II

I propose, in the first place, to discuss two general principles, the operation of which is conducive to progress. One of these principles is external, that is, it relates to the environment of life rather than to its internal economy; and to this I shall turn first.

The external environment of life is in some respects favorable, in other respects unfavorable. Now, strangely enough, it is the unfavorable rather than the favorable aspect of the environment that conduces to progress. Progress, or even the least good, would, of course, be impossible, unless the mechanical environment was morally plastic. The fact that nature submits to the organization which we call life is a fundamental and constant condition of all civilization. But there is nothing in the mere compliance of nature to press life forward. It is the menace of nature which stimulates progress. It is because nature always remains a source of difficulty and danger {131} that life is provoked to renew the war and achieve a more thorough conquest. Nature will not permit life to keep what it has unless it gains more.

The external environment of life embraces not only mechanical nature, but also such outlying units of life as have not yet been brought into harmonious relations. Conflict between individuals, tribes, races, or nations operates in a manner analogous to mechanical nature. It exerts a constant pressure in the direction of greater strength and efficiency. In order that man shall not be robbed by his enemies of what he already has, he must forever be attempting to make himself impregnable and formidable.

But war and the struggle with nature not only put a premium on the better organization of life; they also make it a condition of permanence. Superior individuals survive when inferior individuals perish in the struggle, or the superior type obtains an ascendency over the inferior. In human warfare the defeated party is rarely if ever utterly annihilated; it tends, however, to lose its prestige or even its identity through being assimilated to the victorious party. In either case that form of life which in conflict proves itself the stronger, tends to prevail, through the exclusion of those forms which prove themselves weaker.

An unfavorable environment has, then, operated externally to develop coherence and unity {132} in life. But the cost has been prodigious, and must be subtracted from the gain. For there is no virtue in conflict save the strength of the victor. Man has made a virtue of this necessity; but to obviate so dire a necessity becomes one of the first tasks which civilization undertakes. The attempt to eliminate conflict, and reduce to a minimum the sacrifice of special interests, marks the operation of the internal or moral principle of progress. During the historical period this principle assumes a constantly greater prominence.

A society may be said to be internally progressive when it can afford to withdraw some of its energies from the struggle for existence, and devote them to the improvement of method and the saving of waste. Its stability and security must be so far guaranteed as to make it safe to undertake a reconstruction, calculated to provide more fully for its constituent interests and develop its latent possibilities. There now obtains, within limits that tend steadily to expand, what Bagehot calls "government by discussion," that is, the regulation of action by the invention, selection, and trial of the best means. This substitution of rational procedure for custom is an irreversible and germinal process. Let me quote Bagehot's account of it:

A government by discussion, if it can be borne, at once breaks down the yoke of fixed custom. The {133} idea of the two is inconsistent. As far as it goes, the mere putting up of a subject to discussion is a clear admission that that subject is in no degree settled by established rule, and that men are free to choose in it. . . . And if a single subject or group of subjects be once admitted to discussion, ere long the habit of discussion comes to be established, the sacred charm of use and wont to be dissolved. "Democracy," it has been said in modern times, "is like the grave; it takes, but it does not give." The same is true of "discussion." Once effectually submit a subject to that ordeal, and you can never withdraw it again; you can never again clothe it with mystery, or fence it by consecration; it remains forever open to free choice, and exposed to profane deliberation.[3]

The strength of custom or established authority lies in prompt and undivided action against external enemies; but its weakness lies in its excessive cost to the interests within. And when there is leisure and security for deliberation, the policy and organization of society must respond at once to the claims of these interests. Development is now due to a moral rather than to a mechanical principle; that is, the surviving type of life is due not to pressure and elimination from without, but to a provident concern that emanates from within. There is a deliberate intention to promote survival, those interests alone being restricted or suppressed which do not comply with this intention. There evolves not a selected group of strong individuals, but a strong community, strong because both full of life, or rich {134} in incentive, and also harmonious. And within such a community the strength of individuals lies not in a sheer power to resist the strain of competition, but in the rational and moral capacity to utilize the resources of the entire community. Through moral organization the strong are made stronger at the same time that the weak are made strong.

Strictly speaking, there is only one internal principle of progress, namely, rationality. By rationality, in this connection, I mean the knowledge of the good, and the correction of existing usages through which it is accidentally or wantonly frustrated. If fulfilment be the motive of life, and maximum fulfilment be the good, then any existing usage stands condemned when it is proved to involve unnecessary sacrifice. And such usages will be condemned, and in the long run rejected, wherever there is an opportunity for self-assertion and discussion among the various interests concerned. But such correction may be initiated either by a positive or a negative motive. It may result either from the action of those who seek constructively to promote the general welfare of society, or from the action of those who protest against society in behalf of neglected interests. The first is constructive reform, the second, revolution.

Constructive reform is the work of disinterested {135} reflection. It may originate in speculation, as political or social theory; or it may originate in the solution of a practical problem. Plato has described the type of mind which in either case it requires: a mind which is free from individual or party bias, and which represents and co-ordinates all the interests of the community. Now the failure of political and social theories as measures of reform is proverbial; none failed more completely and conspicuously than Plato's own. And it is not difficult to see why this should be the case; for, as a rule, they are adapted neither to the habits and intelligence of the time, nor to the actual instruments of practical efficiency. But it may be observed that the distance between the philosopher and the man of affairs is considerably shorter than it used to be. The method of discussion being once generally adopted, action, both individual and social, is pervaded with theory. Even the man of affairs cannot easily avoid being a philosopher.

And even in distinguishing as sharply as I have between theory and practice, I have simply followed a customary habit of thought that is on the whole misleading. For, in truth, it is as impossible for the man of affairs to avoid disinterested reflection, as it is for the commercial traveller to be unsociable. The activity of the one has to do with the organization of a wide range of {136} interests, as the activity of the other has to do with the capitalization of good-fellowship.

Those of you who are familiar with the First Book of Plato's Republic will remember the account given there of the forced benevolence of the tyrant. It is, I believe, one of the great classics in ethical theory; and although its full meaning will not appear until we deal directly with the problem of government, I must allude to it here for the sake of the principle involved. The sophist of the dialogue, one Thrasymachus, attempts to overthrow Socrates's conclusion that virtue is essentially beneficent, by pointing to the case of the tyrant, who is eminent and powerful, as every one would wish to be, but who is at the same time wholly unscrupulous. He is the symbol of success, in that he can on all occasions do what it pleases him to do, and with no regard for the feelings of others. Now Socrates in his reply is not satisfied to show that even the tyrant must have some scruples; he goes to the length of asserting that the tyrant must of all persons in the community have the most scruples. And the reason which Socrates advances is unanswerable. The tyrant is the one person in the community who has to please everybody. He owes his position and power, not to any directly productive activity, such as agriculture, industry, or military service, but wholly to his skill in {137} organizing and promoting interests that are not primarily his own. To be sure, he has his hire; but to earn it he must pay every man his price.

Now let us apply this to the general case of the man of affairs. It follows that just in so far as action is broad in scope, it must be considerate and just. To conduct enterprises on a large scale involves contact with many interests, and these interests, once affected, must either be understood and provided for or else antagonized. The greater the enterprise, the more truly does it exist by sufferance; it depends on the support of those who profit by it, and if that support be withdrawn, it collapses into absolute impotence. The ancient Cynics were right in thinking that the only man who can afford to be indifferent to the interests of his fellows is the man who renounces ambition and retires to his tub.

Once the era of civilization is inaugurated, power depends on moral capacity, that is, the capacity to protect and promote a considerable number of interests, and thus win their backing. This is proved in every field of human activity, military, political, religious, intellectual, social, or commercial. Commerce and industry afford at present the most striking examples. The man who succeeds is the man who can satisfy the greatest number of appetites. And the more his enterprise grows the more it becomes a public concern; {138} and the more, therefore, must he be studious of public welfare and responsive to public opinion. Thus manufacturing, transportation, or banking, when conducted on a large scale, touch life at so many points, that he who seeks to gain power or wealth by means of them will gradually and without any abrupt change of motive approximate the method of disinterested service. So every station in life, from that of the ruler to that of the shopkeeper, has its own characteristic form of the one problem of meeting, adjusting and fulfilling interests. The desire to be successful or to attain eminence in one's station exerts a constant pressure in the direction of the invention, trial, and selection of methods that will solve this problem. And such methods once devised are at once supported by the interests they serve, and become necessary to the life of the community.

Now the wise leader anticipates the needs and wishes of his followers, and so enjoys their continued support without ever seeming to depend on it. But there are very few such wise leaders. The reason for their scarcity lies in the natural inertia of profitable activities. There is a universal propensity to let well enough alone. So methods are allowed to outlive their usefulness, or remain unmodified when more provident and fruitful methods could be devised. When leadership {139} thus fails to be statesmanlike and far-sighted, there occurs that uprising of the disaffected interests which is called revolution.

Revolution, then, is the self-assertion of the various constituent interests which do not find room or fair measure within the existing organization. The evidence of the insufficiency of present methods being neglected by those in charge, that evidence makes itself known. In the long run this is the surest principle of progress, because it is brought into operation by those who have a nearer or more indispensable interest at stake. It is unquestionably to the interest of the individual who heads an enterprise to conduct it rationally, that is, to make it always as productive as possible for all the interests which it serves. But if he fails he may not at once incur the penalty, or be conscious of it if he does; he may only forfeit an increase of power, or render his position precarious. On the other hand, to the constituent interest which is sacrificed, this same failure may mean loss of bread or even loss of life. Hence the latter is more sure to move in the matter. Justice is more urgently needed by the slave who rebels, than by the master who may be brought through enlightenment to liberate him. Thus neglected interests have been the conscience of every great human reform. Let me cite the two greatest cases of this in the history of {140} European civilization, Christianity and the French Revolution.

Christianity as a social revolution was a protest against the existing order on the part of interests which it did not recognize. I do not mean that these interests were not tolerated; they were, of course, protected, and even given a legal status. But in the reckoning of good and evil they were not counted. Women and slaves, the poor, the ill-born, and the ignorant, were instruments which the happy man might use, or incidents of life which might test his charity and magnanimity. These classes rose to overthrow no single institution, but a whole conception of life, or standard of well-being which was defined to exclude them. In paganism, which did not pass with the advent of Christianity, but still lingers as the creed of the very precious souls, humanity is conceived only qualitatively, and not quantitatively. The good of the race is conceived to consist in the perfection of a few, chosen for their superior endowment and fortune. The eminent refinement and nobility of these demigods is substituted for the saving of lives, for the general distribution of welfare and opportunity. The many are to find compensation for their hardship in the happiness of the few. But the Christian principle of atonement was the precise opposite of this: one suffered that all might be blessed. Christianity {141} looked towards a good that should number every one in the multitude and endure throughout all time. Now it has since appeared that this was no more than the truth; and that it might have been conceived and executed by the wise men, had they only been more wise. But they were wise only within the limits of their own conceit. Hence it took the form of an assault on the established enlightenment. The many, with their yearning for a universal happiness, with their deep concern for the greater good, and their jealous compassion for all souls, destroyed the narrow eminence of the few. Thus Christianity was a revolution, and not a constructive reform.

The French Revolution was a protest not only against apathy, but against insolence as well. It was a demand of the many not merely to be happy, but to have what they called their "rights" respected; a protest against authority, not only because it was cruel, but because it was arbitrary, tyrannical. Hence it was aimed against priestcraft as well as against monarchy. It was based on the conviction that no one is so justly entitled to pass judgment on a man's affairs as a man himself. But it was a cry from the depths, the bitter resentment of a long-standing abuse. Therefore it took the form of an uprising against the established order; and while it opened men's eyes, it was not conducted in the spirit of enlightenment. {142} In spite of his inferences, Nietsche has not described the matter falsely:

The slave . . . loves as he hates, without nuance, to the very depths, to the point of pain, . . . his many hidden sufferings make him revolt against the noble taste which seems to deny suffering. The scepticism with regard to suffering, fundamentally only an attitude of an aristocratic morality, was not the least of the causes, also, of the last great slave insurrection which began with the French Revolution.[4]

Insurrection, in other words, is the flat, downright, and unqualified affirmation of interests to which those in charge of affairs have denied existence. It is a flash in the eyes of those who will not see; a blast in the ears of those who will not hear. Insurrection asserts only the interests that have been neglected; hence, though it brings new light, that light for lack of which the world went in darkness, it is careless and blind in its own way, and does not concern itself with restoring the balance. But, as Nietsche prefers not to comprehend, insurrection demonstrates beyond question the bankruptcy of aristocratic morality; discredits it as effectually, and in the same way, as new evidence discredits old theories.

These, then, are the two complementary methods through which rationality gets itself progressively established: through the imagination and foresight of constructive minds, and through the protest or uprising of neglected interests.

{143}

I must mention briefly, before leaving this general topic, an accessory condition on which this internal principle of progress depends for its effectual working. It is necessary that the life of society should be unbroken; that its achievements should be preserved and accumulated from generation to generation. This is provided for in the permanence of records, monuments, and institutions; but these are of less consequence than the continuity of tradition. Generations of men do not come into being and pass away like regiments in marching order. There is no present generation; unless one arbitrarily selects those of a certain age to represent the spirit of the day. He who is born now, enters into the midst of a social life in which the present is blended with the past through the interpenetration of individual lives of every stage of maturity. The threads are innumerably many, and their length is but threescore years and ten; but there is no place at which more than a few end, so that they are woven into one continuous and seamless fabric. It does not exceed the facts, then, to say that the life of society is one life, which may gather headway, increase in wealth, and profit by experience. Through this continuity society may learn, as the individual organism does, by the method of trial and error. Costly blunders need not be repeated, and the waste involved {144} in untried experiments may steadily be reduced. Furthermore, the advance is by geometrical, and not merely by arithmetical progression. Every discovery and achievement is multiplied in fruitfulness through being added to the capital stock and reinvested in fresh enterprises.