"To see rightly into this matter, to determine with any infallibility whether what we call a fault is in very deed a fault, we must previously have settled two points, neither of which may be so readily settled. First, we must have made plain to ourselves what the poet's aim really and truly was, how the task he had to do stood before his own eye, and how far, with such means as it afforded him, he has fulfilled it. Secondly, we must have decided whether and how far this aim, this task of his accorded—not with us and our individual crotchets, and the crotchets of our little senate where we give or take the law—but with human nature and the nature of things at large; with the universal principles of poetic beauty, not as they stand written in our text-books, but in the hearts and imaginations of all men. Does the answer in either case come out unfavourable; was there an inconsistency between the means and the end, a discordance between the end and the truth, there is a fault; was there not, there is no fault." [Footnote: Carlyle on Goethe: Miscellanies, i. 295]
Nothing could ring clearer than this. No man could draw the line more accurately between the tendency to dispense with principles and the tendency to stereotype them, which are the twin dangers of the critic. But it is specially important to note Carlyle's relation, in this matter, to Hazlitt He insists with as much force as Hazlitt upon the need of basing all poetry on "human nature and the nature of things at large"; upon the fact that its principles are written "in the hearts and imaginations of all men". But, unlike Hazlitt, he bids us also consider what the aim of the individual poet was, and how far he has taken the most fitting means to reach it. In other words, he allows, as Hazlitt did not allow, for the many-sidedness of poetry, and the infinite variety of poetic genius. And, just because he does so, he is able to give a deeper meaning to "nature" and the universal principles of imagination than Hazlitt, with all his critical and reflective brilliance, was in a position to do. Hazlitt is too apt to confine "nature" to the nature of Englishmen in general and, in his weaker moments, of Hazlitt in particular. Carlyle makes an honest attempt to bound it only by the universal instincts of man, and the "everlasting reason" of the world. Thus, in Carlyle's conception, "it is the essence of the poet to be new"; it is his mission "to wrench us from our old fixtures"; [Footnote: Carlyle on Goethe: Miscellanies, i. 291.] for it is only by so doing that he can show us some aspect of nature or of man's heart that was hidden from us before. The originality of the poet, the impossibility of binding him by the example of his forerunners, is the necessary consequence of the infinity of truth.
That Carlyle saw this, and saw it so clearly, is no doubt partly due to a cause, of which more must be said directly; to his craving for ideas. [Footnote: See p. xciv.] But it was in part owing to his hearty acceptance of the historical method. Both as critic and as historian, he knew—at that time, no man so well—that each nation has its own genius; and justly pronounced the conduct of that nation which "isolates itself from foreign influence, regards its own modes as so many laws of nature, and rejects all that is different as unworthy even of examination", to be "pedantry". [Footnote: Miscellanies, i. 37, 38.] This was the first, and perhaps the most fruitful consequence that he drew from the application of historical ideas to literature. They enlarged his field of comparison; and, by so doing, they gave both width and precision to his definition of criticism.
But there is another—and a more usual, if a narrower—sense of the historical method; and here, too, Carlyle was a pioneer. He was among the first in our country to grasp the importance of studying the literature of a nation, as a whole, and from its earliest monuments, its mythological and heroic legends, downwards to the present. The year 1831—a turning-point in the mental history of Carlyle, for it was also the year in which Sartor Resartus took shape "among the mountain solitudes"—was largely devoted to Essays on the history of German literature, of which one, that on the Nibelungenlied, is specially memorable. And some ten years later (1840) he again took up the theme in the first of his lectures on Heroes, which still remains the most enlightening, because the most poetic, account of the primitive Norse faith, or rather successive layers of faith, in our language. [Footnote: See Lectures on Heroes, p. 20; compare Corpus Poeticum Borealt, i. p. ci. ] But what mainly concerns us here is that Carlyle, in this matter as in others, had clearly realized and as clearly defines the goal which the student, in this case the student of literary history, should set before his eyes.
"A History … of any national Poetry would form, taken in its complete sense, one of the most arduous enterprises any writer could engage in. Poetry, were it the rudest, so it be sincere, is the attempt which man makes to render his existence harmonious, the utmost he can do for that end; it springs, therefore, from his whole feelings, opinions, activity, and takes its character from these. It may be called the music of his whole manner of being; and, historically considered, is the test how far Music, or Freedom, existed therein; how the feeling of Love, of Beauty, and Dignity, could be elicited from that peculiar situation of his, and from the views he there had of Life and Nature, of the Universe, internal and external. Hence, in any measure to understand the Poetry, to estimate its worth and historical meaning, we ask, as a quite fundamental inquiry: What that situation was? Thus the History of a nation's Poetry is the essence of its History, political, economic, scientific, religious. With all these the complete Historian of a national Poetry will be familiar; the national physiognomy, in its finest traits and through its successive stages of growth, will be dear to him: he will discern the grand spiritual Tendency of each period, what was the highest Aim and Enthusiasm of mankind in each, and how one epoch naturally evolved itself from the other. He has to record the highest Aim of a nation, in its successive directions and developments; for by this the Poetry of the nation modulates itself; this is the Poetry of the nation." [Footnote: Carlyle, Miscellanies, iii. 292, 293.]
Never has the task of the literary historian been more accurately defined than in this passage; and never do we feel so bitterly the gulf between the ideal and the actual performance, at which more than one man of talent has since tried his hand, as when we read it. It strikes perhaps the first note of Carlyle's lifelong war against "Dryasdust". But it contains at least two other points on which it is well for us to pause.
The first is the inseparable bond which Carlyle saw to exist between the poetry of a nation and its history; the connection which inevitably follows from the fact that both one and the other are the expression of its character. This is a vein of thought that was first struck by Vico and by Montesquieu; but it was left for the German philosophers, in particular Fichte and Hegel, to see its full significance; and Carlyle was the earliest writer in this country to make it his own. It is manifest that the connection between the literature and the history of a nation may be taken from either side. We may illustrate its literature from its history, or its history from its literature. It is on the necessity of the former study that Carlyle dwells in the above. And in the light of later exaggerations, notably those of Taine, it is well to remember, what Carlyle himself would have been the last man to forget, that no man of genius is the creature of his time or his surroundings; and, consequently, that when we have mastered all the circumstances, in Carlyle's phrase the whole "situation", of the poet, we are still only at the beginning of our task. We have still to learn what his genius made out of its surroundings, and what the eye of the poet discovered in the world of traditional belief; in other words, what it was that made him a poet, what it was that he saw and to which all the rest were blind. We have studied the soil; we have yet to study the tree that grew from it and overshadows it. [Footnote: Perhaps the most striking instances of this kind of criticism, both on its strong and its weak side, are to be found in the writings of Mazzini. See Opere, ii. and iv.]
In reversing the relation, in reading history by the light of literature, the danger is not so great. The man of genius may, and does, see deeper than his contemporaries; but, for that very reason, he is a surer guide to the tendencies of his time than they. He is above and beyond his time; but, just in so far as he is so, he sees over it and through it. As Shakespeare defined it, his "end, both at the first and now, was and is… to show the very age and body of the time his form and pressure". Some allowance must doubtless be made for the individuality of the poet; for the qualities in which he stands aloof from his time, and in which, therefore, he must not be taken to reflect it. But to make such allowance is a task not beyond the skill of the practised critic; and many instances suggest themselves in which it has, more or less successfully, been done. Witness not a few passages in Michelet's Histoire de France, and some to be found in the various works of Ranke. [Footnote: As instances may be cited, Michelet's remarks on Rabelais (tome viii. 428-440) and on Moliere (tome xiii. 51-85): or again Ranke's Papste, i. 486-503 (on Tasso and the artistic tendencies of the middle of the sixteenth century): Franzosische Geschichte, iii. 345-368 (the age of Louis XIV.).] Witness, again, Hegel's illustration of the Greek conception of the family from the Antigone and the Oedipus of Sophocles; or, if we may pass to a somewhat different field, his "construction" of the French Revolution from the religious and metaphysical ideas of Rousseau. [Footnote: Hegel, Phanomenologie des Geistes, pp. 323-348, and pp. 426-436.]
So far as it employs literature to give the key to the outward history of a nation or to the growth of its spiritual faith, it is clear that the historical method ceases to be, in the strict sense of the word, a literary instrument. It implies certainly that a literary judgment has been passed; but, once passed, that judgment is used for ends that lie altogether apart from the interests of literature. But it is idle to consider that literature loses caste by lending itself to such a purpose. It would be wiser to say that it gains by anything that may add to its fruitfulness and instructiveness. In any case, and whether it pleases us or no, this is one of the things that the historical method has done for literature; and neither Carlyle, nor any other thinker of the century, would have been minded to disavow it.
This brings us to the second point that calls for remark in the foregoing quotation from Carlyle. Throughout he assumes that the matter of the poet is no less important than his manner. And here again he dwells on an aspect of literature that previous, and later, critics have tended to throw into the shade. That Carlyle should have been led to assert, and even at times to exaggerate, the claims of thought in imaginative work was inevitable; and that, not only from his temperament, but from those principles of his teaching that we have already noticed. If the poetry of a nation be indeed the expression of its spiritual aims, then it is clear that among those aims must be numbered its craving to make the world intelligible to itself, and to comprehend the working of God both within man and around him. Not that Carlyle shows any disposition to limit "thought" to its more abstract forms; on the contrary, it is on the sense of "music, love, and beauty" that he specially insists. What he does demand is that these shall be not merely outward adornments, but the instinctive utterance of a deeper harmony within; that they shall be such as not merely to "furnish a languid mind with fantastic shows and indolent emotions, but to incorporate the everlasting reason of man in forms visible to his sense, and suitable to it". [Footnote: Miscellanies, i. 297.] The "reason" is no less necessary to poetry than its sensible form; and whether its utterance be direct or indirect, that is a matter for the genius of the individual poet to decide. Gott und Welt, we may be sure Carlyle would have said, is poetry as legitimate as Der Erlkonig or the songs of Mignon.