XV. PLATO.
An Athenian who died in 347 BC at the age of 80 or 82 years had witnessed extraordinary changes in the Hellenic world, more particularly in the position of Athens. With the political changes we are not here directly concerned. But they were closely connected with economic changes, both as cause and as effect. The loss of empire[294] entailed loss of revenue. The amounts available as state-pay being reduced, the poorer citizens lost a steady source of income: that their imperial pride had departed did not tend to make them less sensitive to the pinch of poverty. Athens, thrown back upon her own limited resources, had to produce what she could in order to buy what she needed, and capital, employing slave-labour, found its opportunity. In this atmosphere discontent and jealousy grew fast: conflicting interests of rich and poor were at the back of all the disputes of political life. Athens it is true avoided the crude revolutionary methods adopted in some less civilized states. The Demos did not massacre or banish the wealthy Few, and share out their lands and other properties among the poor Many. But they consistently regarded the estates of the rich as the source from which the public outlay should as far as possible be drawn. They left the capitalist free to make money in his own way, and squeezed him when he had made it. Whether he were citizen or metic[295] mattered not from the economic point of view. Capitalistic industry was really slave-industry. The ‘small man’ had the choice of either competing, perhaps vainly, with the ‘big man’ on the land or in the workshop, or of giving up the struggle and using his political power to make the ‘big man’ disgorge some of his profits. Moreover military life no longer offered the prospects of conquest and gain that had made it attractive. The tendency was to treat the citizen army as a defensive force, and to employ professional mercenaries (of whom there was now[296] no lack) on foreign service. To a thoughtful observer these phenomena suggested uneasy reflexions. Demos in Assembly was a dispiriting spectacle. Selfish[297] and shortsighted, he cared more for his own belly and his amusements than for permanent interests of state. Perhaps this was no new story. But times had changed, and the wealthy imperial Athens, able to support the burden of her own defects, had passed away. Bad government in reduced circumstances might well be productive of fatal results.
It was not Athens alone that had failed. Fifteen years before Plato’s death the failure of both Sparta and Thebes had left Hellas exhausted[298] and without a leading state to give some sort of unity to Greek policy. There was still a common Hellenic feeling, but it was weak compared with separatist jealousy. Antipathy to the Barbarian remained: but the Persian power had been called in by Greeks to aid them against other Greeks, and this was a serious danger to the Greek world. Things were even worse in the West. How anarchic democracy had paved the way for military tyranny at Syracuse, how the tyranny had lowered the standard of Greek civilization in Sicily and Italy, and had been the ruin of Greek cities, no man of that age knew better than Plato. Plato was not singular in his distrust of democracy: that attitude was common enough. Among the companions of Socrates I need only refer to Xenophon and Critias. Socrates had insisted that government is a difficult art, for success in which a thorough training is required. Now, whatever might be the case in respect of tyrannies or oligarchies, democracy was manifestly an assertion of the principle that all citizens were alike qualified for a share in the work of government. Yet no craftsman would dream of submitting the work of his own trade to the direction of amateurs. Why then should the amateur element, led by amateurs, dominate in the sphere of politics? It was easy to find instances of the evil effects of amateurism in public affairs. It is true that this line of argument contained a fallacy, as arguments from analogy very often do. But it had a profound influence on Plato, and it underlay all his political speculations. It was reinforced by an influence that affected many of his contemporaries, admiration of Sparta on the score of the permanence[299] of her system of government. That this admiration was misguided, and the permanence more apparent than real, matters not: to a Greek thinker it was necessarily attractive, seeking for some possibly permanent principle of government, and disgusted with the everlasting flux of Hellenic politics. Nor was there anything strange in imagining an ideal state in which sound principles might be carried into effect. The foundation of colonies, in which the settlers made a fresh start as new communities, was traditionally a Greek custom. Such was the foundation, logical and apparently consistent with experience, on which Plato designed to build an Utopia. Avoiding the unscientific laisser-faire of democratic politics, functions were to be divided on a rational system, and government placed in the hands of trained specialists.
It is well to note some of the defects of Greek civilization as Plato saw it, particularly in Athens. The confusion and weakness of democratic government, largely the fruit of ignorance haste and prejudice, has been referred to above. In most states the free citizen population were born and bred at the will of their fathers under no scientific state-regulation, not sifted out in youth by scientific selection, and only trained up to the average standard locally approved. Something better was needed, if more was to be got out of human capacity. But it seems certain that Plato found the chief and most deep-seated source of social and political evils in the economic situation. The unequal distribution of wealth and the ceaseless struggle between rich and poor lay at the root of that lack of harmonious unity in which he saw the cause of the weakness and unhappiness of states. To get rid of the plutocrat and the beggar[300] was a prime object. Confiscation and redistribution[301] offered no lasting remedy, so long as men remained what they were. A complete moral change was necessary, and this could only be effected by an education that should train all citizens cheerfully and automatically to bear their several parts in promoting the happiness of all. There must be no more party-strivings after the advantage of this or that section: the guiding principle must be diversity of individual functions combined with unity of aim. An ideal state must be the Happy Land of the Expert, and each specialist must mind his own business. Thus each will enjoy his own proper happiness: friction competition and jealousy will pass away. There will be no more hindrance to the efficiency of craftsmen: we shall not see one tempted by wealth[302] to neglect his trade, while another is too poor to buy the appliances needed for turning out good work. The expert governors or Guardians must be supplied with all necessaries[303] by the classes engaged in the various forms of production. Thus only can they be removed from the corruptions that now pervert politicians. To them at least all private property must be denied. And, in order that they may be as expert in their own function of government as other craftsmen are in their several trades, they must be bred selected and educated on a strictly scientific system the very opposite of the haphazard methods now in vogue.
This brief sketch of the critical and constructive scope of the Republic must suffice for my purpose. Plato laid his finger on grave defects, but his remedies seem fantastic in the light of our longer and more varied experience. Any reform of society had to be carried out by human agency, and for the difficulty of adapting this no adequate allowance is made. He recognizes the difficulty of starting an ideal community on his model. Old prejudices will be hard to overcome. So he suggests[304] that it will be necessary for the philosophical rulers to clear the ground by sending all the adult inhabitants out into the country, keeping in the city only the children of ten years and under: these they will train up on their system. He implies that with the younger generation growing up under properly regulated conditions the problems of establishment will solve themselves by the effect of time. This grotesque proposal may indicate that Plato did not mean his constructive design to be taken very seriously. But a more notable weakness appears in the narrowness of outlook. It was natural that a Greek should think and write as a Greek for Greeks, and seek lessons in Greek experience. But the blight of disunion and failure was already on the little Greek states; and their experience, not likely to recur, has in fact never really recurred. Hence the practical value of Plato’s stimulating criticism and construction is small. In the labour-question we find no advance. Slavery is assumed as usual, but against the enslavement of Greeks, of which recent warfare supplied many examples, he makes[305] a vigorous protest. Euripides had gone further than this, and questionings of slavery had not been lacking. Another very Greek limitation of view comes out in the contempt[306] for βαναυσία, the assumed physical and moral inferiority of persons occupied in sedentary trades. That such men were unfitted for the rough work of war, and therefore unfitted to take part in ruling an independent Greek state, was an opinion not peculiar to Plato. But this objection could not well be raised against the working farmer. Why then does Plato exclude the farmer-class from a share in the government of his ideal state? I think we may detect three reasons. First, the husbandman, though necessary to the state’s existence, has not the special training required for government, nor the leisure to acquire it. Second, it is his intense occupation that alone secures to the ruling class the leisure needful for their responsible duties. Third, the belief[307] that a man cannot be at the same time a good husbandman and a good soldier. These three may be regarded as one: the philosopher would get rid of haphazard amateurism by making the expert specialist dominant in all departments of civil and military life. The influence of the Spartan system (much idealized), and the growth of professional soldiering, on his theories is too obvious to need further comment.
Reading the Republic from the labour-question point of view, one is struck by the lack of detail as to the condition of the classes whose labour feeds and clothes the whole community. We must remember that the dialogue starts with an attempt to define Justice, in the course of which a wider field of inquiry is opened up by assuming an analogy[308] between the individual and the state. As the dominance of his nobler element over his baser elements is the one sure means of ensuring the individual’s lasting happiness, so the dominance of the nobler element in the state alone offers a like guarantee. On these lines the argument proceeds, using an arbitrary psychology, and a fanciful political criticism to correspond. The construction of a model state is rather incidental than essential to the discussion. No wonder that, while we have much detail as to the bodily and mental equipment of the ‘Guardians’ (both the governing elders and the warrior youths) we get no information as to the training of husbandmen and craftsmen. Like slaves, they are assumed to exist: how they become and remain what they are assumed to be, we are not told. We are driven to guess that at this stage of his speculations Plato was content to take over these classes just as he found them in the civilization of his day. But he can hardly have imagined that they would acquiesce in any system by which they would be excluded from all political power. The hopeless inferiority of the husbandman is most clearly marked when contrasted with the young warriors of the ‘Guardian’ class. Duties are so highly specialized that men are differentiated for life. The γεωργὸς cannot be a good soldier. But if a soldier shews cowardice he is to be punished[309] by being made a γεωργὸς or δημιουργός—a degradation in itself, and accompanied by no suggestion of a special training being required to fit him for his new function. It is unnecessary to enlarge on such points: constructors of Utopias cannot avoid some inconsistencies and omissions. The simple fact is that the arrangements for differentiation of classes in the model state are not fully worked out in detail.
Plato’s Guardians are to have no private property; for it is private property[310] that seems to him the cause of sectional and personal interests which divide and weaken the state and lead to unhappiness. But the other classes are not so restricted. They can own land and houses etc; on exactly what tenure, is less clear. Meanwhile, what is it that the Guardians have in common? It is the sustenance (τροφὴ) provided as pay (μισθὸς) for their services by the mass of workers over whom they rule. It is expressly stated[311] that in the model state the Demos will call the Rulers their Preservers and Protectors, and the Rulers call the Demos their Paymasters and Sustainers. In existing states other than democracies their mutual relation is too often expressed as that of Masters and Slaves. I cannot refrain from noting that, if the pay of the Guardians consists in their sustenance, this is so far exactly the case of slaves. That power and honour should be reserved for men maintained thus, without private emoluments, is remarkable. The Spartiates, however much an idealizing of their system may have suggested the arrangement, were maintained by the sulky labour of Helot serfs. Are the husbandmen in Plato’s scheme really any better than Helots? In describing the origin of states in general, Plato finds the cause[312] of that development in the insufficiency of individuals to meet their own needs. But in tracing the process of the division of labour, and increasing complexity of civilization, he ignores slavery, though slavery is often referred to in various parts of the book. Now, if the husbandman has under him no slaves, and is charged with the food-supply of his rulers, he comes very near to the economic status of a serf. He works with his own hands, but not entirely at his own will or for his own profit. And in one respect he would, to Greek critics, seem inferior to a Spartan[313] Helot: he is, by the extreme specializing system, denied all share in military service, and so can hardly be reckoned a citizen at all. How came Plato to imagine for a single moment that a free Greek would acquiesce in such a position? I can only guess that the present position of working farmers and craftsmen in trades seemed to him an intolerable one. If, as I believe from the indications in Xenophon and other authorities, agriculture and the various industries of Attica were now steadily passing into the hands of slaveowning capitalists, and small men going to the wall, there would be much to set a philosopher thinking and seeking some way of establishing a wholesomer state of things. On this supposition speculations, however fantastic and incapable of realization in fact, might call attention to practical evils and at least prepare men’s minds for practical remedies. In admitting the difficulty of making a fresh start, and the certainty that even his model state would in time lose its purity[314] and pass through successive phases of decay, Plato surely warns us not to take his constructive scheme seriously. But whether he really believed that free handworkers could (save in an oligarchy, which[315] he detests,) be induced to submit to a ruling class, and be themselves excluded on principle from political interests of any kind, is more than I can divine.
That the scheme outlined in the Republic was not a practical one was confessed by Plato in his old age by producing the Laws, a work in which the actual circumstances of Greek life were not so completely disregarded. The main points that concern us are these. Government is to be vested in a detailed code of laws, administered by magistrates elected by the citizens. There is a Council and an Assembly. Pressure is put upon voters, especially[316] on the wealthier voters, to make them vote. The influence of the Solonian model is obvious. Provision is made[317] for getting over the difficulties of the first start, while the people are still under old traditions which the new educational system will in due course supersede. But, so far from depending on perfect Guardians with absolute power, and treating law as a general pattern[318] modifiable in application by the Guardians at their discretion, we have law supreme and Guardians dependent on the people’s will. It is a kind of democracy, but Demos is to be carefully trained, and protected from his own vagaries by minute regulations. The number of citizens[319] is by law fixed at 5040. Each one has an allotment of land, a sacred κλῆρος that cannot be sold. This passes by inheritance from father to son as an undivided whole. Extinction of a family may be prevented by adoptions under strict rules. Excess of citizen population may be relieved by colonies. Poverty is excluded[320] by the minimum guaranteed in the inalienable land-lot, excessive wealth by laws fixing a maximum. It is evident that in this detailed scheme of the Laws agriculture must have its position more clearly defined than in the Republic.
So indeed it has. In order that all may have a fair share, each citizen’s land-lot[321] is in two parts, one near the city, the other near the frontier. Thus we see that all citizens will be interested in cultivating the land. We see also that this will be absolutely necessary: for it is intended[322] that the model state shall not be dependent on imported food (like Athens), but produce its own supply. Indeed commerce is to be severely restricted. What the country cannot produce must if necessary be bought, and for this purpose only[323] will a recognized Greek currency be employed: internal transactions will be conducted with a local coinage. The evil effects[324] seen to result from excessive commercial dealings will thus be avoided. When we turn to the agricultural labour-question, we find that wholesale employment of slaves[325] or serfs is the foundation of the system. For Plato, holding fast to the principle of specialization, holds also that leisure[326] is necessary for the citizens if they are to bear their part in politics with intelligent judgment. As, in this second-best Utopia, the citizens are the landowners, and cannot divest themselves of their civic responsibilities, they must do their cultivating by deputy. And this practically amounts to building the fabric of civilization on a basis of slavery—nothing less. In the matter of agriculture, the industry on which this self-sufficing community really rests, this dependence on slave-labour is most striking. It even includes a system[327] of serf-tenants (probably for the borderland farms) who are to be left to cultivate the land, paying a rent or quota of produce (ἀπαρχὴ) to the owners. The importance of not having too large a proportion[328] of the slaves in a gang drawn from any one race is insisted on as a means of preventing combinations and risings. At the same time careful management is enjoined, sympathetic[329] but firm: a master should be kind, but never forget that he is a master: no slave must be allowed to take liberties. To implant a sound tradition of morality is recognized as a means of promoting good order in the community, and this influence should be brought to bear[330] on slaves as well as on freemen. Yet the intrinsic chattelhood of the slave appears clearly in many ways; for instance, the damage to a slave is made good by compensating[331] his owner. The carelessness of ill-qualified practitioners[332] who treat slaves, contrasted with the zeal of competent doctors in treating freemen, is another significant touch.
It seems then that Plato, the more he adapts his speculations to the facts of existing civilization, the more positively he accepts slave-labour as a necessary basis. The conception of government as an art is surely the chief cause of this attitude. The extreme specialization of the Republic is moderated in the Laws, but there is not much less demand for leisure, if the civic artists are to be unhampered in the practice of their art. Of the dangers[333] of servile labour on a large scale he was well aware, and he had evidently studied with attention[334] the awkward features of serfdom, not only in the old Hellas, but in the Greek colonial states of the East and West. Nevertheless he would found his economy on the forced labour of human chattels. A system that had grown up in the course of events, extending or contracting according to changes of economic circumstance, was thus presented as the deliberate result of independent thought. But the only theory at the back of traditional slavery was the law[335] of superior force—originally the conqueror’s will. Plato was therefore driven to accept this law as a principle of human society. To accept it was to bring his speculations more into touch with Greek notions; for no people have surpassed the Greeks in readiness to devolve upon others the necessary but monotonous drudgery of life. This attitude of his involves the conclusion that the Barbarian is to serve the Greek, a position hardly consistent with his earlier[336] doctrine, that no true line could be drawn distinguishing Greek and Barbarian. Such a flux of speculative opinion surely weakens our respect for Plato’s judgment in these matters. We can hardly say that he offers any effective solution of the great state-problems of his age. But that these problems were serious and disquieting his repeated efforts bear witness. And one of the most serious was certainly that of placing the agricultural interest on a sound footing. Its importance he saw: but neither of his schemes, neither passive free farmers nor slave-holding landlords, was likely to produce the desired result. To say this is not to blame a great man’s failure. Centuries have passed, and experience has been gained, without a complete solution being reached: the end is not yet.
A few details remain to be touched on separately. The employment of hired labourers is referred to as normal[337] in the Politicus Republic and Laws. They are regarded simply as so much physical strength at disposal. They are free, and so able to transfer their labour from job to job according to demand. Intellectually and politically they do not count. But the μισθωτὸς is neither a chattel like the slave, nor bound to the soil like the serf. I have found no suggestion of the employment of this class in agriculture; and, as I have said above, I believe that they were in fact almost confined to the towns, especially such as the Peiraeus. It is also worth noticing that we find favourable mention of apprenticeship[338] as a method of learning a trade. But this principle also seems not applied to agriculture. Again, we are told[339] in the Laws that one who has never served (δουλεύσας) will never turn out a creditable master (δεσπότης). From the context this would seem to refer only to the wardens of the country (ἀγρονόμοι), who must be kept under strict discipline in order to perform very responsible duties. It does not apply to farmers. Another curious rule[340] is that kidnapping of men is not to be allowed. Yet there are bought slaves, and therefore a market. That the dealer in human flesh should be despised[341] by his customers is a feeling probably older than Plato, and it lasted down to the days of Uncle Tom’s Cabin. In view of Plato’s acceptance of the sharp line drawn between Greek and Barbarian (and this does touch rustic slavery) it is interesting to note that he observed[342] with care the different characters of alien peoples. He also refers[343] to them without contempt in various contexts side by side with Greeks, and cites[344] their common belief as a proof of the existence of the gods.
If I may venture to make a general comment on Plato’s position in relation to the labour-question, I would remark that he is already in the same difficulty which proved embarrassing to Aristotle, and which has always beset those who seek to find a theoretical justification for slavery. True, he is less definite and positive than Aristotle, but the attempt to regard a human being as both a man and a chattel is a failure. This point need not be further pressed here. But it is well to observe that agriculture is the department in which the absurdity most strikingly appears. Heavy farm-labour without prospect of personal advantage was recognized as a function that no man would willingly perform. Hence to be sent to labour on a farm was one of the punishments that awaited the offending domestic slave. Hence overseers were employed to exact from rustic slaves their daily task under the menace of severe and often cruel punishments. Hence the humaner masters (as Xenophon shews us) tried to secure more cheerful and effective service by a system of little rewards for good work. In short there was in practical life a miserable attempt to treat the slave both as a brute beast and as a moral being capable of weighing consequences and acting accordingly. One form of reward, manumission, was apparently not at this time common[345] in Greece: and it was one not easy to apply in agriculture. It was not easy to know what to do with a worn-out farm-hand, unless he was transferred to lighter duties on the farm; for he would be useless elsewhere. Sooner or later a time would come when he could no longer do anything of any value. What then? Was he charitably fed by the master[346] whom he had served, or was he cast adrift in nominal freedom? From the fragments of Comedy one may perhaps guess that the humaner practice generally prevailed. But the silence of Plato seems to suggest that to him, and indeed to Greeks generally, the point was not an important one. Even for a citizen, if destitute in old age, the state-relief was very small. We must therefore not wonder at the silence generally maintained as to the treatment of the worn-out rustic slave. Slave artisans, and those whose services were let out to other employers with reservation of a rent to their own masters, could scrape together the means of sustenance in their old age. It is possible that manumission of rustic slaves may have occasionally taken place, and that they too may have scraped together some small savings: but I can find no ground for thinking that such cases were normal or even frequent. In the Laws Plato allows for the presence of freedmen[347], and frames regulations for their control, probably suggested by experience of the Attic laws and their defects. Manumission by the state[348] as reward of slave-informers is also mentioned. But there is nothing in these passages to weaken the natural inference that town slaves, and chiefly domestics, are the class to whom in practice such rules would apply. In short, we must not look to a philosopher reared in a civilization under which manual labour tended to become the burden of the unfree and the destitute, and to be despised as mean and unworthy of the free citizen, for a wholesome solution of the problem of farm-labour.