Afternoon Session
THE PRESIDENT: The Tribunal will sit tomorrow morning from 10 o’clock until 1 in open session. And now before going on, Dr. Horn, the Tribunal wish me to say that they think that entirely too much time is being taken up by the defendant in detailed accounts of negotiations which led up to an agreement which is a matter of history and which is perfectly well known to everybody. That is not the case which the defendant has to meet; what the defendant has to meet is not the making of agreements which are perfectly well known, but the breach of those agreements by Germany and any part which he may have played in the breach of those agreements. It is very important that the time of this Tribunal should not be taken up by unnecessary details of that sort.
DR. HORN: What foreign political reaction did the Munich Agreement have?
VON RIBBENTROP: The Munich Agreement is well known. Its contents were the following: Germany and England should never again wage war; the naval agreement on the ratio of 100 to 35 was to be permanent and, in important matters, consultations were to be resorted to. Through this agreement the atmosphere between Germany and England was undoubtedly cleared up to a certain degree. It was to be expected that the success of this pact would lead to a final understanding. The disappointment was great when, a few days after Munich, rearmament at any cost was announced in England. Then England started on a policy of alliance and close relationship with France. In November 1938 trade policy measures were taken against Germany, and in December 1938 the British Colonial Secretary made a speech in which a “no” was put to any revision of the colonial question. Contact with the United States of America was also established. Our reports of that period, as I remember them, showed an increased—I should like to say—stiffening of the English attitude toward Germany; and the impression was created in Germany of a policy which practically aimed at the encirclement of Germany.
DR. HORN: You are accused by the Prosecution of having contributed to the separation of Slovakia from Czechoslovakia in violation of international law. What part did you take in the Slovakian declaration of independence?
VON RIBBENTROP: There is no doubt that there were relations between Slovakians and quite a number of members of the National Socialist German Workers Party. These tendencies naturally were known to the Foreign Office, and it would be wrong to say that we in any way did not welcome them. But it is not correct to say that the autonomy was demanded or forced by us in any way. I remember that Dr. Tiso proclaimed this autonomy; and the Prague Government, under the influence of Munich, also recognized the autonomy. What the situation was like at the time after Munich can be seen from the fact that all minorities of Czechoslovakia wanted autonomy and independence. Shortly thereafter the Carpatho-Ukrainians declared their independence and others as well had similar aspirations. In the Munich Agreement, I should like to add, there was a clause according to which Germany and Italy were to give Czechoslovakia a guarantee; but a declaration to this effect was not made. The reason for that was that Poland, after the Munich Agreement, sent an ultimatum to Czechoslovakia, and on her own initiative, severed the Polish minorities and occupied these areas. The Hungarians also wanted autonomy, or rather, incorporation of Hungarian areas; and certain areas of Czechoslovakia were thereupon given to Hungary by the Vienna decision. The situation in Czechoslovakia, however, was not yet clear and also remained difficult during the following period. Then the Slovak, Tuka, approached us. He wanted to win Germany’s approval for Slovakia’s independence. The Führer received Tuka at that time and, after a few interludes, the final result was the declaration of independence of Slovakia made by Tiso on 13 March. The Prosecution have submitted a document in which I am alleged to have said, during the conversation which took place between the Führer and Tiso, that it was only a matter of hours, not of days, that Slovakia would have to come to a decision. However, this was to be understood to mean that at that time preparations for an invasion had been made by Hungary in order to occupy Carpatho-Ukrainia as well as some other regions of Slovakia. We wanted to prevent a war between Slovakia and Hungary or between Czechoslovakia and Hungary; Hitler was greatly concerned about it, and therefore he gladly complied with Tiso’s desire. Later, after the declaration of Slovakia’s independence by the Slovak parliament, he complied with Tiso’s request and took over the protection of Slovakia.
DR. HORN: What brought about Hacha’s visit to Berlin on 14 March 1939?
VON RIBBENTROP: Events in Slovakia had their repercussions, of course, and chiefly very strong excesses against racial Germans in the area of Prague, Brünn, Iglau, et cetera, were reported to Hitler. Many fugitives came into the old Reich. In the winter of 1938-39 I repeatedly attempted to discuss these matters with the Prague Government. Hitler was convinced that a development was being initiated in Prague which could not be tolerated by the German Reich. It was the attitude of the press and the influential government circles in Prague. The Führer also wished that the Czech nation should reduce her military power, but this was refused by Prague.
During these months I tried repeatedly to maintain good German relations with Prague. In particular I spoke frequently with Chvalkovsky, the Czechoslovakian Foreign Minister. In the middle of March, Chvalkovsky, the Czechoslovakian Foreign Minister, turned to our German representative in Prague to find out whether Hitler would give Hacha the opportunity of a personal interview. I reported this to the Führer and the Führer agreed to receive Hacha; however, he told me that he wished to deal with this matter personally. To that effect I had an exchange of telegrams with Prague: A reserved attitude should be taken in Prague but Hacha should be told that the Führer would receive him.
At this point I should like to mention briefly that the Foreign Office and I myself did not know anything at this date of impending military events. We learned about these things only shortly before they happened. Before the arrival of Hacha I asked the Führer whether a treaty was to be prepared. The Führer answered, as I recall distinctly, that he had the intention of going far beyond that. After the arrival of Hacha in Berlin I visited him at once and he told me he wanted to place the fate of the Czech State in the Führer’s hands. I reported this to the Führer and the Führer instructed me to draft an agreement. The draft was submitted to him and corrected later on, as I remember. Hacha was then received by the Führer and the results of this conference, as far as I know, are already known here and have been submitted in documentary form so that I do not need to go into it.
I know that Adolf Hitler at that time spoke pointedly to Hacha and told him that he intended to occupy Czechoslovakia. It concerned old historic territory which he intended to take under his protection. The Czechs were to have complete autonomy and their own way of living, and he believed that the decision which was being made on that day would result in great benefit for the Czech people. While Hacha talked to the Führer, or rather afterwards—I was present at the Führer’s conference with Hacha—I had a long discussion with the Foreign Minister Chvalkovsky. He adopted our point of view fairly readily and I asked him to influence Hacha so that the Führer’s decision and the whole action might be carried out without bloodshed.
I believe it was the deep impression made on him first of all by the Führer and then by what Adolf Hitler had told him which caused Hacha to get in touch by telephone with his Government in Prague and also, I believe, with the Chief of the General Staff. I do not know this exactly. He obtained the approval of his Government to sign the agreement which I mentioned at the beginning. This agreement was then signed by Hitler, Hacha, and both the Foreign Ministers, that is by myself also. Then Hacha, as I recall, gave instructions that the German Army should be received cordially and, as far as I know; the march into and the occupation of Czechoslovakia, that is Bohemia and Moravia, was completed without serious incident of any kind.
After the occupation I went to Prague with the Führer. After the occupation, or maybe it was in Prague, the Führer gave me in the morning a proclamation in which the countries of Bohemia and Moravia were declared to be a protectorate of the Reich. I read out this proclamation in Prague which, I may say, was somewhat a surprise to me. No protest of any sort was made as far as I recall, and I believe I might mention that the occupation of Bohemia and Moravia, which the Führer considered necessary in the ultimate interest of the Reich, took place for historical and economic reasons and above all for reasons of security for the German Reich. I believe that Göring has given the details.
DR. HORN: What did the European situation look like to you at the time of the occupation of the remainder of Czechoslovakia?
VON RIBBENTROP: I might say that after the proclamation at Prague I had a lengthy discussion with the Führer. I pointed out to the Führer that this occupation, of course, would have considerable repercussions in British-French circles. In this connection I should like to point out that in England those circles which had turned against Germany had grown larger and were led by important persons. In this connection I should like to come back to or mention briefly one incident which took place while I was still Ambassador in London, when Mr. Winston Churchill paid me a visit at the Embassy. Mr. Winston Churchill was not in the government at that time, and I believe he was not leader of the opposition—it has already been discussed—but he was one of the most outstanding personalities in England. I was especially interested in arranging a meeting between him and Adolf Hitler and therefore had asked him to come to see me at the Embassy. We had a conversation which lasted several hours and the details of which I recall exactly. I believe it would go too far to relate all the details of this conversation. But whereas important men like Lord Vansittart in 1936...
THE PRESIDENT: Documents with reference to Mr. Winston Churchill at this time when he was not a member of the government have already been ruled by the Tribunal to be irrelevant and what he said and such a conversation as this appears to the Tribunal to be absolutely irrelevant and the Tribunal will not hear it.
VON RIBBENTROP: I have already said that I called the Führer’s attention to the British reaction. Adolf Hitler explained to me the necessity of the occupation of Bohemia and Moravia, especially on historic and strategic grounds. I remember that in this connection he quoted especially the former French Minister of Aviation, Pierre Cot, who had called Bohemia and Moravia, that is Czechoslovakia, the “airplane carrier” against Germany. I believe it was Reich Marshal Göring who already mentioned that at that time we received intelligence reports of Russian pilots or Russian missions being on Czech airdromes.
Hitler said to me, and I remember these words distinctly, that he could not tolerate an inimical Czech thorn in the German flesh. One could get along well enough with the Czechs, but it was necessary for Germany to have in her hands the protection of these countries. He mentioned Soviet Russia, allied with Czechoslovakia, as a factor of inestimable power. When I mentioned England and her reaction he said that England was in no position to take over the protection of the Germans in Czechoslovakia. Furthermore, the structure of the Czechoslovakian State had disintegrated and Slovakia had become independent. Therefore he thought it was necessary in the interest of future German-English relations that the countries of Bohemia and Moravia should come into a close contact with the Reich. A protectorate seemed to him to be the appropriate form. Adolf Hitler said that while this question was utterly unimportant to England it was absolutely vital for Germany. This becomes evident if one glances at the map—this is what he literally said. Besides, he said, he was unable to see how this solution could disturb the co-operation which was being striven for between Germany and England. Hitler pointed out that England—by chance I still remember the figure—had about 600 dominions, protectorates, and colonies and therefore should understand that such problems have to be solved.
I told Adolf Hitler about the difficulties which might confront Mr. Chamberlain personally because of this action on the part of Germany, that England might consider this an increase of Germany’s power and so on; but the Führer explained the whole question with the reasons I have mentioned before.
The English reaction at first, in the person of Mr. Chamberlain in the House of Commons, was rather a positive one. He said it was not a violation of the Munich Agreement and the British Government was not bound by any obligation. The Czechoslovakian State had disintegrated and the guarantee which England had said she would give had not come into effect, or rather the obligations of the guarantee did not apply under the circumstances.
I might say that all of us were glad that this attitude was taken in England. I believe it was 2 or 3 days later when Mr. Chamberlain in Birmingham...
THE PRESIDENT: Dr. Horn, what have we got to do with the reactions in England unless they took the form of a note? I do not see what it has to do with it. What we want to know is the part that the Defendant Ribbentrop played in the breach of the Munich Agreement.
DR. HORN: The Defendant Von Ribbentrop is accused of having participated in a conspiracy when he was Foreign Minister, and it is charged that his foreign policy contributed to the bringing about of aggressive war. If the Defendant Von Ribbentrop wishes and is allowed to defend himself against these charges then he must be permitted to describe the circumstances as he saw them and the motives behind his actions. I am putting only such questions to the defendant in this case as have reference to his forming certain opinions.
THE PRESIDENT: Well, I don’t think you asked him any question about it. He was just...
DR. HORN: It is not coming through quite audibly.
THE PRESIDENT: What I said was, I did not think you asked him any questions as to the reactions in England.
THE INTERPRETER: The channels seem to be disturbed in some way. I think they are getting more than one language.
THE PRESIDENT: The Tribunal had better adjourn, I think.
[A recess was taken.]
THE PRESIDENT: Dr. Horn, what I was attempting to say to you when the system broke down was that it seems to the Tribunal that the defendant ought to be able to keep his evidence within stricter limits and not to go into so much detail, and that, with regard to the reactions, the political reactions in England, they are not relevant in themselves, and that the bearing which they may have upon the case is really remote.
DR. HORN: What caused Hitler to commission you, in October 1938, to enter into negotiations with Poland?
VON RIBBENTROP: There had always been the minority problem in Poland, which had caused great difficulties. Despite the agreement of 1934, this situation had not changed. In the year 1938 the “de-Germanization” measures against German minorities were continued by Poland. Hitler wished to reach some clear settlement with Poland, as well as with other countries. Therefore he charged me, I believe during October 1938, to discuss with the Polish ambassador a final clarification of the problems existing between Germany and Poland.
DR. HORN: Besides the minority problem, what other problems were involved?
VON RIBBENTROP: There were two questions: One, the minority problem, was the most burning one; the second problem was the question of Danzig and the Corridor, that is to say, of a connection with East Prussia.
DR. HORN: What was Hitler’s and your attitude toward the Danzig and Corridor questions?
VON RIBBENTROP: It is clear that these two questions were the problems that had caused the greatest difficulties since Versailles. Hitler had to solve these problems sooner or later one way or another. I shared this point of view. Danzig was exposed to continual pressure by the Poles; they wanted to “Polandize” Danzig more and more and by October of 1938 from 800,000 to a million Germans, I believe, had been expelled from the Corridor or had returned to Germany.
DR. HORN: How did the Polish Ambassador take your suggestions in October 1938?
VON RIBBENTROP: The Polish Ambassador was reticent at first. He did not commit himself, nor could he do so. I naturally approached him with the problem in such a way that he could discuss it at ease with his government, and did not request, so to speak, a definitive answer from him. He said that of course he saw certain difficulties with reference to Danzig, and also a corridor to East Prussia was a question which required much consideration. He was very reticent, and the discussion ended with his promise to communicate my statements, made on behalf of the German Government, to his government, and to give me an answer in the near future.
DR. HORN: How did your second discussion with Ambassador Lipski on 17 November 1938 end?
VON RIBBENTROP: On 17 November 1938 Lipski came to see me and declared that the problem involved considerable difficulties and that the Danzig question in particular was very difficult in view of Poland’s entire attitude.
DR. HORN: Did you then, on Hitler’s order, submit the request to Lipski to take up direct negotiations with Foreign Minister Beck?
VON RIBBENTROP: I invited Foreign Minister Beck to Berlin.
DR. HORN: When did Foreign Minister Beck come to Berchtesgaden?
VON RIBBENTROP: Unfortunately, Minister Beck did not come to Berlin; he went to London.
DR. HORN: You misunderstood my question. When did Foreign Minister Beck come to Berchtesgaden?
VON RIBBENTROP: Hitler had said that he wanted to speak with Mr. Beck personally about this problem. Thereupon Mr. Beck came; I do not know the date exactly...
DR. HORN: It was the beginning of January, on 5 January.
VON RIBBENTROP: ...to Berchtesgaden and had a long talk with Adolf Hitler.
DR. HORN: What was the result of this talk?
VON RIBBENTROP: I was present at that conversation. The result was that Adolf Hitler informed Beck, once more in detail, of his desire for good German-Polish relations. He said that a completely new solution would have to be found in regard to Danzig, and that a corridor to East Prussia should not give rise to insurmountable difficulties. During this conversation Mr. Beck was rather receptive. He told the Führer that naturally the question of Danzig was difficult because of the mouth of the Vistula, but he would think the problem over in all its details. He did not at all refuse to discuss this problem, but rather he pointed out the difficulties which, due to the Polish attitude, confronted a solution of the problem.
DR. HORN: Is it true that Beck was, as a matter of principle, willing to negotiate and therefore invited you, at the end of January, to make a visit to Warsaw?
VON RIBBENTROP: One cannot put it quite that way. After the meeting at Berchtesgaden with the Führer, I had another lengthy conversation with Beck in Munich. During this conversation Beck explained to me again that the problem was very difficult, but that he would do everything he could; he would speak to his governmental colleagues, and one would have to find a solution of some kind. On this occasion we agreed that I would pay him a return visit in Warsaw. During this visit we also spoke about the minority question, about Danzig and the Corridor. During this conversation the matter did not progress either; Mr. Beck rather repeated the arguments why it was difficult. I told him that it was simply impossible to leave this problem the way it was between Germany and Poland. I pointed out the great difficulties encountered by the German minorities and the undignified situation, as I should like to put it, that is, the always undignified difficulties confronting Germans who wanted to travel to East Prussia. Beck promised to help in the minority question, and also to re-examine the other questions. Then, on the following day, I spoke briefly with Marshal Smygly-Rydz, but this conversation did not lead to anything.
DR. HORN: At that time did you ask Beck to pay another visit to Berlin, and did this visit take place, or did Beck decide on a different course?
VON RIBBENTROP: What happened was that I invited Foreign Minister Beck to Berlin, because his first visit was not an official one. Unfortunately, however, Beck did not come to Berlin, but, as I have already said, he went to London.
DR. HORN: What was the effect of his visit to London on the subsequent negotiations?
VON RIBBENTROP: The effect of this London visit was a complete surprise to us. Minister Lipski, I believe it was on 21 March, yes, it was, suddenly handed us a memorandum.
DR. HORN: Let me interrupt you. On 21 March you had previously another conversation with Lipski regarding the partition of Czechoslovakia and the problems arising from the establishment of the Protectorate?
VON RIBBENTROP: That may be true, in that case I meant 26.
DR. HORN: Yes.
VON RIBBENTROP: That is right; on the 21st I had a talk with Lipski, that is true, and in this talk Lipski expressed certain doubts concerning Slovakia and the protection afforded by Germany. He expressed the wish that between Hungary and Poland, two countries which had always had close relations with each other, a direct, common boundary might be established and asked whether or not this would be possible. He also inquired indirectly whether the protection afforded to Slovakia was directed in any way against Poland. I assured Mr. Beck that neither Hitler nor anybody else had been motivated by the slightest intention of acting against Poland when the protection was promised. It was merely a measure to point out to Hungary that the territorial questions were now settled. However, I believe I told Mr. Lipski to look forward to such a link being established via the Carpatho-Ukraine.
DR. HORN: Is it true that consultations were initiated between Poland and the British Government, the French Government and the Russian Government about 20 March?
VON RIBBENTROP: Yes, that is right. These consultations, as far as I recall, go back to a suggestion made by Lord Simon. A common declaration was to be made with regard to Poland. But Poland did not regard this as satisfactory, and made it clear in London that this solution was out of the question for Poland.
DR. HORN: Is it true that Poland worked toward a concrete alliance with England and France?
VON RIBBENTROP: There can be no doubt, and it is a historical fact that Poland strove for an alliance with England.
DR. HORN: When did the German Government find out that Poland had been promised support by England and France?
VON RIBBENTROP: That became known, I cannot tell you the date precisely, but it was, at any rate, during the latter part of March. Anyway, I know, and we all were convinced of what, I believe, is an established fact today, that these relations taken up during the latter part of March between Warsaw and London determined the answer which was, to our surprise, communicated to us by memorandum on 26 March, I believe.
DR. HORN: Is it correct that this memorandum stated that a further pursuit of German aims regarding a change in the Danzig and Corridor questions would mean war as far as Poland was concerned?
VON RIBBENTROP: Yes, that is correct. That was a great surprise to us. I know that I read the memorandum, and for a moment I simply could not believe that such an answer had been given, when one considers that for months we had tried to find a solution, which—and I wish to emphasize this—only Adolf Hitler, at that time, with his great authority over the German people could bring about and be responsible for.
I do not want to get lost in details, but I do want to say that the Danzig and Corridor problem, since 1919, had been considered by statesmen of great authority the problem with which somehow the revision of Versailles would have to start. I should like to remind you of the statement by Marshal Foch and other statements by Winston Churchill, who also elaborated on this subject, as well as by Clemenceau, et cetera. All these statesmen were undoubtedly of the opinion that a territorial revision of this Corridor would really have to be undertaken. But Hitler, for his part, wanted to make it an overall settlement and reach an understanding with Poland on the basis of his putting up with the Corridor and taking only Danzig back into the Reich, whereby Poland was to be afforded a very generous solution in the economic field. That, in other words, was the basis of the proposals which I had been working on for 4 to 5 months on Hitler’s order. All the greater was our surprise when, suddenly, the other side declared that a further pursuit of these plans and solutions, which we regarded as very generous, would mean war. I informed Hitler of this, and I remember very well that Hitler received it very calmly.
DR. HORN: Is it correct that on the following day you stated to the Polish Ambassador that the memorandum of 26 March 1939 could not serve as the basis for a solution?
VON RIBBENTROP: That is true. I just said that Hitler received this harsh and serious message of the Polish Ambassador very calmly. He said, however, that I should tell the Polish Ambassador that of course no solution could be found on this basis. There should be no talk of war.
DR. HORN: Is it true that thereupon, on 6 April 1939, the Polish Foreign Minister Beck traveled to London and returned with a temporary agreement of mutual assistance between Poland, England, and France?
VON RIBBENTROP: Yes, that is correct.
DR. HORN: What was the German reaction to this pact of mutual assistance?
VON RIBBENTROP: The German reaction—here I might refer to Hitler’s Reichstag speech in which he stated his attitude toward this whole problem. We felt this pact of mutual assistance between Poland and England to be not in agreement with the German-Polish pact of 1934, for in the 1934 pact any application of force was excluded between Germany and Poland. By the new pact concluded between Poland and England without previous consultation with Germany, Poland had bound herself for example, to attack Germany in case of any conflict, between Germany and England. I know that Adolf Hitler felt that it was also not in conformity with the agreements between him and Mr. Chamberlain in Munich, namely, the elimination of any resort to force between Germany and England, regardless of what might happen.
DR. HORN: Is it true that Germany then sent through you a memorandum to Poland on 28 April by which the German-Polish declaration of 1934 was rescinded?
VON RIBBENTROP: That is true. It was, I believe, on the same day as the Reichstag speech of the Führer. This memorandum stated more or less what I have just summarized here, that the pact was not in agreement with the treaty of 1934 and that Germany regarded this treaty as no longer valid.
DR. HORN: Is it true that as a consequence of this memorandum German-Polish relations became more tense and that new difficulties arose in the minority question?
VON RIBBENTROP: Yes, that is true. During the preceding period negotiations had been pending in order to put the minority problem on a new basis. I still remember that no progress was made. That was already the case before 28 May, and after 28 May the situation of the German minority became even more difficult. In particular the Polish association for the Western Territories was very active at that time and persecution of Germans and their expulsion from hearth and home was the order of the day. I know that just during the months following 28 May, that is to say, in the summer of 1939, the so-called refugee reception camps for German refugees from Poland showed a tremendous influx.
DR. HORN: How did you and Hitler react to the British-French declarations of guarantee to Romania and Greece, and later on Turkey?
VON RIBBENTROP: These declarations could be interpreted by the German policy only as meaning that England was initiating a systematic policy of alliances in Europe which was hostile to Germany. That was Hitler’s opinion and also mine.
DR. HORN: Is it true that these declarations of guarantee and Roosevelt’s message of 14 April 1939 were then, on 22 May 1939, followed by the German-Italian pact of alliance? And what were the reasons for this pact?
VON RIBBENTROP: It is known that between Germany and Italy friendly relations had naturally existed for a long time; and when the European situation became more acute these relations were, at Mussolini’s suggestion, intensified and a pact of alliance, which was discussed first by Count Ciano and me in Milan, was drawn up and provisionally signed on the order of the Government heads. This was an answer to the efforts of English-French policy.
DR. HORN: Is it correct that the crisis with Poland became acute through the fact that on 6 August in Danzig a dispute with the customs inspectors took place by which Germany was forced to take a stand?
VON RIBBENTROP: Yes, that is so. A quarrel had arisen between the Polish representative and the Senate of the City of Danzig. The Polish representative had sent a note to the President of the Senate informing him that certain customs officers of the Senate wanted to disobey Polish regulations. This information proved later to be false, was answered by the Senate, and led to a sharp exchange of notes between the Senate and the Polish representative. On Hitler’s order I told the State Secretary of the Foreign Office to lodge appropriate protests with the Polish Government.
DR. HORN: Is it true that Weizsäcker, the then State Secretary, on 15 August called the English and French Ambassadors in order to inform both these ambassadors in detail of the seriousness of the situation?
VON RIBBENTROP: Yes, that is true. He did that on my order.
DR. HORN: On 18 August was Ambassador Henderson again asked to see your State Secretary because the situation was becoming more acute in Poland and Danzig?
VON RIBBENTROP: Yes. A conversation took place a few days later between the English Ambassador and the State Secretary. The State Secretary explained to him in very clear words the great seriousness of the situation and told him that things were taking a very serious turn.
DR. HORN: Is it true that in this phase of the crisis you made up your mind, on the basis of a suggestion made to you, to initiate negotiations with Russia, and what were your reasons for doing that?
VON RIBBENTROP: Negotiations with Russia had already started sometime previously. Marshal Stalin, in March 1939, delivered a speech in which he made certain hints of his desire to have better relations with Germany. I had submitted this speech to Adolf Hitler and asked him whether we should not try to find out whether this suggestion had something real behind it. Hitler was at first reluctant, but later on he became more receptive to this idea. Negotiations for a commercial treaty were under way, and during these negotiations, with the Führer’s permission, I took soundings in Moscow as to the possibility of a definite bridge between National Socialism and Bolshevism and whether the interests of the two countries could not at least be made to harmonize.
DR. HORN: How did the relations taken up by the Soviet Russian commercial agency in Berlin with your Minister Schnurre develop?
VON RIBBENTROP: The negotiations of Minister Schnurre gave me within a relatively short period of time a picture from which I could gather that Stalin had meant this speech in earnest. Then an exchange of telegrams took place with Moscow which, in the middle of August, led to Hitler’s sending a telegram to Stalin, whereupon Stalin in answer to this telegram invited a plenipotentiary to Moscow. The aim in view, which had been prepared diplomatically, was the conclusion of a non-aggression pact between the two countries.
DR. HORN: Is it true that you were sent to Moscow as plenipotentiary?
VON RIBBENTROP: Yes, that is known.
DR. HORN: When did you fly to Moscow, and what negotiations did you carry on there?
VON RIBBENTROP: On the evening of 22 August I arrived in Moscow. The reception given me by Stalin and Molotov was very friendly. We had at first a 2-hour conversation. During this conversation the entire complex of Russo-German relations was discussed. The result was, first, the mutual will of both countries to put their relations on a completely new basis. This was to be expressed in a pact of non-aggression. Secondly, the spheres of interests of the two countries were to be defined; this was done by a secret supplementary protocol.
DR. HORN: Which cases were dealt with in this secret supplementary protocol? What were its contents and what were the political bases?
VON RIBBENTROP: I should like to say, first of all, that this secret protocol has been spoken about several times here in this Court. I talked very frankly during the negotiations with Stalin and Molotov, and the Russian gentlemen also used plain language with me. I described Hitler’s desire that the two countries should reach a definitive agreement, and, of course, I also spoke of the critical situation in Europe. I told the Russian gentlemen that Germany would do everything to settle the situation in Poland and to settle the difficulties peacefully in order to reach a friendly agreement despite everything.
However, I left no doubt that the situation was serious and that it was possible that an armed conflict might break out. That was clear anyway. For both statesmen, Stalin as well as Hitler, it was a question of territories which both countries had lost after an unfortunate war. It is, therefore, wrong to look at these things from any other point of view. And just as Adolf Hitler was of the opinion which I expressed in Moscow, that in some form or other this problem would have to be solved, so also the Russian side saw clearly that this was the case.
We then discussed what should be done on the part of the Germans and on the part of the Russians in the case of an armed conflict. A line of demarcation was agreed upon, as is known, in order that in the event of intolerable Polish provocation, or in the event of war, there should be a boundary, so that the German and Russian interests in the Polish theater could and would not collide. The well-known line was agreed upon along the line of the Rivers Vistula, San, and Bug in Polish territory. And it was agreed that in the case of conflict the territories lying to the west of these rivers would be the German sphere of interest, and those to the east would be the Russian sphere of interest.
It is known that later, after the outbreak of the war, these zones were occupied on the one side by Germany and on the other side by Russian troops. I may repeat that at that time I had the impression, both from Hitler and Stalin, that the territories—that these Polish territories and also the other territories which had been marked off in these spheres of interest, about which I shall speak shortly—that these were territories which both countries had lost after an unfortunate war. And both statesmen undoubtedly held the opinion that if these territories—if, I should like to say, the last chance for a reasonable solution of this problem was exhausted—there was certainly a justification for Adolf Hitler to incorporate these territories into the German Reich by some other procedure.
Over and above that, it is also known that other spheres of interest were defined with reference to Finland, the Baltic States, and Bessarabia. This was a great settlement of the interest of two great powers providing for a peaceful solution as well as for solution by war.
DR. HORN: Is it correct that these negotiations were drawn up specifically only in the event that, on the basis of the non-aggression pact and the political settlement between Russia and Germany, it might not be possible to settle the Polish question diplomatically?
VON RIBBENTROP: Please repeat the question.
DR. HORN: Is it correct that it was clearly stated that this solution was designed only to provide for the event that, despite the Pact of Non-aggression with Russia, the Polish conflict might not be solved by diplomatic means and that the treaty was to become effective only in this case?
VON RIBBENTROP: Yes, that is so. I stated at that time that on the German side everything would be attempted to solve the problem in a diplomatic and peaceful way.
DR. HORN: Did Russia promise you diplomatic assistance or benevolent neutrality in connection with this solution?
VON RIBBENTROP: It could be seen from the Pact of Non-aggression and from all the conferences in Moscow that this was so. It was perfectly clear, and we were convinced of it, that if, due to the Polish attitude, a war broke out, Russia would assume a friendly attitude towards us.
DR. HORN: When did you fly back from Moscow, and what sort of situation did you find in Berlin?
VON RIBBENTROP: The Pact of Non-aggression with the Soviet Union was concluded on the 23rd. On the 24th I flew back to Germany. I had thought at first that I would fly to the Führer, to the Berghof in Berchtesgaden, but during the flight or prior to it—I do not know exactly—I was asked to come to Berlin.
We flew to Berlin, and there I informed Hitler of the Moscow agreements. The situation which I found there was undoubtedly very tense. On the next day I noticed this particularly.
DR. HORN: To what circumstances was this aggravation of the German-Polish situation to be attributed?
VON RIBBENTROP: In the middle of August all sorts of things had happened which, as I should like to put it, charged the atmosphere with electricity: frontier incidents, difficulties between Danzig and Poland. On the one hand, Germany was accused of sending arms to Danzig, and, on the other hand, we accused the Poles of taking military measures in Danzig, and so on.
DR. HORN: Is it true that on your return from Moscow to Berlin, you were informed of the signing of the British-Polish Pact of Guarantee and what was your reaction and that of Hitler to this?
VON RIBBENTROP: That was on 25 August. On 25 August I was informed about the conversation which the Führer had had with Ambassador Henderson during my absence from Germany, I believe at Berchtesgaden on 22 August. This was a very serious conversation. Henderson had brought over a letter from the British Prime Minister which stated clearly that a war between Germany and Poland would draw England into the picture.
Then, early on the 25th I—the Führer then answered this letter, I believe on the same day—and the answer was couched so as to mean that at the moment a solution by diplomatic means could not be expected. I discussed with the Führer on the 25th this exchange of letters and asked him to consider this question once more and suggested that one more attempt might be made with reference to England. This was 25 August, a very eventful day. In the morning a communication came from the Italian Government, according to which Italy, in the case of a conflict over Poland, would not stand at Germany’s side. The Führer decided then to receive Ambassador Henderson once more in the course of that day. This meeting took place at about noon of the 25th. I was present. The Führer went into details and asked Henderson once more to bear in mind his urgent desire to reach an understanding with England. He described to him the very difficult situation with Poland and asked him, I believe, to take a plane and fly back to England in order to discuss this whole situation once more with the British Government. Ambassador Henderson agreed to this and I sent him, I believe in the course of the afternoon, a memo or a note verbale in which the Führer put in writing his ideas for such an understanding, or rather what he had said during the meeting, so that the ambassador would be able to inform his government correctly.
DR. HORN: Is it correct that after the British-Polish Pact of Guarantee became known, you asked Hitler to stop the military measures which had been started in Germany?
VON RIBBENTROP: Yes, that is so. I was just about to relate that. During the course of the afternoon—I heard in the course of the day that certain military measures were being taken and then in the afternoon I received, I believe, a Reuters dispatch, at any rate it was a press dispatch—saying that the Polish-British Pact of Alliance had been ratified in London.
I believe there was even a note appended that the Polish Ambassador Raczynski had been sick but had nevertheless suddenly given his signature in the Foreign Office.
DR. HORN: Was this treaty signed before or after it was known that Italy refused to sign the Italian mobilization?
VON RIBBENTROP: This treaty was undoubtedly concluded afterwards. Of course, I do not know the hour and the day, but I believe it must have been on the afternoon of 25 August, and Italy’s refusal had already reached us by noon; I believe in other words, it had undoubtedly been definitively decided in Rome in the morning or on the day before. At any rate, I can deduce this from another fact. Perhaps I might, however, answer your other question first, namely, what I did upon receipt of this news.
DR. HORN: Yes.
VON RIBBENTROP: When I received this press dispatch, of which I was informed once more when I came to the Chancellery, I went immediately to Hitler and asked him to stop at once the military measures, whatever they were—I was not familiar with military matters in detail—and I told him that it was perfectly clear that this meant war with England and that England could never disavow her signature. The Führer reflected only a short while and then he said that was true and immediately called his military adjutant, and I believe it was Field Marshal Keitel who came, in order to call together the generals and stop the military measures which had been started. On this occasion he made a remark that we had received two pieces of bad news on one day. That was Italy and this news, and I thought it was possible that the report about Italy’s attitude had become known in London immediately, whereupon the final ratification of this pact had taken place. I still remember this remark of the Führer’s very distinctly.
DR. HORN: Did you and Hitler, on this day, make efforts with Henderson to settle the conflict, and what were your proposals?
VON RIBBENTROP: I have already stated that the Führer, I believe it was in the early afternoon, saw Henderson on the 25th and told him that he still had the intention of reaching some final understanding with England. The question of Danzig and the Corridor would have to be solved in some way and he wanted to approach England with a comprehensive offer which was not contained in the note verbale, in order to settle these things with England on a perfectly regular basis.
DR. HORN: Is it true that Hitler then put an airplane at Henderson’s disposal so that the latter could submit these proposals to his government at once and request his government to make their promised mediation effective in regard to Poland?
VON RIBBENTROP: Yes, that is true. I know that Henderson—I believe it was on the next day, the 26th—flew to London in a German airplane. I do not know the details, but I know that the Führer said during the meeting, “Take an airplane immediately and fly to your government.”
DR. HORN: What results did Ambassador Henderson bring back to Berlin on 28 August?
VON RIBBENTROP: I should like to say in this connection, that in view of the critical situation between Poland and Germany, which, of course, was also known to the British Ambassador, Hitler expressed to me a certain disappointment that the British Ambassador had not returned more quickly with his answer, for the atmosphere was charged with electricity on that day. On the 28th, Henderson then had another discussion with the Führer. I was also present. The answer brought back by Sir Nevile Henderson from London appeared at first not very satisfactory to the Führer. It contained various points which seemed unclear to the Führer. But the main point was that England announced her readiness for a wholesale solution of the existing problems between Germany and England, on the condition that the German-Polish question could be brought to a peaceful solution.
In the discussion Adolf Hitler told Sir Nevile Henderson that he would examine the note and would then ask him to come back. Then he...
DR. HORN: Is it true that in this memorandum England suggested that Germany take up direct negotiations with Poland?
VON RIBBENTROP: That is true. One of the points in the note—I intended to go into that—was that the English suggested that German-Polish direct negotiations would be the most appropriate way to reach a solution and, secondly, that such negotiations should take place as soon as possible, because England had to admit that the situation was very tense because of the frontier incidents and in every respect. Furthermore the note stated that no matter what solution might be found—I believe this was in the note—it should be guaranteed by the great powers.
DR. HORN: Did England offer a mediator to forward to Poland German proposals for direct negotiations?
VON RIBBENTROP: Yes, that is right.
DR. HORN: What were these German proposals like, which on 29 August 1939, were given by Hitler to Henderson in answer to Henderson’s memorandum?
VON RIBBENTROP: The situation was this: On the 29th Adolf Hitler again received the British Ambassador and on this occasion told him that he was ready to take up the English suggestion of the 28th, that is to say, that despite the great tension and despite the Polish attitude, which he resented so profoundly, he was prepared to offer his hand once more for a peaceful solution of the German-Polish problems, as suggested in the British note of the 28th.
DR. HORN: What were the reasons for including in this German proposal a request that a Polish plenipotentiary be sent by 30 August?
VON RIBBENTROP: In Adolf Hitler’s communication to Ambassador Henderson for the British Government it was stated that the German Government, in view of the tense situation, would immediately set about working out proposals for a solution of the Danzig and Corridor problems. The German Government hoped to be in a position to have these proposals available by the time a Polish negotiator arrived who was expected during the course of 30 August.
DR. HORN: Is it correct that Hitler included this condition or this request to send a plenipotentiary within 24 hours because he was afraid that a conflict might arise due to the fact that the mobilized armies of the two countries faced each other?
VON RIBBENTROP: That is absolutely true. I might say that during the meeting on the 29th Ambassador Henderson, as I recall, asked the Führer whether this was an ultimatum. The Führer answered “No,” that that was not an ultimatum, but rather, I believe he said, a practical proposal or a proposal arising from the situation, or something of that sort. I should like to repeat that it was a fact that the situation near the frontiers of Danzig and the Corridor during the last days of August looked, one might say, as if the guns would go off on their own unless something was done rather soon. That was the reason for the relatively short respite which was made a condition by the Führer. He feared that if more time were allowed, matters would drag out and danger of war not decrease but rather increase.
DR. HORN: Is it true that, despite this information given to Ambassador Henderson, the answer of the British Government called this proposal unreasonable?
VON RIBBENTROP: I know of the British reaction from several documents that I saw later. The first reaction came during my discussion with Henderson on 30 August.
DR. HORN: Is it true that on 30 August you received a confidential communication regarding Poland’s total mobilization?
VON RIBBENTROP: That is true. On the 30th Hitler awaited word from the Polish negotiator. This, however, did not come, but, I believe, on the evening of the 30th the news arrived that Poland had ordered, although not announced, general mobilization. I believe it was not announced until the next morning. This, of course, further aggravated the situation enormously.
DR. HORN: Is it true that the British Government then practically withdrew their offer to mediate by suggesting that Germany take immediate and direct steps to prepare negotiations between Germany and Poland?
VON RIBBENTROP: You mean on the 30th?
DR. HORN: Yes, on the 30th.
VON RIBBENTROP: That is so. As I said before, we had been waiting on the 30th, but the Polish negotiator had not arrived. In the meantime, Hitler had prepared the proposals which he wanted to hand to a Polish negotiator who, as he had expressly promised Sir Nevile Henderson, would be able to negotiate with Germany on the basis of complete equality. Not until shortly before midnight, or at least in the late evening, a call came through saying, that the British Ambassador wanted to transmit a communication from his government. This meeting, I believe, was then postponed once more; at any rate at midnight on 30 August the well-known conversation between Henderson and me took place.
DR. HORN: You heard yesterday Minister Schmidt’s description of this meeting. Do you have anything to add to his description of it?
VON RIBBENTROP: I should like to add the following about this conversation. It is perfectly clear that at that moment all of us were nervous, that is true. The British Ambassador was nervous and so was I. I should like to and must mention here the fact that the British Ambassador had had on the day before a minor scene with the Führer which might have ended seriously. I succeeded in changing the subject. Therefore, there was also a certain tension between the British Ambassador and myself. However, I intentionally received the British Ambassador composedly and calmly, and accepted his communication. I hoped that this communication would, in the last moment, contain his announcement of a Polish negotiator.
However, this did not happen. Rather, Sir Nevile Henderson told me:
1. That his government could not recommend this mode of procedure, despite the tense situation, which had been aggravated still more by the Polish total mobilization; rather the British Government recommended that the German Government use diplomatic channels.
2. That, if the German Government would submit the same proposals to the British Government, the British Government would be ready to exert their influence in Warsaw in order to find a solution, as far as these suggestions appeared to be reasonable. In view of the whole situation this was a very difficult answer because, as I said, the situation was extremely tense and the Führer had been waiting since the day before for a Polish emissary. I, in turn, feared also that the guns would go off by themselves unless a solution or something else came quickly, as I have said. I then read to Henderson the proposals given to me by the Führer. I should like to state here once more under oath that the Führer had expressly forbidden me to let these proposals out of my hands. He told me that I might communicate to the British Ambassador only the substance of them, if I thought it advisable. I did a little more than that; I read all the proposals, from the beginning to the end, to the British Ambassador. I did this because I still hoped that the British Government wanted to exert their influence in Warsaw and assist in a solution. But here too I must state frankly that from my talk with the British Ambassador on 30 August, from his whole attitude, which Minister Schmidt also described to a certain extent yesterday, as well as from the substance of the communication of the British Government, I got the impression that England at this moment was not quite prepared to live up to the situation and, let us say, to do her utmost to bring about a peaceful solution.
DR. HORN: What did the German Government do after the contents of the note were made known to Ambassador Henderson?
VON RIBBENTROP: After my conversation with the British Ambassador I reported to the Führer. I told him it had been a serious conversation. I told him also that in pursuance of his instructions I had not handed the memorandum to Sir Nevile Henderson despite the latter’s request. But I had the impression that the situation was serious and I was convinced that the British guarantee to Poland was in force. That had been my very definite impression from this conversation. Then, in the course of the 31st the Führer waited the whole day to see whether or not some sort of Polish negotiator would come or whether a new communication would come from the British Government. We have heard here about Reich Marshal Göring’s intervention, how he informed Mr. Dahlerus of the contents of this note in every detail. There can thus be no doubt that during the course of that night, at the latest in the morning of the 31st the precise proposals of the Reich Government were in the hands of both the London Government and the Warsaw Government. On the 31st the Führer waited the whole day and I am convinced, and I want to state it very clearly here, that he hoped that something would be done by England. Then in the course of the 31st the Polish Ambassador came to see me. But it is known that he had no authority to do anything, to enter into negotiations or even to receive proposals of any sort. I do not know whether the Führer would have authorized me on the 31st to hand proposals of this sort to him, but I think it is possible. But the Polish Ambassador was not authorized to receive them, as he expressly told me. I might point out briefly that regarding the attitude in Warsaw the witness Dahlerus has already given additional testimony.
DR. HORN: It is correct that England did not forward the German proposals to Warsaw until the evening of 31 August?
VON RIBBENTROP: Please repeat the question.
DR. HORN: Is it correct that the German proposals which had been submitted by you on the preceding evening of the 30th to Ambassador Sir Nevile Henderson were not forwarded to Warsaw until the evening of 31 August?
VON RIBBENTROP: You mean from London?
DR. HORN: From London.
VON RIBBENTROP: That I cannot tell you precisely, but that can undoubtedly be verified from official documents.
DR. HORN: What considerations then led to the final decision to take military action against Poland?
VON RIBBENTROP: I cannot tell you the details of this. I know only that the Führer—that the proposals which I had read to the British Ambassador in the night of the 30th were published by broadcast, as I believe, on the evening of the 31st. The reaction of the Warsaw radio, I remember this reaction exactly, was unfortunately such as to sound like a veritable battlecry in answer to the German proposals which, as I heard, had been characterized by Henderson as reasonable. I believe they were characterized by the Polish radio as an insolence, and the Germans were spoken of as Huns or the like. I still remember that. At any rate, shortly after the announcement of these proposals a very sharp negative answer came from Warsaw. I assume that it was the answer which persuaded the Führer in the night of the 31st to issue the order to march. I, for my part, can say only that I went to the Reich Chancellery, and the Führer told me that he had given the order and that nothing else could be done now, or something to this effect, and that things were now in motion. Thereupon I said to the Führer merely, “I wish you good luck.”
I might also mention that the outbreak of these hostilities was the end of years of efforts on the part of Adolf Hitler to bring about friendship with England.
DR. HORN: Did Mussolini make another proposal of mediation and how did this proposal turn out?
VON RIBBENTROP: Yes, that is true. On 3 September, in the morning, such a proposal of mediation arrived in Berlin stating that Mussolini was still in a position to bring the Polish question in some way before the forum of a conference, and that he would do so if the German Government agreed rapidly. It was said at the same time that the French Government had already approved this proposal. Germany also immediately agreed. But a few days later—I cannot now state the time precisely—it was reported that, in a speech I believe, by the British Foreign Minister Halifax in the House of Commons or in some other British declaration, this proposal had been turned down by London.
DR. HORN: Do you know whether France also turned down this proposal?
VON RIBBENTROP: I have already said that we received along with the proposal, I believe through the Italian Government, the information that the French Government either was in favor of the suggestion or had already accepted it.
DR. HORN: Did you see any possibilities for peace after the conclusion of the Polish campaign and were they pursued?
VON RIBBENTROP: After the conclusion of the Polish campaign I had some lengthy conversations with Adolf Hitler. The situation was then such that beyond a doubt there was a certain lack of enthusiasm for this whole war on the part of the French. During these weeks military people occasionally used the expression “potato war in the West.” Hitler, as far as I can judge from everything that he told me, was not interested in bringing the war in the West to a decision, and I believe this was true of all of us members of the Government. I should like to remind you of the speech made by Reich Marshal Göring to this effect at that time. Hitler then made a speech in Danzig, and I believe later somewhere else, perhaps in the Reichstag, I believe in the Reichstag, in which he twice told England and France in unmistakable language that he was still ready to open negotiations at any time. We tried to find out also very cautiously by listening to diplomatic circles what the mood was in the enemy capitals. But the public replies to Adolf Hitler’s speeches clearly demonstrated that there could be no thought of peace.
DR. HORN: What did you do from then on to prevent the war from becoming more extended?
VON RIBBENTROP: It was, I should like to say, my most ardent endeavor after the end of the Polish campaign to attempt to localize the war, that is, to prevent the war from spreading in Europe. However, I soon was to find out that once a war has broken out, politics are not always the only or rather not at all, the decisive factor in such matters, and that in such cases the so-called timetables of general staffs start to function. Everybody wants to outdo everybody else. Our diplomatic efforts were undoubtedly everywhere, in Scandinavia as well as in the Balkans and elsewhere, against an extension of the war. Nevertheless, the war did take that course. I should like to state that according to my conversations with Adolf Hitler, and I am also convinced that the German military men were of the same opinion, Hitler wished in no way to extend the war anywhere.
DR. HORN: Is it correct that you received information which pointed to the intention of the Western Powers to invade the Ruhr?
VON RIBBENTROP: Yes, that is true. We received numerous reports all the time. Our intelligence service was such that we had a great many channels doing intelligence work. All of these channels led to the Führer. The Foreign Office had relatively little intelligence service, but relied rather on official diplomatic channels. But we too received reports and news at that time which undoubtedly allowed inferences to be drawn. We in the Foreign Office also received reports implying that the Western Powers had the intention of advancing into the Ruhr area at the first appropriate opportunity. The situation in the West was such that the West Wall was a very strong military barrier against France and this naturally gave rise to the idea that such an attack might come through neutral territory, such as Belgium and Holland.
THE PRESIDENT: How much longer will you take, Dr. Horn?
DR. HORN: I believe an hour to an hour and a half, Your Lordship.
THE PRESIDENT: Well, the Tribunal has listened with great patience to a very great deal of detail. All I can say is that this exaggerated going into detail does not do the defendant’s case any good in my opinion. We will adjourn now.