I. EVIDENCE.
The inquiry of which the results are set forth in these pages was undertaken in the endeavour to satisfy my own mind on a very important question in the history of the past. Circumstances have compelled me to interest myself in the civilization of the Greco-Roman world. And it has always been a painful disadvantage to students of the ‘classical’ systems that the available record neither provides adequate labour-statistics nor furnishes a criticism of existing labour-conditions from the point of view of the handworkers. Accustomed as we are nowadays to continual agitations for increase of wages and reduction of working hours, with centuries of strange experience in the working of Poor-laws, we are in no danger of undervaluing the importance of the wage-earner in our social fabric. We are rather in danger of forgetting other (and perhaps not less vital) considerations, under pressure of the material claims of the labourer and his hire. Power goes by votes; the handworker is now a voter; and the voice of the handworker is loud in the land. No scheme is too wild to find advocates; and those who venture to assert the right of invention, organization and thrift to superior recognition as public benefits often think it necessary to adopt an apologetic tone. Now it may be that this is a passing phase, and that the so-called ‘working-class’—that is, handworkers for wages—will come to see that the civilization whose comforts they enjoy, and whose discomforts they resent, does not wholly depend upon the simple repeated acts of the handworkers themselves. Perhaps there are already signs of some such reaction. But, if so, the reaction must be voluntary; for no power exists in this country to constrain the handworker to take reasonable views, in short to face facts. In these words I am not implying any denial of the reasonableness of many of his claims. To offer an opinion on questions of more or less is no business of mine.
But, when we compare modern industries in general with those of the ancient world, we find ourselves in presence of a very different situation. The largest scale of operations attainable in antiquity seems small and crude by the side of recent achievements, for instance the building of the Pyramids compared with the Panama canal. Machinery, transport, and scientific discovery in general, have made it possible to carry out colossal undertakings with comparative ease and without wholesale destruction of human life. The greatest works of the ancients are for the most part silent witnesses to the ruthless employment of forced labour, either that of captives or bought slaves or that of the impressed subjects of an autocrat. Mere brute force, applied in unlimited quantity[1] with callous indifference to the sufferings of the toilers, was the chief means at disposal: mechanical invention had got so far as to render possible some tasks that without it could not have been performed at all. It gave extended effect to the mass of forced labour, and there it stopped, for we have no reason to think that it improved the labourer’s lot. The surviving evidence as to the condition[2] of slaves in mines and factories enables us to form some faint notion of the human wastage resulting from the cruel forced-labour system. We may then state the position briefly thus: to attempt great enterprises was only possible through the crude employment of labour in great masses: the supply of this labour was, or appeared to be, procurable only by compulsion: and compulsion was operative through the institution of slavery or the passive submission of cowed populations to the will of despots. But if slavery promoted large-scale enterprise, surely large-scale enterprise tended to establish slavery in the form of forced labour more firmly than ever. In the modern world the necessity of employing free labour has stimulated scientific invention, in mechanical and other departments, the tendency of which is to require greater intellectual[3] development in the labourer, and in the long run to furnish him with effective means of asserting his own freedom.
Under modern conditions, the gradual displacement of small handicraftsmen by the growth of great capitalistic combinations is going on, perhaps not always for good. The public accept this result as fate. And, if economy in production and prime-cost cheapness are the only things worth considering, it is not easy to condemn the process. But events are steadily demonstrating the fear once entertained, that handworkers in general would find their position weakened thereby, to be groundless. If the independent craftsman has lost ground, the wage-earning journeyman has gained. We need not follow out this topic in detail, but note the contrast presented by the ancient world. The ‘small man’ in crafts and trades was able to hold his own, for without steam-power the capitalist was not strong enough to suppress him. In a small way he was something of a capitalist himself, and commonly owned slave-apprentices. His part in ancient civilization was undoubtedly far more important than it appears in literature: for he ministered to the ordinary needs of every day, while literature, then as now and more than now, chiefly recorded the exceptional. When we turn to the wage-earner, who earns a living by hiring out his bodily powers to an employer, we are dealing with a wholly different class. These are the free men who in a slave-holding society have to compete with the slave. In the course of the present inquiry we must keep a sharp look-out for every reference or allusion to such persons in the department of agriculture, and in particular note numerous passages in which the status of labourers cannot be inferred with certainty from the language. But the importance of this special point is of course not confined to agriculture.
I have chosen to limit my inquiry to the case of agriculture for these reasons. First, because it was and is the industry on which human life, and therefore all other industries and all progress, did and do rest. Secondly, because its economic importance in the ancient world, so far from declining, manifestly increased. The problem of food-supply was always there. And it was never more pressing than in the later ages of Rome, when imperial efforts to enforce production, if successful, fed her barbarian armies, at the same time attracting the attention of barbarian invaders to lands that promised the food-crops which they themselves were too lazy to produce. Thirdly, because the importance of agriculture was and is not merely economic. Its moral value, as a nursery of steady citizens and, at need, of hardy soldiers, was and still should be recognized by thoughtful men. Therefore its conditions and its relative prosperity or decay deserve the attention of all historians of all periods. Unluckily statistical record of a scientific character is not available for the times that we call ancient, and numbers are notoriously liable to corruption in manuscripts. Therefore I have only ventured to give figures seldom and with reserve. For agriculture we have nothing on the scale of the inscriptions that record wages, for instance on public works at Athens. On the other hand we have for certain periods the evidence of specialists such as Cato, Varro and Columella, to whom we owe much information as to the actual or possible conditions of rustic enterprise and labour. The relation of agriculture and agricultural labour to the state as a whole is a subject illustrated by great theorists such as Plato and Aristotle. The practical problems of landowning and farming meet us now and then in the contemporary evidence of such men as Xenophon and the younger Pliny. Even orators, though necessarily partisan witnesses, at times give valuable help: they may distort facts, but it is not their interest to lessen their own power of persuasion by asserting what is manifestly incredible. The ancient historians tell us very little, even of the past; contemporary evidence from them is especially rare. They are preoccupied with public affairs, and the conditions of rustic life and labour only concern them at moments when serious distress or disorder compels attention. Rhetoricians and poets are doubtful witnesses. Like the orators, they use their matter freely and with much colouring for their immediate purposes. But they are not, like forensic orators, in direct contact with practical emergencies. The questions arising out of Vergil’s Georgics are problems to be discussed by themselves.
The contribution of encyclopaedic or occasional writers is in some cases of value. I will here only name the elder Pliny and Apuleius. Books of travel and geography, for instance Herodotus and Strabo, give stray details, but generally in reference to distant countries, mostly in the East and so hardly within my subject, save for purposes of comparison. There are however two topics with which I am not directly concerned, but which it is impossible wholly to ignore in speaking of ancient agriculture. First, the relation of military duty to landholding [the farmer as citizen soldier], and mercenary service [the rustic as volunteer for pay]. This has been so fully treated in modern handbooks that I need say little about it. Secondly, the various conditions of tenure of land. That rustic life and therewith rustic labour were directly and deeply affected by varieties of tenure, needs no proof. The cited opinions of Roman lawyers in the Digest are the main authority on points of this kind, and stray references elsewhere serve to illustrate them. In conclusion I have only to insist again on the fact that we have no direct witness of the labourer’s, or even the working farmer’s, point of view. The evidence all comes from above; and therefore generally gives us a picture of conditions as the law meant them to be and presumed them normally to be. How far the practical working corresponded to the legal position, is only to be guessed with caution from the admissions involved in the elaboration of legal remedies; and, in the case of imperial coloni, from the unique evidence of the notable African inscriptions.
It is I trust after the above considerations not unreasonable to devote no special chapters to certain writers whom nevertheless it is often necessary to cite in notes. Diodorus, Livy, Athenaeus, Macrobius, Gellius, Palladius, are cases of the kind. Stray references in their works are valuable, but there is nothing to require a treatment of them as several wholes. Even Livy is chiefly useful as handing down remains of past tradition: hence he (and Dionysius and Plutarch with him) have a leading place in the introductory chapter on [early Rome]. So too the writers of the so-called historia Augusta and the laws of the Theodosian and Justinian Codes find their place in the notes to certain chapters. On the other hand (to omit obvious cases) Euripides, Xenophon, the younger Seneca, Martial, the younger Pliny, Apuleius, Ammianus, Symmachus, Apollinaris Sidonius, need careful treatment with full regard to the periods and circumstances by which their evidential values are severally qualified. And in order to place each witness in his proper setting it is sometimes necessary to pause and group a number of circumstances together in a special chapter. This arises from the endeavour to preserve so far as possible the thread of continuity, which is always really there, though at times very thin, owing to the loss of many works in the course of ages. In such chapters one has to look both backward and forward, and often to digress for a moment on topics only connected indirectly with the main object.
I have tried to avoid needless repetitions, but some repetitions are unavoidable, since the same point often serves to illustrate different parts of the argument. To make a system of cross-references from chapter to chapter quite complete is hardly possible, and would add immensely to the bulk of footnotes. It has seemed better to attempt completeness by elaboration of the Index. A few details from a period later than that with which I am concerned are given in the Appendix, as being of interest. Also the names of some books from which in a course of miscellaneous reading I have derived more or less help, particularly in noting modern survivals or analogies. For significant matter occurs in quite unexpected quarters. And the observers who record facts of rustic life and labour in Italy or France, in North or Central or South America, without attempting to manipulate them in connexion with a theory, deserve much gratitude.
It is evident that in the handling of evidence there is room for some variety of method. And it seems reasonable to hold that the choice of method should be mainly guided by two leading considerations, the nature of the evidence available and the aim of the inquiry pursued. In the present case the inquiry deals with a part, a somewhat neglected part, of Greco-Roman history: and the subject is one that can by no means be strictly confined to ascertaining the bare facts of farm life and labour. That the conditions of agriculture were not only important in connexion with food-supply, but had an extensive moral and political bearing, is surely beyond dispute. And the nature of the surviving evidence favours, or rather requires, the taking of a correspondingly wide view. Outside the circle of technical writings, the literary evidence almost always has an eye to the position of agriculture as related to the common weal; nor is this point of view ignored even by the technical writers. Therefore, in treating the subject as I have tried to treat it, it is very necessary to take each witness separately so far as possible, and not to appraise the value of his testimony without a fair consideration of his condition and environment. This necessity is peculiarly obvious in the case of the theorists, whose witness is instructive in a very high degree, but only when we bear in mind the existing state of things from observation of which their conclusions were derived. And the changes of attitude in philosophic thought are sometimes highly instructive. Take farm life and labour as it appears to Plato and Aristotle and later to Musonius: a whole volume of history, economic moral and political, lies in the interval of some 400 years. Inscriptions furnish little to the student of this subject, but that little is worth having. To conclude this paragraph, I do not apologize for putting my authorities in the witness-box and questioning them one by one. For only thus do I see a possibility of giving a true picture of the conditions with which I am concerned. It is a long method, but perhaps not uninteresting, and I see no other.
It may seem necessary to explain why I have not devoted special chapters to rustic life and labour in Oriental countries, some of which eventually became parts of the Roman empire. Such countries are for instance Egypt, Palestine and Syria. One reason is that I could do nothing more than compile conclusions of the inquirers who have lately rescued a vast mass of detail, chiefly from the Egyptian papyri. Age forbade me to undertake this task unless it seemed clear that my inquiry really depended on it. But, inasmuch as I have not been trying to produce a technical treatise upon ancient agriculture, I do not think it necessary. That there is room for such a treatise, I have no doubt: nor that its writer will need to have many years at his disposal and a good knowledge of several sciences at his back. With regard to eastern countries other than Egypt, practically the Seleucid empire, knowledge is at present very scanty, as Rostowzew has to confess. Ancient India lies quite beyond my range, as having never been a part of the Roman empire: but there is evidently much of interest to be gathered in this field. From these extensive and promising researches my limited effort is divided by a clearly marked line. I am concerned with agriculture and agricultural labour not as the occupation of passive populations merely producing so much food year by year, peoples over whom centuries might pass without ascertainable change of a moral social or political character. Such peoples, in short, as do not get beyond the conception of ruler and ruled to that of state and citizen, or at least have not yet done so. For of all conclusions to be drawn from the history of the Greco-Roman world none seems to me more certain than the fact that, while political social and moral movements affected the conditions of agriculture, agricultural changes reacted upon political social and moral conditions. Thus the general history of the peoples, comprising the rise and fall of ancient efforts towards self-government, must always be kept in view: the fluctuations of what I may call civic values, and the position of farmers as labourers or employers of labour cannot be treated in separate compartments and their reciprocal effect ignored. That in the later stages of my inquiry Oriental influences begin to dominate Roman imperial policy, is evident, and I have not left this factor out of account. But this phenomenon announces the end of the old world. The long struggle of the Empire in the East and its final overthrow by the forces of Islam, its break-up in the West and the foundation of new nation-states, are beyond my range. In the [Appendix] I have put some remarks on two documents of the Byzantine period, from which we get glimpses of changes that were proceeding in the eastern empire while it still held its ground and was indeed the most highly organized of existing powers. To these I have subjoined a list of some of the books I have consulted and found helpful in various degrees, particularly such as have furnished modern illustrations in the way of analogy or survival. A few special quotations from some of these may serve to shew how very striking such illustrations can be.