Afternoon Session

SIR DAVID MAXWELL-FYFE: As the Tribunal adjourned I had come to the fifth treaty, the Treaty of Peace between the Allied and Associated Powers and Germany, signed at Versailles the 28th of June 1919. I again ask the Tribunal to take judicial cognizance of this treaty, and I again hand in for convenience Exhibit GB-3, which is a copy of the treaty, including the British documents TC-5 to TC-10 inclusive. The reference in Appendix C is to Charge 5.

Before I deal with the relevant portions, may I explain very briefly the layout of the treaty.

Part I contains the Covenant of the League of Nations, and Part II sets the boundaries of Germany in Europe. These boundaries are described in detail but Part II makes no provision for guaranteeing these boundaries.

Part III, Articles 31 to 117, with which the Tribunal is concerned, contains the political clauses for Europe. In it, Germany guarantees certain territorial boundaries in Belgium, Luxembourg, Austria, Czechoslovakia, France, Poland, Memel, Danzig, and so forth.

It might be convenient for the Tribunal to note, at the moment, the interweaving of this treaty with the next, which is the Treaty for the Restoration of Friendly Relations between the United States and Germany.

Parts I, II, and III of the Versailles Treaty are not included in the United States treaty. Parts IV, V, VI, VIII, IX, X, XI, XII, XIV, and XV are all repeated verbatim in the United States treaty from the Treaty of Versailles.

The Tribunal is concerned with Part V—the military, naval, and air clauses. Parts VII and XIII are not included in the United States treaty.

I don’t think there is any reason to explain what the parts are, but if the Tribunal wishes to know about any specific part, I shall be very happy to explain it.

The first part that the Tribunal is concerned with is that contained in the British Document TC-5, and consists of Articles 42 to 44 dealing with the Rhineland. These are very short, and as they are repeated in the Locarno Treaty, perhaps I had better read them once, just so that the Tribunal will have them in mind.

“Article 42: Germany is forbidden to maintain or construct any fortifications either on the left bank of the Rhine or on the right bank to the west of a line drawn 50 kilometers to the east of the Rhine.


“Article 43: In the area defined above, the maintenance and the assembly of armed forces, either permanently or temporarily, and military maneuvers of any kind, as well as the upkeep of all permanent works for mobilization, are in the same way forbidden.


“Article 44: In case Germany violates in any manner whatever the provisions of Articles 42 and 43, she shall be regarded as committing a hostile act against the powers signatory of the present treaty and as calculated to disturb the peace of the world.”

I am not going to put in evidence, but I simply draw the Tribunal’s attention to a document of which they can take judicial notice, as it has been published by the German State, the memorandum of March 7, 1936, giving their account of the breach. The matters regarding the breach have been dealt with by my friend, Mr. Alderman, and I don’t propose to go over the ground again.

The next part of the treaty is in the British Document TC-6, dealing with Austria:

“Article 80: Germany acknowledges and will respect strictly the independence of Austria within the frontiers which may be fixed in a treaty between that state and the Principal Allied and Associated Powers; she agrees that this independence shall be inalienable, except with the consent of the Council of the League of Nations.”

Again in the same way, the proclamation of Hitler dealing with Austria, the background of which has been dealt with by my friend, Mr. Alderman, is attached as TC-47. I do not intend to read it because the Tribunal can again take judicial notice of the public proclamation.

Next is Document TC-8, dealing with Memel:

“Germany renounces, in favor of the Principal Allied and Associated Powers, all rights and title over the territories included between the Baltic, the northeastern frontier of East Prussia as defined in Article 28 of Part II, (Boundaries of Germany) of the present treaty, and the former frontier between Germany and Russia.


“Germany undertakes to accept the settlement made by the Principal Allied and Associated Powers in regard to these territories, particularly insofar as concerns the nationality of inhabitants.”

I don’t think that the Tribunal has had any reference to the formal document of incorporation of Memel, of which again the Tribunal can take judicial notice; and I put in, for convenience, a copy as GB-4. It is British Document TC-53A, and it appears in our book. It is very short, so perhaps the Tribunal will bear with me while I read it:

“The Transfer Commissioner for the Memel territory, Gauleiter und Oberpräsident Erich Koch, effected on 3 April during a conference at Memel, the final incorporation of the Memel territory into the National Socialist Party Gau of East Prussia and into the state administration of the East Prussian Regierungsbezirk of Gumbinnen . . . .”

Then, next we come to TC-9, which is the article relating to Danzig, Article 100, and I shall read only the first sentence, because the remainder consists of geographical boundaries;

“Germany renounces, in favor of the Principal Allied and Associated Powers, all rights and title over the territory comprised within the following limits . . . .”

—And then the limits are set out and are described in a German map attached to the treaty.

Lieutenant Colonel Griffith-Jones, who will deal with this part of the case, will formally prove the documents relating to the occupation of Danzig, and I shall not trouble the Tribunal with them now.

So if the Tribunal would go on to British Document TC-7—that is Article 81, dealing with the Czechoslovak State:

“Germany, in conformity with the action already taken by the Allied and Associated Powers, recognizes the complete independence of the Czechoslovak State, which will include the autonomous territory of the Ruthenians to the south of the Carpathians. Germany hereby recognizes the frontiers of this state as determined by the Principal Allied and Associated Powers and other interested states.”

Mr. Alderman has dealt with this matter only this morning, and he has already put in an exhibit giving in detail the conference between Hitler and President Hacha, and the Foreign Minister Chvalkowsky, at which the Defendants Göring and Keitel were present. Therefore, I am not going to put in to the Tribunal the British translation of the captured Foreign Office minutes, which occurs in TC-48; but I put in formally, as Mr. Alderman asked me to this morning, as GB-6, the Document TC-49, which is the agreement signed by Hitler and the Defendant Ribbentrop for Germany and Dr. Hacha and Dr. Chvalkowsky for Czechoslovakia. It is an agreement of which the Tribunal will take judicial notice. I am afraid I can’t quite remember whether Mr. Alderman read it this morning; it is Document TC-49. He certainly referred to it.

THE PRESIDENT: No, he did not read it.

SIR DAVID MAXWELL-FYFE: Then perhaps I might read it. Text of the:

“Agreement between the Führer and Reich Chancellor Adolf Hitler and the President of the Czechoslovak State Dr. Hacha . . . .


“The Führer and Reich Chancellor today received in Berlin, at their own request, the President of the Czechoslovak State, Dr. Hacha, and the Czechoslovak Foreign Minister, Dr. Chvalkowsky, in the presence of Herr von Ribbentrop, the Foreign Minister of the Reich. At this meeting the serious situation which had arisen within the previous territory of Czechoslovakia, owing to the events of recent weeks, was subjected to a completely open examination. The conviction was unanimously expressed on both sides that the object of all their efforts must be to assure quiet, order, and peace in this part of Central Europe. The President of the Czechoslovak State declared that, in order to serve this end and to reach a final pacification, he confidently placed the fate of the Czech people and of their country in the hands of the Führer of the German Reich. The Führer accepted this declaration and expressed his decision to assure to the Czech people, under the protection of the German Reich, the autonomous development of their national life, in accordance with their special characteristics. In witness whereof this document is signed in duplicate.”

The signatures I mentioned appear.

The Tribunal will understand that it is not my province to make any comment; that has been done by Mr. Alderman. And I am not putting forward any of the documents I read as having my support; they are merely put forward factually as part of the case.

The next document, which I put in as GB-7, is the British Document TC-50. That is Hitler’s proclamation to the German people, dated the 15th of March 1939. Again, I don’t think that Mr. Alderman read that document.

THE PRESIDENT: No, he did not read it.

SIR DAVID MAXWELL-FYFE: Then I shall read it:

“Proclamation of the Führer to the German people, 15 March 1939.


“To the German People:


“Only a few months ago Germany was compelled to protect her fellow countrymen, living in well-defined settlements, against the unbearable Czechoslovakian terror regime; and during the last weeks the same thing has happened on an ever-increasing scale. This is bound to create an intolerable state of affairs within an area inhabited by citizens of so many nationalities.


“These national groups, to counteract the renewed attacks against their freedom and life, have now broken away from the Prague Government. Czechoslovakia has ceased to exist.


“Since Sunday at many places wild excesses have broken out, amongst the victims of which are again many Germans. Hourly the number of oppressed and persecuted people crying for help is increasing. From areas thickly populated by German-speaking inhabitants, which last autumn Czechoslovakia was allowed by German generosity to retain, refugees robbed of their personal belongings are streaming into the Reich.


“Continuation of such a state of affairs would lead to the destruction of every vestige of order in an area in which Germany is vitally interested particularly as for over 1,000 years it formed a part of the German Reich.


“In order definitely to remove this menace to peace and to create the conditions for a necessary new order in this living space, I have today resolved to allow German troops to march into Bohemia and Moravia. They will disarm the terror gangs and the Czechoslovakian forces supporting them, and protect the lives of all who are menaced. Thus they will lay the foundations for introducing a fundamental re-ordering of affairs which will be in accordance with the 1,000-year-old history and will satisfy the practical needs of the German and Czech peoples.”—Signed—“Adolf Hitler, Berlin, 15 March 1939.”

Then there is a footnote, an order of the Führer to the German Armed Forces of the same date, in which the substance is that they are told to march in, to safeguard lives and property of all inhabitants, and not to conduct themselves as enemies, but as an instrument for carrying out the German Reich Government’s decision.

I put in, as GB-8, the decrees establishing the Protectorate, which is TC-51.

I think again, as these are public decrees, the Tribunal can take judicial knowledge of them. Their substance has been fully explained by Mr. Alderman. With the permission of the Tribunal, I won’t read them in full now.

Then again, as Mr. Alderman requested, I put in, as GB-9, British Document TC-52, the British protest. If I might just read that to the Tribunal—it is from Lord Halifax to Sir Neville Henderson, our Ambassador in Berlin:

“Foreign Office, March 17, 1939.


“Please inform the German Government that His Majesty’s Government desire to make it plain to them that they cannot but regard the events of the past few days as a complete repudiation of the Munich Agreement and a denial of the spirit in which the negotiators of that Agreement bound themselves to co-operate for a peaceful settlement.


“His Majesty’s Government must also take this occasion to protest against the changes effected in Czechoslovakia by German military action, which are in their view, devoid of any basis of legality.”

And again at Mr. Alderman’s request, I put in as GB-10 the Document TC-53, which is the French protest of the same date, and if I might read the third paragraph:

“The French Ambassador has the honor to inform the Minister for Foreign Affairs of the Reich, of the formal protest made by the Government of the French Republic against the measures which the communication of Count de Welczeck records.


“The Government of the Republic consider, in fact, that in face of the action directed by the German Government against Czechoslovakia, they are confronted with a flagrant violation of the letter and the spirit of the agreement signed at Munich on September 29, 1938.


“The circumstances in which the agreement of March 15 has been imposed on the leaders of the Czechoslovak Republic do not, in the eyes of the Government of the Republic, legalize the situation registered in that agreement.


“The French Ambassador has the honor to inform His Excellency, the Minister for Foreign Affairs of the Reich, that the Government of the Republic cannot recognize under these conditions the legality of the new situation created in Czechoslovakia by the action of the German Reich.”

I now come to Part 5 of the Versailles Treaty, and the relevant matters are contained in the British Document TC-10. As considerable discussion is centered around them, I read the introductory words:

“Part V, Military, Naval, and Air Clauses: In order to render possible the initiation of a general limitation of the armaments of all nations, Germany undertakes strictly to observe the military, naval, and air clauses which follow.


“Section 1. Military Clauses. Chapter I. Effectives and Cadres of the German Army.


“Article 159. The German military forces shall be demobilized and reduced as prescribed hereinafter.


“Article 160. (1) By a date which must not be later than March 31, 1920, the German Army must not comprise more than seven divisions of infantry and three divisions of cavalry.


“After that date, the total number of effectives in the Army of the states constituting Germany must not exceed 100,000 men, including officers and establishments of depots. The Army shall be devoted exclusively to the maintenance of order within the territory and to the control of the frontiers.


“The total effective strength of officers, including the personnel of staffs, whatever their composition, must not exceed 4,000.


“(2) Divisions and Army Corps headquarters staffs, shall be organized in accordance with Table Number 1 annexed to this Section. The number and strength of the units of infantry, artillery, engineers, technical services and troops laid down in the aforesaid table constitute maxima which must not be exceeded.”

Then there is a description of units that can have their own depots and the grouping of divisions under corps headquarters, and then the next two provisions are of some importance:

“The maintenance or formation of forces differently grouped or of other organizations for the command of troops or for preparation for war is forbidden.


“The great German General Staff and all similar organizations shall be dissolved and may not be reconstituted in any form.”

I don’t think I need trouble the Tribunal with Article 161, which deals with administrative services.

Article 163 provides the steps by which the reduction will take place, and then we come to Chapter 2, dealing with armament, and that provides that up till the time at which Germany is admitted as a member of the League of Nations, armaments shall not be greater than the amounts fixed in Table Number 11.

If the Tribunal will note the second part, Germany agrees that after she has become a member of the League of Nations, the armaments fixed in the said table shall remain in force until they are modified by the Council of the League. Furthermore, she hereby agrees strictly to observe the decisions of the Council of the League on this subject.

Then, 165 deals with guns and machine guns, and so forth, and 167 deals with notification of guns, and 168, the first part, says:

“The manufacture of arms, munitions, or any war material shall only be carried out in factories or works, the location of which shall be communicated to and approved by the governments of the Principal Allied and Associated Powers, and the number of which they retain the right to restrict.”

Article 169 deals with the surrender of material. Number 170 prohibits importation; 171 prohibits gas, and 172 provides for disclosure. Then 173, under the heading, “Recruiting and Military Training” deals with one matter, the breach of which is of great importance:

“Universal compulsory military service shall be abolished in Germany. The German Army may only be constituted and recruited by means of voluntary enlistment.”

Then the succeeding articles deal with the method of enlistment in order to prevent a quick rush through the army of men enlisted for a short time.

I think that all I need do is to draw the attention of the Tribunal to the completeness and detail with which all these points are covered in Articles 174 to 179.

Then, passing to TC-10, Article 180. That contains the prohibition of fortress works beyond a certain limit and in the Rhineland. The first sentence is:

“All fortified works, fortresses, and field works situated in German territory to the west of a line drawn 50 kilometers to the east of the Rhine shall be disarmed and dismantled.”

I shall not trouble the Tribunal with the tables which show the amounts.

Then we come to the naval clauses. If the Tribunal will be good enough to go on four pages, they will come to Article 181, and I will just read that to show the way in which the naval limitations are imposed and refer briefly to the others.

Article 181 says:

“After the expiration of a period of 2 months from the coming into force of the present treaty the German naval forces in commission must not exceed:


“Six battleships of the Deutschland or Lothringen type, six light cruisers, 12 destroyers, 12 torpedo boats, or an equal number of ships constructed to replace them as provided in Article 190.


“No submarines are to be included.


“All other warships, except where there is provision to the contrary in the present treaty, must be placed in reserve or devoted to commercial purposes.”

Then 182 simply deals with the mine sweeping necessary to clear up the mines, and 183 limits the personnel to 15,000, including officers and men of all grades and corps, and 184 deals with surface ships not in German ports, and the succeeding clauses deal with various details, and I pass at once to Article 191, which says:

“The construction or acquisition of any submarines, even for commercial purposes, shall be forbidden in Germany.”

Article 194 makes corresponding obligations of voluntary engagements for longer service, and 196 and 197 deal with naval fortifications and wireless stations.

Then, if the Tribunal please, would they pass to Article 198, the first of the air clauses. The essential and important sentence is the first:

“The Armed Forces of Germany must not include any military or naval air forces.”

I don’t think that I need trouble the Tribunal with the detailed provisions which occur in the next four clauses, which are all consequential.

Then, the next document, which for convenience is put next to that, is the British Document TC-44. For convenience I put in a copy as GB-11, but this again is merely ancillary to Mr. Alderman’s argument. It is the report of the formal statement made at the German Air Ministry about the restarting of the Air Corps, and I respectfully submit that the Tribunal can take judicial notice of that.

Similarly, without proving formally the long Document, TC-45, the Tribunal can again take judicial notice of the public proclamation, which is a well-known public document in Germany, the proclamation of compulsory military service. Mr. Alderman has again dealt with this fully in his address.

I now come to the sixth treaty, which is the treaty between the United States and Germany restoring friendly relations, and I put in a copy as Exhibit GB-12. It is Document TC-11, and the Tribunal will find it as the second last document in the document book. The purpose of this treaty was to complete official cessation of hostilities between the United States of America and Germany, and I have already explained to the Tribunal that it incorporated certain parts of the Treaty of Versailles. The relevant portion for the consideration of the Tribunal is Part V, and I have just concluded going through the clauses of the Treaty of Versailles which are repeated verbatim in this treaty. I therefore, with the approval of the Tribunal, will not read them again, but at Page 11 of my copy, they will see the clauses are repeated in exactly the same way.

Then I pass to the seventh treaty, which is the Treaty of Mutual Guarantee between Germany, Belgium, France, Great Britain, and Italy, negotiated at Locarno, October 16, 1925. I ask the Tribunal to take judicial notice of that, and I put in as Exhibit GB-13, the British Document TC-12.

I was dealing with the Treaty of Locarno, and it might be convenient if I just reminded the Tribunal of the treaties that were negotiated at Locarno, because they do all go together and are to a certain extent mutually dependent.

At Locarno, Germany negotiated five treaties:

(A) The Treaty of Mutual Guarantee between Germany, Belgium, France, Great Britain, and Italy; (B) the Arbitration Convention between Germany and France; (C) the Arbitration Convention between Germany and Belgium; (D) the Arbitration Treaty between Germany and Poland; and (E) an Arbitration Treaty between Germany and Czechoslovakia.

Article 10 of the Treaty of Mutual Guarantee provided that it should come into force as soon as ratifications were deposited at Geneva, in the archives of the League of Nations, and as soon as Germany became a member of the League of Nations. The ratifications were deposited on the 14th September 1926 and Germany became a member of the League of Nations on the 10th of September 1926.

The two arbitration conventions and the two arbitration treaties which I mentioned provide that they shall enter into force under the same conditions as the Treaty of Mutual Guarantee. That is Article 21 of the Arbitration Conventions and Article 22 of the Arbitration Treaties.

The most important of the five agreements is the Treaty of Mutual Guarantee. One of its purposes was to establish in perpetuity the borders between Germany and Belgium, and Germany and France. It contains no provision for denunciation or withdrawal therefrom and provides that it shall remain in force until the Council of the League of Nations decides that the League of Nations ensures sufficient protection to the parties to the treaty—an event which never happened—in which case the Treaty of Mutual Guarantee shall expire 1 year later.

The general scheme of the Treaty of Mutual Guarantee is that Article 1 provides that the parties guarantee three things:

The border between Germany and France, the border between Germany and Belgium, and the demilitarization of the Rhineland.

Article 2 provides that Germany and France, and Germany and Belgium, agree that they will not attack or invade each other with certain inapplicable exceptions, and Article 3 provides that Germany and France, and Germany and Belgium, agree to settle all disputes between them by peaceful means.

The Tribunal will remember, because this point was made by my friend, Mr. Alderman, that the first important violation of the Treaty of Mutual Guarantee appears to have been the entry of German troops into the Rhineland on 7 March 1936. The day after, France and Belgium asked the League of Nations Council to consider the question of the German re-occupation of the Rhineland and the purported repudiation of the treaty, and on the 12th of March, after a protest from the British Secretary for Foreign Affairs, Belgium, France, Great Britain, and Italy recognized unanimously that the re-occupation was a violation of this treaty, and on the 14th of March, the League Council duly and properly decided that it was not permissible and that the Rhineland clauses of the pact were not voidable by Germany because of the alleged violation by France in the Franco-Soviet Mutual Assistance Pact.

That is the background to the treaty with the international organizations that were then in force, and if I might suggest them to the Tribunal without adding to the summary which I have given, the relevant articles are 1, 2, and 3, which I have mentioned, and 4, which provides for the bringing of violations before the Council of the League, as was done, and 5 I ask the Tribunal to note, because it deals with the clauses of the Versailles Treaty which I have already mentioned. It says:

“The provisions of Article 3 of the present treaty are placed under the guarantee of the High Contracting Parties as provided by the following stipulations:


“If one of the powers referred to in Article 3 refuses to submit a dispute to peaceful settlement or to comply with an arbitral or judicial decision and commits a violation of Article 2 of the present treaty or a breach of Articles 42 or 43 of the Treaty of Versailles, the provisions of Article 4 of the present treaty shall apply.”

That is the procedure of going to the League or in the case of a flagrant breach, of taking more stringent action.

I remind the Tribunal of this provision because of the quotations from Hitler which I mentioned earlier, when he said that the German Government will scrupulously maintain every treaty voluntarily signed, even though they were concluded before their accession to power and office. Whatever may be said of the Treaty of Versailles, whatever may be argued and has been argued, no one has ever argued for a moment, to the best of my knowledge, that Herr Stresemann was in any way acting involuntarily when he signed, along with the other representatives, the Locarno pact on behalf of Germany. It was signed not only by Herr Stresemann, but by Herr Hans Luther, so that there you have a treaty freely entered into, which repeats the Rhineland provisions of Versailles and binds Germany in that regard. I simply call the attention of the Tribunal to Article 8, which deals with the remaining in force of the treaty. I might perhaps read it because as I told the Tribunal all the other treaties have the same lasting qualities, the same provisions as to the time they will last, as the Treaty of Mutual Guarantee. It says:

“Article 8. The present treaty shall be registered at the League of Nations in accordance with the Covenant of the League. It shall remain in force until the Council, acting on a request by one or other of the High Contracting Parties notified to the other signatory powers 3 months in advance, and voting at least by a two-thirds majority, decides that the League of Nations ensures sufficient protection to the High Contracting Parties; the treaty shall cease to have effect on the expiration of a period of 1 year from such decision.”

That is, that in signing this treaty, the German representatives clearly placed the question of repudiation or avoidance of the treaty in hands other than their own. They were at the time, of course, a member of the League, and a member of the Council of the League, but they left the repudiation and avoidance to the decision of the League.

Then the next treaty on my list is the Arbitration Treaty between Germany and Czechoslovakia, which was one of the Locarno group and to which I have already referred, but for convenience I have put in Exhibit GB-14, which is British Document TC-14. As a breach of this treaty, as charged in Charge 8, of Appendix C, I mentioned the background of the treaty, and I shall not go into it again but I think the only clauses that the Tribunal need look at, are Article 1, which is the governing clause, and says as follows (Document TC-14):

“All disputes of every kind between Germany and Czechoslovakia with regard to which the parties are in conflict as to their respective rights, and which it may not be possible to settle amicably by the normal methods of diplomacy, shall be submitted for decision either to an arbitral tribunal, or to the Permanent Court of International Justice as laid down hereafter. It is agreed that the disputes referred to above include, in particular, those mentioned in Article 13 of the Covenant of the League of Nations.


“This provision does not apply to disputes arising out of events prior to the present treaty and belonging to the past.


“Disputes for the settlement of which a special procedure is laid down in other conventions in force between the High Contracting Parties, shall be settled in conformity with the provisions of these conventions.”

Articles 2 to 21 of the machinery. In Article 22 the second sentence says it—that’s the present treaty—shall enter into and remain in force under the same conditions as the said treaty, which is the Treaty of Mutual Guarantee.

Now that, I think, is all I need mention about that treaty. I think I am right that my friend, Mr. Alderman, referred to it. It is certainly the treaty to which President Beneš unsuccessfully appealed during the crisis in the autumn of 1938. Now the ninth treaty which I should deal with is not in this document book, and I merely am putting it in formally, because my friend, Mr. Roberts, will deal with it and read the appropriate parts—if the Tribunal will be good enough to note it because it is mentioned in Charge 9 of Appendix C. It is the Arbitration Convention between Germany and Belgium also done at Locarno, of which I hand in a copy for convenience as GB-15. In fact, I can tell the Tribunal all these arbitration conventions are in the same form, and I am not going to deal with it because it is essentially part of the case concerned with Belgium, the Low Countries, and Luxembourg, which my friend, Mr. Roberts, will present. Therefore, I only ask the Tribunal to accept the formal document for the moment. And the same applies to the tenth treaty, which is mentioned in Charge 10 of Appendix C. That is the Arbitration Treaty between Germany and Poland, of which I ask the Tribunal to take notice, and I hand in as GB-16. That again will be dealt with by my friend, Colonel Griffith-Jones, when he is dealing with the Polish case.

I therefore can take the Tribunal straight to a matter which is not a treaty, but is a solemn declaration, and that is TC-18, which I now put in as Exhibit GB-17, and ask the Tribunal to take judicial notice of, as a Declaration of the Assembly of the League of Nations. The importance is the date which was the 24th of September 1927. The Tribunal may remember that I asked them to take judicial notice of the fact that Germany had become a member of the League of Nations on 10 September 1926, a year before.

The importance of this Declaration is not only its effect in international law, to which my learned friend, the Attorney General, referred, but the fact that it was unanimously adopted by the Assembly of the League, of which Germany was a free, and let me say at once, an active member at the time. I think that all I need read of TC-18 is, if the Tribunal would be good enough to look at it, the speech which begins “M. Sokal of Poland (Rapporteur),” and then the translation after the Rapporteur had dealt with the formalities, that this had gone to the third committee and been unanimously adopted, and he had been asked to act as Rapporteur, he says—the second paragraph:

“The committee was of opinion that, at the present juncture, a solemn resolution passed by the Assembly, declaring that wars of aggression must never be employed as a means of settling disputes between states, and that such wars constitute an international crime, would have a salutary effect on public opinion, and would help to create an atmosphere favorable to the League’s future work in the matter of security and disarmament.


“While recognizing that the draft resolution does not constitute a regular legal instrument, which would be adequate in itself and represent a concrete contribution towards security, the Third Committee unanimously agreed as to its great moral and educative value.”

Then he asked the Assembly to adopt the draft resolution, and I will read simply the terms of the resolution, which shows what so many nations, including Germany, put forward at that time:

“The Assembly, recognizing the solidarity which unites the community of nations, being inspired by a firm desire for the maintenance of general peace, being convinced that a war of aggression can never serve as a means of settling international disputes, and is in consequence an international crime; considering that a solemn renunciation of all wars of aggression would tend to create an atmosphere of general confidence calculated to facilitate the progress of the work undertaken . . . with a view to disarmament:


“Declares: 1. That all wars of aggression are and shall always be prohibited: 2. That every pacific means must be employed to settle disputes of every description, which may arise between states.


“The Assembly declares that the states, members of the League, are under an obligation to conform to these principles.”

After a solemn vote taken in the form of roll call the President announced—which you will see at the end of the extract:

“All the delegations having pronounced in favor of the declaration submitted by the Third Committee, I declare it unanimously adopted.”

The last general treaty which I have to place before the Tribunal is the Kellogg-Briand Pact. The Pact of Paris of 1928, which my learned friend, the Attorney General, in opening this part of the case read in extenso and commented on fully, I hand in as Exhibit GB-18—the British Document TC-19, which is a copy of that pact. I did not intend, unless the Tribunal desired otherwise, that I should read it again, as the Attorney General yesterday read it in full, but of course I am at the service of the Tribunal and therefore I leave that document before the Tribunal in that way.

Now all that remains for me to do is to place before the Tribunal certain documents which Mr. Alderman mentioned in the course of his address, and left to me. I am afraid that I haven’t placed them in a special order, because they don’t really relate to the treaties I have dealt with, but to Mr. Alderman’s argument. The first of these I hand in as Exhibit GB-19. It is British Document TC-26, and comes just after that resolution of the League of Nations to which the Tribunal had just been giving attention—TC-26. It is the assurance contained in Hitler’s speech on 21 May 1935, and it is very short, and unless the Tribunal has it in mind from Mr. Alderman’s speech, I will read it again; I am not sure of his reading it:

“Germany neither intends nor wishes to interfere in the domestic affairs of Austria, to annex Austria, or to attach that country to her. The German people and the German Government have, however, the very comprehensible desire, arising out of the simple feeling of solidarity due to a common national descent, that the right to self-determination should be guaranteed not only to foreign nations, but to the German people everywhere. I myself believe that no regime which is not anchored in the people, supported by the people, and desired by the people, can exist permanently.”

The next document which is TC-22, and which is on the next page, I now hand in as Exhibit GB-20. It is the copy of the official proclamation of the agreement between the German Government and the Government of the Federal State of Austria on 11 July 1936, and I am almost certain that Mr. Alderman did read this document, but I refer the Tribunal to Paragraph 1 of the agreement to remind them of the essential content:

“The German Government recognizes the full sovereignty of the Federal State of Austria in the sense of the pronouncements of the German Leader and Chancellor of the 21st of May 1935.”

I now have three documents which Mr. Alderman asked me to hand in with regard to Czechoslovakia. The first is TC-27, which the Tribunal will find two documents further on from the one of Austria, to which I have just been referring. That is the German assurance to Czechoslovakia, and what I am handing in as GB-21 is the letter from M. Masaryk, Jan Masaryk’s son, to Lord Halifax, dated the 12th of March 1938. Again I think that if Mr. Alderman did not read this, he certainly quoted the statement made by the Defendant Göring, which appears in the third paragraph. In the first statement the Field Marshal used the expression, “ich gebe Ihnen mein Ehrenwort,” which I understand means, “I give you my word of honor,” and if you will look down three paragraphs, after the Defendant Göring had asked that there would not be a mobilization of the Czechoslovak Army, the communication continues:

“M. Mastny was in a position to give him definite and binding assurances on this subject, and today spoke with Baron Von Neurath—that is the Defendant Von Neurath—who, among other things assured him on behalf of Herr Hitler that Germany still considers herself bound by the German-Czechoslovak Arbitration Convention concluded at Locarno in October 1925.”

So there I remind the Tribunal that in 1925 Herr Stresemann was speaking on behalf of Germany in an agreement voluntarily concluded. Had there been the slightest doubt of that, here is the Defendant Von Neurath giving the assurance on behalf of Hitler that Germany still considers herself bound by the German-Czechoslovak Arbitration Convention on 12 March 1938, 6 months before Dr. Beneš made a hopeless appeal to it, before the crisis in the autumn of 1938. Of course the difficult position of the Czechoslovak Government is set out in the last paragraph, but M. Masaryk says—and the Tribunal may think with great force—in his last sentence:

“They cannot however fail to view with great apprehension the sequel of events in Austria between the date of the bilateral agreement between Germany and Austria, 11 July 1936, and yesterday, 11 March 1938.”

I refrain from comment, but I venture to say that is one of the most pregnant sentences relating to this period.

Now the next document which is on the next page is the British Document TC-28, which I hand in as Exhibit GB-22. And that is an assurance of the 26th of September 1938, which Hitler gave to Czechoslovakia, and again—the Tribunal will check my memory—I don’t think that Mr. Alderman read this but . . .

THE PRESIDENT: No, I don’t think so.

SIR DAVID MAXWELL-FYFE: Then I think if he did not, the Tribunal ought to have it before them, because it gives very important point as to the alleged governing principle of getting Germans back to the Reich, which the Nazi conspirators purported to ask for a considerable time, while it suited them. It says:

“I have little to explain. I am grateful to Mr. Chamberlain for all his efforts, and I have assured him that the German people want nothing but peace; but I have also told him that I cannot go back beyond the limits of our patience.”

The Tribunal will remember this is between the Godesberg visit and the Munich Pact:

“I assured him, moreover, and I repeat it here, that when this problem is solved there will be no more territorial problems for Germany in Europe. And I further assured him that from the moment when Czechoslovakia solves its other problems, that is to say, when the Czechs have come to an agreement with their other minorities peacefully, and without oppression, I will no longer be interested in the Czech State, and that, as far as I am concerned, I will guarantee it. We don’t want any Czechs. But I must also declare before the German people that in the Sudeten-German problem my patience is now at an end. I made an offer to Herr Beneš which was no more than the realization of what he had already promised. He has now peace or war in his hands. Either he will accept this offer and at length give the Germans their freedom, or we shall get this freedom for ourselves.”

Less than 6 months before the 15th of March Hitler was saying in the most violent terms that “he didn’t want any Czechs.” The Tribunal has heard the sequel from my friend, Mr. Alderman, this morning. The last document which I have been asked to put in, and which I now ask the Tribunal to take notice of, and hand in, is Exhibit GB-23, which is the British Document TC-23 and a copy of the Munich Agreement of September 29, 1938. That was signed by Hitler, the late Mr. Neville Chamberlain, M. Daladier, and Mussolini, and it is largely a procedural agreement by which the entry of German troops into the Sudeten-Deutsche territory is regulated. That is shown by the preliminary clause:

“Germany, the United Kingdom, France, and Italy, taking into consideration the agreement which has been already reached in principle, for the cession to Germany of the Sudeten-German territory, have agreed on the following terms and conditions governing the said cession and the measures consequent thereon, and by this agreement they each hold themselves responsible for the steps necessary to secure fulfillment.”

Then I don’t think, unless the Tribunal want me, I need go through the steps. In Article 4, it said that “The occupation by stages of the predominantly German territory by German troops will begin on 1 October.” The four territories are marked on a map. And by Article 6, “The final determination of the frontiers will be carried out by the international commission.” And it provides also for rights of option and release from the forces—the Czech forces of Sudeten Germans.

That is what Hitler was asking for in the somewhat rhetorical passage which I have just read out, and it will be observed that there is an annex to the agreement which is most significant.

“Annex to the Agreement:


“His Majesty’s Government in the United Kingdom and the French Government have entered into the above agreement on the basis that they stand by the offer contained in Paragraph 6 of the Anglo-French Proposals of the 19th September, relating to an international guarantee of the new boundaries of the Czechoslovak State against unprovoked aggression.


“When the question of the Polish and Hungarian minorities in Czechoslovakia has been settled, Germany and Italy, for their part, will give a guarantee to Czechoslovakia.”

The Polish and Hungarian minorities, not the question of Slovakia which the Tribunal heard this morning. That is why Mr. Alderman submitted—and I respectfully joined him in his submission—that the action of the 15th of March was a flagrant violation of the letter and spirit of that agreement.

That, My Lord, is the part of the case which I desired to present.

THE PRESIDENT: We will adjourn now for 10 minutes.

SIR DAVID MAXWELL-FYFE: If your Lordship pleases. Thank you.

[A recess was taken.]

LIEUTENANT COLONEL J. M. G. GRIFFITH-JONES (Junior Counsel for the United Kingdom): May it please the Tribunal, Count Two of the Indictment charges these defendants with participating in the planning, the preparation, the initiation, and waging of various wars of aggression, and it charges that those wars are also in breach of international treaty. It is our purpose now to present to the Tribunal the evidence in respect of those aggressive wars against Poland and against the United Kingdom and France.

Under Paragraph (B) of the particulars to Count Two, reference is made to Count One in the Indictment for the allegations charging that those wars were wars of aggression, and Count One also sets out the particulars of the preparations and planning for those wars, and in particular those allegations will be found in Paragraph (F) 4. But, My Lord, with the Tribunal’s approval I would propose first to deal with the allegations of breach of treaties which are mentioned in Paragraph (C) of the particulars, and of which the details are set out in Appendix C. My Lord, those sections of Appendix C which relate to the war against Poland are Section 2, which charges a violation of the Hague Convention in respect of the pacific settlement of international disputes, on which Sir David has already addressed the Court, and I do not propose, with the Court’s approval, to say more than that.

Section 3 of Appendix C and Section 4 charge breaches of the other Hague Conventions of 1907. Section 5, Sub-section 4, charges a breach of the Versailles Treaty in respect of the Free City of Danzig, and Section 13, a breach of the Kellogg-Briand Pact.

All those have already been dealt with by Sir David Maxwell-Fyfe, and it remains, therefore, only for me to deal with two other sections of Appendix C: Section 10, which charges a breach of the Arbitration Treaty between Germany and Poland, signed at Locarno on the 16th of October 1925; and Section 15 of Appendix C which charges a violation of the Declaration of Non-Aggression which was entered into between Germany and Poland on the 26th of January 1934.

If the Tribunal would take Part I of the British Document Book Number 2, I will describe in a moment how the remaining parts are divided. The document book is divided into six parts. If the Tribunal will look at Part I for the moment—the document books which have been handed to the Counsel for the Defense are in exactly the same order, except that they are bound in one and not in six separate covers, in which the Tribunal’s documents are bound for convenience.

The German-Polish Arbitration Treaty, the subject matter of Section 10 of Appendix C, is Document TC-15 and appears the one but end document in the book. It has already been put in under the Number GB-16.

My Lord, I would quote the preamble and Articles 1 and 2 from that treaty:

“The President of the German Empire and the President of the Polish Republic:


“Equally resolved to maintain peace between Germany and Poland by assuring the peaceful settlement of differences which might arise between the two countries;


“Declaring that respect for the rights established by treaty or resulting from the law of nations is obligatory for international tribunals;


“Agreeing to recognize that the rights of a state cannot be modified save with its consent;


“And considering that sincere observance of the methods of peaceful settlement of international disputes permits of resolving, without recourse to force, questions which may become the cause of division between states;


“Have decided. . . .”

Then, go on to Article 1:

“All disputes of every kind between Germany and Poland with regard to which the parties are in conflict as to their respective rights, and which it may not be possible to settle amicably by the normal methods of diplomacy, shall be submitted for decision either to an arbitral tribunal or to the Permanent Court of International Justice, as laid down hereafter.”

I go straight to Article 2:

“Before any resort is made to arbitral procedure before the Permanent Court of International Justice, the dispute may, by agreement between the parties, be submitted, with a view to amicable settlement, to a permanent international commission, styled the Permanent Conciliation Commission, constituted in accordance with the present treaty.”

My Lord, thereafter the treaty goes on to lay down the procedure for arbitration and for conciliation.

THE PRESIDENT: It is in the same terms, is it not, as the arbitration treaty between Germany and Czechoslovakia, and Germany and Belgium?

LT. COL. GRIFFITH-JONES: Well—yes, it is, My Lord, both signed at Locarno.

THE PRESIDENT: Yes.

LT. COL. GRIFFITH-JONES: The words of the charge in Section 10, will be noted particularly in that Germany did, on or about the 1st of September 1939, unlawfully attack and invade Poland without first having attempted to settle its dispute with Poland by peaceful means.

The only other treaty to which I refer, the German-Polish Declaration of the 26th of January 1934, will be found as the last document in Part I of the Tribunal’s document book, which is the subject of Section 10 of Appendix C:

“The German Government and the Polish Government consider that the time has come to introduce a new era in the political relations between Germany and Poland by a direct understanding between the states. They have therefore decided to establish by the present declaration a basis for the future shaping of those relations.


“The two Governments assume that the maintenance and assurance of a permanent peace between their countries is an essential condition for general peace in Europe.”

THE PRESIDENT: Do you think it is necessary to read all this? We are taking judicial notice of it.

LT. COL. GRIFFITH-JONES: I am very much obliged; I am only too anxious to shorten this, if I can.

In view of what is later alleged by the Nazi Government, I would particularly draw attention to the last paragraph in that declaration.

“The declaration shall remain in effect for a period of 10 years counting from the day of exchange of instruments of ratification. In case it is not denounced by one of the two governments 6 months before the expiration of that period of time, it shall continue in effect but can then be denounced by either Government at any time 6 months in advance.”

My Lord, I pass then from the breach of treaties to present to the Court the evidence upon the planning and preparation of these wars and in support of the allegations that they were wars of aggression. For convenience, as I say, the documents have been divided into separate parts and if the Tribunal would look at the index, the total index to their document, which is a separate book, on the front page it will be seen how these documents have been divided. Part I is the “Treaties”; Part II is entitled “Evidence of German Intentions prior to March 1939.” It might perhaps be more accurately described as “pre-March 1939 evidence,” and it will be with that part that I would now deal.

My Lord, it has been put to the Tribunal that the actions against Austria and Czechoslovakia were in themselves part of the preparation for further aggression, and I now—dealing with the early history of this matter—wish to draw the Court’s particular attention only to those parts of the evidence which show that even at that time, before the Germans had seized the whole of Czechoslovakia, they were perfectly prepared to fight England, Poland, and France, if necessary, to achieve those preliminary aims; that they appreciated the whole time that they might well have to do so. And, what is more, although not until after March 1939 did they commence upon their immediate and specific preparations for war against Poland, nevertheless, they had for a considerable time before had it in mind specifically to attack Poland once Czechoslovakia was completely theirs.

During this period also—and this happens throughout the whole story of the Nazi regime in Germany—during this period, as afterwards, while they are making their preparations and carrying out their plans, they are giving to the outside world assurance after assurance so as to lull them out of any suspicion of their real object.

The dates, I think—as the learned Attorney General said in addressing you yesterday—the dates in this case, almost more than the documents, speak for themselves. The documents in this book are arranged in the order in which I will refer to them, and the first that I would refer to is Document TC-70, which will go in as GB-25.

It is only interesting to see what Hitler said of the agreement with Poland when it was signed in January 1934:

“When I took over the Government on the 30th of January, the relations between the two countries seemed to me more than unsatisfactory. There was a danger that the existing differences, which were due to the territorial clauses of the Treaty of Versailles and the mutual tension resulting therefrom, would gradually crystallize into a state of hostility which, if persisted in, might only too easily acquire the character of a dangerous traditional enmity.”

I go down to the one but last paragraph.

“In the spirit of this treaty the German Government is willing and prepared also to cultivate economic-political relations with Poland in such a way that here, too, the state of unprofitable suspicion can be succeeded by a period of useful co-operation. It is a matter of particular satisfaction to us that in this same year the National Socialist Government of Danzig has been enabled to effect a similar clarification of its relations with its Polish neighbor.”

That was in 1934. Three years later, again on the 30th of January, speaking in the Reichstag, Hitler said—this is Document PS-2368, which will be GB-26. I will, if I may, avoid so far as possible repeating passages which the Attorney General quoted in his speech the other day. The first paragraph, in fact, he quoted to the Tribunal. It is a short paragraph but perhaps I might read it now, but I will—dealing with this evidence—so far as possible avoid repetition:

“By a series of agreements we have eliminated existing tension and thereby contributed considerably to an improvement in the European atmosphere. I merely recall an agreement with Poland which has worked out to the advantage of both sides . . . . True statesmanship will not overlook realities, but consider them. The Italian nation and the new Italian State are realities. The German nation and the German Reich are equally realities. And to my own fellow citizens I would say that the Polish nation and the Polish State have also become a reality.”

That was on the 30th of January 1937.

On the 24th of June 1937 we have a top-secret order, C-175, which has already been put in as USA-69. It is a top-secret order issued by the Reich Minister for War and Commander-in-Chief of the Armed Forces, signed “Von Blomberg.” It has at the top, “Written by an officer . . . . Outgoing documents in connection with this matter and dealing with it . . . are to be written by an officer.” So it is obviously highly secret. And with it is enclosed a directive for the unified preparation for war of the Armed Forces to come into force on the 1st of August 1937. The directive enclosed with it is divided into Part 1, “General Guiding Principles”; Part 2, “Likely Warlike Eventualities”; Part 3, “Special Preparations.”

The Tribunal will remember that the Attorney General quoted the opening passages:

“The general political position justifies the supposition that Germany need not consider an attack from any side.”

It goes on—the second paragraph:

“The intention to unleash a European war is held just as little by Germany. Nevertheless, the politically fluid world situation, which does not preclude surprising incidents, demands a continuous preparedness for war of the German Armed Forces to counter attacks at any time, and to enable the military exploitation of politically favorable opportunities, should they occur.”

It then goes on to set out the preparations which are to be made, and I would particularly draw the Tribunal’s attention to Paragraph 2b:

“The further working on mobilization without public announcement in order to put the Armed Forces in a position to begin a war suddenly and by surprise both as regards strength and time.”

On the next page, under Paragraph 4:

“Special preparations are to be made for the following eventualities: Armed intervention against Austria; warlike entanglements with Red Spain.”

And thirdly, and this shows so clearly how they appreciated at that time that their actions against Austria and Czechoslovakia might well involve them in war:

“England, Poland, and Lithuania take part in a war against us.”

If the Tribunal would turn over to Part 2 of that directive, Page 5 of that document:

“For the treatment of probable warlike eventualities (concentrations) the following suppositions, tasks, and orders are to be considered as basic:


“1. War on two fronts with focal point in the West.


“Suppositions. In the West, France is the opponent. Belgium may side with France, either at once or later, or not at all. It is also possible that France may violate Belgium’s neutrality if the latter is neutral. She will certainly violate that of Luxembourg.”

I pass to Part 3, which will be found on Page 9 of that Exhibit, and I particularly refer to the last paragraph on that page under the heading “Special Case—Extension Red-Green”. It will be remembered that Red was Spain and Green was Czechoslovakia.

“The military political starting point used as a basis for concentration plans Red and Green can be aggravated if either England, Poland, or Lithuania . . . join the side of our opponents. Thereupon our military position would deteriorate to an unbearable, even hopeless extent. The political leadership will therefore do everything to keep these countries neutral, above all England and Poland.”

Thereafter, it sets out the conditions which are to be the basis for the discussion. Before I leave that document, the date will be noted: June 1937; and it shows clearly that at that date anyway, the Nazi Government appreciated the likelihood, if not the probability, of fighting England, and Poland, and France, and were perfectly prepared to do so, if they had to. On the 5th of November 1937—the Tribunal will remember—Hitler held his conference in the Reich Chancellery, the minutes of which have been referred to as the Hossbach notes. I refer to only one or two lines of that document to draw the attention of the Tribunal to what Hitler said in respect to England, Poland, and France. On Page 1 of that Exhibit, the middle of the page:

“The Führer then stated: ‘The aim of German policy is the security and preservation of the nation and its propagation. This is consequently a problem of space.’ ”

He then went on, you will remember, to discuss what he described “participation in world economy,” and at the bottom of Page 2 he said:

“The only way out, and one which may appear imaginary, is the securing of greater living space, an endeavor which at all times has been the cause of the formation of states and movements of nations.”

And at the end of that first paragraph on Page 3:

“The history of all times, Roman Empire, British Empire, has proved that every space expansion can be effected only by breaking resistance and taking risks. Even setbacks are unavoidable. Neither formerly, nor today, has space been found without an owner. The attacker always comes up against the proprietor.”

My Lord, it is clear that that reference was not only . . .

THE PRESIDENT: [Interposing.] It has been read already.

LT. COL. GRIFFITH-JONES: My object was only to try to collect, so far as England and Poland were concerned, the evidence that had been given. I would welcome in actual fact if the Tribunal thought that it was unnecessary, I would welcome the opportunity to . . .

THE PRESIDENT: The Tribunal would wish you not to read anything that has been read already.

LT. COL. GRIFFITH-JONES: I would pass then to the next document in that part of your document book. I put that document in. It was referred to by the Attorney General in his address yesterday, and it shows that on the same date the Hossbach meeting was taking place, a communiqué was being issued as a result of the Polish Ambassador’s audience with Hitler, in which it was said in the course of the conversation that it was confirmed that Polish-German relations should not meet with difficulties because of the Danzig question. That Document is TC-73. I put it in as GB-27. On the 2d of January . . .

THE PRESIDENT: That hasn’t been read before, has it?

LT. COL. GRIFFITH-JONES: It was read by the Attorney General in his opening.

THE PRESIDENT: In his opening? Very well.

LT. COL. GRIFFITH-JONES: On the 2d of January 1938 some unknown person wrote a memorandum for the Führer. This document was one of the German Foreign Office documents of which a microfilm was captured by Allied troops when they came into Germany. It is headed, “Very confidential—personal only,” and is called, “Deductions on the Report, German Embassy, London, regarding the Future Form of Anglo-German Relations”:

“With the realization that Germany will not tie herself to a status quo in Central Europe, and that sooner or later a military conflict in Europe is possible, the hope of an agreement will slowly disappear among Germanophile British politicians, insofar as they are not merely playing a part that has been given to them. Thus the fateful question arises: Will Germany and England eventually be forced to drift into separate camps and will they march once more against each other one day? To answer this question, one must realize the following:


“A change of the status quo in the East in the German sense can only be carried out by force. As long as France knows that England, which so to speak, has taken on a guarantee to aid France against Germany, is on her side, France’s fighting for her eastern allies is probable, in any case, always possible, and thus with it war between Germany and England. This applies then even if England does not want war. England, believing she must defend her borders on the Rhine, would be dragged in automatically by France. In other words, peace or war between England and Germany rests solely in the hands of France, who could bring about such a war between Germany and England by way of a conflict between Germany and France. It follows, therefore, that war between Germany and England on account of France can be prevented only if France knows from the start that England’s forces would not be sufficient to guarantee their common victory. Such a situation might force England, and thereby France, to accept a lot of things that a strong Anglo-French coalition would never tolerate.


“This position would arise for instance if England, through insufficient armament or as a result of threats to her empire by a superior coalition of powers, for example, Germany, Italy, Japan, thereby tying down her military forces in other places, would not be able to assure France of sufficient support in Europe.”

The next page goes on to discuss the possibilities of a strong partnership between Italy and Japan, and I would pass from my quotation to the next page where the writer is summarizing his ideas.

Paragraph 5:

“Therefore, conclusions to be drawn by us.


“1. Outwardly, further understanding with England in regard to the protection of the interests of our friends.


“2. Formation under great secrecy, but with whole-hearted tenacity of a coalition against England, that is to say, a tightening of our friendship with Italy and Japan, also the winning over of all nations whose interests conform with ours directly or indirectly.


“Close and confidential co-operation of the diplomats of the three great powers towards this purpose. Only in this way can we confront England, be it in a settlement or in war. England is going to be a hard and astute opponent in this game of diplomacy.


“The particular question whether, in the event of a war by Germany in Central Europe . . .”—I am afraid the translation of this is not very good—“The particular question whether, in the event of a war by Germany in Central Europe, France, and thereby England, would interfere, depends on the circumstances and the time at which such a war commences and ceases, and on military considerations which cannot be gone into here.”

And whoever it was that wrote that document appears to be on a fairly high level, because he concludes by saying:

“I should like to give the Führer some of these points of view verbally:”

That document is GB-28.

Well, I am afraid that the next two documents have gotten into your books in the wrong order. If you would refer to 2357-PS which is the one following our L-43—it will be remembered that document to the Führer which I have just read was dated the 2d of January 1938.

On the 20th of January 1938 Hitler spoke in the Reichstag.

THE PRESIDENT: February, the document said.

LT. COL. GRIFFITH-JONES: I beg your pardon—February 1938. That is 2357-PS, and will be GB-30. In that speech he said:

“In the fifth year following the first great foreign political agreement with the Reich, it fills us with sincere gratification to be able to state that in our relations with the state, with which we had had perhaps the greatest differences, not only has there been a détente, but in the course of these years there has been a constant improvement in relations. This good work, which was regarded with suspicion by so many at the time, has stood the test, and I may say that since the League of Nations finally gave up its continual attempts to unsettle Danzig and appointed a man of great personal attainments as the new commissioner, the most dangerous spot from this point of view of European peace has entirely lost its menacing character. The Polish State respects the national conditions in this state, and both the City of Danzig and Germany respect Polish rights. And so the way to friendly understanding has been successfully paved, an understanding which beginning with Danzig has today, in spite of the attempts of certain mischief makers, succeeded in finally taking the poison out of the relations between Germany and Poland and transforming them into a sincere, friendly co-operation.


“To rely on her friendships, Germany will not leave a stone unturned to save that ideal which provides the foundation for the task which is ahead of us—peace.”

I turn back to the next—to the document which was in your document books, the one before that, L-43, which will be GB-29. This is a document to which the Attorney General referred yesterday. It is dated the 2d of May 1938, and is entitled “Organizational Study of 1930.” It comes from the office of the Chief of the Organizational Staff of the General Staff of the Air Force, and its purpose is said to be:

“The task is to search, within a framework of very broadly conceived conditions, for the most suitable type of organization of the Air Force. The result gained is termed ‘Distant Objective.’ From this shall be deduced the goal to be reached in the second phase of the setting-up process in 1942. This will be called ‘Final Objective 1942.’ This in turn yields what is considered the most suitable proposal for the reorganization of the staffs of the Air Force group commands, air Gaue, air divisions, et cetera.”

The table of contents, the Tribunal will see, is divided into various sections, and Section I is entitled “Assumptions.” If the Tribunal will turn over to the next page one finds the assumption under the heading “Assumptions I, frontier of Germany, see map, Enclosure 1.”

The Tribunal sees a reproduction of that map on the wall and it will be seen that on the 2d of May 1938, the Air Force were envisaging Estonia, Latvia, Lithuania, Poland, Czechoslovakia, Austria, and Hungary, all coming within the bounds of the Reich. The original map is here attached to this file and if the Tribunal will look at the original exhibit, it will be seen that this organizational study has been prepared with the greatest care and thoroughness, with a mass of charts attached as appendices.

I would refer also to the bottom of the second page, to the Tribunal’s copy of the translation:

“Consideration of the principles of organization on the basis of the assumptions for war and peace made in Section I:


1) Attack forces: Principal adversaries: England, France, Russia.”

And it then goes on to say if all the 144 Geschwader are employed against England, they must be concentrated in the western half of the Reich; that is to say, they must be deployed in such a way that by making full use of their range they can reach all English territory down to the last corner.

THE PRESIDENT: It is perhaps involved in the map. I think perhaps you should refer to the organization of the Air Force, with group commands at Warsaw and Königsberg.

LT. COL. GRIFFITH-JONES: I am much obliged. Under the paragraph “Assumptions,” Sub-heading 2, “Organization of the Air Force in Peacetime,” seven group commands:

1-Berlin, 2-Brunswick, 3-Munich, 4-Vienna, 5-Budapest, 6-Warsaw, and 7-Königsberg.

THE PRESIDENT: Yes.

LT. COL. GRIFFITH-JONES: I am very much obliged. And lastly, in connection with that document, on Page 4 of the Tribunal’s translation, the last paragraph:

“The more the Reich grows in area, and the more the Air Force grows in strength, the more imperative it becomes, to have locally bound commands . . . .”

I emphasize only the opening, “The more the Reich grows in area, and the more the Air Force grows in strength . . .” Now I would say one word on that document. The original, I understand, is signed by an officer who is not at the top rank in the Air Force and I, therefore, don’t want to overemphasize the inferences that can be drawn from it, but it is submitted that it at least shows the lines upon which the General Staff of the Air Force were thinking at that date.

The Tribunal will remember that in February 1938 the Defendant Ribbentrop succeeded Von Neurath as Foreign Minister. We have another document from that captured microfilm, which is dated the 26th of August 1938, when Ribbentrop had become Foreign Minister, and it is addressed to him as “the Reich Minister via the State Secretary.” It is a comparatively short document and one that I will read in whole:

“The most pressing problem of German policy, the Czech problem, might easily, but must not, lead to a conflict with the Entente.”—TC-76 becomes GB-31—“Neither France nor England is looking for trouble regarding Czechoslovakia. Both would perhaps leave Czechoslovakia to herself, if she should, without direct foreign interference and through internal signs of disintegration due to her own faults, suffer the fate she deserves. This process, however, would have to take place step by step, and would have to lead to a loss of power in the remaining territory, by means of a plebiscite and an annexation of territory.


“The Czech problem is not yet politically acute enough for any immediate action, which the Entente would watch inactively, and not even if this action should come quickly and surprisingly. Germany cannot fix any definite time when this fruit could be plucked without too great a risk. She can only prepare the desired developments.”

I pass to the last paragraph on that page. I think I can leave out the intervening lines, Paragraph 5.

THE PRESIDENT: Should you not read the next paragraph, “For this purpose . . .”?

LT. COL. GRIFFITH-JONES: “For this purpose the slogan emanating from England at present of the right for autonomy of the Sudeten Germans, which we have intentionally not used up to now, is to be taken up gradually. The international conviction that the choice of nationality is being withheld from these Germans will do useful spadework, notwithstanding the fact that the chemical process of dissolution of the Czech form of states may or may not be finally speeded up by mechanical means as well. The fate of the actual body of Czechoslovakia, however, would not as yet be clearly decided by this, but would nevertheless be definitely sealed.


“This method of approach towards Czechoslovakia is to be recommended because of our relationship with Poland. It is unavoidable that the German departure from the problems of boundaries in the southeast and their transfer to the east and northeast must make the Poles sit up. The fact is”—I put in an “is” because I think it is obviously left out of the copy that I have in front of me.—


“The fact is that after the liquidation of the Czech question, it will be generally assumed that Poland will be the next in turn.


“But the later this assumption sinks in in international politics as a firm factor, the better. In this sense, however, it is important for the time being, to carry on the German policy, under the well-known and proved slogans of ‘the right to autonomy’ and ‘racial unity.’ Anything else might be interpreted as pure imperialism on our part, and provoke resistance by the Entente at an earlier date and more energetically than our forces could stand up to.”

That was on the 26th of August 1938, just as the Czech crisis was leading up to a Munich settlement. While at Munich, or rather a day or two before the Munich Agreement was signed, Herr Hitler made a speech. On the 26th of September he said—I think Sir David Maxwell-Fyfe has just read this document to the Tribunal. I’ll refer to only two lines of it:

“I assured him, moreover, and I repeat it here, that when this problem is solved, there will be no more territorial problems for Germany in Europe.”

And again, the last document in your book, which is another extract from that same speech, I will not read to the Tribunal unless the Tribunal desire, because the Attorney General did quote it in full in his address yesterday. These two documents are already in, TC-28 as GB-2, and TC-29, which is the second extraction of that same speech, as GB-32.

My Lord, I would refer the Tribunal to one more document under this part which has already been put in by my American colleagues. It is C-23, now USA-49, and which appears before TC-28 in your document book. The particular passage of that exhibit, to which I would refer, is a letter from Admiral Carls, which appears at the bottom of the second page. It is dated some time in September, with no precise date, and is entitled, “Opinion on the ‘Draft Study of Naval Warfare against England.’ There is full agreement with the main theme of the study.” Again, the Attorney General quoted the remainder of that letter yesterday, which the Tribunal will remember.

“If, according to the Führer’s decision, Germany is to acquire a position of security as a world power she needs not only sufficient colonial possessions but also secure naval communications and secure access to the ocean.”

That, then, was the position at the time of the Munich Agreement in September 1938.

The gains of Munich were not, of course, so great as the Nazi Government had hoped and had intended, and as a result, they were not prepared straight away to start any further aggressive action against Poland or elsewhere, but Your Lordships heard this morning, when Mr. Alderman dealt in his closing remarks with the advantages that were gained by the seizure of Czechoslovakia, what Jodl and Hitler said on subsequent occasions, that Czechoslovakia was only setting the stage for the attack on Poland. It is, of course, obvious now that they intended and indeed had taken the decision to proceed against Poland as soon as Czechoslovakia had been entirely occupied. We know now, from what Hitler said in talking to his military commanders at a later date. The Tribunal will remember the speech where he said that from the first, he never intended to abide by the Munich Agreement but that he had to have the whole of Czechoslovakia. As a result, although not ready to proceed in full force against Poland after September 1938, they did at once begin to approach the Poles on the question of Danzig. Until—as the Tribunal will see—until the whole of Czechoslovakia had been taken in March, no pressure was put on; but immediately after the Sudetenland had been occupied, preliminary steps were taken to stir up trouble with Poland, which would and was to lead eventually to their excuse, or so-called justification for their attack on that country.

If the Tribunal would turn to Part 3. . .

THE PRESIDENT: I think it is time to adjourn now until 10 o’clock tomorrow morning.

[The Tribunal adjourned until 6 December at 1000 hours.]


FOURTEENTH DAY
Thursday, 6 December 1945