Afternoon Session

MR. ALBRECHT: May it please the Tribunal, two important conferences which have already been adverted to by the Prosecution show clearly how the Defendant Göring inspired and directed the preparation of the German economy for aggressive war. On the 8th of July 1938 he addressed a number of the leading German aircraft manufacturers and laid the groundwork for a vast increase in aircraft production. He stated that war with Czechoslovakia was imminent and boasted that the German Air Force was already superior in quality and quantity to the English. He said that:

“. . . if Germany wins the war. Then she will be the greatest power in the world, dominating the world market, and Germany will be a rich nation. For this goal, risks must be taken. . . .”

That quotation, may it please the Court, is taken from Document R-140, Exhibit Number USA-160.

A few weeks after the Munich Agreement, on the 14th of October 1938, at another conference held in Göring’s office, he made the statement that Hitler had instructed him to organize a gigantic armament program which would make insignificant all previous achievements. He indicated that he had been ordered to build as rapidly as possible an air force five times as large, to increase the speed of army and navy rearmament, and to concentrate on offensive weapons, principally heavy artillery and heavy tanks; and at that meeting he proposed a specific program designed to accomplish those ends. That is a short summary of facts which appear from Exhibit Number USA-123 already in evidence, our Document 1301-PS.

In his dual role as Reich Air Minister and Commander-in-Chief of the German Air Force it was Göring’s function to develop the Luftwaffe to practical war strength. As early as the 10th of March 1935, in an interview with the correspondent of the London Daily Mail, the mask of hypocrisy was removed and Göring frankly announced to the world that he was in the process of building a true military air force.

Two months later, in a speech to 1,000 Air Force officers, Göring spoke in a still bolder vein. I offer in evidence from Exhibit Number USA-437, our Document 3441-PS—which is Göring’s Reden und Aufsätze—another excerpt that has not yet been read in evidence, from Page 242. Göring said:

“I repeat: I intend to create a Luftwaffe which, if the hour should strike, shall burst upon the foe like a chorus of revenge. The enemy must have the feeling of being lost already before having fought.”

In the same year, on the 16th of March 1935, he signed his name to the conscription law which provided for compulsory military service and constituted an act of defiance on the part of Nazi Germany in violation of the Versailles Treaty. The Tribunal will take judicial notice of that decree, which is our Document 1654-PS, from which I shall not read, with the permission of the Tribunal—the Law for the Organization of the Armed Forces; it is cited in 1935 Reichsgesetzblatt, Part I, Page 369.

As is demonstrated by the affidavit of Ambassador Messersmith already in evidence, Göring’s statements during this period left no doubt in the minds of Allied diplomats that Germany was engaged in full mobilization of air power for an impending war.

Göring was in fact the central figure in German preparation for military aggression. In German economic development, too, he held the key positions throughout the pre-war period. Although he held no official position in the field of foreign affairs, as the Number Two Nazi, history records that he was prominent in all major phases of Nazi aggression between 1937 and 1941.

In the Austrian affair Göring was the prompter and director of the diplomatic “tragicomedy” enacted before a shocked but silent world.

The Tribunal is familiar with Göring’s complicity in the aggression against Austria. However, some additional documents have just come to our notice which show that Göring not only participated actively, but may even have been in direct charge of the German plan to bring about the Austrian Anschluss. I will offer the first of these documents, our Document 3473-PS, as Exhibit Number USA-581. I shall not read from that exhibit, if Your Honors please, but I would like to call the attention of the Tribunal to the letter from Keppler, who was one of Göring’s agents, addressed to the Defendant Göring. It is dated the 6th of January 1938. From its context it would seem that a valid inference can be drawn that Göring was already active in the Austrian matter in 1937. Our prior evidence brought him into the picture much later. The Prosecution believes this document to be of great significance, as it shows that the Defendant Seyss-Inquart actually had Göring’s mandate to carry out the orders of the Nazi conspirators in Vienna. The document itself will be read and discussed in the presentation of the case showing the individual responsibility of the Defendant Seyss-Inquart; and I shall not take the time of the Tribunal at this time.

The second document I wish to introduce is Exhibit Number USA-582, our Document 3472-PS. This exhibit would seem to show that the conspirators attempted to create the impression that the Anschluss, when it took place, was achieved by “legal” means. The command apparently was given the members of the NSDAP in Austria to keep “hands off” in order to permit the deviltry to be worked out by the official Reich agencies, that is, through the Defendant Göring and, presumably, the Defendant Von Papen, by direct contact with the Austrian officials.

I read from that document:

“Yesterday information reached me to the effect that Landesleiter Leopold”—and may I interrupt for a moment to point out that the word “Landesleiter” is the title of the leader of the Nazi community in Austria—“also on his part has started negotiations with Chancellor Schuschnigg. Thereupon I have asked the Foreign Office to investigate the truth of this information and, in case it is true, to take care that such negotiations are not held because they would merely disturb the proceedings of the other negotiations.


“Just now I got word from the Foreign Office that they received a report from the embassy in Vienna confirming the facts. I therefore would like to know whether it would not be more appropriate to forbid Landesleiter Leopold and the other members of the country’s leadership to negotiate with Chancellor Schuschnigg as well as with any Austrian Government authorities as to the execution of the pact of the 11th of July 1936, unless it is done after contacting and in agreement with the authorities in charge in the Reich.”

Now below, if I may call the attention of the Tribunal to the note that appears in this letter. It is written in blue pencil, and, while the translator has not indicated the initial below that note, it is a large “G”; and I have no doubt that that note was written by the Defendant Göring. It reads:

“Agreed, Minister Hess or Herr Bormann can give this order best! Keppler ought to ask therefore by telephone!”

If I may direct your attention to the upper right corner, there is another note in pencil, “Transmitted to Herr Keppler on the 11th of February 1938 by Fräulein Ernst;” and it is signed with initial “G,” which in this case, however, we are quite sure is the initial of Miss Grundmann, who was one of Göring’s secretaries.

The third document I offer as Exhibit Number USA-583, our Document 3471-PS. The first letter of this exhibit is written by the same Keppler to the same Bodenschatz mentioned a short while ago, but who is now a general. I shall not read from this exhibit, with the permission of the Tribunal, but I shall briefly summarize it. This letter and the annexes show that Leopold, the Nazi Landesleiter in Austria, was apparently not completely amenable to the orders given by Berlin and pursued his own methods for accomplishing an Anschluss. The second annex to this letter, addressed to Keppler, who appears from this letter to have been an SS Gruppenführer, shows that prominent Nazis had declared themselves in favor of a Major Klausner to succeed Leopold as Landesleiter; and I would like to call the Tribunal’s attention to the fact that in the left margin of the covering letter appear some red crayon marks in the characteristic color employed on several occasions, to our knowledge, by Göring; and they would seem to show that Göring personally had seen these documents and that General Bodenschatz had brought them to his attention. In any event these letters again demonstrate that Göring was one of the principal conspirators in the Austrian affair.

When the time finally came, on 11 March 1938, to consummate the Anschluss, Göring was in complete command. Throughout the afternoon and evening of that day he directed by telephone the activities of the Defendant Seyss-Inquart and of the other Nazi conspirators in Vienna. The pertinent portions of these telephone conversations, it will be remembered, were read into the record.

It will be recalled that early on the same evening of 11 March he dictated to the Defendant Seyss-Inquart the telegram which the latter was to send to Berlin, requesting the Nazi Government to send German troops to “prevent bloodshed.” Two days later he was able to call the Defendant Ribbentrop in London and gleefully relate to him of his success and that “this story that we had given an ultimatum is just foolish gossip.”

If I may interrupt for a moment, that passage I just alluded to was read into the record at Page 581 (Volume II, Page 424).

Similarly, Göring played an important role in the attack on Czechoslovakia. In March of 1938, at the time of the Anschluss, he had given a solemn assurance to the Czechoslovakian Minister in Berlin that the developments in Austria would in no way have a detrimental influence on the relations between Germany and Czechoslovakia and he had emphasized the continued earnest endeavor on the part of Germany to improve these relations. In this connection Göring had used the expression, “Ich gebe Ihnen mein Ehrenwort” (“I give you my word of honor”).

That expression was read previously into the record at Page 962 (Volume III, Page 192).

On the other hand, in his address to German airplane manufacturers on the 8th of July 1938, which I have already mentioned, he made his private views on this subject, which were hardly consistent with his solemn official statements, abundantly clear.

On the 14th of October 1938, shortly after the Munich Agreement, at a conference in the Air Ministry, Göring stated that the Sudetenland had to be exploited with all means and that he counted upon a complete industrial assimilation of Czechoslovakia. Meanwhile, as proof before the Tribunal shows, he was deceiving the representatives of the puppet Slovakian Government to the same end.

In the following year, with the rape of Czechoslovakia complete, Göring frankly stated what Germany’s purpose had been throughout the whole affair. He explained that the incorporation of Bohemia and Moravia into the German economy had taken place, among other reasons, in order to increase the German war potential by exploitation of the industry there.

Göring was also a moving force in the later crimes against the peace. As the successor designate to Hitler, chief of the air forces and economic czar of Greater Germany, he was a party to all the planning for military operations of the Nazi forces in the East and in the West.

In the Polish affair, for example, it was Göring who, on the 31st of January 1935, gave assurances to the Polish Government through Count Czembek, as revealed in the Polish White Book, of which I ask the Tribunal to take judicial notice, that “there should be not the slightest fear in Poland that on the German side it”—meaning the German-Polish alliance—“would not be continued in the future.” Yet, 4 years later, Göring helped to formulate plans for the ruthless invasion of Polish territory.

In respect to the attack upon the Soviet Union, the documents already introduced prove that plans for the ruthless exploitation of Soviet territory were made months in advance of the opening of hostilities. Göring was placed in charge of this army of spoliation, whose mission was that of “seizing raw materials and taking over all important concerns.”

But these specific instances cited are merely illustrative of Göring’s activities in the field of aggressive war. On Pages 20, 21, and 22 of our brief there appears a list of documents—by no means exhaustive—previously offered by the Prosecution, which demonstrate Göring’s knowledge of and continued participation in the Nazi war program.

We turn now to Göring’s responsibility for planning and his participation in the procurement of forced labor, the deportation and enslavement of residents of occupied territories, the employment of prisoners of war in war industry, the looting of works of art, and the Germanization and spoliation of countries overrun by the Nazis.

Evidence previously introduced has detailed the slave labor program of the Nazi conspirators and has shown its two purposes, both of them criminal. The first was to satisfy the labor requirements of the Nazi war machine by forcing residents of occupied countries to work in Germany. The second purpose was to destroy or weaken the peoples of the occupied territories. It has been shown that millions of foreign workers were taken to Germany, for the most part under pressure and generally by physical force; that these workers were forced to labor under conditions of indescribable brutality and degradation; and that often they were used in factories and industries devoted exclusively to the production of munitions of war.

Göring was at all times implicated in the slave labor program. Recruitment and allocation of manpower and determination of working conditions were included in his jurisdiction as Plenipotentiary for the Four Year Plan, and from its beginning a part of the Four Year Plan Office was devoted to such work. I ask the Tribunal in this connection to take judicial notice of our Document 1862-PS, Ordinance for the Execution of the Four Year Plan, dated 18 October 1936, which appears in 1936, Reichsgesetzblatt, Part I, Page 887, and with the permission of the Tribunal I shall not read the same.

Soon after the fall of Poland Göring began the enslavement of large numbers of Poles. On 25 January 1940 the Defendant Frank, the Governor General of Poland, reported to Göring on his directive for the:

“Supply and transportation of at least 1 million male and female agricultural and industrial workers to the Reich—among them at least 750,000 agricultural workers of which at least 50 percent must be women in order to guarantee agricultural production in the Reich and as a replacement for industrial workers lacking in the Reich.”

This is taken from our Exhibit Number USA-172, our Document Number 1375-PS.

That orders for this enormous number of workers originated with the Defendant Göring is clear from statements in the Defendant Frank’s diary for 10 May 1940, already introduced in evidence.

For the harsh treatment given those workers when they reached Germany the Defendant Göring is also responsible. On 8 March 1940, as Plenipotentiary for the Four Year Plan and as Chairman of the Cabinet Council for the Defense of the Reich, he issued a directive entitled, “Treatment of Male and Female Civilian Workers of Polish Nationality in the Reich.” I refer to our Document R-148 as proof of that fact. I shall not introduce it at this time into evidence, with the permission of the Tribunal, as it will be introduced by the Soviet prosecution at a later date.

On 29 January 1942 the division for the employment of labor in the Four Year Plan office issued a circular, signed by Dr. Mansfeld, the general delegate for labor employed in the Four Year Plan office, addressed to various civilian and military authorities in the occupied territories, explaining that, and I quote, “any and all . . . methods . . . must be adopted” to force workers to go to Germany. I shall not read from our exhibit, if the Tribunal please, but I would like to offer in evidence Document 1183-PS as our Exhibit Number USA-585. This is a circular letter dated the 29th of January 1942 of the Commissioner for the Four Year Plan.

It has been shown previously that on 21 March 1942 Hitler promulgated a decree appointing the Defendant Sauckel Plenipotentiary General for manpower, directing him to carry out his tasks within the framework of the Four Year Plan, and making him directly responsible to Göring as head of the Four Year Plan.

On 27 March 1942 the Defendant Göring issued his important enabling decree in pursuance of the decree of the Führer of 21 March 1942. The Tribunal has already judicially noted this decree, which is our Document 1666-PS.

Since the Defendant Sauckel was an authority under the Four Year Plan, the Defendant Göring retains full responsibility for the enormous war crimes committed by Sauckel as Plenipotentiary General for manpower. These crimes have been the subject of our presentations on slave labor and on the illegal use of prisoners of war.

It was also proven during those presentations that the Nazi conspirators ordered prisoners of war to work under dangerous conditions and in the manufacturing and transportation of arms and munitions of war, in violation of the laws of war and of Articles 31 and 32 of the Geneva Convention of 27 July 1929 on prisoners of war. The Defendant Göring had a part in all these crimes.

At a conference on 7 November 1941, the subject of which was the employment of citizens of the Soviet Union, including prisoners of war, it appears from a memorandum signed by Körner, who was State Secretary to the Defendant Göring as Plenipotentiary for the Four Year Plan, that Göring gave certain ruthless directives for the use of Soviet citizens, both prisoners of war and free Soviet workers, as laborers. I refer to our Document 1193-PS which, with the permission of the Tribunal, I shall not offer in evidence at this time and which will be offered by the Soviet Prosecution.

In a set of top-secret notes of outlines laid down by Göring in what was apparently the same conference of 7 November 1941, which are already in evidence, the following facts appear:

1) That, of a total of 5 million prisoners of war, 2 million were employed in war industries;

2) That it was better to employ PW’s than unsuitable foreign workers;

3) That Poles, Dutchmen, et cetera, should be seized if necessary as PW’s and employed as such, if work through free contract cannot be obtained.

These facts, if Your Honors please, appear in our Document 1206-PS, which was submitted in evidence as Exhibit Number USA-215.

In a secret letter from the Reich Minister of Labor to the presidents of the regional labor exchange offices, already in evidence, it is furthermore recorded that upon the personal order of the Reich Marshal, the Defendant Göring, 100,000 men are to be taken from among the French PW’s not yet employed in the armament industry and assigned to the airplane armament industry and that gaps in manpower supply resulting therefrom are to be filled by Soviet PW’s.

Evidence has also been introduced showing the organized, systematic program of the Nazi conspirators for the cultural impoverishment of every country in Europe. The continuous connection of the Defendant Göring with these activities has been substantiated.

In October 1939 the Defendant Göring requested Dr. Mühlmann to undertake immediately the “securing” of all Polish art treasures. In his affidavit, already offered, Dr. Mühlmann states that he was the special deputy of the Governor General of Poland, the Defendant Frank, for the safeguarding of art treasures in the Government General from October 1939 to September 1943, and that the Defendant Göring, in his capacity as Chairman of the Reich Defense Council, had commissioned him with this duty.

Mühlmann also confirms that it was the official policy of the Defendant Frank to take into custody all important art treasures which belonged to Polish public institutions, private collections, and the Church, and that such art treasures were actually confiscated.

It appears also from a report made by Dr. Mühlmann on 16 July 1943 on his operations that at one time 31 valuable sketches by the artist Albrecht Dürer were taken from the Polish collection and personally handed to the Defendant Göring who took them to the Führer’s headquarters.

The part played by Göring in the looting of art by the Einsatzstab Rosenberg has been shown. We refer to Exhibit Number USA-368, which is our Document Number 141-PS, which is an order dated 5 November 1940, already read in evidence, in which Göring directs the chief of the Military Administration in Paris and the Einsatzstab Rosenberg to dispose of the art objects brought to the Louvre in the following priority:

“1) Those art objects as to the use of which the Führer has reserved the decision for himself;


“2) Those art objects which serve to complete the Reich Marshal’s collection;


“3) Those art objects and library stocks, which seem of use for the establishment of the Hohe Schule and for Rosenberg’s sphere of activities;


“4) Those art objects suitable for German museums . . . .”

In view of the high priority afforded by the foregoing order to the completion of the defendant’s own collection, it is not surprising to find that Göring continued to aid the operations of the Einsatzstab Rosenberg. It has been established that on 1 May 1941 Göring issued an order under his own signature to all Party, State, and Wehrmacht services, requesting them to give all possible support and assistance to the chief of staff of Reichsleiter Rosenberg.

By May 1942 the Defendant Göring was able to boast of the assistance which he had rendered to the work of the Einsatzstab Rosenberg. In our Document 1015(i)-PS which has been read in evidence on Page 1678 of the record (Volume IV, Page 87), he is shown writing to the Defendant Rosenberg that he personally supports the work of the Einsatzstab wherever he can do so and that accounted for the seizure of such a large number of art objects because he was able to render assistance to the Einsatzstab.

Thus, the Defendant Göring’s responsibility for the planning of the looting of art, which was actually accomplished by the Einsatzstab Rosenberg, would seem clear.

Details of the execution of both the Germanization and spoliation policies in both the Western and Eastern countries occupied by the German armies will be presented subsequently by the French and Soviet Delegations. The responsibility of the Defendant Göring, in his capacity as Plenipotentiary for the Four Year Plan, as President of the Cabinet Council for the Defense of the Reich, and in other capacities, will be further demonstrated by that evidence.

The plans of the Nazi conspirators with respect to Poland have been shown by evidence already offered. The Nazis purported to incorporate the four western provinces of Poland into the German Reich. In the remaining portions occupied by them they set up the Government General. It has been shown that the Nazis planned to germanize the so-called incorporated territories ruthlessly, by deporting the Polish intelligentsia, Jews, and dissident elements to the Government General for eventual elimination, by confiscating Polish property, by sending those so deprived of their property to Germany as laborers, and by importing German settlers. It was specifically planned to exploit the people and material resources of the territory within the Government General by taking whatever was needed to strengthen the Nazi war machine, thus impoverishing this region and reducing it to a vassal state.

The Defendant Göring, together with Hitler and Lammers and with the Defendants Frick and Hess, on 8 October 1939 signed the decree by which certain parts of Polish territory were incorporated into the Reich.

Purporting to act by virtue of the foregoing decree, Göring, as Plenipotentiary for the Four Year Plan, signed an order on 30 October 1939 concerning the introduction of the Four Year Plan in the Eastern territories.

In his directive dated 19 October 1939 (Document Number EC-410, Exhibit Number USA-298) Göring stated that the task for the economic treatment of the various administrative regions would differ, depending on whether a country was to be incorporated politically into the German Reich or whether the Government General was involved, which, in all probability, would not be made a part of Germany. He went on to say:

“In the first mentioned territories the reconstruction and expansion of the economy, the safeguarding of all their production facilities and supplies must be aimed at, as well as a complete incorporation into the Greater German economic system at the earliest possible time. On the other hand there must be removed from the territories of the Government General all raw materials, scrap materials, machines, et cetera, which are of use for the German war economy. Enterprises which are not absolutely necessary for the meager maintenance of the bare existence of the population must be transferred to Germany, unless such transfer would require an unreasonably long period of time and would make it more practical to exploit those enterprises by giving them German orders to be executed at their present location.”

From the foregoing documents the complicity of the Defendant Göring in the plans for the ruthless exploitation of Poland appears clear. But his fine hand also may be found behind the remainder of the Nazi plans for Poland. As an illustration, it was the Defendant Göring who signed, with Hitler and the Defendant Keitel, the secret decree of 7 October 1939 which entrusted Himmler with the task of executing the Germanization program. That secret decree was read into evidence at Pages 1522-23 (Volume III, Page 583).

Evidence already introduced has shown from the mouths of Himmler, the Defendant Frank, and others just what this appointment involved in human suffering and degradation.

Similarly, it was the Defendant Göring who, by virtue of his powers as Plenipotentiary for the Four Year Plan, issued a decree on 17 September 1940 concerning confiscation in the incorporated Eastern territories. This decree applied to “property of citizens of the former Polish State within the territory of the Greater German Reich including the incorporated Eastern territories.” I ask the Court to take judicial notice of our Document 1665-PS, which is an “Order concerning Treatment of Property of Nationals of the Former Polish State,” cited in 1940 Reichsgesetzblatt, Part I, Page 1270. I shall read from this document:

“Article I.


“1) Property of nationals of the former Polish State within the area of the Greater German Reich, including annexed Eastern territories, is subject to confiscation, administration by commissioner and sequestration in accordance with the following regulations.”

I now skip to Article II.

“1) Confiscation will be applied in case of property belonging to: a) Jews; b) persons who have fled or who have absented themselves for longer than a temporary period.


“2) Confiscation may be applied: a) If the property is needed for the public good, especially for purposes of national defense or the strengthening of German folkdom; b) if the owners or other persons entitled to it immigrated into the area of the German Reich after 1 October 1918.”

I skip now to Article IX, the first part:

“1) Sequestered property can be confiscated in favor of the Reich by the competent office . . . if the public weal, particularly the defense of the Reich or the consolidation of the German nationality, requires it.”

Evidence has also been introduced by the United States showing the extent to which the spoliation of Soviet territory and resources and the barbarous treatment inflicted on Soviet citizens were the result of plans long made and carefully drawn up by the Nazis before they launched their aggressive war on the Soviet Union. The Nazis planned to destroy the industrial potential of the northern regions occupied by their armies and so to administer the production of food in the south and southeast, which normally produced a surplus of food, that the population of the northern region would inevitably be reduced to starvation because of diversion of such surplus food to the German Reich. It has been shown also that the Nazis planned to incorporate Galicia and all of the Baltic countries into Germany and to convert the Crimea, an area north of the Crimea, the Volga territory, and the district around Baku into German colonies.

By 29 April 1941, almost 2 months prior to the invasion of the Soviet Union, it appears that Hitler had entrusted the Defendant Göring with the over-all direction of the economic administration in the area of operations and in the areas under political administration. It further appears that Göring had set up an economic staff and subsidiary authorities to carry out this function.

The form of this organization created by Göring and the duties of its various sections appear more clearly in a set of directives “for the operation of the economy in the newly occupied Eastern territories” issued by Göring, as Reich Marshal of the Greater German Reich, in June 1941. These directives are contained in the important Green Portfolio which, curiously enough, was printed by the Wehrmacht. By the terms of these directives it is stated that:

“The orders of the Reich Marshal cover all economic fields, including nutrition and agriculture. They are to be executed by the subordinate economic offices. . . .”

An Economic Staff East was charged with the execution of orders transmitted to it from higher authority. One subdivision of this staff, the agricultural section, was charged with the following functions:

“Nutrition and agriculture, the economy of all agricultural products, provision of supplies for the Army in co-operation with the army groups concerned.”

Excerpts from the Green Portfolio have already been admitted as Exhibit Number USA-315, but I will offer at this time without reading some additional excerpts in support of the facts that have just been related. I would like to offer, as Exhibit Number USA-587, our Document 1743-PS. This is another copy of the Green Portfolio, and I want to offer this portfolio to show to the Tribunal that these directives were originally published in June 1941. Document EC-472, which is already in evidence as Exhibit Number USA-315, was a revised edition published in July 1941. In other words, the economic plan for the invasion was ready when the Wehrmacht actually marched into the Soviet Union on June 22, 1941.

As appears from the foregoing directives, it was a subdivision of the economic organization set up by the Defendant Göring, the agricultural section of the Economic Staff East, which rendered a report on 23 May 1941, containing a set of policy directives for the exploitation of Soviet agriculture. It will be recalled that these directives contemplated abandonment of all industry in the food deficit regions, with certain exceptions, and the diversion of food from the food surplus regions to German needs, even though millions of people would inevitably die of starvation as a result. Those directives have already been read into evidence at Page 1558 (Volume IV, Page 5).

Minutes of a meeting at Hitler’s headquarters on 16 July 1941, kept by the Defendant Bormann, have also been read in part in evidence. It was at this meeting that Hitler stated that the Nazis never intended to leave the countries then being occupied by their armies, that although the rest of the world was to be deceived on this point, nevertheless, “this need not prevent us from taking all necessary measures—shooting, desettling, et cetera—and we shall take them.” That quotation, may it please the Tribunal, was taken from our Exhibit USA-317, our Document L-221. Then Hitler discussed making the Crimea and other parts of the Soviet Union into German colonies. The Defendant Göring was present and participated in this conference.

As a final illustration it appears from a memorandum dated 16 September 1941, which is our Exhibit Number USA-318, that Göring presided over a meeting of German military officials concerned with the better exploitation of the occupied territories for the German food economy. In discussing this topic, the Defendant Göring said:

“In the occupied territories on principle only those people are to be supplied with an adequate amount of food who work for us. Even if one wanted to feed all the other inhabitants, one could not do it in the newly occupied Eastern areas. It is, therefore, wrong to funnel off food supplies for this purpose if it is done at the expense of the Army and necessitates increased supplies from home.”

From the foregoing documents participation of the Defendant Göring in the Nazi plans for committing wholesale War Crimes in occupied territories is, we submit, clear.

I turn now to Göring’s planning and his participation in inhumane acts committed against civilian populations before and during the war. It has been shown that shortly after becoming Prime Minister of Prussia in 1933, Göring created the Gestapo in Prussia, which became a model for that instrument of terror as it was extended to the rest of Germany. Concentration camps were established in Prussia in the spring of 1933 under his administration, and these camps were then placed in the charge of the Gestapo, of which he was chief.

The extent to which Göring and the other Nazi conspirators employed these institutions as agencies for the commission of their crimes already appears from the evidence. In 1936 Himmler became chief of the German Police. Thereafter Göring was able to devote his attention chiefly to the task of creating the German Air Force and to the task of preparing the nation economically for aggressive war. However, he continued to be concerned with these institutions of his creation. An example of this is shown in our Document 1584(I)-PS, already introduced as Exhibit Number USA-221, which is a teletype sent by Göring to Himmler in which he requested the latter to place at his disposal as great a number of concentration camp inmates as possible, as the situation of air warfare made the subterranean transfer of industry necessary.

In his reply Himmler advised Göring by teletype that a survey on the employment of prisoners in the aviation industry showed that 36,000 were being employed for the purposes of the Air Forces and that an increase to a total of 90,000 prisoners was being contemplated.

Evidence has been introduced as to medical experiments performed on human beings at the concentration camp at Dachau and the part played by Field Marshal Milch, State Secretary and deputy to the Defendant Göring as Air Minister, for whose acts the latter must bear full responsibility. It is abundantly clear from letters written by Milch to General Wolff on 20 May 1942 and to Himmler in August 1942, both of which have been read in evidence at Page 1850 of the record (Volume IV, Page 204, 205), our Document 343-PS.

Finally, I turn to Göring’s participation in and planning for elimination of all members of the Jewish race from the economic life of Germany and in the planned extermination of all Jews from the continent of Europe.

In 1935 the Defendant Göring, as President of the Reichstag, made a speech urging that body to pass the infamous Nuremberg race laws. I offer, as Exhibit Number USA-588, our Document 3458-PS, which is an excerpt from Rühle, Das Dritte Reich, Page 257. Göring said:

“God has created the races. He did not want equality and therefore we energetically reject any attempt to falsify the concept of race purity by making it equivalent with racial equality. We have experienced what it means when a people has to live in accordance with the laws of an equality that is alien to its kind and contrary to nature. For this equality does not exist. We have never acknowledged such an idea and therefore must reject it also, as a matter of principle, in our laws, and we must acknowledge that purity of race which nature and providence have destined.”

Again, to show his official attitude, as revealed on 26 March 1938 in a speech in Vienna, I offer, as Exhibit Number USA-437, our Document 3460-PS, starting with Page 348. Göring said:

“I must address myself with a serious word to the city of Vienna. The city of Vienna can no longer rightfully be called a German city. So many Jews live in this city. Where there are 300,000 Jews, you cannot speak of a German city.


“Vienna must once more become a German city, because it must perform important tasks for Germany in Germany’s Ostmark. These tasks lie in the sphere of culture as well as in the sphere of economics. In neither of them can we, in the long run, put up with the Jew.


“This, however, should not be attempted by inappropriate interference and stupid measures but must be done systematically and carefully. As Delegate for the Four Year Plan, I commission the Reichsstatthalter in Austria jointly with the Plenipotentiary of the Reich to consider and take any steps necessary for the redirection of Jewish commerce, i.e., for the Aryanization of business and economic life, and to execute this process in accordance with our laws, legally but inexorably.”

Acting within the framework of economic preparation for aggressive war, the Nazi conspirators then began the complete elimination of Jews from economic life preparatory to their physical annihilation. The Defendant Göring, as head of the Four Year Plan, was in active charge of this phase of the persecution.

The first step in his campaign was the decree of 26 April 1938, requiring registration of all Jewish-owned property. Both Göring and the Defendant Frick signed that law. It is already in evidence.

I beg the Tribunal’s pardon. I would like the Tribunal to take judicial notice of that decree, which is our Document 1406-PS and cited as 1938 Reichsgesetzblatt, Part I, Page 414.

Now, armed with the information thus secured, the Nazi conspirators were fully prepared to take the next step. The killing of Vom Rath, a German Legation secretary in Paris on 9 November 1938, was made the pretext for widespread “spontaneous” riots, which included the looting and burning of many Jewish synagogues, homes, and shops, all carefully organized and supervised by the Nazi conspirators. The Defendant Göring was fully informed of the measures taken. The teletype orders of 10 November 1938 given by Heydrich are already in evidence and were read at Page 1405 of the record (Volume III, Page 500). A letter which Heydrich wrote to Göring on the following day has also been read. It is our Document 3058-PS, Exhibit Number USA-508. In it Himmler summarizes the so-called “spontaneous” riots that had taken place. He reported the day after the riot that insofar as the official reports from the district police were concerned he was able to state that 815 shops were destroyed, 171 dwelling houses set on fire or destroyed, and that all this indicates only a fraction of the actual damage caused, as far as arson is concerned. He also said that:

“Due to the urgency of the reporting, the reports received to date are entirely limited to general statements, such as ‘numerous’ or ‘most shops destroyed’. Therefore”—says Heydrich—“the figures given will be considerably augmented.


“One hundred and ninety-one synagogues were set on fire and another 76 completely destroyed. In addition 11 parish halls, cemetery chapels, and similar buildings were set on fire. . . .


“Twenty thousand Jews were arrested. . . .


“Thirty-six deaths were reported and those seriously injured were also numbered at 36.”

Immediately after these so-called “spontaneous” riots of 9 November, Göring acted as chairman of a meeting at the Reich Ministry of Air devoted to the Jewish question, which also was attended by the Defendant Funk and other conspirators. The stenographic report on that meeting is an extraordinary document, and it does not make pretty reading. It is our Document 1816-PS, which has already been offered as Exhibit Number USA-261. I should like to read certain passages that have not as yet been read into the record. I read from the top of first page, the first two paragraphs of Page 1 of the German original; Göring speaks:

“Gentlemen, today’s meeting is of a decisive nature. I have received a letter written on the Führer’s order by the Stabsleiter of the Führer’s deputy, Bormann, requesting that the Jewish question be now uniformly comprehended and solved one way or another. And yesterday once again the Führer requested me by phone to take co-ordinated action, in the matter.


“Since the problem is mainly an economic one, it is from the economic angle that it will have to be tackled. Naturally a number of legal measures will have to be taken which fall into the sphere of the Minister for Justice and into that of the Minister of the Interior; then certain resulting propaganda measures shall be taken care of by the office of the Minister for Propaganda. The Minister of Finance and the Minister for Economic Affairs shall take care of problems falling into their respective departments.”

Specific measures to effect the Aryanization of Jewish business were then discussed. A representative of German insurance companies was called in to assist in the solving of the difficulties created by the fact that most of the Jewish stores and other property destroyed in the rioting were, in fact, insured, in some cases, ultimately by foreign insurance companies. All present were agreed that it would be unfortunate to pass a law which would have the effect of allowing foreign insurance companies to escape liability. The Defendant Göring then suggested a characteristic solution, and I pass to Page 10. In German it is the third full paragraph on Page 3/11. Göring said:

“No, I don’t even dream of refunding the insurance companies the money. The companies are liable. No, the money belongs to the State. That’s quite clear. That would indeed be a present for the insurance companies. You made a wonderful Petitum there. You’ll fulfill your obligations; you may count on that.”

It is superfluous to quote further from the extensive discussion of all phases of persecution of the Jews that took place at this meeting. It is sufficient to point out that on the same day the Defendant Göring, over his own signature, promulgated three decrees putting into effect the most important matters decided at this meeting. In the first of these decrees a collective fine of 1 billion Reichsmarks was placed on all German Jews. I ask the Tribunal to take judicial notice of that decree, which is our Document 1412-PS and appears in 1938 Reichsgesetzblatt, Part I, Page 1579.

The second decree entitled, “A Decree on Elimination of Jews from German Economic Life” barred Jews from trades and crafts. I ask the Tribunal to notice judicially that decree, which is our Document 2875-PS, cited in 1938 Reichsgesetzblatt, Part I, Page 1580.

The third decree entitled, “Decree for the Restoration of the Appearance of the Streets of Jewish Economic Enterprises” took care of the insurance question raised in the morning’s meeting by providing that insurance due to the Jews for various losses sustained by them was to be collected by the State. I ask the Court to notice judicially that decree also. It is our Document 2694-PS and appears in 1938 Reichsgesetzblatt, Part I, Page 1581.

THE PRESIDENT: Shall we break off for 10 minutes there?

[A recess was taken.]

THE PRESIDENT: Mr. Albrecht, the Tribunal thinks that these methods, which are really methods which we have already had under consideration, might be presented in a more summary way than you have been dealing with them, and if you can possibly shorten the matters with which you are dealing now by summarizing more than you are, it will be more useful to the Tribunal and will save time.

MR. ALBRECHT: My Lord, I think I am practically through with this point. At any event I think I shall not have to take more than 5 or 10 minutes.

THE PRESIDENT: Very well, but I may say that the same observation will apply to those who follow.

MR. ALBRECHT: May it please the Tribunal, the material I alluded to before the recess, we feel, is merely illustrative of the energetic manner in which the Defendant Göring took part in driving the Jews from economic life at this period. Two other documents would seem to be pertinent on this point.

I would like to offer our Document 069-PS as Exhibit Number USA-589, which is a circular letter dated 17 January 1939 signed by the Defendant Bormann, distributing a directive of the Defendant Göring with respect to certain discriminations to be applied in the housing of the Jews. I will be content with that summarization, if the Court please, and I do not intend to read further from that document.

The second document I desire to offer is our Document 1208-PS, which I offer as Exhibit Number USA-590. That is an order of the Defendant Göring as Commissioner for the Four Year Plan, dated 10 December 1938, prescribing the manner in which exploitation of Jewish property is to be undertaken and warning that any profit resulting from the elimination of Jews from economic activity is to go to the Reich.

There is no need, I believe, to read excerpts from the document, except that I do wish to call the attention of the Tribunal to the fact that Göring’s letter is addressed to all the chief agencies of the Reich, to all the political leaders and leaders of the affiliated organizations of the Party, to all Gauleiter, to all Reichsstatthalter (or governors), and to the various local heads of the German Länder and subdivisions thereof.

As the German armies moved into other countries, the anti-Jewish laws were extended, often in a more stringent form, to the occupied territories. Many of the decrees were not signed by the Defendant Göring himself, but were issued on the basis of decrees signed by him.

Nevertheless, in his capacity as Commissioner for the Four Year Plan or as Chairman of the Ministerial Council for National Defense, the Defendant Göring himself signed a number of anti-Jewish decrees for occupied territories, including the decrees enumerated on Pages 47 and 48 of our brief, of which I ask the Tribunal to take judicial notice.

During the later years of the war the program of the Nazi conspirators for the complete physical annihilation of all Jews in Europe achieved its full fury. While the execution of this anti-Jewish program was for the most part handled by the SS and the Security Police, the Defendant Göring remains implicated to the last in the final efforts to achieve a Nazi “solution” of the Jewish problem.

On 31 July 1941 he wrote a letter to the conspirator Heydrich, which is the final document to which I wish to draw the Tribunal’s attention. It is a fitting climax to our presentation on this defendant. The reason why it was addressed to the notorious Heydrich, the predecessor of the Defendant Kaltenbrunner, need not strain our imagination. This document is our Document Number 710-PS, which has already been admitted as Exhibit Number USA-509, in connection with the case on the Gestapo. While it has already been read into evidence, with permission of the Court, I would like to close my presentation with the reading of that letter. Göring writes to Heydrich:

“Complementing the task that was assigned to you on 24 January 1939, which dealt with arriving at thorough furtherance of emigration and evacuation solution of the Jewish problem, as advantageous as possible, I hereby charge you to make all necessary organizational and practical preparations for bringing about a complete solution of the Jewish question in the German sphere of influence in Europe.


“Wherever other governmental agencies are involved, these are to co-operate with you.

“I charge you furthermore to send me, before long, an over-all plan concerning the organizational, factual, and material measures necessary for the accomplishment of the desired final solution of the Jewish question.”

The presentation made to the Tribunal on the individual responsibility of the Defendant Göring has been intended to be merely illustrative of the mass of documentary evidence which reveals the leading part played by this conspirator in every phase of the Nazi conspiracy. Thus, we submit that the responsibility of Göring for the crimes with which he has been charged under Count One and Count Two of the Indictment has been established.

May it please the Tribunal, this completes the presentation on the individual responsibility of the Defendant Göring. We will now proceed with the arrangement made with the British Delegation on the presentation showing the individual responsibility of the Defendant Von Ribbentrop by Sir David Maxwell-Fyfe.

SIR DAVID MAXWELL-FYFE: May it please the Tribunal, if the Tribunal would be good enough to look at Appendix A of the Indictment on Page 28 of the English text (Volume I, Page 69) they will find the particulars relating to this defendant, and they will find that the allegations regarding him fall into three divisions.

After reciting the offices which he held, the appendix of the Indictment goes on to say that the Defendant Ribbentrop used the foregoing positions, his personal influence, and his intimate connection with the Führer in such a manner that he promoted the accession to power of the Nazi conspirators as set forth in Count One of the Indictment and permitted the preparation for war set forth in Count One of the Indictment.

In the second section he participated in the political planning and preparation of the Nazi conspirators for wars of aggression and wars in violation of international treaties, agreements, and assurances as set forth in Counts One and Two of the Indictment.

In accordance with the Führer Principle, he executed and assumed responsibility for the execution of the foreign policy plans of the Nazi conspirators, as set forth in Count One of the Indictment.

Then the third section: He authorized, directed, and participated in War Crimes, as set forth in Count Three of the Indictment, and the Crimes against Humanity, set forth in Count Four of the Indictment, including, more particularly crimes against persons and property in occupied territories. I hope that it might be useful to the Tribunal if I follow the order of these allegations in the Indictment as we collected the evidence for each of these in turn; I therefore proceed to deal first with the allegation that this defendant promoted the accession to power of the Nazi conspirators.

The Tribunal knows already that the defendant held various offices and these are usefully collected in his own certified statement, which has already been put in as Exhibit Number USA-5, Document 2829-PS. And I think it would be convenient if I very briefly explained the different activities and offices of the defendant which are dealt with in that list. It will be seen from that list that he became a member of the Nazi Party in 1932, but, according to the semi-official statement in Das Archiv, he had begun to work for the Party before that time. That semi-official statement goes on to say that he succeeded in extending his business connections to political circles, having joined in 1930 the service of the Party. At the time of the final struggle for power in the Reich, Ribbentrop played an important, if not strikingly obvious part in the bringing about of the decisive meetings between the representatives of the President of the Reich and the heads of the Party, who had prepared the entry of the Nazis into power on 30 January 1933. Those meetings, as well as those between Hitler and Von Papen, took place in Ribbentrop’s house in Berlin-Dahlem.

This defendant was therefore present and active at the inception of the Nazi securing of power. After that, for a short period, he was adviser to the Party on questions of foreign affairs. His title was first “Adviser to the Führer on matters of foreign policy” and he later became representative in matters of foreign policy on the staff of the deputy. This was followed by membership in the Reichstag in November 1933 and in the Party organizations he became an Oberführer in the SS and was subsequently promoted to Gruppenführer and to Obergruppenführer. Thereafter he attained official government positions.

On the 24th of April 1934 he was appointed delegate of the Reich Government on matters of disarmament. That was after Germany had left the disarmament conference. In this capacity he visited foreign capitals. He was then given a more important and certainly a more resounding title: the German Minister Plenipotentiary at Large; and it was in that capacity that he negotiated the Anglo-German Naval Agreement of 1935.

In 1936, after the Nazi Government had re-occupied the Rhineland contrary to the treaties of Versailles and Locarno, the matter was brought before the Council of the League of Nations, and the defendant addressed the Council in defense of the action of Germany. His next position began on 11 August 1936, when he was appointed Ambassador in London. He occupied that position for a period of some 18 months, and his activities there, while having their own interest, are not highly relevant to the matters now before the Tribunal. But during that period, in the capacity which he still had as German Minister Plenipotentiary at Large, he signed the original Anticomintern Pact with Japan in November 1936 and also the additional pact by which Italy joined it in 1937.

Finally, so far as this part of the case is concerned, on 4 February 1938 this defendant was appointed Foreign Minister in place of the Defendant Von Neurath and simultaneously was made a member of the Secret Cabinet Council (Geheimer Kabinettsrat) established by decree of Hitler of that date. That takes us up to the period of his holding the office of Foreign Minister, and his actions in that capacity will be dealt with in detail later on.

I refer the Tribunal without reading further, because I have already summarized it, to the extract from Das Archiv, which is Document D-472, which I now put in as Exhibit GB-130; also to the membership extract of the SS, which consists in the examination of the descent of SS leaders and which I insert as Exhibit GB-131. Again I shall not trouble the Tribunal with the details. It shows his rank, which I have already mentioned. There is no question of any honorary rank. It is simply stated to be the rank of Gruppenführer, and of course, it gives his ancestry in detail, in order to deal with the laws which related to that subject. It also deals with his adoption in order to secure the prefix of “von,” but the defendant has now to deal with much more serious things than barren controversies with the Almanach de Gotha.

The only new document which I put before the Tribunal in this part of the case is Exhibit GB-129, Document 1337-PS, which shows the establishment of the Secret Cabinet Council and the membership of the Foreign Minister. These are the activities of this defendant in the earlier part of his career, and in the submission of the Prosecution they show quite clearly that he assisted willingly, deliberately, intentionally, and keenly in bringing the Nazis into power and into the earlier stage of their obtaining control of the German State.

I now come to the second allegation in the Indictment, that this defendant participated in political planning and preparation with the Nazi conspirators for wars of aggression and wars in violation of international treaties, agreements, and assurances; and again it might help the Tribunal if I took these quite shortly, in order of aggression, and stated briefly the constituent allegations that we make and the references to matters before the Tribunal, referring the Tribunal only to any new document which shall come along.

The first is the Anschluss with Austria, and there the Tribunal will remember that the Defendant Ribbentrop was present at a meeting at Berchtesgaden on 12 February 1938, at which Hitler and Von Papen met the Austrian Chancellor Von Schuschnigg and his Foreign Minister, Guido Schmidt. The Tribunal will find the official account of that interview in Document 2461-PS, which I put in as Exhibit GB-132. What the Tribunal will find, I submit, is the truthful account of the interview in Exhibit Number USA-72, Document Number 1780-PS, which is the diary of the Defendant Jodl; and the relevant entries are those for 11 and 12 February 1938. They are extremely short, and I shall read—if the Tribunal will be kind enough to allow me, they do show quite clearly the case for the Prosecution—about the pressure that was used in Chancellor Schuschnigg’s interview. It is at the foot of the first page in the Document Book; Document 1780-PS is the number.

And on the 11th of February the Defendant Jodl writes:

“In the evening and on 12 February General K”—Keitel—“with General Von Reichenau and Sperrle at Obersalzberg. Schuschnigg, together with G. Schmidt are being put under the heaviest political and military pressure. At 2300 hours Schuschnigg signs protocol.


“13 February: In the afternoon General K”—Keitel—“asks Admiral C”—Canaris—“and myself to come to his apartment. He tells us that the Führer’s order is to the effect that military pressure, by shamming military action, should be kept up until the 15th. Proposals for these deceptive maneuvers are drafted and submitted to the Führer by telephone for approval.


“14 February: At 2:40 o’clock the agreement of the Führer arrives. Canaris went to Munich to the Counter-Intelligence Office VII and initiates the different measures.


“The effect is quick and strong. In Austria the impression is created that Germany is undertaking serious military preparations.”

It is rather interesting, after reading the frank statement of the Defendant Jodl, to look at the pale words of the official statement which I have also put in. That is the view of the meeting with Schuschnigg, which the Prosecution placed before this Court.

Will the Tribunal be good enough to ignore an allegation that appears in the trial brief that this defendant visited Mussolini before the Anschluss, as is stated by a member of his staff at that time. It was disputed by another member. Therefore, I would rather the Tribunal ruled it out.

The next point on which there is no dispute is the telephone conversation which took place between the Defendant Göring and the Defendant Ribbentrop on the 13th of March 1938, when this defendant was still in London. The Tribunal will remember that that was dealt with fully by my friend, Mr. Alderman. It was passing on what the Prosecution submits is a completely false statement: that there was no ultimatum. The facts of the ultimatum were explained by the earlier telephone conversations with the Defendant Göring in Vienna. Defendant Göring then passed that on to the Defendant Ribbentrop in London in order that he might propagate the story of there being no ultimatum, in political circles in London. That appears in the telephone conversation, which is Exhibit Number USA-76, Document 2949-PS, and, as I say, it is fully dealt with in the transcript on Page 582 (Volume II, Page 425).

The third action which this defendant took occurred after his return from London. Although he had been appointed Foreign Minister in February, he had gone back to London to clear up his business at the embassy and he was still in London until after the Anschluss had actually occurred, but his name appears as a signatory of the law making Austria a province of the German Reich. That is Document 2307-PS, which I now put in as Exhibit GB-133. And there is a reference in the Reichsgesetzblatt, which is given. These were the actions of the defendant with regard to Austria.

Then we come to Czechoslovakia, and there you have an almost perfect example of aggression at work in its various ways. Again I simply remind the Tribunal of the outstanding points with the greatest brevity. First, there is the question of stirring up trouble inside the country against which aggression is going to be set forth.

This Defendant, as Foreign Minister, was concerned with the stirring up of the Sudeten Germans under Henlein, and the contacts between the Foreign Office and Henlein are shown in Exhibit Numbers USA-93, 94, 95, and 96. These are Documents 3060-PS, 2789-PS, 2788-PS, and 3059-PS. They have all been read by my friend, Mr. Alderman, but I simply give to the Tribunal their effect on them, which is the stirring up of the Sudeten German movement in order to act with the Government of the Reich.

Then, after that, the Defendant Ribbentrop was present on the 28th of May 1938 at the conference with Hitler, at which the latter gave the necessary instructions to prepare the attack on Czechoslovakia. That was dealt with previously on Page 742 of the transcript (Volume III, Page 42). And I want to put before the Tribunal Document 2360-PS, which is a report of a speech of Hitler’s in the Völkischer Beobachter; and, if the Tribunal would be good enough to look at it, it is a useful date to fix with regard to the aggression against Czechoslovakia, because that was the day on which Hitler, on his own proclamation, had decided that aggression was to take place against Czechoslovakia. The extract which I have taken is quite short and—if the Tribunal would look at the extract which is on Page 1, columns 5 and 6, bottom—the important passage is:

“On the basis of this unbearable provocation, which was still further emphasized by a truly infamous persecution and terrorizing of our Germans there, I have now decided to solve the Sudeten-German question in a final and radical manner.”

This was in January 1939. Then he goes on to say:

“On 28 May . . . I gave the order for the preparation of military steps against this state, to be concluded by 2 October. . . .”

The important point is that the 28th of May was the date when the Fall Grün for Czechoslovakia was the subject of orders and it was thereafter put into effect to come to fruition at the beginning of October. That is the second stage: To lay well in advance your plans of aggression. The third stage is to see that the neighboring states are not likely to cause you trouble.

So we find that on the 18th of July 1938 this defendant had a conversation with the Italian Ambassador Attolico, at which the attack on Czechoslovakia was discussed. That is Exhibit Number USA-85, Document 2800-PS. And there were further discussions which are contained in Exhibits USA-86 and 87, which are Documents 2791-PS and 2792-PS.

I think it is sufficient for me to say to the Tribunal that the effect of these documents is that it was made clear to the Italian Government that the German Government was going to move against Czechoslovakia.

The other country which was interested was Hungary, because Hungary had certain territorial ideas with regard to parts of the Czechoslovakian Republic.

So, on the 23rd and 25th of August, this defendant was present at the discussions and had discussions himself with the Hungarian politicians Imredy and Kania, and these are found in Exhibit Numbers USA-88 and 89, Documents 2796-PS and 2797-PS.

This defendant endeavored to get assurances of Hungarian help, and the Hungarian Government at the time was not too ready to commit itself to action, although it was ready enough with sympathy. These are to be found in the documents which I have mentioned. And, again, unless the Tribunal desires, I shall not read any document that I summarize that way.

Now I have already mentioned that there had been contact with the Sudeten Germans. That was the long-term grievance that had to be exploited. But the next stage was to have a short-term grievance and to stir up trouble, preferably at the fountainhead. And so, between the 16th and 24th of September, we find the German Foreign Office, of which this defendant was at the head, stirring up trouble in Prague; and that is shown very clearly in Exhibits Numbers USA-97 to 101, which are Documents 2858-PS, 2855-PS, 2854-PS, 2853-PS, and 2856-PS. I have read them in order of date. And it would be interesting for the Tribunal to look at these. They ought to follow quite shortly the document they have just been looking at, beginning with Document PS-2858. You will see the sort of thing of which I am reminding the Tribunal. Here you have the document of the 19th of September coming from the Foreign Office to the German Embassy in Prague:

“Please inform Deputy Kundt at Conrad Henlein’s request to get in touch with the Slovaks at once and induce them to start their demands for autonomy during the next day.”

And the others deal with questions of arrest and the action that would be taken against any Czechs in Germany in order to make the position more difficult.

That was the contribution which this defendant made to the pre-Munich crisis. After, as the Tribunal will remember, on the 29th of September 1938, the Munich Agreement was signed. That is GB-23, Document TC-23, which I have already read to the Tribunal.

And, after that—I just remind the Tribunal of an interesting document which shows the sort of action which the Wehrmacht expected and the advice that the Wehrmacht expected from the Foreign Office.

You have, on the 1st of October, Document C-2, which is Exhibit Number USA-90, and that is a long document putting forward an almost infinite variety of breaches of international law, which were likely to arise or might have arisen from the action in regard to Czechoslovakia; and on all these points the opinion of the Foreign Office is sought. That, of course, remained a hypothetical question at that time because no war resulted.

Then, if the Tribunal please, we come to the second stage in the acquiring of Czechoslovakia: That is, having obtained the Sudetenland, arranging so that there would be a crisis in Czechoslovakia which would give an excuse for taking the rest. The Tribunal will remember the importance of this because it is the first time that the German Government went outside its own statement about not going beyond German blood.

On that point, again, this defendant was active. On the 13th of March, as events were moving to a climax, he sent a telegram to the German Minister in Prague, who was under him, telling him to “make a point of not being available if the Government there wants to get in touch with you in the next few days.” That is Exhibit Number USA-116, Document 2815-PS.

At the same time this defendant saw a delegation of pro-Nazi Slovaks in Berlin. At a conference with Hitler, at which this defendant was present, Tiso, one of the heads of the pro-Nazi Slovaks, was directed to declare an independent Slovak State, in order to assist in the disintegration of Czechoslovakia. That is Exhibit Number USA-117, Document 2802-PS, and the Tribunal might care to compare it with a previous meeting with another Slovak, Tuka, a month before, which is shown in Document 2790-PS, Exhibit Number USA-110. So that this defendant was assisting in the task, again, of supporting internal trouble.

Then on the 14th of March 1939, the next day, Hacha, the President of Czechoslovakia, was called to Berlin. This defendant was present at the meeting and the Tribunal will remember the usual pressure and threats which resulted in the aged President’s purposing to hand over the Czechoslovak State to Hitler. The Tribunal will find that subject dealt with on Page 911 of the transcript (Volume III, from Page 158), and the relevant exhibit is Exhibit Number USA-118, Document 2798-PS, which is the minutes of the meeting between Hitler and Hacha that this defendant attended. You will also find it dealt with in Exhibit Number USA-126, Document 3061-PS, which is the Czechoslovakian Government report.

That was the end of the Czech part of Czechoslovakia. The following week this defendant signed a treaty with Slovakia which I now put in. It is Document 1439-PS, and I put it in as Exhibit GB-135, and the important part is Article 2, under which the German Government was given the right to construct military posts and installations and keep them garrisoned within Czechoslovakia. Again, I am not going to read it at length, but I hope the Tribunal will stop me if there are any of these documents which they would like read instead of summarized.

In that way this defendant by the terms of that treaty, after completely finishing Bohemia and Moravia as an independent state, had got military control in Slovakia.

Before I pass to Poland, there is one interesting little point on the Northern Baltic which I put before the Tribunal to show how this defendant could hardly keep his hands out of the internal affairs of other countries, even when it did not seem a very important matter. The Tribunal will remember that on the 3rd of April 1939, as shown in GB-4, TC-53(a), Germany had occupied the Memelland. It would have appeared, as far as the Baltic States were concerned, that the position was satisfactory; but if the Tribunal will look at Document 2953-PS, which I put in as Exhibit GB-136, and Document 2952-PS, which I put in as GB-137, they will find that this defendant acted in close concert with the conspirator Heydrich, who is dead, in stirring up trouble in Lithuania with a group of pro-Nazi people called the “Woldemaras supporters.” Document 2953-PS shows that Heydrich was passing to the Defendant Ribbentrop the request for financial support for the . . .

THE PRESIDENT: You are going to read 2953?

SIR DAVID MAXWELL-FYFE: Yes, My Lord, that is the one I was going to read. That is a letter from Heydrich to the Defendant Ribbentrop and it says:

“Dear Party Comrade Von Ribbentrop:


“Enclosed please find a further report about the ‘Woldemaras supporters.’ As already mentioned in the previous report the ‘Woldemaras supporters’ are still asking for help from the Reich. I therefore ask you to examine the question of financial support brought up again by the ‘Woldemaras supporters’ set forth on Page 4, Paragraph 2, of the enclosed report and to make a definite decision.


“The request of the ‘Woldemaras supporters’ for financial support could, in my opinion, be granted. Deliveries of arms should not, however, be made under any circumstances.”

Then, 2952-PS, the next document, is a fuller report, and at the end of that there is added in handwriting, “I support small regular payments, e.g., 2,000 to 3,000 marks quarterly.” It is signed “W,” who I understand to be the Secretary of State.

I merely quoted that to show the extraordinary interference, even with comparatively unimportant countries.

Then we pass to the aggression against Poland, and again the Tribunal has had that fully dealt with by my friend Colonel Griffith-Jones; but again it might be useful if I just separated the various periods so that the Tribunal would have these in mind. The first was what one might call the Munich period, up to the end of September 1938; and at that time no language was too good for Poland. The Tribunal will remember the point.

The important documents showing that aspect of the case are GB-30, which is Document 2357-PS, Hitler’s Reichstag speech on the 20th of February 1938, and then GB-31, Document TC-76, which is the secret Foreign Office memorandum of the 26th of August 1938, and GB-27, Document TC-73, Number 40. TC-73 is the Polish White Book and 40 is the number of the document in the book. That is a conversation between M. Lipski, the Polish Ambassador, and this defendant.

Finally in this group is TC-73, Number 42, Hitler’s speech at the Sportpalast on the 26th of September 1938, in which he said that this was the end of his territorial problems in Europe and expressed an almost violent affection for the Poles.

Now the next stage was between Munich and the rape of Prague, and then in the next stage—part of the German aggressions in Czechoslovakia having been accomplished and parts still remaining to be done—there is a slight change but still a friendly atmosphere. That begins with a conversation between this defendant and M. Lipski, which is contained in Exhibit GB-27, Document TC-73, Number 44.

There this defendant put forward very peaceful suggestions for the settlement of the Danzig issue. The Polish reply is in GB-28, TC-73.

THE PRESIDENT: You did not give the date of those, did you?

SIR DAVID MAXWELL-FYFE: Yes, My Lord: The first one is 25 October 1938; the Polish reply which says that it is unacceptable that Danzig should return to the Reich, but making suggestions for a bilateral agreement, is the 31st of October 1938. Between these dates, the Tribunal will remember according to Document C-137, Exhibit GB-33, dated the 21st of October the German Government had made its preparation to occupy Danzig by surprise. But although these preparations were made, still some 2 months later, on the 5th of January 1939, while the rape of Prague had not taken place, Hitler was suggesting to M. Beck, the Polish Foreign Minister, a new solution. That is contained in Document TC-73, Number-48, Exhibit GB-34, the interview of Hitler and Beck on the 5th of January 1939.

Then this defendant saw M. Beck on the next day and said there was no violent solution of Danzig, but a further building up of friendly relations. That is contained in GB-35, Document TC-73, Number 49. Not content with that, this defendant went to Warsaw on the 25th of January and, according to the report of his speech contained in Document 2530-PS, GB-36, talked of the continued progress and consolidation of friendly relations; and that was capped by Hitler’s Reichstag speech on the 30th of January 1939, in the same sort of tone, contained in GB-37, TC-73, Number 57. That was the second stage—the mention of Danzig in honeyed words, because, of course, the rape of Prague had not been attained.

Then one has to remember, as one comes to the summer, the meeting at the Reich Chancellery on the 23rd of May 1939, which is reported in Document L-79, Exhibit Number USA-27. It has been read many times to the Tribunal, and I remind them of only this point: That that is the document where Hitler makes it quite clear, and states in his own words, that Danzig has nothing to do with the real Polish question. He had to deal with Poland because he wanted Lebensraum in the East. That is the effect of that portion of the document which has been read so often to the Tribunal—that Danzig was merely an excuse.

It is important to have in mind, if I may respectfully suggest it, that that meeting was on the 23rd of May 1939, because there is an interesting corroboration of the attitude of mind—in showing how clearly this Defendant Ribbentrop had adopted the attitude of mind of Hitler—in the introduction to Count Ciano’s diary, which was put in as Exhibit Number USA-166, Document 2987-PS; but I do not think this part of the diary, the introduction, has been read before to the Court. It is Document 2897-PS, and it comes two after L-79, which is the “Little Schmundt” file, just after the Obersalzberg document. It is set out in the trial brief, if the Tribunal will care to follow it there. Count Ciano says:

“In the summer of 1939 Germany advanced her claims against Poland, naturally without our knowledge; indeed, Ribbentrop had several times denied to our Ambassador that Germany had any intention of carrying the controversy to extremes. Despite these denials I remained unconvinced; I wanted to make sure for myself, and on August 11th I went to Salzburg. It was in his residence at Fuschl that Ribbentrop informed me, while we were waiting to eat, of the decision to start the fireworks, just as he might have told me about the most unimportant and commonplace administrative matter. ‘Well, Ribbentrop,’ I asked him, while we were walking in the garden, ‘What do you want? The Corridor or Danzig?’ ‘Not any more, . . .’ and he stared at me through those cold Musée Grevin eyes, ‘We want war.’ ”

I remind the Tribunal how closely that corroborates the statement that Hitler had made at his Chancellery conference on the 23rd of May: That it was no longer a question of Danzig or the Corridor, it was a question of war to achieve Lebensraum in the East.

Then I remind the Tribunal, without citing it, that the Fall Weiss for operation against Poland is dated the 3rd and 11th of April 1939, which certainly shows that preparations were already in hand.

And then there is another reference in Count Ciano’s diary which also has not been read and which makes this point quite clear. Again, if the Tribunal will take it as set out in the trial brief, I will read it, as it has not been read before:

“I have collected the conference records of verbal transcripts of my conversations with Ribbentrop and Hitler. Here I shall note only some impressions of a general nature. Ribbentrop is evasive every time I ask him for particulars of the forthcoming German action. He has a guilty conscience. He has lied too many times about German intentions towards Poland not to feel embarrassment now over what he must tell me and what he is preparing to do.


“The will to fight is unalterable. He rejects any solution which might satisfy Germany and prevent the struggle. I am certain that even if the Germans were given everything they demanded they would attack just the same, because they are possessed by the demon of destruction.


“Our conversation sometimes takes a dramatic turn. I do not hesitate to speak my mind in the most brutal manner. But this doesn’t shake him in the least. I realize how little weight this view carries in German opinion.


“The atmosphere is icy. And the cold feeling between us is reflected in our followers. During dinner we do not exchange a word. We distrust each other. But I at least have a clear conscience. He has not.”

Whatever other defects there may have been about Count Ciano, there cannot be an appreciation of the situation which is more heavily corroborated by supporting documents than his diagnosis of the situation in the summer of 1939.

Then we come to the next stage in the German plan, which was sharp pressure on the claim for Danzig shown immediately after Czechoslovakia had been finally dealt with on the 15th of March. It is shown how closely it followed the completion of the rape of Prague. The first sharp raising of the claim was on the 21st of March, as shown in Exhibit GB-38, Document TC-73, Number 61. And that developed, as the Tribunal has heard from Colonel Griffith-Jones.

Then we come to the last days before the war, and one interesting side light is that Herr Von Dirksen, the German Ambassador at the Court of St. James, returned from London on the 18th of August 1939; and I put in the extract from the interrogation of the Defendant Ribbentrop, which is Document D-490. I put that in as GB-138.

I do not intend to read it to the Tribunal because it can be summarized in this way: That the Defendant Ribbentrop has certainly no recollection of ever having seen the German Ambassador to the Court of St. James after his return. He thinks he would have remembered him if he had seen him and he accepts the probability that he did not see him. And there is the point, when it was well-known that war with Poland would involve England and France, that either he was not sufficiently interested in opinion in London to take the trouble to see his ambassador or else, as he rather suggests, that he had appointed so weak and ordinary a career diplomat to London that his opinion was not taken into account, either by himself or by Hitler. In either case, he was completely uninterested in anything which his ambassador might have to tell him of opinion in London or the possibility of war. And I conceive myself speaking with great moderation in putting it this way. That in the last days before the 1st of September 1939 this defendant did whatever he could to avoid peace with Poland and to avoid anything which might hinder the incursion of the war which we know he wanted. He did that, well knowing that war with Poland would involve Great Britain and France. These details were given in full by Colonel Griffith-Jones; I am not going through them again. But I have, for the convenience of the Tribunal, referred to the transcript at Pages 1000 to 1059 (Volume III, Pages 219 to 261), and M. Lipski summarized all that took place in his report of the 10th of October 1939, which is Document TC-73, Number 147, which is Exhibit GB-27.

Now these are the actions of this defendant in the Polish matter. I am glad to inform the Tribunal that with regard to the other countries they are very much shorter than with regard to Poland.

I now come to Norway and Denmark. I remind the Tribunal of the fact, if it cares to take cognizance thereof, that on the 31st of May 1939 the Defendant Ribbentrop, on behalf of Germany, signed a non-aggression pact with Denmark which provided that “the German Reich and the Kingdom of Denmark will under no circumstances go to war or employ force of any other kind against one another.” This is Exhibit GB-77, Document TC-24. And just to fix the date, the Tribunal will remember that on the 9th of April 1940 the German Armed Forces invaded Denmark and at the same time they invaded Norway.

With regard to Norway there are three documents which show that this defendant was fully informed of the earlier preparations for that act of aggression. The Tribunal will remember that my friend, Major Elwyn Jones, did indicate with some particularity the relations between Quisling and the Defendant Rosenberg. But Rosenberg in this case also required the help of the Defendant Ribbentrop and, if the Tribunal would be good enough to turn to Document 957-PS, which I am putting in as GB-139, they will see the first of the documents which connect this defendant with the earlier Quisling activities.

The first one, Document 957-PS, is a letter from Defendant Rosenberg to this defendant and it begins:

“Dear Party Comrade Von Ribbentrop:


“Party Comrade Scheidt has returned and has made a detailed report to Geheimrat Von Grundherr, who will address you on this subject. We agreed the other day that 200,000 to 300,000 Reichsmarks would be made immediately available for the said purpose. Now it turns out that . . . Grundherr states that the second instalment can be made available only after 8 days. But as it is necessary for Scheidt to go back immediately, I request you to make it possible that this second instalment be given to him at once. With a longer absence . . . the connection with your representatives would also be broken up, which just now, under certain circumstances, could be very unfavorable.


“Therefore I think it is in everybody’s interest, if Party Comrade Scheidt goes back immediately.”

That was the 24th of February.

Now the next document, 004-PS, is a report from Rosenberg to Hitler, and if the Tribunal will be good enough to turn to Page 4—this is on the Quisling activities—they will find that that passage is sufficient to show how this defendant was connected with it. This is a report from Rosenberg to Hitler:

“Next to a financial support which was paid by the Reich in foreign currency, Quisling, as further help, was at the same time promised deliveries of goods which were urgently needed by Norway, such as coal and sugar. The shipments were to be conducted under cover of a new trade company, to be established in Germany, or through specially selected existing firms while Hagelin was to act as consignee in Norway. Hagelin had already conferred with the respective Ministers of the Nygaardsvold Government, as, for instance, the Minister of Supply and Commerce, and had been assured permission for the import of coal. At the same time the coal transports were to serve possibly to supply the technical means necessary to launch Quisling’s political action in Oslo with German help. It was Quisling’s plan to send a number of selected, particularly reliable men to Germany for a brief military training course in a completely isolated camp. They were then to be detailed as area and language specialists to German special troops, who were to be taken to Oslo on the coal barges to accomplish a political action. Thus Quisling planned to get hold of his leading opponents in Norway, including the King, and to prevent all military resistance from the very beginning. Immediately following this political action and upon an official request of Quisling to the Government of the German Reich, the military occupation of Norway was to take place. All military preparations were to be completed previously. Though this plan contained the great advantage of surprise, it also contained a great number of dangers which could possibly cause its failure. For this reason it received a quite dilatory treatment, while at the same time it was not disapproved as far as the Norwegians were concerned.


“In February, after a conference with General Field Marshal Göring, Reichsleiter Rosenberg informed the Ministerial Director in the office of the Four Year Plan, Wohlthat, only of the intention to prepare coal shipments to Norway to the named confidant Hagelin. Further details were discussed in a conference between Wohlthat, Staff Director Schickedanz, and Hagelin. Since Wohlthat received no further instructions from the General Field Marshal, Foreign Minister Von Ribbentrop—after a consultation with Reichsleiter Rosenberg—consented to expedite these shipments through his office. Based on a report of Reichsleiter Rosenberg to the Führer it was also arranged at this conference to pay Quisling through Scheidt as liaison 10,000 English pounds per month for the next 3 months, commencing on the 15th of March, to support his work.”

This was paid through Scheidt, the man who was mentioned before.

Now the other document, D-629, is a letter from Defendant Keitel to the Defendant Ribbentrop, dated the 3rd of April 1940. I need trouble the Tribunal only with the first paragraph. The Defendant Keitel says:

“Dear Herr Von Ribbentrop:


“The military occupation of Denmark and Norway has been, by command of the Führer, long in preparation by the High Command of the Wehrmacht. The High Command of the Wehrmacht has therefore had ample time to occupy itself with all the questions connected with the carrying out of this operation. The time at your disposal for the political preparation of this operation is, on the contrary, very much shorter. I believe myself, therefore, to be acting in accordance with your ideas in transmitting to you herewith, not only these wishes of the Wehrmacht which would have to be fulfilled by the Governments in Oslo, Copenhagen and Stockholm for purely military reasons, but also I include a series of requests which certainly concern the Wehrmacht only indirectly but which are, however, of the greatest importance for the fulfillment of its task.”

Then he proceeds to ask that the Foreign Office get in touch with certain commanders. The important point for which I read it to the Tribunal—as far as I know, for the first time—is that there we have the Defendant Keitel saying quite clearly that the military occupation of Denmark and Norway has been long in preparation. And it is interesting when one looks back to the official life of Ribbentrop, which, is contained in the archives and is Document D-472. I am quoting a sentence only because of the interesting contrast:

“With the occupation of Denmark and Norway on the 9th of April 1940 only a few hours before the landing of British troops in these territories, the battle began against the Western Powers.”

Then it goes on to Holland and Belgium.

It is quite clear that, whoever else had knowledge or whoever else was ignorant, this Defendant Ribbentrop had been up to his neck in the Quisling plottings, and it is made clear to him well a week before the invasion started, that the Wehrmacht and the Defendant Keitel had long been preparing this particular act of aggression.

I think, My Lord, that is really all the evidence on the aggression against Norway because, again, the story was put forward fully by my friend, Major Elwyn Jones.

THE PRESIDENT: We will adjourn now.

[The Tribunal adjourned until 9 January 1946 at 1000 hours.]


TRANSCRIBER NOTES

Punctuation and spelling has been maintained except where obvious printer errors have occurred such as missing periods or commas for periods. English and American spellings occur throughout the document; however, American spellings are the rule, hence, 'Defense' versus 'Defence'. Unlike prior Blue Series volumes I and II, all German and eastern European names and terms include accents and umlauts: hence Führer and Göring, etc. throughout; and Himmler's speech in 'Weselsburg' has been corrected to the town's name of 'Wezelsburg'.

Although some sentences may appear to have incorrect spellings or verb tenses, the original text has been maintained as it represents what the tribunal read into the record and reflects the actual translations between the German, English, Russian and French documents presented in the trial.

An attempt has been made to produce this eBook in a format as close as possible to the original document's presentation and layout.

[The end of Trial of the Major War Criminals Before the International Military Tribunal: Nuremberg 14 November 1945- 1 October 1946 (Vol. 4), by Various.]