This definition has had ample recognition in practice and in popular opinion, as in the sixteenth-century idea of a tragedy as a play involving deaths, and in the present common conception of tragedy as requiring an unhappy ending. These uncritical opinions, however, introduce amendments that are not quite corollaries. The happy ending has never been completely excluded. Aristotle, while pronouncing in favor of the unhappy ending as best suited to producing tragic effect, recognized the possibility and popularity of a conclusion that limited punishment to the vicious. In modern times the salvation of the virtuous in tragedy has had warm defenders, including Racine and Dr. Johnson; and the essentiality of either an unhappy ending or of deaths has been generally denied. Evidently either is a natural but not inevitable accompaniment of suffering and disaster. A tragedy may permit of relief or even recovery for the good, or it may minimize the external and physical elements of suffering; but its action must be largely unhappy though its end is not, and destructive even if it does not lead to deaths.
Our working definition, however, does not attempt to indicate the qualities necessary to excellence in tragedy or to particularize in respect to the treatment of the action. It offers no distinction, where recent critics have been careful to make one, between tragedy and what we to-day call melodrama.[1] The relation between the two is similar to that between comedy and farce. Melodrama is more sensational, less serious; it attains its effects by spectacles, machines, externals, while tragedy deals with character and motive; it reaches its conclusions through accidents and surprises, while tragedy seeks to show the cause of every effect. But the distinction is general and relative rather than specific and absolute. The use of witches to foretell actions and characters would of itself be a melodramatic device, and so it is in Middleton's "Witch," but not in "Macbeth." Congreve's "Mourning Bride" is a melodrama, judged by our standards at present, but for many years it was considered one of the great tragedies in the language. A stage presentation, in fact, almost presupposes external, spectacular, and sensational effects, which must vary according to the theatrical conditions and the taste of the day, as well as in response to the artistic purpose and treatment. The distinction between melodrama and tragedy, in short, is hardly more than between bad tragedy and good, or between a lower and a higher type. So far as a separation of the two has been made, it has been the result of centuries of experience. It cannot readily be fixed by rule or definition; it requires historical treatment.
Our definition, again, affords a rough rather than an exact separation from comedy. The two species cannot, indeed, be absolutely distinguished. In the theatre to-day there are many plays which one hesitates to classify as either tragedy or comedy. And there have always been, even in the Greek theatre, classes of plays recognized as neither the one nor the other. Again, a play presenting various persons and incidents is necessarily complex in material and emotional effect, and may mingle suffering and ruin with happiness and success, so that whether its main effect is tragic or comic may depend on its point of view or its general tone. The divisions of tragedy and comedy are neither mutually exclusive, nor are they together inclusive of all drama. Theoretically, there is perhaps ground for doubting whether other divisions might not be established more essential and more comprehensive. Comedy in particular comprises plays differing so widely in every respect that almost no common characteristics can be found. Yet tragedy and comedy have long been, and still are, accepted as the main divisions of the drama. The very names of the other forms, "tragicomedy," "Schauspiel" "emotional drama," "social drama," "drame," or merely "play," by their lack of distinctiveness, testify to the significance of the division of dramatic action and effects into the two classes, tragic and comic. From merely a theoretical point of view, indeed, we may recognize that a dramatic action, through its brevity and its stage presentation, if for no other reasons, has a suitability for these effects not possessed by other forms of literature. But the importance and definition of the two forms, and especially that of tragedy, depend less on theory than on historical origins and development.
If we attempt to fortify our working definition so that it may more effectively separate tragedy on the one hand from melodrama and on the other from comedy and the more or less neutral species, we are driven to consider the numerous and shifting conceptions that have marked the progress of the classical tradition in modern Europe. Although some approach to the tragic may have been manifest from the beginnings of the drama in the mimetic ceremonies of primitive culture, our present distinction between tragedy and comedy traces back to Athens, where tragedy as a form of literature had its first great development and where it received its first critical definition. Nothing closely corresponding to the two forms, as there developed and defined, is to be found in the dramas of China, India, or medieval Europe. Tragedy is an inheritance from Greece and Rome, not received by Western Europe until the Renaissance. There was, to be sure, much that was tragical in the widespread religious drama of the Middle Ages; and there were a number of plays that in content and effect might claim a place with later tragedies; but it was not until the revival of the classics that the revelation of a highly developed form of drama led to the creation of a distinct species called tragedy, in the vernacular literatures of Spain, Italy, France, and England.
The classical tradition in the beginning was affected by the mistaken theories of medieval encyclopedists and by humanistic misinterpretations of the classics. In every nation it came into conflict with the traditions of the medieval drama, and underwent great modifications; in England an amalgamation of the two traditions resulting in a tragedy widely different from either. During four centuries the changing theatrical conditions, the changing social conditions, the diversity of national peculiarities, have resulted in ideas of tragedy at variance with one another and with the classics. Shakespeare's conception of tragedy was very different from Aristotle's, and very different from Brunetière's or Ibsen's. Indeed, the conceptions formed by various of Shakespeare's contemporaries, Sidney, Marlowe, Jonson, Chapman, and Fletcher, so far as we can determine, have pronounced differences though they have common resemblances. It would require a larger book than the present one to consider adequately the differences and agreements merely of critical theory and dogma in modern Europe. Yet the literary tradition, in spite of all these changes and variations, has remained continuous. Whether fixed in the form of rules, or discernible only in the general resemblances of current practices, or represented by the great models of Sophocles, Shakespeare, or Racine, it has influenced every playwright. He has striven to write more or less in accord with some critical theory, in imitation of some author, or in conformity to some fashion; or he has written in opposition to theory, example, or fashion.
It is the purpose of this book to trace the course of this tradition in the English drama, to appraise the inheritance of each age from the preceding ages, its borrowings from other national inheritances, and the profit and loss due to its own invention or industry. All that may be attempted here by way of preliminary definition is a glance at the main European course of the classical tradition to see what have been from time to time considered the essentials of tragedy and to ask how far there has been any agreement in regard to these essentials.
The basis for much of modern theorizing has been Aristotle's tentative yet searching analysis of Athenian tragedy. Many of the peculiarities of Athenian tragedy—its structure without acts but with a chorus, its limitation of three actors on the stage at once, its narrow range of mythological subjects—are evidently not essential to securing tragic effect. Even the unities, whether as observed in the Greek theatre or as defined by French and Italian critics, may, after generations of debate, be safely relegated as nonessential. Omitting, then, what no one would now insist upon as requisite, we may derive from the "Poetics" something like the following:—
Tragedy is a form of drama exciting the emotions of pity and fear. Its action should be single and complete, presenting a reversal of fortune, involving persons renowned and of superior attainments, and it should be written in poetry embellished with every kind of artistic expression.
Much more than this has been derived from Aristotle by modern theorists, but this much of the classical conception has generally survived in modern tragedy. If the meaning of "a single and complete action" be stretched a little, this definition includes the plays of Shakespeare as well as those of Racine, and nearly all tragedies from the Renaissance to the present.
In one important respect, however, this definition falls short of describing Greek tragedy, and is still more inadequate for modern. Aristotle emphasized the action above the characterization, and devoted much attention to the requirements of the plot. He did not, moreover, recognize the importance of the element of conflict, whether between man and circumstance, or between men, or within the mind of man. The Greek tragedies themselves had not failed to exhibit such conflicts; the medieval drama, notably in the moralities, emphasized moral conflict; and Renaissance tragedy, wherever it showed any independence, particularly in England and Shakespeare, took for its theme the conflict of human will with other forces. The importance of this modification of the Aristotelian view received only slow critical recognition. But it was everywhere exemplified in practice, in French classical drama as well as in Shakespeare, in plays imitating the Greeks as well as in plays revolting from their models. After a time this modification of the classical tradition came to have a distinct place in literary theory. Hegel gave it philosophical elaboration, and, in the romantic movement, when dramatists in different languages turned to Shakespeare for a model, they naturally assumed what may be called the Shakespearean definition. This important amendment to the tragic tradition may be briefly stated:—