing the second edition Kant himself evidently felt the awkwardness of this abrupt juxtaposition of the two very different points of view; and he accordingly adopts a non-committal attitude, substituting a logical distinction for the ontological. Space yields synthetic judgments a priori; the sense qualities do not. Only in the concluding sentence does there emerge any definite phenomenalist implication. The sense qualities, “as they are mere sensations and not intuitions, in themselves reveal no object, least of all [an object] a priori.”[490] The assertion that the secondary qualities have no ideality implies a new and stricter use of the term ideal than we find anywhere in the first edition—a use which runs counter to Kant’s own constant employment of the term. On this interpretation it is made to signify what though subjective is also a priori. Here, as in many of the alterations of the second edition, Kant is influenced by the desire to emphasise the points which distinguish his idealism from that of Berkeley.
THE TRANSCENDENTAL AESTHETIC
SECTION II
TIME
METAPHYSICAL EXPOSITION OF THE CONCEPTION OF TIME
Time: First Argument.—This argument is in all respects the same as the first argument on space. The thesis is that the representation[491] of time is not of empirical origin. The proof is based on the fact that this representation must be previously given in order that the perception of coexistence or succession be possible. It also runs on all fours with the first argument in the Dissertation.
“The idea of time does not originate in, but is presupposed by the senses. When a number of things act upon the senses, it is only by means of the idea of time that they can be represented whether as simultaneous or as successive. Nor does succession generate the conception of time; but stimulates us to form it. Thus the notion of time, even if acquired through experience, is very badly defined as being a series of actual things existing one after another. For I can understand what the word after signifies only if I already know what time means. For those things are after one another which exist at different times, as those are simultaneous which exist at one and the same time.”[492]
Second Argument.—Kant again applies to time the argument already employed by him in dealing with space. The thesis is that time is given a priori. Proof is found in the fact that it cannot be thought away, i.e. in the fact of its subjective necessity. From this subjective necessity follows its objective necessity, so far as all appearances are concerned. In the second edition Kant added a phrase—“as the general condition of their possibility”—which is seriously misleading. The concluding sentence is thereby made to read as if Kant were arguing from the objective necessity of time, i.e. from its necessity as a constituent in the appearances apprehended, to its apriority. It is indeed possible that Kant himself regarded this objective necessity of time as contributing to the proof of its apriority. But no such argument can be accepted. Time may be necessary to appearances, once appearances are granted. This does not, however, prove that it must therefore precede them a priori. This alteration in the second edition is an excellent, though unfortunate, example of Kant’s invincible carelessness in the exposition of his thought. It has contributed to a misreading by Herbart and others of this and of the corresponding argument on space.
“Let us not talk of an absolute space as the presupposition of all our constructed figures. Possibility is nothing but thought, and it arises only when it is thought. Space is nothing but possibility, for it contains nothing save images of the existent; and absolute space is nothing save the abstracted general possibility of such constructions, abstracted from it after completion of the construction. The necessity of the representation of space ought never to have played any rôle in philosophy. To think away space is to think away the possibility of that which has been previously posited as actual. Obviously that is impossible, and the opposite is necessary.”[493]
Were Kant really arguing here and in the second argument on space solely from the objective necessity of time and space, this criticism would be unanswerable. But even taking the argument in its first edition form, as an argument from the psychological necessity of time, it lies open to the same objection as the argument on space. It rests upon a false statement of fact. We cannot retain time in the absence of all appearances of outer and inner sense. With the removal of the given manifold, time itself must vanish.
Fourth Argument.[494]—This argument differs only slightly, and mainly through omissions,[495] from the fourth[496] of the arguments in regard to space; but a few minor points call for notice. (a) In the first sentence, instead of intuition, which alone is under consideration in its contrast to conception, Kant employs the phrase “pure form of intuition.” (b) In the third sentence Kant uses the quite untenable phrase “given through a single object (Gegenstand).” Time is not given from without, nor is it due to an object. (c) The concluding sentences properly belong to the transcendental exposition. They are here introduced, not in the ambiguous manner of the fourth[1] argument on space, but explicitly as a further argument in proof of the intuitive character of time. The synthetic proposition which Kant cites is taken neither from the science of motion nor from arithmetic. It expresses the nature of time itself, and for that reason is immediately contained in the intuition of time.
Fifth Argument.—This argument differs fundamentally from the corresponding argument on space, whether of the first or of the second edition, and must therefore be independently analysed. The thesis is again that time is an intuition. Proof is derived from the fact that time is a representation in which the parts arise only through limitation, and in which, therefore, the whole must precede the parts. The original (ursprüngliche) time-representation, i.e. the fundamental representation through limitation of which the parts arise as secondary products, must be an intuition.
To this argument Kant makes two explanatory additions. (a) As particular times arise through limitation of one single time, time must in its original intuition be given as infinite, i.e. as unlimited. The infinitude of time is not, therefore, as might seem to be implied by the prominence given to it, and by analogy with the final arguments of both the first and the second edition, a part of the proof that it is an intuition, but only a consequence of the feature by which its intuitive character is independently established. The unwary reader, having in mind the corresponding argument on space, is almost inevitably misled. All reference to infinitude could, so far as this argument is concerned, have been omitted. The mode in which the argument opens seems indeed to indicate that Kant was not himself altogether clear as to the cross-relations between the arguments on space and time respectively. The real parallel to this argument is to be found in the second part of the fourth[1] argument on space. That part was omitted by Kant in his fourth argument on time, and is here developed into a separate argument. This is, of course, a further cause of confusion to the reader, who is not prepared for such arbitrary rearrangement. Indeed it is not surprising to find that when Kant became the reader of his own work, in preparing it for the second edition, he was himself misled by the intricate perversity of his exposition. In re-reading the argument he seems to have forgotten that it represents the second part of the fourth[497] argument on space. Interpreting it in the light of the fifth[498] argument on space which he had been recasting for the second edition, it seemed to him possible, by a slight alteration, to bring this argument on time into line with that new proof.[499] This unfortunately results in the perverting of the entire paragraph. The argument demands an opposition between intuition in which the whole precedes the parts, and conception in which the parts precede the whole. In order to bring the opposition into line with the new argument on space, according to which a conception contains an infinite number of parts, not in it, but only under it, Kant substitutes for the previous parenthesis the statement that “concepts contain only partial representations,” meaning, apparently, that their constituent elements are merely abstracted attributes, not real concrete parts, or in other words, not strictly parts at all, but only partial representations. But this does not at all agree with the context. The point at issue is thereby obscured.
(b) The main argument rests upon and presupposes a very definite view as to the manner in which alone, according to Kant, concepts are formed. Only if this view be granted as true of all concepts without exception is the argument cogent. This doctrine[500] of the concept is accordingly stated by Kant in the words of the parenthesis. The partial representations, i.e. the different properties which go to constitute the object or content conceived, precede the representation of the whole. “The aggregation of co-ordinate attributes (Merkmale) constitutes the totality of the concept.”[501] Upon the use which Kant thus makes of the traditional doctrine of the concept, and upon its lack of consistency with his recognition of relational categories, we have already dwelt.[502]
Third Argument and the Transcendental Exposition.—The third argument ought to have been omitted in the second edition, and its substance incorporated in the new transcendental exposition, as was done with the corresponding argument concerning space. The excuse which Kant offers for not making the change, namely, his desire for brevity, is not valid. By insertion in the new section the whole matter could have been stated just as briefly as before.
The purpose of the transcendental exposition has been already defined. It is to show how time, when viewed in the manner required by the results of the metaphysical deduction, as an a priori intuition, renders synthetic a priori judgments possible.
This exposition, as it appears in the third argument of the first edition, grounds the apodictic character of two axioms in regard to time[503] on the proved apriority of the representation of time, and then by implication finds in these axioms a fresh proof of the apriority of time.
The new transcendental exposition extends the above by two further statements: (a) that only through the intuition of time can any conception of change, and therewith of motion (as change of place), be formed; and (b) that it is because the intuition of time is an a priori intuition that the synthetic a priori propositions of the “general doctrine of motion” are possible. To take each in turn. (a) Save by reference to time the conception of motion is self-contradictory. It involves the ascription to one and the same thing of contradictory predicates, e.g. that an object both is and is not in a certain place. From this fact, that time makes possible what is not possible in pure conception, Kant, in his earlier rationalistic period, had derived a proof of the subjectivity of time.[504] (b) In 1786 in the Metaphysical First Principles of Natural Science Kant had developed the fundamental principles of the general science of motion. He takes the opportunity of the second edition (1787) of the Critique to assign this place to them in his general system. The implication is that the doctrine of motion stands to time in the relation in which geometry stands to space. Kant is probably here replying, as Vaihinger has suggested,[505] to an objection made by Garve to the first edition, that no science, corresponding to geometry, is based on the intuition of time. For two reasons, however, the analogy between mechanics and geometry breaks down. In the first place, the conception of motion is empirical; and in the second place, it presupposes space as well as time.[506]
Kant elsewhere explicitly disavows this view that the science of motion is based on time. He had already done so in the preceding year (1786) in the Metaphysical First Principles. He there points out[507] that as time has only one dimension, mathematics is not applicable to the phenomena of inner sense. At most we can determine in regard to them (in addition, of course, to the two axioms already cited) only the law that all these changes are continuous. Also in Kant’s Ueber Philosophie überhaupt (written some time between 1780 and 1790, and very probably in or about the year 1789) we find the following utterance:
“The general doctrine of time, unlike the pure doctrine of space (geometry), does not yield sufficient material for a whole science.”[508]
Why, then, should Kant in 1787 have so inconsistently departed from his own teaching? This is a question to which I can find no answer. Apparently without reason, and contrary to his more abiding judgment, he here repeats the suggestion which he had casually thrown out in the Dissertation[509] of 1770:
“Pure mathematics treats of space in geometry and of time in pure mechanics.”
But in the Dissertation the point is only touched upon in passing. The context permits of the interpretation that while geometry deals with space, mechanics deals with time in addition to space.
KANT’S VIEWS REGARDING THE NATURE OF ARITHMETICAL SCIENCE
In the Dissertation, and again in the chapter on Schematism in the Critique itself, still another view is suggested, namely, that the science of arithmetic is also concerned with the intuition of time. The passage just quoted from the Dissertation proceeds as follows:
“Pure mathematics treats of space in geometry and of time in pure mechanics. To these has to be added a certain concept which is in itself intellectual, but which demands for its concrete actualisation (actuatio) the auxiliary notions of time and space (in the successive addition and in the juxtaposition of a plurality). This is the concept of number which is dealt with in Arithmetic.”[510]
This view of arithmetic is to be found in both editions of the Critique. Arithmetic depends upon the synthetic activity of the understanding; the conceptual element is absolutely essential.
“Our counting (as is easily seen in the case of large numbers) is a synthesis according to concepts, because it is executed according to a common ground of unity, as, for instance, the decade (Dekadik).”[511] “The pure image ... of all objects of the senses in general is time. But the pure schema of quantity, in so far as it is a concept of the understanding, is number, a representation which combines the successive addition of one to one (homogeneous). Thus number is nothing but the unity of the synthesis of the manifold of a homogeneous intuition in general, whereby I generate time itself in the apprehension of the intuition.”[512]
This is also the teaching of the Methodology.[513] Now it may be observed that in none of these passages is arithmetic declared to be the science of time, or even to be based on the intuition of time. In 1783, however, in the Prolegomena, Kant expresses himself in much more ambiguous terms, for his words imply that there is a parallelism between geometry and arithmetic.
“Geometry is based upon the pure intuition of space. Arithmetic produces its concepts of number through successive addition of units in time, and pure mechanics especially can produce its concepts of motion only by means of the representation of time.”[514]
The passage is by no means explicit; the “especially” (vornehmlich) seems to indicate a feeling on Kant’s part that the description which he is giving of arithmetic is not really satisfactory. Unfortunately this casual statement, though never repeated by Kant in any of his other writings, was developed by Schulze in his Erläuterungen.
“Since geometry has space and arithmetic has counting as its object (and counting can only take place by means of time), it is evident in what manner geometry and arithmetic, that is to say pure mathematics, is possible.”[515]
Largely, as it would seem,[516] through Schulze, whose Erläuterungen did much to spread Kant’s teaching, this view came to be the current understanding of Kant’s position. The nature of arithmetic, as thus popularly interpreted, is expounded by Schopenhauer in the following terms:
“In time every moment is conditioned by the preceding. The ground of existence, as law of the sequence, is thus simple, because time has only one dimension, and no manifoldness of relations can be possible in it. Every moment is conditioned by the preceding; only through the latter can we attain to the former; only because the latter was, and has elapsed, does the former now exist. All counting rests upon this nexus of the parts of time; its words merely serve to mark the single steps of the succession. This is true of the whole of arithmetic, which throughout teaches nothing but the methodical abbreviations of counting. Every number presupposes the preceding numbers as grounds of its existence; I can only reach them through all the preceding, and only by means of this insight into the ground of its existence do I know that, where ten are, there are also eight, six, four.”[517]
Schulze was at once challenged to show that this was really Kant’s teaching, and the passage which he cited was Kant’s definition of the schema of number, above quoted.[518] It is therefore advisable that we should briefly discuss the many difficulties which this passage involves. What does Kant mean by asserting that in the apprehension of number we generate time? Does he merely mean that time is required for the process of counting? Counting is a process through which numerical relations are discovered; and it undoubtedly occupies time. But so do all processes of apprehension, in the study of geometry no less than of arithmetic. That this is not Kant’s meaning, and that it is not even what Schulze, notwithstanding his seemingly explicit mode of statement, intends to assert, is clearly shown by a letter written by Kant to Schulze in November 1788. Schulze, it appears, had spoken of this very matter.
“Time, as you justly remark, has no influence upon the properties of numbers (as pure determinations of quantity), such as it may have upon the nature of those changes (of quantity) which are possible only in connection with a specific property of inner sense and its form (time). The science of number, notwithstanding the succession which every construction of quantity demands, is a pure intellectual synthesis which we represent to ourselves in thought. But so far as quanta are to be numerically determined, they must be given to us in such a way that we can apprehend their intuition in successive order, and such that their apprehension can be subject to time....”[519]
No more definite statement could be desired of the fact that though in arithmetical science as in other fields of study our processes of apprehension are subject to time, the quantitative relations determined by the science are independent of time and are intellectually apprehended.
But if the above psychological interpretation of Kant’s teaching is untenable, how is his position to be defined? We must bear in mind the doctrine which Kant had already developed in his pre-Critical period, that mathematical differs from philosophical knowledge in that its concepts can have concrete individual form.[520] In the Critique this difference is expressed in the statement that the mathematical sciences alone are able to construct their concepts. And as they are pure mathematical sciences, this construction is supposed to take place by means of the a priori manifold of space and of time. Now though Kant had a fairly definite notion of what he meant by the construction of geometrical figures in space, his various utterances seem to show that in regard to the nature of arithmetical and algebraic construction he had never really attempted to arrive at any precision of view. To judge by the passage already quoted[521] from the Dissertation, Kant regarded space as no less necessary than time to the construction or intuition of number. ”[The intellectual concept of number] demands for its concrete actualisation the auxiliary notions of time and space (in the successive addition and in the juxtaposition of a plurality)” A similar view appears in the Critique in A 140 = B 179 and in B 15. In conformity, however, with the general requirements of his doctrine of Schematism, Kant defines the schema of number in exclusive reference to time; and, as we have noted, it is to this definition that Schulze appeals in support of his view of arithmetic as the science of counting and therefore of time. It at least shows that Kant perceived some form of connection to exist between arithmetic and time. But in this matter Kant’s position was probably simply a corollary from his general view of the nature of mathematical science, and in particular of his view of geometry, the “exemplar”[522] of all the others. Mathematical science, as such, is based on intuition;[523] therefore arithmetic, which is one of its departments, must be so likewise. No attempt, however, is made to define the nature of the intuitions in which it has its source. Sympathetically interpreted, his statements may be taken as suggesting that arithmetic is the study of series which find concrete expression in the order of sequent times. The following estimate, given by Cassirer,[524] does ample justice both to the true and to the false elements in Kant’s doctrine.
”[Even discounting Kant’s insistence upon the conceptual character of arithmetical science, and] allowing that he derives arithmetical concepts and propositions from the pure intuition of time, this teaching, to whatever objections it may lie open, has certainly not the merely psychological meaning which the majority of its critics have ascribed to it. If it contained only the trivial thought, that the empirical act of counting requires time, it would be completely refuted by the familiar objection which B. Beneke has formulated: ‘The fact that time elapses in the process of counting can prove nothing; for what is there over which time does not flow?’ It is easily seen that Kant is only concerned with the ‘transcendental’ determination of the concept of time, according to which it appears as the type of an ordered sequence. William [Rowan] Hamilton, who adopts Kant’s doctrine, has defined algebra as ‘science of pure time or order in progression.’ That the whole content of arithmetical concepts can really be obtained from the fundamental concept of order in unbroken development, is completely confirmed by Russell’s exposition. As against the Kantian theory it must, of course, be emphasised, that it is not the concrete form of time intuition which constitutes the ground of the concept of number, but that on the contrary the pure logical concepts of sequence and of order are already implicitly contained and embodied in that concrete form.”
Much of the unsatisfactoriness of Kant’s argument is traceable to his mode of conceiving the “construction”[525] of mathematical concepts. All concepts, he seems to hold, even those of geometry and arithmetic, are abstract class concepts—the concept of triangle representing the properties common to all triangles, and the concept of seven the properties common to all groups that are seven. Mathematical concepts differ, however, from other concepts in that they are capable of a priori construction, that is, of having their objects represented in pure intuition. Now this is an extremely unfortunate mode of statement. It implies that mathematical concepts have a dual mode of existence, first as abstracted, and secondly as constructed. Such a position is not tenable. The concept of seven, in its primary form, is not abstracted from a variety of particular groups of seven; it is already involved in the apprehension of each of them as being seven. Nor is it a concept that is itself constructed. It may perhaps be described as being the representation of something constructed; but that something is not itself. It represents the process or method generative of the complex for which it stands. Thus Kant’s distinction between the intuitive nature of mathematical knowledge and the merely discursive character of conceptual knowledge is at once inspired by the very important distinction between the product of construction and the product of abstraction, and yet at the same time is also obscured by the quite inadequate manner in which that latter distinction has been formulated. Kant has again adhered to the older logic even in the very act of revising its conclusions; and in so doing he has sacrificed the Critical doctrines of the Analytic to the pre-Critical teaching of the Dissertation and Aesthetic. Mathematical concepts are of the same general type as the categories; their primary function is not to clarify intuitions, but to make them possible. They are derivable from intuition only in so far as they have contributed to its constitution. If intuition contains factors additional to the concepts through which it is interpreted, these factors must remain outside the realm of mathematical science, until such time as conceptual analysis has proved itself capable of further extension.
I may now summarise this general discussion. Though Kant in the first edition of the Critique had spoken of the mathematical sciences as based upon the intuition of space and time, he had not, despite his constant tendency to conceive space and time as parallel forms of existence, based any separate mathematical discipline upon time. His definition of number, in the chapter on Schematism, had recognised the essentially conceptual character of arithmetic, and had connected it with time only in a quite indirect manner. A passage in the Prolegomena is the one place in all Kant’s writings in which he would seem to assert, though in brief and quite indefinite terms, that arithmetic is related to time as geometry is related to space. No such view of arithmetic is to be found in the second edition of the Critique. In the transcendental exposition of time, added in the second edition, only pure mechanics is mentioned. This would seem to indicate that Kant had made the above statement carelessly, without due thought, and that on further reflection he found himself unable to stand by it. The omission is the more significant in that Kant refers to arithmetic in the passages added in the second edition Introduction. The teaching of these passages, apart from the asserted necessity of appealing to fingers or points,[526] harmonises with the view so briefly outlined in the Analytic. Arithmetic is a conceptual science; though it finds in ordered sequence its intuitional material, it cannot be adequately defined as being the science of time.
CONCLUSIONS FROM THE PRECEDING CONCEPTS[527]
These Conclusions do not run parallel with the corresponding Conclusions in regard to space. In the first paragraph there are two differences. (a) Kant takes account of a view not considered under space, viz. that time is a self-existing substance. He rejects it on a ground which is difficult to reconcile with his recognition of a manifold of intuition as well as a manifold of sense, namely that it would then be something real without being a real object. In A 39 = B 57 and B 70 Kant describes space and time, so conceived, as unendliche Undinge. (b) Kant introduces into his first Conclusion the argument[528] that only by conceiving time as the form of inner intuition can we justify a priori synthetic judgments in regard to objects.
Second Paragraph (Conclusion b).—This latter statement is repeated at the opening of the second Conclusion. The emphasis is no longer, however, upon the term “form” but upon the term “inner”; and Kant proceeds to make assertions which by no means follow from the five arguments, and which must be counted amongst the most difficult and controversial tenets of the whole Critique. (a) Time is not a determination of outer appearances. For it belongs neither to their shape nor to their position—and prudently at this point the property of motion is smuggled out of view under cover of an etc. Time does not determine the relation of appearances to one another, but only the relation of representations in our inner state.[529] It is the form only of the intuition of ourselves and of our inner state.[530] Obviously these are assertions which Kant cannot possibly hold to in this unqualified form. In the very next paragraph they are modified and restated. (b) As this inner intuition supplies no shape (Gestalt), we seek to make good this deficiency by means of analogies. We represent the time-sequence through a line progressing to infinity in which the manifold constitutes a series of only one dimension. From the properties of this line, with the one exception that its parts are simultaneous whereas those of time are always successive, we conclude to all the properties of time.
The wording of the passage seems to imply that such symbolisation of time through space is helpful but not indispensably necessary for its apprehension. That it is indispensably necessary is, however, the view to which Kant finally settled down.[531] But he has not yet come to clearness on this point. The passage has all the signs of having been written prior to the Analytic. Though Kant seems to have held consistently to the view that time has, in or by itself, only one dimension,[532] the difficulties involved drove him to recognise that this is true only of time as the order of our representations. It is not true of the objective time apprehended in and through our representations. When later Kant came to hold that consciousness of time is conditioned by consciousness of space, he apparently also adopted the view that, by reference to space, time indirectly acquires simultaneity as an additional mode. The objective spatial world is in time, but in a time which shows simultaneity as well as succession. In the Dissertation[533] Kant had criticised Leibniz and his followers for neglecting simultaneity, “the most important consequence of time.”
“Though time has only one dimension, yet the ubiquity of time (to employ Newton’s term), through which all things sensuously thinkable are at some time, adds another dimension to the quantity of actual things, in so far as they hang, as it were, upon the same point of time. For if we represent time by a straight line extended to infinity, and simultaneous things at any point of time by lines successively erected [perpendicular to the first line], the surface thus generated will represent the phenomenal world both as to substance and as to accidents.”
Similarly in A 182 = B 226 of the Critique Kant states that simultaneity is not a mode of time,[534] since none of the parts of time can be simultaneous, and yet also teaches in A 177 = B 219 that, as the order of appearances, time possesses in addition to succession the two modes, duration and simultaneity. The significance of this distinction between time as the order of our inner states, and time as the order of objective appearances, we shall consider immediately.
A connected question is as to whether or not Kant teaches the possibility of simultaneous apprehension. In the Aesthetic and Dialectic he certainly does so. Space is given as containing coexisting parts, and[535] can be intuited as such without successive synthesis of its parts. In the Analytic, on the other hand, the opposite would seem to be implied.[536] The apprehension of a manifold can only be obtained through the successive addition or generation of its parts.
(c) Lastly, Kant argues that the fact that all the relations of time can be expressed in an outer intuition is proof that the representation of time is itself intuition. But surely if, as Kant later taught, time can be apprehended at all only in and through space, that, taken alone, would rather be a reason for denying it to be itself intuition. In any case it is difficult to follow Kant in his contention that the intuition of time is similar in general character to that of space.[537]
Third Paragraph (Conclusion c).—Kant now reopens the question as to the relation in which time stands to outer appearances. As already noted, he has argued in the beginning of the previous paragraph that it cannot be a determination of outer appearances, but only of representations in our inner state. External appearances, however, as Kant recognises, can be known only in and through representations. To that extent they belong to inner sense, and consequently (such is Kant’s argument) are themselves subject to time. Time, as the immediate condition of our representations, is also the mediate condition of appearances. Therefore, Kant concludes, “all appearances, i.e. all objects of the senses, are in time, and necessarily stand in time-relations.”
Now quite obviously this argument is invalid if the distinction between representations and their objects is a real and genuine one. For if so, it does not at all follow that because our representations of objects are in time that the objects themselves are in time. In other words, the argument is valid only from the standpoint of extreme subjectivism, according to which objects are, in Kant’s own phraseology, blosse Vorstellungen. But the argument is employed to establish a realist conclusion, that outer objects, as objects, stand in time-relations to one another. In contradiction of the previous paragraph he is now maintaining that time is a determination of outer appearances, and that it reveals itself in the motion of bodies as well as in the flux of our inner states.
The distinction between representations and their objects also makes it possible for Kant both to assert and to deny that simultaneity is a mode of time. “No two years can be coexistent. Time has only one dimension. But existence (das Dasein), measured through time, has two dimensions, succession and simultaneity.” There are, for Kant, two orders of time, subjective and objective. Recognition of the latter (emphasised and developed in the Analytic)[538] is, however, irreconcilable with his contention that time is merely the form of inner sense.
We have here one of the many objections to which Kant’s doctrine of time lies open. It is the most vulnerable tenet in his whole system. A mere list of the points which Kant leaves unsettled suffices to show how greatly he was troubled in his own mind by the problems to which it gives rise. (1) The nature of the a priori knowledge which time yields. Kant ascribes to this source sometimes only the two axioms in regard to time, sometimes pure mechanics, and sometimes also arithmetic. (2) Whether time only allows of, or whether it demands, representation through space. Sometimes Kant makes the one assertion, sometimes the other. (3) Whether it is possible to apprehend the coexistent without successive synthesis of its parts. This possibility is asserted in the Aesthetic and Dialectic, denied in the Analytic. (4) Whether simultaneity is a mode of time. (5) Whether, and in what manner, appearances of outer sense are in time. Kant’s answer to 4 and to 5 varies according as he identifies or distinguishes representations and empirical objects.
The manifold difficulties to which a theory of time thus lies open are probably the reason why Kant, in the Critique, reverses the order in which he had treated time and space in the Dissertation.[539] But the placing of space before time is none the less unfortunate. It greatly tends to conceal from the reader the central position which Kant has assigned to time in the Analytic. Consciousness of time is the fundamental fact, taken as bare fact, by reference to which Kant gains his transcendental proof of the categories and principles of understanding.[540] In the Analytic space, by comparison, falls very much into the background. A further reason for the reversal may have been Kant’s Newtonian view of geometry as the mathematical science par excellence.[541] In view of his formulation of the Critical problem as that of accounting for synthetic a priori judgments, he would then naturally be led to throw more emphasis on space.
To sum up our main conclusions. Kant’s view of time as a form merely of inner sense, and as having only one dimension, connects with his subjectivism. His view of it as inhering in objects, and as having duration and simultaneity as two of its modes, is bound up with his phenomenalism. Further discussion of these difficulties must therefore be deferred until we are in a position to raise the more fundamental problem as to the nature of the distinction between a representation and its object.[542] Motion is not an inner state. Yet it involves time as directly as does the flow of our feelings and ideas. Kant’s assertion that “time can no more be intuited externally than space can be intuited as something in us,”[543] if taken quite literally, would involve both the subjectivist assertion that motion of bodies is non-existent, and also the phenomenalist contention that an extended object is altogether distinct from a representation.
The fourth and fifth paragraphs call for no detailed analysis.[544] Time is empirically real, transcendentally ideal—these terms having exactly the same meaning and scope as in reference to space.[545] The fourth sentence in the fifth paragraph is curiously inaccurate. As it stands, it would imply that time is given through the senses. In the concluding sentences Kant briefly summarises and applies the points raised in these fourth and fifth paragraphs.
ELUCIDATION
First and Second Paragraphs.—Kant here replies to a criticism which, as he tells us in his letter of 1772 to Herz, was first made by Pastor Schulze and by Lambert.[546] In that letter the objection and Kant’s reply are stated as follows.
“In accordance with the testimony of inner sense, changes are something real. But they are only possible on the assumption of time. Time is, therefore, something real which belongs to the determinations of things in themselves. Why, said I to myself, do we not argue in a parallel manner: ‘Bodies are real, in accordance with the outer senses. But bodies are possible only under the condition of space. Space is, therefore, something objective and real which inheres in the things themselves.’ The cause [of this differential treatment of space and of time] is the observation that in respect to outer things we cannot infer from the reality of representations the reality of their objects, whereas in inner sense the thought or the existing of the thought and of myself are one and the same. Herein lies the key to the difficulty. Undoubtedly I must think my own state under the form of time, and the form of the inner sensibility consequently gives me the appearance of changes. Now I do not deny that changes are something real any more than I deny that bodies are something real, but I thereby mean only that something real corresponds to the appearance. I may not even say the inner appearance undergoes change (verändere sich), for how could I observe this change unless it appeared to my inner sense? To the objection that this leads to the conclusion that all things in the world objectively and in themselves are unchangeable, I would reply that they are neither changeable nor unchangeable. As Baumgarten states in § 18 of his Metaphysica, the absolutely impossible is hypothetically neither possible nor impossible, since it cannot be mentally entertained under any condition whatsoever; so in similar manner the things of the world are objectively or in themselves neither in one and the same state nor in different states at different times, for thus understood [viz. as things in themselves] they are not represented in time at all.”[547]
Thus Kant’s contention, both in this letter and in the passage before us, is that even our inner states would not reveal change if they could be apprehended by us or by some other being apart from the subjective form of our inner sense. We may not say that our inner states undergo change, or that they succeed one another, but only that to us they necessarily appear as so doing.[548] Time is no more than subjectively real.[549] As Körner writes to Schiller: “Without time man would indeed exist but not appear. Not his reality but only his appearance is dependent upon the condition of time.” “Man is not, but only appears, when he undergoes change.”[550] The objects of inner sense stand in exactly the same position as those of outer sense. Both are appearances, and neither can be identified with the absolutely real. As Kant argues later in the Critique,[551] inner processes are not known with any greater certainty or immediacy than are outer objects; the reality of time as subjective proves its unreality in relation to things in themselves. The statement that the constitution of things in themselves is “problematic” is an exceptional mode of expression for Kant. Usually—as indeed throughout the whole context of this passage[552]—he asserts that though things in themselves are unknowable, we can with absolute certainty maintain that they are neither in space nor in time. Upon this point we have already dwelt in discussing Trendelenburg’s controversy with Fischer.[553]
Third Paragraph.—The third and fourth paragraphs of this section ought to have had a separate heading. They summarise the total argument of the Aesthetic in regard to space as well as time, distinguish its tenets from those of Newton and of Leibniz, and draw a general conclusion. The summary follows the strict synthetic method. The opening sentences illustrate Kant’s failure to distinguish between the problems of pure and of applied mathematics, and also show how completely he tends to conceive mathematics as typified by geometry. The criticism of alternative views traverses the ground of the famous controversy between Leibniz and Clarke. Their Streitschriften were, as we have good circumstantial grounds for believing,[554] a chief influence in the development of Kant’s own views. Kant, who originally held the Leibnizian position, was by 1768[555] more or less converted to the Newtonian teaching, and in the Dissertation of 1770 developed his subjectivist standpoint with the conscious intention of retaining the advantages while remedying the defects of both alternatives.[556] For convenience we may limit the discussion to space. (a) The view propounded by Newton, and defended by Clarke, is that space has an existence in and by itself, independent alike of the mind which apprehends it and of the objects with which it is filled. (b) The view held by Leibniz is that space is an empirical concept abstracted from our confused sense-experience of the relations of real things.[557]
The criticism of (a) is twofold. First, it involves belief in an eternal and infinite Unding. Secondly, it leads to metaphysical difficulties, especially in regard to the existence of God. If space is absolutely real, how is it to be reconciled with the omnipresence of God? Newton’s view of space as the sensorium Dei can hardly be regarded as satisfactory.
The objection to (b) is that it cannot account for the apodictic certainty of geometry, nor guarantee its application to experience. The concept of space, when regarded as of sensuous origin, is something that may distort (and according to the Leibnizian teaching does actually distort) what it professes to represent, and is something from which restrictions that hold in the natural world have been omitted.[558] As empirical, it cannot serve as basis for the universal and necessary judgments of mathematical science.[559]
The first view has, however, the advantage of keeping the sphere of appearances open for mathematical science. As space is infinite and all-comprehensive, its laws hold universally. The second view has the advantage of not subjecting reality to space conditions. These advantages are retained, while the objections are removed, by the teaching of the Aesthetic.
Kant further criticises the former view in A 46 ff. = B 64 ff. There is no possibility of accounting for the a priori synthetic judgments of geometry save by assuming that space is the pure form of outer intuition. For though the Newtonian view will justify the assertion that the laws of space hold universally, it cannot explain how we come to know them a priori. And assuming, as Kant constantly does, that space cannot be both an a priori form of intuition and also independently real, he concludes that it is the former only.
In B 71 Kant also restates the metaphysical difficulties to which the Newtonian view lies open. In natural theology we deal with an existence which can never be the object of sensuous intuition, and which has to be freed from all conditions of space and time. This is impossible if space is so absolutely real that it would remain though all created things were annihilated.
Fourth Paragraph.—Space and time are the only two forms of sensibility; all other concepts belonging to the senses, such as motion and change, are empirical.[560] As Kant has himself stated, no reason can be given why space and time are the sole forms of our possible intuition:
“Other forms of intuition than space and time, ... even if they were possible, we cannot render in any way conceivable and comprehensible to ourselves, and even assuming that we could do so, they still would not belong to experience, the only kind of knowledge in which objects are given to us.”[561]
The further statement,[562] frequently repeated in the Critique, that time itself does not change, but only what is in time,[563] indicates the extent to which Kant has been influenced by the Newtonian receptacle view. As Bergson very justly points out, time, thus viewed as a homogeneous medium, is really being conceived on the analogy of space. “It is merely the phantom of space obsessing the reflective consciousness.”[564]
GENERAL OBSERVATIONS ON THE TRANSCENDENTAL AESTHETIC
I. First Paragraph.—“To avoid all misapprehension” Kant proceeds to state “as clearly as possible” his view of sensuous knowledge. With this end in view he sets himself to enforce two main points: (a) that as space and time are only forms of sensibility, everything apprehended is only appearance; (b) that this is not a mere hypothesis but is completely certain. Kant expounds (a) indirectly through criticism of the opposing views of Leibniz and of Locke. But before doing so he makes in the next paragraph a twofold statement of his own conclusions.
Second Paragraph.—This paragraph states (a) that through intuition we can represent only appearances, not things in themselves, and (b) that the appearances thus known exist only in us. Both assertions have implications, the discussion of which must be deferred to the Analytic. The mention of the “relations of things by themselves” may, as Vaihinger suggests,[565] be a survival from the time when (as in the Dissertation[566]) Kant sought to reduce spatial to dynamical relations. The assertion that things in themselves are completely unknown to us goes beyond what the Aesthetic can establish and what Kant here requires to prove. His present thesis is only that no knowledge of things in themselves can be acquired either through the forms of space and time or through sensation; space and time are determined solely by our pure sensibility, and sensations by our empirical sensibility. Failure to recognise this is, in Kant’s view, one of the chief defects of the Leibnizian system.
Third and Fourth Paragraphs. Criticism of the Leibniz-Wolff Interpretation of Sensibility and of Appearance.—Leibniz vitiates both conceptions. Sensibility does not differ from thought in clearness but in content. It is a difference of kind.[567] They originate in different sources, and neither can by any transformation be reduced to the other.
“Even if an appearance could become completely transparent to us, such knowledge would remain toto coelo different from knowledge of the object in itself.”[568] “Through observation and analysis of appearances we penetrate to the secrets of nature, and no one can say how far this may in time extend.... [But however far we advance, we shall never be able by means of] so ill-adapted an instrument of investigation [as our sensibility] to find anything except still other appearances, the non-sensuous cause of which we yet long to discover.”[569]
We should still know only in terms of the two inalienable forms of our sensibility.[570] The dualism of thought and sense can never be transcended by the human mind. By no extension of its sphere or perfecting of its insight can sensuous knowledge be transformed into a conceptual apprehension of purely intelligible entities.
Leibniz’s conception of appearances as things in themselves confusedly apprehended is equally false, and for the same reasons.[571] Appearance and reality are related as distinct existences, each of which has its own intrinsic character and content. Through the former there can be no hope of penetrating to the latter. Appearance is subjective in matter as well as in form. For Leibniz our knowledge of appearances is a confused knowledge of things in themselves. Properly viewed, it is the apprehension, whether distinct or confused, of objects which are never things in themselves. Sense-knowledge, such as we obtain in the science of geometry, has often the highest degree of clearness. Conceptual apprehension is all too frequently characterised by obscurity and indistinctness.
This criticism of Leibniz, as expounded in these two paragraphs, is thoroughly misleading if taken as an adequate statement of Kant’s view of the relations between sense and understanding, appearance and reality. These paragraphs are really a restatement of a passage in the Dissertation.
“It will thus be seen that we express the nature of the sensuous very inappropriately when we assert that it is the more confusedly known, and the nature of the intellectual when we describe it as the distinctly known. For these are merely logical distinctions, and obviously have nothing to do with the given facts which underlie all logical comparison. The sensuous may be absolutely distinct, and the intellectual extremely confused. That is shown on the one hand in geometry, the prototype of sensuous knowledge, and on the other in metaphysics, the instrument of all intellectual enquiry. Every one knows how zealously metaphysics has striven to dispel the mists of confusion which cloud the minds of men at large and yet has not always attained the happy results of the former science. Nevertheless each of these kinds of knowledge preserves the mark of the stock from which it has sprung. The former, however distinct, is on account of its origin entitled sensuous, while the latter, however confused, remains intellectual—as e.g. the moral concepts, which are known not by way of experience, but through the pure intellect itself. I fear, however, that Wolff by this distinction between the sensuous and the intellectual, which for him is merely logical, has checked, perhaps wholly (to the great detriment of philosophy), that noblest enterprise of antiquity, the investigation of the nature of phenomena and noumena, turning men’s minds from such enquiries to what are very frequently only logical subleties.”[572]
The paragraphs before us give expression only to what is common to the Dissertation and to the Critique, and do so entirely from the standpoint of the Dissertation. Thus the illustration of the conception of “right” implies that things in themselves can be known through the understanding. The conception, as Kant says, represents “a moral property which belongs to actions in and by themselves.” Similarly, in distinguishing the sensuous from “the intellectual,” he says that through the former we do not apprehend things in themselves, thus implying that things in themselves can be known through the pure intellect. The view developed in the Analytic, alike of sensibility and of appearance, is radically different. Sensibility and understanding may have a common source; and both are indispensably necessary for the apprehension of appearance. Neither can function save in co-operation with the other. Appearance does not differ from reality solely through its sensuous content and form, but also in the intellectual order or dispensation to which it is subject. But in the very act of thus deepening the gulf between appearance and reality by counting even understanding as contributing to the knowledge only of the former, he was brought back to a position that has kinship with the Leibnizian view of their interrelation. Since understanding is just as essential as sensibility to the apprehension of appearances, and since understanding differs from sensibility in the universality of its range, it enables us to view appearances in their relation to ultimate reality, and so to apprehend them as being, however subjective or phenomenal, ways in which the thing in itself presents itself to us. Such a view is, however, on Kant’s principles, quite consistent with the further contention, that appearance does not differ from reality in a merely logical manner. Factors that are peculiar to the realm of appearance have intervened to transform the real; and in consequence even completed knowledge of the phenomenal—if such can be conceived as possible—would not be equivalent to knowledge of things in themselves.
Fifth Paragraph. Criticism of Locke’s View of Appearance.—This paragraph discusses Locke’s doctrine[573] that the secondary qualities are subjective, and that in the primary qualities we possess true knowledge of things in themselves. The distinction is drawn upon empirical grounds, namely, that while certain qualities are uniform for more than one sense, and belong to objects under all conditions, others are peculiar to the different senses, and arise only through the accidental relation of objects to the special senses.[574] This distinction is, Kant says, entirely justified from the physical standpoint.[575] A rainbow is an appearance of which the raindrops constitute the true empirical reality. But Locke and his followers interpret this distinction wrongly. They ignore the more fundamental transcendental (i.e. metaphysical) distinction between empirical reality and the thing in itself. From the transcendental standpoint the raindrops are themselves merely appearance. Even their round shape, and the very space in which they fall; are only modifications of our sensuous intuition. The ‘transcendental object’[576] remains unknown to us.
When Kant thus declares that the distinction between primary and secondary qualities is justified (richtig) from the physical standpoint, he is again[577] speaking from a phenomenalist point of view. And it may be noted that in developing his transcendental distinction he does not describe the raindrops as mere representations. His phrase is much more indefinite. They are “modifications or fundamental forms (Grundlagen) of our sensuous intuition.”
Kant does not here criticise the view of sensibility which underlies Locke’s view of appearance. But he does so in A 271 = B 327, completing the parallel and contrast between Leibniz and Locke.
“Leibniz intellectualised appearances, just as Locke, according to his system of noogony (if I may be allowed these expressions), sensualised all concepts of the understanding, i.e. interpreted them as simply empirical or abstracted concepts of reflection. Instead of interpreting understanding and sensibility as two quite different sources of representations, which yet can supply objectively valid judgments of things only in conjunction with each other, each of these great men holds only to one of the two, viewing it as in immediate relation to things in themselves. The other faculty is regarded as serving only to confuse or to order the representations which this selected faculty yields.”[578]
Proof that the above View of Space and Time is not a mere Hypothesis, but completely certain.[579]—The proof, which as here recapitulated and developed follows the analytic method, has already been considered in connection with A 39 = B 56. It proceeds upon the assumption that space cannot be both an a priori form of intuition and also independently real. The argument as a whole lacks clearness owing to Kant’s failure to distinguish between the problems of pure and applied geometry, between pure intuition and form of intuition. This is especially obvious in the very unfortunate and misleading second application of the triangle illustration.[580] Kant’s tendency to conceive mathematical science almost exclusively in terms of geometry is likewise illustrated.
“There is in regard to both [space and time] a large number of a priori apodictic and synthetic propositions. This is especially true of space, which for this reason will be our chief illustration in this enquiry.”[581]
II. Paragraphs added in the Second Edition.[582]—Kant proceeds to offer further proof of the ideality of the appearances (a) of outer and (b) of inner sense. Such proof he finds in the fact that these appearances consist solely of relations. (a) Outer appearances reduce without remainder to relations of position in intuition (i.e. of extension), of change of position (motion), and to the laws which express in merely relational terms the motive forces by which such change is determined. What it is that is thus present in space, or what the dynamic agencies may be to which the motion is due, is never revealed. But a real existent (Sache an sich) can never be known through mere relations. Outer sense consequently reveals through its representations only the relation of an object to the subject, not the intrinsic inner nature of the object in itself (Object an sich). Kant’s avoidance of the term Ding an sich may be noted.[583]
(b) The same holds true of inner sense, not only because the representations of outer sense constitute its proper (eigentlichen) material, but also because time, in which these are set, contains only relations of succession, coexistence, and duration. This time (which as consisting only of relations can be nothing but a form[584]) is itself, in turn, a mere relation. It is only the manner in which through its own activity the mind is affected by itself. But in order to be affected by itself it must have receptivity, in other words, sensibility. Time, consequently, must be regarded as the form of this inner sense.
That everything represented in time, like that which is represented in space, consists solely of relations, Kant does not, however, attempt to prove. He is satisfied with repeating the conclusion reached in the first edition of the Aesthetic, that, as time is the object of a sense, it must of necessity be appearance. This, like everything which Kant wrote upon inner sense, is profoundly unsatisfactory. The obscurities of his argument are not to be excused on the ground that “the difficulty, how a subject can have an internal intuition of itself, is common to every theory.” For no great thinker,[585] except Locke, has attempted to interpret inner consciousness on the analogy of the senses. Discussion of the doctrine must meantime be deferred.[586]
III. B 69.—Kant here formulates the important distinction between appearance (Erscheinung) and illusion (Schein). The main text is clear so far as it goes; but the appended note is thoroughly confused. Together they contain no less than three distinct and conflicting views of illusion.[587] According to the main text, Schein signifies a representation, such as may occur in a dream, to which nothing real corresponds. Erscheinung, on the other hand, is always the appearance of a given object; but since the qualities of that object depend solely on our mode of intuition, we have to distinguish the object as appearance from the object as thing in itself.
”[Every appearance] has two sides, the one by which the object is viewed in and by itself, ... the other by which the form of the intuition of the object is taken into account....”[588]
Obviously, when illusion is defined in the above manner, the assertion that objects in space are mere appearances cannot be taken as meaning that they are illusory.
But this view of illusion is peculiar to the passage before us and to A 38 = B 55. It occurs nowhere else, either in the Critique or in the Prolegomena; and it is not, as Kant has himself admitted,[589] really relevant to the purposes of the Critique. The issues are more adequately faced in the appended note, which, however, at the same time, shows very clearly that Kant has not yet properly disentangled their various strands. The above definition of appearance is too wide. It covers illusory sense perception as well as appearance proper. The further qualification must be added, that the predicates of appearance are constant and are inseparable from its representation. Thus the space predicates can be asserted of any external object. Redness and scent can be ascribed to the rose. All of these are genuine appearances. If, on the other hand, the two handles, as observed by Galileo, are attributed to Saturn, roundness to a distant square tower, bentness to a straight stick inserted in water, the result is mere illusion. The predicates, in such cases, do not stand the test of further observation or of the employment of other senses. Only in a certain position of its rings, relatively to the observer, does Saturn seem (scheint) to have two handles. The distant tower only seems to be round. The stick only seems to be bent. But the rose is extended and is red. Obviously Kant is no longer viewing Schein as equivalent to a merely mental image. It now receives a second meaning. It is illusion in the modern, psychological sense. It signifies an abnormal perception of an actually present object. The distinction between appearance and illusion is now reduced to a merely relative difference in constancy and universality of appearance. Saturn necessarily appears to Galileo as possessing two handles. A square tower viewed from the distance cannot appear to the human eye otherwise than round. A stick inserted in water must appear bent. If, however, Saturn be viewed under more favourable conditions, if the distance from the tower be diminished, if the stick be removed from the water, the empirical object will appear in a manner more in harmony with the possible or actual experiences of touch. The distinction is practical, rather than theoretical, in its justification. It says only that certain sets of conditions may be expected to remain uniform; those, for instance, physical, physiological, and psychical, which cause a rose to appear red. Other sets of conditions, such as those which cause the stick to appear bent, are exceptional, and for that reason the bentness may be discounted as illusion. Among the relatively constant are the space and time properties of bodies. To employ the terms of the main text, it is not only by illusion that bodies seem to exist outside me; they actually are there.
So long as we keep to the sphere of ordinary experience, and require no greater exactitude than practical life demands, this distinction is, of course, both important and valid. But Kant, by his references to Saturn, raises considerations which, if faced, must complicate the problem and place it upon an entirely different plane. If, in view of scientific requirements, the conditions of observation are more rigorously formulated, and if by artificial instruments of scientific precision we modify the perceptions of our human senses, what before was ranked as appearance becomes illusion; and no limit can be set to the transformations which even our most normal human experiences may thus be made to undergo. Even the most constant perceptions then yield to variation. The most that can be asserted is that throughout all change in the conditions of observation objects still continue to possess, in however new and revolutionary a fashion, some kind of space and time predicates. The application of this more rigorous scientific standard of appearance thus leads to a fourfold distinction between ultimate reality, scientific appearances, the appearances of ordinary consciousness, and the illusions of ordinary consciousness. The appearances of practical life are the illusions of science, and the appearances of science would similarly be illusions to any being who through ‘intuitive understanding’ could apprehend things in themselves.
But if the distinction between appearance and illusion is thus merely relative to the varying nature of the conditions under which observation takes place, it can afford no sufficient answer to the criticisms which Kant is here professing to meet. Kant has in view those critics (such as Lambert, Mendelssohn, and Garve) who had objected that if bodies in space are representations existing, as he so often asserts, only “within us,” their appearing to exist “outside us” is a complete illusion. These critics have, indeed, found a vulnerable point in Kant’s teaching. The only way in which he can effectively meet it is by frank recognition and development of the phenomenalism with which his subjectivism comes into so frequent conflict.[590] That certain perceptions are more constant than others does not prove that all alike may not be classed as illusory. The criticism concerns only the reality of extended objects. From Kant’s own extreme subjectivist position they are illusions of the most thoroughgoing kind. If, as Kant so frequently maintains, objects are representations and exist only “within us,” their existence “outside us” must be denied. The criticism can be met only if Kant is prepared consistently to formulate and defend his own alternative teaching, that sensations arise through the action of external objects upon the sense-organs, and that the world of physical science has consequently a reality not reducible to mere representations in the individual mind.
It may be objected that Kant has in the main text cited one essential difference between his position and that which is being ascribed to him. Extended objects, though mere representations, are yet due to, and conditioned by, things in themselves. They are illusory only in regard to their properties, not in regard to their existence. But this distinction is not really relevant. The criticism, as just stated, is directed only against Kant’s view of space. The fact that the spatial world is a grounded and necessary illusion is not strictly relevant to the matter in dispute. Kant has, indeed, elsewhere, himself admitted the justice of the criticism. In A 780 = B 808 he cites as a possible hypothesis, entirely in harmony with his main results, though not in any degree established by them, the view
“that this life is an appearance only, that is, a sensuous representation of purely spiritual life, and that the whole sensible world is a mere image (ein blosses Bild) which hovers before our present mode of knowledge, and like a dream has in itself no objective reality.”
Kant’s reply is thus really only verbal. He claims that illusion, if constant, has earned the right to be called appearance. He accepts the criticism, but restates it in his own terms. The underlying phenomenalism which colours the position in his own thoughts, and for which he has not been able to find any quite satisfactory formulation, is the sole possible justification, if any such exists, for his contention that the criticism does not apply. Such phenomenalism crops out in the sentence, already partially quoted:
“If I assert that the quality of space and time, according to which, as a condition of their existence, I posit both external objects and my own soul, lies in my mode of intuition and not in these objects in themselves, I am not saying that only by illusion do bodies seem to exist outside me or my soul to be given in my self-consciousness.”[591]
But, so far, I have simplified Kant’s argument by leaving out of account a third and entirely different view of illusion which is likewise formulated in the appended note. In the middle of the second sentence, and in the last sentence, illusion is defined as the attribution to the thing in itself of what belongs to it only in its relation to the senses. Illusion lies not in the object apprehended, but only in the judgment which we pass upon it. It is due, not to sense, but to understanding.[592] Viewing illusion in this way, Kant is enabled to maintain that his critics are guilty of “an unpardonable and almost intentional misconception,”[593] since this is the very fallacy which he himself has been most concerned to attack. As he has constantly insisted, appearance is appearance just because it can never be a revelation of the thing in itself.
Now the introduction of this third view reduces the argument of the appended note to complete confusion. Its first occurrence as a parenthesis in a sentence which is stating an opposed view would seem to indicate that the note has been carelessly recast. Originally containing only a statement of the second view, Kant has connected therewith the view which he had already formulated in the first edition and in the Prolegomena. But the two views cannot be combined. By the former definition, illusion is necessitated but abnormal perception; according to the latter, it is a preventable error of our conscious judgment. The opposite of illusion is in the one case appearance, in the other truth. The retention of the reference to Saturn, in the statement of the third view at the end of the note, is further evidence of hasty recasting. While the rose and the extended objects are there treated as also things in themselves, Saturn is taken only in its phenomenal existence. In view of the general confusion, it is a minor inconsistency that Kant should here maintain, in direct opposition to A 28-9, that secondary qualities can be attributed to the empirical object.
This passage from the second edition is a development of Prolegomena, § 13, iii. Kant there employs the term appearance in a quite indefinite manner. For the most part he seems to mean by it any and every sense-experience, whether normal or abnormal, and even to include under it dream images. But it is also employed in the second of the above meanings, as signifying those sense-perceptions which harmonise with general experience. Illusion is throughout employed in the third of the above meanings. Kant’s illustration, that of the apparently retrograde movements of the planets, necessitates a distinction between apparent and real motion in space, and consequently leads to the fruitful distinction noted above. Kant gives, however, no sign that he is conscious of the complicated problems involved.
In the interval between the Prolegomena (1783) and the second edition of the Critique (1787) Mendelssohn had published (1785) his Morgenstunden. In its introduction, entitled Vorerkenntniss von Wahrheit, Schein und Irrthum,[594] he very carefully distinguishes between illusion (Sinnenschein) and error of judgment (Irrthum). This introduction Kant had read. In a letter to Schütz[595] he cites it by title, and praises it as “acute, original, and of exemplary clearness.” It is therefore the more inexcusable that he should again in the second edition of the Critique have confused these two so radically different meanings of the term Schein. Mendelssohn, however, drew no distinction between Schein and Erscheinung. They were then used as practically synonymous,[596] though of course Schein was the stronger term. Kant seems to have been the first to distinguish them sharply and to attempt to define the one in opposition to the other. But the very fact that Erscheinung and Schein were currently employed as equivalent terms, and that the distinction, though one of his own drawing, had been mentioned only in the most cursory manner in the first edition of the Critique,[597] removes all justification for his retort upon his critics of “unpardonable misconception.” His anger was really due, not to the objection in itself, but to the implied comparison of his position to that of Berkeley. Such comparison never failed to arouse Kant’s wrath. For however much this accusation might be justified by his own frequent lapses into subjectivism of the most extreme type, even its partial truth was more than he was willing to admit. Berkeley represents in his eyes, not merely a subjectivist interpretation of the outer world, but the almost diametrical opposite of everything for which he himself stood. Discussion of Kant’s relation to Berkeley had best, however, be introduced through consideration of the passage immediately following in which Kant refers to Berkeley by name.
III. (Second Part) B 70.—Kant urges that his doctrine of the ideality of space and time, so far from reducing objects to mere illusion, is the sole means of defending their genuine reality. If space and time had an independent existence, they would have to be regarded as more real than the bodies which occupy them. For on this view space and time would continue to exist even if all their contents were removed; they would be antecedent necessary conditions of all other existences. But space and time thus interpreted are impossible conceptions.[598] The reality of bodies is thereby made to depend upon Undinge. If this were the sole alternative, “the good Bishop Berkeley [could] not be blamed for degrading bodies to mere illusion.” We should, Kant maintains, have to proceed still further, denying even our own existence. For had Berkeley taken account of time as well as of space, a similar argument, consistently developed in regard to time, would have constrained him to reduce the self to the level of mere illusion. Belief in the reality of things in themselves, whether spiritual or material, is defensible only if space and time be viewed as subjective. In other words, Berkeley’s idealism is an inevitable consequence of a realist view of space. But it is also its reductio ad absurdum.
[“Berkeley in his dogmatic idealism] maintains that space, with all the things of which it is the inseparable condition, is something impossible in itself, and he therefore regards the things in space as merely imaginary entities (Einbildungen). Dogmatic idealism is inevitable if space be interpreted as a property which belongs to things in themselves. For, when so regarded, space, and everything to which it serves as condition, is a non-entity (Unding). The ground upon which this idealism rests we have removed in the Transcendental Aesthetic.”[599]
The term Schein is not employed throughout this passage in either of the two meanings of the appended note, but in that of the main text. It signifies a representation, to which no existence corresponds.
KANT’S RELATION TO BERKELEY
By idealism[600] Kant means any and every system which maintains that the sensible world does not exist in the form in which it presents itself to us. The position is typified in Kant’s mind by the Eleatics, by Plato, and by Descartes, all of whom are rationalists. With the denial of reality to sense-appearances they combine a belief in the possibility of rationally comprehending its supersensible basis. Failing to appreciate the true nature of the sensible, they misunderstand the character of geometrical science, and falsely ascribe to pure understanding a power of intellectual intuition. Kant’s criticisms of Berkeley show very clearly that it is this more general position which he has chiefly in view. To Berkeley Kant objects that only in sense-experience is there truth, that it is sensibility, not understanding, which possesses the power of a priori intuition, and that through pure understanding, acting in independence of sensibility, no knowledge of any kind can be acquired. In other words, Kant classes Berkeley with the rationalists. And, as we have already seen, he even goes the length of regarding Berkeley’s position as the reductio ad absurdum of the realist view of space. Kant does, indeed, recognise[601] that Berkeley differs from the other idealists, in holding an empirical view of space, and consequently of geometry, but this does not prevent Kant from maintaining that Berkeley’s thinking is influenced by certain fundamental implications of the realist position. Berkeley’s insight—such would seem to be Kant’s line of argument—is perverted by the very view which he is attacking. Berkeley appreciates only what is false in the Cartesian view of space; he is blind to the important element of truth which it contains. Empiricist though he be, he has no wider conception of the function and powers of sensibility than have the realists from whom he separates himself off; and in order to comprehend those existences to which alone he is willing to allow true reality, he has therefore, like the rationalists, to fall back upon pure reason.[602]
That Kant’s criticism of Berkeley should be extremely external is not, therefore, surprising. He is interested in Berkeley’s positive teaching only in so far as it enables him to illustrate the evil tendencies of a mistaken idealism, which starts from a false view of the functions of sensibility and of understanding, and of the nature of space and time. The key to the true idealism lies, he claims, in the Critical problem, how a priori synthetic judgments can be possible. This is the fundamental problem of metaphysics, and until it has been formulated and answered no advance can be made.
“My so-called (Critical) idealism is thus quite peculiar in that it overthrows ordinary idealism, and that through it alone a priori cognition, even that of geometry, attains objective reality, a thing which even the keenest realist could not assert till I had proved the ideality of space and time.”[603]
In order to make Kant’s account of Berkeley’s teaching really comprehensible, we seem compelled to assume that he had never himself actually read any of Berkeley’s own writings. Kant’s acquaintance with the English language was most imperfect, and we have no evidence that he had ever read a single English book.[604] When he quotes Pope and Addison, he does so from German translations.[605] Subsequent to 1781 he could, indeed, have had access to Berkeley’s Dialogues between Hylas and Philonous[606] in a German translation; but in view of the account which he continues to give of Berkeley’s teaching, it does not seem likely[607] that he had availed himself of this opportunity. As to what the indirect sources of Kant’s knowledge of Berkeley may have been, we cannot decide with any certainty, but amongst them must undoubtedly be reckoned Hume’s statements in regard to Berkeley in the Enquiry,[608] and very probably also the references to Berkeley in Beattie’s Nature of Truth.[609] From the former Kant would learn of Berkeley’s empirical view of space and also of the sceptical tendencies of his idealist teaching. From it he might also very naturally infer that Berkeley denies all reality to objects. By Beattie Kant would be confirmed in this latter view, and also in his contention that Berkeley is unable to supply a criterion for distinguishing between reality and dreams. Kant may also have received some impressions regarding Berkeley from Hamann.
To take Kant’s criticisms of Berkeley more in detail. In the first edition of the Critique[610] Kant passes two criticisms, without, however, mentioning Berkeley by name: first, that he overlooks the problem of time, and, like Descartes, ascribes complete reality to the objects of inner sense. This is the cause of a second error, namely, that he views the objects of outer sense as mere illusion (blosser Schein). Proceeding, Kant argues that inner and outer sense are really in the same position. Though they yield only appearances, these appearances are conditioned by things in themselves. Through this relation to things in themselves they are distinguished from all merely subjective images. Berkeley is again referred to in the fourth Paralogism.[611] His idealism is distinguished from that of Descartes. The one is dogmatic; the other is sceptical. The one denies the existence of matter; the other only doubts whether it is possible to prove it. Berkeley claims, indeed, that there are contradictions in the very conception of matter; and Kant remarks that this is an objection which he will have to deal with in the section on the Antinomies. But this promise Kant does not fulfil; and doubtless for the reason that, however unwilling he may be to make the admission, on this point his own teaching, especially in the Dialectic, frequently coincides with that of Berkeley. So little, indeed, is Kant concerned in the first edition to defend his position against the accusation of subjectivism, that in this same section he praises the sceptical idealist as a “benefactor of human reason.”
“He compels us, even in the smallest advances of ordinary experience, to keep on the watch, lest we consider as a well-earned possession what we perhaps obtain only in an illegitimate manner. We are now in a position to appreciate the value of the objections of the idealist. They drive us by main force, unless we mean to contradict ourselves in our commonest assertions, to view all our perceptions, whether we call them inner or outer, as a consciousness only of what is dependent on our sensibility. They also compel us to regard the outer objects of these perceptions not as things in themselves, but only as representations, of which, as of every other representation, we can become immediately conscious, and which are entitled outer because they depend on what we call ‘outer sense’ whose intuition is space. Space itself, however, is nothing but an inner mode of representation in which certain perceptions are connected with one another.”[612]
These criticisms are restated in A 491-2 = B 519-20, with the further addition that in denying the existence of extended beings “the empirical idealist” removes the possibility of distinguishing between reality and dreams. This is a new criticism. Kant is no longer referring to the denial of unknowable things in themselves. He is now maintaining that only the Critical standpoint can supply an immanent criterion whereby real experiences may be distinguished from merely subjective happenings. This point is further insisted upon in the Prolegomena,[613] but is nowhere developed with any direct reference to Berkeley’s own personal teaching. Kant assumes as established that any such criterion must rest upon the a priori; and in this connection Berkeley is conveniently made to figure as a thoroughgoing empiricist.
The Critique, on its publication, was at once attacked, especially in the Garve-Feder review, as presenting an idealism similar to that of Berkeley. As Erdmann has shown, the original plan of the Prolegomena was largely modified in order to afford opportunity for reply to this “unpardonable and almost intentional misconception.”[614] Kant’s references to Berkeley, direct and indirect, now for the first time manifest a polemical tone, exaggerating in every possible way the difference between their points of view. Only the transcendental philosophy can establish the possibility of a priori knowledge, and so it alone can afford a criterion for distinguishing between realities and dreams. It alone will account for the possibility of geometrical science; Berkeley’s idealism would render the claims of that science wholly illusory. The Critical idealism transcends experience only so far as is required to discover the conditions which make empirical cognition possible; Berkeley’s idealism is ‘visionary’ and ‘mystical.’[615] Even sceptical idealism now comes in for severe handling. It may be called “dreaming idealism”; it makes things out of mere representations, and like idealism in its dogmatic form it virtually denies the existence of the only true reality, that of things in themselves. Sceptical idealism misinterprets space by making it empirical, dogmatic idealism by regarding it as an attribute of the real. Both entirely ignore the problem of time. For these reasons they underestimate the powers of sensibility (to which space and time belong as a priori forms), and exaggerate those of pure understanding.
“The position of all genuine idealists from the Eleatics to Berkeley is contained in this formula: ‘All cognition through the senses and experience is nothing but mere illusion, and only in the ideas of pure understanding and Reason is there truth.’ The fundamental principle ruling all my idealism, on the contrary, is this: ‘All cognition of things solely from pure understanding or pure Reason is nothing but mere illusion and only in experience is there truth.’”[616]
This is an extremely inadequate statement of the Critical standpoint, but it excellently illustrates Kant’s perverse interpretation of Berkeley’s teaching.
To these criticisms Kant gives less heated but none the less explicit expression in the second edition of the Critique. He is now much more careful to avoid subjectivist modes of statement. His phenomenalist tendencies are reinforced, and come to clearer expression of all that they involve. The fourth Paralogism with its sympathetic treatment of empirical idealism is omitted, and in addition to the above passage Kant inserts a new section, entitled Refutation of Idealism, in which he states his position in a much more adequate manner.
IV. B 71.—Kant continues the argument of A 39.[617] If space and time condition all existence, they will condition even divine existence, and so must render God’s omniscience, which as such must be intuitive, not discursive, difficult of conception. Upon this point Kant is more explicit in the Dissertation.[618]
“Whatever is, is somewhere and sometime, is a spurious axiom.... By this spurious principle all beings, even though they be known intellectually, are restricted in their existence by conditions of space and time. Philosophers therefore discuss every form of idle question regarding the locations in the corporeal universe of substances that are immaterial—and of which for that very reason there can be no sensuous intuition nor any possible spatial representation—or regarding the seat of the soul, and the like. And since the sensuous mixes with the intellectual about as badly as square with round, it frequently happens that the one disputant appears as holding a sieve into which the other milks the he-goat. The presence of immaterial things in the corporeal world is virtual, not local, although it may conveniently be spoken of as local. Space contains the conditions of possible interaction only when it is between material bodies. What, however, in immaterial substances constitutes the external relations of force between them or between them and bodies, obviously eludes the human intellect.... But when men reach the conception of a highest and extra-mundane Being, words cannot describe the extent to which they are deluded by these shades that flit before the mind. They picture God as present in a place: they entangle Him in the world where He is supposed to fill all space at once. They hope to make up for the [spatial] limitation they thus impose by thinking of God’s place per eminentiam, i.e. as infinite. But to be present in different places at the same time is absolutely impossible, since different places are mutually external to one another, and consequently what is in several places is outside itself, and is therefore present to itself outside itself—which is a contradiction in terms. As to time, men have got into an inextricable maze by releasing it from the laws that govern sense knowledge, and what is more, transporting it beyond the confines of the world to the Being that dwells there, as a condition of His very existence. They thus torment their souls with absurd questions, for instance, why God did not fashion the world many centuries earlier. They persuade themselves that it is easily possible to conceive how God may discern present things, i.e. what is actual in the time in which He is. But they consider that it is difficult to comprehend how He should foresee the things about to be, i.e. the actual in the time in which He is not yet. They proceed as if the existence of the Necessary Being descended successively through all the moments of a supposed time, and having already exhausted part of His duration, foresaw the eternal life that still lies before Him together with the events which [will] occur simultaneously [with that future life of His]. All these speculations vanish like smoke when the notion of time has been rightly discerned.”
The references in B 71-2 to the intuitive understanding are among the many signs of Kant’s increased preoccupation, during the preparation of the second edition, with the problems which it raises. Such understanding is not sensuous, but intellectual; it is not derivative, but original; the object itself is created in the act of intuition. Or, as Kant’s position may perhaps be more adequately expressed, all of God’s activities are creative, and are inseparable from the non-sensuous intuition whereby both they and their products are apprehended by Him. Kant’s reason for again raising this point may be Mendelssohn’s theological defence of the reality of space in his Morgenstunden.[619] Mendelssohn has there argued that just as knowledge of independent reality is confirmed by the agreement of different senses, and is rendered the more certain in proportion to the number of senses which support the belief, so the validity of our spatial perceptions is confirmed in proportion as men are found to agree in this type of experience with one another, with the animals, and with angelic beings. Such inductive inference will culminate in the proof that even the Supreme Being apprehends things in this same spatial manner.[620] Kant’s reply is that however general the intuition of space may be among finite beings, it is sensuous and derivative, and therefore must not be predicated of a Divine Being. For obvious reasons Kant has not felt called upon to point out the inadequacy of this inductive method to the solution of Critical problems. In A 42 Kant, arguing that our forms of intuition are subjective, claims that they do not necessarily belong to all beings, though they must belong to all men.[621] He is quite consistent in now maintaining[622] that their characteristics, as sensuous and derivative, do not necessarily preclude their being the common possession of all finite beings.
THE PARADOX OF INCONGRUOUS COUNTERPARTS
The purpose, as already noted, of the above sections II. to IV., as added in the second edition, is to afford ‘confirmation’ of the ideality of space and time. That being so, it is noticeable that Kant has omitted all reference to an argument embodied, for this same purpose, in § 13 of the Prolegomena. The matter is of sufficient importance to call for detailed consideration.[623]
As the argument of the Prolegomena is somewhat complicated, it is advisable to approach it in the light of its history in Kant’s earlier writings. It was to his teacher Martin Knutzen that Kant owed his first introduction to Newton’s cosmology; and from Knutzen he inherited the problem of reconciling Newton’s mechanical view of nature and absolute view of space with the orthodox Leibnizian tenets. In his first published work[624] Kant seeks to prove that the very existence of space is due to gravitational force, and that its three-dimensional character is a consequence of the specific manner in which gravity acts. Substances, he teaches, are unextended. Space results from the connection and order established between them by the balancing of their attractive and repulsive forces. And as the law of gravity is merely contingent, other modes of interaction, and therefore other forms of space, with more than three dimensions, must be recognised as possible.
“A science of all these possible kinds of space would undoubtedly be the highest enterprise which a finite understanding could undertake in the field of geometry.”[625]
In the long interval between 1747 and 1768 Kant continued to hold to some such compromise, retaining Leibniz’s view that space is derivative and relative, and rejecting Newton’s view that it is prior to, and pre-conditions, all the bodies that exist in it. But in that latter year he published a pamphlet[626] in which, following in the steps of the mathematician, Euler,[627] he drew attention to certain facts which would seem quite conclusively to favour the Newtonian as against the Leibnizian interpretation of space. The three dimensions of space are primarily distinguishable by us only through the relation in which they stand to our body. By relation to the plane that is at right angles to our body we distinguish ‘above’ and ‘below’; and similarly through the other two planes we determine what is ‘right’ and ‘left,’ ‘in front’ and ‘behind.’ Through these distinctions we are enabled to define differences which cannot be expressed in any other manner. All species of hops—so Kant maintains—wind themselves around their supports from left to right, whereas all species of beans take the opposite direction. All snail shells, with some three exceptions, turn, in descending from their apex downwards, from left to right. This determinate direction of movement, natural to each species, like the difference in spatial configuration between a right and a left hand, or between a right hand and its reflection in a mirror, involves in all cases a reference of the given object to the wider space within which it falls, and ultimately to space as a whole. Only so can its determinate character be distinguished from its opposite counterpart. For as Kant points out, though the right and the left hand are counterparts, that is to say, objects which have a common definition so long as the arrangement of the parts of each is determined in respect to its central line of reference, they are none the less inwardly incongruent, since the one can never be made to occupy the space of the other. As he adds in the Prolegomena, the glove of one hand cannot be used for the other hand. This inner incongruence compels us to distinguish them as different, and this difference is only determinable by location of each in a single absolute space that constrains everything within it to conform to the conditions which it prescribes. In three-dimensional space everything must have a right and a left side, and must therefore exhibit such inner differences as those just noted. Spatial determinations are not, as Leibniz teaches, subsequent to, and dependent upon, the relations of bodies to one another; it is the former that determine the latter.
“The reason why that which in the shape of a body exclusively concerns its relation to pure space can be apprehended by us only through its relation to other bodies, is that absolute space is not an object of any outer sensation, but a fundamental conception which makes all such differences possible.”[628]
Kant enforces his point by arguing that if the first portion of creation were a human hand, it would have to be either a right or a left hand. Also, a different act of creation would be demanded according as it was the one or the other. But if the hand alone existed, and there were no pre-existing space, there would be no inward difference in the relations of its parts, and nothing outside it to differentiate it. It would therefore be entirely indeterminate in nature, i.e. would suit either side of the body, which is impossible.
This adoption of the Newtonian view of space in 1768 was an important step forward in the development of Kant’s teaching, but could not, in view of the many metaphysical difficulties to which it leads, be permanently retained; and in the immediately following year—a year which, as he tells us,[629] “gave great light”—he achieved the final synthesis which enabled him to combine all that he felt to be essential in the opposing views. Though space is an absolute and preconditioning source of differences which are not conceptually resolvable, it is a merely subjective form of our sensibility.
Now it is significant that when Kant expounds this view in the Dissertation of 1770, the argument from incongruous counterparts is no longer employed to establish the absolute and pre-conditioning character of space, but only to prove that it is a pure non-conceptual intuition.
“Which things in a given space lie towards one side, and which lie towards the other, cannot by any intellectual penetration be discursively described or reduced to intellectual marks. For in solids that are completely similar and equal, but incongruent, such as the right and the left hand (conceived solely in terms of their extension), or spherical triangles from two opposite hemispheres, there is a diversity which renders impossible the coincidence of their spatial boundaries. This holds true, even though they can be substituted for one another in all those respects which can be expressed in marks that are capable of being made intelligible to the mind through speech. It is therefore evident that the diversity, that is, the incongruity, can only be apprehended by some species of pure intuition.”[630]
There is no mention of this argument in the first edition of the Critique, and when it reappears in the Prolegomena it is interpreted in the light of an additional premiss, and is made to yield a very different conclusion from that drawn in the Dissertation, and a directly opposite conclusion from that drawn in 1768. Instead of being employed to establish either the intuitive character of space or its absolute existence, it is cited as evidence in proof of its subjectivity. As in 1768, it is spoken of as strange and paradoxical, and many of the previous illustrations are used. The paradox consists in the fact that bodies and spherical figures, conceptually considered, can be absolutely identical, and yet for intuition remain diverse. This paradox, Kant now maintains[631] in opposition to his 1768 argument, proves that such bodies and the space within which they fall are not independent existences. For were they things in themselves, they would be adequately cognisable through the pure understanding, and could not therefore conflict with its demands. Being conceptually identical, they would necessarily be congruent in every respect. But if space is merely the form of sensibility, the fact that in space the part is only possible through the whole will apply to everything in it, and so will generate a fundamental difference between conception and intuition.[632] Things in themselves are, as such, unconditioned, and cannot, therefore, be dependent upon anything beyond themselves. The objects of intuition, in order to be possible, must be merely ideal.
Now the new premiss which differentiates this argument from that of 1768, and which brings Kant to so opposite a conclusion, is one which is entirely out of harmony with the teaching of the Critique. In this section of the Prolegomena Kant has unconsciously reverted to the dogmatic standpoint of the Dissertation, and is interpreting understanding in the illegitimate manner which he so explicitly denounces in the section on Amphiboly.
“The mistake ... lies in employing the understanding contrary to its vocation transcendentally [i.e. transcendently] and in making objects, i.e. possible intuitions, conform to concepts, not concepts to possible intuitions, on which alone their objective validity rests.”[633]
The question why no mention of this argument is made in the second edition of the Critique is therefore answered. Kant had meantime, in the interval between 1783 and 1787,[634] become aware of the inconsistency of the position. So far from being a paradox, this assumed conflict rests upon a false view of the function of the understanding.[635] The relevant facts may serve to confirm the view of space as an intuition in which the whole precedes the parts;[636] but they can afford no evidence either of its absoluteness or of its ideality. In 1768 they seem to Kant to prove its absoluteness, only because the other alternative has not yet occurred to him. In 1783 they seem to him to prove its ideality, only because he has not yet completely succeeded in emancipating his thinking from the dogmatic rationalism of the Dissertation.
As already noted,[637] Kant’s reason for here asserting that space is intuitive in nature, namely, that in it the parts are conditioned by the whole, is also his reason for elsewhere describing it as an Idea of Reason. The further implication of the argument of the Prolegomena, that in the noumenal sphere the whole is made possible only by its unconditioned parts, raises questions the discussion of which must be deferred. The problem recurs in the Dialectic in connection with Kant’s definition of the Idea of the unconditioned. In the Ideas of Reason Kant comes to recognise the existence of concepts which do not conform to the reflective type analysed by the traditional logic, and to perceive that these Ideas can yield a deeper insight than any possible to the discursive understanding. The above rationalistic assumption must not, therefore, pass unchallenged. It may be that in the noumenal sphere all partial realities are conditioned by an unconditioned whole.
Concluding Paragraph.[638]—The wording of this paragraph is in keeping with the increased emphasis which in the Introduction to the second edition is given to the problem, how a priori synthetic judgments are possible. Kant characteristically fails to distinguish between the problems of pure and applied mathematics, with resulting inconsecutiveness in his argumentation.
THE TRANSCENDENTAL DOCTRINE OF ELEMENTS
PART II
THE TRANSCENDENTAL LOGIC
Introduction
I. Concerning Logic in General.—This Introduction[639] which falls into four divisions, is extremely diffuse, and contributes little that is of more than merely architectonic value. It is a repetition of the last section of the general Introduction, and of the introductory paragraphs of the Aesthetic, but takes no account of the definitions given in either of those two places. It does not, therefore, seem likely that it could have been written in immediate sequence upon the Aesthetic. It is probably later than the main body of the Analytic.[640] In any case it is externally tacked on to it; as Adickes has noted,[641] it is completely ignored in the opening section of the Analytic.[642]
In treating of intuition in the first sentence, Kant seems to have in view only empirical intuition.[643] Yet he at once proceeds to state that intuition may be pure as well as empirical.[644] Also, in asserting that “pure intuition contains only the form under which something is intuited,” Kant would seem to be adopting the view that it does not yield its own manifold, a conclusion which he does not, however, himself draw.
In defining sensibility,[645] Kant again ignores pure intuition. Sensuous intuition, it is stated, is the mode in which we are affected by objects.[646] Understanding, in turn, is defined only in its opposition to sensibility, in the ordinary meaning of that term. Understanding is the faculty which yields thought of the object to which sense-affection is due. It is “the power of thinking the object of sensuous intuition”; and acts, it is implied, in and through pure concepts which it supplies out of itself.
“Without sensibility objects would not be given to us [i.e. the impressions, in themselves merely subjective contents, through which alone independent objects can be revealed to us, would be wanting]; without understanding they would not be thought by us [i.e. they would be apprehended only in the form in which they are given, viz. as subjective modes of our sensibility].”
Kant has not yet developed the thesis which the central argument of the Analytic is directed to prove, namely, that save through the combination of intuition and conception no consciousness whatsoever is possible. In these paragraphs he still implies that though concepts without intuition are empty they are not meaningless, and that though intuitions without concepts are blind they are not empty.[647] Their union is necessary for genuine knowledge, but not for the existence of consciousness as such.
“It is just as necessary to make our concepts sensuous, i.e. to add to them their object in intuition, as to make our intuitions intelligible, i.e. to bring them under concepts.”
Kant’s final Critical teaching is very different from this. Concepts are not first given in their purity, nor is “their object” added in intuition. Only through concepts is apprehension of an object possible, and only in and through such apprehension do concepts come to consciousness. Nor are intuitions “made intelligible” by being “brought under concepts.” Only as thus conceptually interpreted can they exist for consciousness. The co-operation of concept and intuition is necessary for consciousness in any and every form, even the simplest and most indefinite. Consciousness of the subjective is possible only in and through consciousness of the objective, and vice versa. The dualistic separation of sensibility from understanding persists, however, even in Kant’s later utterances; and, as above stated,[648] to this sharp opposition are due both the strength and the weakness of Kant’s teaching. Intuition and conception must, he here insists, be carefully distinguished. Aesthetic is the “science of the rules of sensibility in general.” Logic is the “science of the rules of understanding in general.”
Kant’s classification of the various kinds of logic[649] may be exhibited as follows:
| Logic– | general– | pure |
| applied | ||
| special | ||
| transcendental | ||
Adickes[650] criticises Kant’s classification as defective, owing to the omission of the intermediate concept ‘ordinary.’ Adickes therefore gives the following table:
| Logic | |||
| transcendental | ordinary | ||
| special | general | ||
| pure | applied | ||
General logic is a logic of elements, i.e. of the absolutely necessary laws of thought, in abstraction from all differences in the objects dealt with, i.e. from all content, whether empirical or transcendental. It is a canon of the understanding in its general discursive or analytic employment. When it is pure, it takes no account of the empirical psychological conditions under which the understanding has to act. When it is developed as an applied logic, it proceeds to formulate rules for the employment of understanding under these subjective conditions. It is then neither canon, nor organon, but simply a catharticon of the ordinary understanding. Special logic is the organon of this or that science, i.e. of the rules governing correct thinking in regard to a certain class of objects. Only pure general logic is a pure doctrine of reason. It alone is absolutely independent of sensibility, of everything empirical, and therefore of psychology. Such pure logic is a body of demonstrative teaching, completely a priori. It stands to applied logic in the same relation as pure to applied ethics.
“Some logicians, indeed, affirm that logic presupposes psychological principles. But it is just as inappropriate to bring principles of this kind into logic as to derive the science of morals from life. If we were to take the principles from psychology, that is, from observations on our understanding, we should merely see how thought takes place, and how it is affected by the manifold subjective hindrances and conditions; so that this would lead only to the knowledge of contingent laws. But in logic the question is not of contingent, but of necessary laws; not how we do think, but how we ought to think. The rules of logic, then, must not be derived from the contingent, but from the necessary use of the understanding which without any psychology a man finds in himself. In logic we do not want to know how the understanding is and thinks, and how it has hitherto proceeded in thinking, but how it ought to proceed in thinking. Its business is to teach us the correct use of reason, that is, the use which is consistent with itself.”[651]
By a canon Kant means a system of a priori principles for the correct employment of a certain faculty of knowledge.[652] By an organon Kant means instruction as to how knowledge may be extended, how new knowledge may be acquired. A canon formulates positive principles through the application of which a faculty can be directed and disciplined. A canon is therefore a discipline based on positive principles of correct use. The term discipline is, however, reserved by Kant[653] to signify a purely negative teaching, which seeks only to prevent error and to check the tendency to deviate from rules. When a faculty has no correct use (as, for instance, pure speculative reason), it is subject only to a discipline, not to a canon. A discipline is thus “a separate, negative code,” “a system of caution and self-examination.” It is further distinguished from a canon by its taking account of other than purely a priori conditions. It is related to a pure canon much as applied is related to general logic. As a canon supplies principles for the directing of a faculty, its distinction from an organon obviously cannot be made hard and fast. But here as elsewhere Kant, though rigorous and almost pedantic in the drawing of distinctions, is correspondingly careless in their application. He describes special logic as the organon of this or that science.[654] We should expect from the definition given in the preceding sentence that it would rather be viewed as a canon. In A 46 = B 63 Kant speaks of the Aesthetic as an organon.
II. Concerning Transcendental Logic.—It is with the distinction between general and transcendental logic that Kant is chiefly concerned. It is a distinction which he has himself invented, and which is of fundamental importance for the purposes of the Critique. Transcendental logic is the new science which he seeks to expound in this second main division of the Doctrine of Elements. The distinction, from which all the differences between the two sciences follow, is that while general logic abstracts from all differences in the objects known, transcendental logic abstracts only from empirical content. On the supposition, not yet proved by Kant, but asserted in anticipation, that there exist pure a priori concepts which are valid of objects, there will exist a science distinct in nature and different in purpose from general logic. The two logics will agree in being a priori, but otherwise they will differ in all essential respects.
The reference in A 55 = B 79 to the forms of intuition is somewhat ambiguous. Kant might be taken as meaning that in transcendental logic abstraction is made not only from everything empirical but also from all intuition. That is not, however, Kant’s real view, or at least not his final view. In sections A 76-7 = B 102, A 130-1 = B 170, and A 135-6 = B 174-5, which are probably all of later origin, he states his position in the clearest terms. Transcendental logic, he there declares, differs from general logic in that it is not called upon to abstract from the pure a priori manifolds of intuition.[655] This involves, it may be noted, the recognition, so much more pronounced in the later developments of Kant’s Critical teaching, of space and time as not merely forms for the apprehension of sensuous manifolds but as themselves presenting to the mind independent manifolds of a priori nature.
As the term transcendental indicates, the new logic will have as its central problems the origin, scope, conditions and possibility of valid a priori knowledge of objects. None of these problems are treated in general logic, which deals only with the understanding itself. The question which it raises is, as Kant says in his Logic,[656] How can the understanding know itself? The question dealt with by transcendental logic we may formulate in a corresponding way: How can the understanding possess pure a priori knowledge of objects? It is a canon of pure understanding in so far as that faculty is capable of synthetic, objective knowledge a priori.[657] General logic involves, it is true, the idea of reference to objects,[658] but the possibility of such reference is not itself investigated. In general logic the understanding deals only with itself. It assumes indeed that all objects must conform to its laws, but this assumption plays no part in the science itself.
A further point, not here dwelt upon by Kant, calls for notice, namely, that the activities of understanding dealt with by general logic are its merely discursive activities,—those of discrimination and comparison; whereas those dealt with by transcendental logic are the originative activities through which it produces a priori concepts from within itself, and through which it attains, independently of experience, to an a priori determination of objects. Otherwise stated, general logic deals only with analytic thinking, transcendental logic with the synthetic activities that are involved in the generation of the complex contents which form the subject matter of the analytic procedure.
III. Concerning the Division of General Logic into Analytic and Dialectic.[659]—The following passage from Kant’s Logic[660] forms an excellent and sufficient comment upon the first four paragraphs of this section:
“An important perfection of knowledge, nay, the essential and inseparable condition of all its perfection, is truth. Truth is said to consist in the agreement of knowledge with the object. According to this merely verbal definition, then, my knowledge, in order to be true, must agree with the object. Now I can only compare the object with my knowledge by this means, namely by having knowledge of it. My knowledge, then, is to be verified by itself, which is far from being sufficient for truth. For as the object is external to me, I can only judge whether my knowledge of the object agrees with my knowledge of the object. Such a circle in explanation was called by the ancients Diallelos. And, indeed, the logicians were accused of this fallacy by the sceptics, who remarked that this account of truth was as if a man before a judicial tribunal should make a statement, and appeal in support of it to a witness whom no one knows, but who defends his own credibility by saying that the man who had called him as a witness is an honourable man. The charge was certainly well-founded. The solution of the problem referred to is, however, absolutely impossible for any man.
“The question is in fact this: whether and how far there is a certain, universal, and practically applicable criterion of truth. For this is the meaning of the question, What is truth?...
“A universal material criterion of truth is not possible; the phrase is indeed self-contradictory. For being universal it would necessarily abstract from all distinction of objects, and yet being a material criterion, it must be concerned with just this distinction in order to be able to determine whether a cognition agrees with the very object to which it refers, and not merely with some object or other, by which nothing would be said. But material truth must consist in this agreement of a cognition with the definite object to which it refers. For a cognition which is true in reference to one object may be false in reference to other objects. It is therefore absurd to demand a universal material criterion of truth, which is at once to abstract and not to abstract from all distinction of objects.
“But if we ask for a universal formal criterion of truth, it is very easy to decide that there may be such a criterion. For formal truth consists simply in the agreement of the cognition with itself when we abstract from all objects whatever, and from every distinction of objects. And hence the universal formal criteria of truth are nothing but universal logical marks of agreement of cognitions with themselves, or, what is the same thing, with the general laws of the understanding and the Reason. These formal universal criteria are certainly not sufficient for objective truth, but yet they are to be viewed as its conditio sine qua non. For before the question, whether the cognition agrees with the object, must come the question, whether it agrees with itself (as to form). And this is the business of logic.”[661]
The remaining paragraphs[662] of Section III. may similarly be compared with the following passage from an earlier section of Kant’s Logic:[663]
“Analytic discovers, by means of analysis, all the activities of reason which we exercise in thought. It is therefore an analytic of the form of understanding and of Reason, and is justly called the logic of truth, since it contains the necessary rules of all (formal) truth, without which truth our knowledge is untrue in itself, even apart from its objects. It is therefore nothing more than a canon for deciding on the formal correctness of our knowledge.
“Should we desire to use this merely theoretical and general doctrine as a practical art, that is, as an organon, it would become a dialectic, i.e. a logic of semblance (ars sophistica disputatoria), arising out of an abuse of the analytic, inasmuch as by the mere logical form there is contrived the semblance of true knowledge, the characters of which must, on the contrary, be derived from agreement with objects, and therefore from the content.
“In former times dialectic was studied with great diligence. This art presented false principles in the semblance of truth, and sought, in accordance with these, to maintain things in semblance. Amongst the Greeks the dialecticians were advocates and rhetoricians who could lead the populace wherever they chose, because the populace lets itself be deluded with semblance. Dialectic was therefore at that time the art of semblance. In logic, also, it was for a long time treated under the name of the art of disputation, and during that period all logic and philosophy was the cultivation by certain chatterboxes of the art of semblance. But nothing can be more unworthy of a philosopher than the cultivation of such an art. Dialectic in this form, therefore, must be altogether suppressed, and instead of it there must be introduced into logic a critical examination of this semblance.
“We should then have two parts of logic: the analytic, which will treat of the formal criteria of truth, and the dialectic, which will contain the marks and rules by which we can know that something does not agree with the formal criteria of truth, although it seems to agree with them. Dialectic in this form would have its use as a cathartic of the understanding.”
Dialectic is thus interpreted in a merely negative sense. It is, Kant says, a catharticon. So far from being an organon, it is not even a canon. It is merely a discipline.[664] By this manner of defining dialectic Kant causes some confusion. It does not do justice to the scope and purpose of that section of the Critique to which it gives its name.[665]
IV. Concerning the Division of Transcendental Logic into Transcendental Analytic and Dialectic.—The term object[666] is used throughout this section in two quite distinct senses. In the second and third sentences it is employed in its wider meaning as equivalent to content or matter. In the fourth sentence it is used in the narrower and stricter sense, more proper to the term, namely, as meaning ‘thing.’ Again, in the fifth sentence content (Inhalt) would seem to be identified with object in the narrower sense, while in the sixth sentence matter (Materie, a synonym for content) appears to be identified with object in the wider sense. Transcendental Dialectic, in accordance with the above account of its logical correlate, is defined in a manner which does justice only to the negative side of its teaching. Its function is viewed as merely that of protecting the pure understanding against sophistical illusions.[667]
THE TRANSCENDENTAL LOGIC
Division I
THE TRANSCENDENTAL ANALYTIC
The chief point of this section[668] lies in its insistence that, as the Analytic is concerned only with the pure understanding, the a priori concepts with which it deals must form a unity or system. Understanding is viewed as a separate faculty, and virtually hypostatised. As a separate faculty, it must, it is implied, be an independent unity, self-containing and complete. Its concepts are determined in number, constitution, and interrelation, by its inherent character. They originate independently of all differences in the material which they are employed to organise.
BOOK I
THE ANALYTIC OF CONCEPTS
Introductory Paragraph.—Kant’s view of the understanding as a separate faculty is in evidence again in this paragraph.[669] The Analytic is a “dissection of the faculty of the understanding.” A priori concepts are to be sought nowhere but in the understanding itself, as their birthplace. There “they lie ready till at last, on the occasion of experience, they become developed.” But such statements fail to do justice to Kant’s real teaching. They would seem to reveal the persisting influence of the pre-Critical standpoint of the Dissertation.
CHAPTER I
THE CLUE TO THE DISCOVERY OF ALL PURE CONCEPTS OF THE UNDERSTANDING
That the understanding is “an absolute unity” is repeated. From this assertion, thus dogmatically made, without even an attempt at argument, Kant deduces the important conclusion that the pure concepts, originating from such a source, “must be connected with each other according to one concept or idea (Begriff oder Idee).” And he adds the equally unproved assertion:
“But such a connection supplies a rule by which we are enabled to assign its proper place to each pure concept of the understanding and by which we can determine in an a priori manner their systematic completeness. Otherwise we should be dependent in these matters on our own discretionary judgment or merely on chance.”
In the next section he sets himself to discover from an examination of analytic thinking what this rule or principle actually is, and in so doing he for the first time discloses, in any degree at all adequate, the real nature of the position which he is seeking to develop. He connects the required principle with the nature of the act of judging, considered as a function of unity.
Section I. The Logical Use of the Understanding.—This section,[670] viewed as introductory to the metaphysical deduction of the categories, is extremely unsatisfactory. It directs attention to the wrong points, and conceals rather than defines Kant’s real position. Its argumentation is also contorted and confused, and only by the most patient analysis can it be straightened out. The commentator has presented to him a twofold task from which there is no escape. He must render the argument consistent by such modification as will harmonise it with Kant’s later and more deliberate positions, and he must explain why Kant has presented it in this misleading manner.
The title of the section would seem to imply that only the discursive activities of understanding are to be dealt with. That is, indeed, in the main true. Confusion results, however, from the clashing of this avowed intention with the ultimate purpose in view of which the argument is propounded. Kant is seeking to prove that we can derive from the more accessible procedure of the discursive understanding a clue sufficient for determining those pre-logical activities which have to be postulated in terms of his new Copernican hypothesis. But though that is the real intention of this section, it has, unfortunately, not been explicitly recognised, and can be divined by the reader only after he has mastered the later portions of the Analytic. Kant’s argument has also the further defect that no sufficient statement is given either of the nature of the discursive concept or of its relation to judgment. These lacunae we must fill out as best we can from his utterances elsewhere. I shall first state Kant’s view of the distinction between discursive and synthetic thinking, and then examine his treatment of the nature of the concept and of its relation to judgment.
As already noted,[671] the distinction between transcendental and general logic marks for Kant all-important differences in the use of the understanding. In the one employment the understanding, by creative synthetic activities, generates from the given manifold the complex objects of sense-experience. In so doing it interprets and organises the manifold through concepts which originate from within itself. By the other it discriminates and compares, and thereby derives from the content of sense-experience the generic concepts of the traditional logic. Now Kant would seem to argue in this section that if the difference in the origin of the concepts in those two cases be left out of account, and if we attend only to the quite general character of their respective activities, they will be found to agree in one fundamental feature, namely, that they express functions of unity. Each is based on the spontaneity of thought—on the spontaneity of synthetic interpretation on the one hand, of discrimination and comparison on the other. This feature common to the two types of activity can be further defined as being the unity of the act whereby a multiplicity is comprehended under a single representation. In the judgment “every metal is a body” the variety of metals is reduced to unity through the concept body. In an analogous manner the synthetic understanding organises a manifold of intuition through some such form of unity as that of substance and attribute. That is the category which underlies the above proposition, and which renders possible the specific unity of the total judgment. To quote the sentence with which in a later section Kant introduces his table of categories:
“The same understanding, and by the same operations by which in concepts, by means of analytic unity, it has produced the logical form of a judgment, introduces, by means of the synthetic unity of the manifold in intuition in general, a transcendental element into its representations....”[672]
Now Kant’s exposition is extremely misleading. As his later utterances show, his real argument is by no means that which is here given. We shall have occasion to observe that Kant is unable to prove, and does not ultimately profess to prove, that it is “the same understanding,” and still less that it is “the same operations,” which are exercised in discursive and in creative thinking. But this is a criticism which it would be premature to introduce at this stage. We must proceed to it by way of preliminary analysis of the above exposition. Kant’s argument does not rest upon any such analogy as that just drawn, between the concepts formed by consciously comparing contents and the concepts which originate from within the understanding itself. Both, it is true, are functions of unity, but otherwise there is, according to Kant’s own teaching, not the least resemblance between them. A generic or abstract concept expresses common qualities found in each of a number of complex contents. It is itself a content. A category, on the other hand, is always a function of unity whereby contents are interpreted. It is not a content, but a form for the organisation of content.[673] It can gain expression only in the total act of judging, not in any one element such as the discursive concept. But though the analogy drawn by Kant thus breaks down, his argument is continued in a new and very different form. It is no longer made to rest on any supposed resemblance between discursive and creative thinking, regarded as co-ordinate and independent activities. It now consists in the proof that the former presupposes and is conditioned by the latter. Through study of the understanding in its more accessible discursive procedure, we may hope to discover the synthetic forms according to which it has proceeded in its pre-logical activities. When we determine the various forms of analytic judgment, the categories which are involved in synthetic thinking reveal themselves to consciousness.
Thus in spite of Kant’s insistence upon the conceptual predicate, and upon the unity to which it gives expression, immediately he proceeds to the deduction of the categories, the emphasis is shifted to the unity which underlies the judgment as a whole. What constitutes such propositions as “all bodies are divisible,” “every metal is a body,” a unique and separate type of judgment is not the character of the predicate, but the category of substance and attribute whereby the predicate is related to the subject. To that category they owe their specific form; and it is a function of unity for which the discursive understanding can never account. As Kant states in the Prolegomena, if genuine judgments, that is, judgments that are “objectively valid,” are analysed,
“...it will be found that they never consist of mere intuitions connected only (as is commonly believed) by comparison in a judgment. They would be impossible were not a pure concept of the understanding superadded to the concepts abstracted from intuition. The abstract concepts are subsumed under a pure concept, and in this manner only can they be connected in an objectively valid judgment.”[674]
Thus the analogy between discursive and a priori concepts is no sooner drawn than it is set aside as irrelevant. Though generic concepts rest upon functions of unity, and though (as we shall see immediately) they exist only as factors in the total act of judging, there is otherwise not the least resemblance between them and the categories.[675] The clue to the categories is not to be found in the inherent characteristics of analytic thinking, or of its specific products (namely, concepts), but solely in what, after all abstraction, it must still retain from the products which synthetic thinking creates. Each type of analytic judgment will be found on examination to involve some specific function whereby the conceptual factors are related to, and unified with, the other elements in the judgment. This function of unity is in each case an a priori category of the understanding. That is the thesis which underlies the concluding sentence of this section.
“The functions of the understanding [i.e. the a priori concepts of understanding] can be discovered in their completeness, if it is possible to state exhaustively the functions of unity [i.e. the forms of relation] in judgments.”
The adoption of such a position involves, it may be noted, the giving up of the assertion, which is so emphatically made in the passage above quoted, that it is by the same activities that the understanding discursively forms abstract concepts and creatively organises the manifold of sense. That is in no respect true. There is no real identity—there is not even analogy—between the processes of comparison and abstraction on the one hand and those of synthetic interpretation on the other. The former are merely reflective: the latter are genuinely creative. Discursive activities are conscious processes, and are under our control: the synthetic processes, are non-conscious; only their finished products appear within the conscious field. This, however, is to anticipate a conclusion which was among the last to be realised by Kant himself, namely that there is no proof that these two types of activity are ascribable to one and the same source. The synthetic activities—as he himself finally came to hold—are due to a faculty of imagination.
“Synthesis in general ... is the mere result of the power of imagination, a blind but indispensable function of the soul, without which we should have no knowledge whatsoever, but of which we are scarcely ever conscious.”[676]
This sentence occurs in a passage which is undoubtedly a later interpolation.[677] The “scarcely ever” (selten nur einmal) indicates Kant’s lingering reluctance to recognise this fundamental fact, destructive of so much in his earlier views, even though it completes and reinforces his chief ultimate conclusions. With this admission Kant also gives up his sole remaining ground for the contention that there must be a complete parallelism between discursive and creative thinking. If they arise from such different sources, we have no right to assume, without specific proof, that they must coincide in the forms of their activity. This is a point to which we shall return in discussing Kant’s formulation of the principle which is supposed to guarantee the completeness of the table of categories.
This unavowed change in point of view is the main cause of confusion in this section. Its other defects are chiefly those of omission. Kant fails to develop in sufficient detail his view of the nature of the discursive concept, or to make sufficiently clear the grounds for his assertion that conception as an activity of the understanding is identical with judgment. To take the former point first. Kant’s mode of viewing the discursive concept finds expression in the following passage in the Introduction to his Logic:[678]
“Human knowledge is on the side of the understanding discursive; that is, it takes place by means of ideas which make what is common to many things the ground of knowledge: and hence by means of attributes as such. We therefore cognise things only by means of attributes. An attribute is that in a thing which constitutes part of our cognition of it; or, what is the same, a partial conception so far as it is considered as a ground of cognition of the whole conception. All our concepts, therefore, are attributes, and all thought is nothing but conception by means of attributes.”
The limitations of Kant’s view of the concept could hardly find more definite expression. The only type of judgment which receives recognition is the categorical, interpreted in the traditional manner.[679]
“To compare something as a mark with a thing, is called ‘to judge.’ The thing itself is the subject, the mark [or attribute] is the predicate. The comparison is expressed by the word ‘is,’ ... which when used without qualification indicates that the predicate is a mark [or attribute] of the subject, but when combined with the sign of negation states that the predicate is a mark opposed to the subject.”[680]
Kant’s view of analytic thinking is entirely dominated by the substance-attribute teaching of the traditional logic. A concept must, in its connotation, be an abstracted attribute, and in its denotation represent a class. Relational thinking, and the concepts of relation, are ignored. Thus, in the Aesthetic, as we have already noted,[681] Kant maintains that since space and time are not generic class concepts they must be intuitions. This argument, honestly employed by Kant, shows how completely unconscious he was of the revolutionary consequences of his new standpoint. Even in the very act of insisting upon the relational character of the categories, he still continues to speak of the concept as if it must necessarily conform to the generic type. In this, as in so many other respects, transcendental logic is not, as he would profess, supplementary to general logic; it is its tacit recantation. Modern logic, as developed by Lotze, Sigwart, Bradley, and Bosanquet, is, in large part, the recasting of general logic in terms of the results reached by Kant’s transcendental enquiries. Meantime, sufficient has been said to indicate the strangely limited character of Kant’s doctrine of the logical concept.
But on one fundamental point Kant breaks entirely free from the traditional logic. The following passage occurs in the above-quoted pamphlet on The Mistaken Subtlety of the Four Syllogistic Figures:
“It is clear that in the ordinary treatment of logic there is a serious error in that distinct and complete concepts are treated before judgments and ratiocinations, although the former are only possible by means of the latter.” “I say, then, first, that a distinct concept is possible only by means of a judgment, a complete concept only by means of a ratiocination. In fact, in order that a concept should be distinct, I must clearly recognise something as an attribute of a thing, and this is a judgment. In order to have a distinct concept of body, I clearly represent to myself impenetrability as an attribute of it. Now this representation is nothing but the thought, ‘a body is impenetrable.’ Here it is to be observed that this judgment is not the distinct concept itself, but is the act by which it is realised; for the idea of the thing which arises after this act is distinct. It is easy to show that a complete concept is only possible by means of a ratiocination: for this it is sufficient to refer to the first section of this essay. We might say, therefore, that a distinct concept is one which is made clear by a judgment, and a complete concept one which is made distinct by a ratiocination. If the completeness is of the first degree, the ratiocination is simple; if of the second or third degree, it is only possible by means of a chain of reasoning which the understanding abridges in the manner of a sorites.... Secondly, as it is quite evident that the completeness of a concept and its distinctness do not require different faculties of the mind (since the same capacity which recognises something immediately as an attribute in a thing is also employed to recognise in this attribute another attribute, and thus to conceive the thing by means of a remote attribute), so also it is evident that understanding and reason, that is, the power of cognising distinctly and the power of forming ratiocinations, are not different faculties. Both consist in the power of judging, but when we judge mediately we reason.”[682]
In the section before us this same standpoint is maintained, but is expressed in a much less satisfactory manner. Concepts are no longer spoken of as complete judgments. In the above passages Kant always speaks of the concept as the subject of the proposition; it is now treated only as a predicate.[683] This difference is significant. The concept as subject can represent the judgment as a whole (or at least it does so from the traditional standpoint to which Kant holds); the concept as predicate is merely one element, even though it be a unifying element, in the total act of judging. This falling away from his own maturer standpoint would seem to be due to Kant’s lack of clearness as to the nature of the analogy which he is here drawing between analytic and synthetic thinking. It is connected with his mistaken, and merely temporary, comparison of a priori with discursive concepts. His position in 1762 alone harmonises with his essential teaching. Now, as then, he is prepared to view judgment as the sole ultimate activity of the understanding, and therefore to define understanding as the faculty of judging.
But the new Critical standpoint compels Kant to reinterpret this definition in a manner which involves a still more radical transformation of the traditional doctrine. The categories constitute a unique type of concept, and condition the processes of discursive thought. They are embodied in the complex contents from which analytic thinking starts; and however far the processes of discursive comparison and abstraction be carried, one or other of these categories must still persist, determining the form which the analytic judgment is to take. The categorical judgment can formulate itself only by means of the a priori concept of subject and attribute, the hypothetical only by means of the pure concept of ground and consequence, and so with the others. And there are in consequence just as many categories as there are forms of the analytic judgment. This is how the principle of the metaphysical deduction must be interpreted when the later and deeper results of the transcendental deduction are properly taken into account. In deducing the forms of the understanding from the modes of discursive judgment Kant is virtually maintaining that analytic judgment involves the same problems as does judgment of the synthetic type. The categories can be derived from the forms of discursive judgment only because they are the conditions in and through which it becomes possible.
But though Kant, both here and in the central portions of the Analytic, seems to be on the very brink of this conclusion, it is never explicitly drawn. As we shall see,[684] it would have involved the further admission that there is no absolute guarantee of the completeness of the table of categories, and no satisfactory method of determining their interrelations. To the very last general logic is isolated from transcendental logic. The Critical enquiry is formulated as if it concerned only such judgments as are explicitly synthetic. The principle of the metaphysical deduction is not, therefore, stated by Kant himself in the above manner; and we have still to decide the difficult question as to what the principle employed by Kant in the deduction actually is.
Kant makes a twofold demand upon the principle. It must enable us to discover the categories, and it must also in so doing enable us to view them as together forming a systematic whole, and so as having their completeness guaranteed by other than merely empirical considerations. The principle is stated sometimes in a broader and sometimes in a more specific form; for on this point also Kant speaks with no very certain voice.[685] The broader formulation of the principle is that all acts of understanding are judgments, and that therefore the possible ultimate a priori forms of understanding are identical with the possible ultimate forms of the judgment.[686] The more specific and correct formulation is that to every form of analytic judgment there corresponds a pure concept of understanding. The first statement of the principle is obviously inadequate. It merely reformulates the problem as being a problem not of conception but of judgment. If a principle is required to guarantee the completeness of our list of a priori concepts, it will equally be required to guarantee the completeness of our list of judgments. Even if the above principle be more explicitly formulated, as in the Prolegomena,[687] where judging is defined as the act of understanding which comprises all its other acts, it will not enable us to guarantee the completeness of any list of the forms of judgment or to determine their systematic interrelation. We are therefore thrown back upon the second view. This, however, only brings us face to face with the further question, what principle guarantees the completeness of the table of analytic judgments. And to that query Kant has absolutely no answer. The reader’s questionings break vainly upon his invincible belief in the adequacy and finality of the classification yielded by the traditional logic.
The fons et origo of all the confusions and obscurities of this section are thus traceable to Kant’s attitude towards formal logic. He might criticise it for ignoring the interdependence of conception, judgment, and reasoning; he might reject the second, third, and fourth syllogistic figures; and he might even admit that its classification of the forms of judgment is not as explicit as might be desired; but however many provisos he made and defects he acknowledged, they were to him merely minor matters, and he accepted its teaching as complete and final. This unwavering faith in the fundamental distinctions of the traditional logic was indeed, as we shall have constant occasion to observe, an ever present influence in determining alike the general framework and much of the detail of Kant’s Critical teaching. The defects of the traditional logic were very clearly indicated in his own transcendental logic. He showed that synthetic thinking is fundamental; that by its distinctions the forms and activities of analytic thought are predetermined; that judgment in its various forms can be understood only by a regress upon the synthetic concepts to which these forms are due; that notions are not merely of the generic type, but that there are also categories of relation. None the less, to the very last, Kant persisted in regarding general logic as a separate discipline, and as quite adequate in its current form. He continued to ignore the fact that the analytic judgment, no less than the synthetic judgment, demands a transcendental justification.
The resulting situation is strangely perverse. In the very act of revolutionising the traditional logic, Kant relies upon its prestige and upon the assumed finality of its results to make good the shortcomings of the logic which is to displace it. By Kant’s own admission transcendental logic is incapable of guaranteeing that completeness upon which, throughout the whole Critique, so great an emphasis is laid. General logic is allowed an independent status, sufficient to justify its authority being appealed to; and the principle which is supposed to guarantee the completeness of the table of categories is so formulated as to contain no suggestion of the dependence of discursive upon synthetic thinking. Formal logic, Kant would seem to hold, can supply a criterion for the classification of the ultimate forms of judgment just because its task is relatively simple, and is independent of all epistemological views as to the nature, scope, and conditions of the thought process. Since formal logic is a completed and perfectly a priori science, which has stood the test of 2000 years, and remains practically unchanged to the present day, its results can be accepted as final, and can be employed without question in all further enquiries. Analytic thinking is scientifically treated in general logic; the Critique is concerned only with the possibility and conditions of synthetic judgment. The table of analytic judgments therefore supplies a complete and absolutely guaranteed list of the possible categories of the understanding. But the perverseness of this whole procedure is shown by the manner in which, as we shall find, Kant recasts, extends, or alters, to suit his own purposes, the actual teaching of the traditional logic.
As noted above,[688] the asserted parallelism of analytic and synthetic judgment rests upon the further assumption that discursive thinking and synthetic interpretation are the outcome of one and the same faculty of understanding. It is implied, in accordance with the attitude of the pre-Critical Dissertation, that understanding, viewed as the faculty to which all thought processes are due, has certain laws in accordance with which it necessarily acts in all its operations, and that these must therefore be discoverable from analytic no less than from synthetic thinking. The mingling of truth and falsity in this assumption has already been indicated. Such truth as it contains is due to the fact that analytic thinking is not co-ordinate with, but is dependent upon, and determined by, the forms of synthetic thinking. Its falsity consists in its ignoring of what thus gives it partial truth. The results of the transcendental deduction call for a complete recasting of the entire argument of the metaphysical deduction. And when this is done, there is no longer any ground for the contention that the number of the categories is determinable on a priori grounds. On Kant’s own fundamental doctrine of the synthetic, and therefore merely de facto, character of all a priori principles, the necessity of the categories is only demonstrable by reference to the contingent fact of actual experience. The possible conceptual forms are relative to actual and ultimate differences in the contingent sensuous material; and being thus relative, they cannot possibly be systematised on purely a priori grounds. This Kant has himself admitted in a passage added in the second edition,[689] though apparently without full consciousness of the important consequences which must follow.
“This peculiarity of our understanding that it can produce a priori unity of apperception solely by means of the categories, and only by such and so many, is as little capable of further explanation as why we have just these and no other functions of judgment, or why space and time are the only forms of our possible intuition.”
THE DEVELOPMENT OF KANT’S METAPHYSICAL DEDUCTION
The character of the metaphysical deduction will be placed in a clearer light if we briefly trace the stages, so far as they can be reconstructed, through which it passed in Kant’s mind. We may start from the Dissertation of 1770. Kant there modifies his earlier Wolffian standpoint, developing it, probably under the direct influence of the recently published Nouveaux Essais, on more genuinely Leibnizian lines.
“The use of the intellect ... is twofold. By the one use concepts, both of things and of relations, are themselves given. This is the real use. By the other use concepts, whencesoever given, are merely subordinated to each other, the lower to the higher (the common attributes), and compared with one another according to the principle of contradiction. This is called the logical use.... Empirical concepts, therefore, do not become intellectual in the real sense by reduction to greater universality, and do not pass beyond the type of sensuous cognition. However high the abstraction be carried, they must always remain sensuous. But in dealing with things strictly intellectual, in regard to which the use of the intellect is real, intellectual concepts (of objects as well as of relations), are given by the very nature of the intellect. They are not abstracted from any use of the senses, and do not contain any form of sensuous knowledge as such. We must here note the extreme ambiguity of the word abstract.... An intellectual concept abstracts from everything sensuous; it is not abstracted from things sensuous. It would perhaps be more correctly named abstracting than abstract. It is therefore preferable to call the intellectual concepts pure ideas, and those which are given only empirically abstract ideas.”[690] “I fear, however, that Wolff, by this distinction between the sensuous and the intellectual, which for him is merely logical, has checked, perhaps wholly (to the great detriment of philosophy), that noblest enterprise of antiquity, the investigation of the nature of phenomena and noumena, turning men’s minds from such enquiries to what are very frequently only logical subtleties. Philosophy, in so far as it contains the first principles of the use of the pure intellect, is metaphysics.... As empirical principles are not to be found in metaphysics, the concepts to be met with in it are not to be sought in the senses but in the very nature of the pure intellect. They are not connate concepts, but are abstracted from laws inherent in the mind (legibus menti insitis), and are therefore acquired. Such are the concepts of possibility, existence, necessity, substance, cause, etc. with their opposites or correlates. They never enter as parts into any sensuous representation, and therefore cannot in any fashion be abstracted from such representations.”[691]
The etcetera, with which in that last passage Kant concludes his list of pure intellectual concepts, indicates a problem that must very soon have made itself felt. That it did so, appears from his letter to Herz (February 21, 1772). He there informs his correspondent, that, in developing his Transcendentalphilosophie (the first occurrence of that title in Kant’s writings), he has
“...sought to reduce all concepts of completely pure reason to a fixed number of categories [this term also appearing for the first time], not in the manner of Aristotle, who in his ten predicaments merely set them side by side in a sort of order, just as he might happen upon them, but as they distribute themselves of themselves according to some few principles of the understanding.”[692]
Though in this same letter Kant professes to have solved his problems, and to be in a position to publish his Critique of Pure Reason (this title is already employed) “within some three months,” the phrase “some few principles” clearly shows that he has not yet developed the teaching embodied in the metaphysical deduction. For its keynote is insistence upon the necessity of a single principle, sufficient to reduce them not merely to classes but to system. The difficulty of discovering such a principle must have been one of the causes which delayed completion of the Critique. The only data at our disposal for reconstructing the various stages through which Kant’s views may have passed in the period between February 1772 and 1781 are the Reflexionen, but they are sufficiently ample to allow of our doing so with considerable definiteness.[693]
In the Dissertation Kant had traced the concepts of space and time, no less than the concepts of understanding, to mental activities.
“Both concepts [space and time] are undoubtedly acquired. They are not, however, abstracted from the sensing of objects (for sensation gives the matter, not the form of human cognition). As immutable types they are intuitively apprehended from the activity whereby the mind co-ordinates its sensuous data in accordance with perpetual laws.”[694]
Now the Dissertation is quite vague as to how the “mind” (animus), active in accordance with laws generative of the intuitions space and time, differs from “understanding” (intellectus), active in accordance with laws generative of pure concepts. Kant’s reasons, apart from the intuitive character of space and time, for contrasting the former with the latter, as the sensuous with the intellectual, were the existence of the antinomies and his belief that through pure concepts the absolutely real can be known. When, however, that belief was questioned by him, and he had come to regard the categories as no less subjective than the intuitional forms, the antinomies ceased to afford any ground for thus distinguishing between them. The intuitional nature of space and time, while certainly peculiar to them, is in itself no proof that they belong to the sensuous side of the mind.[695]
A difficulty which immediately faced Kant, from the new Critical standpoint, was that of distinguishing between space and time, on the one hand, and the categories on the other. This is borne out by the Reflexionen and by the following passage in the Prolegomena.[696]
“Only after long reflection, expended in the investigation of the pure non-empirical elements of human knowledge, did I at last succeed in distinguishing and separating with certainty the pure elementary concepts of sensibility (space and time) from those of the understanding.”
The first stage in the development of the metaphysical deduction would seem to have consisted in the attempt to view the categories as acquired by reflection upon the activities of the understanding in “comparing, combining, or separating”;[697] and among the notiones rationales, notiones intellectus puri, thus gained, the idea of space is specially noted. The following list is also given:
“The concepts of existence (reality), possibility, necessity, ground, unity and plurality, parts, all, none, composite and simple, space, time, change, motion, substance and accident, power and action, and everything that belongs to ontology proper.”[698]
In Reflexionen, ii. 507 and 509, the fundamental feature of such rational concepts is found in their relational character. They all agree in being concepts of form.[699]
Quite early, however, Kant seems to have developed the view, which has created so many more difficulties than it resolves, that space and time are given to consciousness through outer and inner sense. Though still frequently spoken of as concepts, they are definitely referred to the receptive, non-spontaneous, side of the mind. This is at once a return to the Dissertation standpoint, and a decided modification of its teaching. It holds to the point of view of the Dissertation in so far as it regards them as sensuous, and departs from it in tracing them to receptivity.[700]
The passage quoted from the letter of 1772 to Herz may perhaps be connected with the stage revealed in the Reflexionen already cited. “Comparing, combining, and separating” may be the “some few principles of the understanding” there referred to. That, however, is doubtful, for the next stage in the development likewise resulted in a threefold division. This second stage finds varied expression in Reflexionen, ii. 483, 522, 528, 556-63. These, in so far as they agree, distinguish three classes of categories—of thesis, of analysis, and of synthesis. The first covers the categories of quality and modality, the second those of quantity, the third those of relation.
Reflexionen, ii. 528 is as follows:
This, and the connected Reflexionen enumerated above, are of interest as proving that Kant’s table of categories was in all essentials complete before the idea had occurred to him of further systematising it or of guaranteeing its completeness by reference to the logical classification of the forms of judgment. They also justify us in the belief that when Kant set himself to discover such a unifying principle the above list of categories and the existing logical classifications must have mutually influenced one another, each undergoing such modification as seemed necessary to render the parallelism complete. This, as we shall find, is what actually happened. The logical table, for instance, induced Kant to distinguish the categories of quality from those of modality, while numerous changes were made in the logical table itself in order that it might yield the categories required.
But the most important alteration, the introduction of the threefold division of each sub-heading, is not thus explicable, as exclusively due to one or other of the two factors. The adoption of this threefold arrangement in place of the dichotomous divisions of the logical classification and of the haphazard enumerations of Kant’s own previous lists, seems to be due to the twofold circumstance that he had already distinguished three categories of synthesis or relation (always the most important for Kant), and that this sufficiently harmonised with the logical distinction between categorical, hypothetical, and disjunctive judgments. He then sought to modify the logical divisions by addition in each case of a third, and finding that this helped him to obtain the categories required, the threefold division became for him (as it remained for Hegel) an almost mystical dogma of transcendental philosophy.[701] In so far as it involved recognition that the hard and fast opposites of the traditional logic (such as the universal and the particular, the affirmative and the negative) are really aspects inseparably involved in every judgment and in all existence, it constituted an advance in the direction both of a deeper rationalism and of a more genuine empiricism. But in so far as it was due to the desire to guarantee completeness on a priori grounds, and so was inspired by a persistent overestimate of our a priori powers, it has been decidedly harmful. Much of the useless “architectonic” of the Critique is due to this scholastic prejudice.
This fundamental alteration in the table of logical judgments is introduced with the naive assertion that “varieties of thought in judgments,” unimportant in general logic, “may be of importance in the field of its pure a priori knowledge.” In the Critique of Judgment[702] we find the following passage:
“It has been made a difficulty that my divisions in pure philosophy have almost always been threefold. But this lies in the nature of the case. If an a priori division is to be made, it must be either analytic, according to the principle of contradiction, and then it is always twofold (quodlibet ens est aut A aut non A); or else synthetic. And if in this latter case it is derived from a priori concepts (not as in mathematics from the a priori intuition corresponding to the concept) the division must necessarily be a trichotomy. For according to what is requisite for synthetic unity in general, there must be (1) a condition, (2) a conditioned, and (3) the concept which arises from the union of these two.”
The last stage, as expressed in the Critique, was, as we have already noted, merely an application of his earlier position that all thinking is judging. This appreciation of the inseparable connection of the categories with the act of judging is sound in principle, and is pregnant with many of the most valuable results of the Critical teaching. But these fruitful consequences follow only upon the lines developed in the transcendental deduction. They are bound up with Kant’s fundamental Copernican discovery that the categories are forms of synthesis, and accordingly express functions or relations. The categories can no longer be viewed, in the manner of the Dissertation,[703] as yielding concepts of objects. The view of the concept which we find in the Dissertation is, indeed, applied in the Critique to space and time—they are taken as in themselves intuitions, not as merely forms of intuition—but the categories are recognised as being of an altogether relational character. Though a priori, they are not, in and by themselves, complete objects of consciousness, and accordingly can reveal no object. They are functions, not contents. That, however, is to anticipate. We must first discharge, as briefly as possible, the ungrateful task of dwelling further upon the laboured, arbitrary, and self-contradictory character of the detailed working out of the metaphysical deduction. The deduction is given in Sections II. and III.
Section II. The Logical Function of the Understanding in Judgment.[704]—Kant’s introductory statement may here be noted. If, he says, we leave out of consideration the content of any judgment, and attend only to the mere form, we “find” that the function of thought in a judgment “can” be brought under four heads, each with three subdivisions. But Kant himself, in this same section, recognises in the frankest and most explicit manner, that the necessary distinctions are only to be obtained by taking account of the matter as well as of the form of judgments. And even after this contradiction is discounted, the term “find” may be allowed as legitimate only if the word “can” is correspondingly emphasised. The distinctions were not derived from any existing logic. They were reached only by the freest possible handling of the classifications currently employed. Examination of the table of judgments, and comparison of it with the table of categories, supply conclusive evidence that the former has been rearranged, in highly artificial fashion, so as to yield a more or less predetermined list of required categories.
1. Quantity.—Kant here frankly departs from the classification of judgments followed in formal logic; and the reason which he gives for so doing is in direct contradiction to his demand that only the form of judgment must be taken into account. The “quantity of knowledge” here referred to is determinable, not from the form, but only from the content of the judgment. Also, the statement that the singular judgment stands to the universal as unity to infinity (Unendlichkeit) is decidedly open to question. The universal is itself a form of unity, as Kant virtually admits in deriving, as he does, the category of unity from the universal judgment.
2. Quality.—Kant makes a similar modification in the logical treatment of quality, by distinguishing between affirmative and infinite judgments. The proposition, A is not-B, is to be viewed as neither affirmative nor negative. As the content of the predicate includes the infinite number of things that are not-B, the judgment is infinite. Kant, in a very artificial and somewhat arbitrary manner, contrives to define it as limitative in character, and so as sharing simultaneously in the nature both of affirmation and of negation. The way is thus prepared for the “discovery” of the category of limitation.
3. Relation.—Wolff, Baumgarten, Meier, Baumeister, Reimarus, and Lambert, with very minor differences, agree in the following division:[705]
| Judgments– | Simple = Categorical | |
| Complex– | Copulative (i.e. categorical with morethan one subject or more than one predicate). | |
| Hypothetical. | ||
| Disjunctive. | ||
Kant omits the copulative judgment, and by ignoring the distinction between simple and complex judgments (which in Reimarus, and also less definitely in Wolff, is connected with the distinction between conditional and unconditional judgments) contrives to bring the remaining three types of judgment under the new heading of “relation.” They had never before been thus co-ordinated, and had never before been subsumed under this particular title. It is by no means clear why such distinctions as those between simple and complex, conditioned and unconditioned, should be ignored, and why the copulative judgment should not be recognised as well as the hypothetical. Kant’s criterion of importance and unimportance in the distinctions employed by the logicians of his day was wholly personal to himself; and, though hard to define, was certainly not dictated by any logic that is traceable to Aristotelian sources. His exposition is throughout controlled by foreknowledge of the particular categories which he desires to “discover.”
4. Modality.—Neither Wolff nor Reimarus gives any account of modality.[706] Baumgarten classifies judgments as pure or modal (existing in four forms, necessity, contingency, possibility, impossibility). Baumeister and Thomasius also recognise four forms of modality. Meier distinguishes between pure judgment (judicium purum) and impure judgment (judicium modale, modificatum, complexum qua copula), but does not classify the forms of modality. Lambert alone[707] classifies judgments as “possible, actual (wirklich), necessary, and their opposite.” But when Kant adopts this threefold division, the inclusion of actuality renders the general title “modality” inapplicable in its traditional sense. The expression of actuality in the assertoric judgment involves no adverbial modification of the predicate. Also, in its “affirmative” and “categorical” forms it has already been made to yield two other categories.
Kant speaks of the problematic, the assertoric, and the apodictic forms of judgment as representing the stages through which knowledge passes in the process of its development.
“These three functions of modality are so many momenta of thought in general.”
This statement has been eulogised by Caird,[708] as being an anticipation of the Hegelian dialectic. As a matter of fact, Kant’s remark is irrelevant and misleading. The advance from consciousness of the problematic, through determination of it as actual to its explanation as necessary, represents only a psychological order in the mind of the individual. Logically, knowledge of the possible rests on and implies prior knowledge of the actual and of the necessities that constitute the actual.[709]
Section III.[710] The Categories or Pure Concepts of the Understanding.—The first three pages of this section, beginning “General logic abstracts,” and concluding with the word “rest on the understanding,” would seem to be a later interpolation. Embodying, as they do, some of the fundamental ideas of the transcendental deduction, they express Kant’s final method of distinguishing between general and transcendental logic. But they are none the less out of harmony with the other sections of the metaphysical deduction. They are of the nature of an after-thought, even though that afterthought represents a more mature and adequate standpoint. In A 55-7, where Kant defines the distinction between general and transcendental logic, the latter is formulated in entire independence of all reference to pure intuition.[711] Kant, indeed, argues[712] that just as there are both pure and empirical intuitions, so there are both pure and empirical concepts. But there is no indication that he has yet realised the close interdependence of the two types of a priori elements. Even when he proceeds in A 62 to remark that the empirical employment of pure concepts is conditioned by the fact that objects are given in intuition, no special reference is made to “the manifold of pure a priori intuition.” Now, however, Kant emphasises, as the fundamental characteristic of transcendental logic, its possession of a pure manifold through reference to which its pure concepts gain meaning. Thus not only does transcendental logic not abstract from the pure a priori concepts, it likewise possesses an a priori material.[713] It is in this twofold manner that it is now regarded as differing from formal logic.
The accounts given of the metaphysical deduction by Cohen,[714] Caird,[715] Riehl,[716] and Watson[717] are vitiated by failure to remark that this latter standpoint is a late development, and is out of keeping with the rest of the deduction. Riehl’s exposition has, however, the merit of comparative consistency. He explicitly recognises the important consequence which at once follows from acceptance of this later view, namely, that it is by their implying space and time that the categories differ from the notions which determine the forms of judgment; in other words, that the categories are actualised only as schemata. The category of substance, for instance, differs from the merely logical notion of a propositional subject, in being the concept of that which is always a subject, and never a predicate; and such a conception has specific meaning for us only as the permanent in time. Logical subjects and predicates, quantitative relations apart, are interchangeable. The relation between them is the analytic relation of identity. The concept of subject, on the other hand, transcendentally viewed, that is, as a category, is the apprehension of what is permanent, in synthetic distinction from, and relation to, its changing attributes. In other words, the transcendental distinction between substance and accidents is substituted for that of subject and predicate. Similarly the logical relation of ground and consequence, conceived as expressive of logical identity, gives way to the synthetic temporal relation of cause and effect. And so with all the other pure forms. As categories, they are schemata. Kant has virtually recognised this by the names which he gives to the categories of relation. But the proper recognition of the necessary interdependence of the intuitional and conceptual forms came too late to prevent him from distinguishing between categories and schemata, and so from creating for himself the artificial difficulties of the section on schematism.
In A 82 Kant states that he intentionally omits definitions of the categories. He had good reason for so doing. The attempt would have landed him in manifold difficulties, since his views were not yet sufficiently ripe to allow of his perceiving the way of escape. In A 241 (omitted in second edition) Kant makes, however, the directly counter statement that definition of the categories is not possible, giving as his reason that, in isolation from the conditions of sensibility, they are merely logical functions, “without the slightest indication as to how they can possess meaning and objective validity.”[718]
It cannot be too often repeated that the Critique is not a unitary work, but the patchwork record of twelve years of continuous development. Certain portions of the transcendental deduction, of which A 76-9 is one, represent the latest of all the many stages; and their teaching, when accepted, calls for a radical recasting of the metaphysical deduction. The bringing of the entire Critique into line with its maturest parts would have been an Herculean task; and it was one to which Kant, then fifty-seven years of age, was very rightly unwilling to sacrifice the time urgently needed for the writing of his other Critiques. The passage before us is one of the many interpolations by which Kant endeavoured to give an external unity to what, on close study, is found to be the plain record of successive and conflicting views. Meantime, in dealing with this passage, we are concerned only to note that if this later mode of defining transcendental logic be accepted, far-reaching modifications in Kant’s Critical teaching have to be made. The other points developed in A 76-9 we discuss below[719] in their proper connection.
The same Function, etc.[720]—This passage has already been sufficiently commented upon.[721] Kant here expresses in quite inadequate fashion the standpoint of the transcendental deduction. The implication is that analytic and synthetic thinking are co-ordinate, one and the same faculty exercising, on these two levels, the same operations. The true Critical teaching is that synthetic thinking is alone fundamental, and that only by a regress upon it can judgments be adequately accounted for. This passage, like the preceding, may be of later origin than the main sections of the metaphysical deduction.
Term “Categories”[722] borrowed from Aristotle.—Cf. below, p. 198.
Table of Categories. Quantity.—Kant derives the category of unity from the universal,[723] and that of totality (Allheit)[724] from the singular. These derivations are extremely artificial. In Reflexionen, ii. 563, Kant takes the more natural line of identifying totality with the universal, and unity with the singular. Probably[725] the reason of Kant’s change of view is the necessity of obtaining totality by combining unity with multiplicity. That can only be done if universality is thus equated with unity. Watson’s explanation,[726] that Kant has reversed the order of the categories, seems to be erroneous.
Quality.—Cf. above, p. 192.
Relation.—The correlation of the categorical judgment with the conception of substance and attribute is only possible[727] owing to Kant’s neglect of the relational judgment and to the dominance in his logical teaching of the Aristotelian substance-attribute view of predication. The correlation is also open to question in that the relation of subject and predicate terms in a logical judgment is a reversible one. It is a long step from the merely grammatical subject to the conception of that which is always a subject and never a predicate.
Kant’s identification of the category of community or reciprocity with the disjunctive judgment, though at first sight the most arbitrary of all, is not more so than many of the others. Its essential correctness has been insisted upon in recent logic by Sigwart, Bradley, and Bosanquet. In Kant’s own personal view[728] co-ordination in the form of co-existence is only possible through reciprocal interaction. The relation of whole and part (the parts in their relations of reciprocal exclusion exhausting and constituting a genuine whole) thus becomes, in its application to actual existences, that of reciprocal causation. The reverse likewise holds; interaction is only possible between existences which together constitute a unity.[729] Kant returns to this point in Note 3, added in the second edition.[730] The objection which Kant there considers has been very pointedly stated by Schopenhauer.
“What real analogy is there between the problematical determination of a concept by disjunctive predicates and the thought of reciprocity? The two are indeed absolutely opposed, for in the disjunctive judgment the actual affirmation of one of the two alternative propositions is also necessarily the negation of the other; if, on the other hand, we think of two things in the relation of reciprocity, the affirmation of one is also necessarily the affirmation of the other, and vice versa.”[731]
The answer to this criticism is on the lines suggested by Kant. The various judgments which constitute a disjunction do not, when viewed as parts of the disjunction, merely negate one another; they mutually presuppose one another in the total complex. Schopenhauer also fails to observe that in locating the part of a real whole in one part of space, we exclude it from all the others.[732]
Modality.—The existence of separate categories of modality seems highly doubtful. The concepts of the possible and of the probable may be viewed as derivative; the notion of existence does not seem to differ from that of reality; and necessity seems in ultimate analysis to reduce to the concept of ground and consequence. These are points which will be discussed later.[733]
Aristotle’s ten categories[734] are enumerated by Kant in Reflexionen, ii. 522,[735] as: (1) substantia, accidens, (2) qualitas, (3) quantitas, (4) relatio, (5) actio, (6) passio, (7) quando, (8) ubi, (9) situs, (10) habitus; and the five post-predicaments as: oppositum, prius, simul, motus, habere. Eliminating quando, ubi, situs, prius, and simul as being modes of sensibility; actio and passio as being complex and derivative; and also omitting habitus (condition) and habere, as being too general and indefinite in meaning to constitute separate categories; we are then left with substantia, qualitas, quantitas, relatio, and oppositum. The most serious defect in this reduced list, from the Kantian point of view, is its omission of causality. It is, however, a curious coincidence that when substance is taken as a form of relatio, and oppositum as a form of quality, we are left with the three groups, quality, quantity, relation. Only modality is lacking to complete Kant’s own fourfold grouping. None the less, as the study of Kant’s Reflexionen sufficiently proves,[736] it was by an entirely different route that Kant travelled to his metaphysical deduction. Watson does not seem to have any ground for his contention[737] that the above modified list of Aristotle’s categories “gave Kant his starting-point.” It was there indeed, as the reference to Aristotle in his letter of 1772 to Herz shows, that he first looked for assistance, only, however, to be disappointed in his expectations.
Derivative concepts.[738]—Cf. above, pp. 66, 71-2.
I reserve this task for another occasion.[739]—Cf. A 204 = B 249; A 13; above, p. 66 ff., and below, pp. 379-80.
Definitions of categories omitted.[740]—Cf. above, pp. 195-6, and A 241 there cited; also below, pp. 339-42, 404-5.
Note 1.[741]—On this distinction between mathematical and dynamical categories cf. below, pp. 345-7, 510-11.
Note 2.[742]—This remark is inserted to meet a criticism which had been made by Johann Schulze,[743] and to which Kant in February 1784 had replied in terms almost identical with those of the present passage.
“The third category certainly springs from the connection of the first and second, not, indeed, from their mere combination, but from a connection the possibility of which constitutes a concept that is a special category. For this reason the third category may not be applicable in instances in which the other two apply: e.g. one year, many years of future time, are real concepts, but the totality of future years, that is, the collective unity of a future eternity, conceived as entire (so to say, as completed), is something that cannot be thought. But even in those cases in which the third category is applicable, it always contains something more than the first and the second taken separately and together, namely the derivation of the second from the first, a process which is not always practicable. Necessity, for example, is nothing else than existence, in so far as it can be inferred from possibility. Community is the reciprocal causality of substances in respect of their determinations. But that determinations of one substance can be produced by another substance, is something that we may not simply assume; it is one of those connections without which there could be no reciprocal relation of things in space, and therefore no outer experience. In a word, I find that just as the conclusion of a syllogism indicates, in addition to the operations of understanding and judgment in the premisses, a special operation peculiar to reason ..., so also the third category is a special, and in part original, concept. For instance, the concepts, quantum, compositum, totum, come under the categories unity, plurality, totality, but a quantum thought as compositum would not yield the concept of totality unless the concept of the quantum is thought as determinable through the composition, and in certain quanta, such as infinite space, that cannot be done.”[744]
Kant’s assertion that in certain cases the third category is not applicable is misleading. His proof of the validity of the category of reciprocity in the third Analogy really consists in showing that it is necessary to the apprehension of spatial co-existence;[745] and if, as Kant maintains, consciousness of space is necessary to consciousness of time, it is thereby proved to be involved in each and every act of consciousness. It is presupposed in the apprehension even of substantial existence and of causal sequence. His proof that it is a unique category, distinct from the mere combination of the categories of substance and causality, does not, therefore, assume what his words in the above letter would seem to imply, that it is only occasionally employed. The same remark holds in regard to totality; it is presupposed even in the apprehension of a single year. Kant’s references, both here and in other parts of the Critique,[746] to totality in its bearing upon the conception of infinitude, reveal considerable lack of clearness as to the relation in which it stands to the Idea of the unconditioned. Sometimes, as in this letter, he would seem to be identifying them; elsewhere this confusion is avoided. In B 111 totality is defined as multiplicity regarded as unity, and in A 142-3 = B 182 its schema is defined as number. (The identification of totality with number has led Kant to say in B 111 that number is not applicable in the representation of the infinite, a much more questionable assertion than that of the letter above quoted.) The statement that necessity is existence in so far as it can be inferred from possibility, or that it is existence given through possibility, is similarly misleading. Kant’s true position is that all three are necessary to the conception of any one of the three.
Thus Kant’s reply to Schulze, alike in his letter and in Note 2, fails to indicate with any real adequacy the true bearing of Critical teaching in this matter; and consequently fails to reveal the full force of his position. Only in terms of totality can unity and plurality be apprehended; only through the reciprocal relations which determine co-existence can we acquire consciousness of either permanence or sequence; only in terms of necessity can either existence or possibility be defined. The third category is not derived from a prior knowledge of the subordinate categories. It represents in each case a higher complex within which alone the simpler relations defined by the simpler concepts can exist or have meaning.
B 113-16, § 12.—This section, of no intrinsic importance, is an example of Kant’s loving devotion to this “architectonic.” His reasoning is extremely artificial, especially in its attempt to connect “unity, truth, and perfection” with the three categories of quantity. The Reflexionen show how greatly Kant was preoccupied with these three concepts, seeking either to base a table of categories upon them (B. Erdmann’s interpretation), or to reduce them to categories (Adickes’ interpretation). For some time Kant himself ranked with those who[747] “incautiously made these criteria of thought to be properties of the things in themselves.” In Reflexionen, ii. 903,[748] we find the following statement: “Unity (connection, agreement), truth (quality), completeness (quantity).” In ii. 916[749] Kant makes trial to connect them, as conceptions of possibility, with the categories of relation. In ii. 911 and 912 the later view, that they are logical in character and function, appears, but leads to their being set in relation to the three faculties of understanding, judgment, and reason. This is conjectured by B. Erdmann to have been Kant’s view at the time of the first edition. ii. 915, 919, 920 present the view expounded in the section before us.[750] Erdmann[751] remarks that in this section Kant “is settling accounts with certain thoughts which in the ’seventies had yielded suggestions for the transformation of ontology into the transcendental analytic.”
CHAPTER II
DEDUCTION OF THE PURE CONCEPTS OF THE UNDERSTANDING
First edition Subjective and Objective Deductions.—In dealing with the transcendental deduction, as given in the first edition, we can make use of the masterly and convincing analysis which Vaihinger[752] (building upon Adickes’ previous results, but developing an independent and quite original interpretation) has given of its inconsecutive and strangely bewildering argumentation. Vaihinger’s analysis is an excellent example of detective genius in the field of scholarship. From internal evidence, circumstantially supported by the Reflexionen and Lose Blätter, he is able to prove that the deduction is composed of manuscripts, externally pieced together, and representing no less than four distinct stages in the slow and gradual development of Kant’s views. Like geological deposits, they remain to record the processes by which the final result has come to be. Though they do not in their present setting represent the correct chronological order, that may be determined once the proper clues to their disentanglement have been duly discovered. That discovery is itself, however, no easy task; for the unexpected, while lending colour and incident to the commentator’s enterprise, baffles his natural expectations at every turn. The first stage is one in which Kant dispenses with the categories, and in which, when they are referred to, they are taken as applying to things in themselves. The last stage, worked out, as there is ground for believing, in the haste and excitement of the final revision, is not represented in the Prolegomena or in the second edition of the Critique, the author retracing his steps and resuming the standpoint of the stage which preceded it. The fortunate accident of Kant’s having jotted down upon the back of a dated paper the record of his passing thought (one of the few Lose Blätter that are thus datable) is the culminating incident in this philosophical drama. It felicitously serves as a keystone in the body of evidence supported by general reasoning.
Before becoming acquainted with Vaihinger’s analysis I had observed Kant’s ascription to empirical concepts of the functions elsewhere allotted to the categories, but had been hopelessly puzzled as to how such teaching could be fitted into his general system. Vaihinger’s view of it as a pre-Critical survival would seem to be the only possible satisfactory solution. For the view which I have taken of Kant’s doctrine of the transcendental object as also pre-Critical, and for its employment as a clue to the dating of passages, I am myself alone responsible.
The order of my exposition will be as follows:[753]
I. Enumeration, in chronological order, of the four stages which compose the deduction of the first edition, and citation of the passages which represent each separate stage.
II. Detailed analysis, again in chronological order, of each successive stage, with exposition of the views which it embodies.
III. Examination of the evidence yielded by the Reflexionen and Lose Blätter in support of the above analysis.
IV. Connected statement and discussion of the total argument of the deduction.
I. Enumeration of the Four Stages
(1) First Stage: That of the Transcendental Object, without Co-operation of the Categories.—This stage is represented by[754]: (a) II. 3 (from beginning of the third paragraph to end of 3) = A 104-10; (b) I. § 13 (the entire section) = A 84-92 (retained in second edition as B 116-24). a discusses the problem of the reference of sensations to an object, b that of the objective validity of the categories. b is therefore transitional to the second stage.
(2) Second Stage: That of the Categories, without Co-operation of the Productive Imagination.—This stage is represented by: (a) I. [§ 14] (with the exception of its concluding paragraph) = A 92-4 (retained in second edition as B 124-7); (b) II. (the first four paragraphs) = A 95-7; (c) II. 4 (the entire section) = A 110-14.
(3) Third Stage: That of the Productive Imagination, without Mention of the Threefold Transcendental Synthesis.—This stage is represented by (a) III.β (from beginning of seventh paragraph to end of twelfth) = A 119-23; (b) III. α (from beginning of third paragraph to end of sixth) = A 116-19; (c) I. § 14 (Concluding paragraph) = A 94-5; (d) III.δ (from beginning of sixteenth paragraph to end of section preceding summary) = A 126-8; (e) S(ummary) (in conclusion to III.) = A 128-30; (f) III.γ (from beginning of thirteenth paragraph to end of fifteenth) = A 123-6; (g) I(ntroduction) (from beginning of section to end of second paragraph) = A 115-16; (h) § 10 T(ransitional to the fourth stage) = A 76-9 (retained as B 102-4).
(4) Fourth Stage: That of the Threefold Transcendental Synthesis.—This stage is represented by: (a) II. 1-3 (from opening of 1 to end of second paragraph in 3) = A 98-104; (b) II. (the two paragraphs immediately preceding a) = A 97-8.
II. Detailed Analysis of the Four Stages
First Stage.—A 104-10; A 84-92 (B 116-24).
A 104-10; II. § 3.—This is the one passage in the Critique in which Kant explicitly defines his doctrine of the “transcendental object”; and careful examination of the text shows that by it he means the thing in itself, conceived as being the object of our representations. Such teaching is, of course, thoroughly un-Critical; and as I shall try to show, this was very early realised by Kant himself. The passages in which the phrase “transcendental object” occurs are, like the section before us, in every instance of early origin. It is significant that the transcendental object is not again referred to in the deduction of the first edition.[755] Though it reappears in the chapter on phenomena and noumena, it does so in a passage which Kant excised in the second edition. The paragraphs which he then substituted make no mention of it. The doctrine is of frequent occurrence in the Dialectic, and combines with other independent evidence to show that the larger part of the Dialectic is of early origin. That the doctrine of the transcendental object is thus a pre-Critical or semi-Critical survival has, so far as I am aware, not hitherto been observed by any writer upon Kant. It has invariably been interpreted in the light of the sections in which it does not occur, and, as thus toned down and tempered to something altogether different from what it really stands for, has been taken as an essential and characteristic tenet of the Critical philosophy. It was in the course of an attempt to interpret Kant’s entire argument in the light of his doctrine of the transcendental object that I first came to detect its absence from all his later utterances. But it is important to recognise that the difficulties which would result from its retention are quite insuperable, and would by themselves, even in the absence of all external evidence of Kant’s rejection of it, compel us to regard it as a survival of pre-Critical thinking. As Vaihinger does not seem to have detected the un-Critical character of this doctrine, it is the more significant that he should, on other grounds, have felt constrained to regard the passage in which it is expounded as embodying the earliest stage in the development of the deduction. He would seem to continue in the orthodox view so far as to hold that though the doctrine of the transcendental object is here stated in pre-Critical terms, it was permanently retained by Kant in altered form.
The doctrine of the transcendental object, as here expounded, is as follows:
“Appearances are themselves nothing but sensuous representations which must not be taken as capable of existing in themselves (an sich) with exactly the same character (in ebenderselben Art) outside our power of representation.”[756]
These sense-representations are our only possible representations, and when we speak of an object corresponding to them, we must be conceiving an object in general, equal to x.
“They have their object, but an object which can never be intuited by us, and which may therefore be named the non-empirical, i.e. transcendental object = x.”[757]
This object is conceived as being that which prevents our representations from occurring at haphazard, necessitating their order in such manner that, manifold and varied as they may be, they can yet be self-consistent in their several groupings, and so possess that unity which is essential to the concept of an object.
“The pure concept of this transcendental object, which in fact throughout all our knowledge is always one and the same, is that which can alone confer upon all our empirical concepts relation in general to an object, i.e. objective reality.”[758]
What renders this doctrine impossible of permanent retention was that it allowed of no objective existence mediate between the merely subjective and the thing in itself. On such teaching there is no room for the empirical object; and immediately upon the recognition of that latter phenomenal form of existence in space, Kant was constrained to recognise that it is in the empirical object, not in the thing in itself, that the contents of our representations are grounded and unified. Any other view must involve the application of the categories, especially those of substance and causality, to the thing in itself. The entire empirical world has still to be conceived as grounded in the non-empirical, but that is a very different contention from the thesis that the thing in itself is the object and the sole object of our representations. The doctrine of the transcendental object has thus a twofold defect: it advocates an extreme subjectivism, and yet at the same time applies the categories to the thing in itself.
But the latter consequence is one which could not, at the stage represented by this section, be appreciated by Kant. For, as we shall find, he is endeavouring to solve the problem of the reference of sense-representation to an object without assumption of a priori categories. It is in empirical concepts, conditioned only by a transcendental apperception, that he professes to discover the grounds and conditions of this objective reference. Let us follow Kant’s argument in detail. The section opens[759] with what may be a reference to the Aesthetic, and proceeds to deal with the first of the two problems cited in the 1772 letter to Herz[760]—how sense-representations stand related to their object. The exact terms in which this question was there formulated should be noted.
“I propounded to myself this question: on what ground rests the relation of that in us which we name representation (Vorstellung) to the object. If the representation contains only the mode in which the subject is affected by the object, it is easily understood how it should accord (gemäss sei) with that object as an effect with its cause, and how [therefore] this determination of our mind should be able to represent something, i.e. have an object. The passive or sensuous representations have thus a comprehensible (begreifliche) relation to objects, and the principles, which are borrowed from the nature of our soul, have a comprehensible validity for all things in so far as they are to be objects of the senses.”[761]
Thus in 1772 there was here no real problem for Kant. The assumed fact, that our representations are generated in us by the action of independent existences, is taken as sufficient explanation of their being referred to objects.
The section of the Critique under consideration shows that Kant had come to realise the inadequacy of this explanation quite early, indeed prior to his solution of the second and further question which in that same letter is spoken of as “the key to the whole secret” of metaphysics. On what grounds, he now asks, is a subjective idea, even though it be a sense impression, capable of yielding consciousness of an object? In the letter to Herz the use of the term representation (Vorstellung) undoubtedly helped to conceal this problem. It is now emphasised that appearances are nothing but sense representations, and must never be regarded as objects capable of existing in themselves, with exactly the same character, outside our power of representation. Now also Kant employs, in place of the phrase “in accord with,” the much more definite term “corresponding to.” He points out that when we speak of an object corresponding to our knowledge, we imply that it is distinct from that knowledge. Consciousness of such an object must therefore be acquired from some other source than the given impressions. In other words, Kant is now prepared to withdraw his statement that “the passive or sensuous representations have an [easily] comprehensible relation to objects.” In and by themselves they are purely subjective, and can involve no such concept. The latter is a thought (Gedanke), a concept (Begriff), additional to, and distinct from, the given impressions. Its possibility, as regards both origin[762] and validity, must be “deduced.”
There then results this first and very peculiar form of the transcendental deduction. That part of it which persists in the successive stages rests upon an explicitly developed distinction between empirical and transcendental apperception. Kant teaches, in agreement with Hume, though, as we may believe, independently of his direct influence, that there is no single empirical state of the self which is constant throughout experience.[763]
“The consciousness of the self, according to the determinations of our state in inner perception, is merely empirical, and always in process of change.... That which has to be represented as of necessity numerically identical cannot be thought as such through empirical data. There must be a condition which precedes all experience, and renders experience itself possible, if a transcendental pre-supposition of this kind is to be rendered valid.... This pure, original, unchangeable consciousness I shall name transcendental apperception.”[764]
Kant would seem to have first developed this view in a quite crude form. The consciousness of the self, he seems to have held, consists in its awareness of its own unceasing activities. As consciousness of activity, it is entirely distinct in nature and in origin from all apprehension of sense impressions.[765] This teaching is a natural extension of the doctrine of the Dissertation,[766] that such pure notions as those of possibility, existence, necessity, substance, cause, are “acquired by attending to the actions of the mind on the occasion of experience.” Kant would very naturally hold that consciousness of the identity and unity of the self is obtained in a similar manner. Such, indeed, is the teaching of the section before us.
“No knowledge can take place in us ... without that unity of consciousness which precedes all data of intuitions, and in relation to which all representation of objects is alone possible.”[767] “It is precisely this transcendental apperception that constructs out of (macht aus) all possible appearances, which are capable of coexisting in one experience, a connection of all these representations according to laws. For this unity of consciousness would be impossible if the mind could not become conscious, in the knowledge of the manifold, of the identity of the function whereby it combines it synthetically in one knowledge. Thus the mind’s original and necessary consciousness of the identity of itself is at the same time a consciousness of an equally necessary unity of the synthesis of all appearances according to concepts, i.e. according to rules.... For the mind could not possibly think the identity of itself in the manifold of its representations, and indeed a priori, if it did not have before its eyes the identity of its action....”[768]
That is to say, the self is the sole source of all unity. As a pure and original unity it precedes experience; to its synthetic activities all conceptual unity is due; and by reflection upon the constancy of these activities it comes to consciousness of its own identity.
“...even the purest objective unity, namely that of the a priori concepts (space and time), is possible only through relation of the intuitions to [transcendental apperception]. The numerical unity of this apperception is therefore the a priori condition of all concepts, just as the manifoldness of space and of time is of the intuitions of sensibility.”[769]
To this consciousness of the abiding unity of the self Kant also traces the notion of the transcendental object. The latter, he would seem to argue, is formed by analogy from the former.
“This object is nothing else than the subjective representation (of the subject) itself, but made general, for I am the original of all objects.”[770] “The mind, through its original and underived thinking, is itself the pattern (Urbild) of such a synthesis.”[771] “I would not represent anything as outside me, and so make [subjective] appearances into objective experience if the representations were not related to something which is parallel to my ego, and so in that way referred by me to another subject.”[772]
These quotations from the Lose Blätter would seem to contain the key to Kant’s extremely enigmatic statement in A 105, that “the unity which the object makes necessary can be nothing else than the formal unity of consciousness in its synthesis of the manifold of its representations,” and again in A 109, that “this relation [of representations to an object] is nothing else than the necessary unity of consciousness.”[773]
But this does not complete the sum-total of the functions which Kant is at this stage prepared to assign to apperception. It mediates our consciousness of the transcendental object in still another manner, namely, by rendering possible the formation of the empirical concepts which unify and direct its synthetic activities. This is, indeed, the feature in which this form of the deduction diverges most radically from all later positions. Space and time are, it would seem, regarded as being the sole a priori concepts.[774] The instruments through which the unity of apperception acts, and through which the thought of an object becomes possible, are empirical concepts. Such general concepts as “body” or “triangle” serve as rules constraining the synthetic processes of apprehension and reproduction to take place in such unitary fashion as is required for unitary consciousness. The notion of objectivity is specified in terms of the necessities which these empirical concepts thus impose.
“We think a triangle as object in so far as we are conscious of the combination of three straight lines according to a rule by which such an intuition can at all times be generated. This unity of rule determines the whole manifold and limits it to conditions which make the unity of apperception possible; and the concept of this unity [of rule] is the representation of the object.... All knowledge demands a concept, ... and a concept is always, as regards its form, something general, something that serves as a rule. Thus the concept of body serves as a rule to our knowledge of outer appearances, in accordance with the unity of the manifold which is thought through it.... The concept of body necessitates ... the representation of extension, and therewith of impenetrability, shape, etc.”[775]
Such is the manner in which Kant accounts for our concept of the transcendental object. It consists of two main elements: first, the notion of an unknown x, to which representations may be referred; and secondly, the consciousness of this x as exercising compulsion upon the order of our thinking. The former notion is framed on the pattern of the transcendental subject; it is conceived as another but unknown subject. The consciousness of it as a source of external necessity is mediated by the empirical concepts which transcendental apperception also makes possible. And from this explanation of the origin of the concept of the transcendental object Kant derives the proof of its validity.[776] It is indispensable for the realisation by the unitary self of a unitary consciousness.
“This relation [of representations to an object] is nothing else than the necessary unity of consciousness, and therefore also of the synthesis of the manifold, by a common (gemeinschaftlich) functioning of the mind, which unites it in one representation.”[777]
Through instruments empirical in origin, and subjectively necessary, the notion of an objective necessity is rendered possible to the mind.
It is not surprising that Kant did not permanently hold to this view of the empirical concept. The objections are obvious. Such a view of the function of general concepts renders unintelligible their own first formation. For as they are empirical, they can only be acquired by conscious processes that do not involve them. That is to say, consciousness of objects follows upon a prior consciousness in and through which concepts, such as that of body, are discovered and formed. Yet, as the argument claims, general concepts are the indispensable conditions of unitary consciousness. How through a consciousness that is not yet unified can general concepts be formed? Also it is difficult to see how empirical concepts can be viewed as directly conditioned by, and as immediately due to, anything so general as pure apperception. These objections Kant must have come very quickly to recognise. This was the first part of his teaching to be modified. In the immediately succeeding stage,[778] so far as the stages can be reconstructed from the survivals in the Critique, the empirical concepts are displaced once and for all by the a priori categories.
The only sentences which can be regarded as possibly conflicting with the above interpretation are those two (in the second last and in the last paragraphs) in which the phrase “rules a priori” occurs. Even granting (what is at least questionable as regards the first) that the words are meant to be taken together, it does not follow that Kant is here speaking of categories. For contrary to his usual teaching he speaks of the concept of body as a source of necessity. If so, it may well, with equal looseness, be spoken of as a priori. That is indeed done, by implication, in the second and third paragraphs, where he speaks of a rule (referring to “body and triangle”) as making the synthesis of reproduction “a priori necessary.” Such assertions are completely inconsistent with Kant’s Critical teaching, but so is the entire section.
The setting in which the passage before us occurs has its own special interest.[779] When Kant, as it would seem, on the very eve of the publication of the Critique, developed the doctrine of a threefold synthesis culminating in a “synthesis of recognition in the concept,” he must have bethought himself of this earlier position, and have completed his subjective deduction by incorporation, probably with occasional alterations of phrasing, of the older manuscript. This procedure has bewildered even the most discerning among Kant’s readers; but now, thanks to Vaihinger’s convincing analysis, it may be welcomed as of illuminating interest in the historical study of Kant’s development.
I may here draw attention to the two important respects in which the positions revealed in this section continued to influence Kant’s later teaching: namely, in the emphasis laid upon the transcendental unity of apperception, and in the view of objectivity as involving the thought of the thing in itself.
The excessive emphasis which in this first stage is laid upon the transcendental unity of apperception persists throughout the later forms of the deduction, and, as I shall try to show, does so to the detriment of the argument. Though its functions are considerably diminished, they are still exaggerated; this is perhaps in part due to its having been in this early stage regarded as in and by itself the sole ultimate ground of unitary experience. There were, however, two other influences at work. Kant continued to employ the terminology of his earlier view, and in his less watchful moments was betrayed thereby into conflict with his considered teaching. But even more important was the influence of his personal convictions. He was irrevocably committed in his own private thinking to a belief in the spiritual and abiding character of the self; and this belief frequently colours, in illegitimate ways, the expression of his views. This is especially evident in some of the alterations[780] of the second edition, written as they were at a time when he was chiefly preoccupied with moral problems.
As regards the other factor, the view adopted in regard to the nature of objectivity, there is ample evidence that even after the empirical concepts had been displaced by the categories Kant still continued for some time (possibly for several years in the earlier and middle ’seventies) to hold to his doctrine of the transcendental object. Passages which expound it in this later form occur in the Note on Amphiboly and throughout the Dialectic.[781] That this may not be taken for his final teaching is equally certain. The entire first layer of the deduction of the first edition, all the relevant passages in the chapter on phenomena and noumena, and some of those in the Dialectic, were omitted in the second edition; and nowhere, either in the other portions of the deduction of the first edition, or in the deduction of the second edition, or in any passages added elsewhere in the second edition, is such teaching to be found.
A brief statement of Kant’s doctrine of the transcendental object in its later form seems advisable at this point; it is required in order to complete and to confirm the interpretation which I have given of the earlier exposition. At the same time I shall endeavour to show that the sections in which the doctrine occurs, though later than the first layer of the deduction of the first edition, are all of comparatively early origin, and that they reveal not the least trace of Kant’s more mature, phenomenalist view of the empirical world in space.
We may begin with the passages in the chapter on phenomena and noumena. The meaning in which the term transcendental is employed is there made sufficiently clear.
“The transcendental employment of a concept in any principle consists in its being referred to things in general and in themselves.”[782]
That is to say, the term transcendental, as used in the phrase transcendental object, is not employed in any sense which would oppose it to the transcendent. In so far as the thought of the thing in itself is a necessary ingredient in the concept of objectivity, it is a condition of apperception, and therefore of possible experience; in other words, the thought of a transcendent object is one of the transcendental conditions of our experience. As Kant is constantly interchanging the terms transcendent and transcendental, such an explanation of the phrase is perhaps superfluous; but if any is called for, the above would seem to suffice. As we shall have occasion to observe,[783] other factors besides the a priori must be reckoned among the conditions of experience; and to both types of conditions Kant applies the epithet transcendental.
In the chapter on phenomena and noumena Kant enquires at considerable length whether the categories (meaning, of course, the pure forms of understanding, not their schematised correlates) allow of transcendental (i.e. transcendent) employment. The passages in which this discussion occurs[784] would seem, however, to be highly composite; many paragraphs, or portions of paragraphs, are of much later date than others. We may therefore limit our attention to those in which the phrase transcendental object is actually employed, i.e. to those which appear only in the first edition.
“All our representations are referred by the understanding to some object; and since appearances are merely representations, the understanding refers them to a something as the object of sensuous intuition. But this something, thus conceived (in so fern), is only the transcendental object; and by that is meant a something = x, of which we know, and with the present constitution of our understanding can know, nothing whatsoever, but which, as a correlate of the unity of apperception, can serve only for the unity of the manifold in sensuous intuition. By means of this unity the understanding combines the manifold into the concept of an object. This transcendental object cannot be separated from the sense data, for nothing then remains over through which it might be thought. Consequently it is not in itself an object of knowledge, but only the representation of appearances under the concept of an object in general which is determinable through the manifold of those appearances. Precisely for this reason also the categories do not represent a special object given to the understanding alone, but only serve to specify the transcendental object (the concept of something in general) through that which is given in sensibility, in order thereby to know appearances empirically under concepts of objects.”[785] “The object to which I relate appearance in general is the transcendental object, i.e. the completely indeterminate thought of something in general. This cannot be entitled the noumenon [i.e. the thing in itself more specifically determined as being the object of a purely intelligible intuition];[786] for I know nothing of what it is in itself, and have no concept of it save as the object of a sensuous intuition in general, and so as being one and the same for all appearances.”[787]
Otherwise stated, Kant’s teaching is as follows. The thought of the thing in itself remains altogether indeterminate; it does not specify its object, and therefore yields no knowledge of it; none the less it is a necessary ingredient in the concept of objectivity as such. The object as specified in terms of sense is mere representation; the object as genuinely objective can only be thought. The correlate of the unity of apperception is the thought of the thing in itself. This is what Kant is really asserting, though in a hesitating manner which would seem to indicate that he is himself already more or less conscious of its unsatisfactory and un-Critical character.
The phrase transcendental object occurs once in the second Analogy[788] and twice in the Note on Amphiboly.[789] The passage in the second Analogy may very well, in view of the kind of subjectivism which it expounds, be of early date of writing. By transcendental object Kant there quite obviously means the thing in itself. From the first reference in the Note on Amphiboly no definite conclusions can be drawn. The argument is too closely bound up with his criticism of Leibniz to allow of his own independent standpoint being properly developed. There is, however, nothing in it which compels us to regard it as of late origin; and quite evidently Kant here means by the transcendental object the thing in itself. The phrase substantia phaenomenon is not, as might at first sight seem, equivalent to the empirical object of Kant’s phenomenalist teaching. It is an adaptation of Leibnizian phraseology.[790] The second reference in the Note on Amphiboly occurs in a passage which may perhaps be of later origin;[791] but the transcendental object is there mentioned only in order to afford opportunity for the statements that it cannot be thought through any of the categories, that we are completely ignorant whether it is within or without us, and whether if sensibility were removed it would vanish or remain, and that it can therefore serve only as a limiting concept. We here observe it in the very process of being eliminated. As we shall find, Kant’s teaching is ill-expressed in the sections on Amphiboly; so much so that they could not be recast without seriously disturbing the balance of his architectonic. They were therefore allowed to remain unaltered in the second edition.
We may now pass to the Dialectic. The subjectivist doctrine of the transcendental object is there expressed in a much more uncompromising manner. Let us first consider the references to the transcendental object in the Paralogisms and in the subsequent Reflection. The phrase transcendental object occurs twice in the second Paralogism, once in the third, twice in the fourth, and three times in the Reflection;[792] and in all these cases there is not the least uncertainty as to its denotation. It is taken as equivalent to the thing in itself, and is expounded as a necessary ingredient in the consciousness of our subjective representations as noumenally grounded.
“What matter may be as a thing in itself (transcendental object) is completely unknown to us, though, owing to its being represented as something external, its permanence as appearance can indeed be observed.”[793] “We can indeed admit that something, which may be (in the transcendental[794] sense) ‘outside us,’ is the cause of our outer intuitions, but this is not the object of which we are thinking in the representations of matter and of corporeal things, for these are merely appearances, i.e. mere kinds of representation which are never to be met with save in us, and whose actuality depends on immediate consciousness just as does the consciousness of my own thoughts. The transcendental object is equally unknown in respect to inner and to outer intuition.”[795]
Here Kant at one and the same time distinguishes between, and confounds together, representation and its empirical object. What is alone clear is that by the transcendental object he means simply the thing in itself viewed as the cause of our sensations. In A 358 it is used in a wider sense as also comprehending the noumenal conditions which underlie the conscious subject.
“...this something which underlies the outer appearances and which so affects our sense that it obtains the representations of space, matter, shape, etc., this something viewed as noumenon (or better as transcendental object) might also at the same time be the subject that does our thinking....”
Similarly in A 379-80:
“Though the I, as represented through inner sense in time, and objects in space outside me, are specifically quite distinct appearances, they are not for that reason thought as being different things. Neither the transcendental object which underlies outer appearances, nor that which underlies inner intuition, is in itself either matter or a thinking being, but is a ground (to us unknown) of the appearances which supply to us the empirical concepts of the former as well as of the latter kind.”
The references in the Reflection on the Paralogisms are of the same general character and are equally definite.[796] A 390-1 has special interest in that it explicitly states that to appearances, taken as Kant invariably takes them throughout the Paralogisms in the first edition as mere subjective representations, the category of causality, and therefore by implication the category of substance, is inapplicable.
“No one could dream of asserting that that which he has once come to recognise as mere representation is an outer cause.”
We may now turn to the passages in the chapter on the Antinomies.
“The non-sensuous cause of our representations is completely unknown to us, and therefore we cannot intuit it as object.... We may, however, entitle the purely intelligible cause of appearances in general the transcendental object.... To this transcendental object we can ascribe the whole extent and connection of our possible perceptions....”[797]
Appearances can be regarded as real only to the extent to which they are actually experienced. Otherwise they exist only in some unknown noumenal form of which we can acquire no definite concept, and which is therefore really nothing to us. This, Kant declares, is true even of that immemorial past of which we are ourselves the product.
“...all the events which have taken place in the immense periods that have preceded my own existence mean really nothing but the possibility of extending the chain of experience from the present perception back to the conditions which determine it in time.”[798]
In other words, we may not claim that such events, empirically conceived, have ever actually existed in any such empirical form. A similar interpretation is given to the assertion of the present reality of what has never been actually experienced.
“Moreover, in outcome it is a matter of indifference whether I say that in the empirical progress in space I can meet with stars a hundred times farther removed than the outermost now perceptible to me, or whether I say that they are perhaps to be met with in cosmical space even though no human being has ever perceived or ever will perceive them. For though they might be given as things in themselves, without relation to possible experience, they are still nothing for me, and therefore are not objects, save in so far as they are contained in the series of the empirical regress.”[799] “The cause of the empirical conditions of this process, that which determines what members I shall meet with and how far by means of such members I can carry out the regress, is transcendental and is therefore necessarily unknown to me.”[800]
Such is the form in which Kant’s pre-Critical doctrine of the transcendental object survives in the Critique.[801] It contains no trace of the teaching of the objective deduction of the first and second edition or of the teaching of the refutation of idealism in the second edition. It closely resembles Mill’s doctrine of the permanent possibilities of sensation, and is almost equally subjectivist in character. As already noted,[802] it also lies open to the further objection that it involves an illegitimate application of the categories to things in themselves. As Kant started from the naïve and natural assumption that reference of representations to objects must be their reference to things in themselves, he also took over the current Cartesian view that it is by an inference in terms of the category of causality that we advance from a representation to its cause. The thing in itself is regarded as the sole true substance and as the real cause of everything which happens in the natural world. Appearances, being representations merely, are wholly transitory and completely inefficacious. Not only, therefore, are the categories regarded as valid of things in themselves, they are also declared to have no possible application to phenomena. Sense appearances do not, on this view, constitute the mechanical world of the natural sciences; they have a purely subjective, more or less epi-phenomenal, existence in the mind of each separate observer. It was very gradually, in the process of developing his own Critical teaching, that Kant came to realise the very different position to which he was thereby committed. The categories, including that of causality, are pre-empted for the empirical object which is now regarded as immediately apprehended; and the function of mediating the reference of phenomena to things in themselves now falls to the Ideas of Reason. The distinction between appearance and reality is no longer that between representations and their noumenal causes, but between the limited and relative character of the entire world in space and time and the unconditioned demanded by Reason. But these are questions whose discussion must meantime be deferred.[803]
I may now briefly summarise the evidence in favour of the view that the doctrine of the transcendental object is a pre-Critical or semi-Critical survival and must not be taken as forming part of Kant’s final and considered position. (I) Of the six sections in which the phrase transcendental object occurs, three[804] were omitted in the second edition, and in the passages which were substituted for them it receives no mention. There are various reasons which can be suggested in explanation of the retention of the other three[805] in the second edition. The Note on Amphiboly was too unsatisfactory as a whole to encourage Kant to improve upon it in detail. The other two are outside the limit at which Kant thought good to terminate all attempts to improve, whether in major or in minor matters, the text of the first edition.[806] To have recast the Antinomies as he had recast the Paralogisms would have involved alterations much too extensive. Also, there were no outside polemical influences—or at least none acting quite directly—such as undoubtedly reinforced his other reasons for revising the Paralogisms. (2) Secondly, the transcendental object is not mentioned in the later layers of the deduction of the first edition, nor in the deduction of the second edition, nor in any passage or note added in the second edition. That Kant should thus suddenly cease to employ a phrase to which he had accustomed himself is the more significant in view of his conservative preference for the adapting of familiar terminology to new uses. It can only be explained as due to his recognition of the completely untenable character of the teaching to which it had given expression. As the object of knowledge is always empirical, it can never legitimately be called transcendental. (3) Thirdly, the general teaching of the passages in which the phrase transcendental object occurs is by itself sufficient proof of their early origin. They reveal not the least trace of the deepened insight of his final standpoints. As we know, it was certain difficulties involved in the working out of the objective deduction that delayed the publication of the Critique for so many years; and the sections which deal with these difficulties contain Kant’s maturest teaching. In them he seems to withdraw definitely from the positions to which he had unwarily committed himself by his un-Critical doctrine of the transcendental object. I now pass to the second section constitutive of the first stage.
A 84-92=B 116-24, I. § 13.—Just as in II. § 3 Kant deals solely with the first of the two questions formulated in the letter of 1772 to Herz—the reference of sense-representations to an object,—so in I. § 13 he raises only the second—that of the objective validity of intellectual representations (now spoken of as pure concepts of understanding, or pure a priori concepts, and only in one sentence as categories). And just as in the former section he carries the problem a step further, yet without attaining to the true Critical position, so in this latter he still assumes that it is the application of these pure concepts to real independent objects, i.e. to things in themselves, which calls for justification. We must again consider the exact terms in which this problem is formulated in the letter to Herz.[807]
“Similarly, if that in us which is called a representation, were active in relation to the object, that is to say, if the object itself were produced by the representation (as on the view that the ideas in the Divine Mind are the archetypes of things), the conformity of representations with objects might be understood. We can thus render comprehensible at least the possibility of two kinds of intelligence—of an intellectus archetypus, on whose intuition the things themselves are grounded, and of an intellectus ectypus which derives the data of its logical procedure from the sensuous intuition of things. But our understanding (leaving moral ends out of account) is not the cause of the object through its representations, nor is the object the cause of its intellectual representations (in sensu reali). Hence, the pure concepts of the understanding cannot be abstracted from the data of the senses, nor do they express our capacity for receiving representations through the senses. But, whilst they have their sources in the nature of the soul, they originate there neither as the result of the action of the object upon it, nor as themselves producing the object. In the Dissertation I was content to explain the nature of these intellectual representations in a merely negative manner, viz. as not being modifications of the soul produced by the object. But I silently passed over the further question, how such representations, which refer to an object and yet are not the result of an affection due to that object, can be possible. I had maintained that the sense representations represent things as they appear, the intellectual representations things as they are. But how then are these things given to us, if not by the manner in which they affect us? And if such intellectual representations are due to our own inner activity, whence comes the agreement which they are supposed to have with objects, which yet are not their products? How comes it that the axioms of pure reason about these objects agree with the latter, when this agreement has not been in any way assisted by experience? In mathematics such procedure is legitimate, because its objects only are quantities for us, and can only be represented as quantities, in so far as we can generate their representation by repeating a unit a number of times. Hence the concepts of quantity can be self-producing, and their principles can therefore be determined a priori. But when we ask how the understanding can form to itself completely a priori concepts of things in their qualitative determination, with which these things must of necessity agree, or formulate in regard to their possibility principles which are independent of experience, but with which experience must exactly conform,—we raise a question, that of the origin of the agreement of our faculty of understanding with the things in themselves, over which obscurity still hangs.”[808]
The section before us represents the same general standpoint as that given in the above letter. Here, too, it is the validity of the a priori concepts in reference to things in themselves that is under consideration. The implication of Kant’s argument is that the categories, being neither determinable nor discoverable by means of experience, will only apply to appearances if they determine, or rather reveal, the actual non-experienced nature of things in themselves. These pure concepts, it is implied, owing to their combined a priori and intellectual characteristics, make this inherent claim. Either they are altogether empty and illusory, or such unlimited validity must be granted to them. Kant, that is to say, still holds, as in the Dissertation, that sense-representations reveal things as they appear, intellectual representations things as they are.
“We have either to surrender completely all claims to judgments of pure reason, in the most esteemed of all fields, that which extends beyond the limits of all possible experience, or we must bring this Critical investigation to perfection.”[809]
The pure concepts, unlike space, “apply to objects generally, apart from the conditions of sensibility.”[810] But here also, as in the letter to Herz, the strange and problematic character of such knowledge is clearly recognised.
Kant’s discussion of the concept of causality in A 90 may seem to conflict with the above contention—that it is its applicability to things in themselves which Kant is considering. But this difficulty vanishes if we bear in mind that here, as in the Dissertation, there is no such distinction as we find in Kant’s later more genuinely phenomenalist position, between the objects causing our sensations and things in themselves.[3] The purely intelligible object, supposed to remain after elimination of the empirical and a priori sensory factors, is the thing in itself. The objects apprehended through sense are real, only not in their sensuous form.
There are two connected facts which together may perhaps be taken as evidence that I. § 13 is later than II. 3 b. Intellectual concepts are reinstated alongside the a priori concepts of space and time. Kant has evidently in the meantime given up the attempt to construe the former as empirical in origin. That that attempt was earlier in time would seem to be proved by the further fact, that the a priori concepts are here viewed as performing the same kind of function as that ascribed in II. 3 b to concepts that are empirical. They are conditions of the “synthetic unity of thought.”[811] This view of the function of concepts is certainly fundamental and important, and Kant permanently retained it from his previous abortive method of ‘deduction.’ But it was a long step from the discovery of the distinction between empirical and a priori concepts to its fruitful application. That involved appreciation of the further fact that the two problems, separately stated in the letter to Herz and separately dealt with in II. 3 b and in I. § 13—the problem of the relation of sense-representations, and the problem of the relation of intellectual representations, to an object,—are indeed one and the same, soluble from one and the same standpoint, by one and the same method of deduction, namely, by reference to the possibility of experience. Only in and through relation to an object can sense-representations be apprehended; and only as conditions of such sense-experience are the categories objectively valid. Relation to an object is constituted by the categories, and is necessary in reference to sense-representations, because only thereby is consciousness of any kind possible at all.
That this truly Critical position had not been attained when I. § 13 was written,[812] is shown not only by its concentration on the single problem of the validity of a priori concepts, but also by its repeated assertion that representations can be consciously apprehended independently of all relation to the faculty of understanding. The directly counter assertion appears, however, in the sections (I. § 14, II.: first four paragraphs) which immediately follow in the text of the Critique—indicating that in the period represented by these latter the revolutionary discovery, the truly Copernican hypothesis, had at last been achieved. They constitute the second stage, and to it we may now proceed.
Second Stage.—A 92-4 = B 124-7; A 95-7; A 110-14.
A 92-4, I. § 14 (with the exception of the concluding classification of mental powers).—This section makes a fresh start; it stands in no necessary relation to any preceding section. The problem is still formulated, in its opening sentences, in terms reminiscent of the letter to Herz; but otherwise the standpoint is entirely new, and save for the wording of a single sentence (A 93: “if not intuited, yet”), is genuinely Critical. The phrase “possibility of experience” now appears, and is at once assigned the central rôle. The words “if not intuited, yet” in A 93 may possibly have been inserted later in order to tone down the flagrant contradiction with the preceding paragraphs. In any case, even this qualification is explicitly retracted in A 94.
A 95-7.—The same standpoint appears in the first three paragraphs of Section II. The categories are “the a priori conditions on which the possibility of experience depends.”[813] By the categories alone “can an object be thought.”[814] The further important point that only in their empirical employment do the categories have use and meaning is excellently developed.
“An a priori concept not referring to experience would be the logical form only of a concept, but not the concept itself by which something is thought.”[815]
A 110-14, II. 4.—In this section also the argument starts afresh, indicating (if such evidence were required) that, like I. § 14, it must have been written independently of its present context. But the argument is now advanced one step further. The categories are recognised as simultaneously conditioning both unity of consciousness and objectivity.
“There is but one experience ... as there is but one space and one time....” “The a priori conditions of a possible experience are at the same time conditions of the possibility of objects of experience”[816] “...the necessity of these categories rests on the relation which our whole sensibility, and with it also all possible appearances, have to the original unity of apperception....”[817]
Now also it is emphasised that save in and through a priori concepts no representations can exist for consciousness.
“They would then belong to no experience, would be without an object, a blind play of representations, less even than a dream.”[818] They “would be to us the same as nothing.”[819]
The wording is still not altogether unambiguous, but the main point is made sufficiently clear.
These paragraphs are the earliest in which traces of a genuine phenomenalism can be detected. The transcendental object, one and the same for all our knowledge, is not referred to. ‘Objects’ (in the plural) is the term which is used wherever the context permits. The empirical object is thus made to intervene between the thing in itself and the subjective representations. But the distinction between empirical objects and subjective representations on the one hand, and between empirical objects and things in themselves on the other, is not yet drawn in any really clear and definite manner.
A similar phenomenalist tendency crops out in Kant’s distinction[820] between objective affinity and subjective association.
“The ground of the possibility of the association of the manifold, so far as it lies in the object, is named the affinity of the manifold.”
None the less Kant’s subjectivism finds one of its most decided expressions in A 114.
Third Stage.—A 119-23 = III. β; A 116-19 = III. α; A 94-5 = I. § 14 C(oncluding paragraph); A 126-8 = III. δ; A 128-30 = S(ummary); A 123-6 = III. γ; A 115-16 = III. I(ntroduction); A 76-9 (B 102-4) = § 10 T(ransition to fourth stage).
A 119-23, III. β (from the beginning of the seventh paragraph to the end of the twelfth). The doctrine of objective affinity already developed in the above sections is now made to rest upon a new faculty, the productive imagination. As Vaihinger remarks, the wording of this section would seem to indicate that it is Kant’s first attempt at formulating that new doctrine. He has not as yet got over his own surprise at the revolutionary nature of the conclusions to which he feels himself driven by the exigencies of Critical teaching. He finds that it is deepening into consequences which may lead very far from the current psychology and from his own previous views regarding the nature and conditions of the knowing process and of personality. As evidence that this section was not written continuously with II. 4, [821a] we have the further fact that though the doctrine of objective affinity is dwelt upon, it is described afresh, with no reference to the preceding account. Also, the empirical processes of apprehension and reproduction, already mentioned in A 104-10, are now ascribed to the empirical imagination which is carefully distinguished from the productive.
III. α repeats “from above” the argument given in III. β “from below.” It insists upon the close connection between the categories (first introduced in II. 4[821]) with the productive imagination of III. β.
Vaihinger places III. δ next in order, on account of the connection of its argument with III. α.[822] But it dwells only upon the chief outcome of the total argument, viz. that the orderliness of nature is due to understanding. That productive imagination is not mentioned, is taken by Vaihinger to signify Kant’s recognition that it can be postulated only hypothetically, and that as doctrine it is not absolutely essential to the strict deduction.
S summarises the entire argument, and in it “pure imagination” receives mention.
Within this third stage III. γ is subsequent to the above four sections. For it carries the doctrine of productive imagination one step further. In III. β, III. α, and S, productive imagination has been treated merely as an auxiliary function of pure understanding.
“The unity of apperception in relation to the synthesis of imagination is the understanding; and the same unity with reference to the transcendental synthesis of the imagination is the pure understanding.”[823]
It is now treated as a separate and distinct faculty. So far from being a function of understanding, its synthesis “by itself, though carried out a priori, is always sensuous.”[824] It is
“one of the fundamental faculties of the human soul.... The two extreme ends, sensibility and understanding, must be brought into connection with each other by means of this transcendental function of imagination.”[825]
In this section there also appears a new element which would seem to connect it with the next following stage, namely, the addition to the series, apprehension, association, and reproduction, of the further process, recognition. As here introduced it is extremely ambiguous in character. It is counted as being empirical, and yet as containing a priori concepts. This decidedly hybrid process would seem to represent Kant’s first formulation of the even more ambiguous process, which corresponds to it in the fourth stage.
In III. I recognition is again mentioned, but this time in a form still more akin to its treatment in the fourth stage. It is not recognition through categories, but, as a form in apperception, is the
“empirical consciousness of the identity of the reproductive representations with the appearances by which they were given.”[826]
In all other respects, however, the above six sections agree (along with I. § 14 C) in holding to a threefold division of mental powers: sensibility, imagination, and apperception. This third stage is thereby marked off sufficiently clearly from the second stage in which pure imagination is wanting, and from the fourth stage in which it is dissolved into a threefold a priori synthesis.
In both I. § 14 C and in III. I the classification which underlies the third stage is explicitly formulated. Their statements harmoniously combine to yield the following tabular statement:
1. The synopsis of the manifold—a priori through sense, i.e. in pure intuition.
2. The synthesis of this manifold—through pure transcendental imagination.
3. The unity of this synthesis—through pure original transcendental apperception.
At this point Vaihinger adds to the above section the earlier passage § 10 T.[827] It is even more definitely than III. γ and III. I transitional to the fourth stage. It must be classed within the third stage, as it holds to the above threefold classification. But it modifies that classification in two respects. First, in that it does not employ the term synopsis, but only speaks of pure intuition as required to yield us a manifold. The term synopsis, as used by Kant, is, however, decidedly misleading.[828] His invariable teaching is that all connection is due to synthesis. By synopsis, therefore, which he certainly does not employ as synonymous with synthesis, can be meant only apprehension of external side-by-sideness. It never signifies anything except apprehension of the lowest possible order. Kant’s omission of the term, therefore, tends to clearness of statement. Secondly, the classification is also modified by the substitution of understanding for the unity of apperception. Apperception is, however, so obscurely treated in all of the above sections, that this cannot be regarded as a vital alteration. What is new in this section, and seems to connect it in a curious and interesting manner with sections in the fourth stage, is its doctrine of
“a manifold of a priori sensibility.” “Space and time contain a manifold of pure a priori intuition.”[829]
That is, in this connection, an entirely new doctrine. In all the previous sections of the deduction (previous in the assumed order of original writing) the manifold supplied through intuition is taken as being empirical, and as consisting of sensations. Kant here also adds that the manifold, “whether given empirically or a priori,”[830] must be synthesised before it can be known.
“The spontaneity of our thought requires that this manifold [of pure a priori intuition] should be run through in a certain manner, taken up, and connected, in order that a knowledge may be formed out of it. This action I call synthesis.”
Fourth Stage.—A 98-104; A 97-8.—As already noted, there are in Kant two persistent but conflicting interpretations of the nature of the synthetic processes exercised by imagination and understanding, the subjectivist and the phenomenalist.[831] Now, on the former view, imagination is simply understanding at work. In other words, imagination is merely the active synthesising side of a faculty whose complementary aspect appears in the logical unity of the concept. From this point of view the transcendental and the empirical factors may be taken as forming a single series. The transcendental and the empirical processes will vary together, some form of transcendental activity corresponding to every fundamental form of empirical activity and vice versa. Such an inference only follows if the subjectivist standpoint be accepted to the exclusion of the phenomenalist point of view. But since Kant constantly alternates between them, and never quite definitely formulates them in their distinction and opposition; since, in fact, they were rather of the nature of obscurely felt tendencies than of formulated standpoints, it is quite intelligible that an inference derived from the one should be drawn even at the very time when the other is being more explicitly developed. This, it would seem, is what actually happened. When we come to consider the evidence derivable from the Reflexionen and Lose Blätter, we shall find support for the view that after January 1780, on the very eve of the publication of the Critique, while the revolutionary, phenomenalist consequences of the Critical hypothesis were becoming clearer to him, he unguardedly allowed the above inference to lead him to recast his previous views in a decidedly subjectivist manner. The view that transcendental imagination has a special and unique activity altogether different in type from any of its empirical processes, namely, the “productive,” is now allowed to drop; and in place of it Kant develops the view that transcendental functions run exactly parallel with the empirical processes of apprehension, reproduction, and recognition. Accordingly, in place of the classification presented in the third stage, we find a new and radically different one introduced into the text, without the least indication that Kant’s standpoint has meantime changed. It is given in A 97:
A. Synopsis of the manifold through sense.
B. Synthesis.
1. Synthesis of apprehension of representations in [inner] intuition.
2. Synthesis of reproduction of representations in imagination.
3. Synthesis of recognition of representations in the concept.
And Kant adds in explanation that “these point to three subjective sources of knowledge which make the understanding itself possible, and which in so doing make all experience possible, in so far as it is an empirical product of the understanding.” What, now, are these three subjective sources of knowledge? They certainly are not those classified in the table of the third stage. A roughly coincides with its first member; consequently B 1 is left without proper correlate. B 2 is altogether different from the previous synthesis of imagination, for in the earlier table transcendental imagination is regarded as being solely productive, never reproductive.[832] It is now asserted to be reproductive—a contradiction of one of his own most emphatic contentions, which can only be accounted for by some such explanation as we are here stating. Nothing is lacking as regards explicitness in the statement of this new position. “...the reproductive synthesis of imagination belongs to the transcendental acts of the soul, and, in reference to it [viz. to the reproductive synthesis], we will call this power too the transcendental power of the imagination.”[833] Lastly, even B 3 does not coincide with the pure apperception of the other table. B 3 is more akin to the recognition which in the third stage is declared to be always empirical. In any case, it is recognition in the concept; and though that may ultimately involve and condition transcendental apperception, it remains, in the manner in which it is here developed by Kant, something very different. But this is a point to which we shall return. There is an added complication, running through this entire stage, which first requires to be disentangled. The transcendental syntheses are declared to condition the pure representations of space and time no less than those of sense-experience.
“This synthesis of apprehension also must be executed a priori, i.e. in reference to representations which are not empirical. For without it we could not have the a priori representations either of space or of time, since these can be generated only through the synthesis of the manifold which sensibility presents in its original receptivity. Thus we have a pure synthesis of apprehension”[834] “...if I draw a line in thought or desire to think of the time from one noon to another, or merely represent to myself a certain number, I must, firstly, apprehend these manifold representations one after the other. But if the preceding representations (the first parts of the line, the antecedent parts of time or the units serially represented) were always to drop out of my thought, and were not reproduced when I advance to those that follow, no complete representation, and none of all the aforementioned thoughts, not even the purest and first basal representations of space and time, could ever arise.”[835]
This, as Vaihinger remarks, is a point of sufficient importance to justify separate treatment. But it is introduced quite incidentally by Kant, and obscures quite as much as it clarifies the main argument.
It is convenient to start with the second synthesis. Kant’s argument is much clearer in regard to it than in regard to the other two. He distinguishes between empirical and transcendental reproduction. Reproduction in ordinary experience, in accordance with the laws of association, is merely empirical. The de facto conformity of appearances to rules is what renders such empirical reproduction possible;
“...otherwise our faculty of empirical imagination would never find any opportunity of action suited to its capacities, and would remain hidden within the mind as a dead, and to us unknown power.”[836]
Kant proceeds to argue, consistently with his doctrine of objective affinity, that empirical reproduction is itself transcendentally conditioned. The form, however, in which this argument is developed is peculiar to the section before us, and is entirely new.
“If we can show that even our purest a priori intuitions yield no knowledge, save in so far as they contain such connection of the manifold as will make possible a thoroughgoing synthesis of reproduction, this synthesis of the imagination must be grounded, prior to all experience, on a priori principles; and since experience necessarily presupposes that appearances can be reproduced, we shall have to assume a pure transcendental synthesis of the imagination as conditioning even the possibility of all experience.”[837]
In the concluding paragraph Kant makes clear that he regards this transcendental activity as being exercised in a twofold manner: in relation to the empirically given manifold as well as in relation to the a priori given manifold. How this transcendental activity is to be distinguished from the empirical is not further explained. I discuss this point below.[838]
The argument of the section on the synthesis of apprehension, to which we may now turn back, suffers from serious ambiguity. It is not clear whether a distinction, analogous to that between empirical and transcendental reproduction, is being made in reference to apprehension. The actual wording of its two last paragraphs would lead to that conclusion. That, however, is a view which would seem to be excluded by the wider context. Kant is dealing with the synthesis of apprehension in inner intuition, i.e. in time. By the fundamental principles of his teaching such intuition must always be transcendental. Empirical apprehension can only concern the data of the special senses. The process of apprehension referred to in the middle paragraph must therefore itself be transcendental.
But it is in dealing with the synthesis of recognition that the argument is most obscure. It is idle attempting to discover any possible distinction between an empirical and a transcendental process of recognition. For the transcendental process here appears as being the consciousness that what we are thinking now is the same as what we thought a moment before; and it is illustrated not by reference to the pure intuitions of space and time, but only by the process of counting. It may be argued that empirical recognition is mediated by transcendental factors—by pure concepts and by apperception. But unless we are to take transcendental recognition as synonymous with transcendental apperception, which Kant’s actual teaching does not seem to justify us in doing, such considerations will not enable us to distinguish two forms of recognition. Apart, however, from this difficulty, there is the further one that the concepts in and through which the recognition is executed are here described as being empirical. The only key that will solve the mystery of this extraordinary section, hopelessly inexplicable when viewed as a single continuous whole, is, it would seem, the theory of Vaihinger, namely,[839] that from the third paragraph onwards (already dealt with as forming the first stage of the deduction) Kant is making use of manuscript which represents the earliest form in which his explanation of the consciousness of objects was developed, with the strange result that this section is a combination of the latest and of the earliest forms of the deduction. While seeking to make out a parallelism between the empirical, conscious activities of imagination and understanding on the one hand, and its transcendental functions on the other, he must have bethought himself of the earlier attempt to explain consciousness of objects through empirical concepts conditioned by transcendental apperception, and so have attempted to expound the third form of synthesis by means of it. As thus extended it involves a distinction between transcendental and empirical apperception, and upon that the discussion, so far as it concerns anything akin to recognition, altogether turns. But there is not the least further mention of recognition itself. As transcendental, it cannot be taken as the equivalent of empirical apperception; and as a synthesis through concepts, can hardly coincide with pure apperception. The title of the section, “the synthesis of recognition in the concept,” is thus no real indication of the astonishing fare prepared for the reader. The doctrine of a threefold synthesis seems to have occurred to Kant on the very eve of the publication of the Critique. The passage expounding it may well have been hurriedly composed, and when unforeseen difficulties accumulated, especially in regard to recognition as a transcendental process, Kant must have resolved simply to close the matter by inserting the older manuscript.
III. Evidence yielded by the “Reflexionen” and “Lose Blätter” in support of the above analysis.
The evidence, derived by Vaihinger from the Reflexionen and Lose Blätter, briefly outlined, is as follows.[840] (1) In the Reflexionen zur Anthropologie relevant passages are few in number, and represent a standpoint very close to that of the 1770 Dissertation. Imagination is treated only as an empirical faculty.[841] Recognition, which is only once mentioned,[842] is also viewed as merely empirical. The understanding is spoken of as the faculty through which objects are thought.[843] The categories are not mentioned, and it is stated that the understanding yields only ideas of reflection. “All knowledge of things is derived, as regards its matter, from sensation—the understanding gives only ideas of reflection.”[844] So far, these Reflexionen would seem to coincide, more or less, with the first stage of the deduction. They contain, however, no reference to transcendental apperception; and are therefore regarded by Vaihinger as representing a still earlier standpoint.
(2) In the Reflexionen zur Kritik der reinen Vernunft there is a very large and valuable body of relevant passages. No. 925 must be of the same date as the letter of 1772 to Herz; it formulates its problem in practically identical terms.[845] Nos. 946-52 and 955 may belong to the period of the first stage. For though the doctrine of the transcendental object as the opposite counterpart of the transcendental subject is not mentioned, the spiritualist view of the self is prominent. In No. 946 it is asserted that the representation of an object is “made by us through freedom.”
“Free actions are already given a priori, namely our own.”[846] “To pass universal objective judgments, and to do so apodictically, reason must be free from subjective grounds of determination. For were it so determined the judgment would be merely accidental, namely in accordance with its subjective cause. Thus reason is conscious a priori of its freedom in objectively necessary judgments in so far as it apprehends them as exclusively grounded through their relation to the object.”[847] “Transcendental freedom is the necessary hypothesis of all rules, and therefore of all employment of the understanding.”[848] “Appearances are representations whereby we are affected. The representation of our free self-activity does not involve affection, and accordingly is not appearance, but apperception.”[849]
It is significant that the categories receive no mention.
Almost all the other Reflexionen would seem to have originated in the period of the second stage of the deduction; but they still betray a strong spiritualist bias.
“Impressions are not yet representations, for they must be related to something else which is an action. Now the reaction of the mind is an action which relates to the impression, and which if taken alone[850] may in its special forms receive the title categories.”[851] “We can know the connection of things in the world only if we produce it through a universal action, and so out of a principle of inner power (aus einem Prinzip der inneren Potestas): substance, ground, combination.”[852]
These Reflexionen recognise only the categories of relation,[853] and must therefore be prior to the twelvefold classification. There is not the least trace of the characteristic doctrines of the third and fourth stages of the deduction, viz. of the transcendental function of the imagination or of a threefold transcendental synthesis. The nature of apprehension is also most obscure. It is frequently equated with apperception.
(3) The Lose Blätter aus Kants Nachlass (Heft I.) contains fragments which also belong to the second stage of the deduction, but which would seem to be of somewhat earlier date than the above Reflexionen.[854] They have interesting points of contact with the first stage. Thus though the phrase transcendental object does not occur in them, the object of knowledge is equated with x, and is regarded in the manner of the first stage as the opposite counterpart of the unity of the self.[855] These fragments belong, however, to the second stage in virtue of their recognition of the a priori categories of relation. There is also here, as is in the Reflexionen, great lack of clearness regarding the nature of apprehension; and there is still no mention of the transcendental faculty of imagination. Fragment 8 is definitely datable. It covers the free spaces of a letter of invitation dated May 20, 1775.[856] Fragment B 12[857] belongs to a different period from the above. This is sufficiently evident from its contents; but fortunately the paper upon which it is written—an official document in the handwriting of the Rector of the Philosophical Faculty of Königsberg—enables us to decide the exact year of its origin. It is dated January 20, 1780. The fragment must therefore be subsequent to that date. Now in it transcendental imagination appears as a third faculty alongside sensibility and understanding, and a distinction is definitely drawn between its empirical and its transcendental employment. The former conditions the synthesis of apprehension; the latter conditions the synthetic unity of apperception. It further distinguishes between reproductive and productive imagination, and ascribes the former exclusively to the empirical imagination. In all these respects it stands in complete agreement with the teaching of the third stage of the deduction. The fact that this fragment is subsequent to January 1780 would seem to prove that even at that late date Kant was struggling with his deduction.[858] But the most interesting of all Vaihinger’s conclusions has still to be mentioned. He points out that at the time when this fragment was composed Kant had not yet developed the doctrine characteristic of the fourth stage, namely, of a threefold transcendental synthesis. Moreover, as he observes, the statement which it explicitly contains, that reproductive imagination is always empirical, is inconsistent with any such doctrine. The teaching of the fourth stage must consequently be ascribed to an even later date.[859]
(4) The Lose Blätter (Heft II.), though almost exclusively devoted to moral and legal questions, contain in E 67[860] a relevant passage which Reicke regards as belonging to the ‘eighties, but which Adickes and Vaihinger agree in dating “shortly before 1781.” On Vaihinger’s view it is a preliminary study for the passages of the fourth stage of the deduction. But such exact dating is not essential to Vaihinger’s argument. It is undoubtedly quite late, and contains the following sentence:
“All representations, whatever their origin, are yet ultimately as representations modifications of inner sense, and their unity must be viewed from this point of view. A spontaneity of synthesis corresponds to their receptivity: either of apprehension as sensations or of reproduction as images (Einbildungen) or of recognition as concepts.”
This is the doctrine from which the deduction of the first edition starts; it was, it would seem, the last to be developed.[861] That we find no trace of it in the Prolegomena, and that it is not only eliminated from the second edition, but is expressly disavowed,[862] would seem to indicate that it had been hastily adopted on the very eve of publication, and that upon reflection Kant had felt constrained definitively to discard it. The threefold synthesis can be verified on the empirical level, but there is no evidence that there exist corresponding transcendental activities.
IV. Connected Statement and Discussion of Kant’s Subjective and Objective Deductions in the First Edition
Such are the varying and conflicting forms in which Kant has presented his deduction of the categories. We may now apply our results to obtain a connected statement of the essentials of his argument. The following exposition, which endeavours to emphasise its main broad features, to distinguish its various steps, and to disentangle its complex and conflicting tendencies, will, I trust, yield to the reader such steady orientation as is necessary in so bewildering a labyrinth. In the meantime I shall take account only of the deductions of the first edition,[863] and from them shall strive to construct the ideal statement to which they severally approximate. Any single relatively consistent and complete deduction that is thus to serve as a standard exposition must, like the root-languages of philology, be typical or archetypal, representing the argument at which Kant aimed; it cannot be one of the alternative expositions which he himself gives. Such reconstruction of an argument which Kant has failed to express in a final and genuinely adequate form must, of course, lie open to all the dangers of arbitrary and personal interpretation. It is an extremely adventurous undertaking, and will have to be carefully guarded by constant reference to Kant’s ipsissima verba. Proof of its historical validity will consist in its capacity to render intelligible Kant’s own departures from it, and in its power of explaining the reasons of his so doing. Its expository value will be in proportion to the assistance which it may afford to the reader in deciphering the actual texts.
Our first task is to make clear the nature of the distinction which Kant draws between the “subjective” and the “objective” deductions. This is a distinction of great importance, and raises issues of a fundamental character. In regard to it students of Kant take widely different views. For it brings to a definite issue many of the chief controversies regarding Critical teaching. Kant has made some very definite statements in regard to it; and one of the opposing schools of interpretation finds its chief and strongest arguments in the words which he employs. But for reasons which will appear in due course, adherence to the letter of the Critique would in this case involve the commentator in great difficulties. We have no option except to adopt the invidious position of maintaining that we may now, after the interval of a hundred years and the labours of so many devoted students, profess to understand Kant better than he understood himself. For such procedure we may indeed cite his own authority.
“Not infrequently, upon comparing the thoughts which an author has expressed in regard to his subject, whether in ordinary conversation or in writing, we find that we can understand him better than he understood himself. As he has not sufficiently determined his concept, he has sometimes spoken, or even thought, in opposition to his own intention.”[864]
Let us, then, consider first the distinction between the two types of deduction in the form in which it is drawn by Kant. In the Preface to the first edition,[865] Kant states that his transcendental deduction of the categories has two sides, and assigns to them the titles subjective and objective.
“This enquiry, which is somewhat deeply grounded, has two sides. The one refers to the objects of pure understanding, and is intended to expound and render intelligible the objective validity of its a priori concepts. It is therefore essential to my purposes. The other seeks to investigate the pure understanding itself, its possibility and the cognitive faculties upon which it rests. Although this latter exposition is of great importance for my chief purpose, it does not form an essential part of it. For the chief question is always simply this,—what and how much can the understanding and Reason know apart from all experience? not—how is the faculty of thought itself possible? The latter is as it were a search for the cause of a given effect; and therefore is of the nature of an hypothesis (though, as I shall show elsewhere, this is not really so); and I would appear to be taking the liberty simply of expressing an opinion, in which case the reader would be free to express a different opinion.[866] For this reason I must forestall the reader’s criticism by pointing out that the objective deduction, with which I am here chiefly concerned, retains its full force even if my subjective deduction should fail to produce that complete conviction for which I hope....”
The subjective deduction seeks to determine the subjective conditions which are required to render knowledge possible, or to use less ambiguous terms the generative processes to whose agency human knowledge is due. It is consequently psychological in character. The objective deduction, on the other hand, is so named because it deals not with psychological processes but with questions of objective validity. It enquires how concepts which are a priori, and which as a priori must be taken to originate in pure reason, can yet be valid of objects. In other words, the objective deduction is logical, or, to use a post-Kantian term, epistemological in character.
It is indeed true, as Kant here insists, that the subjective deduction does not concern itself in any quite direct fashion with the Critical problem—how a priori ideas can relate to objects. “Although of great importance for my chief purpose, it does not form an essential part of it.” This, no doubt, is one reason why Kant omitted it when he revised the Critique for the second edition.[867] None the less it is, as he here says, important; and what exactly that importance amounts to, and whether it is really true that it has such minor importance as to be rightly describable as unessential, is what we have to decide.
Though empirical psychology, in so far as it investigates the temporal development of our experience, is, as Kant very justly claims, entirely distinct in aim and method from the Critical enquiry, the same cannot be said of a psychology which, for convenience, and on the lines of Kant’s own employment of terms, may be named transcendental.[868] For it will deal, not with the temporal development of the concrete and varied aspects of consciousness, but with the more fundamental question of the generative conditions indispensably necessary to consciousness as such, i.e. to consciousness in each and every one of its possible embodiments. In the definition above given of the objective deduction, I have intentionally indicated Kant’s unquestioning conviction that the a priori originates independently of the objects to which it is applied. This independent origin is only describable in mental or psychological terms. The a priori originates from within; it is due to the specific conditions upon which human thinking rests. Now this interpretation of the a priori renders the teaching contained in the subjective deduction much more essential than Kant is himself willing to recognise. The conclusions arrived at may be highly schematic in conception, and extremely conjectural in detail; they are none the less required to supplement the results of the more purely logical analysis. For though in the second edition the sections devoted to the subjective deduction are suppressed, their teaching, and the distinctions which they draw between the different mental processes, continue to be employed in the exposition of the objective deduction, and indeed are presupposed throughout the Critique as a whole. They are indispensably necessary in order to render really definite many of the contentions which the objective deduction itself contains. To eliminate the subjective deduction is not to cut away these presuppositions, but only to leave them in the obscure region of the undefined. They will still continue to influence our mode of formulating and of solving the Critical problem, but will do so as untested and vaguely outlined assumptions, acting as unconscious influences rather than as established principles. For these reasons the omission of the subjective deduction is to be deplored. The explicit statement of the implied psychological conditions is preferable to their employment without prior definition and analysis. The deduction of the second edition rests throughout upon the initial and indispensable assumption, that though connection or synthesis can never be given, it is yet the generative source of all consciousness of order and relation. Factors which are transcendental in the strict or logical meaning of the term rest upon processes that are transcendental in a psychological sense.
This last phrase, ‘transcendental in a psychological sense,’ calls for a word of justification. The synthetic processes generative of experience are not, of course, transcendental in the strict sense. For they are not a priori in the manner of the categories. None the less they are discoverable by the same transcendental method, namely, as being, like the categories, indispensably necessary to the possibility of experience. They differ from the categories in that they are not immanent in experience, constituent of it, and cannot therefore be known in their intrinsic nature. As they fall outside the field of consciousness, they can only be hypothetically postulated. None the less, formal categories and generative processes, definable elements and problematic postulates, alike agree in being conditions sine qua non of experience. And further, in terms of Kant’s presupposed psychology, the latter are the source to which the former are due. There would thus seem to be sufficient justification for extending the term transcendental to cover both; and in so doing we are following the path which Kant himself willingly travelled. For such would seem to have been his unexpressed reasons for ascribing, as he does, the synthetic generative processes to what he himself names transcendental faculties.
This disposes of Kant’s chief reason for refusing to recognise the subjective deduction as a genuine part of the Critical enquiry, namely, the contention upon which he lays such emphasis in the prefaces both of the first and of the second edition,[869] that in transcendental philosophy nothing hypothetical, nothing in any degree dependent upon general reasoning from contingent fact, can have any place. That contention proves untenable even within the domain of his purely logical analyses. The very essence of his transcendental method consists in the establishment of a priori elements through proof of their connection with factual experience. Kant is here revealing how greatly his mind is still biased by the Leibnizian rationalism from which he is breaking away. His a priori cannot establish itself save in virtue of hypothetical reasoning.[870] His transcendental method, rightly understood, does not differ in essential nature from the hypothetical method of the natural sciences; it does so only in the nature of its starting-point, and in the character of the analyses which that starting-point prescribes. And if hypothetical reasoning may be allowed in the establishment of the logical a priori, there is no sufficient reason why it may not also be employed for the determination of dynamical factors. The sole question is as to whether the hypotheses conform to the logical requirements and so raise themselves to a different level from mere opinion and conjecture.[871] As Kant himself says,[872] though his conclusions in the subjective deduction may seem to be hypothetical in the illegitimate sense, they are not really so. From the experience in view of which they are postulated they receive at once the proof of their actuality and the material for their specification.
We may now return to the question of the nature of the two deductions. The complex character of their interrelations may be outlined as follows:
1. Though the subjective deduction is in its later stages coextensive with its objective counterpart, in its earlier stages it moves wholly on what may be called the empirical level. The data which it analyses and the conditions which it postulates are both alike empirical. The objective deduction, on the other hand, deals from start to finish with the a priori.
2. The later stages of the subjective deduction are based upon the results of the objective deduction. The existence and validity of a priori factors having been demonstrated by transcendental, i.e. logical, analysis, the subjective deduction can be extended from the lower to the higher level, and can proceed to establish for the a priori elements what in its earlier stages it has determined for empirical consciousness, namely, the nature of the generative processes which require to be postulated as their ground and origin. When the two deductions are properly distinguished the objective deduction has, therefore, to be placed midway between the initial and the final stages of the subjective deduction.
3. The two deductions concentrate upon different aspects of experience. In the subjective deduction experience is chiefly viewed as a temporal process in which the given falls apart into successive events, which, in and by themselves, are incapable of constituting a unified consciousness. The fundamental characteristic of human experience, from this point of view, is that it is serial in character. Though it is an apprehension of time, it is itself also a process in time. In the objective deduction, on the other hand, the time element is much less prominent. Awareness of objects is the subject-matter to which analysis is chiefly devoted. This difference very naturally follows from the character of the two deductions. The subjective enquiry is mainly interested in the conditions generative of experience, and finds its natural point of departure in the problem by what processes a unified experience is constructed out of a succession of distinct happenings. The objective deduction presents the logical problem of validity in its most striking form, in our awareness of objects; the objective is contrasted with the subjective as being that which is universally and necessarily the same for all observers. Ultimately each of the two deductions must yield an analysis of both types of consciousness—awareness of time and awareness of objects; a priori factors are involved in the former no less than in the latter, and both are conditioned by generative processes. Unfortunately the manner in which this is done in the Critique causes very serious misunderstanding. The problem of the psychological conditions generative of consciousness of objects is raised[873] before the logical analysis of the objective deduction has established the data necessary for its profitable discussion. The corresponding defect in the objective deduction is of a directly opposite character, but is even more unfortunate in its effects. The results obtained from the analysis of our awareness of objects are not, within the limits of the objective deduction, applied in further analysis of our consciousness of time. That is first done, and even then by implication rather than by explicit argument, in the Analytic of Principles. This has the twofold evil consequence, that the relations holding between the two deductions are very greatly obscured, and that the reader is not properly prepared for the important use to which the results of the objective deduction are put in the Analytic of Principles. For it is there assumed—a quite legitimate inference from the objective deduction, but one whose legitimacy Kant has nowhere dwelt upon and explained—that to be conscious of time we must be conscious of it as existing in two distinct orders, subjective and objective. To be conscious of time we must be conscious of objects, and to be conscious of objects we must be able to distinguish between the order of our ideas and the order of the changes (if any) in that which is known by their means.
Thus the two deductions, properly viewed in their full scope, play into one another’s hands. The objective deduction is necessary to complete the analysis of time-consciousness given in the subjective deduction, and the extension of the analysis of object-consciousness to the explanation of time-consciousness is necessary in order to make quite definite and clear the full significance of the conclusions to which the objective enquiry has led.[874]
One last point remains for consideration. Experience is a highly ambiguous term, and to fulfil the rôle assigned to it by Kant’s transcendental method—that of establishing the reality of the conditions of its own possibility—its actuality must lie beyond the sphere of all possible controversy. It must be itself a datum, calling indeed for explanation, but not itself making claims that are in any degree subject to possible challenge. Now if we abstract from all those particularising factors which are irrelevant in this connection, we are left with only three forms of experience—experience of self, experience of objects, and experience of time. The two former are open to question. They may be illusory, as Hume has argued. And as their validity, or rather actuality, calls for establishment, they cannot fulfil the demands which the transcendental method exacts from the experience whose possibility is to yield proof of its discoverable conditions. Consciousness of time, on the other hand, is a fact whose actuality, however problematic in its conditions, and however mysterious in its intrinsic nature, cannot, even by the most metaphysical of subtleties, be in any manner or degree challenged. It is an unquestioned possession of the human mind. Whether time itself is real we are not metaphysically certain, but that, whatever be its reality or unreality, we are conscious of it in the form of change, is beyond all manner of doubt. Consciousness of time is the factual experience, as conditions of whose possibility the a priori factors are transcendentally proved. In so far as they can be shown to be its indispensable conditions, its mere existence proves their reality. And such in effect is the ultimate character of Kant’s proof of the objective validity of the categories. They are proved in that it is shown that only in and through them is consciousness of time possible.
The argument gains immeasurably in clearness when this is recognised;[875] and the deduction of the first edition of the Critique, in spite of its contorted character, remains in my view superior to that of the second edition owing to this more explicit recognition of the temporal aspect of consciousness and to employment of it as the initial starting-point. Analysis at once reveals that though consciousness of time is undeniably actual, it is conditioned in complex ways, and that among the conditions indispensably necessary to its possibility are both consciousness of self and consciousness of an objective order of existence. Starting from the undeniable we are thus brought to the problematic; but owing to the factual character of the starting-point we can substantiate what would otherwise remain open to question.
As this method of formulating Kant’s argument gives greater prominence to the temporal factor than Kant himself does in his statement of the deductions, the reader may very rightly demand further evidence that I am not, by this procedure, setting the deductions in a false or arbitrary perspective. Any statement of Kant’s position in other than his own ipsissima verba is necessarily, in large part, a matter of interpretation, and proof of its correctness must ultimately consist in the success with which it can be applied in unravelling the manifold strands that compose his tortuous and many-sided argument; but the following special considerations may be cited in advance. Those parts of the Critique, such as the chief paragraphs of the subjective deduction and the chapter on Schematism, which are demonstrably late in date of writing, agree in assigning greater prominence to the temporal aspect of experience. This is also true of those numerous passages added in the second edition which deal with inner sense. All of these show an increasing appreciation of the central rôle which time must play in the Critical enquiries. Secondly, proof of the validity of specific categories is given, as we shall find,[876] not in the objective deduction of the Analytic of Concepts, but only in the Analytic of Principles. What Kant gives in the former is only the quite general demonstration that forms of unity, such as are involved in all judgment, are demanded for the possibility of experience. Now when proof of the specific categories does come, in the Analytic of Principles, it is manifestly based on the analysis of time-experience. In the three Analogies, for example, Kant’s demonstration of the objective validity of the categories of relation consists in the proof that they are necessary conditions of the possibility of our time-consciousness. That is to say, the transcendental method of proof, when developed in full detail, in reference to some specific category, agrees with the formulation which I have given of the subjective and objective deductions. In the third place, Kant started from a spiritualist standpoint, akin to that of Leibniz,[877] and only very gradually broke away from the many illegitimate assumptions which it involves. But this original starting-point reveals its persisting influence in the excessive emphasis which Kant continued to lay upon the unity of apperception. He frequently speaks[878] as if it were an ultimate self-justifying principle, by reference to which the validity of all presupposed conditions can be established. But that, as I have already argued, is a legitimate method of procedure only if it has previously been established that self-consciousness is involved in all consciousness, that is, involved even in consciousness of sequence and duration. And as just stated, the deductions of specific categories, given in the Analytic of Principles, fulfil these requirements of complete proof. They start from the time-consciousness, not from apperception.
I shall now summarise these introductory discussions in a brief tabulated outline of the main steps in the argument of the two deductions, and shall add a concluding note upon their interconnection.
Subjective Deduction.—1. Consciousness of time is an experience whose actuality cannot be questioned; by its actuality it will therefore establish the reality of everything that can be proved to be its indispensable condition.
2. Among the conditions indispensably necessary to all consciousness of time are synthetic processes whereby the contents of consciousness, occurring in successive moments, are combined and unified. These processes are processes of apprehension, reproduction, and recognition.
3. Recognition, in turn, is conditioned by self-consciousness.
4. As no consciousness is possible without self-consciousness, the synthetic processes must have completed themselves before such self-consciousness is possible, and consequently are not verifiable by introspection but only by hypothetical construction.
[1, 2, 3, and 4 are steps which can be stated independently of the argument of the objective deduction.]
5. Self-consciousness presupposes consciousness of objects, and consciousness of objects presupposes the synthetic activities of productive imagination whereby the matter of sense is organised in accordance with the categories. These productive activities also are verifiable only by conjectural inference, and only upon their completion can consciousness of any kind make its appearance.
6. Consciousness of self and consciousness of objects thus alike rest upon a complexity of non-phenomenal conditions. For anything that critical analysis can prove to the contrary, consciousness and personality may not be ultimates. They may be resultants due to realities fundamentally different from themselves.
[5 is a conclusion obtained only by means of the argument of the objective deduction. 6 is a further conclusion, first explicitly drawn by Kant in the Dialectic.]
Objective Deduction.—1. The starting-point coincides with that of the subjective deduction. Consciousness of time is an experience by whose actuality we can establish the reality of its indispensable conditions.
2. Among the conditions necessary to all consciousness of time is self-consciousness.
3. Self-consciousness, in turn, is itself conditioned by consciousness of objects.
4. Consciousness of objects is possible only if the categories have validity within the sphere of sense-experience.
5. Conclusion.—The empirical validity of the categories, and consequently the empirical validity of our consciousness alike of the self and of objects, must be granted as a conditio sine qua non of our consciousness of time. They are the indispensable conditions of that fundamental experience.
As above stated,[879] the preliminary stages of the subjective deduction prepare the way for the argument of the objective deduction, while the results obtained by the latter render possible the concluding steps of the former. That is to say, the objective deduction has to be intercalated midway between the opening and the concluding stages of the subjective deduction. It may also be observed that whereas the objective deduction embodies the main positive teaching of the Analytic, in that it establishes the possibility of natural science and of a metaphysics of experience, the subjective deduction is more directly concerned with the subject-matter of the Dialectic, reinforcing, as it does, the more negative consequences which follow from the teaching of the objective deduction—the impossibility of transcendent speculation. It stands in peculiarly close connection with the teaching of the section on the Paralogisms. We may now proceed to a detailed statement of the argument of the two deductions.
THE SUBJECTIVE DEDUCTION IN ITS INITIAL EMPIRICAL STAGES
In the opening of the subjective deduction Kant is careful to give due prominence to the temporal aspect of our human experience.
“...all the contents of our knowledge are ultimately subject to the formal condition of inner sense, that is, to time, as that wherein they must all be ordered, connected, and brought into relation to one another. This is a general remark which the reader must bear in mind as being a fundamental presupposition of my entire argument.”[880]
Consciousness of time is thus the starting-point of the deduction. Analysis reveals it as highly complex; and the purpose of the deduction is to discover, and, as far as may be possible, to define its various conditions. The argument can best be expounded by reference to a single concrete example—say, our experience of a series of contents, a, b, c, d, e, f, as in succession to one another and as together making up the total six. In order that such an experience may be possible the successive members of the series must be held together simultaneously before the mind. Obviously, if the earlier members dropped out of consciousness before the mind reached f, f could not be apprehended as having followed upon them. There must be a synthesis of apprehension of the successive items.
Such a synthesis of apprehension is, however, only possible through reproduction of the earlier experiences. If when the mind has passed from a to f, f is apprehended as having followed upon a, b, c, d, e, such consciousness is only possible in so far as these earlier contents are reproduced in image. Synthesis of apprehension is conditioned by synthesis of reproduction in imagination.
“But if the preceding representations (the first parts of [a] line, the earlier moments of time or the units represented in sequent order) were always to drop out of my thought, and were not reproduced when I advance to those that follow, no complete representation, and none of all the aforementioned thoughts, not even the purest and first basal representations of space and time, could ever arise.”[881]
In order, however, that the reproduced images may fulfil their function, they must be recognised as standing for or representing contents which the self has just experienced.
“Without the consciousness that what we are thinking is the same as what we thought a moment before, all reproduction in the series of representations would be in vain.”[882]
Each reproduced image would in its present state be a new experience, and would not help in the least towards gaining consciousness of order or number in the succession of our experiences. Recognition is, therefore, a third form of synthesis, indispensably necessary to consciousness of time. But further, the recognition is recognition of a succession as forming a unity or whole, and that unity is always conceptual.
“The word concept (Begriff) might of itself have suggested this remark. For it is this unitary consciousness which unites into a single representation a manifold that has been successively intuited and then subsequently reproduced.”[883] “If in counting I forgot that the units ... have been added to one another in succession, I should never recognise what the sum-total is that is being produced through the successive addition of unit to unit; and so would remain ignorant of the number. For the concept of this number is nothing but the consciousness of this unity of synthesis.”[884]
The synthesis of recognition is thus a synthesis which takes place in and through empirical concepts. In the instance which we have chosen, the empirical concept is that of the number six.
The analysis, however, is not yet complete. Just as reproduction conditions apprehension and both rest on recognition, so in turn recognition presupposes a still further condition, namely, self-consciousness. For it is obvious, once the fact is pointed out, that the recognition of reproduced images as standing for past experiences can only be possible in so far as there is an abiding self which is conscious of its identity throughout the succession. Such an act of recognition is, indeed, merely one particular form or concrete instance of self-consciousness. The unity of the empirical concept in and through which recognition takes place finds its indispensable correlate in the unity of an empirical self. Thus an analysis of our consciousness, even though conducted wholly on the empirical level, that is, without the least reference to the a priori, leads by simple and cogent argument to the conclusion that it is conditioned by complex synthetic processes, and that these syntheses in turn presuppose a unity which finds twofold expression for itself, objectively through a concept and subjectively in self-consciousness.
So far I have stated the argument solely in reference to serial consciousness. Kant renders his argument needlessly complex and diminishes its force by at once extending it so as to cover the connected problem, how we become aware of objects. This occurs in the section on the synthesis of reproduction. An analysis of our consciousness of objects, as distinct from consciousness of the immediately successive, forces us to postulate further empirical conditions. Since the reproductive imagination, to whose agency the apprehension of complex unitary existences is psychologically due, acts through the machinery of association, it presupposes constancy in the apprehended manifold.
“If cinnabar were sometimes red, sometimes black, sometimes light, sometimes heavy, if a man changed sometimes into this and sometimes into that animal form, if the country on the longest day were sometimes covered with fruits, sometimes with ice and snow, my empirical imagination would never even have occasion when representing red colour to bring to mind heavy cinnabar....”[885]
This passage may be compared with the one which occurs in the section on the synthesis of recognition. Our representations, in order to constitute knowledge, must have the unity of some concept; the manifold cannot be apprehended save in so far as this is possible.
“All knowledge demands a concept, though that concept may be quite imperfect or obscure. But a concept is always, as regards its form, something general which serves as a rule. The concept of body, for instance, as the unity of the manifold which is thought through it, serves as a rule to our knowledge of outer appearances.... It necessitates in the perception of something outside us the representation of extension, and therewith the representations of impenetrability, form, etc.”[886]
So far the deduction still moves on the empirical level. When Kant, however, proceeds to insist[887] that this empirical postulate itself rests upon a transcendental condition, the argument is thrown into complete confusion, and the reader is bewildered by the sudden anticipation of one of the most difficult and subtle conclusions of the objective deduction. The same confusion is also caused throughout these sections as a whole by Kant’s description of the various syntheses as being transcendental.[888] They cannot properly be so described. The concepts referred to as unifying the syntheses, and the self-consciousness which is proved to condition the syntheses, are all empirical. They present themselves in concrete form, and presuppose characteristics due to the special contingent nature of the given manifold; as Kant states in so many words in the second edition.
“Whether I can become empirically conscious of the manifold as simultaneous or as successive depends on circumstances or empirical conditions. The empirical unity of consciousness, through association of representations, therefore itself relates to an appearance, and is wholly contingent.”[889]
The argument in these preliminary stages of the subjective deduction, in so far as it is employed to yield proof that all consciousness involves the unity of concepts and the unity of self-consciousness, is independent of any reference to the categories, and consequently to transcendental conditions. In accordance with the plan of exposition above stated, we may now pass to the objective deduction.
OBJECTIVE DEDUCTION AS GIVEN IN THE FIRST EDITION
The transition from the preliminary stages of the subjective deduction to the objective deduction may be made by further analysis either of the objective unity of empirical concepts or of the subjective unity of empirical self-consciousness. It is the former line which the argument of the first edition follows. Kant is asking what is meant by an object corresponding to our representations,[890] and answers by his objective deduction. He substitutes the empirical for the transcendental object,[891] and in so doing propounds one of the central and most revolutionary tenets of the Critical philosophy. Existence takes a threefold, not a merely dual form. Besides representations and things in themselves, there exist the objects of our representations—the extended world of ordinary experience and of science. Such a threefold distinction is prefigured in the Leibnizian metaphysics, and is more or less native to every philosophy that is genuinely speculative. Kant himself claims Plato as his philosophical progenitor. The originality is not in the bare thesis, but in the fruitful, tenacious, and consistent manner in which it is developed through detailed analysis of our actual experience.
In its first stages the argument largely coincides with the argument of the paragraphs which deal with the transcendental object. When we examine the objective, we find that the primary characteristic distinguishing it from the subjective is that it lays a compulsion upon our minds, constraining us to think about it in a certain way. By an object is meant something which will not allow us to think at haphazard. Cinnabar is an object which constrains us to think it as heavy and red. An object is thus the external source of a necessity to which our thinking has to conform. The two arguments first begin to diverge when Kant sets himself to demonstrate that our consciousness of this external necessity is made possible by categories which originate from within.
For this conclusion Kant prepares the way by an analysis of the second main characteristic constitutive of an object, viz. its unity. This unity is of a twofold nature, involving either the category of substance and attribute or the category of cause and effect. The two categories are ultimately inseparable, but lead us to conceive the object in two distinct modes. When we interpret an object through the a priori concept of substance and attribute, we assert that all the contents of our perceptions of it are capable of being regarded as qualities of one and the same identical substance. No one of its qualities can be incongruent with any other, and all of them together, in their unity, must be expressive of its substantial nature.
The causal interpretation of the object is, however, the more important, and is that which is chiefly emphasised by Kant. It is, indeed, simply a further and more adequate mode of expressing the substantial unity of the object. All the qualities must be causally bound up with one another in such a way that the nature of each is determined by the nature of all the others, and that if any one quality be changed all the others must undergo corresponding alterations. Viewed in this manner, in terms of the category of causality, an object signifies a necessitated combination of interconnected qualities or effects. But since no such form of necessitation can be revealed in the manifold of sense, our consciousness of compulsion cannot originate from without, and must be due to those a priori forms which, though having their source within, control and direct our interpretation of the given. Though the objective compulsion is not itself due to the mind, our consciousness of it has this mental a priori source. The concept of an object consists in the thought of a manifold so determined in its specific order and groupings as to be interpretable in terms of the categories of substance and causality.
But the problem of the deduction proper is not yet raised. On the one hand, Kant has defined what the concept of the objective must be taken as involving, and on the other, has pointed out that since the given as given is an unconnected manifold, any categories through which it may be interpreted must be of independent origin; but it still remains to be proved that the above is a valid as well as a possible mode of construing the given appearances. The categories, as a priori concepts, originate from within. By what right may we assert that they not only relate to an object, but even constitute the very concept of it? Are appearances legitimately interpretable in any such manner? It was, we may believe, in the process of answering this question that Kant came to realise that the objects of our representations must no longer be regarded as things in themselves. For, as he finds, a solution is possible only on the further assumption that the mind is legislating merely for the world of sense-experience, and is making no assertion in regard to the absolutely and independently real. Kant’s method of proof is the transcendental, i.e. he seeks to demonstrate that this interpretation of the given is indispensably necessary as being a sine qua non of its possible apprehension. This is achieved by means of the conclusion already established through the preliminary steps of the subjective deduction, namely, that all consciousness involves self-consciousness. Kant’s proof of the objective validity of the categories consists in showing that only by means of the interpretation of appearances as empirically objective is self-consciousness possible at all.
The self-consciousness of the subjective deduction, in the preliminary form above stated, is, however, itself empirical. Kant, developing on more strictly Critical lines the argument which had accompanied his earlier doctrine of the transcendental object, now proceeds to maintain in what is at once the most fruitful and the most misleading of his tenets, that the ultimate ground of the possibility of consciousness and therefore also of empirical self-consciousness is the transcendental unity of apperception. Such apperception, to use Kant’s ambiguous phraseology, precedes experience as its a priori condition. The interpretation of given appearances through a priori categories is a necessity of consciousness because it is a condition of self-consciousness; and it is a condition of self-consciousness because it alone will account for the transcendental apperception upon which all empirical self-consciousness ultimately depends.
One chief reason why Kant’s deduction is found so baffling and illusive is that it rests upon an interpretation of the unity of apperception which is very definitely drawn, but to which Kant himself gives only the briefest and most condensed expression. I shall therefore take the liberty of restating it in more explicit terms. The true or transcendental self has no content of its own through which it can gain knowledge of itself. It is mere identity, I am I. In other words, self-consciousness is a mere form through which contents that never themselves constitute the self are yet apprehended as being objects to the self. Thus though the self in being conscious of time or duration must be conscious of itself as identical throughout the succession of its experiences, that identity can never be discovered in those experiences; it can only be thought as a condition of them. The continuity of memory, for instance, is not a possible substitute for transcendental apperception. As the subjective deduction demonstrates, self-consciousness conditions memory, and cannot therefore be reduced to or be generated by it.[892] When, however, such considerations are allowed their due weight, the necessity of postulating a transcendental unity becomes only the more evident. Though it can never itself be found among appearances, it is an interpretation which we are none the less compelled to give to appearances.
To summarise before proceeding. We have obtained two important conclusions: first, that all consciousness involves self-consciousness; and secondly, that self-consciousness is a mere form, in terms of which contents that do not constitute the self are apprehended as existing for the self. The first leads up to the second, and the second is equivalent to the assertion that there can be no such thing as a pure self-consciousness, i.e. a consciousness in which the self is aware of itself and of nothing but itself. Self-consciousness, to be possible at all, must at the same time be a consciousness of something that is not-self. Only one further step is now required for the completion of the deduction, namely, proof that this not-self, consciousness of which is necessary to the possibility of self-consciousness, must consist in empirical objects apprehended in terms of the categories. For proof Kant again appeals to the indispensableness of apperception. As no intuitions can enter consciousness which are not capable of being related to the self, they must be so related to one another that, notwithstanding their variety and diversity, the self can still be conscious of itself as identical throughout them all. In other words, no intuition can be related to the self that is incapable of being combined together with all the other intuitions to form a unitary consciousness. I may here quote from the text of the second edition:[893]
“...only in so far as I can grasp the manifold of the representations in one consciousness, do I call them one and all mine. For otherwise I should have as many-coloured and diverse a self as I have representations of which I am conscious to myself.”
Or as it is stated in the first edition:[894]
“We are a priori aware of the complete identity of the self in respect of all representations which belong to our knowledge ... as a necessary condition of the possibility of all representations.”
These are the considerations which lead Kant to entitle the unity of apperception transcendental. He so names it for the reason that, though it is not itself a priori in the manner of the categories, we are yet enabled by its means to demonstrate that the unity which is necessary for possible experience can be securely counted upon in the manifold of all possible representations, and because (as he believed) it also enables us to prove that the forms of such unity are the categories of the understanding.
To the argument supporting this last conclusion Kant does not give the attention which its importance would seem to deserve. He points out that as the given is an unconnected manifold, its unity can be obtained only by synthesis, and that such synthesis must conform to the conditions prescribed by the unity of apperception. That these conditions coincide with the categories he does not, however, attempt to prove. He apparently believes that this has been already established in the metaphysical deduction.[895] The forms of unity demanded by apperception, he feels justified in assuming, are the categories. They may be regarded as expressing the minimum of unity necessary to the possibility of self-consciousness. If sensations cannot be interpreted as the diverse attributes of unitary substances, if events cannot be viewed as arising out of one another, if the entire world in space cannot be conceived as a system of existences reciprocally interdependent, all unity must vanish from experience, and apperception will be utterly impossible.[896]
The successive steps of the total argument of the deduction, as given in the first edition, are therefore as follows: Consciousness of time involves empirical self-consciousness; empirical self-consciousness is conditioned by a transcendental self-consciousness; and such transcendental self-consciousness is itself, in turn, conditioned by consciousness of objects. The argument thus completed becomes the proof of mutual interdependence. Self-consciousness and consciousness of objects, as polar opposites, mutually condition one another. Only through consciousness of both simultaneously can consciousness of either be attained. Only in and through reference to an object can an idea be related to a self, and so be accompanied by that self-consciousness which conditions recognition, and through recognition all the varying forms in which our consciousness can occur. From the point of view, however, of a Critical enquiry apperception is the more important of the two forms of consciousness. For though each is the causa existendi of the other, self-consciousness has the unique distinction of being the causa cognoscendi of the objective and a priori validity of the forms of understanding.
“The synthetic proposition, that all the variety of empirical consciousness must be combined in a single self-consciousness, is the absolutely first and synthetic principle of our thought in general.”[897]
We may at this point consider Kant’s doctrine of “objective affinity.” It excellently enforces the main thesis which he is professing to establish, namely, that the conditions of unitary consciousness are the conditions of all consciousness. The language, however, in which the doctrine is expounded is extremely obscure and difficult; and before commenting upon Kant’s own methods of statement, it seems advisable to paraphrase the argument in a somewhat free manner, and also to defer consideration of the transcendental psychology which Kant has employed in its exposition.[898] Association can subsist only between ideas, both of which have occurred within the same conscious field. Now the fundamental characteristic of consciousness, the very condition of its existing at all, is its unity; and until this has been recognised, there can be no understanding of the associative connection which arises under the conditions which consciousness supplies. To attempt to explain the unity of consciousness through the mechanism of association is to explain an agency in terms of certain of its own effects. It is to explain the fundamental in terms of the derivative, the conditions in terms of what they have themselves made possible. Kant’s argument is therefore as follows. Ideas do not become associated merely by co-existing. They must occur together in a unitary consciousness; and among the conditions necessary to the possibility of association are therefore the conditions of the possibility of experience. Association is transcendentally grounded. So far from accounting for the unity of consciousness, it presupposes the latter as determining the conditions under which alone it can come into play.
“...how, I ask, is association itself possible?... On my principles the thorough-going affinity of appearances is easily explicable. All possible appearances belong as representations to the totality of a possible self-consciousness. But as this self-consciousness is a transcendental representation, numerical identity is inseparable from it and is a priori certain. For nothing can come to our knowledge save in terms of this original apperception. Now, since this identity must necessarily enter into the synthesis of all the manifold of appearances, so far as the synthesis is to yield empirical knowledge, the appearances are subject to a priori conditions, with which the synthesis of their apprehension must be in complete accordance.... Thus all appearances stand in a thorough-going connection according to necessary laws, and therefore in a transcendental affinity of which the empirical is a mere consequence.”[899]
In other words, representations must exist in consciousness before they can become associated; and they can exist in consciousness only if they are consciously apprehended. But in order to be consciously apprehended, they must conform to the transcendental conditions upon which all consciousness rests; and in being thus apprehended they are set in thoroughgoing unity to one another and to the self. They are apprehended as belonging to an objective order or unity which is the correlate of the unity of self-consciousness. This is what Kant entitles their objective affinity; it is what conditions and makes possible their associative or empirical connection.
This main point is very definitely stated in A 101.
“If we can show that even our purest a priori intuitions yield no knowledge, save in so far as they contain such a connection of the manifold as will make possible a thoroughgoing synthesis of reproduction, this synthesis of the imagination” [which acts through the machinery of association] “must be grounded, prior to all experience, on a priori principles, and since experience necessarily presupposes that appearances can be reproduced, we shall have to assume a pure transcendental synthesis of the imagination” [i.e. such synthesis as is involved in the unity of consciousness] “as conditioning even the possibility of all experience.”[900]
In A 121-2 Kant expresses his position in a more ambiguous manner. He may seem to the reader merely to be arguing that a certain minimum of regularity is necessary in order that representations may be associated, and experience may be possible.[901] But the general tenor of the passage as a whole, and especially its concluding sentences, enforce the stronger, more consistent, thesis.
”[The] subjective and empirical ground of reproduction according to rules is named the association of representations. If this unity of association did not also have an objective ground, which makes it impossible that appearances should be apprehended by the imagination except under the condition of a possible synthetic unity of this apprehension, it would be entirely accidental that appearances should fit into a connected whole of human knowledge. For even though we had the power of associating perceptions, it would remain entirely undetermined and accidental whether they would themselves be associable; and should they not be associable, there might exist a multitude of perceptions, and indeed an entire sensibility, in which much empirical consciousness would arise in my mind, but in a state of separation, and without belonging to one consciousness of myself. That, however, is impossible. For only in so far as I ascribe all perceptions to one consciousness (original apperception), can I say in all perceptions that I am conscious of them. There must therefore be an objective ground (that is, one that can be recognised a priori, antecedently to all empirical laws of the imagination) upon which may rest the possibility, nay the necessity, of a law that extends to all appearances....”
Kant is not merely asserting that the associableness of ideas, and the regularity of connection which that implies, must be postulated as a condition of experience. That would be a mere begging of the issue; the correctness of the postulate would not be independently proved. Kant is really maintaining the much more important thesis, that the unity of experience, i.e. of consciousness, is what makes association possible at all. And since consciousness must be unitary in order to exist, there cannot be any empirical consciousness in which the conditions of association, and therefore of reproduction, are not to be found.
A further misunderstanding is apt to be caused by Kant’s statement that associative affinity rests upon objective affinity. This seems to imply, in the same manner as the passage which we have just considered, that instead of proving that appearances are subject to law and order, he is merely postulating that an abiding ground of such regularity must exist in the noumenal conditions of the sense manifold. But he himself again supplies the needful correction.
“This [objective ground of all association of appearances] can nowhere be found, except in the principle of the unity of apperception in respect of all forms of knowledge which can belong to me. In accordance with this principle all appearances must so enter the mind, or be so apprehended, that they fit together to constitute the unity of apperception. This would be impossible without synthetic unity in their connection, and that unity is therefore also objectively necessary. The objective unity of all empirical consciousness in one consciousness, that of original apperception, is therefore the necessary condition of all (even of all possible) perception; and the affinity of all appearances, near or remote, is a necessary consequence of a synthesis in imagination which is grounded a priori on rules.”[902]
The fundamental characteristic of consciousness is the unified form in which alone it can exist; only when this unity is recognised as indispensably necessary, and therefore as invariably present whenever consciousness exists at all, can the inter-relations of the contents of consciousness be properly defined.
If this main contention of the Critical teaching be accepted, Hume’s associationist standpoint is no longer tenable. Association cannot be taken to be an ultimate and inexplicable property of our mental states. Nor is it a property which can be regarded as belonging to presentations viewed as so many independent existences. It is conditioned by the unity of consciousness, and therefore rests upon the “transcendental” conditions which Critical analysis reveals. Since the unity of consciousness conditions association, it cannot be explained as the outcome and product of the mechanism of association.
In restating the objective deduction in the second edition, Kant has omitted all reference to this doctrine of objective affinity. His reasons for this omission were probably twofold. In the first place, it has been expounded in terms of a transcendental psychology, which, as we shall find, is conjectural in character. And secondly, the phrase “objective affinity” is, as I have already pointed out, decidedly misleading. It seems to imply that Kant is postulating, without independent proof, that noumenal conditions must be such as to supply an orderly manifold of sense data. But though the doctrine of objective affinity is eliminated, its place is to some extent taken[903] by the proof that all apprehension is an act of judgment and therefore involves factors which cannot be reduced to, or explained in terms of, association.
There are a number of points in the deduction of the first edition which call for further explanatory and critical comment. The first of these concerns the somewhat misleading character of the term a priori as applied to the categories. It carries with it rationalistic associations to which the Critical standpoint, properly understood, yields no support. The categories are for Kant of merely de facto nature. They have no intrinsic validity. They are proved only as being the indispensable conditions of what is before the mind as brute fact, namely, conscious experience. By the a priori is meant merely those relational factors which are required to supplement the given manifold in order to constitute our actual consciousness. And, as Kant is careful to point out, the experience, as conditions of which their validity is thus established, is of a highly specific character, resting upon synthesis of a manifold given in space and time. That is to say, their indispensableness is proved only for a consciousness which in these fundamental respects is constituted like our own.[904] And secondly, the validity of the a priori categories, even in our human thinking, is established only in reference to that empirical world which is constructed out of the given manifold in terms of the intuitive forms, space and time. Their validity is a merely phenomenal validity. They are valid of appearances, but not of things in themselves. The a priori is thus doubly de facto: first as a condition of brute fact, namely, the actuality of our human consciousness; and secondly, as conditioning a consciousness whose knowledge is limited to appearances. It is a relative, not an absolute a priori. Acceptance of it does not, therefore, commit us to rationalism in the ordinary meaning of that term. Its credentials are conferred upon it by what is mere fact; it does not represent an order superior to the actual and legislative for it. In other words, it is Critical, not Leibnizian in character. No transcendent metaphysics can be based upon it. In formulating this doctrine of the a priori as yielding objective insight and yet as limited in the sphere of its application, the Critique of Pure Reason marks an epoch in the history of scepticism, no less than in the development of Idealist teaching.
There is one important link in the deduction, as above given, which is hardly calculated to support the conclusions that depend upon it. Kant, as we have already noted,[905] asserts that the categories express the minimum of unity necessary for the possibility of apperception. A contention so essential to the argument calls for the most careful scrutiny and a meticulous exactitude of proof. As a matter of fact, such proof is not to be found in any part of the deductions, whether of the first or of the second editions. It is attempted only in the later sections on the Principles of Understanding, and even there it is developed, in any really satisfactory fashion, only in regard to the categories of causality and reciprocity.[906] This proof, however, as there given, is an argument which in originality, subtlety and force goes far to atone for all shortcomings. It completes the objective deduction by developing in masterly fashion (in spite of the diffuse and ill-arranged character of the text) the central contention for which the deduction stands. But in the transcendental deduction itself, we find only such an argument—if it may be called an argument—as follows from the identification of apperception with understanding.
“The unity of apperception, in relation to the synthesis of imagination, is the understanding.... In understanding there are pure a priori forms of knowledge which contain the necessary unity of pure synthesis of imagination in respect of all possible appearances. But these are the categories, i.e. pure concepts of understanding.”[907]
The point is again merely assumed in A 125-6. So also in A 126:
“Although through experience we learn many laws, these are only special determinations of still higher laws, of which the highest, under which all others stand, originate a priori in the understanding itself....”[908]
Again in A 129 it is argued that as we prescribe a priori rules to which all experience must conform, those rules cannot be derived from experience, but must precede and condition it, and can do so only as originating from ourselves (aus uns selbst).
”[They] precede all knowledge of the object as [their] intellectual form, and constitute a formal a priori knowledge of all objects in so far as they are thought (categories).”
But this is only to repeat that such forms of unity as are necessary to self-consciousness must be realised in all synthesis. It is no sufficient proof that those forms of relation coincide with the categories. As we shall find in considering the deduction of the second edition, Kant to some extent came to recognise the existence of this gap in his argument and sought to supply the missing steps. But his method of so doing still ultimately consists in an appeal to the results of the metaphysical deduction, and therefore rests upon his untenable belief in the adequacy of formal logic. It fails to obviate the objection in any satisfactory manner.
As regards the negative aspect of the conclusion reached—that the validity of the categories is established only for appearances—Kant maintains that this is a necessary corollary of their validity being a priori. That things in themselves must conform to the conditions demanded by the nature of our self-consciousness is altogether impossible of proof. Even granting, what is indeed quite possible, that things in themselves embody the pure forms of understanding, we still cannot have any ground for maintaining that they must do so of necessity and will be found to do so universally. For even if we could directly experience things in themselves, and apprehend them as conforming to the categories, such conformity would still be known only as contingent. But when it is recognised that nature consists for us of nothing but appearances, existing only in the mode in which they are experienced, and therefore as necessarily conforming to the conditions under which experience is alone possible, the paradoxical aspect of the apriority ascribed to the categories at once vanishes. Proof of their a priori validity presupposes the phenomenal character of the objects to which they apply. They can be proved to be universal and necessarily valid of objects only in so far as it can be shown that they have antecedently conditioned and constituted them. The sole sufficient reason for asserting them to be universally valid throughout experience is that they are indispensably necessary for rendering it possible.[909] The transcendental method of proof, i.e. proof by reference to the very possibility of experience, is for this reason, as Kant so justly emphasises, the sole type of argument capable of fulfilling the demands which have to be met. It presupposes, and itself enforces, the truth of the fundamental Critical distinction between appearances and things in themselves.
Kant entitles the unity of apperception original (ursprünglich);[910] and we may now consider how far and in what sense this title is applicable.[911] From the point of view of method there is the same justification for employing the term ‘original’ as for entitling the unity of apperception transcendental.[912] Self-consciousness is more fundamental or original than consciousness of objects, in so far as[913] it is only from the subjective standpoint which it represents that the objective deduction can demonstrate the necessity of synthesis, and the empirical validity of the pure forms of understanding. It is as a condition of the possibility of self-consciousness that the objective employment of the categories is proved to be legitimate. In the development of the deduction self-consciousness is, therefore, more original than consciousness of objects. Kant’s employment of the term is, however, extremely misleading. For it would seem to imply that the self has been proved to be original or ultimate in an ontological sense, as if it preceded experience, and through its antecedent reality rendered objective experience possible of achievement. Such a view is undoubtedly reinforced by Kant’s transformation of apperception into a faculty—das Radicalvermögen aller unsrer Erkenntniss[914]—and his consequent identification of it with the understanding.[915] It then seems as if he were maintaining that the transcendental ego is ultimate and is independent of all conditions, and that to its synthetic activities the various forms of objective consciousness are due.[916]
This unfortunate phraseology is directly traceable to the spiritualistic or Leibnizian character of Kant’s earlier standpoint. In the Dissertation the self is viewed as an ultimate and unconditioned existence, antecedent to experience and creatively generative of it. We have already noted that a somewhat similar view is presented in the Critique in those paragraphs which Vaihinger identifies as embodying the earliest stage in the development of the argument of the deduction. The self is there described as coming to consciousness of its permanence through reflection upon the constancy of its own synthetic activities. Our consciousness of a transcendental object, and even the possibility of the empirical concepts through which such consciousness is, in these paragraphs, supposed to be mediated, are traced to this same source. To the last this initial excess of emphasis upon the unity of apperception remained characteristic of Kant’s Critical teaching; and though in the later statements of his theory, its powers and prerogatives were very greatly diminished, it still continued to play a somewhat exaggerated rôle. The early spiritualistic views were embodied in a terminology which he continued to employ; and unless the altered meaning of his terms is recognised and allowed for, misunderstanding is bound to result. The terms, having been forged under the influence of the older views, are but ill adapted to the newer teaching which they are employed to formulate.
There was also a second influence at work. When Kant was constrained in the light of his new and unexpected results to recognise his older views as lacking in theoretical justification, he still held to them in his own personal thinking. For there is ample evidence that they continued to represent his Privatmeinungen.[917]
Only, therefore, when these misleading influences, verbal, expository, and personal, are discounted, do the results of the deduction appear in their true proportions. Kant’s Critical philosophy does not profess to prove that it is self-consciousness, or apperception, or a transcendental ego, or anything describable in kindred terms, which ultimately renders experience possible. The most that we can legitimately postulate, as noumenally conditioning experience, are “syntheses” (themselves, in their generative character, not definable)[918] in accordance with the categories. For only upon the completion of such syntheses do consciousness of self and consciousness of objects come to exist. Consciousness of objects does, indeed, according to the argument of the deduction, involve consciousness of self; self-consciousness is the form of all consciousness. But, by the same argument, it is equally true that only in and through consciousness of objects is any self-consciousness possible at all. Consciousness of self and consciousness of objects mutually condition one another. Only through consciousness of both simultaneously can consciousness of either be attained. Self-consciousness is not demonstrably in itself any more ultimate or original than is consciousness of objects. Both alike are forms of experience which are conditioned in complex ways. Upon the question as to whether or not there is any such thing as abiding personality, the transcendental deduction casts no direct light. Indeed consciousness of self, as the more inclusive and complex form of awareness, may perhaps be regarded as pointing to a greater variety of contributory and generative conditions.
Unfortunately Kant, for the reasons just stated, has not sufficiently emphasised this more negative, or rather noncommittal, aspect of the results of the deduction. But when later in the chapter on the Paralogisms he is brought face to face with the issue, and has occasion to pronounce upon the question, he speaks with no uncertain voice. In the theoretical sphere there is, he declares, no sufficient proof of the spirituality, or unitary and ultimate character, of the self. Like everything else the unity of apperception must be noumenally conditioned, but it cannot be shown that in itself, as self-consciousness or apperception, it represents any noumenal reality. It may be a resultant, resting upon, and due to, a complexity of generative conditions; and these conditions may be fundamentally different in character from itself. They may, for all that we can prove to the contrary, be of a non-conscious and non-personal nature. There is nothing in our cognitive experience, and no result of the Critical analysis of it, which is inconsistent with such a possibility.[919] Those commentators, such as Cohen, Caird, and Watson, who more or less follow Hegel in his criticism of Kant’s procedure, give an interpretation of the transcendental deduction which makes it inconsistent with the sceptical conclusions which the Critique as a whole is made by its author to support. Unbiassed study of the Analytic, even if taken by itself in independence of the Dialectic, does not favour such a view. The argument of the transcendental deduction itself justifies no more than Kant is willing to allow in his discussion of the nature of the self in the section on the Paralogisms. It may, indeed, as Caird has so forcibly shown in his massive work upon the Critical philosophy, be developed upon Hegelian lines, but only through a process of essential reconstruction which departs very far from many of Kant’s most cherished tenets, and which does so in a spirit that radically conflicts with that which dominates the Critique as a whole.
THE LATER STAGES OF THE SUBJECTIVE DEDUCTION
The reader will have noted that several of the factors in Kant’s exposition have so far been entirely ignored. The time has now come for reckoning with them. They constitute, in my view, the later stages of the subjective deduction. That is to say, they refer to the transcendental generative powers which Kant, on the strength of the results obtained in the more objective enquiry, feels justified in postulating. Separate consideration of them tends to clearness of statement. Kant’s constant alternation between the logical and the dynamical standpoints is one of the many causes of the obscurity in his argument. In this connection we shall also find opportunity to discuss the fundamental conflict, to which I have already had occasion to refer, between the subjectivist and the phenomenalist modes of developing the Critical standpoint.
The conclusions arrived at in the objective deduction compelled Kant to revise his previous psychological views. Hitherto he had held to the Leibnizian theory that a priori concepts are obtained by reflection upon the mind’s native and fundamental modes of action. In the Dissertation he carefully distinguishes between the logical and the real employment of the understanding. Through the former empirical concepts are derived from concrete experience. Through the latter pure concepts are creatively generated. Logical and real thinking agree, however, Kant there argues, in being activities of the conscious mind. Both can be apprehended and adequately determined through the revealing power of reflective consciousness. Such a standpoint is no longer tenable for Kant. Now that he has shown that the consciousness of self and the consciousness of objects mutually condition one another, and that until both are attained neither is possible, he can no longer regard the mind as even possibly conscious of the activities whereby experience is brought about. The activities generative of consciousness have to be recognised as themselves falling outside it. Not even in its penumbra, through some vague form of apprehension, can they be detected. Only the finished products of such activities, not the activities themselves, can be presented to consciousness; and only by general reasoning, inferential of agencies that lie outside the conscious field, can we hope to determine them.
Now Kant appears to have been unwilling to regard the ‘understanding’ as ever unconscious of its activities. Why he was unwilling, it does not seem possible to explain; at most his rationalist leanings and Wolffian training may be cited as contributing causes. To the end he continued to speak of the understanding as the faculty whereby the a priori is brought to consciousness. In order to develop the distinctions demanded by the new Critical attitude, he had therefore to introduce a new faculty, capable of taking over the activities which have to be recognised as non-conscious. For this purpose he selected the imagination, giving to it the special title, productive imagination. The empirical reproductive processes hitherto alone recognised by psychologists are not, he declares, exhaustive of the nature of the imagination. It is also capable of transcendental activity, and upon this the “objective affinity” of appearances and the resulting possibility of their empirical apprehension is made to rest. The productive imagination is also viewed as rendering possible the understanding, that is, the conscious apprehension of the a priori as an element embedded in objective experience. Such apprehension is possible because in the pre-conscious elaboration of the given manifold the productive imagination has conformed to those a priori principles which the understanding demands for the possibility of its own exercise in conscious apprehension. Productive imagination acts in the manner required to yield experiences which are capable of relation to the unity of self-consciousness, i.e. of being found to conform to the unity of the categories. Why it should act in this manner cannot be explained; but it is none the less, on Critical principles, a legitimate assumption, since only in so far as it does so can experience, which de facto exists, be possible in any form. As a condition sine qua non of actual and possible experience, the existence of such a faculty is, Kant argues, a legitimate inference from the results of the transcendental deduction.
Though Kant’s insistence upon the conscious character of understanding compels him to distinguish between it and the imagination, he has also to recognise their kinship. If imagination can never act save in conformity with the a priori forms of understanding, some reason must exist for their harmony. This twofold necessity of at once distinguishing and connecting them is the cause of the hesitating and extremely variable account which in both editions of the Critique is given of their relation. In several passages the understanding is spoken of as simply imagination which has attained to consciousness of its activities.[920] Elsewhere he explicitly states that they are distinct and separate. From this second point of view Kant regards imagination as mediating between sense and understanding, and, though reducible to neither, akin to both.
Only on one point is Kant clear and definite, namely, that it is to productive imagination that the generation of unified experience is primarily due. In it something of the fruitful and inexhaustible character of noumenal reality is traceable. Doubtless one chief reason for his choice of the title imagination is the creative character which in popular thought has always been regarded as its essential feature. As Kant, speaking of schematism, which is a process executed by the imagination, states in A 141: “This schematism ... is an art (Kunst) concealed in the depths of the human soul.”[921] This description may perhaps be interpreted in the light of Kant’s account of the creative character of artistic genius in the Critique of Judgment, for there also imagination figures as the truly originative or creative faculty of the human spirit. To its noumenal character we may also trace its capacity of combining those factors of sense and understanding which in the realm of appearance remain persistently opposed.[922] Imagination differs from the understanding chiefly in that it is at once more comprehensive and also more truly creative. It supplements the functional forms with a sensuous content, and applies them dynamically in the generation of experience.
The schemata, which the productive imagination is supposed to construct, are those generalised forms of temporal and spatial existence in which alone the unity of experience necessary to apperception can be realised. They are
“pure (without admixture of anything empirical), and yet are in one aspect intellectual and in another sensuous.”[923]
Or as Kant describes the process in the chapter before us:[924]
“We name the synthesis of the manifold in imagination transcendental, if without distinction of intuitions it is directed exclusively to the a priori combination of the manifold; and the unity of this synthesis is entitled transcendental, if it is represented as a priori necessary in relation to the original unity of apperception. As this unity of apperception conditions the possibility of all knowledge, the transcendental unity of the synthesis of imagination is the pure form of all possible knowledge. Hence, through it all objects of possible experience must be represented a priori.”
The schemata, thus transcendentally generated, are represented by Kant as limiting and controlling the empirical processes of apprehension, reproduction, and recognition. As no experience is attainable save in terms of the schemata, they enable us to determine, on a priori grounds, the degree of constancy and regularity that can be securely counted upon in all experience. This is Kant’s psychological explanation of what he has entitled “objective affinity.”[925] The empirical ground of reproduction is the association of ideas; its transcendental ground is an objective affinity which is “a necessary consequence of a synthesis in imagination, grounded a priori on rules.”[926]
”[The] subjective and empirical ground of reproduction according to rules is named the association of representations. If this unity of association did not also have an objective ground, which makes it impossible that appearances should be apprehended by the imagination except under the condition of a possible synthetic unity of this apprehension, it would be entirely accidental that appearances should fit into a connected whole of human knowledge.... There might exist a multitude of perceptions, and indeed an entire sensibility, in which much empirical consciousness would arise in my mind, but in a state of separation, and without belonging to one consciousness of myself. That, however, is impossible.” [As the subjective and objective deductions have demonstrated, where there is no self-consciousness there is no consciousness of any kind.] “There must therefore be an objective ground (that is, one that can be determined a priori, antecedently to all empirical laws of the imagination) upon which may rest the possibility, nay, the necessity of a law that extends to all appearances—the law, namely, that all appearances must be regarded as data of the senses which are associable in themselves and subject to general rules of universal connection in their reproduction. This objective ground of all association of appearances I entitle their affinity.... The objective unity of all empirical consciousness in one consciousness, that of original apperception, is the necessary condition of all possible perception; and the affinity of all appearances, near or remote, is a necessary consequence of a synthesis in imagination which is grounded a priori on rules.”[927]
This part of Kant’s teaching is apt to seem more obscure than it is. For the reader is not unnaturally disinclined to accept it in the very literal sense in which it is stated. That Kant means, however, exactly what he says, appears from the further consequence which he himself not only recognises as necessary, but insists upon as valid. The doctrine of objective affinity culminates in the conclusion[928] that it is “we ourselves who introduce into the appearances that order and regularity which we name nature.” The “we ourselves” refers to the mind in the transcendental activities of the productive imagination. The conscious processes of apprehension, reproduction, and recognition necessarily conform to schemata, non-consciously generated, which express the combined a priori conditions of intuition and understanding required for unitary consciousness.
Many points in this strange doctrine call for consideration. It rests, in the first place, upon the assumption of a hard and fast distinction, very difficult of acceptance, between transcendental and empirical activities of the mind. Secondly, Kant’s assertion, that the empirical manifolds can be relied upon to supply a satisfactory content for the schemata, calls for more adequate justification than he himself adduces. It is upon independent reality that the fixity of empirical co-existences and sequences depends. Is not Kant practically assuming a pre-established harmony in asserting that as the mind creates the form of nature it can legislate a priori for all possible experience?
As regards the first assumption Kant would seem to have been influenced by the ambiguities of the term transcendental. It means, as we have already noted,[929] either the science of the a priori, or the a priori itself, or the conditions which render experience possible. Even the two latter meanings by no means coincide. The conditions of the possibility of experience are not in all cases a priori. The manifold of outer sense is as indispensable a precondition of experience as are the forms of understanding, and yet is not a priori in any valid sense of that term. It does not, therefore, follow that because the activities of productive imagination “transcendentally” condition experience, they must themselves be a priori, and must, as Kant also maintains,[930] deal with a pure a priori manifold. Further, the separation between transcendental and empirical activities of the mind must defeat the very purpose for which the productive imagination is postulated, namely, in order to account for the generation of a complex consciousness in which no one element can temporally precede any of the others. If the productive imagination generates only schemata, it will not account for that complex experience in which consciousness of self and consciousness of objects are indissolubly united. The introduction of the productive imagination seems at first sight to promise recognition of the dynamical aspect of our temporally sequent experience, and of that aspect in which as appearance it refers us beyond itself to non-experienced conditions. As employed, however, in the doctrines of schematism and of objective affinity, the imagination exhibits a formalism hardly less extreme than that of the understanding whose shortcomings it is supposed to make good.
In his second assumption Kant, as so often in the Critique, is allowing his old-time rationalistic leanings to influence him in underestimating the large part which the purely empirical must always occupy in human experience, and in exaggerating the scope of the inferences which can be drawn from the presence of the formal, relational factors. But this is a point which we are not yet in a position to discuss.[931]
Fortunately, if Vaihinger’s theory be accepted,[932] section A 98-104 enables us to follow the movement of Kant’s mind in the interval between the formulating of the doctrine of productive imagination and the publication of the Critique. He himself would seem to have recognised the unsatisfactoriness of dividing up the total conditions of experience into transcendental activities that issue in schemata, and supplementary empirical processes which transform them into concrete, specific consciousness. The alternative theory which he proceeds to propound is at first sight much more satisfactory. It consists in duplicating each of the various empirical processes with a transcendental faculty. There are, he now declares, three transcendental powers—a transcendental faculty of apprehension, a transcendental faculty of reproduction (=imagination), and a transcendental faculty of recognition. Thus Kant’s previous view that transcendental imagination has a special and unique activity, namely, the productive, altogether different in type from any of its empirical processes, is now allowed to drop; in place of it Kant develops the view that the transcendental functions run exactly parallel with the empirical processes.[933] But though such a position may at first seem more promising than that which it displaces, it soon reveals its unsatisfactoriness. The two types of mental activity, transcendental and empirical, no longer, indeed, fall apart; but the difficulty now arises of distinguishing in apprehension, reproduction, and recognition any genuinely transcendental aspect.[934] Apprehension, reproduction, and recognition are so essentially conscious processes that to view them as also transcendental does not seem helpful. They contain elements that are transcendental in the logical sense, but cannot be shown to presuppose in any analogous fashion mental powers that are transcendental in the dynamical sense. This is especially evident in regard to recognition, which is described as being “the consciousness that what we are thinking is the same as what we thought a moment before.” In dealing with apprehension and reproduction the only real difference which Kant is able to suggest, as existing between their transcendental and their empirical activities, is that the former synthesise the pure a priori manifolds of space and time, and the latter the contingent manifold of sense. But even this unsatisfactory distinction he does not attempt to apply in the case of recognition. Nor can we hold that by the transcendental synthesis of recognition Kant means transcendental apperception. That is, of course, the suggestion which at once occurs to the reader. But however possible it might be to inject such a meaning into kindred passages elsewhere, it cannot be made to fit the context of this particular section.
Vaihinger’s theory seems to be the only thread which will guide us through this labyrinth. Kant, on the eve of the publication of the Critique, recognising the unsatisfactoriness of his hard and fast separation of transcendental from empirical processes, adopted the view that some form of transcendental activity corresponds to every fundamental form of empirical activity and vice versa. Hastily developing this theory, he incorporated it into the Critique alongside his older doctrine. It does not, however, reappear in the Prolegomena, and its teaching is explicitly withdrawn in the second edition of the Critique. Its plausibility had entrapped him into its temporary adoption, but the defects which it very soon revealed speedily led him to reject it.
One feature of great significance calls for special notice. The breakdown of this doctrine of a threefold transcendental synthesis did not, as might naturally have been expected from what is stated in the prefaces to the Critique regarding the unessential and seemingly conjectural character of the subjective deduction, lead Kant to despair of developing a transcendental psychology. Though in the second edition he cuts away the sections containing the earlier stages of the subjective deduction,[935] and in recasting the other sections gives greater prominence to the more purely logical analyses, the older doctrine of productive imagination is reinstated in full force,[936] and is again developed in[937] connection with the doctrine of pure a priori manifolds. Evidently, therefore, Kant was not disheartened by the various difficulties which lie in the path of a transcendental psychology, and it seems reasonable to conclude that there were powerful reasons inclining him to its retention. I shall now attempt, to the best of my powers, to explain—the task is a delicate and difficult one—what we may believe these reasons to have been.[938]
THE DISTINCTION BETWEEN PHENOMENALISM AND SUBJECTIVISM
A wider set of considerations than we have yet taken into account must be borne in mind if certain broader and really vital implications of Kant’s enquiry are to be properly viewed. The self has a twofold aspect. It is at once animal in its conditions and potentially universal in its powers of apprehension. Though man’s natural existence is that of an animal organism, he can have consciousness of the spatial world out of which his organism has arisen, and of the wider periods within which his transitory existence falls. Ultimately such consciousness would seem to connect man cognitively with reality as a whole. Now it is to this universal or absolutist aspect of our consciousness, to its transcendence of the embodied and separate self, that Kant is seeking to do justice in his transcendental deductions, especially in his doctrine of the transcendental unity of apperception. For he views that apperception as conditioned by, and the correlate of, the consciousness of objectivity. It involves the consciousness of a single cosmical time and of a single cosmical space within which all events fall and within which they form a whole of causally interdependent existences. That is why he names it the objective unity of apperception. It is that aspect in which the self correlates with a wider reality, and through which it stands in fundamental contrast to the merely subjective states and to the individual conditions of its animal existence. The transcendental self, so far from being identical with the empirical self, would seem to be of directly opposite nature. The one would seem to point beyond the realm of appearance, the other to be in its existence merely natural. The fact that they are inextricably bound up with one another, and co-operate in rendering experience possible, only makes the more indispensable the duty of recognising their differing characters. Even should they prove to be inseparable aspects of sense-experience, without metaphysical implications, that would not obviate the necessity of clearly distinguishing them. The distinction remains, whatever explanation may be adopted of its speculative or other significance.
Now obviously in so fundamental an enquiry, dealing as it does with the most complicated and difficult problem in the entire field of metaphysics, no brief and compendious answer can cover all the various considerations which are relevant and determining. The problem of the deduction being what it is, the section dealing with it can hardly fail to be the most difficult portion of the whole Critique. The conclusions at which it arrives rest not merely upon the argument which it contains but also upon the results more or less independently reached in the other sections. The doctrine of the empirical object as appearance requires for its development the various discussions contained in the Aesthetic, in the sections on Inner Sense and on the Refutation of Idealism, in the chapters on Phenomena and Noumena and on the Antinomies. The metaphysical consequences and implications of Kant’s teaching in regard to the transcendental unity of apperception are first revealed in the chapter on the Paralogisms. The view taken of productive imagination is expanded in the section on Schematism. In a word, the whole antecedent teaching of the Critique is focussed, and the entire subsequent development of the Critical doctrine is anticipated, in this brief chapter.
But there are, of course, additional causes of the difficulty and obscurity of the argument. One such cause has already been noted, namely, that the Critique is not a unitary work, developed from a previously thought-out standpoint, but in large part consists of manuscripts of very various dates, artificially pieced together by the addition of connecting links. In no part of the Critique is this so obvious as in the Analytic of Concepts. Until this is recognised all attempts to interpret the text in any impersonal fashion are doomed to failure. For this reason I have prefaced our discussion by a statement of Vaihinger’s analysis. No one who can accept it is any longer in danger of underestimating this particular cause of the obscurity of Kant’s deduction.
But the chief reason is one to which I have thus far made only passing reference, and to which we may now give the attention which its importance demands, namely, the tentative and experimental character of Kant’s own final solutions. The arguments of the deduction are only intelligible if viewed as an expression of the conflicting tendencies to which Kant’s thought remained subject. He sought to allow due weight to each of the divergent aspects of the experience which he was analysing, and in so doing proceeded, as it would seem, simultaneously along the parallel lines of what appeared to be the possible, alternative methods of explanation. And to the end these opposing tendencies continued side by side, to the confusion of those readers who seek for a single unified teaching, but to the great illumination of those who are looking to Kant, not for clear-cut or final solutions, but for helpful analysis and for partial disentanglement of the complicated issues which go to constitute these baffling problems.
The two chief tendencies which thus conflicted in Kant’s mind may be named the subjectivist and the phenomenalist respectively. This conflict remained, so to speak, underground, influencing the argument at every point, but seldom itself becoming the subject of direct discussion. As we shall find, it caused Kant to develop a twofold view of inner sense, of causality, of the object of knowledge, and of the unity of apperception. One of the few sections in the Critique where it seems on the point of emerging into clear consciousness is the section, added in the second edition, on the Refutation of Idealism. But this section owes its origin to polemical causes. It represents a position peculiar to the maturer portions of the Analytic; the rest of the Critique is not rewritten so as to harmonise with it, or to develop the consequences which consistent holding to it must involve.
I shall use the term subjectivism (and its equivalent subjective idealism) in the wide sense[939] which makes it applicable to the teaching of Descartes and Locke, of Leibniz and Wolff, no less than to that of Berkeley and Hume. A common element in all these philosophies is the belief that subjective or mental states, “ideas” in the Lockean sense, are the objects of consciousness, and further are the sole possible objects of which it can have any direct or immediate awareness. Knowledge is viewed as a process entirely internal to the individual mind, and as carrying us further only in virtue of some additional supervening process, inferential, conjectural, or instinctive. This subjectivism also tends to combine with a view of consciousness as an ultimate self-revealing property of a merely individual existence.[940] For Descartes consciousness is the very essence, both of the mind and of the self. It is indeed asserted to be exhaustive of the nature of both. Though the self is described as possessing a faculty of will as well as a power of thinking, all its activities are taken as being disclosed to the mind through the revealing power of its fundamental attribute. The individual mind is thus viewed as an existence in which everything takes place in the open light of an all-pervasive consciousness. Leibniz, it is true, taught the existence of subconscious perceptions, and so far may seem to have anticipated Kant’s recognition of non-conscious processes; but as formulated by Leibniz that doctrine has the defect which frequently vitiates its modern counterpart, namely that it represents the subconscious as analogous in nature to the conscious, and as differing from it only in the accidental features of intensity and clearness, or through temporary lack of control over the machinery of reproductive association. The subconscious, as thus represented, merely enlarges the private content of the individual mind; it in no respect transcends it.
The genuinely Critical view of the generative conditions of experience is radically different from this Leibnizian doctrine of petites perceptions. It connects rather with Leibniz’s mode of conceiving the origin of a priori concepts. But even that teaching it restates in such fashion as to free it from subjectivist implications. Leibniz’s contention that the mind is conscious of its fundamental activities, and that it is by reflection upon them that it gains all ultimate a priori concepts, is no longer tenable in view of the conclusions established in the objective deduction. Mental processes, in so far as they are generative of experience, must fall outside the field of consciousness, and as activities dynamically creative cannot be of the nature of ideas or contents. They are not subconscious ideas but non-conscious processes. They are not the submerged content of experience, but its conditioning grounds. Their most significant characteristic has still, however, to be mentioned. They must no longer be interpreted in subjectivist terms, as originating in the separate existence of an individual self. In conditioning experience they generate the only self for which experience can vouch, and consequently, in the absence of full and independent proof, must not be conceived as individually circumscribed. The problem of knowledge, properly conceived, is no longer how consciousness, individually conditioned, can lead us beyond its own bounds, but what a consciousness, which is at once consciousness of objects and also consciousness of a self, must imply for its possibility. Kant thus obtains what is an almost invariable concomitant of scientific and philosophical advance, namely a more correct and scientific formulation of the problem to be solved. The older formulation assumes the truth of the subjectivist standpoint; the Critical problem, when thus stated, is at least free from preconceptions of that particular brand. Assumptions which hitherto had been quite unconsciously held, or else, if reflected upon, had been regarded as axiomatic and self-evident, are now brought within the field of investigation. Kant thereby achieves a veritable revolution; and with it many of the most far-reaching consequences of the Critical teaching are closely bound up.
This new standpoint, in contrast to subjective idealism, may be named Critical, or to employ the term which Kant himself applies both to his transcendental deduction and to the unity of apperception, objective idealism. But as the distinction between appearance and reality is no less fundamental to the Critical attitude, we shall perhaps be less likely to be misunderstood, or to seem to be identifying Kant’s standpoint with the very different teaching of Hegel, if by preference we employ the title phenomenalism.
In the transcendental deduction Kant, as above noted, is seeking to do justice to the universal or absolutist aspect of our consciousness, to its transcendence of the embodied and separate self. The unity of apperception is entitled objective, because it is regarded as the counterpart of a single cosmical time and of a single cosmical space within which all events fall. Its objects are not mental states peculiar to itself, nor even ideal contents numerically distinct from those in other minds. It looks out upon a common world of genuinely independent existence. In developing this position Kant is constrained to revise and indeed completely to recast his previous views both as to the nature of the synthetic processes, through which experience is constructed, and of the given manifold, upon which they are supposed to act. From the subjectivist point of view the synthetic activities consist of the various cognitive processes of the individual mind, and the given manifold consists of the sensations aroused by material bodies acting upon the special senses. From the objective or phenomenalist standpoint the synthetic processes are of a noumenal character, and the given manifold is similarly viewed as being due to noumenal agencies acting, not upon the sense-organs, which as appearances are themselves noumenally conditioned, but upon what may be called “outer sense.” These distinctions may first be made clear.
Sensations, Kant holds, have a twofold origin, noumenal and mechanical. They are due in the first place to the action of things in themselves upon the noumenal conditions of the self, and also in the second place to the action of material bodies upon the sense-organs and the brain. To take the latter first. Light reflected from objects, and acting on the retina, gives rise to sensations of colour. For such causal interrelations there exists, Kant teaches, the same kind of empirical evidence as for the causal interaction of material bodies.[941] Our sensational experiences are as truly events in time as are mechanical happenings in space. In this way, however, we can account only for the existence of our sensations and for the order in which they make their appearance in or to consciousness, not for our awareness of them. To state the point by means of an illustration. The impinging of one billiard ball upon another accounts causally for the motion which then appears in the second ball. But no one would dream of asserting that by itself it accounts for our consciousness of that second motion. We may contend that in an exactly similar manner, to the same extent, no more and no less, the action of an object upon the brain accounts only for the occurrence of a visual sensation as an event in the empirical time sequence. A sensation just as little as a motion can carry its own consciousness with it. To regard that as ever possible is ultimately to endow events in time with the capacity of apprehending objects in space. In dealing with causal connections in space and time we do not require to discuss the problem of knowledge proper, namely, how it is possible to have or acquire knowledge, whether of a motion in space or of a sensation in time. When we raise that further question we have to adopt a very different standpoint, and to take into account a much greater complexity of conditions.
Kant applies this point of view no less rigorously to feelings, emotions, and desires than to the sensations of the special senses. All of them, he teaches, are ‘animal’[942] in character. They are one and all conditioned by, and explicable only in terms of, the particular constitution of the animal organism. They one and all belong to the realm of appearance.[943]
The term ‘sensation’ may also, however, be applied in a wider sense to signify the material of knowledge in so far as it is noumenally conditioned. Thus viewed, sensations are due, not to the action of physical stimuli upon the bodily organs, but to the affection by things in themselves of those factors in the noumenal conditions of the self which correspond to “sensibility.” Kant is culpably careless in failing to distinguish those two very different meanings of the phrase ‘given manifold.’ The language which he employs is thoroughly ambiguous. Just as he frequently speaks as if the synthetic processes were conscious activities exerted by the self, so also he frequently uses language which implies that the manifold upon which these processes act is identical with the sensations of the special senses. But the sensations of the bodily senses, even if reducible to it, can at most form only part of it. The synthetic processes, interpreting the manifold in accordance with the fixed forms, space, time, and the categories, generate the spatial world within which objects are apprehended as causally interacting and as giving rise through their action upon the sense-organs to the various special sensations as events in time. Sensations, as mechanically caused, are thus on the same plane as other appearances. They depend upon the same generating conditions as the motions which produce them. As minor incidents within a more comprehensive totality they cannot possibly represent the material out of which the whole has been constructed. To explain the phenomenal world as constructed out of the sensations of the special senses is virtually to equate it with a small selection of its constituent parts. Such professed explanation also commits the further absurdity of attempting to account for the origin of the phenomenal world by means of events which can exist only under the conditions which it itself supplies. The manifold of the special senses and the primary manifold are radically distinct. The former is due to material bodies acting upon the material sense-organs. The latter is the product of noumenal agencies acting upon “outer sense,” i.e. upon those noumenal conditions of the self which constitute our “sensibility”; it is much more comprehensive than the former; it must contain the material for all modes of objective existence, including many that are usually regarded as purely mental.[944]
To turn, now, to the other aspect of experience. What are the factors which condition its form? What must we postulate in order to account for the existence of consciousness and for the unitary form in which alone it can appear? Kant’s answer is again ambiguous. He fails sufficiently to insist upon distinctions which yet are absolutely vital to any genuine understanding of the new and revolutionary positions towards which he is feeling his way. The synthetic processes which in the subjective and objective deductions are proved to condition all experience may be interpreted either as conscious or as non-conscious activities, and may be ascribed either to the agency of the individual self or to noumenal conditions which fall outside the realm of possible definition. Now, though Kant’s own expositions remain thoroughly ambiguous, the results of the Critical enquiry would seem—at least so long as the fundamental distinction between matter and form is held to and the temporally sequent aspect of experience is kept in view—to be decisive in favour of the latter alternative in each case. The synthetic processes must take place and complete themselves before any consciousness can exist at all. And as they thus precondition consciousness, they cannot themselves be known to be conscious; and not being known to be conscious, it is not even certain that they may legitimately be described as mental. We have, indeed, to conceive them on the analogy of our mental processes, but that may only be because of the limitation of our knowledge to the data of experience. Further, we have no right to conceive them as the activities of a noumenal self. We know the self only as conscious, and the synthetic processes, being the generating conditions of consciousness, are also the generating conditions of the only self for which our experience can vouch. Kant, viewing as he does the temporal aspect of human experience as fundamental, would seem to be justified in naming these processes “synthetic.” For consciousness in its very nature would seem to involve the carrying over of content from one time to other times, and the construction of a more comprehensive total consciousness from the elements thus combined. Kant is here analysing in its simplest and most fundamental form that aspect of consciousness which William James has described in the Principles of Psychology,[945] and which we may entitle the telescoping of earlier mental states into the successive experiences that include them. They telescope in a manner which can never befall the successive events in a causal series, and which is not explicable by any scheme of relations derivable from the physical sphere.
Obviously, what Kant does is to apply to the interpretation of the noumenal conditions of our conscious experience a distinction derived by analogy from conscious experience itself—the distinction, namely, between our mental processes and the sensuous material with which they deal. The application of such a distinction may be inevitable in any attempt to explain human experience; but it can very easily, unless carefully guarded, prove a source of serious misunderstanding. Just as the synthetic processes which generate consciousness are not known to be themselves conscious, so also the manifold cannot be identified with the sensations of the bodily senses. These last are events in time, and are effects not of noumenal but of mechanical causes.
Kant’s conclusion when developed on consistent Critical lines, and therefore in phenomenalist terms, is twofold: positive, to the effect that consciousness, for all that our analysis can prove to the contrary, may be merely a resultant, derivative from and dependent upon a complexity of conditions; and negative, to the effect that though these conditions may by analogy be described as consisting of synthetic processes acting upon a given material, they are in their real nature unknowable by us. Even their bare possibility we cannot profess to comprehend. We postulate them only because given experience is demonstrably not self-explanatory and would seem to refer us for explanation to some such antecedent generative grounds.
Kant, as we have already emphasised, obscures his position by the way in which he frequently speaks of the transcendental unity of apperception as the supreme condition of our experience. At times he even speaks as if it were the source of the synthetic processes. That cannot, however, be regarded as his real teaching. Self-consciousness (and the unity of apperception, in so far as it finds expression through self-consciousness) rests upon the same complexity of conditions as does outer experience, and therefore may be merely a product or resultant. It is, as he insists in the Paralogisms, the emptiest of all our concepts, and can afford no sufficient ground for asserting the self to be an abiding personality. We cannot by theoretical analysis of the facts of experience or of the nature of self-consciousness prove anything whatsoever in regard to the ultimate nature of the self.
Now Kant is here giving a new, and quite revolutionary, interpretation of the distinction between the subjective and the objective. The objective is for the Cartesians the independently real;[946] the subjective is that which has an altogether different kind of existence in what is entitled the field of consciousness. Kant, on the other hand, from his phenomenalist standpoint, views existences as objective when they are determined by purely physical causes, and as subjective when they also depend upon physiological and psychological conditions. On this latter view the difference between the two is no longer a difference of kind; it becomes a difference merely of degree. Objective existences, owing to the simplicity and recurrent character of their conditions, are uniform. Subjective existences resting upon conditions which are too complex to be frequently recurrent, are by contrast extremely variable. But both types of existence are objective in the sense that they are objects, and immediate objects, for consciousness. Subjective states do not run parallel with the objective system of natural existences, nor are they additional to it. For they do not constitute our consciousness of nature; they are themselves part of the natural order which consciousness reveals. That they contrast with physical existences in being unextended and incapable of location in space is what Kant would seem by implication to assert, but he challenges Descartes’ right to infer from this particular difference a complete diversity in their whole nature. Sensations, feelings, emotions, and desires, so far as they are experienced by us, constitute the empirical self which is an objective existence, integrally connected with the material environment, in terms of which alone it can be understood. In other words, the distinction between the subjective and the objective is now made to fall within the system of natural law. The subjective is not opposite in nature to the objective, but is a subspecies within it.
The revolutionary character of this reformulation of Cartesian distinctions may perhaps be expressed by saying that what Kant is really doing is to substitute the distinction between appearance and reality for the Cartesian dualism of the mental and the material. The psychical is a title for a certain class of known existences, i.e. of appearances; and they form together with the physical a single system. But underlying this entire system, conditioning both physical and psychical phenomena, is the realm of noumenal existence; and when the question of the possibility of knowledge, that is, of the experiencing of such a comprehensive natural system, is raised, it is to this noumenal sphere that we are referred. Everything experienced, even a sensation or desire, is an event; but the experiencing of it is an act of awareness, and calls for an explanation of an altogether different kind.
Thus Kant completely restates the problem of knowledge. The problem is not how, starting from the subjective, the individual can come to knowledge of the independently real; but how, if a common world is alone immediately apprehended, the inner private life of the self-conscious being can be possible, and how such inner experience is to be interpreted. How does it come about that though sensations, feelings, etc., are events no less mechanically conditioned than motions in space, and constitute with the latter a single system conformed to natural law, they yet differ from all other classes of natural events in that they can be experienced only by a single consciousness. To this question Kant replies in terms of his fundamental distinction between appearance and reality. Though everything of which we are conscious may legitimately be studied in terms of the natural system to which it belongs, consciousness itself cannot be so regarded. In attempting to define it we are carried beyond the phenomenal to its noumenal conditions. In other words, it constitutes a problem, the complete data of which are not at our disposal. This is by itself a sufficient reason for our incapacity to explain why the states of each empirical self can never be apprehended save by a single consciousness, or otherwise stated, why each consciousness is limited, as regards sensations and feelings, exclusively to those which arise in connection with some one animal organism. It at least precludes us from dogmatically asserting that this is due to their being subjective in the dualistic and Cartesian sense of that term—namely, as constituting, or being states of, the knowing self.
A diagram may serve, though very crudely, to illustrate Kant’s phenomenalist interpretation of the cognitive situation.
ESA = Empirical self of the conscious Being A.
ESA = Empirical self of the conscious Being A.
ESB = Empirical self of the conscious Being B.
NCA = Noumenal conditions of the conscious Being A.
NCB = Noumenal conditions of the conscious Being B.
l, m, n = Objects in space.
x1, y1, z1 = Sensations caused by objects l, m, n acting on the sense-organs of the empirical self A.
x2, y2, z2= Sensations caused by 1, m, n acting on the sense-organs of the empirical self B.
NCEW = Noumenal conditions of the empirical world.
Everything in this empirical world is equally open to the consciousness of both A and B, save only certain psychical events that are conditioned by physiological and psychological factors. x1, y1, z1 can be apprehended only by A; x2, y2, z2 can be apprehended only by B. Otherwise A and B experience one and the same world; the body of B is perceived by A in the same manner in which he perceives his own body. This is true a fortiori of all other material existences. Further, these material existences are known with the same immediacy as the subjective states. As regards the relation in which NCA, NCB, and NCEW stand to one another, no assertions can be made, save, as above indicated,[947] such conjectural statements as may precariously be derived through argument by analogy from distinctions that fall within our human experience.[948]
Kant’s phenomenalism thus involves an objectivist view of individual selves and of their interrelations. They fall within the single common world of space. Within this phenomenal world they stand in external, mechanical relations to one another. They are apprehended as embodied, with known contents, sensations, feelings, and desires, composing their inner experience. There is, from this point of view, no problem of knowledge. On this plane we have to deal only with events known, not with any process of apprehension. Even the components of the empirical self, the subject-matter of empirical psychology, are not processes of apprehension, but apprehended existences. It is only when we make a regress beyond the phenomenal as such to the conditions which render it possible, that the problem of knowledge arises at all. And with this regress we are brought to the real crux of the whole question—the reconciliation of this phenomenalism with the conditions of our self-consciousness. For we have then to take into account the fundamental fact that each self is not only an animal existence within the phenomenal world, but also in its powers of apprehension coequal with it. The self known is external to the objects known; the self that knows is conscious of itself as comprehending within the field of its consciousness the wider universe in infinite space.
Such considerations would, at first sight, seem to force us to modify our phenomenalist standpoint in the direction of subjectivism. For in what other manner can we hope to unite the two aspects of the self, the known conditions of its finite existence and the consciousness through which it correlates with the universe as a whole? In the one aspect it is a part of appearance; in the other it connects with that which makes appearance possible at all.
Quite frequently it is the subjectivist solution which Kant seems to adopt. Objects known are “mere representations,” “states of the identical self.” Everything outside the individual mind is real; appearances are purely individual in origin. But such a position is inconsistent with the deeper implications of Kant’s Critical teaching, and would involve the entire ignoring of the many suggestions which point to a fundamentally different and much more adequate standpoint. The individual is himself known only as appearance, and cannot, therefore, be the medium in and through which appearances exist. Though appearances exist only in and through consciousness, they are not due to any causes which can legitimately be described as individual. From this standpoint Kant would seem to distinguish between the grounds and conditions of phenomenal existence and the special determining causes of individual consciousness. Transcendental conditions generate consciousness of the relatively permanent and objective world in space and time; empirical conditions within this space and time world determine the sensuous modes through which special portions of this infinite and uniform world appear diversely to different minds.
This, however, is a point of view which is only suggested, and, as we have already observed,[949] the form in which it is outlined suggests many objections and difficulties. Consciousness of the objective world in space and time does not exist complete with one portion of it more specifically determined in terms of actual sense-perceptions. Rather the consciousness of the single world in space and time is gradually developed through and out of sense experience of limited portions of it. We have still to consider the various sections in the Analytic of Principles (especially the section added in the second edition on the Refutation of Idealism) and in the Dialectic, in which Kant further develops this standpoint. But even after doing so, we shall be forced to recognise that Kant leaves undiscussed many of the most obvious objections to which his phenomenalism lies open. To the very last he fails to state in any really adequate manner how from the phenomenalist standpoint he would regard the world described in mechanical terms by science as being related to the world of ordinary sense-experience,[950] or how different individual consciousnesses are related to one another. The new form, however, in which these old-time problems here emerge is the best possible proof of the revolutionary character of Kant’s Critical enquiries. For these problems are no longer formulated in terms of the individualistic presuppositions which govern the thinking of all Kant’s predecessors, even that of Hume. The concealed presuppositions are now called in question, and are made the subject of explicit discussion. But further comment must meantime be deferred.[951]
TRANSCENDENTAL DEDUCTION OF THE CATEGORIES, IN THE SECOND EDITION
The argument of the second edition transcendental deduction can be reduced to the following eight points:
(1)[952] It opens with the statement of a fundamental assumption which Kant does not dream of questioning and of which he nowhere attempts to offer proof. The representation of combination is the one kind of representation which can never be given through sense. It is not so given even in the pure forms of space and time yielded by outer and inner sense.[953] It is due to an act of spontaneity, which as such must be performed by the understanding. As it is one and the same for every kind of combination, it may be called by the general name of synthesis. And as all combination, without exception, is due to this source, its dissolution, that is, analysis, which seems to be its opposite, always presupposes it.
(2)[954] Besides the manifold and its synthesis a further factor is involved in the conception of combination, namely, the representation of the unity of the manifold. The combination which is necessary to and constitutes knowledge is representation of the synthetical unity of the manifold. This is a factor additional to synthesis and to the manifold synthesised. For such representation cannot arise out of any antecedent consciousness of synthesis. On the contrary, it is only through supervention upon the unitary synthesis that the conception of the combination becomes possible. In other words, the representation of unity conditions consciousness of synthesis, and therefore cannot be the outcome or product of it. This is an application, or rather generalisation, of a position which in the first edition is developed only in reference to the empirical process of recognition. Recognition preconditions consciousness, and therefore cannot be subsequent upon it.
(3)[955] The unity thus represented is not, however, that which is expressed through the category of unity. The consciousness of unity which is involved in the conception of synthesis is that of apperception or transcendental self-consciousness. This is the highest and most universal form of unity, for it is a presupposition of the unity of all possible concepts, whether analytic or synthetic, in the various forms of judgment.
(4)[956] A manifold though given is not for that reason also represented. It must be possible for the ‘I think’ to accompany it and all my other representations:
“...for otherwise something would be represented in me which could not be thought at all; and that is equivalent to saying that the representation would be impossible or at least would be nothing to me.”[957]
But to ascribe a manifold as my representations to the identical self is to comprehend them, as synthetically connected, in one apperception.[958] Only what can be combined in one consciousness can be related to the ‘I think.’ The analytic unity of self-consciousness presupposes the synthetic unity of the manifold.
(5)[959] The unity of apperception is analytic or self-identical. It expresses itself through the proposition, I am I. But being thus pure identity without content of its own, it cannot be conscious of itself in and by itself. Its unity and constancy can have meaning only through contrast to the variety and changeableness of its specific experiences; and yet, at the same time, it is also true that such manifoldness will destroy all possibility of unity unless it be reconcileable with it. The variety can contribute to the conditioning of apperception only in so far as it is capable of being combined into a single consciousness. Through synthetic unifying of the manifold the self comes to consciousness both of itself and of the manifold.
(6)[960] The transcendental original unity of apperception is an objective, not a merely subjective, unity. Its conditions are also the conditions in and through which we acquire consciousness of objects. An object is that in the conception of which the manifold of given intuitions is combined. (This point, though central to the argument, is more adequately developed in the first than in the second edition.) Such combination requires unity of consciousness. Thus the same unity which conditions apperception likewise conditions the relation of representations to an object. The unity of pure apperception may therefore be described as an objective unity for two reasons: first, because it can apprehend its own analytical unity only through discovery of unity in the given, and secondly, for the reason that such synthetical unifying of the manifold is also the process whereby representations acquire reference to objects.
(7)[961] Kant reinforces this conclusion, and shows its further significance, by analysis of the act of judgment. The logical definition of judgment, as the representation of a relation between two concepts, has many defects. These, however, are all traceable to its initial failure to explain, or even to recognise, the nature of the assertion which judgment as such claims to make. Judgment asserts relations of a quite unique kind, altogether different from those which exist between ideas connected through association. If, for instance, on seeing a body the sensations of weight due to the attempt to raise it are suggested by association, there is nothing but subjective sequence; but if we form the judgment that the body is heavy, the two representations are then connected together in the object. This is what is intended by the copula ‘is.’ It is a relational term through which the objective unity of given representations is distinguished from the subjective. It indicates that the representations stand in objective relation under the pure unity of apperception, and not merely in subjective relation owing to the play of association in the individual mind. “Judgment is nothing but the mode of bringing cognitions to the objective unity of apperception,” i.e. of giving to them a validity which holds independently of the subjective processes through which it is apprehended. Objective relations are not, of course, all necessary or universal; and a judgment may, therefore, assert a relation which is empirical and contingent. None the less the fundamental distinction between it and any mere relation of association still persists. The empirical relation is still in the judgment asserted to be objective. The subject and the predicate are asserted, in the particular case or cases to which the judgment refers, to be connected in the object and not merely in the mind of the subject. Or otherwise stated, though subject and predicate are not themselves declared to be necessarily and universally related to one another, their contingent relation has to be viewed as objectively, and therefore necessarily, grounded. Judgment always presupposes the existence of necessary relations even when it is not concerned to assert them. Judgment is the organ of objective knowledge, and is therefore bound up, indirectly when not directly, with the universality and necessity which are the sole criteria of knowledge. The judgment expressive of contingency is still judgment, and is therefore no less necessary in its conditions, and no less objective in its validity, than is a universal judgment of the scientific type. To use Kant’s own terminology, judgment acquires objective validity through participation in the necessary unity of apperception. In so doing it is made to embody those principles of the objective determination of all representations through which alone cognition is possible.
(8)[962] As judgment is nothing but the mode of bringing cognitions to the objective unity of apperception, it follows that the categories, which in the metaphysical deduction have been proved to be the possible functions in judging, are the conditions in and through which such pure apperception becomes possible. Apperception conditions experience, and the unity which both demand for their possibility is that of the categories.
Before passing to the remaining sections of the deduction,[963] which are supplementary rather than essential, I may add comment upon the above points. Only (7) and (8) call for special consideration. They represent a form of argument which has no counterpart in the first edition. As we noted,[964] the first edition argument is defective owing to its failure to demonstrate that the categories constitute the unity which is necessary to knowledge. By introducing in the second edition this analysis of judgment, and by showing the inseparable connection between pure apperception, objective consciousness and judgment, this defect is in some degree removed. As the categories correspond to the possible functions of judgment, their objective validity is thereby established. By this means also the connection which in Kant’s view exists between the metaphysical and the transcendental deductions receives for the first time proper recognition. The categories which in the former deduction are discovered and systematised through logical analysis of the form of judgment, are in the latter deduction, through transcendental analysis of the function of judgment, shown to be just those forms of relation which are necessary to the possibility of knowledge. It must, however, be noted that the transcendental argument is brought to completion only through assumption of the adequacy of the metaphysical deduction. No independent attempt is made to show that the particular categories obtained in the metaphysical deduction are those which are required, that there are no others, or that all the twelve are indispensable.
(7) is a development of an argument which first appears in the Prolegomena. The statement of it there given is, however, extremely confused, owing to the distinction which Kant most unfortunately introduces[965] between judgments of experience and judgments of perception. That distinction is entirely worthless and can only serve to mislead the reader. It cuts at the very root of Kant’s Critical teaching. Judgments of perception involve, Kant says, no category of the understanding, but only what he is pleased to call the “logical connection of perceptions in a thinking subject.” What that may be he nowhere explains, save by adding[966] that in it perceptions are “compared and conjoined in a consciousness of my state” (also spoken of by Kant as “empirical consciousness”), and not “in consciousness in general.”
“All our judgments are at first mere judgments of perception; they hold good merely for us (that is, for the individual subject), and we do not till afterwards give them a new reference, namely, to an object.... To illustrate the matter: that the room is warm, sugar sweet, and wormwood bitter—these are merely subjectively valid judgments. I do not at all demand that I myself should at all times, or that every other person should, find the facts to be what I now assert; they only express a reference of two sensations to the same subject, to myself, and that only in my present state of perception. Consequently they are not intended to be valid of the object. Such judgments I have named those of perception. Judgments of experience are of quite a different nature. What experience teaches me under certain circumstances, it must teach me always and teach everybody, and its validity is not limited to the subject or to its state at a particular time.”[967]
The illegitimacy and the thoroughly misleading character of this distinction hardly require to be pointed out. Obviously Kant is here confusing assertion of contingency and contingency of assertion.[968] A judgment of contingency, in order to be valid, must itself be necessary. Even a momentary state of the self is referable to an object in judgment only if that object is causally, and therefore necessarily, concerned in its production.[969]
The distinction is repeated in § 22 as follows:
“Thinking is the combining of representations in one consciousness. This combination is either merely relative to the subject, and is contingent and subjective, or is absolute, and is necessary or objective. The combination of representations in one consciousness is judgment. Thinking, therefore, is the same as judging, or the relating of representations to judgments in general. Judgments, therefore, are either merely subjective, or they are objective. They are subjective when representations are related to a consciousness in one subject only, and are combined in it alone. They are objective when they are united in a consciousness in general, that is, necessarily.”[970]
To accept this distinction is to throw the entire argument into confusion. This Kant seems to have himself recognised in the interval between the Prolegomena and the second edition of the Critique. For in the section before us there is no trace of it. The opposition is no longer between subjective and objective judgment, but only between association of ideas and judgment which as such is always objective. The distinction drawn in the Prolegomena is only, indeed, a more definite formulation of the distinction which runs through the first edition of the Critique between the indeterminate and the determinate object of consciousness. The more definite formulation of it seems, however, to have had the happy effect of enabling Kant to realise the illegitimacy of any such distinction.
We may now proceed to consider the remaining sections.[971] In section 21[972] Kant makes a very surprising statement. The above argument, which he summarises in a sentence, yields, he declares, “the beginning of a deduction of the pure concepts of understanding.” This can hardly be taken as representing Kant’s real estimate of the significance of the preceding argument, and would seem to be due to a temporary preoccupation with the problems that centre in the doctrine of schematism. So far, Kant adds in explanation, no account has been taken of the particular manner in which the manifold of empirical intuition is supplied to us.[973] The necessary supplement, consisting of a very brief outline statement of the doctrine of schematism, is given in section 26.[974] It differs from the teaching of the special chapter devoted to schematism in emphasising space equally with time. The doctrine of pure a priori manifolds is incidentally asserted.[975] Section 26 concludes by consideration of the question why appearances must conform to the a priori categories. It is no more surprising, Kant claims, than that they should agree with the a priori forms of intuition. The categories and the intuitional forms are relative to the same subject to which the appearances are relative; and the appearances “as mere representations are subject to no law of connection save that which the combining faculty prescribes.”
The summary of the deduction given in section 27 discusses the three possible theories regarding the origin of pure concepts, viz. those of generatio aequivoca (out of experience), epigenesis, and preformation. The first is disproved by the deduction. The second is the doctrine of the deduction and fulfils all the requirements of demonstration. The proof that the categories are at once independent of experience and yet also universally valid for all experience is of the strongest possible kind, namely, that they make experience itself possible. The third theory, that the categories, while subjective and self-discovered, originate in faculties which are implanted in us by our Creator and which are so formed as to yield concepts in harmony with the laws of nature, lies open to two main objections. In the first place, this is an hypothesis capable of accounting equally well for any kind of a priori whatsoever; the predetermined powers of judgment can be multiplied without limit. But a second objection is decisive, namely, that on such a theory the categories would lack the particular kind of necessity which is required. They would express only the necessities imposed upon our thinking by the constitution of our minds, and would not justify any assertion of necessary connection in the object. Kant might also have added,[976] that this hypothesis is metaphysical, and therefore offers in explanation of the empirical validity of a priori concepts a theory which rests upon and involves their unconditioned employment. That is a criticism which is reinforced by the teaching of the Dialectic.
To return now to the omitted sections 22 to 25. Section 22 makes no fresh contribution to the argument of the first edition. Its teaching in regard to pure intuition and mathematical knowledge has already been commented upon. In section 23 Kant dwells upon an interesting consequence of the argument of the deduction. The categories have a wider scope than the pure forms of sense. Since the argument of the deduction has shown that judgment is the indispensable instrument both for reducing a manifold to the unity of apperception and also for conferring upon representations a relation to an object, it follows that the categories which are simply the possible functions of unity in judgment are valid for any and every consciousness that is sensuously conditioned and whose knowledge is therefore acquired through synthesis of a given manifold. Though such consciousness may not intuit in terms of space and time, it must none the less apprehend objects in terms of the categories. The categories thus extend to objects of sensuous intuition in general. They are not, however, valid of objects as such, that is, of things in themselves. As empty relational forms they have meaning only in reference to a given matter; and as instruments for the reduction of variety to the unity of apperception their validity has been proved only for conscious and sensuous experience. Even if the possibility of a non-sensuous intuitive understanding, capable of apprehending things in themselves, be granted, we have no sufficient ground for asserting that the forms which such understanding will employ must coincide with the categories.[977] These are points which will come up for discussion in connection with Kant’s more detailed argument in the chapter on the distinction between phenomena and noumena.[978]
The heading to section 24 is decidedly misleading. The phrase “objects of the senses in general” might be synonymous with “objects of intuition in general” of the preceding section. To interpret it, however, by the contents of the section, it means “objects of our senses.” This section ought, therefore, to form part of section 26, which in its opening sentences supplies its proper introduction. (It may also be noted that the opening sentences of section 24 are a needless repetition of section 23. This would seem to show that it was not written in immediate continuation of it.) The first three paragraphs of section 24 expound the same doctrine of schematism as that outlined in section 26, save that time alone is referred to. The remaining paragraphs of section 24 deal with the connected doctrine of inner sense. Section 25 deals with certain consequences which follow from that doctrine of inner sense.[979]
THE DOCTRINE OF INNER SENSE
We have still to consider a doctrine of great importance in Kant’s thinking, that of inner sense. The significance of this doctrine is almost inversely proportionate to the scantiness and obscurity of the passages in which it is expounded and developed. Much of the indefiniteness and illusiveness of the current interpretations of Kant would seem to be directly traceable to the commentator’s failure to appreciate the position which it occupies in Kant’s system. Several of Kant’s chief results are given as deductions from it, while it itself, in turn, is largely inspired by the need for a secure basis upon which these positions may be made to rest. The relation of the doctrine to its consequences is thus twofold. Kant formulates it in order to safeguard or rather to justify certain conclusions; and yet these conclusions have themselves in part been arrived at owing to his readiness to accept such a doctrine, and to what would seem to have been his almost instinctive feeling of its kinship (notwithstanding the very crude form in which alone he was able to formulate it) with Critical teaching. It was probably one of the earliest of the many new tenets which Kant adopted in the years immediately subsequent to the publication of the inaugural Dissertation, but it first received adequate statement in the second edition of the Critique. Kant took advantage of the second edition to reply to certain criticisms to which his view of time had given rise, and in so doing was compelled to formulate the doctrine of inner sense in a much more explicit manner. Hitherto he had assumed its truth, but had not, as it would seem, sufficiently reflected upon the various connected conclusions to which he was thereby committed. This is one of the many instances which show how what is most fundamental in Kant’s thinking is frequently that of which he was himself least definitely aware. Like other thinkers, he was most apt to discuss what he himself was inclined to question and feel doubt over. The sources of his insight as well as the causes of his failure often lay beyond the purview of his explicitly developed tenets; and only under the stimulus of criticism was he constrained and enabled to bring them within the circle of reasoned conviction. We may venture the prophecy that if Kant had been able to devote several years more to the maturing of the problems which in the face of so many difficulties he had brought thus far, the doctrine of inner sense, or rather the doctrines to which it gives expression, would have been placed in the forefront of his teaching, and their systematic interconnection, both in the way of ground and of consequence, with all his chief tenets would have been traced and securely established.
This would have involved, however, two very important changes. In the first place, Kant would have had to recognise the unsatisfactory character of the supposed analogy between inner and outer sense. As already remarked,[980] no great thinker, except Locke, has attempted to interpret inner consciousness on the analogy of the senses; and the obscurities of Kant’s argument are not, therefore, to be excused on the ground that “the difficulty, how a subject can have an internal intuition of itself, is common to every theory.” Secondly, Kant would have had to define the relation in which he conceived this part of his teaching to stand to his theory of consciousness. But both these changes could have been made without requiring that he should give up the doctrines which are mainly responsible for his theory of inner sense, namely, that there can be no awareness of awareness, but only of existences which are objective, and that there is consequently no consciousness of the generative, synthetic processes[981] which constitute consciousness on its subjective side. It is largely in virtue of these conclusions that Kant’s phenomenalism differs from the subjective idealism of his predecessors. If we ignore or reject them, merely because of the obviously unsatisfactory manner in which alone Kant has been able to formulate them, we rule ourselves out from understanding the intention and purpose of much that is most characteristic of Critical teaching.
The doctrine of inner sense, as expounded by Locke, suffers from an ambiguity which seems almost inseparable from it, namely, the confusion between inner sense, on the one hand as a sense in some degree analogous in nature to what may be called outer sense, and on the other as consisting in self-conscious reflection. This same confusion is traceable throughout the Critique, and is, as we shall find, in large part responsible for Kant’s failure to recognise, independently of outside criticism, the central and indispensable part which this doctrine is called upon to play in his system.
The doctrine is stated by Kant as follows. Just as outer sense is affected by noumenal agencies, and so yields a manifold arranged in terms of a form peculiar to it, namely, space, so inner sense is affected by the mind itself and its inner state.[982] The manifold thereby caused is arranged in terms of a form peculiar to inner sense, namely, time. The content thus arranged falls into two main divisions. On the one hand we have feelings, desires, volitions, that is, states of the mind in the strict sense, subjective non-spatial existences. On the other hand we have sensations, perceptions, images, concepts, in a word, representations (Vorstellungen) of every possible type. These latter all refer to the external world in space, and yet, according to Kant, speaking from the limited point of view of a critique of knowledge, form the proper content of inner sense. “...the representations of the outer senses constitute the actual material with which we occupy our minds,”[983] “the whole material of knowledge even for our inner sense.”[984] (These statements, it may be observed, are first made in the second edition.) As Kant explains himself in B 67-8, he would seem to mean that the mind in the process of “setting” representations of outer sense in space affects itself, and is therefore constrained to arrange the given representations likewise in time. No new content, additional to that of outer sense, is thereby generated, but what previously as object of outer sense existed merely in space is now also subjected to conditions of time. The representations of outer sense are all by their very nature likewise representations of inner sense. To outer sense is due both their content and their spatial form; to inner sense they owe only the additional form of time; their content remains unaffected in the process of being taken over by a second sense. This yields such explanation as is possible of Kant’s assertion in A 33 that “time can never be a determination of outer appearances.” He may be taken as meaning that time is never a determination of outer sense as such, but only of its contents as always likewise subject to the form of inner sense.[985]
This is how Kant formulates his position from the extreme subjectivist point of view which omits to draw any distinction between representation and its object, between inner states of the self and appearances in space. All representations, he says,[986] all appearances without exception, are states of inner sense, modifications of the mind. Some exist only in time, some exist both in space and in time; but all alike are modes of the identical self, mere representations (blosse Vorstellungen). Though appearances may exist outside one another in space, space itself exists only as representation, merely “in us.”
Now without seeking to deny that this is a view which we find in the second edition of the Critique as well as in the first,[987] and that even in passages which are obviously quite late in date of writing Kant frequently speaks in terms which conform to it, we must be no less insistent in maintaining that an alternative view more and more comes to the front in proportion as Kant gains mastery over the conflicting tendencies that go to constitute his new Critical teaching. From the very first he uses language which implies that some kind of distinction must be drawn between representations and objects represented, between subjective cognitive states in the proper sense of the term and existences in space.
“Time can never be a determination of outer appearances. It belongs neither to form nor position, etc. On the other hand it determines the relation of representations in our inner state.”[988]
Similarly in those very sentences in which he asserts all appearances to be blosse Vorstellungen, a distinction is none the less implied.
“Time is the formal a priori condition of all appearances in general. Space, as the pure form of all outer intuition, is as a priori condition limited exclusively (bloss) to outer appearances. On the other hand as all representations, whether they have outer things as their object or not, still in themselves belong, as determinations of the mind, to the inner state, and this inner state is subject to the formal condition of inner intuition, that is of time, time is an a priori condition of all appearance whatever. It is, indeed, the immediate condition of the inner appearance (of our souls), and thereby mediately likewise of outer appearances.”[989]
As the words which I have italicised show, Kant, even in the very sentence in which he asserts outer representations to be inner states, none the less recognises that appearances in space are not representations in the same meaning of that term as are subjective states. They are the objects of representation, not representation itself. The latter alone is correctly describable as a state of the mind. The former may be conditioned by representation, and may therefore be describable as appearances, but are not for that reason to be equated with representation. But before the grounds and nature of this distinction can be formulated in the proper Critical terms, we must consider the reasons which induced Kant to commit himself to this obscure and difficult doctrine of inner sense. As I shall try to show, it is no mere excrescence upon his system; on the contrary, it is inseparably bound up with all his main tenets.
One of the chief influences which constrained Kant to develop this doctrine is the conclusion, so essential to his position, that knowledge must always involve an intuitional manifold in addition to a priori forms and concepts. That being so, he was bound to deny to the mind all power of gaining knowledge by mere reflection. If our mental activities and states lay open to direct inspection, we should have to recognise in the mind a non-sensuous intuitional power. Through self-consciousness or reflection we should acquire knowledge independently of sense. Such apprehension, though limited to the mind’s own operations and states, would none the less be knowledge, and yet would not conform to the conditions which, as the transcendental deduction has shown, are involved in all knowledge. In Kant’s view the belief that we possess self-consciousness of this type, a power of reflection thus conceived, is wholly illusory. To assume any such faculty would be to endow the mind with occult or mystical powers, and would throw us back upon the Leibnizian rationalism, which traces to such reflection our consciousness of the categories, and which rears upon this foundation the entire body of metaphysical science.[990]
The complementary negative conclusion of the transcendental deduction is a no less fundamental and constraining influence in compelling Kant to develop a doctrine of inner sense. If all knowledge is knowledge of appearances, or if, as he states his position in the Analytic of Principles,[991] our knowledge can extend no further than sense experience and inference from such experience, either knowledge of our inner states must be mediated, like our knowledge of outer objects, by sensation, or we can have no knowledge of them whatsoever. On Critical principles, consistently applied, there can be no middle course between acceptance of an indirect empirical knowledge of the mind and assertion of its unknowableness. Mental activities may perhaps be thought in terms of the pure forms of understanding, but in that case their conception will remain as purely problematic and as indeterminate as the conception of the thing in itself. It is impossible for Kant to admit immediate consciousness of the mind’s real activities and states, and at the same time to deny that we can have knowledge of things in themselves. The Aesthetic, in proving that everything in space and time is appearance, implicitly assumes the impossibility of direct self-conscious reflection; and the transcendental deduction in showing that all knowledge involves as correlative factors both sense and thought, has reinforced this conclusion, and calls for its more explicit recognition, in reference to the more inward aspect of experience.
As we have already noted,[992] Kant’s doctrine of inner sense was probably adopted in the early ’seventies, and though it is not itself definitely formulated in the first edition, the chief consequence that follows from it is clearly recognised. Thus in the Aesthetic Kant draws the conclusion that, as time is the form of inner sense, everything apprehended in time, and consequently all inner states and activities, can be known only as appearances. The mind (meaning thereby the ultimate conditioning grounds of consciousness) is as indirectly known as is any other mode of noumenal existence. In the Analytic, whenever he is called upon to express himself upon this and kindred points, he continues to hold to this position; and in the section on the Paralogisms all the main consequences that follow from its acceptance are drawn in the most explicit and unambiguous manner. It is argued that as the inner world, the feelings, volitions and representations of which we are conscious, is a world constructed out of a given manifold yielded by inner sense, and is therefore known only as the appearance of a deeper reality which we have no power of apprehending, it possesses no superiority either of certainty or of immediacy over the outer world of objects in space. We have immediate consciousness of both alike, but in both cases this immediate consciousness rests upon the transcendental synthetic processes whereby such consciousness is conditioned and generated. The transcendental activities fall outside the field of empirical consciousness and therefore of knowledge.
Thus Kant would seem to be maintaining that the radical error committed by the subjective idealists, and with which all the main defects of their teaching are inseparably bound up, lies in their ascription to the mind of a power of direct self-conscious reflection, and consequently in their confusion of the transcendental activities which condition consciousness with the inner states and processes which such consciousness reveals. This has led them to ascribe priority and independence to our inner states, and to regard outer objects as known only by an inference from them. The Critical teaching insists on the distinction between appearance and reality, applies it to the inner life, and so restores to our consciousness of the outer world the certainty and immediacy of which subjective idealism would profess to deprive it. Such are the important conclusions at which Kant arrives in his various “refutations of idealism”; and it will be advisable to consider these refutations in full detail before attempting to complete our statement of his doctrine of inner sense.
KANT’S REFUTATIONS OF IDEALISM
Kant has in a number of different passages attempted to define his Critical standpoint in its distinction from the positions of Descartes and Berkeley. Consideration of these will enable us to follow Kant in his gradual recognition of the manifold consequences to which he is committed by his substitution of inner sense for direct self-conscious intuition or reflection, or rather of the various congenial tenets which it gives him the right consistently to defend and maintain. In Kant’s Critical writings we find no less than seven different statements of his refutation of idealism: (I.) in the fourth Paralogism of the first edition of the Critique; (II.) in section 13 (Anm. ii. and iii.) of the Prolegomena; (III.) in section 49 of the Prolegomena; (IV.) in the second appendix to the Prolegomena; (V.) in sections added in the second edition at the conclusion of the Aesthetic (B 69 ff.); (VI.) in the “refutation of idealism” (B 274-8), in the supplementary section at the end of the section on the Postulates (B 291-4), and in the note to the new preface (B xxxix-xl); (VII.) in the “refutation of problematic idealism” given in the Seven Small Papers which originated in Kant’s conversations with Kiesewetter. Consideration of these in the above order will reveal Kant’s gradual and somewhat vacillating recognition of the new and revolutionary position which alone genuinely harmonises with Critical principles. But first we must briefly consider the various meanings which Kant at different periods assigned to the term idealism. Even in the Critique itself it is employed in a great variety of diverse connotations.
In the pre-Critical writings[993] the term idealism is usually employed in what was its currently accepted meaning, namely, as signifying any philosophy which denied the existence of an independent world corresponding to our subjective representations. But even as thus used the term is ambiguous.[994] It may signify either denial of a corporeal world independent of our representations or denial of an immaterial world “corresponding to” the represented material world, i.e. the denial of Dinge an sich. For there are traceable in Leibniz’s writings two very different views as to the reality of the material world. Sometimes the monads are viewed as purely intelligible substances without materiality of any kind. The kingdom of the extended is set into the representing subjects; only the immaterial world of unextended purely spiritual monads remains as independently real. At other times the monads, though in themselves immaterial, are viewed as constituting through their coexistence an independent material world and a materially occupied space. Every monad has a spatial sphere of activity. The material world is an objective existence due to external relations between the monads, not a merely subjective existence internal to each of them. This alternation of standpoints enabled Leibniz’s successors to deny that they were idealists; and as the more daring and speculative aspects of Leibniz’s teaching were slurred over in the process of its popularisation, it was the second, less consistent view, which gained the upper hand. Wolff, especially in his later writings, denounces idealism; and in the current manuals, sections in refutation of idealism became part of the recognised philosophical teaching. Idealism still, however, continued to be used ambiguously, as signifying indifferently either denial of material bodies or denial of things in themselves. This is the dual meaning which the term presents in Kant’s pre-Critical writings. In his Dilucidatio (1755)[995] he refutes idealism by means of the principle that a substance cannot undergo changes unless it is a substance independent of other substances. Obviously this argument can at most prove the existence of an independent world, not that it is spatial or material. And as Vaihinger adds, it does not even rule out the possibility that changes find their source in a Divine Being. In the Dreams of a Visionseer (1766)[996] Swedenborg is described as an idealist, but without further specification of the exact sense in which the term is employed. In the inaugural Dissertation (1770)[997] idealism is again rejected, on the ground that sense-affection points to the presence of an intelligible object or noumenon.
In Kant’s class lectures on metaphysics,[998] which fall, in part at least, between 1770 and 1781, the term idealism is employed in a very different sense, which anticipates its use in the Appendix to the Prolegomena.[999] The teaching of the Dissertation, that things in themselves are knowable, is now described as dogmatic, Platonic, mystical (schwärmerischer) idealism. He still rejects the idealism of Berkeley, and still entitles it simply idealism, without limiting or descriptive predicates. But now also he employs the phrase “problematic idealism” as descriptive of his own new position. This is, of course, contrary to his invariable usage elsewhere, but is interesting as showing that about this time his repugnance to the term idealism begins to give way, and that he is willing to recognise that the relation of the Critical teaching to idealism is not one of simple opposition. He now begins to regard idealism as a factor, though a radically transformed factor, in his own philosophy.
Study of the Critique reinforces this conclusion. In the Aesthetic Kant teaches the “transcendental ideality” of space and time; and in the Dialectic (in the fourth Paralogism) describes his position as idealism, though with the qualifying predicate transcendental.[1000] But though this involves an extension of the previous connotation of the term idealism, and might therefore have been expected to increase the existing confusion, it has the fortunate effect of constraining Kant to recognise and discriminate the various meanings in which it may be employed. This is done somewhat clumsily, as if it were a kind of afterthought. In the introductory syllogism of the fourth Paralogism Descartes’ position and his own are referred to simply as idealism and dualism respectively. The various possible sub-species of idealism as presented in the two editions of the Critique and in the Prolegomena may be tabulated as follows:
| Idealism– | Material | Sceptical | Problematic (the position of Descartes). |
| Sceptical in the stricter and more usual sense (the position of Hume). | |||
| Dogmatic (the position of Berkeley). | |||
| Formal or Critical or Transcendental (Kant’s own position). | |||
The distinction between problematic idealism and idealism of the more strictly sceptical type is not clearly drawn by Kant.[1001] Very strangely Kant in this connection never mentions Hume: the reference in B xxxix n. is probably not to Hume but to Jacobi. Transcendental idealism is taken as involving an empirical realism and dualism, and is set in opposition to transcendental realism which is represented as involving empirical idealism. In B xxxix n. Kant speaks of “psychological idealism,” meaning, as it would seem, material or non-Critical idealism.
In the second appendix to the Prolegomena Kant draws a further distinction, in line with that already noted in his lectures on metaphysics. Tabulated it is as follows:
| Idealism– | Mystical, in the sense of belief in and reliance on a supposed human power of intellectual intuition. It is described asidealism in the strict (eigentlich) sense—the position of theEleatics, of Plato and Berkeley. |
Formal or Critical—Kant’s own position. |
This latter classification can cause nothing but confusion. The objections that have to be made against it from Kant’s own critical standpoint are stated below.[1002]
Let us now consider, in the order of their presentation, the various refutations of idealism which Kant has given in his Critical writings.
I. Refutation of Idealism as given in First Edition of “Critique” (A 366-80).—This refutation is mainly directed against Descartes, who is mentioned by name in A 367. Kant, as Vaihinger suggests, was very probably led to recognise Descartes’ position as a species of idealism in the course of a re-study of Descartes before writing the section on the Paralogisms. As already pointed out, this involves the use of the term idealism in a much wider sense than that which was usually given to it in Kant’s own day. In the development of his argument Kant also wavers between two very different definitions of this idealism, as being denial of immediate certainty and as denial of all certainty.[1003] The second interpretation, which would make it apply to Hume rather than to Descartes, is strengthened in the minds of his readers by his further distinction[1004] between dogmatic and sceptical idealism, and the identification of the idealism under consideration with the latter. The title problematic which Kant in the second edition[1005] applies to Descartes’ position suffers from this same ambiguity. As a matter of fact, Kant’s refutation applies equally well to either position. The teaching of Berkeley, which coincides with dogmatic idealism as here defined by Kant, namely, as consisting in the contention that the conception of matter is inherently contradictory, is not dwelt upon, and the appended promise of refutation is not fulfilled.
Descartes’ position is stated as follows: only our own existence and inner states are immediately apprehended by us; all perceptions are modifications of inner sense; and the existence of external objects can therefore be asserted only by an inference from the inner perceptions viewed as effects. In criticism, Kant points out that since an effect may result from more than one cause, this inference to a quite determinate cause, viz. objects as bodies in space, is doubtfully legitimate. The cause of our inner states may lie within and not without us, and even if external, need not consist in spatial objects. Further, leaving aside the question of a possible alternative to the assumption of independent material bodies, the assertion of the existence of such objects would, on Descartes’ view, be merely conjectural. It could never have certainty in any degree equivalent to that possessed by the experiences of inner sense.
“By an idealist, therefore, we must not understand one who denies the existence of outer objects of the senses, but only one who does not admit that their existence is known through immediate perception, and who therefore concludes that we can never, by way of any possible experience, be completely certain of their reality.”[1006]
No sooner is the term idealist thus clearly defined than Kant, in keeping with the confused character of the entire section, proceeds to the assertion (a) that there are idealists of another type, namely, transcendental idealists,[1007] and (b) that the non-transcendental idealists sometimes also adopt a dogmatic position, not merely questioning the immediacy of our knowledge of matter, but asserting it to be inherently contradictory. All this points to the composite origin of the contents of this section.
Transcendental idealism is opposed to empirical idealism. It maintains that phenomena are representations merely, not things in themselves. Space and time are the sensuous forms of our intuitions. Empirical idealism, on the other hand, goes together with transcendental realism. It maintains that space and time are given as real in themselves, in independence of our sensibility. (Transcendental here, as in the phrase “transcendental ideality,”[1008] is exactly equivalent to transcendent.) But such a contention is inconsistent with the other main tenet of empirical idealism. For if our inner representations have to be taken as entirely distinct from their objects, they cannot yield assurance even of the existence of these objects. To the transcendental idealist no such difficulty is presented. His position naturally combines with empirical realism, or, as it may also be entitled, empirical dualism. Material bodies in space, being merely subjective representations, are immediately apprehended. The existence of matter can be established “without our requiring to issue out beyond our bare self-consciousness or to assume anything more than the certainty of the representations in us, i.e. of the cogito ergo sum.”[1009] Though the objects thus apprehended are outside one another in space, space itself exists only in us.
“Outer objects (bodies) are mere appearances, and are therefore nothing but a species of my representations, the objects of which are something only through these representations. Apart from them they are nothing. Thus outer things exist as well as I myself, and both, indeed, upon the immediate witness of my self-consciousness....”[1010]
The only difference is that the representation of the self belongs only to inner, while extended bodies also belong to outer sense. There is thus a dualism, but one that falls entirely within the field of consciousness, and which is therefore empirical, not transcendental. There is indeed a transcendental object which “in the transcendental sense may be outside us,”[1011] but it is unknown and is not in question. It ought not to be confused with our representations of matter and corporeal things.
From this point[1012] the argument becomes disjointed and repeats itself, and there is much to be said in support of the contention of Adickes that the remainder of the section is made up of a number of separate interpolations.[1013] First, Kant applies the conclusion established in the Postulates of Empirical Thought, viz. that reality is revealed only in sensation. As sensation is an element in all outer perception, perception affords immediate certainty of real existence, Kant next enters[1014] upon a eulogy of sceptical idealism as “a benefactor of human reason.” It brings home to us the utter impossibility of proving the existence of matter on the assumption that spatial objects are things in themselves, and so constrains us to justify the assertions which we are at every moment making. And such justification is, Kant here claims, only possible if we recognise that outer objects as mere representations are immediately known. In the next paragraph we find a sentence which, together with the above eulogistic estimate of the merits of idealism, shows how very far Kant, at the time of writing, was from feeling the need of differentiating his position from that of subjectivism. The sentence is this:
“We cannot be sentient of what is outside ourselves, but only of what is in ourselves, and the whole of our self-consciousness therefore yields nothing save merely our own determinations.”
It is probable, indeed, that the paragraph in which this occurs is of very early origin, prior to the development of the main body of the Analytic; for in the same paragraph we also find the assertion, utterly at variance with the teaching of the Analytic and with that of the first and third Paralogisms, that “the thinking ego” is known phenomenally as substance.[1015] We seem justified in concluding that the various manuscripts which have gone to form this section on the fourth Paralogism were written at an early date within the Critical period.
We may note, in passing, two sentences in which, as in that quoted above, a distinction between representations and their objects is recognised in wording if not in fact.
“All outer perception furnishes immediate proof of something actual in space, or rather is the actual itself. To this extent empirical realism is beyond question, i.e. there corresponds to our outer perceptions something actual in space.”[1016]
Again in A 377 the assertion occurs that “our outer senses, as regards the data from which experience can arise, have their actual corresponding objects in space.” Certainly these statements, when taken together with the other passages in this section, form a sufficiently strange combination of assertion and denial. Either there is a distinction between representation and its object or there is not; if the former, then objects in space are not merely representations; if the latter, then the “correspondence” is merely that of a thing with itself.[1017]
This refutation of idealism will not itself stand criticism. For two separate reasons it entirely fails to attain its professed end. In the first place, it refutes the position of Descartes only by virtually accepting the still more extreme position of Berkeley. Outer objects, Kant argues, are immediately known because they are ideas merely. There is no need for inference, because there is no transcendence of the domain of our inner consciousness. In other words, Kant refutes the problematic idealism of Descartes by means of the more subjective idealism of Berkeley. The “dogmatic” idealism of Berkeley in the form in which Kant here defines it,[1018] namely, as consisting in the assertion that the notion of an independent spatial object involves inherent contradictions, is part of his own position. For that reason he was bound to fail in his promise[1019] to refute such dogmatic idealism. Fortunately he never even attempts to do so. In the second place, Kant ignores the fact that he has himself adopted an “idealist” view of inner experience. Inner experience is not for him, as it was for Descartes, the immediate apprehension of genuine reality. As it is only appearance, the incorporation of outer experience within it, so far from establishing the reality of the objects of outer sense, must rather prove the direct contrary. No more is really established than Descartes himself invariably assumes, namely, the actual existence of mental representations of a corporeal world in space. Descartes’ further assertion that the world of things in themselves can be inferred to be material and spatial, Kant, of course, refuses to accept. On this latter point Kant is in essential agreement with Berkeley.
It is by no means surprising that Kant’s first critics,[1020] puzzled and bewildered by the obscurer and more difficult portions of the Critique, should have based their interpretation of Kant’s general position largely upon the above passages; and that in combining the extreme subjective idealism which Kant there advocates with his doctrine that the inner life of ever-changing experiences is itself merely ideal, should have come to the conclusion that Kant’s position is an extension of that of Berkeley. Pistorius objected that in making outer appearances relative to an inner consciousness which is itself appearance, Kant is reducing everything to mere illusion. Hamann came to the somewhat similar conclusion, that Kant, notwithstanding his very different methods of argument, is “a Prussian Hume,” in substantial agreement with his Scotch predecessor.
II. “Prolegomena,” Section 13, Notes II and III.—In the Prolegomena Kant replies to the criticism which the first edition of the Critique had called forth, that his position is an extension of the idealism of Descartes, and even more thoroughgoing than that of Berkeley. Idealism he redefines in a much narrower sense, which makes it applicable only to Berkeley
“...as consisting in the assertion that there are none but thinking beings, and that all other things which we suppose ourselves to perceive in intuition are nothing but representations in the thinking beings, to which no object external to them corresponds in fact.”[1021]
In reply Kant affirms his unwavering belief in the reality of Dinge an sich
“...which though quite unknown to us as to what they are in themselves, we yet know by the representations which their influence on our sensibility procures us.... Can this be termed idealism? It is the very contrary.”[1022]
Kant adds that his position is akin to that of Locke, differing only in his assertion of the subjectivity of the primary as well as of the secondary qualities.
“I should be glad to know what my assertions ought to have been in order to avoid all idealism. I suppose I ought to have said, not only that the representation of space is perfectly conformable to the relation which our sensibility has to objects (for that I have said), but also that it is completely similar to them—an assertion in which I can find as little meaning as if I said that the sensation of red has a similarity to the property of cinnabar which excites this sensation in me.”[1023]
Kant is here very evidently using the term idealism in the narrowest possible meaning, as representing only the position of Berkeley, and as excluding that of Descartes and Leibniz. Such employment of the term is at variance with his own previous usage. Though idealism here corresponds to the “dogmatic idealism” of A 377, it is now made to concern the assertion or denial of things in themselves, not as previously the problem of the reality of material objects and of space. Kant is also ignoring the fact, which he more than once points out in the Critique, that his philosophy cannot prove that the cause of our sensations is without and not within us. His use of “body”[1024] as a name for the thing in itself is likewise without justification. This passage is mainly polemical; it is hardly more helpful than the criticism to which it was designed to reply.
In Section 13, Note iii., Kant meets the still more extreme criticism (made by Pistorius), that his system turns all the things of the world into mere illusion (Schein). He distinguishes transcendental idealism from “the mystical and visionary idealism of Berkeley” on the one hand, and on the other from the Cartesian idealism which would convert mere representations into things in themselves. To obviate the ambiguities of the term transcendental, he declares that his own idealism may perhaps more fitly be entitled Critical. This distinction between mystical and Critical idealism connects with the contents of the second part of the Appendix, treated below.
III. “Prolegomena,” Section 49.—This is simply a repetition of the argument of the fourth Paralogism. The Cartesian idealism, now (as in B 274) named material idealism, is alone referred to. The Cartesian idealism does nothing, Kant says, but distinguish external experience from dreaming. There is here again the same confusing use of the term “corresponds.”
“That something actual without us not only corresponds but must correspond to our external perceptions can likewise be proved....”[1025]
IV. “Prolegomena,” Second Part of the Appendix.—Kant here returns to the distinction, drawn in Section 13, Note iii., between what he now calls “idealism proper (eigentlicher),”[1026] i.e. visionary or mystical idealism, and his own.
“The position of all genuine idealists from the Eleatics to Bishop Berkeley is contained in this formula: ‘All cognition through the senses and experience is nothing but mere illusion, and only in the ideas of pure understanding and Reason is there truth.’ The fundamental principle ruling all my idealism, on the contrary, is this: ‘All cognition of things solely from pure understanding or pure Reason is nothing but mere illusion and only in experience is there truth.’”[1027]
This mode of defining idealism can, in this connection, cause nothing but confusion. Its inapplicability to Berkeley would seem to prove that Kant had no first-hand knowledge of Berkeley’s writings.[1028] As Kant’s Note to the Appendix to the Prolegomena[1029] shows, he also had Plato in mind. But the definition given of “the fundamental principle” of his own idealism is almost equally misleading. It omits the all-essential point, that for Kant experience itself yields truth only by conforming to a priori concepts. As it is, he proceeds to criticise Berkeley for failure to supply a sufficient criterion of distinction between truth and illusion. Such criterion, he insists, is necessarily a priori. The Critical idealism differs from that of Berkeley in maintaining that space and time, though sensuous, are a priori, and that in combination with the pure concepts of understanding they
“...prescribe a priori its law to all possible experience: the law which at the same time yields the sure criterion for distinguishing within experience truth from illusion. My so-called idealism—which properly speaking is Critical idealism—is thus quite peculiar in that it overthrows ordinary idealism, and that through it all a priori cognition, even that of geometry, now attains objective reality, a thing which even the keenest realist could not assert till I had proved the ideality of space and time.”[1030]
V. Sections added in Second Edition at the Conclusion of the Aesthetic. (B 69 ff.)—Kant here again replies to the criticism of Pistorius that all existence has been reduced to the level of illusion (Schein). His defence is twofold: first, that in naming objects appearances he means to indicate that they are independently grounded, or, as he states it, are “something actually given.” If we misinterpret them, the result is indeed illusion, but the fault then lies with ourselves and not with the appearances as presented. Secondly, he argues that the doctrine of the ideality of space and time is the only secure safeguard against scepticism. For otherwise the contradictions which result from regarding space and time as independently real will likewise hold of their contents, and everything, including even our own existence, will be rendered illusory. “The good Berkeley [observing these contradictions] cannot, indeed, be blamed for reducing bodies to mere illusion.” This last sentence may perhaps be taken as supporting the view that notwithstanding the increased popularity of Berkeley in Germany and the appearance of new translations in these very years, Kant has not been sufficiently interested to acquire first-hand knowledge of Berkeley’s writings.[1031] The epithet employed is characteristic of the rather depreciatory attitude which Kant invariably adopts in speaking of Berkeley.
VI. “Refutation of Idealism” in Second Edition of the “Critique.” (B 274-9, supplemented by note to B xxxix.).—The refutation opens by equating idealism with material idealism (so named in contradistinction to his own “formal or rather Critical” teaching). Within material idealism Kant distinguishes between the problematic idealism of Descartes, and the dogmatic idealism of Berkeley. The latter has, he says, been overthrown in the Aesthetic. The former alone is dealt with in this refutation. This is the first occurrence in the Critique of the expression “problematic idealism”: it is nowhere employed in the first edition.[1032] Problematic idealism consists in the assertion that we are incapable of having experience of any existence save our own; only our inner states are immediately apprehended; all other existences are determined by inference from them. The refutation consists in the proof that we have experience, and not mere imagination of outer objects. This is proved by showing that inner experience, unquestioned by Descartes, is possible only on the assumption of outer experience, and that this latter is as immediate and direct as is the former.
Thesis.—The empirically determined consciousness of my own existence proves the existence of objects in space outside me.[1033]
Proof.—I am conscious of my own existence as determined in time. Time determination presupposes the perception of something permanent. But nothing permanent is intuitable in the empirical self. On the cognitive side (i.e. omitting feelings, etc., which in this connection are irrelevant), it consists solely of representations; and these demand a permanent, distinct from ourselves, in relation to which their changes, and so my own existence in the time wherein they change, may be determined.[1034] Thus perception of this permanent is only possible through a thing outside, and not through the mere representation of a thing outside. And the same must hold true of the determination of my existence in time, since this also depends upon the apprehension of the permanent. That is to say, the consciousness of my existence is at the same time an immediate awareness of the existence of other things outside me.
In the note to the Preface to the second edition[1035] occurs the following emphatic statement.
“Representation of something permanent in existence is not the same as permanent representation. For though the representation [of the permanent] may be very changing and variable like all our other representations, not excepting those of matter, it yet refers to something permanent. This latter must therefore be an external thing distinct from all my representations, and its existence must be included in the determination of my own existence, constituting with it but a single experience such as would not take place even internally if it were not also at the same time, in part, external. How this should be possible we are as little capable of explaining further as we are of accounting for our being able to think the abiding in time, the coexistence of which with the variable generates the conception of change.”
The argument of this note varies from that of B 274 ff. only in its use of an ambiguous expression which is perhaps capable of being taken as referring to things in themselves, but which does not seem to have that meaning. “I am just as certainly conscious that there are things outside me which relate to my sense....”
In B 277-8 Kant refers to the empirical fact that determination of time can be made only by relation to outer happenings in space, such as the motion of the sun. This is a point which is further developed in another passage which Kant added in the second edition.
“...in order to understand the possibility of things in conformity with the categories, and so to demonstrate the objective reality of the latter, we need not merely intuitions, but intuitions that are in all cases outer intuitions. When, for instance, we take the pure concepts of relation, we find firstly that in order to obtain something permanent in intuition corresponding to the concept of substance, and so to demonstrate the objective reality of this concept, we require an intuition in space (of matter). For space alone is determined as permanent, while time, and therefore everything that is in inner sense, is in constant flux. Secondly, in order to exhibit change as the intuition corresponding to the concept of causality, we must take as our example motion, i.e. change in space. Only in this way can we obtain the intuition of changes, the possibility of which can never be comprehended through any pure understanding. For change is combination of contradictorily opposed determinations in the existence of one and the same thing. Now how it is possible that from a given state of a thing an opposite state should follow, not only cannot be conceived by any reason without an example, but is actually incomprehensible to reason without intuition. The intuition required is the intuition of the movement of a point in space. The presence of the point in different spaces (as a sequence of opposite determinations) is what first yields to us an intuition of change. For in order that we may afterwards make inner changes likewise thinkable, we must represent time (the form of inner sense) figuratively as a line, and the inner change through the drawing of this line (motion), and so in this manner by means of outer intuition make comprehensible the successive existence of ourselves in different states. The reason of this is that all change, if it is indeed to be perceived as change, presupposes something permanent in intuition, and that in inner sense no permanent intuition is to be met with. Lastly, the possibility of the category of community cannot be comprehended through mere reason alone. Its objective reality is not to be understood without intuition and indeed outer intuition in space.”[1036]
In this passage Kant is modifying the teaching of the first edition in two very essential respects. In the first place, he is now asserting that consciousness of both space and motion is necessary to consciousness of time;[1037] and in the second place, he is maintaining that the categories can acquire meaning only by reference to outer appearances. Had Kant made all the necessary alterations which these new positions involve, he would, as we shall find,[1038] have had entirely to recast the chapters on Schematism and on the Principles of Understanding. Kant was not, however, prepared to make such extensive alterations, and these chapters are therefore left practically unmodified. This is one of the many important points in which the reader is compelled to reinterpret passages of earlier date in the light of Kant’s later utterances. There is also a further difficulty. Does Kant, in maintaining that the categories can acquire significance only in reference to outer perception, also mean to assert that their subsequent employment is limited to the mechanical world of the material sciences? This is a point in regard to which Kant makes no quite direct statement; but indirectly he would seem to indicate that that was not his intention.[1039] He frequently speaks of the states of inner sense as mechanically conditioned. Sensations,[1040] feelings, and desires,[1041] are, he would seem to assert, integral parts of the unitary system of phenomenal existence. Such a view is not, indeed, easily reconcilable with his equating of the principle of substance with the principle of the conservation of matter.[1042] There are here two conflicting positions which Kant has failed to reconcile: the traditional dualistic attitude of Cartesian physics and the quite opposite implications of his Critical phenomenalism. When the former is being held to, Kant has to maintain that psychology can never become a science;[1043] but his Critical teaching consistently developed seems rather to support the view that psychology, despite special difficulties peculiar to its subject matter, can be developed on lines strictly analogous to those of the material sciences.
We may now return to Kant’s main argument. This new refutation of idealism in the second edition differs from that given in the fourth Paralogism of the first edition, not only in method of argument but also in the nature of the conclusion which it seeks to establish. Indeed it proves the direct opposite of what is asserted in the first edition. The earlier proof sought to show that, as regards immediacy of apprehension and subjectivity of existence, outer appearances stand on the same level as do our inner experiences. The proof of the second edition, on the other hand, argues that though outer appearances are immediately apprehended they must be existences distinct from the subjective states through which the mind represents them. The two arguments agree, indeed, in establishing immediacy, but as that which is taken as immediately known is in the one case a subjective state and in the other is an independent existence, the immediacy calls in the two cases for entirely different methods of proof. The first method consisted in viewing outer experiences as a subdivision within our inner experiences. The new method views their relation as not that of including and included, but of conditioning and conditioned; and it is now to outer experience that the primary position is assigned. So far is outer experience from being possible only as part of inner experience, that on the contrary inner experience, consciousness of the flux of inner states, is only possible in and through experience of independent material bodies in space. A sentence from each proof will show how completely their conclusions are opposed.
“Outer objects (bodies) are mere appearances, and are therefore nothing but a species of my representations, the objects of which are something only through these representations. Apart from them they are nothing.”[1044] “Perception of this permanent is possible only through a thing outside me, and not through the mere representation of a thing outside me.”[1045]
The one sentence asserts that outer objects are representations; the other argues that they must be existences distinct from their representations. The one inculcates a subjectivism of a very extreme type; the other results in a realism, which though ultimately phenomenalist, is none the less genuinely objective in character. This difference is paralleled by the nature of the idealisms to which the two proofs are opposed and which they profess to refute. The argument of the Paralogism of the first edition is itself Berkeleian, and refutes only the problematic idealism of Descartes. The argument of the second edition, though formally directed only against Descartes, constitutes a no less complete refutation of the position of Berkeley. In its realism it has kinship with the positions of Arnauld and of Reid, while, in attempting to combine this realism with due recognition of the force and validity of Hume’s sceptical philosophy, it breaks through all previous classifications, formulates a profoundly original substitute for the previously existing theories, and inaugurates a new era in the theory of knowledge.
As already pointed out,[1046] Kant restates the distinction between the subjective and the objective in a manner which places the problem of knowledge in an entirely new light. The subjective is not to be regarded as opposite in nature to the objective, but as a subspecies within it. It does not proceed parallel with the sequence of natural existences, but is itself part of the natural system which consciousness reveals. Sensations, in the form in which they are consciously apprehended by us, do not constitute our consciousness of nature, but are themselves events which are possible only under the conditions which the natural world itself supplies.[1047] The Cartesian dualism of the subjective and the objective is thus subordinated to the Critical distinction between appearance and reality. Kant’s phenomenalism is a genuine alternative to the Berkeleian teaching, and not, as Schopenhauer and so many others have sought to maintain, merely a variant upon it.
The striking contradiction between Kant’s various refutations of idealism has led some of Kant’s most competent critics to give a different interpretation of the argument of the second edition from that given above. These critics take the independent and permanent objects which are distinguished from our subjective representations to be things in themselves. That is to say, they interpret this refutation as based upon Kant’s semi-Critical doctrine of the transcendental object (in the form in which it is employed for the solution of the Antinomies), and so as agreeing with the refutation given in the Prolegomena.[1048] Kant is taken as rejecting idealism because of his belief in things in themselves. This is the view adopted by Benno Erdmann,[1049] Sidgwick,[1050] A. J. Balfour.[1051]
As Vaihinger,[1052] Caird,[1053] and Adamson[1054] have shown, such an interpretation is at complete variance with the actual text. This is, indeed, so obvious upon unbiassed examination that the only point which repays discussion is the question, why Benno Erdmann and those who follow him should have felt constrained to place so unnatural an interpretation upon Kant’s words. The explanation seems to lie in Erdmann’s convinced belief, plainly shown in all his writings upon Kant, that the Critique expounds a single consistent and uniform standpoint.[1055] If such belief be justified, there is no alternative save to interpret Kant’s refutation of idealism in the manner which Erdmann adopts. For as the subjectivism of much of Kant’s teaching is beyond question, consistency can be obtained only by sacrifice of all that conflicts with it. Thus, and thus alone, can Erdmann’s rendering of the refutation of the second edition be sustained; the actual wording, taken in and by itself, does not support it. Kant here departs from his own repeated assertion, in the second hardly less than in the first edition of the Critique, of the subjectivity of outer appearances. But, as Vaihinger justly contends, Kant was never greater than in this violation of self-consistency, “never more consistent than in this inconsistency.” Tendencies, previously active but hitherto inarticulate, are at last liberated. If the chrysalis stage of the intense brooding of the twelve years of Critical thinking was completed in the writing of the first edition of the Critique, the philosophy which then emerged only attains to mature stature in those extensions of the Critique, scattered through it from Preface to Paralogisms, which embody this realistic theory of the independent existence of material nature. For this theory is no mere external accretion, and no mere reversal of subordinate tenets, but a ripening of germinal ideas to which, even in their more embryonic form, the earlier Critical teaching owed much of its inspiration, and which, when consciously adopted and maturely formulated, constitute such a deepening of its teaching as almost amounts to transformation. The individual self is no longer viewed as being the bearer of nature, but as its offspring and expression, and as being, like nature, interpretable in its twofold aspect, as appearance and as noumenally grounded. The bearer of appearance is not the individual subject, but those transcendental creative agencies upon which man and nature alike depend. Both man and nature transcend the forms in which they are apprehended; and nothing in experience justifies the giving of such priority to the individual mind as must be involved in any acceptance of subjectivist theory. Though man is cognisant of space and time, comprehending them within the limits of his consciousness, and though in all experience unities are involved which cannot originate within or be explained by experience, it is no less true that man is himself subject to the conditions of space and time, and that the synthetic unities which point beyond experience do not carry us to a merely individual subject. If man is not a part or product of nature, neither is nature the product of man. Kant’s transcendentalism, in its maturest form, is genuinely phenomenalist in character. That is the view which has already been developed above, in the discussion of Kant’s transcendental deduction. I shall strive to confirm it by comparison of the teaching of the two editions of the Critique in regard to the reality of outer appearances.
Schopenhauer, to whom this new development of the Critical teaching was altogether anathema, the cloven hoof of the Hegelian heresies, denounced it as a temporary and ill-judged distortion of the true Critical position, maintaining that it is incapable of combination with Kant’s central teaching, and that it finds no support in the tenets, pure and unperverted, of the first edition. Kant, he holds, is here untrue to himself, and temporarily, under the stress of polemical discussion, lapses from the heights to which he had successfully made his way, and upon which he had securely established, in agreement with Plato and in extension of Berkeley, the doctrine of all genuine philosophical thinking, the doctrine of the Welt als Vorstellung.
We may agree with Schopenhauer in regarding those sections of the first edition of the Critique which were omitted in the second edition as being a permanently valuable expression of Kantian thought, and as containing much that finds no equally adequate expression in the passages which were substituted for them; and yet may challenge his interpretation of both editions alike. If, as we have already been arguing, we must regard Kant’s thinking as in large degree tentative, that is, as progressing by the experimental following out of divergent tendencies, we may justly maintain that among the most characteristic features of his teaching are the readiness with which he makes changes to meet deeper insight, and the persistency with which he strives to attain a position in which there will be least sacrifice or blurring of any helpful distinction, and fullest acknowledgment of the manifold and diverse considerations that are really essential. Recognising these features, we shall be prepared to question the legitimacy of Schopenhauer’s opposition between the teaching of the two editions. We shall rather expect to find that the two editions agree in the alternating statement and retraction of conflicting positions, and that the later edition, however defective in this or that aspect as compared with the first edition, none the less expresses the maturer insight, and represents a further stage in the development of ideas that have been present from the start. It may perhaps for this very reason be more contradictory in its teaching; it will at least yield clearer and more adequate formulation of the diverse consequences and conflicting implications of the earlier tenets. It will be richer in content, more open-eyed in its adoption of mutually contradictory positions, freer therefore from unconscious assumptions, and better fitted to supply the data necessary for judgment upon its own defects. Only those critics who are blind to the stupendous difficulties of the tasks which Kant here sets himself, and credulous of their speedy and final completion, can complain of the result. Philosophical thinkers of the most diverse schools in Germany, France, and England, have throughout the nineteenth century received from the Critique much of their inspiration. The profound influence which Kant has thus exercised upon succeeding thought must surely be reckoned a greater achievement than any that could have resulted from the constructing of a system so consistent and unified, that the alternative would lie only between its acceptance and its rejection. Ultimately the value of a philosophy consists more in the richness of its content and the comprehensiveness of its dialectic, than in the logical perfection of its formal structure. The latter quality is especially unfitted to a philosophy which inaugurated a new era, and formulated the older problems in an altogether novel manner. Under such conditions fertility of suggestion and readiness to modify or even recast adopted positions, openness to fuller insight acquired through the very solutions that may at first have seemed to satisfy and close the issues, are more to be valued than the power to remove contradictions and attain consistency. This is the point of view which I shall endeavour to justify in reference to the matters now before us. In particular there are two points to be settled: first, whether and how far the argument of the second edition is prefigured in the first edition; and secondly, whether and to what extent it harmonises with, and gives expression to, all that is most central and genuinely Critical in both editions.
In the first place we must observe that the fourth Paralogism occurs in a section which bears all the signs of having been independently written and incorporated later into the main text. It is certainly of earlier origin than those sections which represent the third and fourth layers of the deduction of the first edition, and very possibly was composed in the middle ’seventies. Indeed, apart from single paragraphs which may have been added in the process of adapting it to the main text, it could quite well, so far as its refutation of idealism is concerned, be of even earlier date. The question as to the consistency of the refutation of the second edition with the teaching of the first edition must therefore chiefly concern those parts of the Analytic which connect with the later forms of the transcendental deduction, that is to say, with the transcendental deduction itself, with the Analogies and Postulates, and with particular paragraphs that have been added in other sections. We have already noted how Kant from the very first uses terms which involve the drawing of a distinction between representations and their objects. Passages in which this distinction occurs can be cited from both the Aesthetic and the Analytic, and two such occur in the fourth Paralogism itself.[1056] Objects, he says, “correspond” to their representations. A variation in expression is found in such passages as the following:
“...the objects of outer perception also actually exist (auch wirklich sind) in that very form in which they are intuited in space....”[1057]
Such language is meaningless, and could never have been chosen, if Kant had not, even in the earlier stages of his thinking, postulated a difference between the existence of an object and the existence of its representation. He must at least have distinguished between the representations and their content. That, however, he could have done without advancing to the further assertion of their independent existence. Probably he was not at all clear in his own mind, and was too preoccupied with the other complexities of his problem, to have thought out his position to a definite decision. When, however, as in the fourth Paralogism, he made any attempt so to do, he would seem to have felt constrained to adopt the extreme subjectivist position. Expressions to that effect are certainly very much more common than those above mentioned. This is what affords Schopenhauer such justification, certainly very strong, as he can cite for regarding subjectivism as the undoubted teaching of the first edition.
When, however, we also take account of the very different teaching which is contained in the important section on the Postulates of Empirical Thought, the balance of evidence is decisively altered. The counter-teaching, which is suggested by certain of the conflicting factors of the transcendental deduction and of the Analogies, here again receives clear and detailed expression. This is the more significant, as it is in this section that Kant sets himself formally to define what is to be understood by empirical reality. It thus contains his, so to speak, official declaration as to the mode of existence possessed by outer appearances. The passage chiefly relevant is as follows:
“If the existence of the thing is bound up with some perceptions according to the principles of their empirical connection (the Analogies), we can determine its existence antecedently to the perception of it, and consequently, to that extent, in an a priori manner. For as the existence of the thing is bound up with our perceptions in a possible experience, we are able in the series of possible perceptions, and under the guidance of the Analogies, to make the transition from our actual perception to the thing in question. Thus we discover the existence of a magnetic matter pervading all bodies from the perception of the attracted iron filings, although the constitution of our organs cuts us off from all immediate perception of that matter. For in accordance with the laws of sensibility and the connection of our perceptions in a single experience, we should, were our senses more refined, actually experience it in an immediate empirical intuition. The grossness of our senses does not in any way decide the form of possible experience in general.”[1058]
Now it cannot, of course, be argued that the above passage is altogether unambiguous. We can, if we feel sufficiently constrained thereto, place upon it an interpretation which would harmonise it with Kant’s more usual subjectivist teaching, namely as meaning that in the progressive construction of experience, or in the ideal completion which follows upon assumption of more refined sense-organs, possible empirical realities are made to become, or are assumed to become, real, but that until the possible experiences are thus realised in fact or in ideal hypothesis, they exist outwardly only in the form of their noumenal conditions. And as a matter of fact, this is how Kant himself interprets the teaching of this section in the process of applying it in solution of the antinomies.
“Accordingly, if I represent to myself the aggregate of all objects of the senses existing in all time and all places, I do not set them, antecedently to experience, in space and time. The representation is nothing but the thought of a possible experience in its absolute completeness. Since the objects are mere representations, only in such a possible experience are they given. To say that they exist prior to all my experience, can only be taken as meaning that they will be met with, if, starting from actual perception, I advance to that part of experience to which they belong. The cause of the empirical conditions of this advance (that which determines what members I shall meet with, or how far I can meet with any such in my regress) is transcendental, and is therefore necessarily unknown to me. We are not, however, concerned with this transcendental cause, but only with the rule of progression in that experience in which objects, that is to say, appearances, are given. Moreover, in outcome it is a matter of indifference whether I say that in the empirical progress in space I can meet with stars a hundred times farther removed than the outermost now perceptible to me, or whether I say that they are perhaps to be met with in cosmical space even though no human being has ever perceived or ever will perceive them. For though they might be given as things in themselves, without relation to possible experience, they are still nothing to me, and therefore are not objects, save in so far as they are contained in the series of the empirical regress.”[1059]
But though this is a possible interpretation of the teaching of the Postulates, and though further it is Kant’s own interpretation in another portion of the Critique, it is not by any means thereby decided that this is what the section itself actually teaches. Unbiassed study of the section, in independence of the use to which it is elsewhere put, can find within it no such limitation to its assertion of the actual independent existence of non-perceived bodies. We have to remember that the doctrine and solution of the Antinomies was completed prior to the writing of the central portions of the Critique. The section treating of their solution seems, indeed, in certain parts to be later[1060] than the other main portions of the chapter on the Antinomies, and must have been at least recast after completion of the Postulates. But the subjectivist solution is so much simpler in statement, so much more fully worked out, and indeed so much more capable of definite formulation, and also so much more at one with the teaching developed in the preceding chapter on the Paralogisms, that even granting the doctrine expounded in the section on the Postulates to be genuinely phenomenalist, it is not surprising that Kant should have been unwilling to recast his older and simpler solution of the Antinomies. In any case we are not concerned to argue that Kant, even after formulating the phenomenalist view, yields to it an unwavering adherence. As I have already insisted, his attitude continues to the very last to be one of alternation between two opposed standpoints.
But the most significant feature of Kant’s treatment of the argument of the Postulates still remains for consideration. It was in immediate succession to the paragraph above quoted[1061] that Kant, in the second edition, placed his “Refutation of Idealism” with the emphatic statement that this (not as in the first edition in connection with the Paralogisms) was its “correct location.” It is required, he says, as a reply to an objection which the teaching of the Postulates must at once suggest. The argument of the second edition in proof of the independent reality of material bodies, and in disproof of subjectivism, is thus given by Kant as a necessary extension and natural supplement of the teaching of the first edition.
There is therefore reason for concluding that the same preconception which has led to such radical misinterpretation of Kant’s Refutation of Idealism has been at work in inducing a false reading of Kant’s argument in the Postulates, namely the belief that Kant’s teaching proceeds on consistent lines, and that it must at all costs be harmonised with itself. Finding subjectivism to be emphatically and unambiguously inculcated in all the main sections of the Critique, and the phenomenalist views, on the other hand, to be stated in a much less definite and somewhat elusive manner, commentators have impoverished the Critical teaching by suppression of many of its most subtile and progressive doctrines. Kant’s experimental, tentative development of divergent tendencies is surely preferable to this artificial product of high-handed and unsympathetic emendation.
INNER SENSE AND APPERCEPTION
We are now in position to complete our treatment of inner sense. When the inner world of feelings, volitions, and representations is placed on the same empirical level as the outer world of objects in space, when the two are correlated and yet also at the same time sharply distinguished, when, further, it is maintained that objects in space exist independently of their representations, and that in this independence they are necessary for the possibility of the latter, the whole aspect of the Critical teaching undergoes a genial and welcome transformation. Instead of the forbidding doctrine that the world in space is merely my representation, we have the very different teaching that only through consciousness of an independent world in space is consciousness of the inner subjective life possible at all, and that as each is “external” to the other, neither can be reduced to, or be absorbed within, the other. The inner representations do not produce or generate the spatial objects, do not even condition their existence, but are required only for the individual’s empirical consciousness of them. Indeed the relations previously holding between them are now reversed. It is the outer world which renders the subjective representations possible. The former is prior to the latter; the latter exist in order to reveal the former. The outer world in space must, indeed, be regarded as conditioned by, and relative to, the noumenal conditions of its possibility; but these, on Kant’s doctrine of outer and inner sense, are distinct from all experienced contents and from all experienced mental processes. This will at once be recognised as holding of the noumenal conditions of the given manifold. But it is equally true, Kant maintains, in regard to the noumenal conditions of our mental life. We have no immediate knowledge of the transcendental syntheses that condition all consciousness, and in our complete ignorance of their specific nature they cannot legitimately be equated with any individual or personal agent. As the empirical self is only what it is known as, namely, appearance, it cannot be the bearer of appearance. This function falls to that which underlies both inner and outer appearances equally, and which within experience gains twofold expression for itself, in the conception of the thing in itself = x on the one hand, and in the correlative conception of a transcendental subject, likewise = x, on the other.
But with mention of the transcendental subject we are brought to a problem which in the second edition invariably accompanies Kant’s discussion of inner sense. The ‘I think’ of apperception can find expression only in an empirical judgment, and yet, so far from being the outcome of inner sense, preconditions its possibility. What then is its relation to inner sense? Does not its recognition conflict with Kant’s denial of the possibility of self-conscious reflection, of direct intuitive apprehension by the self of itself? The pure apperception, ‘I think,’ is equivalent, Kant declares, to the judgment ‘I am,’ and therefore involves the assertion of the subject’s existence.[1062] Does not this conflict on the one hand with the Critical doctrine that knowledge of existence is only possible in terms of sense, and on the other with the Critical limitation of the categories to the realm of appearance? How are such assertions as that the ‘I think’ of pure apperception refers to a non-empirical reality, and that it predicates its existence, to be reconciled with the doctrine of inner sense as above stated?
As we have already observed,[1063] Kant’s early doctrine of the transcendental object was developed in a more or less close parallelism with that of the transcendental unity of apperception. They were regarded as correlative opposites, the dual centres of noumenal reference for our merely subjective representations. Kant’s further examination of the nature of apperception, as embodied in alterations in the second edition, was certainly, as we shall find, inspired by the criticisms which the first edition had called forth. His replies, however, are merely more explicit statements of the distinction which he had already developed in the first edition between the transcendental and the empirical self, and that distinction in turn was doubtless itself largely determined by his own independent recognition of the untenability of his early view of the transcendental object. Though it is much more difficult to differentiate between the empirical and the transcendental self than to distinguish between the empirical object and the thing in itself, both distinctions are from a genuinely Critical standpoint equally imperative, and rest upon considerations that are somewhat similar in the two cases.
One of the chief and most telling criticisms directed against the teaching of the first edition was that Kant’s doctrine of a transcendental consciousness of the self’s existence, i.e. of the existence of a noumenal being, “this I or he or it (the thing) which thinks,”[1064] is inconsistent with the teaching of the Postulates of Empirical Thought. In that section, as also later in the section on the theological Ideal, Kant had declared most emphatically that existence is never discoverable in the content of any mere concept. It is revealed in perception, and in perception alone, in virtue of the element of sensation contained in the latter.
“...to know the actuality of things demands perception, and therefore sensation.... For that the concept precedes perception, signifies the concept’s mere possibility; the perception which supplies the content [Stoff] to the concept, is the sole criterion [Charakter] of actuality.”[1065]
Yet Kant had also maintained that the ‘I think’ is equivalent to ‘I am,’[1066] and that in this form, as an intellectual consciousness of the self’s existence, it precedes all experience. The teaching of the Postulates is, however, the teaching of the Critique as a whole, and such critics as Pistorius seemed therefore to be justified in maintaining that Kant, in reducing the experiences of inner sense to mere appearance, destroys the possibility of establishing reality in any form. Appearance, in order to be appearance, presupposes the reality not only of that which appears, but also of the mental process whereby it is apprehended. But if reality is given only in sensation, and yet all experience that involves sensation is merely appearance, there is no self by which appearance can be conditioned; and only illusion (Schein), not appearance (Erscheinung), is left. To quote Pistorius’ exact words:
”[If our inner representations are not things in themselves but only appearances] there will be nothing but illusion (Schein), for nothing remains to which anything can appear.”[1067]
Kant evidently felt the force of this criticism, for in the second edition he replies to it on no less than seven different occasions.[1068] In three of these passages[1069] the term Schein is employed, and in the note to B xxxix the term Erdichtung appears. This shows very conclusively that it is such criticism as the above that Kant has in mind. The most explicit passage is B 428:
“The proposition, ‘I think,’ or ‘I exist thinking,’ is an empirical proposition. Such a judgment, however, is conditioned by empirical intuition, and the object that is thought therefore underlies it as appearance. It would consequently seem that on our theory the soul is completely transformed, even in thinking [selbst im Denken], into appearance, and that in this way our consciousness itself, as being a mere illusion [Schein], must refer in fact to nothing.”
Kant, in his reply, is unyielding in the contention that the ‘I think,’ even though it involves an empirical judgment, is itself intellectual. “This representation is a thinking, not an intuiting,”[1070] or as he adds, “The ‘I think’ expresses the actus whereby I determine my existence.” Existence is therefore already given thereby.[1071] Kant also still maintains that the self thus revealed is not “appearance and still less illusion.”
“I am conscious of myself ..., not as I appear to myself, nor as I am in myself, but only that I am.”[1072] “I thereby represent myself to myself neither as I am nor as I appear to myself. I think myself only as I do any object in general from whose mode of intuition I abstract.”[1073]
Kant’s method of meeting the criticism, while still holding to these positions, is twofold. It consists in the first place in maintaining that the ‘I think,’ though intellectual, can find expression only in empirical judgments—in other words, that it is in and by itself formal only, and presupposes as the occasion of its employment a given manifold of inner sense; and secondly, by the statement that the ‘existence’ which is involved in the ‘I think’ is not the category of existence. Let us take in order each of these two points.
Kant’s first method of reply itself appears in two forms, a stronger and a milder. The milder mode of statement[1074] is to the effect that though the representation ‘I am’ already immediately involves the thought of the existence of the subject, it yields no knowledge of it. Knowledge would involve intuition, namely, consciousness of inner determinations in time, which in turn would itself presuppose consciousness of outer objects. As a merely intellectual representation,
“...this ‘I’ has not the least predicate of intuition which, in its character of permanence, could, somewhat after the manner of impenetrability in the empirical intuition of matter, serve as correlate of time determination in inner sense.”[1075]
The stronger and more definite mode of statement is that the ‘I think’ is an empirical proposition.[1076] Though it involves as one factor the intellectual representation, ‘I think,’ it is none the less empirical.
“Without some empirical representation supplying the material for thought, the actus, ‘I think,’ would not take place....”[1077]
The empirical is indeed “only the condition of the application or employment of the pure intellectual faculty,” but as such is indispensable. This is repeated in even clearer terms in B 429.
“The proposition, ‘I think,’ in so far as it amounts to the assertion, ‘I exist thinking,’ is no mere logical function but determines the subject (which is then at the same time object) in respect of existence, and cannot take place without inner sense....”
This admission is the more significant in that it follows immediately upon a passage in which Kant has been arguing that thinking, taken in and by itself, is a merely logical function.
The real crux lies in the question as to the legitimacy of Kant’s application of the predicate existence to the transcendental subject. Its employment in reference to the empirical self in time is part of the problem of the Refutation of Idealism in the second edition; and the answer there given is clear and definite. Consciousness of the empirical self as existing in time involves consciousness of outer objects in space. But as Kant recognises that a transcendental ego, not in time, is presupposed in all consciousness of the empirical self, the question whether the predicate of existence is also applicable to the transcendental self cannot be altogether avoided, and is indeed referred to in B 277. The attitude to be taken to this latter question is not, however, defined in that section.
In the first edition Kant has insisted that the categories as pure forms of the understanding, in isolation from space and time, are merely logical functions “without content.” Interpreted literally, this would signify that they are devoid of meaning, and therefore are incapable of yielding the thought of any independent object or existence. As merely logical forms of relation, they presuppose a material, and that is supplied only through outer and inner sense. Such is not, however, the way in which Kant interprets his own statement. It is qualified so as to signify only that they are without specific or determinate content. They are taken as yielding the conception of object in general. Passages in plenty can be cited from the first edition[1078]—passages allowed to remain in the second edition—in which Kant teaches that the pure forms of understanding, as distinct from the schematised categories, yield the conception of things in themselves. This view is, indeed, a survival from his earlier doctrine of the transcendental object.[1079] In all passages added in the second edition the consequences of his argument are more rigorously drawn, and the doctrine of the transcendental object is entirely eliminated. It is now unambiguously asserted that the pure forms of understanding, the “modes of self-consciousness in thinking,”[1080] are not intellectual concepts of objects. They “yield no object whatsoever.” The only object is that given through sense. And since in thinking the transcendental subject we do, by Kant’s own account, think an “object,” he is led to the conclusion, also explicitly avowed, that the notion of existence involved in the ‘I think’ is not the category of the same name.[1081] So also of the categories of substance and causality.
“If I represent myself as subject of thoughts or as ground of thinking, these modes of representation do not signify the categories of substance or of cause....”[1082]
The notion of the self, like the notion of things in themselves, is a concept distinct from all the categories.[1083]
This conclusion is reinforced by means of an argument which is employed in the section of the first edition on Paralogisms. Apperception is the ground of the possibility of the categories, and these latter on their side represent only the synthetic unity which that apperception demands. Self-consciousness is therefore the representation of that which is the condition of all unity, and which yet is itself unconditioned.
“...it does not represent itself through the categories, but knows the categories and through them all objects in the absolute unity of apperception, and so through itself. Now it is, indeed, very evident that I cannot know as an object that which I must presuppose in order to know any object....”[1084]
This argument recurs in B 422.
“The subject of the categories cannot by thinking the categories acquire a conception of itself as an object of the categories. For, in order to think them, its pure self-consciousness, which is what was to be accounted for, must itself be presupposed.”
It is extremely difficult to estimate the value and cogency of this argument.[1085] Many objections or rather qualifications must be made before it can be either accepted or rejected. If it be taken only as asserting that the unity of self-consciousness is not adequately expressible through any of the categories, it is undoubtedly valid. If, further, the categories be identified with the schemata, it is also true that they are not applicable in any degree or manner. The schemata are applicable only to natural existences in space and time. Self-consciousness can never be reduced to a natural existence of that type. On the other hand, if it is not self-consciousness as such, but the self-conscious subject, which on Kant’s view is always noumenal—“this I or he or it (the thing) which thinks”[1086]—that is referred to, and if we distinguish between the categories strictly so called, that is, the pure forms of understanding, and the schemata, it is not at all evident that the self-conscious subject may not be described as being an existence that is always a subject and never a predicate, and as being related to experience as a ground or condition. These indefinite assertions leave open alternative possibilities. They do not even decide whether the self is “I or he or it.”[1087] In so far as they advance beyond the mere assertion that the self rests upon noumenal conditions they are, indeed, incapable of proof, but by no Critical principle can they be shown to be inapplicable. When, therefore, Kant may seem to extract a more definite conclusion from the above argument,[1088] he advances beyond what it can be made to support.
Kant is here influenced by the results of the ethical enquiries with which in the period subsequent to 1781 he was chiefly preoccupied. He believed himself to have proved that the self, as a self-conscious being, is a genuinely noumenal existence. That being so, he was bound to hold that the categories, even as pure logical forms, are inadequate to express its real determinate nature. But he confounds this position with the assertion that they are not only inadequate, but in and by themselves are likewise inapplicable. That is not a legitimate conclusion, for even if the self is more than mere subject or mere ground, it will at least be so much. When ethical considerations are left out of account, the only proper conclusion is that the applicability of the categories to the self-conscious subject is capable neither of proof nor of disproof, but that when the distinction between appearance and reality (which as we shall find is ultimately based upon the Ideas of Reason) has been drawn, the categories can be employed to define the possible difference between self-conscious experience and its unknown noumenal conditions. Any other conclusion conflicts with the teaching of the section on the Paralogisms.
It is important to observe—a point ignored by such critics as Caird and Watson—that in the sections under consideration[1089] Kant most explicitly declares self-consciousness to be merely “the representation of that which is the condition of all unity.” He maintains that this representation, as standing for “the determining self (the thinking), is to be distinguished from the self which we are seeking to determine (the subject which thinks) as knowledge from its object,”[1090] or in other words, that, without special proof, unattainable on theoretical grounds, “the unity of thought” may not be taken as equivalent to the unity of the thinking subject.[1091] They may be as diverse as unity of representation and unity of object represented are frequently found to be. We may never argue from simplicity in a representation to simplicity in its object.
But to return to the main thesis, it may be observed that these arguments, with the exception of that which we have just been considering from the nature of self-consciousness, lead to the conclusion that the categories are as little applicable to the thing in itself as to the transcendental subject. Even the argument from the necessary and invariable presence of self-consciousness in each and every act of judgment is itself valid only from a point of view which regards self-consciousness in the manner of Kant’s early semi-Critical view of the transcendental subject[1092] as an ultimate. But if, as is maintained in the section in which this argument occurs, viz. that on the Paralogisms, self-consciousness may be complexly conditioned, and may indeed have conditions similar in nature to those which underlie outer experience, the categories may be just as applicable, or as inapplicable, to its noumenal nature as to the nature of the thing in itself. It is noticeable that in the second edition, doubtless under the influence of preoccupation with ethical problems, some of Kant’s utterances betray a tendency to relax the rigour of his thinking, and to bring his theoretical teaching into closer agreement with his ethical results than the theoretical analysis in and by itself at all justifies. This tendency was, of course, reinforced by the persisting influence of that view of the transcendental subject which he had held in the middle ’seventies, and from which he never completely emancipated either his language or his thinking.[1093] Indeed in several of the passages added in the second edition[1094] Kant even goes so far as to adopt language which if taken quite literally would mean that the ‘I think’ is an immediate consciousness of the mind’s purely intellectual activity—a view which, as we have seen,[1095] is altogether alien to the Critical position. It would, as he argues so forcibly elsewhere, involve a kind of experience which does not conform to Critical requirements, and which would lie open to the attacks of sceptics such as Hume.
In B 157-8 the difficulties of Kant’s position are again manifest. Speaking of the representation of the self, he declares that “I am conscious of myself ..., not as I appear to myself, nor as I am in myself, but only that I am.” This may seem to imply that existence is predicable of the transcendental self. He adds that though the determination, i.e. specification in empirical form, of my existence (mein eigenes Dasein) is possible only in inner sensuous intuition, it is “not appearance and still less mere illusion.” But in the appended note it is urged that my existence (Dasein) as self-active being is represented in purely indeterminate fashion. Only my existence as sensuous, and therefore as appearance, can be known, i.e. can be made determinate.
The problem is more directly and candidly faced in the note to B 422. That note is interesting for quite a number of reasons. It reveals Kant in the very act of recasting his position, and in the process of searching around for a mode of formulation which will enable him to hold to a transcendental consciousness of the self’s existence and at the same time not to violate the definition of existence given in the Postulates, i.e. both to posit the transcendental self as actual and yet to deny the applicability to it of any of the categories. After stating that the ‘I think’ is an empirical proposition in which my existence is immediately involved, he proceeds further to describe it as expressing “an undetermined empirical intuition, i.e. perception,” and so as showing that sensation underlies its assertion of existence. Kant does not, however, mean by these words that the existence asserted is merely that of the empirical self; for he proceeds:
“...existence is here not a category, which as such does not apply to an indeterminately-given object.... An indeterminate perception here signifies only something real that is given, given indeed to thought in general, and so not as appearance, nor as thing in itself (Noumenon), but as something which actually [in der That] exists, and which in the proposition, I think, is denoted [bezeichnet] as such.”
The phrases here employed are open to criticism on every side. Kant completely departs from his usual terminology when he asserts that through an “indeterminate perception” the self is given, and “given to thought in general” as “something real.” The contention, that the existence asserted is not a category, is also difficult to accept.[1096] It is equally surprising to read that its reality is given “neither as appearance nor as thing [Sache] in itself (Noumenon)”; for hitherto no such alternative form of real existence has been recognised.
But to press such criticisms is to ignore the spirit for the sake of the letter. Kant here breaks free from all his habitual modes of expression for the very good and sufficient reason that he is striving to develop a position more catholic and comprehensive than any previously adopted. He is seeking to formulate a position which, without in any way justifying or encouraging the transcendent employment of the categories, will yet retain for thought the capacity of self-limitation, that is, of forming concepts which will reveal the existence of things in themselves and so will enable the mind to apprehend the radical distinction between things in themselves and things experienced. But he has not yet discovered that in so doing he is committing himself to the thesis that the distinction is mediated, not by the understanding, but by Reason, not by categories, but by Ideas.[1097] As I have already indicated, this tendency is crossed by another derived from his preoccupation with moral problems, namely, the desire to defend, in a manner which his Critical teaching does not justify, the noumenal existence of the self as a thinking being.
THE TRANSCENDENTAL ANALYTIC
Book II
THE ANALYTIC OF PRINCIPLES
The distinction which Kant here introduces for the first time between understanding (now viewed as the faculty only of concepts) and the faculty of judgment (Urtheilskraft) is artificial and extremely arbitrary.[1098] As we have seen,[1099] his own real position involves a complete departure from the traditional distinction between conceiving, judging, and reasoning, as separate processes. All thinking without exception finds expression in judgment. Judgment is the fundamental activity of the understanding. It is “an act which contains all its other acts.” Kant is bent, however, upon forcing the contents of the Critique into the external framework supplied by the traditional logic, viewed as an architectonic; and we have therefore no option save to take account of his exposition in the actual form which he has chosen to give to it. Since general logic develops its teaching under three separate headings, as the logic of conception, the logic of judgment, and the logic of reasoning, the Critique has to be made to conform to this tripartite division. The preceding book is accordingly described as dealing with concepts, and this second book as dealing with judgments or principles; while understanding and the faculty of judgment, now viewed as independent, are redefined to meet the exigencies of this new arrangement, the former as being “the faculty of rules,” and the latter as being “the faculty of subsuming under rules, i.e. of distinguishing whether something does or does not stand under a given rule (casus datae legis).”
The reader need not strive to discover any deep-lying ground or justification for these definitions.[1100] Architectonic, that ‘open sesame’ for so many of the secrets of the Critique, is the all-sufficient spell to resolve the mystery. As a matter of fact, Kant is here taking advantage of the popular meaning of the term judgment in the sense in which we speak of a man of good judgment; and in order that judgment and understanding may be distinguished he then imposes an artificial limitation upon the meaning in which the latter term is to be employed.
As formal logic abstracts from all content, it cannot, Kant maintains, supply rules for the exercise of “judgment.” It is otherwise with transcendental logic, which in the pure forms of sensibility possesses a content enabling it to define in an a priori manner the specific cases to which concepts must be applicable. The Analytic of Principles is thus able to supply “a canon for the faculty of judgment, instructing it how to apply to appearances the concepts of understanding which contain the condition of a priori rules.”[1101] This will involve (1) the defining of the sensuous conditions under which the a priori rules may be applied—the problem of the chapter on schematism; and (2) the formulating of the rules in their sensuous, though a priori, concreteness—the problem of the chapter on “the system of all principles of pure understanding.”
Such is Kant’s own very misleading account of the purposes of these two chapters. There are other and sounder reasons why they should be introduced. In the Analytic of Concepts, as we have seen,[1102] the transcendental deduction only succeeds in proving that a priori forms of unity are required for the possibility of experience. No proof is given that the various categories are just the particular forms required, and that they are one and all indispensable. This omission can be made good only by a series of proofs, directed to showing, in reference to each separate category, its validity within experience and its indispensableness for the possibility of experience. These proofs are given in the second of the two chapters. The chapter on schematism is preparatory in character; it draws attention to the importance of the temporal aspect of human experience, and defines the categories in the form in which they present themselves in an experience thus conditioned by a priori intuition.
CHAPTER I
THE SCHEMATISM OF PURE CONCEPTS OF UNDERSTANDING[1103]
The more artificial aspect of Kant’s argument again appears in the reason which he assigns for the existence of a problem of schematism, namely, that pure concepts, and the sensuous intuitions which have to be subsumed under them, are completely opposite in nature. No such explanation can be accepted. For if category and sensuous intuition are really heterogeneous, no subsumption is possible; and if they are not really heterogeneous, no such problem as Kant here refers to will exist. The heterogeneity which Kant here asserts is merely that difference of nature which follows from the diversity of their functions. The category is formal and determines structure; intuition yields the content which is thereby organised. Accordingly, the “third thing,” which Kant postulates as required to bring category and intuition together, is not properly so describable; it is simply the two co-operating in the manner required for the possibility of experience. Kant’s method of stating the problem of schematism is, however, so completely misleading, that before we can profitably proceed, the various strands in his highly artificial argument must be further disentangled. This is an ungrateful task, but has at least the compensating interest of admirably illustrating the kind of influence which Kant’s logical architectonic is constantly exercising upon his statement of Critical principles.
The architectonic has in this connection two very unfortunate consequences. It leads Kant to describe schematism as a process of subsumption, and to speak of the transcendental schema as “a third thing.” Neither assertion is legitimate. Schematism, properly understood, is not a process of subsumption, but, as Kant has already recognised in A 124, of synthetic interpretation. Creative synthesis, whereby contents are apprehended in terms of functional relations, not subsumption of particulars under universals that are homogeneous with them, is what Kant must ultimately mean by the schematism of the pure forms of understanding. A category, that is to say, may not be viewed as a predicate of a possible judgment, and as being applied to a subject independently apprehended; its function is to articulate the judgment as a whole. The category of substance and attribute, for instance, is the form of the categorical judgment, and may not be equated with any one of its single parts.
Thus the criticisms which we have already passed upon Kant’s mode of formulating the distinction between formal and transcendental logic,[1104] are no less applicable to the sections now before us. The terminology which Kant is here employing is borrowed from the traditional logic, and is out of harmony with his Critical principles.
Kant’s description of the schema as a third thing, additional to category and intuition, and intermediate between them, is also a result of his misleading mode of formulating his problem. What Kant professes to do is to interpret the relation of the categories to the intuitional material as analogous to that holding between a class concept and the particulars which can be subsumed under it. This is implied in his use of the plate and circle illustration.[1105] But as the relation holding between categories and the material of sense is that of form and matter, structure and content, the analogy is thoroughly misleading. As all content, strictly so called, falls on the side of the intuitional material, there is no content, i.e. no quality or attribute, which is common to both. And thus it happens that the inappropriateness of the analogy which Kant is seeking to enforce is ultimately the sole ground which he is able to offer in support of his description of the schema as “a third thing.”
“Now it is clear [!] that there must be a third thing, which is homogeneous on the one hand with the category and on the other with the appearance, and which thus makes the application of the one to the other possible.”[1106]
On the contrary, the true Critical teaching is that category and intuition, that is to say, form and content, mutually condition one another, and that the so-called schema is simply a name for the latter as apprehended in terms of the former.
But there is a further complication. Kant, as we have already observed,[1107] defines judgment as being
“...the faculty of subsuming under rules, i.e. of distinguishing whether something does or does not stand under a given rule (casus datae legis).”
Now this view of judgment really connects with the syllogism, not with the proposition.[1108] As Kant states in his Logic, there are
“...three essential elements in all inference: (1) a universal rule which is entitled the major premiss; (2) the proposition which subsumes a cognition under the condition of the universal rule, and which is entitled the minor premiss; and lastly, (3) the conclusion, the proposition which asserts or denies of the subsumed cognition the predicate of the rule.”[1109]
Regarded in this way, as the application of a rule, subsumption is more broadly viewed and becomes a more appropriate analogy for the relation of category to content. And obviously it is this comparison that Kant has chiefly in mind in these introductory sections. For only when the subsumption is that of a particular instance under a universal rule, can the necessity of a mediating condition be allowed.
Such, then, are the straits to which Kant is reduced in the endeavour to hold loyally to his architectonic. He has to identify the two very different kinds of subsumption which find expression in the proposition and in the syllogism respectively; and when his analogy between logical subsumption, thus loosely interpreted, and synthetic interpretation, proves inapplicable, he uses the failure of the analogy as an argument to prove the necessity of “a third thing.” On his own Critical teaching, as elsewhere expounded, no such third thing need be postulated. Even the definitions which he proceeds to give of the various schemata do not really support this description of them.
But though Kant’s method of introducing and expounding the argument of this chapter is thus misleading, the contents themselves are of intrinsic value, and have a threefold bearing: (a) on the doctrine of productive imagination; (b) on the relation holding between image and concept; and (c) on the nature of the categories in their distinction from the pure forms of understanding.
(a) Kant gives definite and precise expression to the two chief characteristics of the productive imagination, namely, that it deals with an a priori manifold of pure intuition[1110] and that it exercises a “hidden art in the depths of the human soul.”[1111] Kant’s description of the schema as “a third thing,” at once intellectual and sensuous, seems to be in large part due to the transference to it of predicates already applied to the faculty which is supposed to be its source. The distinction between the transcendental schema and the particularised image is also given as analogous to that between the pure and the empirical faculties of imagination. In A 141-2 = B 180-1, Kant speaks of the empirical faculty of productive imagination, and so is led, to the great confusion of his exposition, though also to the enrichment of his teaching, to allow of empirical as well as of transcendental schemata, and thus contrary to his own real position to recognise schemata of such empirical objects as dog or horse—a view which empirical psychology has since adopted in its doctrine of the schematic image. This passage was doubtless written at the time when he was inclining to the view that the empirical processes run parallel with the transcendental.[1112] Kant’s final view is that empirical imagination is always reproductive. This brings us, however, to our second main point.
(b) Kant makes a statement which serves as a valuable corrective of his looser assertions in other parts of the Critique.[1113] Five points set after one another, thus,....., form an image of the number five. The schema of the number five is, however, of very different nature, and must not be identified with any such image. It is
“...rather the representation of a method whereby a multiplicity [in this case five] may be represented in an image in accordance with a certain concept, than this image itself....”[1114]
This becomes more evident in the case of large numbers, such as a thousand. The thought or schema of the number remains just as clear and definite as in the case of smaller numbers, but cannot be so adequately embodied and surveyed in a concrete image.
“This representation of a general procedure of imagination in providing its image for a concept, I name the schema to this concept.”[1115]
But even in the simplest cases an image can never be completely adequate to the concept. The image of a triangle, for instance, is always some particular triangle, and therefore represents only a part of the total connotation. As the schema represents a universal rule of production in accordance with a concept, it resembles the concept in its incapacity to subsist in an objective form. Images become possible only through and in accordance with schemata, but can never themselves be identified with them. Schemata, therefore, and not images—such is the implied conclusion—form the true subject-matter of the mathematical sciences. Images are always particular; schemata are always universal. Images represent existences; schemata represent methods of construction.
There are three criticisms which must be passed upon this position. In the first place, the selection of the triangle as an illustration tends to obscure the main point of Kant’s argument. As there are three very different species of triangle, the concept triangle is a class concept in a degree and manner which is not to be found in the concepts, say, of the circle or of the number five. So that while Kant may seem to be chiefly insisting upon the inadequacy[1116] of the image to represent more than a part of the connotation of the corresponding concept, his real intention is to emphasise that the schema expresses the conceptual rule whereby, even in images that cover the whole connotation, the true meaning of the image can alone be determined.
Secondly, the above definition of the schema as being “the representation of a general procedure of imagination in providing an image for a concept” is obviously bound up with Kant’s view of it as “a third thing,” additional to the concept, and as intermediate between it and the image.[1117] But as we have already found occasion to note, in discussing Kant’s doctrine of the “construction” of mathematical concepts,[1118] this threefold distinction is out of harmony with his Critical principles. It results from his retention of the traditional view of the concept as in all cases a mere concept, i.e. an abstracted or class concept. In defining the schema Kant is defining the true nature of the concept as against the false interpretation of it in the traditional class-theory; he misrepresents the logic of his own standpoint when he interpolates a third kind of representation intermediate between the concept and the image. The concept ‘triangle,’ as a concept, is (to employ Kant’s own not very satisfactory terms) the representation of the method of constructing a certain type of object; and the only other mode of representing this kind of object is the image. There may, indeed, as Kant has himself suggested, be a species of image that may be entitled schematic; but if that be identified with a blurred or indeterminate or merely symbolic form of representation, it can have nothing in common with the transcendental or conceptual schema, save the name.
Thirdly, the entire discussion of the nature of the schemata of “sensuous concepts” and of their relation to the sense image, is out of order in this chapter; and however valuable in itself, bewilders the reader who very properly assumes for it a relevancy which it does not possess. The pure concepts of the understanding, whose schemata Kant is endeavouring to define, are altogether different in nature from sensuous representations, and can never be reduced in any form or degree to an image. They are wholly transcendental, representing pure syntheses unified through categories in accordance with the form of inner sense. This, however, brings us to our last main point.
(c) Kant’s manner of employing the term category is a typical example of his characteristic carelessness in the use of his technical terms. Sometimes it signifies the pure forms of understanding. But more frequently it stands for what he now, for the first time, entitles schemata, namely, the pure conceptual forms as modified through relation to time. To take as examples the two chief categories of relation. The first category of relation, viewed as a form of the pure understanding, is the merely logical conception of that which is always a subject and never a predicate. The corresponding schema is the conception of that which has permanent existence in time; it is not the logical notion of subject, but the transcendental conception of substance. The pure logical conception of ground and consequence is similarly distinguished from the transcendental schema of cause and effect.
This contrast is of supreme importance in the Critical philosophy, and ought therefore to have been marked by a careful distinction of terms. Had Kant restricted the term category to denote the pure forms, and invariably employed the term schemata to signify their more concrete counterparts, many ambiguities and confusions would have been prevented. The table of categories, in its distinction from the table of logical forms, would then have been named the table of schemata, and the definitions given in this chapter would have been appended to it, as the proper supplement to the metaphysical deduction, completing it by a careful definition of each separate schema. For what Kant usually means when he speaks of the categories are the schemata; and the chapter before us therefore contains their delayed definitions.[1119] As Kant has constantly been insisting, and as he again so emphatically teaches in this chapter, the pure forms of understanding, taken in and by themselves, apart from the forms of intuition, have no relation to any object, and are mere logical functions without content or determinate meaning.
From this point of view the misleading influence of Kant’s architectonic may again be noted. It forces him to preface his argument by introductory remarks which run entirely counter to the very point which he is chiefly concerned to illustrate and enforce, namely, the inseparability of conception and intuition in all experience and knowledge. He does, indeed, draw attention to the fact that the conditions which serve to realise the pure concepts of understanding also at the same time restrict them, but it is with their empirical employment that he is here chiefly concerned.
Caird’s[1120] mode of expounding Kant’s doctrine of schematism may serve as an example of the misleading influence of Kant’s artificial method of introducing his argument. As Caird accepts Kant’s initial statements at their face value, he is led to read the entire chapter in accordance with them, and so to interpret it as being a virtual recantation of the assumptions which underlie the statement of its problem. The truer view would rather seem to be that the introduction is demanded by the exigencies of Kant’s architectonic, and therefore yields no true account either of the essential purpose of the chapter or of its actual contents. Cohen not unjustly remarks that
“...recent writers are guilty of a very strange misreading of Kant when they maintain, as if in opposition to him, a thought to which his doctrine of schematism gives profound expression, namely, that intuition and conception do not function independently, and that thought, and still more knowledge, is and must always be intuitive.”[1121]
Cohen fails, however, to draw attention to the cause of the misunderstanding for which Kant must certainly share the blame. Riehl,[1122] while adopting a somewhat similar view to that here given, traces Kant’s misleading mode of stating the problem to his holding a false view of the universality of the concept. Such criticism of Kant, like that passed by Caird, is in many respects justified, but the occasion upon which the admonition is made to follow would none the less seem to be ill-chosen.
It may be asked why Kant in this chapter so completely ignores space. No really satisfactory answer seems to present itself. It is true that time is the one universal form of all intuition, of outer as well as of inner experience. It is also true that, as Kant elsewhere shows, consciousness of time presupposes consciousness of space for its own possibility, and so to that extent may be regarded as including the latter form of consciousness within itself. Nevertheless Kant’s concentration on the temporal aspect of experience is exceedingly arbitrary, and results in certain unfortunate consequences. Owing to the manner in which Kant envisages his problem[1123] he is bound, indeed, to lay the greater emphasis upon time, but that need not have involved so exclusive a recognition of its field and function. Possibly Kant’s very natural preoccupation with his new and revolutionary doctrines of inner sense and productive imagination has something to do with the matter.
Though the definitions given of the various schemata, especially of those of reality and existence, raise many difficulties, consideration of them must be deferred.[1124] They can be properly discussed only in connection with the principles which Kant bases upon them. Only one further point calls for present remark. Kant does not give a schema for each of the categories. In the first two groups of pure conceptual forms, those of quantity and of quality, he gives a schema only for the third category in each case. Number is strictly not the schema of quantity as such, but of totality. The schema of quality is a definition only of limitation.[1125] This departure from the demands of strict architectonic is made without comment or explanation of any kind. Kant delights to insist upon the confirmation given to his teaching by the fulfilment of architectonic requirements; he is for the most part silent when they fail to correspond. This architectonic was a hobby sufficiently serious to yield him keen pleasure in its elaboration, but was not so vital to his main purposes as to call for stronger measures when shortcomings occurred.
In concluding this chapter Kant draws attention to the fact that the sensuous conditions which serve to realise the pure concepts also at the same time restrict their meaning. Their wider meaning is, however, of merely logical character.[1126] Their function, as pure concepts, lies solely in establishing unity of representation; they do not therefore suffice to yield knowledge of any object. Objective application “comes to them solely from sensibility.” In these statements Kant expounds one of his fundamental doctrines, but in a manner which does less than justice to the independent value of pure thought. As he elsewhere teaches,[1127] it is not sense that sets limits to understanding; it is the pure forms of thought that enable the mind to appreciate the limited and merely phenomenal character of the world experienced.
CHAPTER II
SYSTEM OF ALL PRINCIPLES OF PURE UNDERSTANDING
The introductory remarks to this important chapter are again dictated by Kant’s architectonic, and set its actual contents in an extremely false light. Kant would seem to imply that as the Analytic of Concepts has determined all the various conceptual elements constitutive of experience, and has proved that they serve as predicates of possible judgments, it now remains to show in an Analytic of Principles what a priori synthetic judgments, or in other words what principles, can actually be based upon them. Though this is a quite misleading account of the relation holding between the two books of the Analytic, it has been accepted by many commentators.[1128] For several reasons it must be rejected. The pure forms of understanding are not predicates for possible judgments. They underlie judgment as a whole, expressing the relation through which its total contents are organised. Thus in the proposition “cinnabar is heavy” the category of substance and attribute is not in any sense the predicate; it articulates the entire judgment, interpreting the experienced contents in terms of the dual relation of substance and attribute. Judgment, its nature and conditions, is the real problem of the misnamed Analytic of Concepts. As already indicated,[1129] the two main divisions of the Analytic deal with one and the same problem. But while doing so, they differ in two respects. In the first place, as above noted, the Analytic of Concepts supplies no proof of the validity of particular categories, but only a quite general demonstration that forms of unity, such as are involved in all judgment, are demanded for the possibility of apperception. The proofs of the indispensableness of specific categories are first given in the Analytic of Principles. Secondly, in the Analytic of Concepts the temporal aspect of experience falls somewhat into the background, whereas in the Analytic of Principles it is emphasised.
From these two fundamental points of difference there arises a third distinguishing feature. When the categories, or rather schemata, are explicitly defined, and receive individual proof, they are found to be just those principles that are demanded for the possibility of the positive sciences. This is, from Kant’s point of view, no mere coincidence. Scientific knowledge is possible only in so far as experience is grounded on a priori conditions; and the conditions of sense-experience are also the conditions of its conceptual interpretation. But while the Analytic of Concepts deals almost exclusively with ordinary experience, in the Analytic of Principles the physical sciences receive their due share of consideration.
First and Second Sections. The Highest Principles of Analytic and Synthetic Judgments.—These two sections contain nothing not already developed earlier in the Critique. Though the principle of non-contradiction is a merely negative test of truth, it can serve as a universal and completely adequate criterion in the case of all judgments that are analytic of given concepts. The principle of synthetic judgments, on the other hand, is the principle whereby we are enabled to advance beyond a given concept so as to attach a predicate which does not stand to it in the relation either of identity or of contradiction. This principle is the principle of the possibility of experience. Though a priori synthetic judgments cannot be logically demonstrated as following from higher and more universal propositions,[1130] they are capable of a transcendental proof, that is, as being conditions of sense-experience.
“The possibility of experience is what gives objective reality to all our a priori knowledge.”[1131] “Although we know a priori in synthetic judgments a great deal regarding space in general and the figures which productive imagination describes in it, and can obtain such judgments without actually requiring any experience; yet even this knowledge would be nothing but a playing with a mere figment of the brain, were it not that space has to be regarded as a condition of the appearances which constitute the material for outer experience....”[1132]
In the first part of the last sentence, as in the page which precedes it, Kant would seem to be inculcating his doctrine of a pure a priori manifold, but the latter part of the statement would not be affected by the admission that space is not an independent intuition but only the form of outer sense.
Third Section. Systematic Representation of all the Synthetic Principles of Understanding.—Kant is not concerned in this section with the fundamental propositions of mathematical science, since, on his view, they rest upon the evidence of intuition. He claims, however, that their objective validity depends upon two principles, which, though not themselves mathematical in the strict sense, may conveniently be so described from the transcendental standpoint—the principle of the “axioms of intuition,” and the principle of the “anticipations of experience.” The physicist, who takes the legitimacy of applied mathematics for granted, has no occasion to formulate these principles. That he none the less presupposes them is shown, however, by his unquestioning assumption that nature conforms to the strict requirements of pure mathematics. And since the principles involve pure concepts, the one embodying the schema of number, and the other the schema of quality, they fall outside the scope of the Transcendental Aesthetic, and call for a deduction similar to that of the other categories.
As already indicated, Kant’s procedure is extremely arbitrary, and is due to the perverting influence of his architectonic. Proof of the validity of applied mathematics has already been given in the Aesthetic[1133] of the first edition—a proof which is further developed in the Prolegomena,[1134] and recast in the second edition so as to constitute a separate “transcendental exposition.”[1135] As Kant teaches in these passages, the objective validity of applied mathematics rests upon proof that space and time are the a priori forms of outer and inner sense. The new deductions of the schemata of number and quality, which he now proceeds to formulate, are quite unnecessary, and also are by no means conclusive in the manner of their proof. This, however, is more than compensated by the extremely valuable proofs of the schematised categories of relation which he gives in the section on the Analogies of Experience. The section on the Postulates of Empirical Experience, which deals with the principles of modality, also contains matter of very real importance.
The principles with which this chapter has to deal can thus be arranged according to the fourfold division of the table of categories: (1) Axioms of Intuition, (2) Anticipations of Perception, (3) Analogies of Experience, (4) Postulates of Empirical Thought. And following the distinction already drawn in the Analytic of Concepts,[1136] Kant distinguishes between the Axioms and Anticipations on the one hand, and the Analogies and Postulates on the other. The former determine the conditions of intuition in space and time, and may therefore be called mathematical and constitutive. They express what is necessarily involved in every intuition as such. The latter are dynamical. They are principles according to which we must think the existence of an object as determined in its relation to others. While, therefore, the first set of principles can be intuitively verified, the second set have only an indirect relation to the objects experienced. Whereas a relation of causality can never be intuited as holding between two events, but only thought into them, spatial and temporal relations are direct objects of the mind. Similarly, the relation of substance and attribute cannot be intuited; it can only be thought into what is intuited. The mathematical principles thus acquire an immediate (though, be it remembered, merely de facto) evidence; the a priori certainty, equally complete, of the dynamical principles can be verified only through the circuitous channel of transcendental proof.
The composite constitution of these sections finds striking illustration in the duplicated account of this distinction which precedes and follows the table of principles. The two accounts can hardly have been written in immediate succession to one another. The earlier in location[1137] is probably the later in date. It would seem to rest upon some such uncritical distinction as that drawn in the Prolegomena between judgments of perception and judgments of experience.[1138] The second and briefer account[1139] is not open to this objection.
In A 178-80 = B 220-3 Kant develops a further point of difference between the mathematical and the dynamical principles, or rather explains what he means by his all too brief and consequently ambiguous reference in the first of the above accounts to “existence” (Dasein). The mathematical principles are constitutive; the dynamical are regulative. That is to say, the mathematical principles lay down the conditions for the generation or construction of appearances. The dynamical only specify rules whereby we can define the relation in which existences contingently given are connected. As existence can never be constructed a priori, we are limited to the determination of the interrelations between existences all of which must be given. Thus the principle of causality enables us to predict a priori that for every event there must exist some antecedent cause; but only through empirical investigation can we determine which of the particular given antecedents may be so described. That is to say, the principle defines conditions to which experience must conform, but does not enable us to construct it in advance. This distinction is inspired by the contrast between mathematical and physical science, and is valuable as defining the empirically regulative function of the a priori dynamical principles; but its somewhat forced character[1140] becomes apparent when we bear in mind Kant’s previous distinction between the principles of pure mathematical science and the transcendental principles which justify their application to experience. Those latter principles concern existence as apprehended through schematised categories, and are consequently, as regards certainty and method of proof, in exactly the same position as the dynamical principles. This is sufficiently evident from his own illustration of sunlight.[1141] There is as little possibility of “constructing” its intensity as of determining a priori the cause of an effect.
I. THE AXIOMS OF INTUITION
All appearances are in their intuition extensive magnitudes. Or as in the second edition: All intuitions are extensive magnitudes.
‘Extensive’ is here used in a very wide sense to include temporal as well as spatial magnitude. Kant bases this principle upon the schema of number, and the proof which he propounds in its support is therefore designed to show that apprehension of an object of perception, whether spatial or temporal, is only possible in so far as we bring that schema into play. But though this is the professed purpose of the argument, number is itself never even mentioned; and the reason for the omission is doubtless Kant’s consciousness of the obvious objections to any such position. That aspect of the argument is therefore, no doubt without explicit intention, kept in the background. But even as thus given, the argument must have left Kant with some feeling of dissatisfaction. Loyalty to his architectonic scheme prevents such doubt and disquietude from finding further expression.
The argument, in its first-edition statement, starts from the formulation of a view of space and time directly opposed to that of the Aesthetic:[1142]
“I entitle a magnitude extensive when the representation of the parts makes possible, and therefore necessarily precedes, the representation of the whole. I cannot represent to myself a line, however small, without drawing it in thought, i.e. generating from a point all its parts one after another, and thus for the first time recording this intuition.”
Similarly with even the smallest time. And as all appearances are intuited in space or time, every appearance, so far as intuited, is an extensive magnitude, that is to say, can be apprehended only through successive generation of its parts. All appearances are “aggregates, i.e. manifolds of antecedently given parts.”
This definition of extensive magnitude involves an assumption which Kant also employs elsewhere in the Critique,[1143] but which he nowhere attempts to establish by argument; namely, that it is impossible to apprehend a manifold save in succession. This assumption is, of course, entirely false (at least as applied to our empirical consciousness), as has since been amply demonstrated by experimental investigation. Kant adopted it in the earlier subjectivist stage of his teaching, before he had come to recognise that consciousness of space is involved in consciousness of time. But even after he had done so, the earlier view still tended to gain the upper hand whenever the doctrines of inner sense and of productive imagination were under consideration. For in regard to the transcendental activities of productive imagination, which are essentially synthetic, Kant continued to treat time as more fundamental than space. But, as already noted,[1144] a directly opposite view of the interrelations of space and time is expounded in passages added in the second edition.
The two central paragraphs are very externally connected with the main argument, and are probably later interpolations.[1145] In the first of these two paragraphs Kant ascribes the synthetic activity involved in the “generation of figures” to the productive imagination, and maintains that geometry is rendered possible by this faculty. In the other paragraph Kant deals with arithmetic, but makes no reference to the productive imagination. Its argument is limited to the contention that propositions expressive of numerical relation, though synthetic, are not universal. They are not axioms, but numerical formulae. This distinction has no very obvious bearing on the present argument, and serves only to indicate Kant’s recognition that no rigid parallelism can be established between geometry and arithmetic. There are, it would seem, no arithmetical axioms corresponding to the axioms of Euclid.[1146]
The concluding paragraph is a restatement of the argument of the Aesthetic and of § 13, Note i. of the Prolegomena. Appearances are not things in themselves. They are conditioned by the pure intuitional forms, and are therefore subject to pure mathematics “in all its precision.” Were we compelled to regard the objects of the senses as things in themselves, an applied science of geometry (again taken, in Kant’s habitual manner, as typically representing the mathematical disciplines) would not be possible. The only new element in the argument is the reference to synthesis as presupposed in all apprehension.
The additional proof with which in the second edition Kant prefaces the entire argument calls for no special comment. It may, however, be noted that though in the argument of the first edition the need of synthesis in all apprehension is clearly taught, the term synthesis is not itself employed except in the central and final paragraphs. In the proof given in the second edition both the term and what it stands for are allowed due prominence.
2. THE ANTICIPATIONS OF PERCEPTION
In all appearances sensation and the real which corresponds to it in the object (realitas phaenomenon) has an intensive magnitude or degree. Or as in the second edition: In all appearances the real, which is an object of sensation, has intensive magnitude or degree.
We may first analyse the total section. The first paragraph[1147] explains the term anticipation. The second and third paragraphs give a first proof of the principle. Paragraphs four to ten treat of continuity in space, time and change, and of the impossibility of empty space, and also afford Kant the opportunity to develop his dynamical theory of matter, and so to indicate the contribution which transcendental philosophy is able to make towards a more adequate understanding of the principles of physical science. The eleventh and twelfth paragraphs, evidently later interpolations, give a second proof of the principle which in one important respect varies from the first proof. In the second edition a third proof akin to this second proof, but carrying it a stage further, is added in the form of a new first paragraph.
Kant’s reason for changing the formulation of the principle in the second edition is evidently the unsatisfactoriness of the phrase “sensation and the real.”[1148] The principle, properly interpreted, applies not, as the first edition title and also the second proof would lead us to expect, to sensation itself, but to its object, realitas phaenomenon. It is phenomenalist in its teaching. The emphatic term “anticipation” is adopted by Kant to mark that in this principle we are able in a priori fashion to determine something in regard to what in itself is purely empirical. Sensation as such, being the matter of experience, can never be known a priori. Its quality, as being a colour or a taste, depends upon factors which are for us, owing to the limitations of our knowledge, wholly contingent. None the less in one particular respect we can predetermine the object of all sensation, and so can anticipate experience, even in its material aspect.
The first proof is as follows. Apprehension, so far as it takes place through a sensation, occupies only a single moment; it does not involve any successive synthesis proceeding from parts to the complete representation. That which is apprehended cannot, therefore, possess extensive magnitude. But, as already stated in the chapter on Schematism, reality is that in appearance which corresponds to a sensation. It is realitas phaenomenon. The absence of it is negation = 0. Now every sensation is capable of diminution; between reality in the appearance and negation there is a continuous series of many possible intermediate sensations, the difference between any two of which is always smaller than the difference between the given sensation and zero. That is to say, the real in appearance has intensive magnitude or degree. The argument is from capability of variation in the intensity of sensation to existence of degree in its object or cause. For the most part this reality is spoken of as that which is apprehended in sensation, but Kant adds that if it be
“...viewed as cause either of sensation or of other reality in appearance, such as change, the degree of its reality ... is then entitled a moment, as for instance the moment of gravity.”
The obscurity of what in itself is a very simple and direct argument would seem to be traceable to the lack of clearness in Kant’s own mind as to what is to be signified by reality. The implied distinction between sensation and its object has not been clearly formulated. Definitions have, indeed, been given of reality in the chapter on Schematism;[1149] but they are extremely difficult to decipher. Kant never varies from the assertion that reality is “that which corresponds to sensation in general.” Our difficulty is with the additional qualifications. This reality, he further declares, is
“...that, the concept of which in itself points to an existence [Sein] in time.”[1150]
The words ‘in time’ would seem to show that what is referred to is reality in the realm of appearance, the realitas phaenomenon of the Anticipations. But immediately below we find the following sentence:
“As time is only the form of intuition, and consequently of objects as appearances, what corresponds in them to sensation is the transcendental matter of all objects as things in themselves, thinghood [Sachheit], reality.”[1151]
The teaching of the first sentence is phenomenalist; that of the other is subjectivist.
Now in the section on Anticipations of Perception the phenomenalist tendencies of Kant’s thought are decidedly the more prominent. The implied distinction is threefold, between sensation as subjective state possessing intensive magnitude, spatial realities that possess both intensive and extensive magnitude, and the thing in itself. Objects as appearances are regarded as causes of sensation and as producing changes in one another.
The explanation of the phenomenalist character of this section is not far to seek. Kant’s chief purpose in it, as we shall find, is to develop the dynamical theory of matter to which he had long held, and which, as he was convinced, would ultimately be substituted for the mechanistic view to which almost all physicists then adhered. We can easily understand how in this endeavour the realist tendencies of his thinking should at once come to the surface, and why he should have been constrained to develop a position more precise and less ambiguous than that expressed in the definitions of reality and degree given in the chapter on Schematism. With these preliminary explanations we may pass to Kant’s second proof of his principle.
A link of connection between the two proofs may be found in the reason which Kant in the first proof gives for his assertion that sensation cannot possess extensive magnitude—the reason, namely, that as its apprehension takes place in a single moment, it involves no element of synthesis. In his second proof Kant modifies this contention, and maintains that we can abstract from the extensive magnitude of the appearance, and yet can recognise a synthesis as being involved.
“The real which corresponds to sensations in general, as opposed to negation = 0, represents only something the very conception of which contains an existence [ein Sein], and signifies nothing but the synthesis in an empirical consciousness in general.”[1152]
Kant adds that in a single moment we can represent to ourselves as involved in the bare sensation
“...a synthesis of the uniform progression from zero to the given empirical consciousness.”
These statements are far from clear; but it is hardly necessary to criticise them in detail. Since Kant is endeavouring to prove that a schema, that of reality or limitation, is involved in the apprehension of sensation, he is bound in consistency to maintain, in accordance with the teaching of his deduction of the categories, that the application of the schema demands some species of synthesis.
The third proof, added in the second edition,[1153] is somewhat more explicit, and represents a further and last stage in Kant’s vain endeavour to harmonise the teaching of this section with his general principles. In the empirical consciousness of sensation there is
“...a synthesis of the different quantities involved in the generation of a sensation from its beginning in pure intuition = 0 to its particular required magnitude.”
Or again, apprehension of magnitude is apprehension
“...in which the empirical consciousness can in a certain time increase from zero up to its given measure.”
Here, again, what Kant asserts as occurring in our awareness of sensation calls for much more rigorous demonstration. Like the argument of the second proof, it is not independently established; it is a mere corollary to the general principles of his deduction of the categories.
Thus Kant’s thesis, that the apprehension of sense qualities as intensive magnitudes presupposes a synthesis according to an a priori schema, is both obscure in statement, and unconvincing in argument; and some of the assertions made, especially in reference to the occurrence of synthesis, would seem to be hardly less arbitrary than the connection which Kant professes to trace between logical “quality,” as affirmation or negation, and the dynamical intensity of sensuous qualities. For, as already indicated,[1154] logical “quality” and intensive magnitude have nothing in common save the name.
Kant next proceeds to a discussion of the general problem of continuity. The connection is somewhat forced. But if we overlook the artificial ordering of the argument and are content to regard what is given as in the nature of parenthetical comment, we find in the middle paragraph of this section an excellent statement of his view of the nature of continuity and a very clear statement of his dynamical theory of matter.
Kant develops the conception of continuity (a) in reference to space and time, and (b) in its application to the intensity of sensations and of their causes.
(a) Kant’s own words require no comment:
“Space and time are quanta continua because no part of them can be given, save as enclosed between limits (points or moments), and therefore as being itself a space or a time. Space therefore consists only of spaces, time only of times. Points and moments are only limits, i.e. mere positions that limit space and time. But positions always presuppose the intuitions which they limit or are intended to limit; and out of mere positions, viewed as constituents capable of being given prior to space and time, neither space nor time can be constructed. Such magnitudes may also be called flowing, since the synthesis of productive imagination involved in their production is a progression in time, and the continuity of time is ordinarily denoted by the expression flowing.”[1155]
(b) When Kant proceeds to apply the principle of continuity to intensive magnitude, his conclusion rests upon a somewhat different basis. He argues that appearances must be continuous owing to the fact that they are apprehended in space and time.[1156] So far as they are extended in space and enduring in time that may perhaps be true; but Kant’s assertion has a wider sweep. It implies that sensations and the physical conditions of sensation, as for instance the sensation of red or the force of gravity, are capable of existing in every possible degree between zero and any given intensity. This affords the key to his method of formulating his second and third proofs of the principle of Anticipations of Perception, which, in the form in which he interprets it, contains this further implication of continuity. These proofs are inspired by the desire to make all apprehension, even that of simple sensation, a temporal process, and by that indirect means to establish for sensuous intensity and its objective conditions a continuity similar to that of space and time. The proof is, however, as we have seen, inconclusive. This application of continuity must be regarded as more in the nature of a mere hypothesis than Kant is willing to recognise. As regards sensations, it would seem to have been positively disproved by the results of experimental psychology.
From his supposed proof of the continuity of all intensive magnitudes Kant draws two further conclusions: first, that experience can never be made to yield proof of the void in either space or time. For if all reality can exist in innumerable degrees, and if each sense has a determinate degree of receptivity, the complete absence of reality can never be itself experienced. Inference to such absence is also impossible for a second reason, namely, that one and the same extensive magnitude may be completely occupied by an infinite number of different intensive degrees, indefinitely approximating to, and yet also indefinitely differing from, zero. Kant is here referring to the dynamical theory of matter which he had long held,[1157] and which he expounds in opposition to the current mechanistic view.[1158] The mechanistic theory rests, he contends, upon an assumption purely metaphysical and therefore wholly dogmatic, that the real in space has no internal differences, but is uniform like the empty space in which it exists.[1159] In accordance with this assumption physicists infer that all qualitative differences in our sensations must be due to merely quantitative differences in their material causes, and ultimately to differences in the number and distribution of the constituent parts of material bodies. If two bodies of the same volume differ in weight or in inertia, the variation must be traced to differences in the amount of matter, or, otherwise stated, to differences in the amount of unoccupied space, in the two bodies. To this view Kant opposes his own hypothesis—for it is in this more modest form that it is presented in these paragraphs—namely, that matter occupies space by intensity and not by mere bulk, and that it may therefore be diminished indefinitely in degree without for that reason ceasing completely to fill the same extensive area. Thus an expanded force such as heat, filling space without leaving the smallest part of it empty, may be indefinitely diminished in degree, and yet may still with these lesser degrees continue to occupy that space as completely as before. This may not, Kant admits, be the true explanation of physical differences, but it at least has the merit of freeing the understanding from metaphysical preconceptions, and of demonstrating the possibility of an alternative to the current view. If matter has intensity as well as extensity, and so can vary in quality as well as in quantity, physical science may perhaps be fruitfully developed on dynamical lines.
3. THE ANALOGIES OF EXPERIENCE
The principle of the Analogies is: Experience is possible only through the representation of a necessary connection of perceptions.[1160]
Kant introduces the three analogies with the statement of an underlying principle, which corresponds to the central thesis of the transcendental deduction. In the second edition this general principle is reformulated, and a new proof is added. These alterations do not seem, however, to be of any special significance. The two proofs repeat the main argument of the transcendental deduction, but with special emphasis upon the temporal aspect of experience. The categories of relation, as schematised, yield the Analogies, which acquire objective validity in so far as they render experience possible. The first proof (given in the second paragraph of the first edition) maintains that they are indispensable for apperception, and the second proof (that of the second edition) that they are indispensable for knowledge of objects. The references to time in the second proof are too condensed to be intelligible save in the light of the more explicit arguments given in support of the three Analogies.
The first paragraph in the first edition must be a later interpolation, as its assertion that simultaneity is a mode of time conflicts with the proof given of the first Analogy, but agrees with what must be regarded as a later interpolated passage introductory to that proof.[1161] This paragraph is also peculiar in another respect. Hitherto Kant has traced the existence of the three analogies to the three categories of relation, each of which conditions a separate schema. But in this paragraph he bases their threefold form on the fact that time has three modes, duration, sequence,[1162] and coexistence, and that there is therefore a threefold problem: first, what is involved in consciousness of duration; secondly, what is involved in consciousness of succession; and thirdly, what is involved in consciousness of coexistence. This is not, however, a satisfactory mode of stating the matter, for it might seem to imply that the three aspects of time can be separately apprehended, and that each has its own independent conditions. What Kant really proves is that all three involve one another. We can only be conscious of duration in contrast to succession, and of succession in contrast to the permanent, while both involve consciousness of coexistence. The three analogies thus treat of three aspects of the same problem, the first connecting with the category of substance, the second with that of causality, and the third with that of reciprocity.
The only point that calls for further comment[1163] concerns Kant’s adoption of the term Analogy as a title for the three principles of “relation.” The term is employed in contra-distinction to constitutive principle or axiom; and Kant points out that this usage of the term must be carefully distinguished from the other or mathematical. “In philosophy analogy is not the likeness of two quantitative but of two qualitative relations.” In mathematical analogy a fourth term can be discovered from three given terms; but in an ‘analogy of experience’ we possess a rule that suffices only for the determination of the relation to a term not given, never for knowledge of this term itself. Thus if we are informed that 15 is to x as 5 is to 10, the value of x can be determined as 30. But if it be stated that a given event stands to an antecedent event as effect to cause, only the relation holding between the events can be specified, not the actual cause itself. The principle of causality thus serves only as a regulative principle, directing us to search for the cause of an event among its antecedents.
Riehl has suggested a very different explanation of the term, namely, as signifying that the categories of relation are employed only on the analogy of the corresponding, pure logical forms.
“In so far as I know matter in terms of its empirical properties as the substance of outer experiences, I do not gain knowledge of the nature of matter but only of its relation to my thinking. In all judgments upon outer things I employ matter as the subject. That knowledge is therefore nothing but an analogy to the conceptual relation of a subject to its predicates. Matter is related to its properties and effects in the realm of appearance as the subject of a categorical judgment is related to its predicates. In so far as an antecedent is entitled the cause of an event, we do not gain knowledge of its nature but only of the analogy of the relation of cause and effect with that of antecedent and consequent in a hypothetical proposition; the connection of the changes is analogous to the conceptual relation of ground and consequence; the principle of the sufficient ground of changes is an analogy of experience.”[1164]
This explanation may at first sight seem to be supported by Kant’s own statement in the concluding paragraph of the section before us.
“Through these principles we are justified in combining appearances only according to an analogy with the logical and general unity of concepts ...”[1165]
This assertion is, however, incidental to Kant’s explanation that the analogies are not principles of “transcendental” (i.e. transcendent), but only of empirical application—an explanation itself in turn occasioned by his desire to connect his present argument with the chapter on Schematism. This interpretation of the term analogy is probably, therefore, of the nature of an afterthought. Having adopted the term on the grounds above stated in A 179-80 = B 222, he finds in it an opportunity to reinforce his previous assertion of the restricting character of the time condition through which categories are transformed into schemata. The entire paragraph is probably, as Adickes remarks, a later interpolation. But there are further reasons why we cannot accept this passage as representing the real origin of the term analogy. It would involve adoption of the subjectivist standpoint from which Riehl, despite his otherwise realistic reading of Kant, interprets Kant’s phenomenalist doctrines. For it implies that it is only in the noumenal, and not also in the phenomenal sphere, that substantial existences and genuinely dynamical activities are to be found.[1166] It would also seem to imply, what is by no means Kant’s invariable position, the absolute validity of the logical forms. And lastly, it would involve the priority of the logical to the real use of the categories, a violation of Critical principles of which Kant is himself occasionally guilty, but never, as it would seem, in this exaggerated form.
A. First Analogy.—All appearances contain the permanent (substance) as the object itself, and the changeable as its mere determination, i.e. as a mode in which the object exists. Or as in the second edition: In all change of appearances substance is permanent; its quantum in Nature neither increases nor diminishes.
The second paragraph[1167] is of composite character. Its first part (consisting of the first three sentences) and its second part give separate proofs, involving assertions directly contradictory of one another. The one asserts change and simultaneity to be modes of time; the other denies this. They cannot, therefore, be of the same date. The first would seem to be the later; it connects with the first paragraph of the preceding section.
In the first edition the principle is defined as expressing the schema of the dual category of substance and attribute. In the second edition it is reformulated in much less satisfactory form, as being the scientific principle of the conservation (i.e. indestructibility) of matter. This second formulation emphasises the weaker side of the argument of the first edition, and is largely due to the perverting influence of Kant’s method of distinguishing between the Analytic of Concepts and the Analytic of Judgments. It reveals Kant’s growing tendency to contrast the two divisions of the Analytic, as dealing, the one with ordinary experience, and the other with its scientific reorganisation.[1168]
The first proof in the first edition gives explicit expression to a presupposition underlying this entire section, namely, that all apprehension is necessarily successive, or in other words that it is impossible to apprehend a manifold save in succession.[1169] From this assumption it follows that if such succession is not only to occur but is to be apprehended as occurring, and if we are to be able to distinguish between the successive order of all our apprehensions and the order of coexisting independent existences, a permanent must be thought into the succession, that is to say, the successive experiences must be interpreted into an objective order in terms of the category of abiding substance and changing attributes. Kant neither here nor elsewhere makes any attempt to explain how this position is to be reconciled with his doctrine that space can be intuited as well as time; and there is equal difficulty in reconciling it with the doctrine developed in his second proof (in the second division of this same paragraph) that time itself does not change but only the appearances in it.
As above shown,[1170] there are two tendencies in Kant’s treatment of time, each of which carries with it its own set of connected consequences. There is the view that consciousness of time as a whole preconditions consciousness of any part of it. This tends to recognition of simultaneity as a mode of time and of the simultaneous as apprehended in a single non-successive act of apprehension. On the other hand, there is the counter-view that consciousness of time is only possible through the successive combination of its parts. This leads to the assertion that simultaneity is not a mode of time, and that time itself cannot be apprehended save as the result of synthesis in accordance with unifying categories. Through the categories there arises consciousness of objectivity, and so for the first time consciousness of a distinction between the subjective which exists invariably and exclusively in succession, and the objective which may exist either as successive or as permanent, and in whose existence both elements are, indeed, inseparably involved.
To turn now to Kant’s second[1171] proof of the principle;[1172] it is as follows. All our perceptions are in time, and in time are represented as either coexistent or successive. Time itself cannot change,[1173] for only as in it can change be represented. Time, however, cannot by itself be apprehended. As such, it is the mere empty form of our perceptions. There must be found in the objects of perception some abiding substrate or substance which will represent the permanence of time in consciousness, and through relation to which coexistence and succession of events may be perceived. And since only in relation to this substrate can time relations be apprehended, it must be altogether unchangeable, and may therefore[1174] be called substance. And being unchangeable it can neither increase nor diminish in quantity. Kant, without further argument, at once identifies this substance with matter.
This proof may be restated in briefer fashion.[1175] The consciousness of events in time involves the dating of them in time. But that is only possible in so far as we have a representation of the time in which they are to be dated. Time, however, not being by itself experienced, must be represented in consciousness by an abiding substrate in which all change takes place, and since, as the substrate of all change, it will necessarily be unchangeable, it may be called substance.
The argument, in both proofs, is needlessly abstract, and as already remarked,[1176] the reason of this abstractness is that Kant here, as in the chapter on Schematism, unduly ignores space, limiting his analysis to inner sense. He defines the schema of substance as the permanence of the real in time, i.e. as the representation of the real which persists while all else changes. As the second edition of the Critique shows,[1177] Kant himself came to recognise the inadequacy of this definition, and therefore of the proof of the first Analogy. Consciousness is only possible through the representation of objects in space. Only in outer sense is a permanent given in contrast to which change may be perceived. The proof ought therefore to have proceeded in the following manner. Time can be conceived only as motion, and motion is perceivable only against a permanent background in space. Consciousness of time therefore involves consciousness of a permanent in space. He might have added that consciousness of relative time involves consciousness of change in relation to something relatively permanent, and that the scientific conception of all changes as taking place in a single absolute time involves the determining of change through relation to something absolutely permanent, this ultimate standard being found in the heavenly bodies. By the permanent is not meant the immovable, but only that which is uniform and unchanging in its motions. The uniform motions of the heavenly bodies constitute our ultimate standard of time. The degree of their uniformity is the measure of our approximation to an absolute standard. A marginal note upon this Analogy in Kant’s private copy of the Critique reveals Kant’s late awakened recognition of the necessity of this mode of restating the argument.
“Here the proof must be so developed as to apply only to substances as phenomena of outer sense, and must therefore be drawn from space, which with its determinations exists at all times. In space all change is motion....”[1178]
That the new argument of the second edition still proceeds on the same lines as the second argument of the first edition is probably due, as Erdmann remarks,[1179] to Kant’s unwillingness to make the extensive alterations which would have been called for in the chapter on Schematism as well as in the statement of this Analogy.
A second serious objection to Kant’s treatment of the first Analogy follows at once from the above. Kant identifies the permanent which represents time in consciousness with matter, and seeks to prove by means of this identification the principle of the conservation of matter.[1180] That principle is not really capable of transcendental proof. It is not a presupposition of possible experience, but merely a generalisation empirically grounded. Kant is here confounding a particular theory as to the manner in which the element of permanence, necessary to possible experience, is realised, with the much more general conclusion which alone can be established by transcendental methods. His argument also conflicts with his own repeated assertion that the notion of change, in so far as it is distinct from that of temporal succession or of motion in space, is empirical, and consequently falls outside the scope of transcendental enquiry. By the conservation of matter we mean the constancy of the weight of matter throughout all changes. But the only permanent which can be postulated as necessary to render our actual consciousness of time possible, consists of spatial objects sufficiently constant to act as a standard by comparison with which motions may be measured against one another. And as this first Analogy, properly understood, thus deals solely with spatial changes of bodies, the principle of the conservation of matter has no real connection with it.
Then thirdly, and lastly, Kant takes this first Analogy as showing the indispensable function performed in experience by the category of substance and attribute. Substance, he argues, corresponds to the time in which events happen, and its attributes correspond to the changing events. Just as all events are only to be conceived as happening in time, so too all changes are only to be conceived as changes in an abiding substance. These, he would seem to hold, are simply two ways of making one and the same assertion. Now Kant may perhaps be right in insisting that all change is change in, and not of, time. Unity of consciousness would seem to demand consciousness of a single time in which all events happen. But this relation of time to its events does not justify the same assertion being made of substance. Substance may be what corresponds to time in general, and may represent it in consciousness, but we cannot for that reason say that changes are also only in and not of it. To regard the changes in this way as attributes inhering in substance directly contradicts the view developed in the second Analogy. For the notion of substance is there treated as an implication of the principle of causality. Substance, Kant there insists, is not a bare static existence in which changes take place, but a dynamic energy which from its very nature is in perpetual necessitated change. Change is not change in, but change of, substance.
Even in the passage in which Kant identifies the notion of the permanent in change with that of substance and attribute, he shows consciousness of this difficulty. We must not, he says, separate the substance from its accidents, treating it as a separate existence. The accidents are merely the special forms of its existence. But all the same, he adds, withdrawing the words which he has just uttered, such a separation of the changing accidents from the abiding substance is “unavoidable, owing to the conditions of the logical employment of our understanding.”[1181] Kant is here so hard pressed to account for the use of the category of substance and attribute in experience, and to explain the contradictions to which it gives rise, that the only way he sees out of the difficulty is to refer the contradictions involved in the category to the constitution of our understanding in its logical employment. Yet as such employment of understanding is, according to his own showing, secondary to, and dependent upon, its “real” employment, the category of substance and attribute can hardly have originated in this way.
We must, then, conclude that Kant offers no sufficient deduction or explanation of the category of substance and attribute, and as he does so nowhere else, we are driven to the further conclusion that he is unable to account for its use in experience, or at least to reconcile it in any adequate fashion with the principle of causality.
B. Second Analogy.—Everything that happens, i.e. begins to be, presupposes something on which it follows according to a rule. Or as in the second edition: All changes take place in conformity with the law of the connection of cause and effect.
This section, as Kant very rightly felt, contains one of the most important and fundamental arguments of the entire Critique; and this would seem to be the reason why he has so multiplied the proofs which he gives of the Analogy. Within the limits of the section no less than five distinct proofs are to be found, and still another was added in the second edition. As Adickes[1182] argues, it is extremely unlikely that Kant should have written five very similar proofs in immediate succession. The probability is that they are of independent origin and were later combined to constitute this section; or, if we hold with Adickes that Kant first composed a “brief outline,” we may conclude that he combined the one or more proofs, which that outline contained, with others of earlier or of later origin. The first to the fourth paragraphs of the first edition contain a first proof; the fifth to the seventh a second proof (a repetition of the first proof but in indirect form); the eighth to the tenth a third proof (almost identical with the first); the eleventh to the thirteenth a fourth proof (different in character from all the others); the fourteenth a fifth proof (probably the latest in time of writing; an anticipation of the argument in the second edition). The paragraph added in the second edition (the second paragraph in the text of the second edition) gives a sixth and last proof.
We may first state the central argument, deferring treatment of such additional points as arise in connection with Kant’s varying formulations of it in his successive proofs. The second Analogy, though crabbedly, diffusely, and even confusedly stated, is one of the finest and most far-reaching pieces of argument in the whole Critique. It is of special historical importance as being Kant’s answer to Hume’s denial of the validity of the causal principle. Hume had maintained that we can never be conscious of anything but mere succession. Kant in reply seeks to prove that consciousness of succession is only possible through consciousness of a necessity that determines the order of the successive events.
Kant, we must bear in mind, accepts much of Hume’s criticism of the category of causality. The general principle that every event must have an antecedent cause is, Kant recognises, neither intuitively certain nor demonstrable by general reasoning from more ultimate truths. It is not to be accounted for by analytic thought, but like all synthetic judgments a priori can only be proved by reference to the contingent fact of actual experience. Secondly, Kant makes no attempt, either in this Analogy or elsewhere in the Critique, to explain the nature and possibility of causal connection, that is, to show how one event, the cause, is able to give rise to another and different event, the effect. We can never by analysis of an effect discover any reason why it must necessarily be preceded by a cause.[1183] Thirdly, the principle of causality, as deduced by Kant and shown to be necessarily involved in all consciousness of time, is the quite general principle that every event must have some cause in what immediately precedes it. What in each special case the cause may be, can only be empirically discovered; and that any selected event is really the cause can never be absolutely certain. The particular causal laws are discovered from experience, not by means of the general principle but only in accordance with it, and are therefore neither purely empirical nor wholly a priori. As even J. S. Mill teaches, the general principle is assumed in every inference to a causal law, and save by thus assuming the general principle the particular inference to causal connection cannot be proved. But at the same time, since the proof of causal connection depends upon satisfaction of those empirical tests which Mill formulates in his inductive methods, such special causal laws can be gathered only from experience.
The starting-point of Kant’s analysis is our consciousness of an objective order in time. This is for Kant a legitimate starting-point since he has proved in the Transcendental Deduction that only through consciousness of the objective is consciousness of the subjective in any form possible. The independent argument by which it is here supported is merely a particular application of the general principle of that deduction. When we apprehend any very large object, such as a house, though we do so by successively perceiving the different parts of it, we never think of regarding these successive perceptions as representing anything successive in the house. On the other hand, when we apprehend successive events in time, such as the successive positions of a ship sailing down stream, we do regard the succession of our experiences as representing objective succession in what is apprehended. Kant therefore feels justified in taking as fact, that we have the power of distinguishing between subjective and objective succession, i.e. between sequences which are determined by the order of our attentive experience and sequences which are given as such. It is this fact which affords Kant a precise method of formulating the problem of the second Analogy, viz. how consciousness of objective change, as distinguished from subjective succession, is possible?
Schopenhauer, owing to the prominence in his system of the principle of sufficient reason, has commented upon this second Analogy in considerable detail;[1184] and we may here employ one of his chief criticisms to define more precisely the general intention of Kant’s argument. The succession in our experiences of the parts of a house and of the positions of a ship is, Schopenhauer maintains, in both cases of genuinely objective character. In both instances the changes are due to the position of two bodies relatively to one another. In the first example one of these bodies is the body of the observer, or rather one of his bodily organs, namely the eye, and the other is the house, in relation to the parts of which the position of the eye is successively altered. In the second example the ship changes its position relatively to the stream. The motion of the eye from roof to cellar is one event; its motion from cellar to roof is a second event; and both are events of the same nature as the sailing of the ship. Had we the same power of dragging the ship upstream that we have of moving the eye in a direction opposite to that of its first movement, the positions of the ship could be reversed in a manner exactly analogous to our reversal of the perceptions of the house.
This criticism is a typical illustration of Schopenhauer’s entire failure to comprehend the central thesis of Kant’s Critical idealism.[1185] The Analytic, so far as the main argument of its objective deduction is concerned, was to him a closed book; and as this second analogy is little else than a special application of the results of the deduction, he was equally at a loss in its interpretation. Kant was himself, of course, in large part responsible for the misunderstanding. The distinction which would seem to be implied by Kant’s language between sequence that is objective and sequence that is merely subjective is completely inconsistent with Critical principles,[1186] and is as thoroughly misleading as that other distinction which he so frequently employs between the a priori and the merely empirical. Schopenhauer, however, regarded these distinctions as valid, and accordingly applies them in the interpretation of Kant’s method of argument. If inner and outer experience are to be contrasted as two kinds of experience, there is, as Schopenhauer rightly insists, no sufficient ground for regarding changes due to movements of the eye as being subjective and those that are due to movements of a ship as being objective. That is not, however, Kant’s intention in the employment of these illustrations. He uses them only to make clear the fairly obvious fact that while in certain cases the order of our perceptions is subjectively initiated, in other cases we apprehend the subjective order of our experiences as corresponding to, and explicable only through, the objective sequence of events. In holding to this distinction Kant is not concerned to deny that even in the order which is determined by the subject’s purposes or caprice objective factors are likewise involved. The fact that the foundations of a house support its roof, and will therefore determine what it is that we shall apprehend when we turn the eye upwards, does not render the order of our apprehensions any the less subjective in character. But that this order is purely subjective, Kant could never have asserted. His Critical principles definitely commit him to the view that even sensations and desires are integral parts of the unitary system of natural law. Kant, as we shall find, is maintaining that some such distinction between subjective and objective sequence as is illustrated in the above contrasted instances must be present from the very start of our experience—must, indeed, be constitutive of experience as such. Out of a consciousness of the purely subjective the notion of the objective can never arise.[1187] Or otherwise stated, consciousness of a time order, even though subjective, must ultimately involve the application of some non-subjective standard.
“I shall be obliged ... to derive the subjective sequence of apprehension from the objective sequence of appearances, because otherwise the former is entirely undetermined, and does not distinguish any one appearance from any other.”[1188]
We interpret the subjective order in terms of an objective system; consciousness of the latter is the necessary presupposition of all awareness. It is as necessary to the interpretation of what is apprehended through the rotating eyeballs as to the apprehension of a moving ship. So far from refusing to recognise that the subjective order of our experiences is objectively conditioned, Kant is prepared to advance to the further assertion that it is only apprehensible when so conceived.
In the third Analogy Kant proceeds to the connected problem, how we can apprehend the parts of a house as simultaneous notwithstanding the sequent relation of our perceptions of them, and what justification we have for thus interpreting the subjectively sequent experiences as representing objective coexistence. Just as Kant in this second Analogy does not argue that irreversibility is by itself proof of causal relation, but only that the consciousness of such irreversibility demands the employment of the conception of causality, so in the third Analogy he does not attempt to reduce the consciousness of coexistence to the consciousness of reversibility, but to prove that only through the application of the conception of reciprocity can the reversibility be properly interpreted. In each case the category conditions the empirical consciousness; the latter is an apprehension of determinate order only in so far as it presupposes the category. Though Kant’s treatment of the third Analogy has less historical importance, and perhaps less intrinsic interest, than the proof of the second Analogy, it is even more significant of the kind of position which he is endeavouring to establish, and I may therefore forewarn the reader that he must not spare himself the labour of mastering its difficult, and somewhat illusive, argument. The doctrines which it expounds at once reinforce and extend the results of the second Analogy, while the further difficulties which it brings to view, but which it is not itself capable of meeting, indicate that the problems of the Analytic call for reconsideration in the light of certain wider issues first broached in the Dialectic.
We may now return to Kant’s main argument. His problem, as we have found, is how consciousness of objective change, as distinguished from subjective succession, is possible. The problem, being formulated in this particular way, demands, Kant felt, careful definition of what is meant by the term ‘objective,’ upon which so much depends. To apply the illustration above used, the house as apprehended is not a thing in itself but only an appearance to the mind. What, then, do we mean by the house, as distinguished from our subjective representations of it, when that house is nothing but a complex (Inbegriff) of representations?[1189] The question and Kant’s answer to it are stated in subjectivist fashion, in terms of his earlier doctrine of the transcendental object. To contrast an object with the representations through which we apprehend it, is only possible if these representations stand under a rule which renders necessary their combination in some one particular way, and so distinguishes this one particular mode of representation as the only true mode from all others. The origin, therefore, of our distinction between the subjectively successive and the succession which is also objective must be due in the one case to the presence of a rule compelling us to combine the events in some particular successive order, and in the other to the absence of such a rule. Our apprehension of the house, for instance, may proceed in any order, from the roof downwards or vice versa, and as the order may always be reversed there is no compulsion upon the mind to regard the order of its apprehension as representing objective sequence. But since in our apprehension of an event B in time, the apprehension of B follows upon the apprehension of a previous event A, and we cannot reverse the order, the mind is compelled to view the order of succession, in terms of the category of causality, as necessitated, and therefore as objective. The order is a necessary order not in the sense that A must always precede B, that A is the cause of B, but that the order, if we are to apprehend it correctly, must in this particular case be conceived as necessary. The succession, that is, need not be conceived as a causal one, but in order to be conceived as objective succession it must be conceived as rendered necessary by connections that are causal.
Having, in this general fashion, shown the bearing of his previous analysis of objective experience upon the problem in hand, Kant proceeds to develop from it his proof of the special principle of causality. The schema of causality is necessary succession in time, and it is through this, its time aspect, that Kant approaches the principle. It has to do with the special case of change. To be conscious of change we must be conscious of an event, that is, of something as happening at a particular point in time. The change, in other words, requires to be dated, and as we are not conscious of time in general, it must be dated by reference to other events, and obviously in this case in relation to the preceding events, in contrast to which it is apprehended as change. But according to the results of our analysis of what constitutes objective experience, it can be fixed in its position in objective time only if it be conceived as related to the preceding events according to a necessary law; and the law of necessary connection in time is the law of causality. In order, then, that something which has taken place may be apprehended as having occurred, that is, as being an objective change, it must be apprehended as necessarily following upon that which immediately precedes it in time, i.e. as causally necessary.
The principle of causality thus conditions consciousness of objective succession, and Hume, in asserting that we are conscious of the succession of events, therefore admits all that need be assumed in order to prove the principle. The reason why Hume failed to recognise this, is that he ignored the distinction between consciousness of the subjective order of our apprehensions and consciousness of the objective sequence of events. Yet that is a distinction upon which his own position rested. For he teaches that determination of causal laws, sufficiently certain to serve the purposes alike of practical life and of natural science, can be obtained through observation of those sequences which remain constant. Such is also the position of all empiricists. They hold that causal relation is discovered by comparison of given sequences. Kant’s contention is that the apprehension of change as change, and therefore ultimately the apprehension even of an arbitrarily determined order of subjective succession,[1190] presupposes, and is only possible through, an application of the category of causality. The primary function of the understanding does not consist in the clarification of our representation of an event, but in making such representation possible at all.[1191] The primary field of exercise for the understanding lies not in the realm of reflective comparison, but in the more fundamental sphere of creative synthesis.[1192] In determining the nature of the given it predetermines the principles to which all reflection upon the given must conform. The discursive activities of scientific reflection are secondary to, and conditioned by, the transcendental processes which generate the experience of ordinary consciousness. Only an experience which conforms to the causal principle can serve as foundation either for the empirical judgments of sense experience, or for that ever-increasing body of scientific knowledge into which their content is progressively translated. The principle of causality is applicable to everything experienced, for the sufficient reason that experience is itself possible only in terms of it. This conclusion finds its most emphatic and adequate statement in the Methodology.
“...through concepts of understanding pure reason establishes secure principles, not however directly from concepts, but always only indirectly through relation of these concepts to something altogether contingent, namely, possible experience. For when such experience (i.e. something as object of possible experience) is presupposed, the principles are apodictically certain, though by themselves (directly) a priori they cannot even be recognised at all. Thus no one can acquire insight into the proposition that everything which happens has its cause, merely from the concepts involved. It is not, therefore, a dogma, although from another point of view, namely, from that of the sole field of its possible employment, i.e. experience, it can be proved with complete apodictic certainty. But though it needs proof, it should be entitled a principle, not a theorem, because it has the peculiar character that it makes possible the very experience which is its own ground of proof, and in this experience must always itself be presupposed.”[1193]
Before making further comment upon Kant’s central argument, it is advisable to consider the varying statements which Kant has given of it. We may take his successive proofs in the order in which they occur in the first edition.
First Proof.[1194]—The argument is developed in terms of Kant’s early doctrine of the transcendental object. The only points specially characteristic of the statement here given of that doctrine consist (a) in the emphasis with which it is asserted that representations can be experienced only in succession to one another, and that they can never stand in the relation of coexistence,[1195] and (b) in the almost complete ignoring of the transcendental object as source or ground of the rule in terms of which the successive representations are organised. (a) This is a point common to the arguments of all three Analogies. In the first and third the problem is how, from representations merely successive, permanence and coexistence can be determined. In the second Analogy the problem is how from representations invariably successive a distinction can be drawn between the subjectively determined order of our apprehensions and the objective sequence of events. Or in other words: how under such conditions we can recognise an order as given, and so as prescribing the order in which it must be apprehended. Or to state the same point in still another manner: how we can distinguish between an arbitrary or reversible order and an imposed or fixed order, and so come to apprehend the subjective order of our apprehensions as in certain cases controlled by, and explicable only through, the objective sequence of events.[1196]
(b) The reason why the transcendental object, as source of the determinate and prescribed order of the given events, falls into the background in this passage is that Kant is concerned only with the general principle or category by means of which the order is apprehended as necessary. That principle has a subjective origin even though the particular sequences of concrete events have by means of that concept to be conceived as inexorably determined by their noumenal conditions.[1197] The principle accounts for the comprehension of the order as objective, and that is the only point with which Kant is here immediately concerned. That the assertion of the subjective origin of the category is not inconsistent with recognition of the imposed order of the given has already been shown above.[1198] Kant’s own illustration, in this section, of the ship sailing down stream shows that he was prepared to assume without question that they are compatible. His argument is, however, obscure, owing to his failure to distinguish between the two senses in which the term ‘rule’ may be employed. The term may signify either the universal and merely formal principle that every event must have a cause, or it may be used to denote the fixed order in which concrete events are presented to sense-perception. The latter order need not represent a series the members of which are causally connected with one another, but only one that is due to causal necessities. Thus the successive positions of a ship sailing down stream are not interrelated as cause and effect, and yet in order to be apprehended as objectively successive must be conceived as causally conditioned. The term ‘rule’ has very different meanings in the two cases. ‘Rule’ in the first sense is of subjective origin. It is formal, and can never be given. It is read into the given. ‘Rule’ in the second sense is given merely, and being due to noumenal conditions constitutes the material element in natural science, the empirical content of some particular causal law. Owing to Kant’s failure explicitly to distinguish between these two very different connotations of the term, such a sentence as the following is ambiguous: “That in appearance which contains the condition of this necessary rule of apprehension is the object.” Kant may mean that the prescribed order of the concrete events is due to the transcendental object; but in that case it is not given as necessary. Necessity, as he constantly insists, is the one thing that can never be given. The sentence is also misleading through its use of the term ‘appearance.’ That term has no legitimate place in a passage inspired by the doctrine of the transcendental object; there can be no such middle term between subjective representations and the thing in itself. As Kant himself states,[1199] appearance defined in terms of that doctrine is “nothing save a complex of representations.”
There is a very essential difference in the view which Kant takes of the causal relation according as he is proceeding upon subjectivist or upon phenomenalist lines. From the one point of view appearances are representations merely, and accordingly are entirely devoid of causal efficacy. They are not causes and effects of one another. They have not the independence or self-persistence necessary for the exercise of dynamical energy or even for the reception of modifications. Being “states of the identical self,” all causal relation, dynamically conceived, must lie solely in their noumenal conditions. Causality reduces to the thought of necessitated (not necessitating) sequence. It is, as Kant has suggested in A 181 = B 224, a mere ‘analogy’ in terms of which we apply the logical relation of ground and consequence[1200] to the interpretation of our subjective representations, and so view them as grounded not in one another but exclusively in the thing in itself. Causality in the strict sense, i.e. dynamical agency, can be looked for only in the noumenal sphere.
Caird, while adopting this explanation of the term ‘analogy,’[1201] is, as might be expected from his Hegelian standpoint, extremely indefinite and non-committal as to whether or not empirical objects can be genuine causes. Riehl, notwithstanding his professedly realistic interpretation of Kant, adopts the above subjectivist view of natural causation. So also do Benno Erdmann and Paulsen. The latter[1202] speaks with no uncertain voice.
“Causality in the phenomenal world signifies for Kant, as for Hume, nothing but regularity in the sequence of phenomena. Real causal efficiency cannot of course occur here, for phenomena are ideational products. As such they can no more produce an effect than concepts can.”
The corresponding phenomenalist view of the causal relation receives no quite definite formulation either in this section or elsewhere in the Critique, but may be gathered from the general trend of Kant’s phenomenalist teaching.[1203] It is somewhat as follows. The term ‘analogy’ is viewed as having a meaning very different from that above suggested. The causal relation is not a mere analogy from the logical relation of ground and consequence; it is the representation of genuinely dynamical activities in the objects apprehended. Those objects are not mere states of the self, subjective representations. They are part of an independent order which in the form known to us is a phenomenalist transcript of a deeper reality. If the causal relation is the analogy of anything distinguishable from itself, it is an analogon or interpretation of dynamical powers exercised by things in themselves,[1204] not of the merely logical relation between premisses and conclusion. The objects of representation may exercise powers which representations as such can never be conceived as possessing. Between the individual’s subjective states and things in themselves stands the phenomenal world of the natural sciences. Its function, whether as directly experienced through sense-perception or as conceptually reconstructed through scientific hypothesis, is to stand as the representative in human consciousness of that noumenal realm in which all existence is ultimately rooted. The causal interactions of material bodies in space are as essentially constitutive of those bodies as are any of their quantitative properties. Causal relation, even in the phenomenal sphere, must not be identified with mere conformity to law. The true and complete purpose of the natural sciences is not to be found in the Berkeleian or sceptical ideal of simplification, but in the older and sounder conception of causal explanation. That, at least, is the view which Kant invariably defends whenever he has occasion to discuss the principles of physical science.
Second Proof.[1205]—The argument of the first proof is here developed in indirect fashion. In the absence of any rule prescribing necessary sequence, no distinction can be made between subjective and objective succession. The justification for such a rule lies therefore, not in an inductive inference from repeated experience, but in its necessity for the possibility of experience. It is an expression of the synthetic unity in which experience consists.
Third Proof.[1206]—This is for the most part merely a restatement of the first proof. It differs from it in making rather more explicit that the objective reference involved in the notion of the transcendental object is one that carries the mind beyond all representations to the thought of something which determines their order according to a rule. Otherwise the ambiguities of the terms employed are identical with those of the first proof. Its concluding paragraph, however, is a much clearer statement of the difficult argument of A 192-3 = B 238-9.
Fourth Proof.[1207]—This proof differs from all the others. It argues from the characteristics of pure time to the properties necessary to the empirical representation of the time-series. As time cannot be experienced in and by itself, all its essential characteristics must be capable of being represented in terms of appearance. “Only in appearances can we empirically recognise continuity in the connection of times.” The primary function of the understanding is to make such recognition possible, and it does so by “transferring the time order to the appearances and their existence.” It is a necessary law of time that we can only advance to the succeeding through the preceding. Each moment of time is the indispensable condition of the existence of that which follows it. We can pass to the year 1915 only by way of the preceding year 1914. And since, as just noted, time is not cognisable by itself but only as the form of our perceptions, this law must be applicable to them. We can only be conscious of all times as successively conditioning one another in one single time, and that means in one single objective time, if we are conscious of all the phenomena perceived as conditioning one another in their order in time.
It is somewhat difficult to understand how Kant came to formulate the argument in this form. The explanation may perhaps be found in his preoccupation[1208] with the doctrine of a transcendental activity of the productive imagination and with the connected doctrine of a pure a priori manifold. For this proof would seem to rest upon the assumption that the characteristics of time are known purely a priori and therefore with complete certainty, independently of sense experience. The unusual and somewhat scholastic character of the proof also appears in Kant’s substitution of the principle of sufficient reason for the principle of causality. But despite the artificial character of the standpoint, the argument serves to bring prominently forward Kant’s central thesis, viz. that the principle of causality is presupposed in all consciousness of time, even of the subjectively successive. Also, by emphasising that time in and by itself can never be “an object of perception,” and that the relating of appearances to “absolute time” is possible only through the determining of them in their relations to one another, it supplies the data for correction of its own starting-point.
Fifth Proof.[1209]—This proof is probably later than the preceding proofs. Though its essential content coincides with that of the opening proof, its formulation would seem to be a first attempt at statement of the sixth proof, i.e. of the argument which Kant added in the second edition. Adickes considers this proof to be earlier in date than the first four proofs, but the reason which he assigns for so regarding it, viz. that Kant here postulates a synthesis of the imagination independent of the categories as preceding a synthesis of apprehension in terms of the categories, seems to be based upon a much too literal reading of Kant’s loose mode of statement. The argument rather appears to be, as in the sixth proof, that synthesis of the imagination may be either subjective or objective; and the term “apprehension” would seem to be used as signifying that the manifold synthesised is given to the imagination through actual sense experience, and that as thus given it has a determinate order of its own. The argument concludes with the statement (more definite than any to be found in the preceding arguments), that the proof of the principle of causality consists in its indispensableness as a condition of all empirical judgments, and so of experience as such. As a ground of the possibility of experience it must be valid of all the objects of experience.
Sixth Proof.[1210]—The argument of the fifth proof is here more clearly stated. All synthesis is due to “the faculty of imagination which determines inner sense in respect of the time relation.” Such synthesis may, however, yield the consciousness either of subjective succession or of succession “in the object.” In the latter form it presupposes the employment of a pure concept of the understanding, that of the relation of cause and effect. And the conclusion reached is again that only so is empirical knowledge possible. This mode of stating the argument is far from satisfactory. It tends to obscure Kant’s central thesis, that only through consciousness of an objective order is consciousness of subjective sequence possible, and that the principle of causality is therefore a conditioning factor of all consciousness. The misleading distinction drawn in the Prolegomena between judgments of perception and judgments of experience also crops out in Kant’s use of the phrase “mere perception.”[1211]
We may again return to Kant’s central argument. For we have still to consider certain objections to which it may seem to lie open, and also to comment upon Kant’s further explanations in the remaining paragraphs of the section.[1212] Kant’s imperfect statement of his position has suggested to Hutchison Stirling and others a problem which is largely artificial, namely, how the mind is enabled to recognise the proper occasions upon which to apply the category of causality. On the one hand sequence as such cannot be the criterion, since many sequences are not causal, and on the other hand the absence of sequence does not appear to debar its application, since cause and effect would frequently seem to be co-existent. This difficulty arises from failure to appreciate the central thesis upon which Kant’s proof of the principle of causality ultimately rests. Kant’s diffuse and varying mode of statement may conceal but never conflicts with that thesis, which consists in the contention that the category of causality is a necessary and invariable factor in all consciousness. Nothing can be apprehended save in terms of it.[1213] It prescribes an interpretation which the mind has no option save to apply in the consciousness of each and every event, of the coexistent no less than of the sequent. Whether two changes are coexistent or are successive, each must be conceived as possessing an antecedent cause. The only difference is that in the case of sequent events one of them (i.e. the antecedent change) may, upon empirical investigation, be found to be itself the cause of the second and subsequent event, whereas with coexistent events this can never be possible. As the principle of causality is that every event must have an antecedent cause, it follows that where there is no sequence there can be no causation. But when Kant states that sequence is “the sole empirical criterion”[1214] of the causal relation, he does less than justice to the position he is defending. The empirical criteria are manifold in number, and are such as John Stuart Mill has attempted to formulate in his inductive methods.
Schopenhauer has objected[1215] that Kant’s argument proves too much, since it would involve that all objective sequences, such as that of night and day or of the notes in a piece of music, are themselves causal sequences. This criticism has been replied to by Stadler[1216] in the following terms:
“When Schopenhauer adduces the sequence of musical notes or of day and night, as objective sequences which can be known without the causal law, we need only meet him with the question, Where in these cases is the substance that changes? So soon as he is forced to put his objection into the form required to bring it into relation to the question of the possibility of knowledge, his error becomes obvious. His instances must then be expressed thus:—The instrument passes from one state of sound into another; the earth changes from the measure of enlightenment which makes day, to that which makes night. Of such changes no one will say that they are not referred to a cause. And we may quote in this reference the appropriate saying of Kant himself, ‘Days are, as it were, the children of Time, since the following day with that which it contains is the product of the previous day.’”
Night and day, in so far as they are sequent events, must be conceived in terms of causality, not in the sense that night causes day, but as being determined by causes that account not only for each separately, but also for the alternating sequence of the one upon the other. Such causes are found by the astronomer to lie in the changing positions of the earth relatively to the sun.
Schopenhauer adds a further objection of a more subtle nature, which has again been excellently stated and answered by Stadler:
“Schopenhauer points out that what we call chance is just a sequence of events which do not stand in causal connexion. ‘I come out of the house and a tile falls from the roof which strikes me; in such a case there is no causal connexion between the falling of the tile and my coming out of the house, yet the succession of these two events is objectively determined in my apprehension of them.’ How have we to criticise this case from the transcendental point of view? We know that successions become necessary, i.e. objective, for our consciousness, when we regard them as changes of a substance which are determined by a cause. But it is shown here that there are successions in which the single members are changes of different substances. If substance S changes its state A into B on account of the cause X, and substance S´ changes its state A´ into B´ on account of the cause X´, and if I call the first change V and the second V´, the question arises how the objectivity of the succession V V´ is related to the law of causality. Sequences such as V V´ are very frequent, and our consciousness of the objectivity is certain. Do we owe this consciousness to the same rule as holds good in other cases? Certainly. The distinction is not qualitative, but rests only on the greater complication of the change in question. The sequence V V´ can become objective only if I think it as a necessary connexion. It must be so determined that V can only follow V´ in ‘consciousness in general’; there must be a U, the introduction of which is the cause that V´ follows V. To be convinced of this, I do not need actually to know U. I know that on every occasion U causes the succession V V´. Of course, this presupposes that all data of the states considered, A and A´, remain identical. But whether these data are very simple or endlessly complex, whether they are likely to combine to the given result frequently or seldom, is indifferent for the objectifying of the event; it is not the perception of U, but the presupposition of it, which makes the change necessary and so objective for us.”[1217]
To turn now to the other difficulty which Kant himself raises in A 202-3 = B 247-8, viz. that cause and effect would frequently seem to be coexistent, and the “sole empirical criterion” to be therefore absent. It may from this point of view be maintained that the great majority of causes occur simultaneously with their effects, and that such time sequence as occurs is due solely to the fact that the cause cannot execute itself in one single instant. Kant has little difficulty in disposing of this objection. Causality concerns only the order, not the lapse, of time; and the sequence relation must remain even though there is no interval between the two events. If a leaden ball lies upon a cushion it makes a depression in it. The ball and the depression are coexistent. None the less, when viewed in their dynamical relation, the latter must be regarded as sequent upon the former. If the leaden ball is placed upon a smooth cushion a hollow is at once made, but if a hollow exists in a cushion a ball need not appear. In other words, the criteria for the determination of specific causal relations are neither the presence nor the absence of sequence, but are empirical considerations verifiable only upon special investigation.[1218] The observer is called upon to disentangle the complicated web of given appearances under the guidance of the quite general and formal principle that every event is due to some antecedent cause. He must do so as best he can through the application of his acquired insight, and, when necessary, by means of the requisite experimental variation of conditions.
In the two following paragraphs (A 204-5 = B 249-51) Kant raises points which he later discussed more fully in the Metaphysical First Principles of Natural Science.[1219] As adequate explanation of the argument would be a very lengthy matter, and not of any very real importance for the understanding of the general Critical position, we may omit all treatment of it. In the sections of the Metaphysical First Principles just cited, the reader will find the necessary comment and explanation. Such bearing as these two paragraphs have upon Kant’s view of the nature of the causal relation has been noted above.[1220]
In the section on Anticipations of Perception[1221] Kant has stated that the principle of the continuity of change involves empirical factors, and therefore falls outside the limits of transcendental philosophy. To this more correct attitude Kant, unfortunately, did not hold. In A 207-11 = B 252-6 he professes to establish the principle in a priori transcendental fashion as a necessary consequence of the nature of time. This proof is indeed thrice repeated with unessential variations, thereby clearly showing that these paragraphs also are of composite origin. The argument in all three cases consists in inferring from the continuity of time the continuity of all changes in time. As the parts of time are themselves times, of which no one is the smallest, so in all generation in time, the cause must in its action pass through all the degrees of quantity from zero to that of the final effect.
“Every change has a cause which evinces its causality in the whole time in which the change takes place. This cause, therefore, does not engender the change suddenly (at once or in one moment), but in a time, so that, as the time increases from its initial moment a to its completion in b, the quantity of the reality (b-a) is in like manner generated through all lesser degrees which are contained between the first and the last.”[1222]
This argument is inconclusive. As Kant himself recognises in regard to space,[1223] we may not without special proof assume that what is true of time must be true of the contents of time. If time, change, and causation can be equated, what is true of one will be true of all three. But the assumption upon which the argument thus rests has not itself been substantiated.
In the third proof[1224] the argument is stated in extreme subjectivist terms which involve the further assumption that what is true of apprehension is ipso facto true of everything apprehended. The possibility of establishing the law of dynamical continuity follows, Kant declares, as a consequence of its being a law of our subjective apprehension.
“We anticipate only our own apprehension, the formal condition of which, inasmuch as it inheres in the mind prior to all given appearances, must certainly be capable of being known a priori.”[1225]
Kant’s attitude towards the physical principle of continuity underwent considerable change. In his New Doctrine of Motion and Rest (1758)[1226] he maintains that it cannot be proved, and that physicists may rightly refuse to recognise it even as an hypothesis. It is in the Essay on Negative Quantity (1763)[1227] that Kant first adopts the attitude of the Critique, and rejects the “speculative” objections raised against the mathematical conception of the infinitely small. In the Metaphysical First Principles of Natural Science[1228] the principle of continuity is defended and developed, but only in its application to material existence, not in its relation to the causal process.
C. Third Analogy.—All substances, in so far as they are coexistent, stand in thoroughgoing communion,[1229] i.e. in reciprocity with one another. Or, as in the second edition: All substances, so far as they can be perceived to coexist in space, are in thoroughgoing reciprocity.
This section contains four separate proofs. The first three paragraphs in the text of the first edition contain the first proof. The fourth paragraph supplies a second proof, and the fifth paragraph a third. In the second edition Kant adds a fourth proof (the first paragraph of the text of the second edition).
We may lead up to these proofs by first formulating (a) the fundamental assumption upon which they proceed, and (b) the thesis which they profess to establish. (a) The argument involves the same initial assumption as the preceding Analogies, viz. that representations exist exclusively in succession, or stated in phenomenalist terms, that the objectively coexistent can be apprehended only in and through representations that are sequent to one another in time.[1230] Upon this assumption the problem of the third Analogy is to explain how from representations all of which are in succession we can determine the objectively coexistent. (b) In the Dissertation[1231] Kant had maintained that though the possibility of dynamical communion of substances is not necessarily involved in their mere existence, such interaction may be assumed as a consequence of their common origin in, and dependence upon, a Divine Being. In the Critique no such metaphysical speculations are any longer in order, and Kant recognises that as regards things in themselves it is not possible to decide whether dynamical interaction is, or is not, necessarily involved in coexistence. The problem of this third Analogy concerns only appearances, which as such must be subject to the conditions of unitary experience; and one such condition is that they be apprehended as belonging to a single objective order of nature, and therefore as standing in reciprocal relations of interaction. The apprehension of substances as reciprocally determining one another is, Kant contends, an indispensable condition of their being known even as coexistent. Such is Kant’s thesis. The proof may first be stated in what may be called its typical or generic form. Kant’s four successive proofs can then be related to it as to a common standard.
Two things, A and B, can be apprehended as coexistent only in so far as we can experience them in either order, i.e. when the order of our perceptions of them is reversible. If they existed in succession, this could never be possible. The earlier member of a time series is past when the succeeding member is present, and what belongs to the past can never be an object of perception. The fact that the order in which things can be perceived is reversible would thus seem to prove that they do not exist successively to one another in time.[1232] That, however, is not the case. By itself such experience does not really suffice to yield consciousness of coexistence. It can yield only consciousness of an alternating succession.[1233] A further factor, namely, interpretation of the reversibility of our perceptions as due to their being conditioned by objects which stand in the relation of reciprocal determination, must first be postulated. If these objects mutually determine one another to be what they are, no one of them can be antecedent to or subsequent upon the others; and by their mutual reference each will date the others as simultaneous with itself. In other words, the perception of the coexistence of objects involves the conception of them as mutually determining one another. The principle of communion or reciprocity conditions the experience of coexistence, and is therefore valid for objects apprehended in that manner.
Kant also maintains, more by implication than by explicit statement, that as A and B need not stand in any direct relation, the apprehension of them as coexistent involves the conception of an all-embracing order of nature within which they fall and which determines them to be what they are. If any one of them, even the most minute and insignificant, were conceived as altered, corresponding simultaneous variations would have to be postulated for all the others. The unity of the phenomenal world is the counterpart of the unity of apperception. Unity of experience involves principles which prescribe a corresponding unity in the natural realm. Dynamical communion is the sufficient and necessary fulfilment of this demand. It carries to completion the unity demanded by the preceding Analogies of substance and causality. Kant sums up his position in a note to A 218 = B 265.
“The unity of the world-whole, in which all appearances have to be connected, is evidently a mere consequence of the tacitly assumed principle of the communion of all substances which are coexistent. For if they were isolated, they would not as parts constitute a whole. And if their coexistence alone did not necessitate their connection (the reciprocal action of the manifold) we could not argue from the former, which is a merely ideal relation, to the latter, which is a real relation. We have, however, in the proper context, shown that communion is really the ground of the possibility of an empirical knowledge of coexistence, and that therefore the actual inference is merely from this empirical knowledge to communion as its condition.”
To turn now to Kant’s successive proofs. The first[1234] calls for no special comment. It coincides with the above. The second[1235] proof is an incompletely stated argument, which differs from the first only in its more concrete statement of the main thesis and in its limitation of the argument to spatial existences. Dynamical community is the indispensable condition of our apprehension of any merely spatial side-by-sideness. Kant now adds that it is the dynamical continuity of the spatial world which enables us to apprehend the coexistence of its constituents. The important bearing of this argument we shall consider in its connection with the proof which Kant added in the second edition.
The third[1236] proof is probably the earliest in date of writing. It draws a misleading distinction between subjective and objective coexistence, and seems to argue that only the latter form of coexistence need presuppose the employment of the category of reciprocity. That runs directly counter to the central thesis of the other proofs, that only in terms of dynamical relation is coexistence at all apprehensible. That the above distinction indicates an early date of writing would seem to be confirmed by the obscure phrase “community of apperception” which is reminiscent of the prominence given to apperception in Kant’s earlier views, and by the concluding sentence in which Kant employs terms—inherence, consequence, and composition—that are also characteristic of the earlier stages of his Critical enquiries.[1237]
It is significant that in the new argument[1238] of the second edition the space factor, emphasised in the second proof of the first edition, is again made prominent.[1239] The principle is, indeed, reformulated in such manner as to suggest its limitation to spatial existences. “All substances, so far as they can be perceived to coexist in space, are in thoroughgoing reciprocity.” Now it is decidedly doubtful whether Kant means to limit the category of reciprocity to spatial existences. As we have already noted,[1240] he would seem to hold that though the category of causality can acquire meaning only in its application to events in space, it may in its subsequent employment be extended to the states of inner sense. The latter are effects dynamically caused, and among their causal conditions are mechanical processes in space. The extension of the category of reciprocity to include sensations and desires undoubtedly gives rise to much greater difficulties than those involved in the universal application of the causal principle. On the other hand, its limitation to material bodies must render the co-ordination of mental states and mechanical processes highly doubtful, and would carry with it all the difficulties of an epiphenomenal view of psychical existences. The truth probably is that in this matter Kant had not thought out his position in any quite definite manner; and that owing to the influence, on the one hand of the dualistic teaching of the traditional Cartesian physics, and on the other of his increasing appreciation of the part which space must play in the definition and proof of the principles of understanding, he limited the category of reciprocity to spatial existences, without considering how far such procedure is capable of being reconciled with his determinist view of the empirical self. His procedure is also open to a second objection, namely, that while thus reformulating the principle, he fails to remodel his proof in a sufficiently thoroughgoing fashion. The chief stress is still laid upon the temporal element; and in order to obtain a proof of the principle that will harmonise with the prominence given to the space-factor, we are thrown back upon such supplementary suggestions as we can extract from the second argument of the first edition. It is there stated that “without dynamical communion even spatial community (communio spatii) could never be known empirically.”[1241] That is an assertion which, if true, will yield a proof of the principle of reciprocity analogous to that which has been given of the principle of causality; for it will show that just as the conception of causality is involved in, and makes possible, the awareness of time, so the conception of reciprocity is involved in, and makes possible, the awareness of space.
The proof will be as follows. The parts of space have to be conceived as spatially interrelated. Space is not a collection of independent spaces; particular spaces exist only in and through the spaces which enclose them. In other words, the parts of space mutually condition one another. Each part exists only in and through its relations, direct or indirect, to all the others; the awareness of their coexistence involves the awareness of this reciprocal determination. But space cannot, any more than time, be known in and by itself;[1242] and what is true of space must therefore hold of the contents, in terms of the interrelations of which space can alone be experienced. How, then, can the reciprocal determination of substances in space be apprehended by a consciousness which is subject in all its experiences to the conditions of time? As Kant has pointed out in A 211 = B 258,[1243] objective coexistence is distinguished from objective sequence by reversibility of the perceptions through which it is apprehended. When A and B coexist, our perceptions can begin with A and pass to B, or start from B and proceed to A. There is also, as Kant observes in the second proof, a further condition, namely, that the transition is in each case made through a continuous series of changing perceptions.
“Only the continuous influences in all parts of space can lead our senses from one object to another. The light, which plays between our eye and the celestial bodies, produces a mediate communion between us and them, and thereby establishes the coexistence of the latter. We cannot empirically change our position (perceive such a change), unless matter in all parts of space makes the perception of our position possible to us. Only by means of its reciprocal influence can matter establish the simultaneous existence of its parts, and thereby, though only mediately, their coexistence with even the most remote objects. Without communion, every perception of an appearance in space is broken off from every other, and the chain of empirical representations, i.e. experience, would have to begin entirely anew with every new object, without the least connection with preceding representations, and without standing to them in any relation of time.”[1244]
But even such reversibility of continuous series does not by itself establish coexistence. For in the imagination[1245] we can represent such series, without thereby acquiring the right to assert that they exist not as series but as simultaneous wholes. And as Kant might also have pointed out, even in sense-perception we can experience reversible continuous series that do not in any way justify the inference to coexistence. We may, for instance, produce on a musical instrument a series of continuously changing sounds, and then in immediate succession produce the same series in reverse order. An additional factor is therefore required, namely, the interpretation of the reversibility of our perceptions as being grounded in objects which, because spatially extended, and spatially continuous with one another, can yield continuous series of perceptions, and which, because of their thoroughgoing reciprocity, make possible the reversing of these series. To summarise the argument in a sentence: as the objectively coexistent, if it is to be known at all, can only be known through sequent representations, the condition of its apprehension is the possibility of interpreting reversible continuous series as due to the reciprocal interaction of spatially ordered substances.
This argument has a twofold bearing. Its most obvious consequence is that all things apprehended as coexistent must be conceived as standing in relations of reciprocal interaction; but by implication this involves the further consequence that the conceptual principle of reciprocity is an integral factor in all apprehension of space. Space, though intuitive in character, has a meaning that demands this concept for its articulation. Just as consciousness of temporal sequence is only possible in terms of causation, so consciousness of spatial coexistence is only possible through application of the category of reciprocity. And since, on Kant’s view, awareness of space conditions awareness of time, these conclusions carry the Critical analysis of our consciousness of time a stage further. In confirmation of the more general argument of the objective deduction, reciprocity is added to the already large sum-total of the indispensable conditions of our time-consciousness; while in regard to time itself it is shown that, owing to its space-reference, coexistence may be counted among its possible modes.
I have made occasional reference to the positions adopted by Stout in his Manual of Psychology, and may here indicate their relation to the present argument. Stout cites four “categories” or ultimate principles of unity which “belong even to rudimentary perceptual consciousness as a condition of its further development,”[1246] namely, spatial unity, temporal unity, causal unity, and the unity of different attributes as belonging to the same thing. The criticism which, from the standpoint of the Analogies, has to be passed upon this list,[1247] is that it ignores the category of reciprocity, i.e. of systematic interconnection, and that it fails to recognise the close relation in which the various principles stand to one another. The temporal unity must not be isolated from causal unity, nor either of them from the spatial unity, with which the category of reciprocity is inseparably bound up. Further, Kant maintains that these principles are demanded, not merely for the development of perceptual consciousness, but for its very existence.
But Kant’s argument suggests many difficulties which we have not yet considered, and we may again employ Schopenhauer’s criticisms to define the issues involved.
“The conception of reciprocity ought to be banished from metaphysics. For I now intend, quite seriously, to prove that there is no reciprocity in the strict sense, and this conception, which people are so fond of using, just on account of the indefiniteness of the thought, is seen, if more closely considered, to be empty, false, and invalid.... It implies that both the states A and B are cause and that both are effect of each other; but this really amounts to saying that each of the two is the earlier and also the later; thus it is an absurdity.”[1248]
This criticism proceeds on the assumption that the category of reciprocity reduces to a dual application of the category of causality. If that were the case, there would, of course, be no separate category of reciprocity,[1249] and further it would, as Schopenhauer maintains, be impossible to regard A and B as being at one and the same time both cause and effect of one another. Causality determines the order of the states of substances in the time series; reciprocity must be distinct from causality if it is to be capable of defining the order of their coexistent states in space. A deduction from the dual application of the conception of causality has, therefore, no bearing upon the question of the possibility of this further category. Kant has laid himself open to this criticism by a passage which occurs in the first proof, and which shows that he was not quite clear in his own mind as to how reciprocity ought to be conceived.
“That alone can determine the position of anything else in time, which is its cause or the cause of its determinations. Every substance (inasmuch as only in its determinations can it be an effect) must therefore contain in itself the causality of certain determinations in the other substance, and at the same time the effects of the causality of that other, i.e. they must stand in dynamical communion (immediately or mediately), if their coexistence is to be known in any possible experience.”[1250]
It should be noted that in the new proof[1251] in the second edition Kant is careful to employ the terms ground and influence in place of the terms cause and causality.
Secondly, Schopenhauer argues that if the two states necessarily belong to each other and exist at one and the same time, they will not be simultaneous, but will constitute only one state.[1252] Schopenhauer is again refusing to recognise the conditions under which alone a special category of reciprocity is called for. We can speak of simultaneity only if a multiplicity be given; and if it be given, its nature as simultaneous plurality cannot be comprehended through a causal law, which, as such, applies only to sequent order.
Lastly, Schopenhauer endeavours to confirm his position by examination of the supposed instances of reciprocity.
”[In the continuous burning of a fire] the combination of oxygen with the combustible body is the cause of heat, and heat, again, is the cause of the renewed occurrence of the chemical combination. But this is nothing more than a chain of causes and effects, the links of which have alternately the same name.... We see before us only an application of the single and simple law of causality which gives the rule to the sequence of states, but never anything which must be comprehended by means of a new and special function of the understanding.”[1253]
Schopenhauer is again misled by his equating of reciprocity with causal action. Combustion is quite obviously a case of sequent processes. Instead of proving that coexistence does not involve reciprocity, Schopenhauer is only showing that cause and effect may sometimes, as Kant himself observes,[1254] seem to be simultaneous.[1255] Action followed by reaction is not equivalent to what Kant means by reciprocal determination. Schopenhauer also cites the instance of a pair of scales brought to rest by equal weights.
“Here there is no effect produced, for there is no change; it is a state of rest; gravity acts, equally divided, as in every body which is supported at its centre of gravity, but it cannot show its force by any effect.”[1256]
This example is more in line with what Kant would seem to have in view, but is still defined in reference to the problem of causation, and not in reference to that of coexistence. Kant is not enquiring whether coexistent bodies are related as causes and effects, though, as we have already observed, his language betrays considerable lack of clearness on this very point. He is endeavouring to define the conditions under which we are enabled to recognise that bodies, external to one another in space and apprehensible only through sequent perceptions, are none the less coexistent. And the answer which he gives is that coexistence can only be determined by reference of each existence to the totality of systematic relations within which it is found, its particular spatial location being one of the factors which condition this reference. Causal explanation in the most usual meaning of that highly ambiguous phrase, namely, as explanation of an artificially isolated event by reference to antecedents similarly isolated from their context, may partially account for this event being of one kind rather than another, but will not explain why it is to be found at this particular time in this particular place. That is to say, it will not answer the question which is asked when we are enquiring as to what events are coexistent with it.
But the considerations which thus enable us to dispose of Schopenhauer’s criticisms have the effect of involving us in new, and much more formidable, difficulties. Indeed they disclose the incomplete, and quite inadequate, character of Kant’s proof of the third Analogy. For must not spatial co-existence be independently known if it is to serve as one of the factors determinant of reciprocity? Can the apprehension of extended bodies wait upon a prior knowledge of the system of nature to which they belong?
The mere propounding of these questions does not, however, suffice to overthrow Kant’s contention. For he is prepared—that is indeed the reason why the Critique came to be written—to answer them in a manner that had never before been suggested, save perhaps in the philosophies of Plato and Aristotle. This answer first emerges in the Dialectic, in the course of its treatment of the wider problem, of which the above difficulties are only special instances, how if conditioned parts can only be known in terms of an unconditioned whole, any knowledge whatsoever can be acquired by us. But though Kant in the Dialectic gives due prominence to this fundamental problem, the hard and fast divisions of his architectonic—and doubtless other influences which would be difficult to define—intervene to prevent him from recognising its full implications. For the problem is viewed in the Dialectic as involving considerations altogether different from those dwelt upon in the Analogies, and as being without application to the matters of which they treat.
The situation thus created is very similar to that which is occasioned by Kant’s unfortunate separation of the problems of space and time in the Aesthetic from the treatment of the categories in the Analytic. In the Aesthetic space and time are asserted to be intuitive, not conceptual, in nature; and yet in the Analytic we find Kant demonstrating that the principles of causality and reciprocity are indispensably involved in their apprehension. But even more misleading is the separation of the problems of the Aesthetic and Analytic from those of the Dialectic. Kant’s primary and prevailing interest is in the metaphysics, not in the mere methodology, of experience; and it is in the Dialectic that the metaphysical principles which underlie and inspire all his other tenets first find adequate statement. Since the third Analogy defines the criterion of coexistence in entire independence of all reference to the Ideas of Reason, Kant is thereby precluded from even so much as indicating the true grounds upon which his position, if it is to be really tenable, must be made to rest. For as he ultimately came to recognise, the intuition of space not only involves the conceptual category of reciprocal determination, but likewise demands for its possibility an Idea of Reason. In space the wider whole is always prior in thought to the parts which go to constitute it. But though Kant states[1257] that this characteristic of space justifies its being entitled an Idea of Reason, he nowhere takes notice of the obvious and very important bearing which this must have upon the problem, how we are to formulate the criterion of coexistence.
The general character of time is analogous to that of space, and our formulation of the criterion of causal sequence is therefore similarly affected. The system of nature is not the outcome of natural laws which are independently valid; natural laws are the expression of what this system prescribes; they are the modes in which it defines and embodies its inherent necessities.
The situation which these considerations would seem to disclose may, therefore, be stated as follows. If the empirical criteria of truth are independent of the Ideas of Reason, the Analytic may be adequate to their discussion, but will be unable to justify the assertion that there is a category of reciprocal or systematic connection distinct from that of causality. If, however, it should be found that these criteria are merely special applications of standards metaphysical in character—and that would seem to be Kant’s final conclusion,—only in the light of the wider considerations first broached in the Dialectic, can we hope to define their nature and implications with any approach to completeness.
4. THE POSTULATES OF EMPIRICAL THOUGHT IN GENERAL
First Postulate.—That which agrees, in intuition and in concepts, with the formal conditions of experience is possible.
Second Postulate.—That which is connected with the material conditions of experience (that is, with sensation) is actual.
Third Postulate.—That which is determined, in its connection with the actual, according to universal conditions of experience is (that is, exists as) necessary.
In this section Kant maintains that when the Critical standpoint is accepted, possibility, actuality and necessity can only be defined in terms of the conditions which render sense-experience possible. In other words, the Critical position, that all truth, even that of a priori principles, is merely de facto, involves acceptance of the view that the actual reduces to the experienced, and that only by reference to the actual as thus given can possibility and necessity be defined. The Leibnizian view that possibility is capable of being defined independently of the actual, and antecedently to all knowledge of it, must be rejected.
An analysis of the text can be profitably made only after a detailed examination of Kant’s general argument; and to that task we may at once apply ourselves. The section affords further illustration of the perverting influence of Kant’s architectonic, as well as of the insidious manner in which the older rationalism continued to pervert his thinking in his less watchful moments.
First Postulate.—In the opening paragraphs Kant uses (as it would seem without consciousness of so doing) the term possibility in two very different senses.[1258] When the possible is distinguished from the actual and the necessary, it acquires the meaning defined in this first Postulate; it is “that which agrees with the formal conditions of experience.” But it is also employed in a much narrower sense to signify that which can have “objective reality, i.e. transcendental truth.”[1259] The possibility of the objectively real rests upon fulfilment of a threefold condition: (1) that it agree with the formal conditions of experience; (2) that it stand in connection with the material of the sensuous conditions of experience; and (3) that it follow with necessity upon some preceding state in accordance with the principle of causality, and so form part of a necessitated order of nature. In other words, it must be causally necessitated in order to be empirically actual; and only the empirically actual is genuinely possible. Such is also the meaning that usually attaches to the term possible in the other sections of the Critique. A ‘possible experience’ is one that can become actual when the specific conditions, all of which must themselves be possible, are fulfilled. An experience which is not capable of being actual has no right to be described even as possible. As a term applicable to the objectively real, the possible is not wider than the actual, but coextensive with it. As Kant himself remarks, those terms refer exclusively to differences in the subjective attitude of the apprehending mind.
This ambiguity in the term ‘possibility’ has caused a corresponding ambiguity in Kant’s employment of the term ‘actuality.’ It leads him to endeavour to define the actual, not in its connection with the conditions of possibility, but in distinction from them. The possible having been defined (in the first Postulate) solely in terms of the formal factors of experience, he proceeds to characterise the actual in a similarly one-sided fashion, exclusively in terms of the material element of given sensation. Doubtless the element of sensation must play a prominent part in enabling us to decide what is or is not actually existent, but no definition which omits to take account of relational factors can be an adequate expression of Critical teaching. Indeed, we only require to substitute the words ‘sensuously given’ for ‘actual’ in Kant’s definition of the third Postulate (i.e. of the necessary) in order to obtain a correct statement of the true Critical view of actual existence: it is “that which is determined in its connection with the sensuously given according to universal conditions of experience.” For Kant the actual and the necessary, objectively viewed, coincide. Necessity is for the human mind always merely de facto; and nothing can be objectively actual that is not causally determined. As the empirically possible cannot, in its objective reference, be wider than the empirically necessary, one and the same definition adequately covers all three terms alike. While the distinctions between them will, of course, remain, they will be applicable, not to objects, but only to the subjective conditions of experience in so far as these may vary from one individual to another. Experiences capable of being actual for one individual may be merely possible for another. And what is merely actual to one observer may by others be comprehended in its necessitating connections. The terms will not denote differences in the real, but only variations in the cognitive attitude of the individual.
Thus in professing to show that the three Postulates are transcendental principles, Kant does less than justice to his own teaching. For though both here and in the opening sections of the chapter[1260] he speaks of them in this manner, i.e. as being conditions alike of ordinary and of scientific experience, he has himself admitted in so many words the inappropriateness of such a description.
“The principles of modality are nothing more than explanations [not, it may be noted, proofs] of the concepts of possibility, actuality and necessity, in their empirical use, and are therefore at the same time restrictions of all the categories to this merely empirical use, ruling out and forbidding their transcendental [= transcendent] employment.”[1261]
That is to say, these so-called principles are not really principles; they merely embody explanatory statements designed to render the preceding results more definite, and especially to guard against the illegitimate meanings which the Leibnizian metaphysics had attached to certain of the terms involved.
These considerations bring us to the real source of Kant’s perverse argumentation, namely, the artificial (but none the less imperious) demands of his architectonic. He is constrained to provide a set of principles corresponding to the categories of modality. The definitions of the modal categories have therefore to be called by that inappropriate name. But that is not the end of the matter. In order to meet the needs of his logical framework, Kant proceeds even further than he had ventured to do in the sections on the Axioms of Intuition and Anticipations of Perception. There he fell so far short as to provide only a single principle in each case. In dealing, however, with the categories of relation he has been able to define each of the three categories separately, and to derive from each a separate principle. Many of the defects in his argument are, indeed, traceable to this source. The close interrelations of the three principles are, as we have had occasion to note, seriously obscured. But still, in the main, separate treatment of each has proved feasible. Kant, encouraged, as we may believe, by this successful fulfilment of architectonic requirements, now sets himself to develop, in similar fashion, a separate principle for each modal category. But for any such enterprise the conditions are less favourable than in the case of the categories of relation. For, as just indicated, no one of the three can, on Critical principles, possess any genuine meaning save in its relation to the others. Before following out this line of criticism, we must however note some further points in Kant’s argument.
In A 219 = B 266, and again in A 225 = B 272, Kant makes the statement that a concept can be complete prior to any decision as to its possibility, actuality, or necessity. This contention is capable of being interpreted in two quite independent ways, and in only one of those ways is it tenable. He may mean that the distinction between the possible, the actual, and the necessary, does not concern the objectively real, which as such is always both actual and necessary, but only the subjective attitude of the individual towards the objects of his thought and experience. From the Critical standpoint, as we have been arguing, such a contention is entirely just. But Kant would seem in the above statement to be chiefly concerned to maintain that a conception may be complete and determinate, even while we remain in doubt whether the existence for which it stands is even possible.[1262] Such a view is merely a relic of the Leibnizian rationalism from which he is striving to break away. All existences have their place in a systematic order of experience, and no conception of them can be either complete or determinate which fails to specify the causal context to which they belong. The process of specifying the detail of a concept is the only process whereby we can define its possibility, actuality, or necessity.[1263] Were it capable of complete statement without determination of its modal character, it could never form part of a unified experience. The examples of “fictitious” concepts, which Kant cites, are either so determinate as to be demonstrably inconsistent with experience, and therefore empirically impossible, or so indeterminate as to afford no sufficient means of deciding even as to their possibility.
There is a further objection to the definition given of possibility in the first Postulate. After stating that the possible is what agrees with the formal conditions of experience, Kant proceeds, on the one hand, to argue that the forms of intuition and the categories of understanding may, in accordance with this criterion, be viewed as possible, and, on the other hand, to maintain that no other concepts can be so regarded.[1264] That is to say, the possible, as thus interpreted, does not consist in something additional to, and in harmony with, the conditions of experience, but reduces without remainder to those very forms. Now Kant is not betrayed merely by inadvertence into thus narrowing the sphere of the possible; such limitation is an almost inevitable consequence of the one-sided manner in which he has treated the concept of the possible in this first Postulate. He professes to be proceeding in the light of the results obtained in the transcendental deduction, and to be defining the possible in terms of the conditions which make sense-experience possible. But the deduction has shown that experience is possible only in so far as the material factors co-operate with the formal. And when this is recognised, it becomes obvious that a definition of the possible in terms of sensation,—namely, as that which is capable of being presented in sense-perception,—is equally legitimate, and is indeed required in order to correct the deficiencies of the definition which Kant has himself given. As both factors are indispensable in all possible experience, both must be reckoned with in defining the possible.
Kant’s argument in the fifth paragraph is somewhat obscured by its context. He is contending that fictitious (gedichtete) concepts, elaborated from the contents presented in perception, cannot be determined as possible. As they involve sensuous contents, the formal elements of experience do not suffice for proof of their possibility; and since the contents are supposed to have been recombined in ways not supported by experience, an empirical criterion is equally inapplicable. Obviously Kant is here using the term ‘possible’ not in the meaning of the first Postulate, but in its narrower connotation as signifying that which is capable of objective reality. Such fictitious concepts may completely fulfil all the demands prescribed by space, time, and the categories, and yet, as he here insists, be none the less incapable of objective existence.
The argument is still further obscured by the character of the concrete examples which Kant cites. They involve modes of action or of intuition which contradict the very conditions of human experience, and so for that reason alone fall outside the realm of the empirically possible. That would not, however, seem to be Kant’s meaning in employing them. Assumed powers of anticipating the future or of telepathic communication with other minds are, he says, concepts
“...the possibility of which is altogether groundless, as they cannot be based on experience and its known laws, and without such confirmation are arbitrary combinations of thoughts, which, although indeed free from contradiction, can make no claim to objective reality and so to the possibility of an object such as we here profess to think.”[1265]
The mathematical examples which Kant gives in A 223 = B 271[1266] are no less misleading. The concept of a triangle can, it is implied, be determined as possible in terms of the first Postulate, since it harmonises with a formal condition of experience, namely, space. This is true only if it be granted that construction in space can be executed absolutely a priori, in independence of all sense-experience. Such is, of course, Kant’s most usual view; and to that extent the argument is consistent. Mathematical concepts will from this point of view represent the only possible exception to the general statement that the formal conditions of experience constitute a criterion of possibility for no concepts save themselves. Kant’s final conclusion is clearly and explicitly stated in the following terms:
“I leave aside everything the possibility of which can be derived only from its reality in experience, and have here in view only the possibility of things through a priori concepts; and I maintain the thesis that the possibility of such things can never be established from such concepts taken in and by themselves, but only when they are viewed as formal and objective conditions of experience in general.”[1267]
We are now in a position to appreciate the reasons which have induced Adickes to regard the text as of composite origin.[1268] Adickes argues that Kant’s original intention was to treat the three concepts together, showing that they can be defined only in empirical terms, and that their significance is consequently limited to the world of appearance. Such is the content of the first, second, fourth (excepting the first sentence), and fifth paragraphs. No attempt is made to separate the three Postulates, and the term possibility is throughout employed exclusively as referring to objective reality. (In the third paragraph it is used in both senses.) The other paragraphs were, according to Adickes’ theory, added later, when Kant unfortunately resolved to fulfil more exactly the requirements of his architectonic. That involved the formulation of three separate Postulates, with all the many evil consequences which that attempt carried in its train. He must then have interpolated the third paragraph, added the first sentence to the fourth paragraph, corrected the too extensive sweep of the older paragraphs through the introduction of the sixth paragraph, further supplemented the exposition of the first Postulate by the seventh paragraph, and added independent treatments of the postulates of actuality and necessity. This may seem a very complicated and hazardous hypothesis; but careful examination of the text, with due recognition of the confused character of the argument as it stands, will probably convince the reader that Adickes is in the right.
Second Postulate.[1269]—Perception is necessary to all determination of actuality. The actual is either itself given in perception or can be shown, in accordance with the Analogies, to stand within the unity of objective experience, in connection with what is thus given. So long as Kant expresses himself in these terms his statements are entirely valid. Nothing which cannot be shown to be bound up with the contingent material of sense-experience can be admitted as actual. He proceeds, however, to give a definition of actuality which entirely omits all reference to the Analogies, and which is open to the same fundamental criticism as his characterisation of possibility in the first Postulate. Though the earlier statements give due recognition both to the material content and to the relational forms constitutive of complete experience, Kant now contrasts the mere or bare (blosser) concept and the given perception in a manner which suggests the unfortunate distinction drawn in the Prolegomena, and repeated in the second edition of the Critique, between judgments of perception and judgments of experience.[1270] Kant’s reference to “the mere concept of a thing”[1271] is on the same lines as the opening paragraph of the section. However complete the concept may be, it yields not the least ground for deciding as to the existence of its object.
Kant’s thinking, as I have already pointed out, is here perverted by the continuing influence of the Leibnizian rationalism. He is forgetting that, on Critical principles, even the categories are meaningless except in their reference to the contingently given. If that be true of the strictly a priori, it must hold with even greater force of empirical concepts with sensuous content. As the sole legitimate function of concepts, whether a priori or empirical, is to organise and unify the material of sense, there can be no such thing as the mere or bare concept. Such a combination of words is without Critical significance. A concept as such must refer to, and embody insight into, the real. Only in proportion to its incompleteness, that is, to its indefiniteness, can it remain without specific and quite determinate location within the context of unified experience. It may, indeed, be found convenient to retain the phrase “mere concept” notwithstanding its misleading character and rationalistic origin. It must, however, be used only to mark the indefiniteness, indeterminateness, or incompleteness which prevents it from adequately revealing the denotation to which through the nature of its content it necessarily refers. Meaning and existence, connotation and denotation, are complementary the one to the other, and though not, perhaps, coextensive (if that term has itself meaning in this connection), are none the less inseparably conjoined. When Kant’s utterances, as frequently happens, imply the contrary, they may be taken as revealing the strength and insidious tenacity of the influences from which he was sufficiently courageous, but not always sufficiently watchful, to break away.
The doctrine of the “mere concept” finds its natural supplement in the equally un-Critical assertion that
“...perception [evidently employed in the less pregnant sense, as signifying ‘sensation accompanied by consciousness’], which supplies the material to the concept, is the sole character of actuality.”[1272]
This same position is expressed equally strongly by Kant in his Reflexionen (ii. 1095).
“Possibility is thought without being given; actuality is given without being thought; necessity is given through being thought.”
Such statements are entirely out of harmony with Kant’s central teaching. There is no lack of passages in the Critique which inculcate the direct contrary. Though the element of sensation is a sine qua non of all experience of the actual, the formal elements are no less indispensable. In their absence the merely given would reduce to less than a dream; for even in dreams images are interpreted and are referred to some connected context. The given, merely as such, cannot enter the field of consciousness, and is therefore “for us as good as nothing.” As Caird has pointed out, we find in Kant
“...two apparently contradictory forms of expression—(1) that the understanding by means of its conceptions refers our preceptions to objects, and (2) that conceptions are referred to objects only indirectly through perceptions. The former mode of expression is preferred whenever Kant has to show that ‘perceptions without conceptions are blind’; the latter when he has to show that ‘conceptions without perceptions are empty.’”[1273] “We can understand the possibility of Kant’s looking at the subject in these two opposite ways, only if we remember the reciprocal presupposition of perception and conception in the judgment of knowledge, and the way in which Kant tries to explain it, now from the point of view of perception, and now from the point of view of conception. The effect of this is, no doubt, a formal contradiction which Kant himself never disentangles, but which we must endeavour to disentangle, if we would do justice to him.”[1274]
The one-sidedness of Kant’s definition of actuality is certainly due to the cause suggested by Caird. The definition, notwithstanding its misleading character, serves to enforce against the older rationalism, with which Kant throughout this section is almost exclusively concerned, the central tenet through which the Critical teaching is distinguished from that of Leibniz, namely, that neither existence, possibility, nor necessity, can be established save by reference to the contingent nature of the sensuously given. Proof by reference to the possibility of experience can establish only those conditions which can be shown to be de facto necessary in order that consciousness of time may be accounted for. The formal conditions of experience, which in and by themselves are determinable neither as actual nor as possible, are established as actual, and so as necessary, by reference to the merely given; they are necessary only in this merely relative fashion, as being indispensable to what can never itself be viewed as other than contingent.
“Our knowledge of the existence of things reaches, then, only so far as perception and its continuation according to laws of nature can extend. If we do not start from experience, or do not proceed according to laws of the empirical connection of appearances, our guessing or enquiring into the existence of anything will only be an idle pretence.”[1275]
Polemically, therefore, Kant’s formulation of the second Postulate is not without its advantages, though from the inner standpoint of Critical teaching it is altogether inadequate.
For comment upon A 226 = B 273, and upon the general teaching of this Postulate in its important bearing upon Kant’s phenomenalism, cf. above, pp. 318-19.
B 274-9.—Refutation of Idealism, cf. above, p. 308 ff.
Third Postulate.[1276]—In the opening sentence Kant draws the distinction which was lacking in his treatment of the first Postulate between ‘material’ and ‘formal’ modality. (No distinction, however, is drawn between the ‘formal’ possibility of the first Postulate and logical possibility, which consists in absence of contradiction.) It is with the former alone that we have to deal. As existence cannot be determined completely a priori, necessity can never be known from concepts, but only by reference to the actually given, in accordance with the universal principles that condition experience. Further, since such empirical necessity does not concern the existence of substances, but only the existence of their states, viewed as dynamically caused, the criterion of empirical necessity reduces to the second Analogy, viz. that everything which happens is determined by an antecedent empirical cause. This criterion does not extend beyond the field of possible experience, and even within that field applies only to those existences which can be viewed as effects, i.e. as events which come into existence in time, and of which therefore the causes are of the same temporal and conditioned character. The necessity is a hypothetical necessity; given an empirical event, it can always be legitimately viewed as necessitated by an antecedent empirical cause.
Kant introduces, reinterprets, and in this altered form professes to justify, four of the central principles of the Leibnizian metaphysics. In mundo non datur casus gives expression to the above empirical principle. Non datur fatum may be taken as meaning that natural (i.e. empirical) necessity is a conditioned and therefore comprehensible necessity, and is consequently not rightly described as blind. The other two principles, non datur saltus, and non datur hiatus connect with the principle of continuity already established in the Anticipations of Perception and in the second Analogy.
Kant’s further remarks reveal an uneasy feeling that he is neglecting to assign these principles to the pigeon-holes provided in his architectonic. The reader, he states, may easily do so for himself. That may be so, but only if the reader be permitted the same high-handed methods of adjustment that are here illustrated in Kant’s location of non datur fatum with the principles of modality.[1277]
In the next paragraph (A 230 = B 282) Kant suddenly, without warning or explanation, attaches to the term possibility a meaning altogether different from any yet assigned to it. He now takes it as equivalent to the absolutely or metaphysically possible. Combining this with the meanings previously given to it by Kant we obtain the following table:—
| Possibility– | Logical: equivalent to absence of contradiction. |
Empirical: in the wider sense, equivalent to agreementwith the formal conditions of experience; in the narroweror stricter sense, involving in addition the capacityof being presented in sense-experience. | |
Metaphysical: equivalent to absolute possibility, a conceptionnot of understanding but of Reason. |
When this last meaning is given to the term, an entirely new set of problems arises, to the confusion of the reader who very properly continues to employ the term possibility in the empirical sense which, as Kant has been insisting, is alone legitimate. Kant has temporarily changed over to the standpoint of the metaphysical view which he has been criticising, and accordingly uses the term ‘possibility’ in the Leibnizian sense. Is Leibniz, he asks, justified in maintaining that the field of the possible is wider than the realm of the actual, and the latter in turn wider in extent than the necessary? In reply Kant accepts the metaphysical meaning assigned to the term ‘possibility,’ but restates the problem in Critical fashion. Do all things belong as appearances to the context of a single experience, or are other types of experience possible? Do other forms of intuition besides space and time, other forms of understanding besides the discursive through concepts, come within the range of the possible? These are questions which fall to be answered, not by the mere understanding, the sole function of which is empirical, but by Reason, which transcends the world of appearance.
Kant introduces these questions, as he is careful to state,[1278] only because they are currently believed to be within the competence of the understanding; and he now for the first time points out that possibility, in this sense, means absolute possibility, that which is independent of all limiting conditions, a meaning ruled out by the preceding treatment of the modal categories. Like all other absolute conceptions, it belongs to Reason, and must therefore await treatment in the Dialectic. These admissions come, however, only after the discussion has been completed. Had Kant reversed the order of the two paragraphs which constitute this digression, and marked them off as being a digression, he would have greatly assisted the reader in following the argument.
Kant adds a refutation of the merely logical arguments by which Leibniz had professed to establish the priority and greater scope of the possible. From the proposition, everything actual is possible, we can infer by immediate inference that some possible things are actual. That, however, would seem to imply that part of the possible is not actual, and that something must be added to the possible in order to constitute the actual. But this, Kant replies, is obviously an untenable view. The something additional to the possible, not being itself possible, we should be constrained to regard as impossible. For our understanding,[1279] the possible is that which connects with some perception in agreement with the formal conditions of experience. (Kant here gives the correct Critical definition of the possible, by combining the two first postulates.) Whether, and how far, other existences beyond the field of sense experience are possible, we have no means of deciding.
B 288-294.—This second edition section emphasises the fact that possibility cannot be determined through the categories alone, but only through the categories in their relation to intuition, and indeed to outer intuition. Possibility is throughout taken as referring to objective reality. The section is chiefly important in connection with the problems bearing on the relation of inner and outer sense and on the nature of our consciousness of time.[1280]
In B 289-91 Kant criticises those rationalistic arguments which rest upon the equating of necessity of thought with necessity of existence. When it is sought by mere analysis of concepts to prove that all accidental existence has a cause, the most that can be shown is that the existence of the accidental cannot be comprehended by us, unless the existence of a cause be assumed. But we may not argue that a condition of possible understanding is likewise a condition of possible existence.[1281] What is or is not possible for thought is, without special proof, no sufficient criterion of what is or is not possible in the real. If, again, the term accidental be taken as meaning that which can exist only as a consequence of some other existence, the general principle becomes merely analytic, and must not be taken as establishing the synthetic principle of causality. The latter demands transcendental proof by reference to the possibility of contingent experience.
CHAPTER III
ON THE GROUND OF THE DISTINCTION OF ALL OBJECTS WHATEVER INTO PHENOMENA AND NOUMENA
THIS chapter, as Kant himself states,[1282] can yield no new results. It will serve merely to summarise those already established in the Analytic, showing how they one and all converge upon a conclusion of supreme importance for understanding the nature and scope of human experience—the conclusion, that though the objective employment of the categories can be justified only within the realm of sense-experiences, they have a wider significance whereby they define a distinction between appearances and things in themselves. This is the conclusion which Kant now sets himself to illustrate and enforce in somewhat greater detail. It may be observed that the title of the chapter makes mention only of grounds for distinguishing between phenomena and noumena. That things in themselves really exist, Kant, as we shall find, never seriously thought of questioning.
Kant begins by recalling a main point in the preceding argument. The categories apart from the manifold of sensibility are merely logical functions without content.[1283] Though a priori, they require to be supplemented through empirical intuition.
“Apart from this relation to possible experience they have no objective validity of any sort, but are a mere play of the imagination or the understanding with their respective representations.”[1284]
As evidence of the truth of this conclusion Kant now adds a further argument, namely, the impossibility of defining the categories except in terms that involve reference to the conditions of sensibility.[1285] When these conditions are omitted, the categories are without relation to any object and consequently without meaning. They are no longer concepts of possible empirical employment, but only of “things in general.” When, for instance, the permanence of existence in time, which is the condition of the empirical application of the concept of substance, is omitted, the category reduces merely to the notion of something that is always a subject and never a predicate.
“But not only am I ignorant of all conditions under which this logical pre-eminence may belong to anything, I can neither put such a concept to any use nor draw the least inference from it. For under these conditions no object is determined for its employment, and consequently we do not at all know whether it signifies anything whatsoever.”[1286]
In abstraction from sense-data, the categories still remain as concepts or thoughts, logically possible; but that is not to be taken as signifying that they still continue to possess meaning, i.e. reference to an object.[1287] And in the absence of ascertainable meaning they cannot, of course, be defined.
In A 244[1288] Kant states his position in somewhat different fashion. In abstraction from sense the categories have meaning, but not determinate meaning; they relate not to any specific object, but only to things in general. In this latter reference, however, they possess no objective validity, since in the absence of intuition there is no means of deciding whether or not any real existence actually corresponds to them.
But whichever mode of statement be adopted, the same conclusion follows.
“Accordingly, the transcendental Analytic has this important result, that the most the understanding can achieve a priori is to anticipate the form of a possible experience in general. And since that which is not appearance cannot be an object of experience, the understanding can never transcend those limits of sensibility within which alone objects are given to us. Its principles are merely rules for the exposition of appearances; and the proud title of an Ontology, which presumptuously claims to supply, in systematic doctrinal form, synthetic a priori knowledge of things in general (e.g. the principle of causality), must therefore give place to the modest claims of a mere Analytic of pure understanding.”[1289]
A 248-9[1290] opens a new line of argument which starts from the results obtained in the Aesthetic. The proof that space and time are subjective forms establishes the merely phenomenal character of everything which can be apprehended in and through them, and is meaningless except on the assumption that things in themselves exist. This assumption, Kant argues, is already involved in the very word ‘appearance,’ and unless it be granted, our thinking will revolve in a perpetual circle.[1291] But, he proceeds, this conclusion may easily be misinterpreted. It might be taken as proving the objective reality of noumena, and as justifying us in maintaining a distinction between the sensible and the intelligible worlds, and therefore in asserting that whereas the former is the object of intuition, the latter is apprehended by the understanding in pure thought. We should then be arguing that though in experience things are known only as they appear, through pure understanding a nobler world than that of sense, “eine Welt im Geiste gedacht,” is opened to our view.
But any such interpretation, Kant insists, runs directly counter to the teaching of the Analytic, and is ruled out by the conclusions to which it has led. Categories yield only “rules for the exposition of appearances,” and cannot be extended beyond the field of possible experience. It is true that all our sense-representations are related by the understanding to an object that is “transcendental.” But that object, in its transcendental aspect, signifies only a something = x. It cannot be thought apart from the sense-data which are referred to it. When we attempt to isolate it, and so to conceive it in its independent nature, nothing remains through which it can be thought.
“It is not in itself an object of knowledge, but only the representation of appearances under the concept of an object in general, viewed as determinable through the manifold of those appearances.”
Kant is here again expounding his early doctrine of the transcendental object.[1292] Evidently, at the time at which this passage was written, he had not yet come to realise that such teaching is not in harmony with his Critical principles. It is, as we have seen above, a combination of subjectivism and of dogmatic rationalism.[1293] The very point which he here chiefly stresses was bound, however, when consistently followed out, to reveal the untenableness of the doctrine of the transcendental object; and in the second edition Kant so recast this chapter on phenomena and noumena as to eliminate all passages in which the transcendental object is referred to.[1294]
But to return to Kant’s own argument: the reason why the mind is “not satisfied with this substrate of sensibility,”[1295] and therefore proceeds to duplicate the phenomenal world by a second world of noumena, lies in the character of the agency whereby sensibility is limited. Sensibility is limited by the understanding; and the understanding, overestimating its powers and prerogatives, proceeds to transform the notion of the transcendental object = x into the concept of a noumenon, viewed in a manner conformable to its etymological significance, as something apprehended by reason or pure intuition, i.e. as intuited in some non-sensuous fashion. For only by postulating the possibility of a non-sensuous species of intuition, can the notion of a noumenon, thus positively conceived, be saved from self-contradiction. Otherwise we should be asserting the apprehension of an object independently of appearances, and yet at the same time denying the only means through which such apprehension is possible. Statement of the postulate suffices, however, to reveal its unsupported character. We have no such power of non-sensuous, intuitive apprehension;[1296] nor can we in any way prove that such a power is possible even in a Divine Being. Though, therefore, the concept of noumena is not self-contradictory, it involves more than we have the right to assert; the process whereby the empty notion of a transcendental object = x is transformed into the positive concept of a noumenon is easily comprehensible,[1297] but it is none the less illegitimate. We must, Kant insists, keep strict hold of the central doctrine of Critical teaching, namely, that the categories are applicable only to the data of sense. We can still employ them as pure logical functions, yielding the notion of objects in general (of the transcendental object = x). But this does not widen the sphere of known existences. It only enables us to comprehend the limited and merely phenomenal character of the world experienced.
At this point[1298] Kant’s argument takes a strange and misleading turn. The concept of object in general (the transcendental object = x) has been proved to be involved in the apprehension of appearances as appearances, and in this capacity to be a limiting concept (Grenzbegriff), which, though negative in function, is indispensably involved in the constitution of human experience. Now, however, Kant proceeds to ascribe this function to the concept of the noumenon. That concept is, he repeats, purely problematic. Even the mere possibility of its object, presupposing as it does the possibility of an understanding capable through non-sensuous intuition of apprehending it, we have no right to assert. That the concept is not self-contradictory is the most that we can say of it. None the less, it is to this concept that Kant here ascribes the indispensable limiting function.
“The concept of a noumenon is a merely limiting concept, the function of which is to curb the pretensions of sensibility; and it is therefore only of negative employment. At the same time it is no arbitrary invention, and it is bound up with the limitation of sensibility, though it cannot affirm anything positive beyond the field of sensibility.”[1299]
This confusion, between the concept of a noumenon and the less definite concept of object in general, which is probably due to the combining of manuscripts of different dates, is corrected in the second edition by means of a new distinction which Kant introduces, evidently for this very purpose. The term noumenon may, he there says,[1300] be used either positively or negatively. Taken positively, it signifies “an object of a non-sensuous intuition”; regarded negatively, it means only “a thing so far as it is not an object of our sensuous intuition.” Only in its negative employment, he states, is it required as a limiting concept; and it is then, as he recognises, indistinguishable from the notion of the unknown thing in itself.
But despite this variation in mode of expression, in the main Kant holds consistently to his fundamental teaching.
“...understanding is not limited through sensibility; on the contrary, it itself limits sensibility by applying the term noumena to things in themselves (things not regarded as appearances). But in so doing it at the same time sets limits to itself, recognising that it cannot know these noumena through any of the categories, and that it must therefore think them only under the title of an unknown something.”[1301]
Or as Kant adds in the concluding sentence of this chapter:
“...the problematic thought which leaves open a place for [intelligible objects], serves only, like an empty space, for the limitation of empirical principles, without itself containing or revealing any other object of knowledge beyond their sphere.”
A sentence in A 258 = B 314 deserves special notice.
“...we can never know whether such a transcendental or exceptional knowledge is possible under any conditions, least of all if it is to be regarded as of the sort that stands under our ordinary categories.”
This sentence clearly shows that Kant was willing to recognise that the categories may be inapplicable, not merely owing to lack of data for their specification, but because of their inherent character. They may be intrinsically inapplicable, expressing only the modi of our self-consciousness. They may be merely the instruments of our human thinking, not forms necessary to knowledge as such.
RELEVANT PASSAGES IN THE SECTION ON AMPHIBOLY
Before passing to consideration of the extensive alterations made in this chapter in the second edition, it is advisable to take account of the two passages dealing with this problem in the first edition section on Amphiboly: namely, A 277-280 = B 333-6, and A 285-9 = B 342-6. The first of these passages is of great interest in other connections;[1302] its chief importance in reference to the present problem lies in its concluding paragraph. Kant there declares that the representation of an object “as thing in general” is not only, in the absence of specific data, insufficient for the determination of an object, but is self-contradictory. For we must either abstract from all reference to an object, and so be left with a merely logical representation; or, in assuming an object, we must postulate a special form of intuition which we do not ourselves possess, and which therefore we cannot employ in forming our concept of the object. Here again Kant is substituting the concept of a noumenon for the less definite concept of the thing in itself. This is still more explicitly done in the second passage. The pure categories are, Kant there declares, incapable of yielding the concept of an object. Apart from the data of sense they have no relation to any object. As purely logical functions, they are altogether lacking in content or meaning. By objects as things in themselves we must therefore mean objects of a non-sensuous intuition.[1303] Kant still, indeed, continues to maintain that to them the categories do not apply, and that we cannot, therefore, have any knowledge of them, either intuitional or conceptual.
“Even if we assume a non-sensuous form of intuition, our functions of thought would still have no meaning in reference to it.”[1304]
But Kant now insists that the notion of noumena, viewed in the above manner, differs from the notion of “objects in general” (transcendental = x) in being a legitimate non-contradictory conception; and he also insists that though more positive in content, it is for that very reason less open to misunderstanding. Its function is not to extend our knowledge, but merely to limit it.
“For it merely says that our species of intuition does not extend to all things, but only to objects of our senses; that its objective validity is consequently limited; and that a place therefore remains open for some other species of intuition, and so for things as its objects.”[1305]
The concept of a noumenon, as thus employed to signify the objects of a non-sensuous intuition, is, Kant proceeds, merely problematic. As we have neither intuition nor (it may be) categories fitted for its apprehension, it represents something upon the possibility or impossibility of which we are quite unable to pronounce.
“...as the problematic concept of an object for a quite different intuition and a quite different understanding than ours, it is itself a problem.”
We may not therefore assert the existence of noumena, but we must none the less form to ourselves the concept of them. This concept is indispensably involved in the constitution of our empirical knowledge, and is demanded for its proper interpretation. Only when viewed as a self-sufficient representation of an absolute existence does it become dogmatic and therefore illegitimate. In its Critical aspects it stands for a problem which human reason is constrained by its very nature to propound.
“The concept of the noumenon is, therefore, not the concept of an object, but is a problem unavoidably bound up with the limitation of our sensibility—the problem, namely, as to whether there may not be objects entirely disengaged from our sensuous species of intuition. This is a question which can only be answered in an indeterminate manner, by saying that, as sense intuition does not extend to all things without distinction, a place remains open for other different objects; and consequently that these latter must not be absolutely denied, though—since we are without a determinate concept of them (inasmuch as no category can serve that purpose)—neither can they be asserted as objects for our understanding.”[1306]
The fact that these fundamental concepts have not yet been quite definitely and precisely formulated in Kant’s own mind, appears very clearly from the immediately following paragraph. For he there again introduces the concept of the transcendental object, and adds that if “we are pleased to name it noumenon for the reason that its representation is not sensuous, we are free so to do.”[1307] The characterisation given in this paragraph of the transcendental object deserves special notice, for in it Kant goes further in the sceptical expression of his position, though not indeed in the modification of it, than in any other passage.
”[The understanding in limiting sensibility] thinks for itself an object in itself, but only as transcendental object which is the cause of appearance and therefore not itself appearance, and which can be thought neither as quantity nor as reality nor as substance, etc.... We are completely ignorant whether it is to be met with in us or outside us, whether it would be at once removed with the cessation of sensibility, or whether in the absence of sensibility it would still remain.”[1308]
This sentence reveals Kant as at once holding unquestioningly to the existence of things in themselves, and yet at the same time as teaching that they must not be conceived in terms of the categories, not even of the categories of reality and existence.
ALTERATIONS IN SECOND EDITION
In the second edition certain paragraphs of the chapter on Phenomena and Noumena are omitted, and new paragraphs are inserted to take their place. Though these alterations do not give adequate expression to the Critical teaching in its maturest form, there are three important respects in which they indicate departures from the teaching of the first edition. In the first place, those paragraphs in which the doctrine of the transcendental object finds expression are entirely eliminated, and the phrase ‘transcendental object’ is no longer employed. This, as we have already noted, is in harmony with the changes similarly made in the second edition Transcendental Deduction and Paralogisms.[1309]
Secondly, Kant is even more emphatic than in the first edition, that the categories must not be employed save in reference to sense intuitions. In the first edition he still allows that their application to things in themselves is logically possible, though without objective validity. In the second edition he goes much further. Save in their empirical employment the categories “mean nothing whatsoever.”[1310]
”[In the absence of sensibility] their whole employment, and indeed all their meaning entirely ceases; for we have then no means of determining whether things in harmony with the categories are even possible....”[1311]
In the third place, Kant, as already noted, distinguishes between a negative and a positive meaning of the term noumenon. Noumenon in its negative sense is defined as being merely that which is not an object of sensuous intuition. By noumenon in the positive sense, on the other hand, is meant an object of non-sensuous intuition. Kant now claims that it is the concept of noumenon in the negative sense, as equivalent therefore simply to the thing in itself, that alone is involved, as a Grenzbegriff, in the “doctrine of sensibility.” For its determination the categories cannot be employed; that would demand a faculty of non-sensuous intuition, which we do not possess, and would amount to the illegitimate assertion of noumena in the positive sense. The limiting concept, indispensably presupposed in human experience, is therefore the bare notion of things in themselves. And accordingly, in modification of the conclusion arrived at in the first edition, viz. that “the division of objects into phenomena and noumena ... is not in any way admissible,”[1312] Kant now adds to the term noumena the qualifying phrase “in the positive sense.” In this way the assumption that things in themselves actually exist becomes quite explicit, despite Kant’s greater insistence upon the impossibility of applying any of the categories to them.
But beyond thus placing in still bolder contrast the two counter assertions, on the one hand that the categories must not be taken by us as other than merely subjective thought-functions, and on the other that a limiting concept is indispensably necessary, Kant makes no attempt in these new passages to meet the difficulties involved. With the assertion that the categories as such, and therefore by implication those of reality and existence, are inapplicable to things in themselves,[1313] he combines, without any apparent consciousness of conflict, the contention that things in themselves must none the less be postulated as actually existing.
The teaching of this chapter must be regarded as only semi-Critical. The fact that it is formulated in terms of the doctrine of the transcendental object, itself suffices to determine the date at which it must have been composed as comparatively early; and such changes as Kant could make in the second edition were necessarily of a minor character. More extensive alterations would have involved complete reconstruction of the entire chapter, and indeed anticipation of the central teaching of the Dialectic.
Kant is also hampered by the unfortunate location to which he has assigned this chapter. At this point in the development of his argument, namely, within the limits of the Analytic, Kant could really do no more than recapitulate the negative consequences which follow from the teaching of the transcendental deduction. For though these might justify him in asserting that it is understanding that limits sensibility, he was not in a position to explain that the term understanding, as thus employed, has a very wide meaning, and that within this faculty he is prepared to distinguish between understanding in the strict sense as the source of the categories, and a higher power to which he gives the title Reason, and which he regards as originating a unique concept, that of the unconditioned. Yet only when these distinctions, and the considerations in view of which they are drawn, have been duly reckoned with, can the problem before us be discussed in its full significance.
This placing of the chapter within the Analytic, and therefore prior to the discussions first broached in the Dialectic, has indeed the unfortunate consequence of concealing not only from the reader, but also, as it would seem, to some extent from Kant himself, the ultimate grounds upon which, from the genuinely Critical standpoint, the distinction between phenomena and noumena must be based. For neither in this chapter, nor in any other passage in the Critique, has Kant sought to indicate, in any quite explicit manner, the bearing which the important conclusions arrived at in the Dialectic may have in regard to it. Like so many of the most important and fruitful of his tenets, these consequences are suggested merely by implication; or rather remain to be discovered by the reader’s own independent efforts, in proportion as he thinks himself into the distinctions upon which, in other connections, Kant has himself insisted. They are never actually formulated in and by themselves.
In seeking, therefore, to decide upon what basis the distinction between appearance and reality ought to be regarded as resting, we are attempting to determine how the argument of this chapter would have proceeded had it been located at the close of the Dialectic. The task is by no means easy, but the difficulties are hardly as formidable as may at first sight appear. The general outlines of the argument are fairly definitely prescribed by Kant’s treatment of kindred questions, and may perhaps, with reasonable correctness, be hypothetically constructed in view of the following considerations.
Just as Kant started from the natural assumption that reference of representations to objects must be their reference to things in themselves, so he similarly adopted the current Cartesian view that it is by an inference, in terms of the category of causality, that we advance from a representation to its external ground. It was very gradually, in the process of developing his own Critical teaching, and especially his phenomenalist view of the empirical world in space, that he came to realise the very different position to which he stood committed.[1314] When the doctrine of the transcendental object is eliminated from his teaching, and when the categories, including that of causality, are pre-empted for the empirical object, and that object is regarded as directly apprehended, the function of mediating the reference of phenomenal nature to a noumenal basis falls to the Ideas of Reason. For the distinction is no longer between representations and their noumenal causes, but between the limited and relative character of the entire world in space and time, and the unconditioned reality which Reason demands for its own satisfaction. To regard the world in space as merely phenomenal, because failing to satisfy our standards of genuine reality, is to adopt an entirely different attitude from any to be found in Descartes or Locke. The position may be outlined in the following manner, in anticipation of its more adequate statement in connection with the problems of the Dialectic.
The concept, whereby Reason limits sensibility, is not properly describable as being that of the thing in itself; it is the unique concept of the unconditioned. Our awareness of the conditioned as being conditioned presupposes, over and above the categories, an antecedent awareness of Ideal[1315] standards; and to that latter more fundamental form of consciousness all our criteria of truth and reality are ultimately due. The criteria by means of which we empirically distinguish sense-appearance from sense-illusion, when rigorously applied, lead us to detect deficiencies in the empirical as such. We have then no alternative save to conceive absolute reality in terms of the rational Ideals, of which the empirical criteria are merely specialised forms.
There are thus two distinct, but none the less interdependent, elements involved in Kant’s more mature teaching, phenomenalism, and what may be called the Idealist, or absolutist, interpretation of the function of Reason. Each demands the other for its own establishment. There must be a genuinely objective world, by reflection upon which we may come to consciousness of the standards which are involved in our judgments upon it; and we must possess a faculty through which our consciousness of these standards may be accounted for. The standards of judgment cannot be acquired by means of judgments which do not already presuppose them; the processes by which they are brought to clear consciousness cannot be the processes in which they originate. They must be part of the a priori conditions of experience and combine with space, time and the categories to render experience of the kind which we possess—self-transcending and self-limiting—actually possible.
From this point of view the distinction between appearance and reality is not a contrast between experience and the non-experienced, but a distinguishing of factors, which are essential to all experience, and through which we come to consciousness of an irresolvable conflict between the Ideals which inspire us in the acquisition of experience, and the limiting conditions under which alone experience is attainable by us. In the higher field of Reason, as in the lower field of understanding, it is not through the given, but only through the given as interpreted by conditioning forms of an Ideal nature, that a meaningful reality can disclose itself to the mind. The ultimate meaning of experience lies in its significance when tested by the standards which are indispensably involved in its own possibility. That meaning is essentially metaphysical; more is implied in experience than the experienced can ever itself be found to be.[1316]
Such is the central thesis of the Critical philosophy, when the teaching of the Analytic is supplemented by that of the Dialectic. Though the Critique is, indeed, the record of the manifold ways in which Kant diverged from this position, not a systematic exposition of its implications and consequences, the above thesis represents the goal upon which his various lines of thought tend to converge. It is the guiding motive of his devious and complex argument in the three main divisions of the Dialectic. On no other interpretation can the detail of his exposition be satisfactorily explained.
There are two chief reasons why Kant failed to draw the above conclusions in any quite explicit manner. One reason has already been sufficiently emphasised, namely, that the thesis, which I have just formulated, rests upon a phenomenalist view of the natural world, whereas the Dialectic is inspired by the earlier, subjectivist doctrine of the transcendental object. Upon the other main reason I shall have frequent occasion to insist. As we shall find, Kant was unable to arrive at any quite definitive decision as to the nature of the Ideals of Reason. He alternates between the sceptical and the absolutist view of their origin and function, and in the process of seeking a comprehensive mid-way position which would do justice to all that is valid in the opposing arguments, the further question as to the bearing of his conclusions upon the problem of the distinction between appearance and reality was driven into the background. But we are anticipating matters the discussion of which must meantime be deferred.
APPENDIX
THE AMPHIBOLY OF THE CONCEPTS OF REFLECTION[1317]
IN this appendix Kant gives a criticism of the Leibnizian rationalism—a criticism already partially stated in the section on the Postulates—and he does this in a manner which very clearly reveals the influence which that rationalism continued to exercise upon his own thinking. Thus Kant speaks of the “mere concept,”[1318] and in doing so evidently means to imply that it exists in its own right, with a nature determined solely by intrinsic factors of a strictly a priori character, in complete independence of the specific material of sense-experience. He denies, it is true, the objective validity of such concepts, and maintains that in their empirical employment they are completely transformed through the addition of new factors. None the less he allows to the concepts an intrinsic nature, and practically maintains that from the point of view of the pure concept, and therefore from the point of view of a logic based upon it, the Leibnizian rationalism is the one true system of metaphysics. For pure thought, Leibniz’s system is the ultimate and only possible philosophy; and were thought capable of determining the nature of things in themselves, we should be constrained to adopt it as metaphysically valid. This is the standpoint which underlies much of Kant’s argument in the Dialectic. It leads him to maintain that the self must necessarily, in virtue of an unavoidable transcendental illusion, believe in its own independent substantial reality, that the mind is constrained to conceive reality as an unconditioned unity, and that the notions of God, freedom, and immortality are Ideas necessarily involved in the very constitution of human thought.
But we must not regard Kant’s doctrine of the pure concept merely as a survival from a standpoint which the Critical teaching is destined to displace and supersede. For Kant is not led through inconsistency, or through any mere lack of thoroughness in the development of his Critical principles, to retain this rationalistic doctrine. To understand the really operative grounds of Kant’s argumentation, and so to place the contents of this section in proper focus, we must recall the fundamental antithesis, developed in my introduction,[1319] between the alternative positions, which are represented for Kant by the philosophies of Hume and Leibniz. Kant, as already observed, is profoundly convinced of the essential truth of the Leibnizian position. He holds to the Leibnizian view of reason. Human reason is essentially metaphysical; its ultimate function is to emancipate us from the limiting conditions of animal existence; it reveals its nature in those Ideas of the unconditioned, the discussion of which Kant reserves for the Dialectic.
The chief defect in Kant’s criticism of Leibniz, as developed in this section, is that the deeper issues, which determine the extent of his agreement with Leibniz, are not raised or even indicated. Consequently, his references to pure thought, and his assertion[1320] that from the point of view of pure thought Leibniz is entirely justified in his teaching, bewilder the reader, who has been made to adopt a Critical standpoint, and therefore to believe that thought can function only in connection with the data of sense-experience. Kant would seem, indeed, to have lapsed into the dogmatic standpoint of the Dissertation, distinguishing between a sensible and an intelligible world, and maintaining that pure thought is capable of determining the nature of the latter. The only difference between his teaching here and in the Dissertation consists in the admission that all knowledge is limited to sense-experience, and that we are therefore unable to determine whether this intelligible world which we must think, and think in the precise manner defined by Leibniz, does or does not exist.
This section is, indeed, like the chapter on Phenomena and Noumena, wrongly located. Giving, as it does, Kant’s criticism of the Leibnizian ontology, it discusses problems of metaphysics; and ought therefore to have found its place in the Dialectic, in natural connection with the corresponding examination of the metaphysical sciences of rational psychology, cosmology, and theology. Architectonic, that ever-present source of so many of Kant’s idiosyncrasies, has again interposed its despotic mandate. As there are only three forms of syllogism, only three main divisions can be recognised in the Dialectic; and the criticism of ontology, to its great detriment, must therefore be located, where it does not in the least belong, in the concluding section of the Analytic.[1321]
But we must follow Kant’s argument as here given. Leibniz views thought as capable of prescribing, antecedently to all experience, the fundamental conditions to which reality must conform. The possible is prior to, and independent of, the actual; and can be adequately determined by pure reason from its own inherent resources. Kant does not here question this assertion of the independence and priority of pure thought. He is content to maintain that what is valid for thought need not hold of those appearances which are the only possible objects of human knowledge, since in sense-experience conditions, unforeseen by pure thought, partly limitative and partly extensive of its concepts, intervene to modify the conclusions which from its own point of view are logically valid. Leibniz, through failure to realise the dual character of thought and sense, overlooked this all-important fact; and, in asserting that what is true for pure thought is valid of the sensuously real, fell victim to the fallacy which Kant entitles transcendental amphiboly.
Kant’s clearest statement of the fallacy is in A 280 = B 336. It reduces, formally stated, to the fallacy of denying the antecedent. In accordance with the dictum de omni et nullo, we can validly assert that what belongs to or contradicts a universal concept, belongs to or contradicts the particulars which fall under that concept. Leibniz employs the principle in a negative and invalid form. He argues that what is not contained in a universal concept is also not contained in the particulars to which it applies. “The entire intellectualist system of Leibniz is reared upon this latter principle.” And as Kant points out,[1322] the reason why so acute and powerful a thinker succumbed to this obvious fallacy is to be found in his view of sense as merely confused thought; or, to state the same point in another way, in his interpretation of appearances as being the confused representations of things in themselves.[1323] All differences between appearance and reality are, on this view, due merely to lack of clearness in our apprehension of the given. Sense, when completely clarified, reduces without remainder to pure thought; and in the concepts, which thought develops from within itself, lie the whole content alike of knowledge and of real existence. Owing to a metaphysical theory of the nature of the real, itself due to a false interpretation of the nature and function of pure thought, and ultimately traceable to an excessive preoccupation with knowledge of the strictly mathematical type,[1324] Leibniz failed to do justice to the fundamental characteristics of our human experience, and in especial to the actual given nature of space, time, and dynamical causality. His rationalistic metaphysics has its roots in the Cartesian philosophy,[1325] and is, in Kant’s view, the perfected product of philosophical thinking, when developed on dogmatic, i.e. non-Critical, lines. It is the opposite counterpart of the empirical or sceptical type of philosophy which in modern times found its first great supporter in Locke, and which, as Kant held, obtained its perfected expression in the philosophy of Hume. While Descartes and Leibniz intellectualise appearances, Locke and Hume regard the a priori concepts of understanding as merely empirical products of discursive reflection. Both commit the same fundamental error of failing to recognise that understanding and sensibility are two distinct sources of representations.[1326] Both consequently strive, in equally one-sided fashion, to reduce the complexity of experience to one alone of its constituent elements. This section of the Critique ought to have developed the Critical teaching in its opposition to both these alternative attitudes; Kant arbitrarily limits it to criticism of the Leibnizian rationalism.
Kant’s method of introducing and arranging his criticism is artificial, and need be no more than mentioned. Critical reflection upon the sources of our knowledge, which Kant, in order to distinguish it from reflection of the ordinary type, entitles transcendental reflection, is, he states, a duty imposed upon all who would profess to pass a priori judgments upon the real. It will trace the concepts employed to their corresponding faculties, intellectual and sensuous, and will reveal the independence and disparity of sensibility and understanding, and so will effectually prevent that false locating of concepts to which transcendental amphiboly is due. Such reflection, he further argues, consists in a comparison of the representations with the faculty to which they are due, and like ordinary comparison will determine the relations of (1) identity and difference, (2) agreement and opposition, (3) inner and outer, (4) determinable and determining (matter and form). In this arbitrary but ingenious fashion Kant contrives to obtain the four main headings required for his criticism of the Leibnizian ontology.
(1) Under the first heading he deals with the principle of the identity of indiscernibles. It is, Kant maintains, a typical example of the fallacy of transcendental amphiboly. Leibniz argues that if no difference is discoverable in the concept of things, there can be none in the things themselves; things which are identical in conception must be identical in all respects. But this, Kant replies, is true only so long as the concepts abstract from the sensuous conditions of existence. Thus no two cubic feet of space are alike. They are distinguishable from one another by their spatial location; and that is a difference which concerns the conditions of intuition; it is not to be discovered in the pure concept.[1327] Spaces, alike for thought, are distinguishable for sense. To take another of Kant’s illustrations: two drops of water, if indistinguishable in all their internal properties of quality or quantity, are conceptually identical. Through differences of location in space, irrelevant to their conception, they can none the less be intuited as numerically different. The principle of indiscernibles is not a law of nature, but only an analytic rule for the comparison of things through mere concepts.[1328]
(2) A second principle of the Leibnizian metaphysics is that realities can never conflict with one another. This is supposed to follow from the fact that in pure thought the only form of opposition is logical negation. Realities, being pure affirmations, must necessarily harmonise with one another. This principle ignores the altogether different conditions of sense-existence. Space, time, and the resulting possibility of dynamical causality supply the conditions for real opposition. Two existences, though equally real and positive, may annul one another. Two forces acting upon a body may neutralise one another. From the above logical principle Leibniz’s successors[1329] profess to obtain the far-reaching metaphysical conclusions, that all realities agree with one another, that evil is merely negative, consisting exclusively in limitation of existence, and that God, without detriment to the unity of his being, can be constituted of all possible realities.
(3) Viewing space and time, which condition external relation, as merely confused forms of apprehension, Leibniz further concluded that the reality of substance is purely internal. And ruling out position, shape, contact and motion, all of which involve external relations, he felt justified in endowing the monads with the sole remaining form of known existence, namely consciousness. The assertion that the monads are incapable of external relation leads to the further conclusion that they are incapable of interaction, and stand in systematic relation to one another, solely in virtue of a pre-established harmony.
(4) From the point of view of pure thought matter must precede form. The universal must precede the particular which is a specification of it.[1330] Unlimited reality is taken as being the matter of all possibility, and its limitation or form as being due to negation. Substances must antecedently exist in order that external relations may have something upon which to ground themselves. Space and time must be interpreted as confused apprehensions of purely intellectual orders, space representing a certain order in the reciprocal (pre-established) correspondence of substances, and time the dynamical sequence of their states. On the other hand, from the standpoint of sense and its intuitional forms the reverse holds. The world of appearance is conditioned by the forms of space and time; the objectively possible coincides with the actual; and the substantia phaenomenon has no independent essence, but reduces without remainder to external relations. For pure thought this world of given appearance is an utterly paradoxical form of existence; it is the direct opposite of everything that genuine reality ought to be. In this strange conclusion the problems of the Dialectic, in one of their most suggestive forms, at once loom up before us. As stated above, this entire discussion is an anticipation of questions which cannot be adequately treated within the limits of the Analytic.
The text of this section is highly composite. The entire content of the Appendix is twice reintroduced and restated at full length in the accompanying Note. These successive expositions of one and the same argument were doubtless independently written, and then later pieced together in this external fashion. A 277-8 = B 333-4, on the nature of the substantia phaenomenon, would by its references to the transcendental object seem to be of early origin.[1331] It has already been commented upon.[1332] A 285-9 = B 342-6, on the other hand, which supplements the chapter on Phenomena and Noumena,[1333] would seem to be of late origin. It is so dated by Adickes,[1334] owing to the reference to schemata in its opening sentence.
A 289-91 = B 346-9. Table of the division of the conception of nothing.—This curious and ingenious classification of the various meanings of the term ‘nothing’ is chiefly of interest through its first division: “empty conception without object, ens rationis.” The ens rationis can best be defined in its distinction from the fourth division: “empty object without conception, nihil negativum.” The former is a Gedankending; the latter is an Unding. The former indeed, though not contradictory, is mere fiction (bloss Erdichtung), and consequently must not be taken as falling within the field of the possible. The latter is a concept which destroys itself, and which therefore stands in direct conflict with the possible. The ens rationis includes, Kant explicitly states,[1335] the conception of noumena, “which must not be reckoned among the possibilities, although they must not for that reason be declared to be also impossible.” Kant must here be taking noumena in the positive sense.[1336] As usual Kant’s attempt to obtain parallels for the four classes of category breaks down. The so-called nihil privativum and the ens imaginarium do not properly come within the denotation of the term ‘nothing.’ This is very evident in the examples which Kant cites. Cold is as real as the opposite with which it is contrasted, while pure space and pure time are not negative even in a conventional sense.
TRANSCENDENTAL LOGIC
DIVISION II
THE TRANSCENDENTAL DIALECTIC
INTRODUCTORY COMMENT UPON THE COMPOSITE ORIGIN AND CONFLICTING TENDENCIES OF THE DIALECTIC.
We have had constant occasion to observe the composite origin and conflicting tendencies of the Analytic. The Dialectic is hardly less composite in character, and is certainly not more uniform in its fundamental teaching.
The composite nature of the text, though bewildering to the unsophisticated reader, is not, however, without its compensations. The text, as it stands, preserves the record of the manifold influences which presided over its first inception, and of the devious paths by which Kant travelled to his later conclusions. It thus enables us to determine, with considerable accuracy, the successive stages through which it has passed in the process of settling into its present form. As we shall find, the sections on the antinomies contain the original argument, out of which by varied processes of supplementation and modification the other parts have arisen.
The conflict of doctrine has also its counter-advantages. The problems are impartially discussed from opposed standpoints; the difficulties peculiar to each of the competing possible solutions are frankly recognised, and indeed insisted upon; and the internal dialectic of Kant’s own personal thinking obtains dramatic expression. We are thus the better enabled to appreciate the open-minded pertinacity with which Kant set himself to do justice to every significant aspect of his many-sided problems, and are consequently in less danger of simplifying his argument in any arbitrary manner, or of ignoring the tentative character of the solutions at which he arrives.
I shall first define the main lines of conflict, and shall then attempt to trace those conflicts to the considerations in which they have their source. The two chief lines of thought traceable throughout the Dialectic are represented by its negative and by its positive tendencies respectively. From one point of view, Reason is merely the understanding in its self-limiting, self-regulative employment, and the main purpose of the Dialectic is to guard against the delusive power of fictitious principles. From the other point of view, Reason is a faculty distinct from understanding, and its problems run parallel with those of the Analytic, forming no less important a subject of philosophical reflection, and no less fruitful a source of positive teaching. The one line of argument connects with Kant’s more sceptical tendencies, the other with his deep-rooted belief in the ultimate validity of the absolute claims of pure thought.
When we approach the Dialectic from the standpoint of the Analytic, it is the negative aspect that is naturally most prominent. In the Analytic Kant has proved that all knowledge is limited to sense-experience, and that a metaphysical interpretation of reality is altogether impossible. But as the human mind would seem to be possessed by an inborn need of metaphysical construction, this conclusion cannot obtain its due influence until the sources of the metaphysical tendency have been detected and laid bare. The Dialectic must yield a psychology of metaphysics as well as a logic of illusion.
But when, on the other hand, the problems of the Dialectic are viewed in their distinction from those of the Analytic, and their independent character is recognised, they appear in a perspective which sets them in a very different light. Reason is a faculty co-ordinate with understanding, and yields a priori concepts distinct in function, no less than in nature, from the categories. To mark this distinction Kant entitles the concepts of Reason Ideas. They demand both a metaphysical and a transcendental deduction. These requirements are fulfilled through their derivation from the three forms of syllogism, and by the proof that they exercise an indispensable function, at once limiting and directing the understanding. As limiting concepts, they condition the consciousness of those Ideal standards through which the human mind is enabled to distinguish between appearance and things in themselves. As regulative, they prescribe the problems which the understanding in its search for knowledge is called upon to solve.
These two tendencies, sceptical and constructive, are never, indeed, in complete opposition. Common to both, rendering possible the psychological explanation of the metaphysical impulse, which even the negative standpoint demands, is the doctrine of the regulative function of Ideal principles. This doctrine, which already appears in the Dissertation of 1770, was later developed into the Critical theory of transcendental illusion; and by means of that theory Kant succeeded in bringing the two standpoints into a very real and vital connection with one another. At first sight it may seem to achieve their complete reconciliation, accounting for their distinction while rendering them mutually complementary; and Kant’s teaching may perhaps be so restated as to bear out that impression. But the harmony is never completely attained by Kant. Here, as in the Analytic, there is an equipoise of tendencies that persist in opposition.
Kant’s mediating doctrine of transcendental illusion may first be stated. It rests upon a distinction between appearance and illusion. Appearance (Erscheinung) is a transcript in phenomenal terms of some independent reality; and of such appearances we can acquire what from the human point of view is genuine knowledge. On the other hand, all professed insight into the nature of the transcendent or non-empirical is sheer illusion (Schein), and purely subjective. There are three species of illusion, logical, empirical and transcendental. Logical illusion stands apart by itself. It is due merely to inattention or ignorance; and vanishes immediately the attention is aroused. Empirical and transcendental illusion, on the other hand, have a twofold point of agreement, first, in being unavoidable, and secondly, in that they originate in our practical needs. We may know that the moon at its rising is no larger than in mid-heavens, that the ocean is no higher in the distance than at the shore; this makes not the least difference in the perceptions as they continue to present themselves. That the illusions are adapted to our practical needs, and are consequently beneficial, is less often observed. Changes in the colour, form, and size of objects as they recede from us, the seeing of the parallel sides of a street as converging, enable us to achieve what would not otherwise be possible. By their means we acquire the power of compressing a wide extent of landscape into a single visual field, of determining distance, and the like. Their practical usefulness is in almost exact proportion to the freedom with which they depart from the standards of the independently real. Kant argues that, in these respects, transcendental illusion is analogous to the empirical. Just as the illusory characteristics of our perceptions are to be understood only in terms of their practical function, so the Ideas of pure Reason have always a practical bearing, and can only be explained and justified in terms of the needs which they satisfy. As theoretical enquirers, we accept all that affords us orientation in the attainment of knowledge; as moral agents, we postulate the conditions which are necessary for the realisation of the moral imperative. And as the Ideals of natural science are found (such is Kant’s contention) to be in general form akin to those of the moral consciousness, they thus acquire a twofold footing in the mental life, maintaining their place there quite independently of theoretical proof. Though illusory, they are unavoidable; and though theoretically false,[1337] they are from a practical point of view both legitimate and indispensable.
Kant, in developing this thesis, might profitably have pointed to still another respect in which the analogy holds between sense-experience and transcendental beliefs. The illusions of sense-perception come in the ordinary processes of experience to be detected as such by the mind. From the theoretical standpoint of the outside observer who compares the situation of one percipient with that of another, and so is enabled to cancel the differences which variety of situation carries with it, the useful illusions of ordinary experience are reduced to the level of mere appearance. In contradicting one another they reveal their subjective character, and also at the same time afford data for determining the objective conditions to which their subjectively necessary existence is causally due. In similar fashion the transcendental illusions result in contradictions, which compel the mind to recognise that the Ideals to which it is committed by its practical needs are of a merely subjective character, and may never be legitimately interpreted as representing the actual nature of the independently real.
The chief transcendental illusion, and ultimately the cause of all the others, consists in the belief that the Ideals of explanation which satisfy Reason must in general outline represent the nature of ultimate reality. What the individual seeks to discover he naturally believes to exist prior to the discovery. As practical beings, we regard the objects of sense-experience as absolute realities—they are the realities of practical life, and we are practical rather than theoretical beings—and the existing empirical sciences, conceived as Ideally completed, are therefore viewed as yielding an adequate representation of ultimate reality. But such a belief involves us in contradictions. The world of phenomena in space and time is endlessly relative. It can have no outer bounds or first beginning, and no smallest parts; and in the series of causal antecedents there can be no member that is not effect as well as cause. Viewed as representing a pre-existent goal, the Ideas of Reason are imaginary completions of the intrinsically and merely relative, and are in their very notion self-contradictory. All that is definite in their content conflicts with their absoluteness; and yet, as it would seem, only in their empirical reference can they hope for objective verification.
Such are the problems of the Dialectic, so far as they can be formulated in terms common to the two opposed standpoints. Their deeper significance, and the grounds of Kant’s alternating treatment of them, only appear when he raises the further questions, what those Ideals of explanation which Reason prescribes really are, and how, if they conflict with the content of experience, it is possible that they should be conceived at all. To these questions Kant propounds both a sceptical and an Idealist answer. The former, in bare outline, may be stated as follows. The so-called Ideas are based upon experience and are derived from it. The understanding removes the limitations to which its pure concepts are subject in sense-experience, and proceeds to use them in their widest possible application, i.e. to things in general. As thus employed, they are without real significance, and are indeed self-contradictory. To form the Idea of the unconditioned, we have to omit all those conditions through which alone anything can be apprehended, even as possible. To construct the concept of absolute or unconditioned necessity, we have similarly to leave aside the conditions upon which necessity, as revealed in experience, in all cases depends; in eliminating conditions, we eliminate necessity in the only forms in which it is conceivable by us. Such Ideas are, indeed, simply schematic forms, whereby we body forth to ourselves, in more or less metaphorical terms, the concept of a maximum. They are imaginary extensions, in Ideal form, of the unity and system which understanding has discovered in actual experience, and which, under the inspiration of such Ideals, it seeks to realise in ever-increasing degree. If the understanding, as thus insisting upon Ideal satisfaction, be entitled Reason, the Ideas must be taken as expressing a subjective interest, and as exhausting their legitimate employment in the regulation of the understanding. Their transcendental deduction will consist in the proof that they are necessary to the understanding for the perfecting of its experience. They do not justify us in attempting to decide, in anticipation of actual experience, how far the contingent collocations and the inexhaustible complexities of brute experience are really reducible to a completely unified system; but they quite legitimately demand that through all discouragements we persist in the endeavour towards their realisation. In any case, it is by experience that the degree of their reality has to be decided. We judge of things by the standard of that for which they exist, and not vice versa. As the sole legitimate function of the Ideas is that of inspiring the understanding in its empirical employment, they must never be interpreted as having metaphysical significance. As the Ideas exist solely for the sake of experience, it is they that must be condemned, if the two really diverge. We do not say “that a man is too long for his coat, but that the coat is too short for the man.”[1338] It is experience, not Ideas, which forms the criterion alike of truth and of reality.
Kant’s teaching, when on Idealist lines, is of a very different character. Reason is distinct from understanding, and yet is no less indispensably involved in the conditioning of experience. All consciousness is consciousness of a whole which precedes and conditions its parts. Such consciousness cannot be accounted for by assuming that we are first conscious of the conditioned, and then proceed through omission of its limitations to form to ourselves, by means of the more positive factors involved in this antecedent consciousness, an Idea of an unconditioned whole. The Idea of the unconditioned is distinct in nature from all other concepts, and cannot be derived from them. It must be a pure a priori product of what may be named the faculty of Reason. Its uniqueness is what causes its apparent meaninglessness. As it is involved in all consciousness, it conditions all other concepts; and cannot, therefore, be defined in terms of them. Its significance must not be looked for save in that Ideal, to which no experience, and no concept other than itself, can ever be adequate. That in this Ideal form it has a very real and genuine meaning is proved by our capacity to distinguish between appearance and reality. For upon it this distinction, in ultimate analysis, is found to rest. Consciousness of limitation presupposes a consciousness of what is beyond the limit; consciousness of the unconditioned is prior to, and renders possible, our consciousness of the contingently given. The Idea of the unconditioned must therefore be counted as being, like the categories, though in a somewhat different manner, a condition of the possibility of experience. With it our standards both of truth and of reality are inextricably bound up.[1339] The Ideas in which it specifies itself, so far from depending upon empirical verification, are the touchstone by which we detect the unreality of the sensible world, and by which a truer reality, such as would be adequate to the Ideal demands of pure Reason, is prefigured to the mind.
These two standpoints are extremely divergent in their consequences. Each leads to a very different interpretation of the content of the Ideas, of their function in experience, and of their objective validity. On the one view, their content is merely empirical, and sense-experience is our sole criterion of truth and reality; on the other, they have to be recognised as containing a pure a priori concept, and are themselves the standards by which even empirical truth can alone be determined. In the one case, they are Ideals projected by experience for its own empirical guidance; they are built upon contingent experience, and depend upon it alike for the content which makes them conceivable and for their validity. In the other, they are presuppositions of experience, at once conditioning its possibility and revealing its merely phenomenal character. According to the sceptical view, Reason is concerned only with itself and its own subjective demands; on the Idealist view, it is a metaphysical faculty, and outlines possibilities that may perhaps be established by practical Reason.
Such, in broad outline, are the central doctrines of the Dialectic. They constitute an extraordinarily stimulating and suggestive body of Critical teaching. In no other division of the Critique do the power and originality of Kant’s thinking gain such abundant, forceful and illuminating expression. The accumulated results of the painstaking analyses of the earlier sections contribute a solidity and fulness of meaning, which render the argument extremely impressive, even to those who are out of sympathy with Kant’s ultimate purposes. Its persistent influence, on sceptical no less than on Idealist lines, and often conveyed by very devious channels, can frequently be detected even in thinkers—Herbert Spencer is an instance—who would indignantly repudiate the charge of being indebted to such a source.
THE HISTORY AND DEVELOPMENT OF KANT’S VIEWS IN REGARD TO THE PROBLEMS OF THE DIALECTIC[1340]
We may now proceed to consider the evidence in support of the early origin of the central portions of the Dialectic—the sections on the antinomies. As Benno Erdmann[1341] has very conclusively shown, preoccupation with the problem of antinomy was the chief cause of the revolution which took place in Kant’s views in 1769, and which found expression in his Dissertation of 1770. It was the existence of antinomy which led Kant to recognise the subjectivity of space and time. That is to say, it led him to develop that doctrine of transcendental idealism which reappears in the concluding sections of the Aesthetic, and which was recast and developed in the Analytic. Already in the Dissertation it supplies the key for the solution of the problems concerning infinity. The impossibility of completing the space, time, and causal series, and the consequent impossibility of satisfying the demands of the mind for totality, simplicity and unconditionedness, do not, it is there maintained, discredit reason, but only serve to establish the subjectivity of the sensuous forms to which the element of infinitude is in all cases due.
Kant’s thinking was, of course, diverted into an entirely new channel (as his letter to Herz of February 21, 1772,[1342] shows), when he came to realise that the metaphysical validity or invalidity of thought must be decided prior to any attempt to discover a positive solution of such problems as are presented by the antinomies. And when, owing to the renewed influence of Hume, at some time subsequent to the date of the letter to Herz, this new problem was recognised as being the problem of a priori synthesis, all questions regarding the nature of the absolutely real were made to take secondary rank, yielding precedence to those of logical theory. When the antinomy problems re-emerge, their discussion assumes Critical form.
In three fundamental respects Kant’s treatment of the antinomies in the Dissertation differs from that of the Critique. In the first place, the demand for totality or absoluteness is not in the Dissertation ascribed to a separate faculty. Indeed Kant’s words would seem to show that at times he had inclined to ascribe it merely to the free-ranging fancy or imagination.[1343] Secondly, as the various antinomies were traced exclusively to the influence of space and time upon pure thought, they were treated together, and no classification of them was attempted. And lastly, though Kant’s utterances are somewhat ambiguous,[1344] the illusory character of the antinomies was in the main viewed as being of a more or less logical nature. That is to say, it was regarded as entirely preventable and as “vanishing like smoke”[1345] upon adoption of a true philosophical standpoint.
A number of the Reflexionen reveal the various tentative schemes, by trial of which Kant worked his way toward a more genuinely Critical treatment of the problems of infinity. The intellectual factors receive fuller recognition, and as a consequence a definite classification results. At some time prior to the discovery of the table of categories, Kant adopted a threefold division of what he names first principles or presuppositions—principles of substance-accident, of ground-consequence, and of whole-part. Reflexion ii. 578 is typical.
“Three principia: (1) in the field of the actual there is the relation of substance to accident (inhaerentia): (2) of ground to consequence (dependentia): (3) of parts and of composition (compositio). There are three presuppositions: of the subject, of the ground, and of the parts; of insition [Kant’s own term], of subordination, and of composition; therefore also three first principia: (1) subject, which is never a predicate; (2) ground, which is never a consequence; (3) unity, which is not itself composite.”
There are numerous other Reflexionen to the same effect.[1346] The resulting conceptions are defined both as limits[1347] and as absolute totalities, and in Reflexion ii. 1252 are enumerated as follows:
“The first subject; the first ground; the first part. The subject which holds everything in itself; the ground which takes everything under itself; the whole which comprehends everything. The totalitas absoluta of reality, of series, of co-ordination.”
The introduction of the terms ‘absolute’ and ‘totality’ indicate that Kant has also come to recognise the presence of a unique notion (equivalent to the “unconditioned” of the Critique), distinct in content from any of the three enumerated principia, but common to them all. From the very first Kant would seem to have appropriated for it the title Idea. Reflexionen ii. 1243, 1244, and 124 may be quoted:
“The Idea is single (individuum), self-sufficient, and eternal. The divinity of our soul is its capacity to form the Idea. The senses give only copies or rather apparentia.” “Idea is the representation of the whole in so far as it necessarily precedes the determination of the parts. It can never be empirically represented, for the reason that in experience we proceed from the parts through successive syntheses to the whole. It is the archetype (Urbild) of things, for certain objects are only possible through an Idea. Transcendental Ideas are those in which the absolute whole determines the parts in an aggregate or as series.” “Metaphysics proper is the application of transcendental philosophy to concepts supplied by Reason and necessary to it, to which, however, no corresponding objects can be given in experience. The concepts must therefore refer to the supersensible. That, however, can be nothing but the unconditioned, for that is the sole theoretical Idea of reason. [Not italicised in the original.] Metaphysics thus relates: (1) to that of which only the whole can be represented as absolutely unconditioned: (2) to things so far as they are in themselves sensuously unconditioned. The first part is cosmology, the second rational doctrine of the soul, pneumatology and theology.”
At this stage, therefore, Kant would seem to have held that there is but one Idea strictly so called, and that the above three principia are merely specifications of it in terms of the concepts of substance-accident, ground-consequence, and whole-part. The classification thus obtained is in certain respects more satisfactory than that which is adopted in the Critique. It locates the cosmological argument with the causal category, and so would enable the conceptions of freedom or causa sui, and of Divine Existence, to be dealt with in their natural connection with one another. It also supplies, in the category of whole and part, a more fitting heading for those antinomy problems which deal with the unlimited and the limited, the divisible and the indivisible, the complex and the simple. The classification would, however, in separating the problem of the simple from that of substance, remain open to the same criticism as that of the Critique.[1348]
This classification must, as we have stated, be of a date prior to Kant’s discovery of the table of categories. That is quite clear from its ignoring the category of reciprocity, and from its combination of the other two categories of relation with the merely quantitative category of whole and part. For though the last is also entitled composition and co-ordination, it is conceived in these particular Reflexionen in exclusively quantitative terms. When Kant formulated the “metaphysical” deduction of the categories he was, of course, compelled to recast the classification, and did so in the only possible manner, consistent with his architectonic, by substituting the category of reciprocity for that of whole and part,[1349] and by taking the new heading, obtained through combination of reciprocity with the Idea of the unconditioned, as equivalent to the Idea of Divine Existence. But this could not be done without dislocating the entire scheme. The category of ground and consequence is deprived of its chief application, that expressed in the cosmological argument; and in order to provide a new content for it, Kant is compelled to force upon it the problems previously classified under the displaced category of whole and part. Even so, the problem of the causa sui cannot be eliminated, and reappears, partly as the problem of freedom, and partly as the modal problem of necessary existence.
The identification of the theological Idea with the category of reciprocity has a further consequence. It carries the problem of Divine Existence outside the sphere of the problems of infinity, and necessitates a very different treatment from that which it would naturally have received at Kant’s hands, if developed in its connection with his own Critical teaching. He is driven to expound it in the extreme rationalistic form in which it had been formulated by Leibniz and Wolff, as a doctrine of the Ens realissimum.
Prior to the rearrangement, necessitated by recognition of the category of reciprocity, Kant would seem to have expected to bring the entire body of Wolffian metaphysics within the scope of a general doctrine of antinomy. The problems of the divisible and the indivisible, of the simple and the complex, leading as they do to discussion of the presuppositions underlying the Leibnizian monadology, concern spiritual as well as material substance. Similarly, the main problems of theology would have been treated in connection with the cosmological inference to a first cause, and with the discussion of the possibility of first beginnings in space and time.[1350]
The sections in the Critique devoted to the antinomies reveal, in many ways, Kant’s original design. It is especially noticeable in his discussion of the third and fourth antinomies. The problems of freedom and of necessary existence are by no means treated in merely cosmological fashion. Indeed Kant makes no pretence of concealing their psychological and theological implications. Even the first and second antinomies have obvious bearings of a similar character. But it is in the section entitled The Interest of Reason in this Self-conflict[1351] that the broader significance of the antinomies finds its fullest expression. In its suggestive contrast of the two possible types of philosophy, Epicurean and Platonic, the argument entirely transcends the bounds prescribed to it by its cosmological setting. As we follow the comprehensive sweep of its argument, we can hardly avoid regretting that Kant failed to keep to his original plan, as here unfolded,[1352] of expounding the self-conflict of Reason in the form of a broad judicial statement of the grounds and claims of the two opposing authorities which divide the allegiance of the human spirit, namely, the intellectual and the moral, science with its cognitive demands on the one hand, the consciousness of duty with its no less imperious prescriptions on the other. The materialist philosophies would then have been presented as inevitably arising when intellectual values are made supreme; and the Idealist philosophies as equally cogent when moral values are taken as primary and are allowed to determine speculative tenets. Against this background of conflicting dogmatisms the comprehensive and satisfying character of the Critical standpoint would have stood out the more clearly; and its historical affiliations, its debt to the sceptics and materialists, no less than to the Idealists, would have been depicted in more adequate terms. As it is, in the chapters on the Paralogisms and the Ideal of Pure Reason there is almost entire failure to recognise the possibility of a naturalistic solution of the problems with which they deal, and Kant so far succumbs to the outworn influences of his day and generation—the very influences from which the Critical philosophy, consistently developed, is a final breaking away—as to maintain, almost in the manner of the English Deists, of Voltaire and Rousseau, that God, Freedom, and Immortality are conceptions which the mind must necessarily form, and in the validity of which it must spontaneously believe. Kant is here, indeed, interpreting “natural reason” in the light of his own personal history. The Christian beliefs, in which he had been nurtured from childhood, and their rationalist counterparts in the Wolffian philosophy, had become, as it were, a second nature to him; and the resistance, which in his own person they had offered to the development of Critical teaching, he not unnaturally interpreted as evidence of their being imposed by the very structure of reason. He transforms the metaphysical sciences in their Wolffian form into inevitable illusions of the human mind.[1353]
There is evidence that the theological problems were the first to be withdrawn from the sphere of the “sceptical method,”[1354] peculiar to the antinomies. Thus Reflexion ii. 125[1355] states that “metaphysics proper consists of cosmologia rationalis and theologia naturalis”—rational psychology being, as it would seem, still included within cosmology.[1356] What the considerations were which induced Kant to claim similarly independent treatment for rational psychology, we can only conjecture. For a time, while still holding to the bipartite division, he would seem to have made the further change of also separating psychology from cosmology, classing psychology and theology together as subdivisions of the rational science of soul.
”[Metaphysics has two parts]: the first is cosmology, the second rational doctrine of soul, pneumatology and theology.”[1357]
A main factor deciding Kant in favour of a dogmatic, non-sceptical treatment of rational psychology may have been the greater opportunity which it seemed to afford him of connecting its doctrines with the teaching of the Analytic, and especially with his central doctrine of apperception. But to whatever cause the decision was due, it resulted in the impoverishment of the second antinomy, through withdrawal of the more important half of its natural content. This antinomy could no longer be made to comprehend a discussion of the logical bases of monadology, and of its professed proofs of the simplicity and immortality of the soul. Nothing is left to it save the discussion of the monadistic theory of matter (somatologia pura).[1358] This change has also, as already noted, the unfortunate effect of precluding Kant from recognition of the physical application of the category of substance. By the simple he means the substantial, and yet he may not say so; his architectonic forbids.
I may hazard the further suggestion that Kant’s interpretation of rational psychology in terms of the Critical doctrine of apperception is of earlier date than his doctrine of transcendental illusion. For the chapter on the Paralogisms seems in its first form to have contained no reference to that latter doctrine.[1359] The few passages which take account of it, all bear evidence of being later intercalations. This is the more remarkable in that the Paralogisms can easily be shown to be typical examples of transcendental illusion. Indeed, neither the antinomies nor the theological Ideal conform to its definition in the same strict fashion.
The problem as to whether the doctrine of transcendental illusion and the deduction of the Ideas from the three species of syllogism originated early or late, is largely bound up with the question as to when Kant finally adopted the terms Analytic and Dialectic as titles for the two main divisions of his Transcendental Logic. That Kant was at first very uncertain as to what the main divisions of his system ought to be, appears very clearly from the Reflexionen.[1360] To his teaching as a whole he usually applies the title Transcendental Philosophy, and in Reflexion ii. 123 he enumerates the following subdivisions within it: Aesthetic, Logic, Critique, and Architectonic. By Critique Kant must here mean what in other Reflexionen he names Discipline, and which he finally named Dialectic. As thus identified with the Discipline, the Dialectic is at times viewed as a division of a Methodology or Organon, whose other divisions are entitled Canon and Architectonic.[1361] This earlier scheme may therefore be represented as follows:
| Transcendental Philosophy– | Doctrine of Elements | Aesthetic. Logic. |
| Critique = Discipline [correspondingto the Dialecticof the Critique]. | ||
| Doctrine of Methods (Methodology) | Canon. Architectonic. |
The terms Analytic and Dialectic do not occur in these Reflexionen, and their adoption may therefore be inferred to synchronise with Kant’s later decision to include the treatment of the metaphysical sciences within his Logic; and that decision was probably an immediate result of his having developed meantime a doctrine of transcendental illusion. The new scheme in its final form is therefore as follows:
| Transcendental Philosophy or Critique of Pure Reason | Doctrine of Elements | Aesthetic. Logic. | Analytic | of Concepts. of Judgement. |
| Dialectic—of Reason. | ||||
| Doctrine of Methods (Methodology) | Discipline (retained but given a new and more general content). | |||
| Canon. Architectonic. History. | ||||
In thus transferring Dialectic from the Methodology to the Doctrine of Elements, Kant stands committed to the view that it contains positive teaching of a character analogous to that of the Analytic, with which it is now co-ordinated. As we have already noted, the fundamental opposition which runs through the entire Dialectic is due to the conflict between the older view of Reason as merely understanding in its transcendent employment, and this later view of it as a distinct faculty, yielding concepts with a positive and indispensable function, different from, and yet also analogous to, that exercised by the categories of the understanding.
Adickes, to whom students of Kant are indebted for a convincing demonstration of the constant influence of Kant’s logical architectonic upon the content of the Critical teaching, would seem at this point to rely too exclusively upon that method of explanation. He contends that Kant’s deduction of the Ideas of Reason from the three species of syllogism is entirely traceable to this source, and is without real philosophical significance. That is perhaps in the main true. But it need not prevent us from appreciating the importance of the doctrines which Kant contrives to expound under guise of this logical machinery. We have already observed that prior to the discovery of this deduction Kant had recognised the connection between the concept of the unconditioned and the three Ideas through which it finds expression. As the forms of syllogism are differentiated in terms of the three categories of relation, the deduction does not interfere with Kant’s retention of this classification of Ideas; while in connecting Reason as a faculty with reasoning as a logical process, an excellent opportunity is found for explaining the grounds and significance of the demand for unconditionedness, i.e. for completeness of explanation. This demand, as he has also come to recognise, lies open to question, and therefore calls for more precise definition.
The artificial character of the metaphysical deduction lies not so much in this derivation of the three Ideas of the unconditioned—unconditioned substance, unconditioned causality, unconditioned system—from the categorical, hypothetical, and disjunctive forms of syllogism respectively, as in the further equating of them with the Ideas of the Self, the World, and God. The Idea of unconditioned substance has many possible applications besides the use to which it is put in rational psychology. The Idea of an unconditioned causality may be conceived in psychological and theological as well as in cosmological terms; and as a matter of fact Kant himself frequently identifies it with the concept of freedom, as in the third and fourth antinomies, or when he enumerates the Ideas as being those of God, Freedom, and Immortality.[1362] Similarly, the Idea of system is the inspiring principle of materialism, and also finds in such philosophies as that of Spinoza much more adequate expression than in the Ens realissimum of the Wolffian School. But further comment is not, at this stage, really profitable. These are questions which can best be discussed as they emerge in the course of the argument.[1363]
Kant carried his logical architectonic one stage further. Not satisfied with connecting the three Ideas of Reason with the categories that underlie the three species of syllogism, he also attempted to organise the various particular applications of each Idea in terms of the fourfold division of the table of categories. By the use of his usual high-handed methods he succeeded in doing so in the case of the psychological and cosmological Ideas. There are four paralogisms and four antinomies. But when the attempt failed in regard to the theological Idea, he very wisely abstained from either apology or explanation. That the failure was not due to lack of desire or perseverance appears from Reflexion ii. 1573, which would seem to be the record of an unavailing attempt to obtain a satisfactory articulation of the theological Ideal. Doubtless, had he been sufficiently bent upon it, he could have worked out some sort of fourfold division; but there were limits even to Kant’s devotion to the architectonic scheme. It is difficult to see how any such arrangement could have been followed without serious perversion of the argument.
Adickes has suggested[1364] that the distinction between the faculty of understanding and the faculty of judgment is subsequent to, and suggested by, Kant’s successful tracing of the Ideas to a separate faculty of Reason. Some such distinction was demanded in order that the parallelism of transcendental and formal logic might be complete. This conjecture of Adickes is probably correct. It would seem to be supported by the internal evidence of the Analytic of Principles. As we have had occasion to note,[1365] the doctrine of schematism, in terms of which the distinction between understanding and judgment is formulated, is late in date of origin.[1366] This distinction is of the same artificial character as that between understanding and Reason; and though, like the latter distinction, it supplies Kant with a convenient framework for the arrangement of genuine Critical material, it also tends to conceal the simpler and more inward bonds of true relationship.