INTRODUCTION

Leaving the Colophon in its bibliographical aspects to the able hand by which these are about to be treated, it may not be amiss to preface Mr. Pollard’s researches by a brief inquiry into the origin and significance of the term itself, and the reason why the colophon for so long performed the office of the title-page.

Colophon originally meant the head or summit of anything. It is clearly cognate with κορυφή, but is a word of far less importance, for while thirteen derivatives from κορυφή are given in Liddell and Scott’s Dictionary, κολοφών has not one. The former word is continually used by Homer; the latter is first met with in Plato, and then and afterwards only in a figurative sense. Yet it is clear that the word must from the first have borne the signification of “summit” or “crest,” for such is the position of the city of Colophon, which must have derived its name from its elevation, just as a modern house may be called “Hilltop.” Names of this kind, if not given at the first, are rarely given at all; we must suppose, then, that colophon was a recognized Greek word for “summit” when the city was founded about the tenth century B.C., according to Strabo by a Pylian colony, though this seems difficult to reconcile with the fact of Colophon being an Ionian city. In any case, the word has long survived the place.

According to the information supplied by the New English Dictionary, colophon made a brief appearance in English, in the first half of the seventeenth century, in its secondary classical sense of a “finishing stroke” or “crowning touch,” being used thus in Burton’s “Anatomy of Melancholy,” and again in 1635 by John Swan, who writes in his “Speculum Mundi” of how God “comes to the Creation of Man and makes him the colophon or conclusion of all things else.” Of the use of the word colophon in the particular significance elucidated in this essay—the end or ultimate paragraph of a book or manuscript—the earliest example quoted in the New English Dictionary is from Warton’s “History of English Poetry,” published in 1774. A quarter of a century before this it is found as a term needing no explanation in the first edition of the “Typographical Antiquities” of Joseph Ames, published in 1749. How much older it is than this cannot lightly be determined. The bibliographical use appears to be unknown to the Greek and Latin lexicographers, medieval as well as classical. Pending further investigation, it seems not unlikely that it may have been developed out of the secondary classical sense already mentioned sometime during the seventeenth century, when the interest in bibliography which was then beginning to be felt would naturally call into existence new terms of art. The Latin word subscriptio, which is used in a not very dissimilar sense, could hardly have been modernized without ambiguity. The Greek κορωνις, used for a flourish at the end of a manuscript, had not entered into any modern language. It is possible that it was thus only at a comparatively late date that a need was felt for a special word to denote the final paragraph of a book, and that the metaphorical use of colophon for a “finishing touch” caused it to be specialized in this sense. But whenever this use of the word colophon may have arisen, it is manifest that if this paragraph is to convey any description of the book, it fulfils the office of a title-page; and when we examine the manner in which colophon came to bear this special connotation, we shall see that the printer’s colophon could not, except for a very short period while men’s ideas were still indefinite, have coexisted with the title-page.

The idea especially implied in the Greek proverbial phrase “to put on the colophon” is that of putting the finishing stroke to anything, as when a building is completed by the addition of the coping-stone, or a discourse is summed up by a recapitulation of its general gist. Is the word simply used in the sense of a crowning peak? or has it a special connection with the city of Colophon? Ancient writers assert the latter, and assign two reasons, one of which at least seems fanciful. Strabo says that the allusion is to the decisive charges of the Colophonian cavalry, which were made at the last moment. There seems no other indication of Colophon having possessed a high military reputation. The Scholiast on the “Theaetetus” of Plato gives a more probable derivation; he says that, on account of their having received the Smyrnaeans into their city, the people of Colophon were allowed a casting-vote in the Panionium, or congress of the twelve Ionian cities, and hence the expression was equivalent to “turn the scale.” There would be nothing unreasonable in this supposition if we were sure that the Colophonians actually had this casting-vote; but the notion may well have been invented to explain the proverb; and, after all, if κολοφών has the sense of “crest,” no historical explanation seems necessary.

We have, however, solely to consider here the application of the term colophon to books, and must ask, What portion of a book would embody that final touch which we have seen to be essential to the idea of a colophon? In modern times we should probably say the imprint, for although the printer’s name, as well as the publisher’s, may be given at the bottom or on the reverse of the title-page, it is more usual to find it at the end. The ancient colophon also gave this information, but it commonly gave much more. To understand the part it played in early printing, we must go back to its predecessor, the manuscript.

Manuscripts, as the parents of printed books, have necessarily exercised the greatest influence on their development. A step which might have been very important was taken when, probably early in the fifth century, the form most convenient for the printed book was established by the definitive supersession of the roll form of manuscript by the codex, or manuscript in modern book form. Codices are of sufficient antiquity to be figured in the paintings at Pompeii, but the derivation from caudices, thin leaves of wood, shows that they were not at first much used for literary purposes, but rather for accounts or memoranda. When they began to compete with the roll, a step in the direction of convenience which may be appreciated by us if we can imagine that all our books had at one time been printed in newspaper form, we find the colophon already installed under the title of index. This did not denote the key to the contents of a book, thought so indispensable in modern times, but to the title, giving generally the subject and author of the book with the utmost brevity, and written at the end, precisely like a colophon, which in fact it was, though not bearing the name. As the papyrus roll was not bound, there could be no lettering upon a cover unless when, as was sometimes the case, a fine manuscript was inclosed within a case or wrappage for its protection; and the inconvenience of having to open every roll to find the title soon suggested the idea of hanging the index outside the roll on a separate slip, brightly dyed so as to attract attention. Examples may be seen in paintings from Pompeii. The general, though as yet by no means universal, displacement of papyrus by parchment led to the introduction of binding, early in the fifth century, as the best method of preserving codices. It had, of course, been practised before, but could not make much progress while the majority of books were papyrus scrolls; and even in the case of codices it seems to have been chiefly employed for the opportunity it afforded of adorning a valued manuscript with a splendid exterior. The disuse of the roll, however, soon made binding universal. In the Customs of the Augustinian priory at Barnwell it is distinctly laid down: “As the books ought to be mended, printed, and taken care of by the Librarian, so ought they to be properly bound by him.”