Ancient Rome in the English novel: a study in English historical fiction

by Randolph Faries

H. NOVELS WRITTEN BY AUTHORS WHO HAVE PORTRAYED ROMAN LIFE FROM AN ESTHETIC VIEWPOINT

Walter Pater’s Marius the Epicurean appeared in 1885. While Pater was a tutor at Oxford, Marius the Epicurean is so far removed from being a school-book, that it was impossible to consider it in the class of novels written by teachers to illustrate Roman life or a certain period of Roman history in a pedagogical way. In fact Pater’s work is so different from most novels of Roman life, and has a literary value so much higher than most novels of any kind, that it is best considered in a class by itself. Nothing has ever been written exactly like Marius the Epicurean, which ranks above Pater’s other literary productions, fine as they are, and furnishes his principal contribution to posterity. It was indeed written for posterity, and not intended to be read as an interesting novel and then forgotten. Marius the Epicurean is the finest piece of pure literature that will be considered in this study. Moreover it cannot escape consideration as a novel of Roman life. Its full title is Marius the Epicurean, His Sensations and Ideas. Its hero is a Roman boy, who advances in years, until he arrives at mature manhood, and whose death is recorded at the end of the story. “It would probably have been called a novel had its chief claim and merit not been independent of fiction.”[34] In following the development of Marius, Pater is showing what might have happened to a young man in the Rome of Marcus Aurelius, if he were possessed of a particularly fine esthetic sense, and devoted his life to an esthetic ideal. There is sufficient binding material in the form of narrative to make Marius the Epicurean rather a novel than a series of essays, though it contains fine studies of the physical and spiritual life of Rome. Such novels of Roman life as George Gissing’s Veranilda, (1904), and Mr. Eden Phillpotts’ Pan and the Twins, (1922), have derived much inspiration from both the substance and quality of Pater’s work. Such a thorough classical scholar and ardent lover of the classics as Lionel Johnson could say of its exactness, in Post Liminium: “Readers, accustomed by long experience to use Marius for a text-book,—exact, precise, rigorous, well warranted and attested,—of the Antonine age, do not need to be told that Mr. Pater never writes without his facts and evidences.”[35]

Pater’s aim in Marius the Epicurean had something in common with the aim of some of the best novels of Roman life, that have been considered, however unique his method may have been. He purposes to show a young man in an age similar to our own, and one who exhibited “a sort of religious phase possible for the modern mind.” Marius is like Pater in his serious and refined nature, and his esthetic delight in religious ceremonial, but represents better Pater’s ideal. Though he is taught to believe in the outworn system of paganism, he takes delight only in the most beautiful elements in pagan religious ceremonials. In his quest of the fine and the beautiful in religious emotion, he is led to higher and higher forms of philosophy, each step in his development being minutely described by Pater, not with the accompaniment of abstract philosophizing, but with the desire to portray in simple terms the beauty of esthetic experience. At each step toward a higher intellectual existence Marius approaches the ideal of a Christian life; his soul is said to be “naturally Christian,” and he admires elements of beauty in the thought and life of a Christian comrade. Finally by a mere accident, he dies a Christian. Marius the Epicurean simply portrays the life of Rome, as it appeared to a young Roman who lived only to seek the highest good in esthetic experience. It clearly shows that life governed by an esthetic ideal, could and did exist in the days of Marcus Aurelius, just as it can and does exist today.

In Marius the Epicurean, Pater, as the author, shows himself to be more a true Hellenist than any writer appears to be in any novel of Roman life written before Pater’s work,—though his truly Greek appreciation of the beautiful is in no way inconsistent with Christianity. But the book portrays not merely the beauty of Greek philosophy. Viewed as a portrayal of life, Marius the Epicurean may be fairly said to portray essentially the entire course of the religious life of Rome,—starting with the primitive and patriarchal “religion of Numa,” and passing through later forms, (whether wholly Roman or including foreign elements); and further on through the abstractions of Greek philosophy, to the highest form of Christianity. The social and moral phenomena to be seen at Rome in the times of Marcus Aurelius, are shown, and the part which great schools of Greek philosophy played in the life of Rome, is made to appear important.

While no great character portrayals are attempted in Marius the Epicurean, Marius is made to meet with such great characters as the Emperor Marcus Aurelius, Apuleius, and Lucian. Marcus Aurelius is portrayed in a very modern light as a public lecturer, through whose example Marius determines to become a student of rhetoric at Rome; yet to Marius he seemed to be, (as he actually was), the greatest thinker and the greatest man of his time. In his representation of the character of Faustina, who is seen surrounded by her children, including the supposedly illegitimate Commodus, Pater may owe something to Swinburne’s poem, Faustine. Roman customs are well represented, when we see people performing sacrifices or going to the theatre to celebrate a holiday; and the life of Rome is made to seem real by minute descriptive touches, such as those which describe the evidences of the ravages of the great pestilence. Roman shops, inns, temples, and other buildings appear crowded with people, and a multitude of human types are shown, as soldiers, courtesans, beggars and little children. Some description is also made of a Roman marriage ceremony; and the mythological burlesques and gladiatorial contests of the amphitheatre are described as affecting different individuals in different ways. In the death of Verus appears something of the spirit which made the Romans turn such a matter into a public event; the great Galen, making his way through the throng to the side of the sufferer, is a figure which is familiar elsewhere in the novel of Roman life.

But the most characteristic scenes taken from the outward life of the Romans’ are the banquet and the Triumph of Marcus Aurelius. Pater adds to the reality of these Roman scenes by portraying not only the characteristics of men, but also those of children, and even animals. Thus in the triumphal procession go “the ibex, the wild-cat, and the reindeer stalking and trumpeting grandly.” Though scenes of the martyrdom of the Christians only appear as told at second-hand, a characteristic Roman brutality is shown by the guards in charge of Christian prisoners. Thus the material life of Rome, as well as its religious life, is portrayed in Marius the Epicurean. What Pater did for the novel of Roman life was to show the possibility of portraying not merely the material existence of the Romans, but the whole life of Rome considered from a religious and esthetic standpoint. Marius the Epicurean has been said to stand without fiction; but the highest hope of any fiction might well be to rise to the level of Pater’s work. It took five or six years to write, and shows Pater’s thorough scholarship, and his appreciation of the beautiful in Latin and Greek literature. Mr. Edward Hutton sums up its excellence when he says that, “In Marius the Epicurean, Pater gave us a book profound and simple, bounded by the great refusals of an artist, perfect in prose, stooping to nothing, having the dignity of a great poem, and the thoughtfulness that is characteristic of the writers of the Augustan age.”

George Gissing in Veranilda, (1904), seems to be the first author of a novel of Roman life to derive much inspiration from Pater’s Marius the Epicurean, (1885). Gissing resembles Pater in his exact scholarship, his love of Greek things, and his estheticism. Veranilda was to have in it the love of the classics, but is unfinished. Yet it is evident that only a few chapters at the end are missing, and what we have of Veranilda is finished with Gissing’s finest and most delicate touches. The late Mr. Frederic Harrison says of Gissing in the preface to Veranilda, that in this novel, “his poetical gift for local color, his subtle insight into spiritual mysticism and, above all, his really fine scholarship and classical learning had ample field.” Mr. Harrison considers Veranilda “far the most important book which George Gissing ever produced,” and most readers of Gissing will concur in this opinion. Though the subject-matter of Veranilda is somewhat different from that of Marius the Epicurean, there is much similarity between the two books in the way subjects are presented, and at times Gissing’s purity of style approaches that of Pater. In many respects Veranilda is the greatest novel of its kind. Not only does it show thoroughness and accuracy in scholarship, but it has very genuine characterization and atmosphere. The spirit of Veranilda is the spirit of the time it describes,—the spirit of disillusion, unrest, and uncertainty amid scenes of strife, sorrow, and decay. Yet there are gleams of hope to be found in Gissing’s great novel, which portrays life in and near Rome in the “Era of Justinian.” While the outward, physical life of fallen Rome is portrayed accurately, as it would appear to the eye, the special excellence of Veranilda lies in its exact reproduction of the spirit of the time with which it deals. In this respect it probably excels any other historical novel in English,—bar none,—and deserves a high position as pure literature. Moreover in his portrayal of life in the past, Gissing has not failed to establish its connection with life of the present; realistic effect is never lacking in Veranilda. Yet even when portraying life in the most general terms, Gissing continually shows the same selection and preference for the esthetic, the same search for the beautiful, which marks the work of Walter Pater in Marius the Epicurean.

The plan of Veranilda is more complete than that of most historical novels; it deals chiefly with real historical characters and actual historical events, yet there is not too much formal history in the novel. It was carefully written after a most thorough study of the best modern writers, (especially Gibbon), who deal with the age of Justinian and Belisarius, and of the remains of the literature of the time. The scene is Rome and Central and Southern Italy, and local color is obtained not at second-hand, but from the author’s direct observation of the places he describes, and a careful review of extant documents concerning them. Gissing had spent some time travelling in Italy and Veranilda may be considered his most original novel. In selecting the scene and the time of Veranilda, Gissing evidently intended to write a novel which should convey a sense of Rome’s former greatness. The center and source of power of the Roman Empire had shifted to Constantinople, though even here the power of Rome was none too strong. Felix Dahn’s two novels, A Struggle for Rome, (1876), and The Scarlet Banner, (1894), deal with the same period with which Veranilda deals; The Scarlet Banner being concerned with the overthrow of the Vandal king, Gelimer, by Belisarius. A Struggle for Rome, is like Veranilda in its subject matter, since it is concerned with the struggle between the Ostrogoths and Belisarius, and mentions some of the same characters that appear in Veranilda. The characterization of Totila, the Gothic king, especially suggests Veranilda. But while A Struggle for Rome is Dahn’s greatest novel, it does not appear that Gissing was so much indebted to it in Veranilda, as to original historical sources. The period with which Veranilda deals comes somewhat after the true end of Pagan Rome, and no novel will be discussed which deals with a later period.

Gissing preserves a fine unity of effect in making the events of his story center about Rome, and not about Constantinople. “The Eternal City” lies there as of old, and its inhabitants cannot shake off the feeling that it still is “eternal.” The wise Justinian is to them a foreign tyrant, under whose governor they are harshly oppressed. The great commander Belisarius, though he has temporarily defeated the Goths, has now left Italy, and is no longer thought of as deliverer of Rome; the fame of Totila is spreading. Throughout this book, with its descriptions of ruined towns, ruined families, and the ruins of the City of Rome itself, one feels the former greatness of Rome. Everywhere is decay, everywhere is to be seen a dying out of the best elements of Roman civilization. Many of the scenes which form the setting for the principal action in the story, are typical of this lingering death of the great city. While everywhere the old Rome is dying out, is there springing up anything new to take its place? Even though the novel is incomplete, one can see that the author means to show conclusively that the Goths will furnish new life, and new strength, to Rome and to civilization.

In Hypatia, Kingsley had portrayed “the dying world” of Rome, especially in the chapter headed by that phrase. In Marius the Epicurean, Pater had pointed out the coming downfall of Rome in several different ways. He had said, for example, that the Germanic tribes, whom Marcus Aurelius defeated, were merely the advance guard of a vast body of wandering tribes destined to overrun the Roman world. Marcus Aurelius in his triumph over the Germans, appeared to Marius, “chiefly as one who had made the great mistake,” as a man who had failed. “The most Christian” Stoic Emperor, in pursuing his thoroughly Roman policy of enforcing worship of the gods with an iron hand at Rome, and ruthlessly subjugating peoples on the frontiers of the Empire, had failed to save Rome from becoming more and more a nation of “coarse, vulgar people,” an Empire that failed. In Veranilda we see the impressive remains of that great failure. Its psychology, like that of most of Gissing’s work, is the psychology of failure. As the decayed condition of his old home appears to be symbolic of failure to Marius, near the end of Marius the Epicurean, so all through Veranilda the decay of material things seems to symbolize the downfall and death of “Eternal Rome.” Yet the gleams of hope, which appear through the gloom, are symbolic of a new life. While no such large contrast is made in Veranilda, as is made in Hypatia, the hope of Christianity in a failing world is made very real.

Aside from the scene depicting the murder at the villa, there are few sensational scenes in Veranilda. Moreover, in most of the scenes of importance, it is noticeable that only a limited number of people appear. The greater part of the novel is pitched in a minor key. There are countless incidents of importance, whisperings, doubts, uncertainties; trivial words often have a hidden meaning, trifling actions assume great importance. The remains of Rome’s grandeur are suggested in the character of Flavius Anicius Maximus, a worthy descendant of an ancient and noble family; and his sister Petronilla serves to keep before our minds something of the uncompromising pride of any descendant of an old Roman family. A similar pride appears in the characters of the Deacon Leander and Vigilius. But more fitting messengers of God are the holy Abbott Benedict and his monks. The scenes about the monastery are drawn with a masterful touch; one feels the genuine influence for good, which the holy Abbott has over Basil, and the real help which he gives to Basil, in the difficulty with which Basil is confronted. St. Benedict appears as a man who leads a genuinely spiritual life, with insight enough to solve all of Basil’s difficulties.

Veranilda herself is a truly radiant figure, and it is in justice that the novel is named for her. She does not often appear upon the scene, it is true, but the sincerity of her character and her overwhelming loveliness are drawn with convincing strokes. Her innocence at all times, especially when in Marcian’s power, and her faith in those into whose care she is entrusted, are points of strength in her character, not of weakness; and she proves herself truly great in her forgiveness of Basil. In his delineation of character especially, Gissing has at times equalled the exquisite touches of Pater. How little is told of St. Benedict or of Veranilda, yet how definitely their characters are impressed upon the reader! Veranilda is beyond question, the character who best represents beauty of body and soul, in the novel of Roman life, and, I believe, surpasses Pater’s Marius in representing a “soul naturally Christian.” In any case, one feels that in Veranilda, as in Marius the Epicurean, there always exists the esthetic conception of an inseparable connection between physical and spiritual beauty. Gissing followed Pater in showing that the life of Rome could be portrayed as being far from entirely physical and material; and he showed more definitely than Pater, that Roman life could be presented in the form of a novel, with realistic effect, yet with the exercise of a discriminating selection of the finer elements of subject matter, and in a style delicately fitted to portray these finer elements.

A review of esthetic elements to be found in the novel of Roman life would not be complete without some consideration of two recent novels by Mr. Eden Phillpotts, Evander, (1919), and Pan and the Twins, (1922). Mr. Phillpotts has shown his appreciation for classic art in The Joy of Youth, while another of his novels, The River, shows his love for the beautiful in nature. Mr. George Moore says, “Morality is but a dream, but beauty is real;” his novel, The Brook Kerith, is not considered here as a novel of Roman life, but in it the author often harks back to the beautiful pagan world. There is something of this in the two novels of Roman life written by Mr. Phillpotts. As has been said, George Ebers had written, A Question; The Idyl of a Picture by His Friend Alma Tadema, (1881), which presents the beauties of pastoral life in semi-mythological classic times in pre-historic Sicily, and suggests Evander in subject matter. In Marius the Epicurean, Pater had said, “Farm life in Italy, including the culture of the olive and the vine, has a grace of its own, and might well contribute to the production of an ideal dignity of character, like that of nature itself in this gifted region. Vulgarity seemed impossible.” The ideal beauty of a simple, outdoor life, centering in the farmer’s hut, appears in Evander, a novel which portrays life in prehistoric Italy and abounds in beautiful pastoral description. In its portrayal of life, Evander shows somewhat the same discriminating selection of esthetic elements to be seen in Marius the Epicurean. and Veranilda; but unlike the work of Pater or Gissing, Evander has a rich and picturesque humor. Here, in Mr. Phillpotts’ novel, is optimism in contrast to the detachment of Pater, and Gissing’s somewhat continuous pessimism. Mr. Phillpott’s light, humorous, cheerful style in Evander, makes the novel rank far below Marius the Epicurean and Veranilda as a work of art, and is a concession to popular taste; yet it has a virtue of its own. Many readers, who would find Marius the Epicurean too serious, could read Evander with pleasure and profit.

Evander portrays life in Italy when marriage was just coming into fashion; it is really a satire of the “triangle” of the ordinary man, the genius, and the woman who does not know her own mind. But it truthfully represents the beginnings of things most characteristically Roman; especially the Roman ideals of the home, the community, and finally law, ideals which sprang from the simple, austere, agricultural life of the prehistoric Romans. The author is right in representing as real to these primitive Romans, “nymphs, goat-foot fauns and other immortal creatures of lake and mountain, vale and forest, who spied upon humanity with wonder when the world was young.” Among other gods, Pan, under the Latin name of Faunus, appears to a mortal woman, in Evander, as he had done in Mr. James Stephens’ novel, The Crock of Gold; and the humorous, delicately satiric style of Evander at times suggests Mr. Stephen’s work. In portraying life “when the world was young,” the author of Evander seems to ask, “Why should it grow old?” And in portraying ancient pagan life as a satire on modern life, he does not fail to show that the ideals and aspirations of man have changed but little.

Pan and the Twins, (1922), as its title suggests, makes a similar use of the god Pan, and is a novel written in a style similar to that of Evander. It differs from Mr. Phillpotts’ other novel of Roman life in including historical material. Not very much history is brought into Pan and the Twins, but when historical events are mentioned, they are made vividly significant, and are rightly interpreted. The scene is laid chiefly on a country estate near Rome, and in the time of Valentinian, though other Roman Emperors are mentioned. Even more than Evander, Pan and the Twins suggests Mr. James Stephens’ The Crock of Gold, but is a better constructed novel and a finer piece of art. The satire of Pan and the Twins is delicate but very pointed at times, as when Theodosius convinces the Christian bishop that it is not his duty to the State to have Arcadius burned alive. Its humor is equally delicate, but no one could fail to laugh at the spectacle of one of the Emperor’s favorite bears, which escapes from its cage at the amphitheatre and becomes very much worried that “malefactors” are no longer provided as its daily food.[36]

While its philosophy is at times “sugar-coated,” Pan and the Twins offers a very strong plea for sanity in religion and life, and suggests that they are one and the same thing. Moreover, in its portrayal of life, it distinctly seeks for elements of beauty. With a few delicate touches, the author presents in his heroine a figure of ideal physical and spiritual beauty, not unlike Gissing’s Veranilda in conception. In portraying Roman life, coarser elements are kept in the background. One is made to feel the existence of the horrors of the amphitheatre, the inconsistencies of the Church, and much of the varied life of Rome. Roman customs, as, for example, the marriage ceremony, are correctly described. But in the foreground of the picture appear always scenes amid the sunlight and pure air of the Roman country landscape. Pan and the Twins is not a great novel, but one that contains much beautiful writing. The scenes which it portrays are selected chiefly for their esthetic appeal, but are real, none the less; not inconsistent with life, past or present. It is not necessarily either “pagan” or Christian; but seems to undertake to show that beauty cannot be defined entirely in terms of morality, Christianity, or paganism. Pan and the Twins ranks far below such a consummate piece of art as Marius the Epicurean, but successfully presents the esthetic, in terms more readily appreciated by the popular taste.

IV
In Conclusion

In thus reviewing the principal lines of development which the novel of Roman life has followed to the present day, it has been found that, in some cases, these lines lead away ultimately from the true type of the novel which portrays the life of Rome with realistic effect. Thus the line of the novel of Roman life as written by scholarly preachers has been found to branch off, at a certain point, into the line of the story of religious instruction, a form which was excluded by definition in Section I of this study. The line of the “popular” novel of Roman life has always had a tendency to branch off, and deteriorate into cheap imitations, which attempt to use Roman life to provide artificial coloring, but do not really portray Roman life at all. The line of the novel of Roman life written to illustrate “schoolbook” history has in most cases branched off directly into the line of books for boys—Mr. Davis’s and Mr. White’s novels being the notable exceptions. While there has been little direct imitation of the pedantic elements in the work of German scholars, with their meticulous overemphasis upon detail; German novelists such as Eckstein have been shown to follow Scott in their methods of writing historical novels, and to suggest in turn to English novelists, the thorough way in which subjects taken from Roman life may be presented by any novelist. Few English novelists have attained notable success in portraying Roman life in terms which suggest the purity of style and beauty of thought of Pater’s Marius the Epicurean.

The two English novels of Roman life, which have had the most profound influence upon other English novels of Roman life, are Kingsley’s Hypatia and Wallace’s Ben Hur; and one must look to these two especially, in any attempt to trace the lines of development which are of the most supreme importance, in the English novel of Roman life. Since the publication of these two books, Quo Vadis has had a very important effect upon the English novel of Roman life, but this book followed Canon Farrar’s Darkness and Dawn, which in turn followed Eckstein’s Nero. The importance of Hypatia and Ben Hur, in the development of the novel of Roman life, is due principally to the clear relation which they establish between the life of the Roman world and the life of today, and to their illustration of eternal truths. It must be emphasized that novels such as these give one a comprehensive idea of life throughout the Roman world; Ben Hur is most successful in this, but the scenes in Hypatia, though chiefly laid in Alexandria, are symbolic of Roman life in a larger sphere. A few novels of Roman life have attained, in some measure, the success of Hypatia and Ben Hur, by portraying life in a number of different parts of the Roman world. But most novelists have done better work by limiting the scene of their novels to the vicinity of the City of Rome itself, while not attempting work upon such large outlines as those upon which the work of Charles Kingsley and Lew Wallace is based. It has been found that novels whose scene is laid chiefly outside of and apart from any great city of the Roman world,—especially those whose scene is in one of the remote provinces of the Roman Empire,—do not really portray Roman life. This has been found to be the case with novels whose scene is Roman Britain, since they merely present very elementary illustrations of school-book history, and do not portray the life of Rome at all.

In general, the novel of Roman life has been found to be a very elastic form, and this has necessitated a certain looseness of structure in the section treating of its development, (Sec. III); but especial care has been taken not to omit significant elements in this development, and not to set up arbitrary standards of value. The principal lines of development, which the novel of Roman life has followed, and which I have endeavored to trace carefully, have not converged up to the present time; this study has therefore been devoted to an analysis of important individual elements, rather than to an attempt to construct from these elements a complete whole, based upon any abstract theory, and having a merely superficial unity. All elements of permanent value in the novel of Roman life have been given an entirely thorough consideration, the combination of a number of important elements in great novels has been pointed out; but the possibility of a further combination of these important elements into an even greater novel of Roman life than any which has yet been written, is something which the future alone can realize. While, for the sake of completeness, it has been necessary to review a number of inferior novels; these have, in most cases, been used to illustrate definite tendencies in particular lines of development of the novel of Roman life; or to mark the exact points at which such particular lines of development pass outside the limits of the field of the true novel of Roman life.

It is sincerely hoped that this study will serve as a complete and unbiased review of all the best work that has been done in the novel of Roman life. This work has been shown to be one requiring scholarship of the highest order, and offering to the reader products, whose literary merit compares favorably with that of the best work produced in other departments of the historical novel. In portraying life in the past with realistic effect, the novel of Roman life has been shown to be a direct development of the historical novel, a literary form which has in all important respects followed the example of Sir Walter Scott, and which has continued to show evidences of vigor and power to the present time. The life of ancient Rome has been shown to offer to the English historical novelist a field rich in material which illustrates the vital connection between the life of the past and the life of the present.