SOME TENDENCIES IN MODERN TYPOGRAPHY
Daniel Berkeley Updike
From Some Aspects of Printing Old and New by D. B. Updike. Copyright 1941 by the author. Reprinted by permission of the Providence Public Library, Providence, Rhode Island.
Not very long since I was asked by a printer to what extent he should accept or avoid modern trends in the design of types and books. I attempt here to answer that question.
I have a friend, connected with one of the great companies supplying machines for type composition. Not long since he spoke to me in unflattering terms of the examples of typography shown at an exhibition of the products of the Bauhaus School, originally of Weimar and later of Munich. He protested against a practice there manifested of discarding capital letters and depending solely on those in the lower-case. I consoled him by showing him a French book, printed entirely in this style. This volume, entitled Typographie Économique, was published in Paris in 1837 and so far as it had any influence on printing, then or later, is as dead as Queen Anne. The author, the Count de Lasteyrie, who promoted this scheme, was one of a race of French scientists, of some intellectual and social importance—one of the daughters of Lafayette married into that family. In the eighteenth century no less a person than the German writer Grimm tried a similar typographical plan. In the Fairy Tales containing "Snow White and the Seven Dwarfs," later compiled by Jacob and Wilhelm Grimm, the practice was not continued. This supports the contention that many new and disturbing experiments, under the patronage of distinguished names, are merely survivals or revivals of ancient failures. Thus in the light of experience, there is in Bauhaus typography nothing for my acquaintance—or anybody else—to be excited about.
Now Bauhaus typography is of the essence of modernism. That its position may be fairly stated I quote the following from a Bauhaus Year Book:—verbatim and (I may add) literatim:
[">[ why should we write and print with two alphabets? both a large and a small sign are not necessary to indicate one single sound.
A = a
we do not speak a capital A and a small a.
we need only a single alphabet. it gives us practically the same result as the mixture of upper and lower-case letters, and at the same time is less of a burden on all who write—on school children, students, stenographers, professional and business men. it could be written much more quickly, especially on the type-writer, since the shift key would then become unnecessary, typewriting could therefore be more quickly mastered and typewriters would be cheaper because of simpler construction, printing would be cheaper, for fonts and type cases would be smaller, so that printing establishments would save space and their clients money. with these common sense economies in mind ... the bauhaus made a thorough alphabetical house-cleaning in all its printing, eliminating capitals from books, posters, catalogs, magazines, stationery and even calling cards.
dropping capitals would be a less radical reform in english. indeed the use of capital letters occurs so infrequently in english in comparison with german that it is difficult to understand why such a superfluous alphabet should still be considered necessary.[">[
Now in German printing all nouns have capital letters. In the sentence "A Dog chases a Cat into a Barn," dog, cat, barn are all capitalized. No one can be blamed for wanting to be rid of so much capitalization. But when Germans purge anything the innocent invariably suffer with the guilty. Thus all capitals must go. While it may have overcome a difficulty felt in Germany, this imported missionary zeal corrects no difficulty in the printing of English prose or poetry. In some instances such a custom brings about surprising results. Suppose, for example, a newspaper says "the white house favors black and prefers even green to a dyed-in-the-wool red." To make the sentence intelligible would need the addition of a number of words—which would not be typographie économique! We need labour this point no further but leave these experiments to the advertising of Coty and Elizabeth Arden. Such effects have what is called attention value—like Neon signs—but I am not considering that kind of typography. I have, however, here traced the source of a current fashion of printing signs and advertisements without capital letters.
I have been classed by my work as a conservative, but I am a liberal conservative or a conservative liberal—whichever you like or dislike. All I wish to conserve, either in traditionalism or modernism, is common sense. What little I have was gained by experience. I regard many typographic experiments with good will and many traditional viewpoints with tolerance. I agree wholeheartedly with neither. I remember—or try to do so—that every generation has in turn to be told that there was once a man named Caesar, who wrote a very dull book called the Commentaries, of which the first sentence is all that most people remember; that the makers of Baker's Chocolate did not invent the familiar picture of a chocolate girl, which was an eighteenth-century painting by Jean Etienne Liotard now in a Dresden picture gallery, and that William Blake did not write, but only illustrated, the Book of Job. We who have long known these things forget that people are born not knowing them. We should therefore look tenderly on many typographic experiments. To us elders they may seem akin to lighting a fire with kerosene or applying one's tongue to metal in zero temperatures, but it is by such unwise ventures that we outgrow them. And as I have spent a long life learning, and to most questions do not yet know the answers, I have no right to frown on more youthful and enterprising enquirers.
Obviously some of the eccentricities of present-day typography are a natural reflection of that rather tortured world in which we find ourselves. If art, the drama, literature, and music reflect current trends of life it is natural that printing should in a measure do so. If we throw overboard old standards of conduct, we may far more readily throw over old standards of taste. When one casts a convention away as useless and outmoded, we often learn for the first time why it was there! It is urged that fuller expression of individuality, unhampered by rules, is development. It seems to me more accurate to say that through the experience of trying these experiments development comes—though not always of a kind expected. Such development ought never to stop until in the exact sense of the word we are "accomplished"—finished—which few live to be.
The problem is to distinguish between a true development, and a false one. In judging either modernistic or retrospective typography, that is what must be decided. Do these developments—wise or otherwise, produce a well-made and readable book—in short a good book? "In the printing of books meant to be read," says an authority, "there is little room for 'bright' typography. Even dullness and monotony in the type-setting are far less vicious to a reader than typographical eccentricity or pleasantry. Cunning of this sort is desirable, even essential in the typography of propaganda, whether for commerce, politics, or religion because in such printing only the freshest survives inattention. But the typography of books, apart from the category of narrowly limited editions, requires an obedience to convention which is almost absolute—and with reason."
It is the fashion, just now, to decry typographic conventions. Some conventions and traditions deserve to be decried and some have already been laughed out of existence. There are, however, good and bad conventions and traditions in printing, just as there are true and false developments, and the trick is to know which is which! Convention and particularly tradition are, generally, the crystallized result of past experiments, which experience has taught us are valuable. In some of the extreme modernistic typography a little more tradition might come in handy. The trouble with the modernist is that he seems afraid not to throw everything overboard and mistakes eccentricity for emancipation. Thus some books of today seem to be the arrangement of a perverse and self-conscious eccentricity. Such printing is often the work of eager, ambitious, and inexperienced men, and because they are young and God is good, one can afford to be patient; sure that they will, in the long run, outgrow the teething, mumps, and measles of typography. Their convalescence will possibly be hastened by meditating on the saying of Lord Falkland that "when it is not necessary to change, it is necessary not to change."
No movement ever accomplishes all that its first promoters intended or hoped for; almost all movements make some lasting contributions to our common stock. Every new idea, every new invention brings along with its expected benefits unforeseen evils. Modernistic architecture is at present exciting because new and unusual; when more common it will become commonplace. When it becomes difficult to differentiate the exterior of a modernistic church from a warehouse, we may get very, very tired of it. Then a compensating reaction will set in and balance will be restored. The same thing is true of modernistic typography. At present, it shocks us into attention, but we get tired of being shocked, for we do not want printing to surprise but to soothe us. The modernist must remember, too, that "such a thing as an underivative work of art does not and cannot exist, and no great master in the arts has thought or asserted otherwise." We gladly admit that some modernistic formulas have had good results. In architecture, perhaps to some degree in typography, they have taught us to get rid of clutter and useless ornamentation. But neither the one nor the other leads anywhere—except to a dead end.
The conservative, however, need not think that all truth is on his side. However much he tries to practise retrospective or "period" typography, consciously or unconsciously his work will show the influence of his time. Just as there is a popular idiom in speech which varies in each decade, so there is a current idiom in printing. All these idioms, literary and typographic, have not come to stay, but some become accepted terms. Under Theodore Roosevelt we suffered from the word "strenuous." President Harding inflicted the word "normalcy" on American speech. We now have "reactions," and "contacts." Clergymen "challenge" things, have "spiritual adventures," talk of "strategic positions" for their parish houses and aid parochial charities by "clarion calls," though if confronted with a "clarion" (if this instrument exists outside of sermons) they would be quite unable to blow it. All these catch-words and stock phrases are in the air. We suffer much the same thing in typography, about which there is also a new jargon which replaces the old clichés of my youth about rhythm, balance, and colour. Neither in speech nor printing can one make a clean sweep of the past nor help being of the present, no matter how hard one tries. I deplore violent attempts to make current printing accord with the spirit of the age. It always has, always will, and does now.
Nor need the conservative sniff at typographic experimentation. To turn to another department of daily life, what would happen if no one had ever tried experiments with food? In the distant past there was the first human being who—as an experiment—ate an oyster, though perhaps first trying jelly-fish with less comfortable results. Others died of eating toadstools before people learned that they could survive on mushrooms. Almost all our vegetable food we owe to gastronomic adventurers. Thus the hide-bound conservative owes sustenance to the fruits, and vegetables, of experiment.
To speak more seriously, both modernist and conservative should lay to heart what Benedetto Croce says in his Autobiography about "the impossibility of resting on the results of past thought" and the necessity of modesty in stating one's present position. "I see," he writes, "a new crop of problems springing up in a field from which I have but now reaped a harvest of solutions; I find myself calling in question the conclusions to which I have previously come; and these facts ... force me to recognize that truth will not let itself be tied fast.... They teach me modesty towards my present thoughts, which tomorrow will appear deficient and in need of correction, and indulgence towards myself of yesterday or the past, whose thoughts, however inadequate in the eyes of my present self, yet contained some real element of truth; and this modesty and indulgence pass into a sense of piety towards thinkers of the past, whom now I am careful not to blame, as once I blamed them, for their inability to do what no man, however great, can do ... to fix into eternity the fleeting moment."
There is, to the reasonable mind, no real quarrel between modernism and traditionalism in printing, except in degree. Modernism must and does influence the conservative in spite of himself—if by modernism we mean a healthy awareness of the needs of the time in which we are living. Tradition must and does influence the modernist, if by tradition we mean patient and respectful appraisal of what that accumulation of yesterdays, which we call the past, has to teach. It is only by experience that we can effect a wise blend of the two. Then we produce books which, while representing the best practice of our time, will outlast it. The appraisal of their ultimate values we must leave to the future.
"There is no past that we need long to return to," said Goethe, "there is only the eternally new which is formed out of enlarged elements of the past; and our real endeavor must always be towards new and better creation."
COMPOSED IN BELL TYPES
PETER BEILENSON
The Amateur Printer:
HIS PLEASURES AND HIS DUTIES
From Graphic Forms: The Arts As Related to the Book. Copyright 1949 by Harvard University Press. Reprinted by permission of the publisher.
Although the title of this piece is sufficiently long to be impressive and important-sounding, all I really want to write about is printing as fun. I am going to write about the amateur printer, and the amateur is the fellow who has fun.
I do not wish to belittle the affection a professional printer may have for his work. He should love his work. But he can love it only in a different way: for after all he is essentially a businessman about it. His work, like that of any other businessman, is something he has to sit down to by nine in the morning and something he can't leave until five at night. It is something that involves landlords and labor unions, payrolls and tax inspectors, truckmen, office-boys, salesmen, compositors, pressman, bindery workers—and customers. He has to worry about payments, and depreciation, and publicity, and time sheets.
The professional has to concern himself with all these things which are not printing at all, because he is in business and has to make money. His primary yardstick of success as a professional is: How much money did we make last year? Of course he has other minor yardsticks of success too: he may be successful because his presses turn out useful things like timetables, or gratifying things like corporation reports for the year, or beautiful things like four-color reproductions of Varga girls. To make these things well is a kind of fun; and insofar as the fun comes from the satisfaction in the thing itself rather than in the profit that derives from it, I'd like to call it amateur satisfaction.
But essentially our professional printer—and permit me to limit myself to the professional book printer—is supposed to make money, not to have fun. And he makes money best, nowadays, if his plant is equipped with the efficient modern machinery which is designed for maximum production. Such machinery is a wonderful creation of man; it is thrilling to watch in action; and it gets results. But it has its disadvantages. Now that mechanization is becoming more and more complete in more and more places, we can begin to see clearly the greatest disadvantage of all: under such mechanization individual workers have lost pride and satisfaction in their work, because they have become mere replaceable units of less and less importance; whereas the machines they operate are more and more important, and have become the essential units.
A generation ago the professional printer might have boasted of his skilled compositors, who could set type more expertly, or his skilled pressmen, who could make more careful overlays or match ink better than someone else's craftsmen. Today he boasts of his remote-control composing machines, his presses which come close to eliminating make-ready altogether, and his ink supplier's new gadget which matches colors scientifically. Today the most successful printer is the one who with the least possible dependence on man-power, can keep the most presses running fastest for the greatest number of hours per day and days per year. He is not the one with the most skilled craftsmen.
In such a world, where the executive's function is to feed the machine and the workman's is to tend it, the human spirit begins to cry out for the fun in work which I have called the amateur satisfaction. It is true that today's shorter working hours—which the machine makes possible—permit people to have more outside fun; permit the manager to play more golf, and the workman to play more softball (or more pinball) in the late afternoon; it is true that more people now see more beer advertised on more television programs, and may even drink more of it, in the evenings. But managers and workmen alike turn so avidly to such kinds of fun because they no longer get fun out of their daily work. It is becoming harder and harder for people to equate work and happiness.
Now I do not set myself up as a social reformer dedicated to the dream that all people should be happy in their work. Nor do I propose as a step to this end that we revert, smash the wonderful machines, and go back to the good old days when everyone really did work with his hands—usually from dawn to dark, six days a week. There was no pinball or television then, but still I do not wish to go back! Nor do I suggest that the solution is the promised thirty-hour week, with all the workmen driving their own Buicks home at two each afternoon, and taking out the wife and kiddies to Braves Field or the Gardner Museum.
But I do suggest that some of you people who really love printing, but are too involved with the nine-to-five daily business of it to enjoy it much, should enrich your lives by becoming amateur printers in your spare time. You will have fun.
I yield to no man in my boredom with vegetables and salads. I see green at every meal save breakfast. I have eaten enough stringbeans to stretch—if they were straightened out and laid end to end—from Fordhook Nurseries in Delaware to the city of Burbank, California. If you could see all the lettuce leaves I have consumed in my lifetime, piled leaf on leaf and dripping in their oils, their vinegar, their mayonnaise, and their roquefort dressings, you would be absolutely appalled. But, bored as I am with green things on the table—bored because despite their goodness they have been too plentiful and too easily come by—I am not bored on those occasions when, like Candide, I cultivate my garden, get my hands into the dirt, and smell God's good fragrance in the loam. To watch the power of living things like salad greens and stringbeans pushing their way out of the seed, up through the earth, reaching down for water and up for sunlight with an irresistible drive, is to realize afresh the power of life on this planet. It is a reinvigorating and religious experience. It is impossible to watch seeds grow into plants and flowers and fruit and still to believe cynically in a mere mechanistic explanation for such a life drive. To get back to the seed, the earth, and the root is to re-experience the fun and meaning of life.
In the same way that I have become bored with salad, we have all become bored with words, printed words. We have seen too many of them, we have read too many of them, we have measured, or proofread, or edited, or sold, too many of them. We have forgotten their primal power, their irresistible living urge. We have forgotten that sincere authors have not put them down on paper because of two cents a word or 10 per cent of the retail gross—that they have been written (in the best cases) out of human necessity, human ebullience, human passion, human sympathy, or human understanding. The industrial book-printing world cannot ever think of words in that way. It must always think of them as areas of type 22 by 28 picas, as numbers of pages which do or do not make up a multiple of thirty-two, as units of sale at $3.00 less 40 per cent.
To go back to nature and become an amateur printer in such an industrialized book world is like working in the garden when you are bored with salad. You really get back to the roots of words. If you are a genuine amateur printer, and set the type and print the pages yourself, you actually can share in the creative agonies and satisfactions of the author. For you put down his words, letter for letter in your type-stick, just as he did with his quill or his battered Remington. The best way on earth to appreciate an author and his creative spirit (or for that matter to realize more quickly the faults in him) is to pick him up letter by letter from a California case. An even more acid test is to distribute the type after printing him. In such a case you pick up half a dozen lines of type at once and work backwards, distributing the last word of the last line first. It is a revelation how the hollowness of an author can show up under this treatment. It is especially cruel to poets, for every word which is not really necessary, which is there just for padding or for a rhythm or a rhyme, becomes as noticeable as the well-known sore thumb. But the genuine, sincere author with a pure style stands up beautifully under such treatment, and has his reward in your pleasure at this discovery.
After you have set your author's type you must make up his pages, choose his decorations or illustrations, and set his headings. You must decide whether to stretch him to twenty-four pages or condense him to sixteen. You must buy his paper, lock up his pages in your chase, make him ready, curse your press which is printing him, apply your ink to his words, and impress him for posterity. Perhaps you will thereafter fold him, sew him, and encase him in boards.
In so doing, you become, to the extent of sixteen or twenty-four pages, in an edition of one hundred or three hundred copies, God. You have created something which did not exist before, and which would not have existed save for your thinking brain and tired back and dirty hands. True, you have not created Heaven and Earth, and you have undoubtedly worked at your creation for more than the original quota of six days. But anyway you have given the world something which was at first only words you loved, and is now a whole, real book, which you love all the more because it is your book, your child, your embodiment of those words. That is the fun and satisfaction of being an amateur. In our printing world there is no other satisfaction equal to it.
Good old Ralph Waldo Emerson was mortally right when he wrote down his doctrine of Compensation. His doctrine of Compensation says that every pleasure carries some penalty, every gain some kind of loss. Every duty accepted gives you a satisfaction, and every satisfaction received involves you in a duty. Thus far I have written of the satisfaction of your being an amateur printer. Now I wish to write of your duty and obligation.
The amateur book printer has a duty which, if he will accept it, will in the long run return to him the greatest satisfaction. This duty is to teach the professional, by example, about the outer cultural world, and to experiment for him in matters of printing style. Now this is directly contrary to what ninety out of one hundred current amateurs would seem to think, and I must therefore beg their ninety pardons if I disturb their habits of mind.
Most amateurs either don't trouble their minds about problems of printing style at all, or else they fall too easily into the habit of working in the Colonial style, or Venetian style, or some other historical style, rather than in a contemporary one. Maybe they do so for psychological reasons. And maybe not. I am too set in my diction to learn the trick of talking in psychological terms. I would express their case like this: Amateurs who work in historical styles do so because they are romantics, romantics who turn away from the impersonal machine world of the present for a breath of the more human and glamorous-seeming past. I sympathize with such an instinct, and hold myself ready to defend any man who seeks to re-inject a human element into the printing craft.
The trouble is, such amateurs think that because printing in the past was done by hand, and because there is something more satisfying and human about printing by hand, they must therefore work in an antique printing style and make Colonial and Venetian books in order to enjoy themselves. This is a false syllogism. I strongly recommend printing by hand to amateurs because it will give them greater satisfaction, not because it will make their books look like antiques. It is too easy to fabricate such antiques, and to do so will in the long run give you less enjoyment than making something which in style is original and new.
As a matter of fact it is already too late to think in terms of revivals and reproductions. In printing, the revival habit started over a hundred years ago with Whittingham and Pickering, when they dusted off the forgotten Caslon types and the eighteenth-century style. It has been going on ever since, and reached a climax of understanding and skill in our century at the hands of Updike, Rogers, Rollins, Goudy, and others. This revivalism was a kind of search for humanism, and a kind of rebellion against commercialism. These men were not unique. In every generation since 1800, in every art and craft, every field of thought, the Industrial Revolution has prompted men to make the same search backward for satisfactions which the modern world did not seem to offer.
Too many of our amateurs are still making the same search, although the Industrial Revolution is well over one hundred years old, all the necessary backward searching has been done, and all the historical styles have been reworked. Our predecessors have made it unnecessary for us to go through the process once again. We can see now that their work was an escape perhaps for them, but that it can never be a durable way of creative realization for us. From now on, we must join up with the forward-looking crowd who think they can build a new world.
The book-printing industry has not been very forward-looking in matters of style. With the exception of a few printers and designers, book printers have been unhealthily backward. Therefore the time is ripe for amateur book-experimentalists to prod and teach them. The amateur can do it.
He is, or should be, a man with interests in other fields of culture than his own. He is aware already of what has been done in painting and music, in fabrics and furniture design, in architecture too—most important of all. He must now help printing to develop its own new styles, equivalent to those in other fields. That he can do so is evidenced by the fact that in recent years the greatest strides forward have been taken not by the professionals but by people who in a sense are amateurs, but who have known how to apply modern ideas from other fields.
The Bauhaus group first became notable, between the wars, by applying the functional theories of modern architecture to the printed page. The Black Sun Press and Harrison of Paris applied the ideas of Monroe Wheeler and others who were stimulated by modern painting. There may be similar publishing projects in this country today, but they are not yet influential. The most effective, most vocal, most lovable of contemporary American influences is that rugged individual Merle Armitage, whose ideas have been influential in shaping my own attitude. Such people all know that the world has changed; that it will never turn back again; and that it is up to us to catch on to the flying coattails of Today. I urge other amateurs to join the ranks of these apostles of change. It will be a great day for all of us when ninety out of one hundred are experimentalists, and not the other way around.
Of course in urging amateurs to develop new styles, I am not recommending any easy hobby. It is simple, but dull, to copy an old style. It is hard, but exciting, to work out a new one. And while you are working at it, you must expect cynical observers to give your experiments the adjective "wacky"; you must expect certain curious kinds of people to praise your work for the wrong reasons; and you must expect alternating moods of conceit and frustration. The proofs you gloat over at night will become commonplace by dawn. Your wife may go back to her mother in rage and despair. You may need sleeping pills.
You will make misjudgments about the intelligence of ordinary readers. You will make mistakes of taste. You will find it too easy to get an effect by means of shock, and you will forget that any book, even a twenty-first-century book, must be a coherent unit. And you will often, since there are no highway markers for the explorer, feel lonely and discouraged, and want to go back to the old familiar well-traveled roads again.
But if you go through with it, or even if you just play with it sometimes as a hobby, you can have great fun. For it will put you out in the open, free to please yourself, with the boss and the customer left far behind. You can be subtle or bold, as you feel the urge, for you do not have to please the great common denominator, the common man. You can advance your own work by looking to other fields of creation, enjoying and profiting by the experiments going on in them. You can feel yourself a part of the whole forward-looking culture of your day, and not someone off in a little forgotten corner.
And, if you do strike a vein with the glitter of real gold in it, you will become rich indeed. For you will have become a creator in a new sense; your duty done as an amateur will be compensated with a twenty-four-carat satisfaction. At such a moment of realization you will have earned the privilege to rest and feel content. As on a seventh day after six of creation, standing late at night with bloodshot eyes and inky fingers and aching back in a paper-littered room, you have become a creator. You have not merely escaped from the flattened monotony of the machine age—you have become one of the shapers of its future. More power to you in that work!
T. M. CLELAND
Harsh Words
An address delivered at a meeting of The American Institute of Graphic Arts, in New York City, February 5th, 1940, on the occasion of the opening of the eighteenth annual exhibition of the Fifty Books of the Year. Copyright 1940 by T. M. Cleland. Reprinted by permission.
Mr. Chairman and Members of The American Institute of Graphic Arts:
The generosity of your invitation to me to speak on this important occasion leaves me a trifle bewildered. I am so accustomed to being told to keep my opinions to myself that being thus unexpectedly encouraged to express them gives me some cause to wonder if I have, or ever had, any opinions upon the graphic arts worth expressing. But since it is the theory of your Committee that I have, and it may never be anybody's theory again, and they have gone so far as to give me no instructions or suggestions as to the scope or the limitations of what I might say, it would seem as ungracious to decline such an exceptional offer as it would be to abuse it. So if I accept it as wholeheartedly as I believe it was given—if I take you at your word and say things that I have long wanted to hear somebody say—I hope it will not be thought an abuse of this kindly tendered privilege.
I realize that, nominally at least, my subject must be that of printing and typography as exemplified by the selection of the fifty best books of the year which we are here to celebrate; and I suppose, by comparison to deplore the fifty thousand worst books which may be seen elsewhere. But by what may seem a very odd paradox, I don't quite know how to stick to this subject without wandering a good way off it. Or, perhaps I should say that I cannot approach it directly except by a very roundabout way.
If I have a thesis for these remarks, I can only develop it in terms of a tree. This is because I do not believe that invention in the arts can be picked from empty space like objects in a prestidigitator's act. Fruits really grow on trees and trees have roots in the earth. The tree I have in mind is cultural civilization: one of its limbs is art and a branch of this we call the graphic arts, and a twig on this branch is printing and typography. I promise not to dig into the roots of this tree, but I may be found, monkey-wise, climbing all over it before I am through.
I am at some disadvantage in that I do not belong to any organizations for the advancement of typography and the graphic arts—not even to this one—and I am ill-informed and out of touch with what is going on in these fields except by casual observation. But as members of this very useful organization, you are not engaged in printing or other graphic arts, I take it, solely for each other, but for the enjoyment and delectation of the world at large. So there is a partially compensating advantage in my being "at large" myself, and thus able to speak of present trends in the graphic arts as they appear from the outside, looking in. But this advantage may in turn be offset by the fact that I cannot honestly speak of what I see with much enthusiasm. I can bring you no message of hope or light of inspiration. Much as I am filled with admiration and respect for many individual talents and accomplishments that still contrive to exist, they seem to me to stand unhappily isolated in what I can't help viewing as artistic bankruptcy and cultural chaos. Among them are printers making beautiful books and other things about as well as these things have ever been made. But as to the general volume of printing, no one has asked me, to be sure, what I thought was the lowest point of artistic taste in the five hundred years of its existence which we are celebrating this year, but if anyone should ask me, I would be bound to say that we have reached that point just about now. Things may get worse, but it's hard to see how they can. To paraphrase a remark in the concluding chapter of Updike's classic work on printing types, it has taken printers and publishers five hundred years to find out how wretchedly books and other things can be made and still sell.
I am not forgetting that there were some very benighted periods of taste in other centuries that would seem to refute this sweeping assertion. Perhaps it is worth noting here—and the fact is peculiarly ironical—that the design and style of official and governmental things—money, postage stamps, bonds and stock certificates—was created and solidified into a seemingly unalterable convention at that hitherto all time low point of the decorative arts in the mid-nineteenth century. So powerful is this convention that we would be suspicious of a ten dollar bill that was not visually saturated with ugliness. A counterfeiter with aesthetic sensibilities must not only sweat blood but weep tears over the job of imitating one. But in the sadly perverted taste of that epoch there was a kind of innocence: standards were still respected, and proficiency, though overworked and misdirected, was recognized and not condemned.
Today when I look about in the bookstore, and more especially on the newsstands, or open the pages of most of the magazines with the biggest circulations, I want to do what the little boy did in the story which was a favorite of my friend, the late Hal Marchbanks. The little boy had been to his first party, and when he arrived home, his mother said: "Did mama's little boy have a nice time at the party?" "Yep," he replied. "What did mama's little boy do at the party?" "I thow'd up."
Against this steady decline in both taste and workmanship, your fifty books selection and exhibit each year has been a noble effort, and in this country, almost the only concerted one of consequence to uphold some standards. You have inspired both publishers and printers to earnest endeavor to improve their products with frequently admirable results. But these are only fifty books out of how many other books and other printed things. Without this good work of yours, one wonders if any standards at all would survive the flood of cheap and easy mechanization, careless workmanship and bad taste. Not that there is anything wrong with machines. The first hand press, it should be remembered by its sentimental admirers, was also a machine. We have not learned to use the machines at their best, but accepted them like fruits in the Garden of Eden, and thought of nothing but how much we could get out of them in speed and quantity and profit. Because we can do with them easily what formerly demanded time and pains to do at all, we have too easily assumed that they delivered us from the need of any time or pains.
Before I go any farther on or off the track with these random remarks, I should like it to be understood that I am addressing them particularly to any students and beginners in the graphic arts that may be present, rather than to those who are arrived. I am a student and still a beginner myself, and so my interest and my heart are naturally with my own kindred. I speak as an old beginner to younger ones. I am at a great disadvantage with regard to the number of years I have left in which to get started, and if I have any advantage at all, it is only in experience with the bewilderments and illusions that clutter our common way in learning and trying to practice one or more of the graphic arts. The confusions and distraction of this day make the path of the student and beginner rough and tortuous. Having travelled it for more years than I like to admit, when I look backward, I am astonished to discover the number of twists and turns and pitfalls I might just as well have spared myself.
Perhaps the most foolish of these was the fear of not being original—what Romain Rolland calls "the fear of the already said." The notion that I must do something new every day, or I would not be creative—forgetting that God made the planets all the same shape as far as we can see, and that the oak tree does not alter the form of its leaves from year to year. There is no supposition so pathetically misleading as that creative originality is within your own volition—the notion that it can be acquired leads to deplorable results. It distracts the mind and energies of the young student from gaining needful technical competence—from learning his trade, and in more mature stages tempts the would-be artist into vulgar mannerisms and formulas which he will call his "style."
The idea that originality is essential to the successful practice of the graphic arts is more prevalent today than it ever was in the days when the graphic arts were practiced at their best. The current belief that everyone must now be an inventor is too often interpreted to mean that no one need any longer be a workman. Hand in hand with this premeditated individualism goes, more often than not, a curious irritation with standards of any kind. The conscious cultivator of his own individuality will go to extravagant lengths to escape the pains imposed by a standard.
But of all the perils that lie in wait for adolescent artists there is none more seductive than the bewildering array of ologies and isms that leer and beckon to him at every crossroad of his journey. Just as isms and ologies have taken the place, in social and political life, of right and wrong; so have they become the accepted terms of the arts. In fact, nonsense is now so universally the language of art that it is nearly hopeless to try to make oneself understood in any other.
Brood mare to all of these extravagancies—and I have lived to see many of them come and go—is that one which achieves the super absurdity of calling itself "modernism"; and none has been expounded and exploited in more contradictory and antic ways. To deliberately call oneself "modern" is no less ludicrous than something an old Danish friend told me years ago about a line in one of the books of a very prolific writer of historical romances in his country. In a tale with a medieval setting this writer had one of his knights in armour cry out to another: "We men of the middle ages never take insults, etc."
Embraced with fanatic enthusiasm by many architects and designers is the current quackery called "Functionalism." It, in common with its many predecessors, offers a new gospel for the regeneration of our aesthetic world by restricting all design to the function of its object or its materials. Like the new religions and philosophies that have paraded in and out of our social history for countless generations, it purports to be an original concept. It has brought to us such gladsome gifts as concrete boxes with holes in them for buildings, chairs of bent pipe with no hind legs, glass fireplaces, beds of cement blocks joined by structural steel, the queer agglomeration of unsightly edifices we call the World's Fair and many other specimens of stark and forbidding claptrap. Unless all signs are misleading me, it is another mass vulgarity like the age of golden oak and mission furniture, even now on its way to the junk pile or the attic, perhaps to be someday rediscovered there and dragged out by future generations in search of quaintness.
It seems to me, ladies and gentlemen, that all art was modern when it was made, and still is if it is suitable to life as we now live it; and I look in vain for any applied art worthy the name that was not also, in some sense functional. From the buttresses of a gothic cathedral to the gayest Chippendale chair one finds, upon analysis, a perfect work of engineering perfectly adapted to its purpose. If this were not so, these things would hardly have endured for so long a time. So that common regard for function which has always been the basic principle of first-rate design, assumes the impressive aspect of a religion, with high priests and ritual, by the simple addition of an "ism." As students and beginners in search of truth, we are today being pushed and pulled about by no end of such bogus preachments—familiar faces with false whiskers—old and common principles dolled up with new names and often used to account for incompetence and laziness.
And what is the meaning of this term "functionalism"? Must a design be related to no functions except mechanical and material ones? Might not the most fantastic and elaborate works of the geniuses of the baroque and rococo styles have also been functional in that they expressed the spirit and fitted perfectly the life they were intended to serve?
We hear much holy talk of "simplicity" in this day and the idea of simplicity expressed by a total absence of everything not essential to mechanical function has been elevated to a fetich. We have divorced simplicity from its old mate charm as we might break up the happy relationship of ham and eggs or pork and beans. But in this reverent renunciation of all adornment not strictly functional in this limited sense, have we paused to ask whether we are in fact following a basic human instinct, or merely attempting to make a virtue out of poverty of invention? There is no evidence that man is imbued with an instinctive love of simplicity in the objects with which he finds it useful to surround himself. Indeed, our museums are bulging with evidence to the contrary. From the Cro-Magnon cave to gothic cathedrals, from the temples of India to the palace of Versailles, the earth has been made to flower with man's inherent love of ornament. It would seem then that ornamentation is deeply rooted in the human instinct since no tribe, however primitive in other respects, is without it. The restraints of this instinct and the tempering of it with what we call taste is a cultivated faculty like the restraint of our other appetites; but to be a teetotaler in ornament or in anything else, is to confess to either weakness of control or incapacity for enjoyment. "A teetotaler," said Whitman, "is just another kind of toper."
This instinctive yearning for ornamentation is well demonstrated in the case of our own Rockefeller Center; where it has been catered to with peculiar ineptitude. Here all the important structures have been piously stripped of everything non-essential to mechanical function. Pillars, pilasters, cornices and mouldings—ornaments that at least have their genesis in structural functions—have all been piously renounced. And then because it was found that the human spirit could not tolerate such barren starkness, and business might suffer from it, ornaments have been pasted around its doorways and approaches like gold paper lace on a pasteboard box—ornaments completely unrelated to any structural function of any kind. Sculptures, fountains, trees, flowers and awnings have all been pressed into service to compensate for this spurious simplicity. Many of these things are beautiful in their own right like Mr. Manship's golden figure of Prometheus. One of the little office girls that further decorate the scene at the noon hour, was overheard the other day explaining to another that this was a statue of "Primiscuous escaping from Responsibility."
So under this wildly flapping banner of "Modernism" marches a quaint array of worn and shabby syntheses for art, each day parading a new dress and a new alias. The common urge for self-expression can always find one or another of them at its service. For those who are particularly deficient in the talent, energy and patience demanded for the mastery of an art, something called "non-objective" art has been invented. For this the only things required are a box of paints, brushes and a surface to exercise them on. With these simple and easily procurable tools you express your own inner emotions and need not trouble yourself with anyone else's or with what anyone else sees. If you watch the others you will see that it is mostly being done with triangles, circles or vortexes of paint just as it comes from the tube. If you have no paint, toothpaste will do as well. If, after a few minutes of this, you are tired, stop—you will have added spontaneity to its other attractions. The fact that it deals only with your own emotions will not prevent you putting it on exhibition for other people to enjoy. If anyone balks at enjoying it, you smile wanly and shrug your shoulders and pity them for their dumb enslavement to outworn tradition. It works like a charm—no one will dare attack you—they will all be afraid that you've got something there. People have a terror of making mistakes—as if they had not been made by the best people in all ages. It is the most perfect device yet invented for attracting attention to yourself with the least trouble. A generation ago we heard a great deal about "art for art's sake": now it is art for the artist's sake, like bread for the baker's sake or medicine for the doctor's sake. And I say, for God's sake, tell me what art made through the vision of a human eye with a brain behind it is not "non-objective"? No two men will ever draw or paint the same picture of the same object. Only the lens of a camera will render it quite objectively, and even the camera in the hands of an artist is capable of some degree of subjectivity.
And since I have inadvertently mentioned the camera, I ought to say a good word for it too. It is just now in its hey-day and people are taking greater pains with it than they are willing to take with any other medium of artistic expression. I see a great many very fine pictures made with it, in spite of its obvious limitations. But it has also been tortured into serving as a medium for self-conscious originality until its "new ideas" have come to be, in their way, in their monotony and staleness, an intolerable bore.
The marvels of color photography have revealed to us hitherto unsuspected depths of aesthetic sordidness. This factual reproduction of what we are told are "Nature's colors," I am given to understand, is not yet wholly perfected. Only when it is will we know the worst—only then will we know what the things that through our eyes have stirred us by their beauty, really are! Perhaps another super instrument of disillusionment will be invented to reveal us, not in form and color alone, but in spirit, to each other as we really are. Good-by then to human love, respect and friendship!
I have strayed a good way from my subject, as I warned you that I might; and these remarks must appear by now to be not only ramblings but the ravings of an old reactionary who is blind to anything that is new. That deduction will be almost literally correct, ladies and gentlemen. There is no denying that I am old, and toward much that I see around me, I am reactionary; and I have learned nothing in all my years of striving for knowledge, more convincing than that statement in the Book of Ecclesiastes to the effect that there is nothing new under the sun. I plead guilty to this hideous indictment and throw myself on the mercy of this court. I am even happy to have learned that much, and wish, in the manner of the camp meeting revivalist, that I might pass on something of this blessed revelation to the "brethern and sistern" present.
While I thus brazenly deny the existence of anything really new, and fail to recognize what is called "progress" and deplore the waste of talent and energy that is dissipated in striving for these things, I am far from blind to the value of revolt. Our creative sense is all too prone to doze off into dreams of past glories. From these, and the sterile copying of them, we may be awakened and rescued by even the crudest of revolutions. We may benefit from them provided we do not let them tear up our roots—provided we still can recognize an illusion when we meet it. The squirrel in his revolving cage must have some illusion of progress, else he would not take any exercise, and without exercise he would fatten and sicken and die.
And, remember, there is always progress to be made within yourselves, no matter if it is the same progress in the same direction that has been made by countless other souls. And there will, I hope, always be things new to you, as there are every day things new to me, even if the sun has seen them all before. I don't want to live a day longer than I can learn.
There is no reason to suppose that there is not today as much latent talent for the arts in existence, as at any time in their history. But talent for art is not talent for being an artist—one may have much of the one, without much of the other. It seems to me that there are more temptations and distractions working against the talent to be an artist today than ever before. More alluring short cuts and seductive philosophies—a disturbing babel of undigested ideas and indigestible objectives. If in this riot you can keep your heads and not lose sight of the important difference between "a grain of truth" and the whole truth, if you can grow in understanding of what it is you want to do, you may, even now, have a good chance of doing it.
But what has all this to do with printing and typography and their related graphic arts? I seem by now to be so far off the track that it will take a derrick and wrecking crew to get me back on again. As a matter of fact I have not forgotten the subject altogether and have, in my lumbering way, been working toward it. But because I can't think of typography as an art in itself, unrelated to all the other arts, I could not approach it except by the way I have.
All of these things that I have been complaining about in the other arts, have their counterparts in present-day typography and printing. The same restless craving for something "new," the same preoccupation with isms, the same monotonous sameness. But this poison is aggravated in the case of printing and typography, by the fact that of all the arts, it is, by its very nature and purpose, the most conventional. If it is an art at all, it is an art to serve another art. It is good only in so far as it serves well and not on any account good for any other reason. It is not the business of type and printing to show off, and when, as it now so frequently does, it engages in exhibitionistic antics of its own, it is just a bad servant.
For this reason the embarrassing ineptitude of the current efforts toward a "new typography" are even more distressing than similar contortions in other fields. Typography, I repeat, is a servant—the servant of thought and language to which it gives visible existence. When there are new ways of thinking and a new language, it will be time enough for a new typography. When we have altered all of our manners and social customs, only then will it be time to radically alter the well grounded conventions of this very minor art. Within them there is now ample room, as there always has been, for the exercise of ingenuity, skill and individual taste. I suggest that those who cannot abide the conventions of typography are mostly those who have never tried them.
In what does the newness of this new typography consist? It seems to be new as the neu in neurosis from which it largely derives. It is new as it would be new for a man to enter the dining room on his hands instead of his feet, and instead of eating his soup, to pour it into his hostess's lap. It is as new and agreeable and pleasing to look at as delirium tremens which it closely resembles. The new typography engages in such side-splitting pranks as putting the margins of a book page in just the opposite arrangement to that which practical utility and well founded tradition have always placed them. It might with equal reason and originality, turn the type page upside down. In advertising display it makes use of that highly original and refreshing device of printing what is to be read at a cockeyed angle. The make-up expert indulges that other fresh and original dodge of bleeding pictures off the edge of the page so that a flat two dimensional photograph is viewed without a frame on two of its sides and must compete with a background of all the three dimensional things in the room.
I refuse to bore you or myself by enumerating all the tiresome stock-in-trade eccentricities of the typographic expert in search of something new—the epileptic fits he throws to attract attention to himself at the expense of the words he is printing. You see enough of them every day to know what I mean. Nearly every magazine and newspaper page, not to mention a good many books, present the same revolting spectacle—the order of the day, it seems, is disorder.
And speaking of magazines, it has fallen to my lot from time to time in the past thirty-five years to design and redesign a number of periodicals of one kind and another. Such jobs require really very little actual work—it's by endless argument and conference that they can wear you to the bone. My simple purpose with these things has always been to bring any measure of order the case will permit out of the disorder in which I generally find it. My mission, if I have any, is to suppress typography, not to encourage it—to put it in its place and make it behave like a decently trained servant. I find magazines rolling in the gutter covered with the accumulated mud of years of dissipation. I pick them up and brush them off, give them a cup of black coffee and a new suit of clothes and start them off on respectable typographic careers. But like other missionaries, more often than not, I find them a year or so later, back in the same gutter, drunk and disorderly and remorselessly happy about it.
If the philosophy of functionalism has hit the new typography as it has the other applied arts, I see no evidence of it. On the contrary, in this field, anything goes, so long as it is eccentric, free from the restraints of reason, and can successfully discourage the reader from reading. All the distortions of the Roman alphabet that were discarded a half century ago—in fact any types which are as nearly unreadable as types can be made—have been dragged out again and called "modern." These range from the elaborately ornamental letters of the most depraved periods of design to the stark diagrams of letters that were called by type-founders in my youth: "Printer's lining gothic"—as absurd a misnomer as could be imagined, since they have nothing whatsoever to do with gothic letters or any other letter forms known to history. Laymen called them, more accurately, "block letters"; but in the new typography they are elegantly referred to as "sans serifs" because, among other features of the Roman alphabet which they lack, is a total absence of serifs. They bear the same relation to Roman letters as would an engineer's drawings for a trolley track. At the moment they are very much in vogue and are widely believed to be modern and to be a simplification in harmony with the new architecture, furniture and other things. They are supposed to represent the spirit of our day like the noise of rivetting hammers in a modern musical composition. They simplify the traditional forms of type as you might simplify a man by cutting his hands and feet off. You can no more dispense with the essential features of the written or printed Roman alphabet, ladies and gentlemen, than you can dispense with the accents and intonations of human speech. This is simplification for simpletons, and these are block letters for blockheads.
The users of typography and printing, the publishers and advertisers, are also confused by illusions of their own. Foremost among these is the notion that they require every week new types to give freshness and effectiveness to what they print and publish. This wholly unwarranted assumption is undoubtedly a godsend to the type-founders, however disastrous it is to the development of a sane and ordered typography. It has peopled the earth with typographic experts who know "the latest thing" and not much else, and it has relieved the designers of printing from the burden of knowing anything about design. It is so much easier to buy new types than to learn how to use effectively the types we already have. And if, instead of flooding our composing rooms with new types, which are seldom more than variations upon old themes of distortion, our type-founders would give us at least twice as many sizes as they now make, of a few good types, we should have a really flexible medium to work in. We would have to make fewer compromises with good design, and they might profit commercially, as typography surely would profit artistically.
And this constructive suggestion reminds me that I ought perhaps to temper this hurricane of destructive criticism with some further helpful hints. At the moment I can only think of two that might relieve the dreadful situation that I have pictured. One is that we organize a pogrom of all type designers—a little hard on them perhaps, but they would gain martyrdom to a cause—and the other is that we establish a concentration camp in which to intern all those who think up or think they think up new ideas in typography for such time as it will take them to recover from their delusion. There they might while away pleasant hours in the distinguished company of the inventors of paper-towels, pasteboard milk bottles and beer in cans.
With my younger colleagues still in mind, I ought to say something of the practical problems that we encounter in professing and practicing one or other of the graphic arts. We are, or should be, if we are really artists, more concerned with what we give to our art than with what we get out of it. But we have to live—or think we do—and to do that by the practice of art is certainly no easier now than it ever was. If anything, it's a little harder. Beyond that inner satisfaction with what we can give—and there is only a little of that and at rare intervals—the only two things to be got out of art are money and fame; and I daresay there are few of us who would not welcome a little of both. But we must compete today with a great many of those who work for nothing else; and who, under the banner of one or another of these isms of which I've been prating, can concentrate upon that unique objective unhampered by any serious interest in art itself. They are devotees of success, like their commercial brethren, and by means of the same promotional paraphernalia they succeed so well that one is tempted at times to believe that the only living art is the art of self promotion.
Another curious development of these times is the classification of artists according to political ideology. We hear now of "left wing" artists. As nearly as I can discover, these are to be recognized by their contempt for any sort of craftsmanship and a peculiar inability to keep their drawings clean. They make penury—the unhappy lot of nearly all artists—a pious virtue, and they are not infrequently big with pretension to being the only serious interpreters of life and truth. These are balanced on the other end of the political see-saw by a school of "economic royalists" who have made of art a commercial opportunity. As Industrial Designers with large staffs and control boards and troops of indefatigable press agents, they have welded art and commerce so successfully that it is nearly impossible to tell them apart. Somewhere between the two is the artist; and he is as often as not a forgotten man. Not quite poor enough to be picturesque or heartrending, just well enough off to keep his collar and his drawings clean, he must nevertheless spend an exorbitant part of his life and energies in worrying about bills.
And now to stop the clamor of the butcher, the baker et al., to whom must we sell our graphic arts? For the most part, I suppose, it will be to publishers, industrialists and advertising agents. The publisher is a pretty decent sort, on the whole, but if he is a book publisher, he can generally be recognized as such by the fact of having very little money to spend on art. In my own experience, the most generous and appreciative customer for our wares has been the industrialist. What you do for him can often increase his profit very materially, and he is not slow to recognize that fact.
The advertising agent, speaking very generally and with the particular exception of one very dear friend in mind, deals largely in what might be called scientifically organized fraud. I am aware that to say this now is to risk being called a "communist transmission belt"—whatever that may be. It has even been suggested that by these animadversions upon advertising, I am biting the hand that fed me; but I suggest that I am biting the hand that I have fed until I am fed up on feeding it. It may be that you will find, as I sometimes have, in the ranks of these shock troops of deception, sympathetic and amiable clients for your work who can deal differently with artists than they deal with the public—but not very often. Each of them employs what is called an Art Director whose importance is derived, not so much from art as from the financial size and number of advertising accounts toward which he directs it. It is his duty to furnish you with what he calls "ideas," upon the theory that an artist is not mentally up to having any of his own. Ten to one he will end by altering your drawing to give it the "wallop" thought to be essential to all advertising. A public, already groggy and half blind from the incessant battering of advertisements with a punch, will hardly notice the difference.
"To think at all," says the Spanish philosopher, Ortega y Gasset, "is to exaggerate." A careful measurement of anatomical detail in the drawings and sculptures of Michelangelo will reveal startling exaggerations of fact, but these enlargements upon fact are but his medium for truthful expression. He gives us the figure of a man or woman more essentially true than could be made by any anatomist with micrometer calipers. So, I humbly pray, ladies and gentlemen, that you will apply no instruments of precision to my words—they are the best I could find in this emergency for saying what I believe to be true. If you think me guilty of exaggeration, the foregoing remarks are my only defense. But if you accuse me of being facetious, I will tell you that I have never been more serious in my life.
COMPOSED IN BODONI BOOK TYPES
OSCAR OGG
A Comparison of Calligraphy & Lettering
Copyright 1947 by the American Artist. Reprinted by permission of the publisher and author.
Superior writing and able lettering have never made inconsequential literature valuable, nor have poorly conceived, incompetent calligraphy and lettering ever invalidated good literature. Letters which are well considered, expertly executed, conscientiously fitted to their purpose, however, can create visually a spiritual state in a reader which will influence him to be receptive to the message he reads. It may even be possible that beautiful writing, aside from the intense pleasure it gives us as graphic art, helps to make uninspired authors seem more profound.
Perhaps it is this realization that has made graphic artists in recent years exhibit a notable increase in interest in American "calligraphy." The quotes are intentional. So much which is not calligraphy has had the term applied to it and so much which is calligraphy has been considered something else, that some sort of evaluation and comparative definition now appears to be wise.
The aura of romance which has surrounded the tools, the methods, and the products of the scribe has tended, we believe, to place them in the eyes of practicing letter artists somewhat higher in the scale of the arts than those of the letterer. Hence the "lettering man" likes to call himself a "calligrapher." This same snobbishness is often evident between easel painters and illustrators, between book illustrators and magazine illustrators, between book designers and advertising typographers. And all of it is false. By simple definition lettering and writing are related but certainly not competitive arts.
Calligraphy is "beautiful writing."
Lettering, in modern usage, refers to built-up, designed forms.
Stanley Morison, in the Encyclopaedia Britannica, says: "Calligraphy is the art of fine writing. Writing is a means of communication by agreed signs; if these signs or symbols are painted or engraved on stone or wood [or paper] we have that extension and application of writing known as lettering, i.e. a script generally formed with mechanical aids such as the rule, compass, and square. But it is the essence of hand-writing that it be free from such, though not from all, government.... Calligraphy may be defined as freehand in which freedom is so nicely reconciled with order that the understanding eye is pleased to contemplate it."
The same nib was used for built-up and written forms in this freely rendered fragment of a ninth-century manuscript.
Built-up and written forms each have their place. One of the tenets of fine letter art is that the forms be in perfect taste; that is, that the letter and its method of production be in harmony with its use. A delicately drawn cursive is as out of place on a subway card advertising a cough remedy as is a poster egyptienne on the title page of a small volume of romantic poetry. To assume, however, that either the written or the drawn form is the more aristocratic is unsound. To attempt a representation of either by the other is likewise illogical. Written letters, based on traditional manuscript usage, are more serious in concept than their less restrained contemporary built-up characters and do not permit of the same unconcern with anatomical discrimination. Both, properly executed, can be superb examples of letter art—and both can be terrible.
A simple Roman, executed entirely with a broad nib.
Characteristic strokes employed in writing the above.
A similar letter designed and built up using a brush.
Characteristic outlines to be filled in for above.
The growing practice of calling all script-like letters "calligraphy" is unjust to writing and lettering alike. Particularly the practice of producing with a pointed pen or brush the built-up, tricked-out impersonations of broad nib writing must be abandoned if the art of making letters is to remain honorable.
Having defined, then, the general limitation of the terms, let us look at some of the principal differences in character between the two. Historically, we find them side by side. Since they were both produced by scribes and illuminators working in like tradition, there was no question of fitness one with the other. Both stemmed from the same source and were produced with the same type of tool. They were necessarily in harmony.
Contemporarily, however, much lettering is executed by craftsmen who neither know or care about the historical background of the alphabet. The responsibility for this lies, we believe, as much with the purchaser as with the producer of letters. The art director, working in a viciously competitive field, demands of the letterer something "different." The result is usually a built-up form which has little in common with its ancestors, either in shape or method of production. But, if it is handsome in itself, it may have a real affinity for a text of type. A written element may also serve beautifully as a foil for the rigidity of a type page.
These two treatments of a title are by no means the only likely ones by either method. The lower form was actually used. The letter was designed in the spirit of the type which was used in conjunction with it. Perhaps if a written title had been chosen, one based on an Italian rather than an English hand would have been more suitable. The great difference in these two treatments is that the written serves as a contrast, while the built-up harmonizes with the type on the page.
To establish further the variance between calligraphy and lettering, a brief inspection of the methods of production may be advantageous. The designed form is conceived as a drawing—it is a device which may be finished up with any instrument at hand. The only limitation which the designer must not exceed is the recognizability of the particular letter.
The written form depends upon tradition for letter shape and upon tool for letter character. Distortion is possible and poor form not unusual, but since the pen is essentially the letter-making tool, the natural action of a properly cut pen eliminates at least some of the opportunities for improbable forms.
These two letters, enlarged from the two renderings of "Wartime Correspondence," illustrate the control which is exerted by the cut and size and handling of a square nib upon the calligraphic form as opposed to the freedom from constraint in the built-up treatment. The tool decided the shape of the first. A careful patterning of curves and weights to conform to the type of the book page (Poliphilus) determined the second. A Soennecken steel pen was used for the written, and a pointed brush for the built-up.
The calligraphic and the built-up approach to the execution of a book title may indicate how each may be employed frankly and honestly without recourse to camouflage to procure particular effects. The size, general weight, and disposition of the letters are indicated in the rough layout. The artist who executes the built-up rendering will keep the weight of letters even by constant checking of one against the other. The calligrapher will cut a reed or pen to this weight and thus maintain even color.
It will be noted that the designed form is completely and finally established in the penciled form. The laying-out for the written form is less accurate and is the product of a double pointed tool, set to the width of the nib to be used. In any but a very tight design such as this, the pen-executed letter requires rather less preliminary penciling than is here indicated. A line for the bottom of the letters is usually sufficient.
It has been impossible to crowd all one should like to write on this subject into these few words. If, however, this first voicing of a need for a sane concept of the relations between lettering and calligraphy has even the smallest influence, the author will bear with pleasure the rightful criticism of incompleteness.
The width of the nib is that of the widest part of the down-stroke.
Strokes 5 and 6 fill the openings thus left.
Layout and demonstration of the written form (calligraphic).
The center line is drawn by compass. Width of the swell is arrived at by moving the point 1/2 this width to right and left.
Layout and demonstration of the designed form (lettered).
ALDOUS HUXLEY
Typography for the Twentieth-Century Reader
The introduction from Printing of Today, an illustrated survey of post-war typography in Europe and the United States, by Oliver Simon and Julius Rodenberg. Copyright 1928 by Peter Davies, Ltd., London, and Harper and Brothers. Reprinted by permission of the publisher.
In our enthusiasm for the spirit we are often unjust to the letter. Inward and outward, substance and form are not easily separated. In many circumstances of life and for the vast majority of human beings they constitute an indissoluble unity. Substance conditions form; but form no less fatally conditions substance. Indeed, the outward may actually create the inward, as when the practice of religious rites creates religious faith, or the commemoration of the dead revives, or even calls into existence, the emotions to which the ceremonial gives symbolical expression.
There are other cases, however, in which spirit seems not to be so closely dependent on letter, in which the quality of the form does not directly affect the quality of the substance. The sonnets of Shakespeare remain the sonnets of Shakespeare even in the most abominable edition. Nor can the finest printing improve their quality. The poetical substance exists independently of the visible form in which it is presented to the world. But though, in this case, the letter is powerless to make or mar the spirit which it symbolizes, it is not for that reason to be despised as mere letter, mere form, mere negligible outside. Every outside has a corresponding inwardness. The inwardness of letters does not happen to be literature; but that is not to say that they have no inwardness at all. Good printing cannot make a bad book good, nor bad printing ruin a good book. But good printing can create a valuable spiritual state in the reader, bad printing a certain spiritual discomfort. The inwardness of letters is the inwardness of any piece of visual art regarded simply as a thing of beauty. A volume of the Penny Classics may give us the sonnets of Shakespeare in their entirety; and for that we may be duly grateful. But it cannot at the same time give us a work of visual art. In a finely printed edition we have Shakespeare's sonnets plus the lovely equivalent of, say a Persian rug or a piece of Chinese porcelain. The pleasure we should derive from bowl or carpet is added to that which the poetry gives us. At the same time our minds are sensitized by the contemplation of the simple visual beauty of the letters: they are made more susceptible of receiving the other and more complex beauties, all the intellectual and spiritual content, of the verse. For our sensations, our feelings and ideas do not exist independently of one another, but form, as it were, the constituent notes of what is either a discord or a harmony. The state of mind produced by the sight of beautiful letters is in harmony with that created by the reading of good literature. Their beauty can even compensate us, in some degree, for what we suffer from bad literature. They can give us intense pleasure, as I discovered in China, even when we do not understand what they signify. For what astounding elegances and subtleties of form stare out in gold or lampblack from the shop-fronts and the hanging scarlet signs of a Chinese street! What does it matter if the literary spirit expressed by these strange symbols is only "Fried Fish and Chips," or "A Five Guinea Suit for Thirty Shillings"? The letters have a value of their own apart from what they signify, a private inwardness of graphic beauty. The Chinese themselves, for whom the Fish-and-Chips significance is no secret, are the most ardent admirers of this graphic beauty. Fine writing is valued by them as highly as fine painting. The writer is an artist as much respected as the sculptor or the potter.
Writing is dead in Europe; and even when it flourished, it was never such a finely subtle art as among the Chinese. Our alphabet has only six and twenty letters, and when we write, the same forms must constantly be repeated. The result is, inevitably, a certain monotonousness in the aspect of the page—a monotonousness enhanced by the fact that the forms themselves are, fundamentally, extremely simple. In Chinese writing, on the other hand, the ideographs are numbered by thousands and have none of the rigid, geometrical simplicity that characterizes European letters. The rich flowing brushwork is built up into elaborate forms, each form the symbol of a word, distinct and different. Chinese writing is almost the artistic image of thought itself, free, various, unmonotonous. Even in the age of hand-writing, the European could never hope to create, by means of his few and simple signs, an art of calligraphy comparable to the Chinese. Printing has rendered the Chinese beauty yet more unrealizable. Where the Chinese freely painted we must be content with reproducing geometrical patterns. Pattern making is a poorer, less subtle art than painting. But it is still an art. By some one who understands his business the printed page can be composed into patterns almost as satisfyingly beautiful as those of the carpet or the brocade.
The problem which confronts the contemporary printer may be briefly stated as follows: to produce beautiful and modern print-patterns by means of labour-saving machinery. There have been numerous attempts in recent years to improve the quality of printing. But of these attempts too many have been made in the wrong spirit. Instead of trying to exploit modern machinery, many artistic printers have rejected it altogether and reverted to the primitive methods of an earlier age. Instead of trying to create new forms of type and decoration, they have imitated the styles of the past. This prejudice in favour of hand-work and ancient decorative forms was the result of an inevitable reaction against the soulless ugliness of nineteenth-century industrialism. Machines were producing beastliness. It was only natural that sensitive men should have wished to abandon the use of machines and to return to the artistic conventions in vogue before the development of machinery. It has become obvious that the machine is here to stay. Whole armies of William Morrises and Tolstoys could not now expel it. Even in primitive India it has proved itself too strong for those who would, with Gandhi, resist its encroachments. The sensible thing to do is not to revolt against the inevitable, but to use and modify it, to make it serve your purposes. Machines exist; let us then exploit them to create beauty—a modern beauty, while we are about it. For we live in the twentieth century; let us frankly admit it and not pretend that we live in the fifteenth. The work of the backward-looking hand-printers may be excellent in its way; but its way is not the contemporary way. Their books are often beautiful, but with a borrowed beauty expressive of nothing in the world in which we happen to live. They are also, as it happens, so expensive, that only the very rich can afford to buy them. The printer who makes a fetish of hand-work and medieval craftsmanship, who refuses to tolerate the machine or to make any effort to improve the quality of its output, thereby condemns the ordinary reader to a perpetuity of ugly printing. As an ordinary reader, who cannot afford to buy handmade books, I object to the archaizing printer. It is only from the man with the machine that I can hope for any amelioration of my lot as a reader.
To his credit be it spoken, the man with the machine has done his duty. He has set himself to improve the sordid typographical surroundings in which the impecunious reader was so long condemned to pass his life. He has shown that cheap books need not necessarily be ugly, and that machinery directed by a judicious mind can do as well as, or much better than, the hand of an uninspired craftsman. There are publishers in business today whose seven-and-sixpennies, regarded as typography, are worth a guinea apiece. (What they are worth as literature is another question.) There are a dozen Presses producing fine work at moderate prices. The men behind the machines have used their brains.
Some of our excellent machine-printers are still, it is true, too fond of using decorations borrowed from the past, and types that savour of another age than ours. So long as our sense of period remains as strong as it is, so long as we retain our love of the quaint and its more modern equivalent, the "amusing," this tendency to substitute pastiche for original creation is bound to persist. There is an incessant demand for the antique: we should not be too hard on the printers who supply it. If they are sinning, they are at least sinning in company. Let the architects and painters, the interior decorators, and the theatrical producers throw the first stone. There are pastichers among the printers, just as there are pastichers among the professors of every art. But there are also more original men, who are prepared to encourage modern decorators and to use types that are elegant and striking without being affectedly archaic.
With this last phrase I may seem to be damning the moderns with the faintest of praise. But the truth is that Typography is an art in which violent revolutions can scarcely, in the nature of things, hope to be successful. A type of revolutionary novelty may be extremely beautiful in itself; but, for the creatures of habit that we are, its very novelty tends to make it illegible, at any rate to begin with. I know a rather eccentric German typographical reformer, for whom legibility is the greatest enemy, the infamous thing that must at all costs be crushed. We read, he argues, too easily. Our eyes slide over the words, and the words, in consequence, mean nothing to us. An illegible type makes us take trouble. It compels us to dwell on each separate word: we have time, while we are deciphering it, to suck out its whole significance. Putting his theory into practice, this reformer had designed a set of letters so strangely unlike those with which the typographical practice of generations has made us familiar, that I had to pore over a simple English sentence as though it were Russian or Arabic. My friend was perhaps justified in thinking that we read too much and too easily. But his remedy, it seems to me, was the wrong one. It is the author's business to make reading less facile, not the printer's. If the author concentrated more matter into the same number of sentences, his readers would have to read more carefully than they do at present. An illegible type cannot permanently achieve the same result, for the simple reason that it does not permanently remain illegible. If we are prepared to make the effort to read until the novel forms have become familiar, the illegible type will come to be perfectly legible. In practice, however, we are reluctant to make this effort. We demand that typographical beauty shall be combined with immediate legibility. Now, in order that it may be immediately legible, a type must be similar to the types with which we are familiar. Hence, the practical printer, who has to live by selling his wares to a large public, is debarred from making revolutionary innovations in the designs of his type. He must content himself with refining on the ordinary, accepted types of commerce. If he has great typographical reforms in view, he must proceed towards them by degrees, modifying the currently accepted designs gradually, so as not to repel the ordinary lazy reader, who is frightened by the idea of making any unnecessary effort. In other arts, where form and substance are directly associated, revolution is possible, may even be necessary. But the outward form of literature is not typography. The association, in a book, of literature with one of the graphic arts is in the nature of an accident. The printer who would at one stroke revolutionize his art frightens away readers, for whom the idea of revolution in literature, or in any one of the graphic arts that is independent of literature, has no terrors. The reason for this is obvious. People buy books for the sake of the literature contained in them and not, primarily, as specimens of graphic art. They demand of the typography that it shall be beautiful, yes; but also that it shall give them immediate and unhampered access to the literature with which it is associated. Printers may desire to be revolutionary; but unless they can afford to sell no books, they are compelled by the force of circumstances to adopt a cautious policy of gradual reform. The Communist must either turn Liberal or retire from business.
MERLE ARMITAGE
NOTES ON MODERN PRINTING
From Notes on Modern Printing by Merle Armitage. Copyright 1945 by William E. Rudge's Sons. Reprinted by permission of author and publisher.
HOW DOES ONE DESIGN A BOOK? I CONCLUDE AS I BEGAN WITH A FEW GENERAL IDEAS AND SUGGESTIONS:
1. Allow the subject of a book to determine its design and format.
2. Design a book for effortless reading, utilizing the format to enhance or interpret the text.
3. Use the prime materials—type, paper and space—to achieve your results. Meaningless decorations disclose the designer's poverty of invention.
4. Simplicity is the best policy.
5. Make no attempt to design every page ... let type and space have their natural rhythm.
6. Understand the text ... know your primary aims ... let form follow function.
7. Type ornaments have their place ... but an ornament designed for general use has no particular significance.
8. A brilliantly designed book can't save a dull or mediocre text.
9. A page of type can be a thing of unique, arresting beauty.
10. Mere type legibility is to a book as mere shelter is to architecture.
11. Book design should be a synonym for the arrangement and integration of materials—paper, binding, illustration, type and space.
My friends of the musical world believe that music is the most important thing in life. Painters are absolutely certain that the reformation will come only through an understanding of art. Acquaintances among the engineers are sure that by technological development alone can emancipation come to man, while scientists rightfully take the credit for progress in the contemporary world. Friends in industry insist that mass production is the great panacea. The photographers can prove that photography makes the pictorial painters unnecessary, and the writers I have encountered are convinced that the written word is the one route to world unity.
However, the painter ... the musician ... the engineer ... the photographer ... the industrialist ... the scientist ... and the writer have a rendezvous with the book. Here, the knowledge, the romance, the fiction, the facts, the speculations, the opinions, and the accomplishments of the world are made permanently articulate.
This is our day, our time, our environment. We can make a statement, through the employment of design, that is valid and true ... not divorced from tradition, but using the great works of the past as a springboard toward new horizons!
COMPOSED IN GILL SANS TYPES
Benjamin Franklin:
PRINTER and PUBLISHER
JOHN T. WINTERICH
From Early American Books and Printing by John T. Winterich. Copyright 1935 by Houghton Mifflin Company. Reprinted by permission of Curtis Brown, Ltd., agent.
Josiah Franklin was reared a dyer in the village of Ecton in Northamptonshire, but soon after his arrival in America, about 1682, he foresaw a greater future in the trade of tallow-chandler and soap-boiler. It was a calling which seems humble enough in a day that has evolved such mouth-filling occupational designations as sales engineer, merchandising counsel, and mortician. Josiah Franklin, had the locution been available in his era, might have asserted with all accuracy that he was an important factor in public utilities—even our own catch-phrase epoch has not been quite equal to the coinage of the label "public utilitarian." For when the Boston town watch wanted fresh candles they bought them from Josiah Franklin—from other tallow-chandlers too, perhaps, but at least some, by documentary evidence, from Josiah Franklin.
The close relationship between progress in the science of artificial illumination and progress in the dissemination of the printed word could be charted with almost mathematical accuracy.... Most of the books of colonial days were designed for the use of those whose professions exacted some considerable amount of "required reading"—ministers, physicians, lawyers, public officials, schoolmen. The man who toiled with his hands (and hands are eminently useful in the building-up of a new country) labored while the light of heaven would let him and then returned to a home wherein the conveniences were hardly such as to make reading a pleasure. Lincoln studied by the glare of blazing pine-knots, but the middle-class Bostonian and New Yorker and Philadelphian of the generations immediately preceding Lincoln (to say nothing of their country cousins) had to depend on illuminants that offered no greater inducements to either the solace or the benefits of type.
Josiah Franklin's wife and their three children accompanied him to America. Before her death she bore him three more children. Josiah remarried, and of the second union ten children were born. Of this multitudinous offspring thirteen grew to maturity—a remarkable proportion for the time and region. The eighth child and last son of the second marriage, christened Benjamin after a paternal uncle, was at first intended for the Church, but Josiah could not afford to give him the education which this most learned of the professions demanded, and at the age of ten, after receiving as thorough an intellectual rearing as could be expected in so short a space, Benjamin Franklin quit school to assist his father in the fabrication of candles and soap. An elder brother, John, had already become proficient in the twin arts of illumination and sanitation and had gone to the bustling colony of Rhode Island to practice them. Another brother (and another Josiah) had also investigated them, found them not to his liking, and run away to sea.
Benjamin, also, made it clear that the parental pursuits were not to taste, and a wise father, fearing another abrupt departure, took Benjamin walking about Boston, that he might "see joiners, bricklayers, turners, braziers, etc., at their work" and thereby, boywise, make known to his elder which way his inclinations lay. A patent leaning toward books at length persuaded the father to make him a printer, despite the fact that another brother, James, Benjamin's elder by nine years ... had adopted the craft. Benjamin conceded a preference to the claims of printing over those of tallow-chandlery, but he still sniffed, with the true landsman's appetite, the tang of the salt breeze that blew in from the east. Josiah, however, was insistent, and the parental insistence of 1718 was no toy scepter to swing above the head of a sub-adolescent boy. Accordingly, Benjamin was duly indentured to James "to serve as an apprentice till I was twenty-one years of age, only I was to be allowed journeyman's wages during the last year."
Before long, Benjamin was writing odds and ends of verse, and James, with the inbred Franklin sagacity, encouraged him in his endeavors and let him put some of his compositions in type.
One (declared Benjamin) was called The Lighthouse Tragedy, and contained an account of the drowning of Captain Worthilake, with his two daughters: the other was a sailor's song, on the taking of Teach (or Blackbeard) the pirate. They were wretched stuff, in the Grub-street-ballad style; and when they were printed he sent me about the town to sell them. The first sold wonderfully, the event being recent, having made a great noise. This flattered my vanity; but my father discouraged me by ridiculing my performances, and telling me verse-makers were generally beggars.
The importance of these two pieces consists in the fact that they were "the first with which Franklin's name can be identified as either author or printer," according to Dr. William J. Campbell, who adds that "no copy is known to exist, nor is the exact title of either of them known." This was true in 1918, when Dr. Campbell's admirable catalogue of The Collection of Franklin Imprints in the Museum of the Curtis Publishing Company was issued, and it is unfortunately still true today [1935]. If they were at all like similar productions of both earlier and later date, they were broadsides—single sheets that were distributed like handbills, the main difference being that they commanded a price. They would command a fantastic price today, together or singly, and their eventual discovery is by no means beyond the bounds of possibility. A copy of one—or copies of both—may be tucked away in some forgotten contemporary theological compendium which has not been opened for a century.
The disappearance of these broadsides is regrettable on many counts, not least of which is the fact that even if Benjamin had never accomplished anything else, he could at least claim credit for sponsoring perhaps the most textually interesting productions of his brother's press. James Franklin was a skilled printer—London trained, and "no slovenly self-taught colonial," in Paul Leicester Ford's phrase—and James was not, of course, in any degree responsible for the dullness of the copy that was brought to his shop. A brief glance at a few of his imprints of this period is of interest mainly because of the certainty that Benjamin worked on many of them.
The product of James Franklin's press (says Ford in The Many-Sided Franklin, New York, 1899) is a dreary lot of "gone-nothing-ness." A few of the New England sermons of the day; Stoddard's Treatise on Conversion; Stone's Short Catechism; A Prefatory Letter about Psalmody, in defense of church singing, which many Puritans still held to be unholy; an allegory styled The Isle of Man, or, Legal Proceedings in Manshire Against Sin; Care's English Liberties; sundry pamphlets on the local politics of the moment, such as A Letter from One in the Country to his Friend in Boston, News from the Moon, A Friendly Check from a Kind Relation to the Chief Cannonneer, and A Word of Comfort to a Melancholy Country; two or three tractates on inoculation, and one aimed half at the Boston clergy and half at the fair sex, entitled Hooped Petticoats Arraigned by the Light of Nature and the Law of God, were the chief output of the new printer during the years his brother served him.
In the summer of 1721, James Franklin established a newspaper, The New England Courant. Two years earlier he had been engaged to print the Boston Gazette, but with the transfer of its management a few months later the contract had gone elsewhere. The Courant was a new departure even for the novelty that was American journalism—so extensive and violent a departure, indeed, that in the following year the authorities sentenced the printer-proprietor to a month's imprisonment for his insolence. The punishment did not improve him; free again, he pressed the thorn of the Courant deeper into the flesh of his persecutors, with the consequence that he was soon forbidden "to print or publish" either the Courant "or any other pamphlet or paper of the like nature" unless it were first submitted to the secretary of the province.
There were two apparent ways out of the dilemma, and one was as eminently unsatisfactory as the other. The first was to quit printing and publishing. The second was to submit to the censorship. James hit upon a more ingenious solution. He turned the Courant over to sixteen-year-old Benjamin. Benjamin's indentures as apprentice to James had five years to run, and in order to forestall any objection on the part of the authorities that an apprentice was not competent to manage the paper, the indentures were ostentatiously canceled and a new document drawn up as a private and confidential (but none the less binding) memorandum which in theory was no one's affair save James's and Benjamin's. The half-sheet issue of the Courant for February 4-11, 1723, identified it as "printed and sold by Benjamin Franklin in Queen Street, where Advertisements are taken in." Benjamin Franklin's name thus first appeared in an imprint. It remained on the tail-board of the Courant until the paper's discontinuance in 1726, long after Benjamin had left Boston.
The gratifying tableau of two stalwart brothers battling loyally side by side for freedom of the press, however, was not the whole picture. James and Benjamin had differences, and Benjamin later admitted that he himself was "perhaps ... too saucy and provoking," and that James, despite "the blows his passion too often urged him to bestow upon me," was "otherwise not an ill-natur'd man." Benjamin, at all events, decided to take advantage of the freedom accorded him by the cancellation of his indentures, which act he later conceded to have been "not fair" and "one of the first errata of my life." James spread the tidings of this perfidy throughout Boston, and every local printing establishment thereupon became a closed shop to Benjamin Franklin.
If James assumed that Benjamin would thus be forced to return to his own shop, he reckoned without his Benjamin. For not long thereafter, with the connivance of a friend, John Collins, Benjamin was smuggled aboard a New York-bound sloop, and three days later, thanks to a fair wind, he was in a city which was not yet a metropolis judged even by easy colonial standards. He called on "old Mr. William Bradford" (aged sixty), who had nothing to offer, but who suggested that his son Andrew, then flourishing (after a fashion) in Philadelphia, might have a position for him, since Andrew's "principal hand," Aquila Rose, had just died.
Franklin set out by water by way of Perth Amboy. It is interesting to note, in view of the dispute regarding the earliest New Jersey imprint ... that the trip from New York to the New Jersey port took thirty hours. All in good time he reached Philadelphia.
Washington did not cut down a cherry tree and then inform his father that he could not tell a lie; Wellington did not say "Up, Guards, and at 'em!" or Pershing, "Lafayette, we are here." The dear old legends explode all about us; it is gratifying to recall that there is one at least the accuracy of which is unimpeachable. Walking up Market Street, Philadelphia, Benjamin Franklin did pass the home of his wife-to-be with a roll under each arm and munching a third, and his wife-to-be did see him and note that he made "a most awkward, ridiculous appearance."
Andrew Bradford had nothing to offer—the vacancy left by the death of Aquila Rose had already been filled. But Franklin was not yet done with the ghostly trail of Aquila. At Andrew Bradford's suggestion he waited on Samuel Keimer, who had recently set up as a printer despite a meager endowment of equipment, native ability, or acquired skill. He found Keimer "composing an Elegy on Aquila Rose" directly from the type.
So there being no copy (recorded Franklin), but one pair of cases, and the Elegy likely to require all the letters, no one could help him. I endeavor'd to put his press (which he had not yet us'd, and of which he understood nothing) into order fit to be work'd with; and, promising to come and print off his Elegy as soon as he should have got it ready, I return'd to Bradford's, who gave me a little job to do for the present, and there I lodged and dieted. A few days after, Keimer sent for me to print off the Elegy. And now he had got another pair of cases, and a pamphlet to reprint, on which he set me to work.
This broadside poem, therefore, was the first piece of Philadelphia printing with which Franklin's name is clearly identified. The "pamphlet to reprint" may have been A Letter to a Friend in Ireland, The Doctrine of Absolute Reprobation Refuted, A Letter from One in the Country to His Friend in the City, A Parable, or (and this would certainly have been Franklin's choice) The Curiosities of Common Water, all of which Keimer imprints of 1723 are listed in the short-title check list which follows the Curtis catalogue. No more specifically is it possible to identify the "little job" which Andrew Bradford gave him.
It is not likely that Franklin would have long continued with Keimer (who was "an odd fish; ignorant of common life, fond of rudely opposing receiv'd opinions, slovenly to extream dirtiness, enthusiastic in some points of religion, and a little knavish withal") even if a roundabout coincidence had not brought him to the attention o£ the governor of the province, Sir William Keith, whose quarrel with William Bradford had been one of the impulses that had established the latter as New York's first printer. Keimer "star'd like a pig poison'd" one day when no less a worthy than Sir William entered the shop in search of the new assistant from Boston. Governor and assistant adjourned to a tavern, where the former disclosed a grandiose idea for setting the newcomer up in a shop of his own. He must first, of course, go to London to buy equipment, and to this end the governor loaded him down with enthusiasm and letters of credit. After a short visit to Boston, where all "made me welcome, except my brother," who "receiv'd me not very frankly, look'd me all over, and turn'd to his work again", Franklin sailed for London, which he reached the day before Christmas, 1724—to learn, to his intense mortification, that Sir William's letters of credit were worthless, since that gentleman's prowess as a promiser and his shortcomings as a performer were rather more familiar in the old country than in the new.
Franklin, however, had little difficulty in extricating himself from the crisis into which he was precipitated on his arrival in London by the non-negotiability of Sir William Keith's commercial paper. "I immediately got into work at Palmer's," he says, "then a famous printing house in Bartholomew Close, and here I continu'd near a year." Samuel Palmer, declares John Clyde Oswald in Benjamin Franklin, Printer (New York, 1917), "was more than an ordinary printer. He had visited America, was letter-founder as well as printer, and was engaged in the writing of 'A History of Printing,' only a third of which he had completed when he died in 1732."
Franklin identifies only one of the jobs on which he worked at Palmer's. "I was employed," continues the Autobiography, "in composing for the second edition of Wollaston's Religion of Nature." The name of William Wollaston (1659-1724) now survives mainly by virtue of this adventitious association with a nineteen-year-old immigrant compositor. The Religion of Nature Delineated first appeared in 1722 in a small privately printed edition. Presumably this first edition is now rare, but no collector is impressed thereby, preferring above it that on which Franklin worked (the third in strict sequence, but the second published edition), which, happily, is relatively common. It bears the imprint: "London: Printed by S. Palmer, and sold by B. Lintott, W. and J. Innys, J. Osborn, J. Batley, and T. Longman. 1725." The printer from America pondered over the copy as he set it, and out of his ruminations came a pamphlet reply to the recently deceased author: A Dissertation on Liberty And Necessity, Pleasure and Pain (London, 1725). Franklin printed one hundred copies, gave a few to friends, and then, repenting of his materialistic agnosticism, "burnt the rest except one copy"; pride of authorship would not wholly down. That copy may be one of the four known to survive today, all in institutional collections.
Receiving a better offer from John Watts, who conducted a larger printing establishment, Franklin went thither, remaining six months, when he accepted the proposal of a Philadelphia merchant then in London that he return and act "as his clerk, keep his books, in which he would instruct me, copy his letters, and attend the store." In leaving London, therefore, Franklin supposed that he thereby "took leave of printing forever."
Man proposes. Franklin and his new employer reached Philadelphia; the store was duly opened and its new clerk installed; four months later the employer died. The establishment was taken over by the executors and Franklin was out of work. Keimer wanted him back as foreman of his new and larger shop, but Franklin, who knew well his Keimer, first sought a place at his new trade of clerk and salesman. Nothing offered, so he reluctantly accepted Keimer's bid. The affiliation did not last long. Franklin and Keimer quarreled over "a trifle" that represented the culmination of a long series of abuses:
A great noise happening near the courthouse, I put my head out of the window to see what was the matter. Keimer, being in the street, look'd up and saw me, call'd out to me in a loud voice and angry tone to mind my business, adding some reproachful words, that nettled me the more for their publicity, all the neighbors who were looking out on the same occasion, being witness how I was treated. He came up immediately into the printing-house, continu'd the quarrel, high words pass'd on both sides, he gave me the quarter's warning we had stipulated, expressing a wish that he had not been oblig'd to so long a warning. I told him that his wish was unnecessary, for I would leave him that instant; and so, taking my hat, walk'd out of doors.
Had affairs not fallen out thus ludicrously, then some other incident would have "snapt our connections." If no "great noise" had occurred near the courthouse (what, one wonders, was the cause of the disturbance?), there would still have been a subsequent great noise in Keimer's shop, and the hireling would have spoken his piece to the overlord and walked out of the identical door to the fulfillment of his high destiny.
Franklin was of more than half a mind to return to Boston, in which event Philadelphia would one day have been compelled to seek another patron saint. Fortunately for Philadelphia, while working at Keimer's, Franklin had struck up a friendship with Hugh Meredith, a fellow craftsman, who suggested a partnership. A secret agreement was drawn up, and pending the completion of arrangements for launching the venture, Franklin sought temporary work at Bradford's. Keimer meanwhile was negotiating with the provincial government of New Jersey for the printing of an issue of paper money at Burlington, and urged Franklin to accompany him if he was awarded the job. The plan went through, and the pair were in Burlington three months. "There is not a single piece of this paper money known to exist today," says Dr. Campbell, "and of the New Jersey Laws that they printed at the same time there are only two known copies...."
In the summer of 1728 the new firm of B. Franklin and H. Meredith came into existence. They had scarce "opened our letters" (their cases, that is, not the morning mail) when a friend "brought a countryman to us, whom he had met in the street inquiring for a printer." The identity of this bucolic, casual, but superlatively important patron of the typographic arts is unknown and probably forever unknowable, for he could hardly have been aware that he was the instrument of Providence chosen to motivate the first imprint issued by Franklin as a master printer. Dr. Campbell surmised the job was "probably stationery or a small handbill." Whatever it was, it has probably vanished beyond hope of recall, or at least beyond hope of positive identification.
Almost on the heels of this first customer came another—none other than Samuel Keimer, whose general ineffectualness and chronic state of panic provide much of the comic relief in the history of early American printing. Keimer had been working off and on for three years on William Sewell's History of the Rise, Increase, and Progress of the Christian People Called Quakers: The Third Edition, Corrected. The end was not in sight, and Keimer, evidently in a condition of acute mental distress, rushed to the new shop for assistance. Franklin and Meredith composed and printed "forty sheets," totaling nearly a third of the seven hundred pages—the first known job to issue from their shop, even though it did not bear their imprint. Sewell's History is doubly a Franklin item, as Franklin must have worked on the book while he was still in Keimer's employ.
Thanks to the diligence of its proprietors—or of one of them, for Meredith "was often seen drunk in the streets, and playing at low games in alehouses"—the new shop prospered. But about the middle of 1730 it encountered a hazard which its sponsors had not foreseen. Meredith's father had advanced one hundred pounds to put the enterprise on its feet and had promised another hundred. When the time came for him to meet his obligation, he could not, and "the New Printing-Office near the Market" was faced with a creditor's suit. This crisis confirmed young Meredith's conviction that he was not cut out for the printing business; moreover, he was anxious to join a company of fellow Welshmen who were planning a settlement in North Carolina. Two of Franklin's friends offered to come to the aid of the senior partner, and the difficulty was amicably adjusted. Thus was the "B. Franklin" imprint born. It appeared for the first time not on anything in English, but at the bottom of the title-page of Mystische und Sehr Geheyme Sprueche, by Conrad Beissel, whose religio-communistic Ephrata colony, itself to become one day an important printing center, had been organized only a few years before.
Shortly before the dissolution of the firm of Franklin and Meredith there had been another odd run-in with Keimer. Franklin was already planning a newspaper, and "foolishly" imparted the secret to a friend who forthwith made it known to Keimer. Toward the end of 1728 the not-to-be-anticipated Keimer issued the first number of The Universal Instructor in all Arts and Sciences: and Pennsylvania Gazette. It was Keimer's inescapable genius to start what he could not finish, and he was soon glad to dispose of the paper to Franklin and Meredith, whose control dates from October 2, 1729. One of Franklin's first acts as a newspaper publisher—his memory must have harked back to the old Boston days—was to shorten the too comprehensive title to The Pennsylvania Gazette.
Probably some three months after the departure of Meredith, Franklin initiated a new partnership. He married. "Partnership" is no romantic figure of speech. The name of Deborah Read has an honored place on the roster of women who helped to make American printing. By her husband's own testimony, her share in the work of the establishment included, in some measure, the "folding and stitching" of pamphlets, and it is not unlikely that her hands had a busy share in the preparation of some of the series of pamphlets with which, more than with any other, Franklin's name is most clearly associated as author-printer-publisher—the Poor Richard almanacs.
The importance of the almanac in the colonial scheme has already been stressed. Franklin was naturally alert to this importance; in fact, as soon as the house of Franklin and Meredith was in existence he had commissioned Thomas Godfrey to compile an almanac. Godfrey was "a self-taught mathematician, great in his way," but "he knew little out of his way," and there was considerable of the prima donna in his make-up. He prepared almanacs for 1730, 1731, and 1732, and then, in an outburst of temperament, transferred his skill to the shelter of Andrew Bradford. The fortunate result, certainly not anticipated by Thomas Godfrey in his dudgeon, was, as Paul Leicester Ford defines it, the birth of American humor. Franklin initiated the Poor Richard series, compiling the bulk of the contents himself, but attributing their authorship to Richard Saunder or Saunders, whose almanacs had enjoyed enormous popularity in England and were still enjoying it, though Saunders had been gone this many a year. A Poor Robin series of almanacs was also popular in England, and James Franklin a few years earlier had begun a series of Rhode Island almanacs under this title. Poor Richard was an immediate success, and though the first number was not advertised in The Pennsylvania Gazette until December 19, 1732, which was rather late in the year for a new almanac, three printings were necessary to supply the demand. Poor Richard thereafter issued regularly every December under Franklin's own editorship until 1757 (for 1758).
Poor Richard's rich wisdom has become part of common speech wherever English or any other language is spoken. Everyone from China to Peru knows that God helps those that help themselves, that three removes are as bad as a fire, that
Vessels large may venture more,
But little boats should keep near shore.
A recent commentator—Carl L. Becker in the Dictionary of American Biography—says of the Poor Richard almanacs:
Nothing better exhibits the man, or better illustrates his ingenuity as an advertiser.... "Richard Saunders," the Philomath of the Almanack, was the Sir Roger de Coverley of the masses, pilfering the world's store of aphorisms, and adapting them to the circumstances and the understanding of the poor. "Necessity never made a good bargain." "It is hard for an empty sack to stand upright." "Many dishes make diseases." "The used key is always bright." The Almanack was immediately successful and commonly sold about ten thousand copies. "As Poor Richard says" became a current phrase, used to give weight to any counsel of thrift. The work made Franklin's name a household word throughout the colonies.... The introduction to the last Almanack (Father Abraham's speech at the auction) spread the fame of Poor Richard in Europe. It was printed in broadsides and posted on walls in England, and, in translation, distributed by the French clergy among their parishioners. It has been translated into fifteen languages, and reprinted at least four hundred times.
Franklin's rise to the position of the most important printer in the colonies after the well-entrenched Bradfords was now rapid. Before long he was official printer to Pennsylvania, New Jersey, and Delaware. Of the bulk of his non-governmental productions, Ford writes that while generally "of little moment," still "there can be no doubt that as a whole they contain more of genuine merit than those of any other printer of the same or previous periods in the colonies, the amount of doctrinal and polemical theology being a minimum, and bearing a less proportion to the whole mass than can be found in the books of contemporary American printers." In 1735 appeared over Franklin's imprint James Logan's Cato's Moral Distichs Englished in Couplets. Nine years later Franklin sponsored Samuel Richardson's Pamela—not only the first American edition, but the first novel to be printed in America, "Price 6 s." In the same year, 1744, he issued what is generally regarded as the typographical masterpiece of his press, M. T. Cicero's Cato Major, or His Discourse of Old-Age: With Explanatory Notes (also Englished by James Logan), referring to it in a four-page foreword of his own composition as "this first Translation of a Classic in this Western World." This was a wide error, for George Sandys had translated Ovid on the banks of the James River a life-span earlier, and the translation had been printed in London in 1626; moreover, Franklin forgot those Moral Distichs of Cato and James Logan which he himself had issued in 1735.
In 1748, Franklin formed a partnership with an alert young Scotchman whom he had engaged five years before, and the "Franklin and Hall" imprint thereupon replaced (with a few exceptions) the familiar "B. Franklin." A few earlier connections must be mentioned. Franklin's name is found on several German titles in combination with that of Gotthard Armbruester and with that of Johannes Böhm, and, apparently once only, with that of Johannes Wüster, but these seem to have been purely partnerships of convenience, and suggest no such dual affiliations as those with Meredith and Hall. The Hall partnership lasted eighteen years, and during that period Franklin's connection with printing and publishing became less and less important as the crisis in international affairs that was bringing on the American Revolution grew more and more acute. But the printer in him could not wholly be suppressed. When he went to Paris in 1776 as representative of the colonies, he established a little press for his own amusement at his home in Passy, then a suburb, now as much a part of the metropolis as Greenwich Village is of New York. It was not quite such a toy as Robert Louis Stevenson and his stepson Lloyd Osbourne were one day to set up in Switzerland, the main difference being that the Stevenson-Osbourne combination knew nothing about printing and was joyously aware of it, whereas Franklin, with just as joyous awareness, knew as much about it as any man of his time. One factor the two private presses of Passy and Davos-Platz have in common—their productions are excessively rare and costly collector's playthings. The story of the French venture is authoritatively set forth in Luther S. Livingston's Franklin and His Press at Passy, issued by the Grolier Club of New York in 1914. Livingston listed thirty-two entries, and since his monograph was published six others have come to light, according to Will Ransom's Private Presses and Their Books (New York, 1929).
The output of Franklin's press from 1729 to the termination of the Hall partnership (1766) is statistically impressive. The following summary is tabulated from the short-title check list of all Franklin imprints known in 1918 which Dr. Campbell appended to the Curtis catalogue (excluding The Pennsylvania Gazette and the numerous issues of paper currency printed by Franklin from 1731 to 1764):
| 1729 8 | 1748 30 | |||
| 1730 15 | 1749 33 | |||
| 1731 8 | 1750 19 | |||
| 1732 15 | 1751 24 | |||
| 1733 14 | 1752 18 | |||
| 1734 15 | 1753 16 | |||
| 1735 20 | 1754 15 | |||
| 1736 8 | 1755 27 | |||
| 1737 13 | 1756 26 | |||
| 1738 9 | 1757 31 | |||
| 1739 12 | 1758 13 | |||
| 1740 46 | 1759 16 | |||
| 1741 45 | 1760 10 | |||
| 1742 31 | 1761 12 | |||
| 1743 25 | 1762 8 | |||
| 1744 25 | 1763 15 | |||
| 1745 15 | 1764 18 | |||
| 1746 23 | 1765 19 | |||
| 1747 27 | 1766 4 |
Any book, pamphlet, broadside, or periodical that bears a Franklin imprint, alone or in combination, is worth treasuring on that account alone. In general, the scale of desirability is set by scarcity, this scale one might suppose, should follow the line of chronology with reasonable accuracy, but it happens that it does not. The Sewell History, for instance, ought by chronological measurement to be an excessively rare book as the first book on which Franklin worked as an independent printer, and rare it assuredly is, but by no means to the point of utter elusiveness.
Twelve years later the total of Franklin imprints was moving toward two hundred—and in that twelfth year, 1740, there issued from his press the second edition of David Evan's A Short, Plain Help for Parents and Heads of Families, to Feed Their Babes with the Sincere Milk of God's Word. Being a Short, Plain Catechism, Grounded Upon God's Word, and Agreeable to the Westminster Assembly's Excellent Catechism. No copy of the first edition is known to be extant—Dr. Campbell quoted the title imperfectly from a contemporary advertisement—and neither Hildeburn nor Campbell knew that a second edition had ever been issued. Neither did anyone else until 1929, when a copy came to light and won its way to a New York book-seller's catalogue. The book is mentioned here, not because it possesses great intrinsic importance (it would be of trivial note if a hundred or two copies of it survived), but as an indication of the fact that unrecorded Franklin imprints are likely to appear at any time, and as indication, further, that the scarcity of Franklin imprints does not altogether parallel the dates of his activity as printer and publisher.
In these notes it has been necessary to neglect Franklin, the author (save as Poor Richard), in favor of Franklin, the printer and publisher. But it would be an effrontery to allude even briefly to Franklin without mention of the Autobiography. Begun in 1771 in the quiet charm of an English country-seat, the first great American classic never was completed. The manuscript first appeared in print, by an odd series of accidents, in French in 1791. Subsequently Franklin's grandson, William Temple Franklin, issued it in a Bowdlerized English version that would have afforded the old man quiet and somewhat indignant laughter. The text was not definitely published until 1868, soon after John Bigelow had come into possession of the original manuscript.
Franklin's epitaph is easily the most familiar in American history, and almost as well-known a document, perhaps, as Lincoln's Gettysburg Address. It is not generally known, however, that the original version of it was composed in 1728, the very year in which its author, a youth of twenty-two, entered into partnership with Meredith. The version written in that year, which differs in minor details from the final draft, was this:
THE BODY OF
B FRANKLIN PRINTER,
(LIKE THE COVER OF AN OLD BOOK
ITS CONTENTS TORN OUT
AND STRIPT OF ITS LETTERING & GILDING)
LIES HERE, FOOD FOR WORMS.
BUT THE WORK SHALL NOT BE LOST;
FOR IT WILL, (AS HE BELIEV'D) APPEAR ONCE MORE,
IN A NEW AND MORE ELEGANT EDITION
REVISED AND CORRECTED,
BY THE AUTHOR.
Note: A documented account of the various transcripts of Franklin's celebrated epitaph appeared in The New Colophon, Volume 3, New York, 1950. It discusses the date of its composition, place of first publication and the differing texts, and was written by Lyman H. Butterfield, associate editor of the Jefferson papers.
COMPOSED IN BASKERVILLE TYPES
EARNEST ELMO CALKINS
The Book & Job Print
From The Colophon, New Graphic Series No. 1. Copyright 1939 by the publisher.
Reprinted by permission of the author and Mr. Elmer Adler.