The same instinctive leaning to introspection is curiously shown in the Enigma Variations.[27] "I have in the Variations," writes Elgar in a private letter, "sketched portraits of my friends—a new idea, I think—that is, in each variation I have looked at the theme through the personality (as it were) of another Johnny." The idea was not indeed quite new, however originally applied, as Schumann had already sketched a number of his friends in the "Carnaval." But what is of much greater import is that Schumann and Elgar, both introspective temperaments, go about this business of portrait painting in the same characteristic way—not by recording the external aspects of these "other Johnnies," but by sympathetically putting themselves at their points of view and becoming, so to speak, the spokesmen of their souls. The tender intimateness of Elgar's interpretations is their supreme charm. Whatever the character portrayed, whether the tender grace of C. A. E. (Lady Elgar), the caprice of H. D. S-P., the virile energy of W. M. B., the gossamer delicacy of Dorabelle, or the nobility of "Nimrod," we feel in each case that we have for the moment really got inside the personality, and looked at the world along that unique perspective. Even in the indescribably lovely Romanza, Variation XIII, calling up the thought of a friend at sea, though programistic devices are used, the spirit looks away from externalities. Violas in a quietly undulating rhythm suggest the ocean expanse; an almost inaudible tremolo of the drum gives us the soft throb of the engines; a quotation from Mendelssohn's "Calm Sea and Prosperous Voyage," in the dreamy tones of the clarinet, completes the story. Yet "story" it is not—and there is the subtlety of it. Dim sea and dream-like steamer are only accessories after all. The thought of the distant friend, the human soul there, is what gently disengages itself as the essence of the music.
In his two symphonies the composer gives us even less encouragement to search for detailed programs. It is true that the second bears the motto from Shelley:
Rarely, rarely, comest thou,
Spirit of Delight.
But it will be observed, first, that these lines contain no pictorial images which would prevent their application to the most purely emotional music—a symphony of Beethoven, for example; and second, that even their emotional bearing is somewhat ambiguous, as we are left in doubt whether it is the Spirit of Delight itself, or the rareness of its visitations, that we are asked to consider. Mr. Ernest Newman thinks the former, and finds in the symphony the "jocundity and sweetness" which characterize English music from the earliest times. We read in the Musical Times,[28] however, that there is "some disagreement ... with the composer's own opinion that it is on a totally different psychological plane from that of the first symphony, and represents a more serene mood," although the writer adds that "it is unquestionable that the themes, even in the slow movement, speak of a lighter heart and more tranquil emotions." If there is thus room for doubt even as to the emotional content of the work, no attempt to read into it a "story" is likely to be successful. Even Mr. Newman, programist à outrance, is forced in this case to the admission that "though practically every musical work of any emotional value must start from this basis [of the composer's life-experience],[29] the connection of it with the external world or with the symbols of the literary and plastic arts may range through many degrees of vagueness or precision, according to the psychological build of the composer."
Coming now at last to Elgar's masterpiece, the Symphony[30] in A-flat, No. 1, opus 55, first performed under Dr. Hans Richter at Manchester and at London in December, 1908, we find Elgar's method at its purest—the preoccupation with spiritual states and experiences is complete. It is true that this may be the symphony upon which he was reported nine years earlier to be at work, and which was to bear the title "Gordon." If this is the case it shows only that he was moved to musical expression by the heroism of the great Englishman, as Beethoven was by that of Napoleon before it transpired that he was a tyrant. The A-flat Symphony is not for that reason any more program music than Beethoven's "Eroica." The two are indeed similar in being throughout profound searchings of the human spirit, highly dramatic in the vividness of their introspection, but never realistic. They penetrate to a level far deeper than that of action; they deal with the emotional springs of action; we may even say that each suggests a philosophy, since the philosophies, too, are born of those deep inarticulate emotional attitudes toward life which only music can voice in their purity.
This fundamental attitude is in the A-flat Symphony far more mature and chastened than that of the ebulliently youthful "Eroica." If we wished to find its analogue in Beethoven (and it is a high compliment to Elgar to say that there are few other places we could find it) we should have to go rather to the Ninth Symphony and to the later sonatas and quartets. It is in essence the attitude of religious resignation, and has as its constituents the primary opposition between the ideal and reality, the disappointment, softening, and impersonalizing of the soul by experience, the reciprocal activity of the soul winning its values out of experience, and the final reconciliation between them. Of course it is not meant that these ideas are intellectually formulated in the music. It is simply that the music expresses the emotional states that accompany such universal human experiences, and thus suggests and at the same time by its beauty transfigures them.
The noble melody in A-flat major with which the symphony starts, recurring in the finale, and indeed the nucleus of the whole work, suggests aspiration, resolute will, the quest of the Ideal. Everything about it,—its steady movement, its simple, strong harmonic basis, its finely flexible rhythm, notably free from the short breath of the composer's less exalted moments, even its rich and yet quiet tonality of A-flat major, raises it into a rarefied atmosphere of its own, above the turmoil of everyday life. With the theme in D minor marked Allegro appassionato, on the contrary, we are brought rudely down to earth, with all its confusion, its chaos, its meaningless accidents (note the constant feverish motion of the bass, the phantasmagoric nightmare harmonies at index letter 7, the increasing restlessness of the whole passage). Presently more poignant or tender phrases (10 and 11) suggest the longing of the spirit for the sweet reasonableness of the lost ideal world, and at 12, in the "second theme" in F major, we do get for a moment a breathing interval of peace. The beautiful, tender phrase, as of divine pity, beginning in the fourth measure of 11 and ushering in this theme, should be especially noticed for its deep expressiveness and its complete originality. This "phrase of pity," as we shall see, is destined to play an important part in the structure of the movement. Soon earlier fragments return, reintroducing the restless mood, the intensity of the feeling steadily grows, and at 17 we have a magnificent climax in which the "phrase of pity," much slower and more emphatic than before, suggests the first crisis of the struggle.
With the return of the theme of the ideal, now in C major (18) and in tentative accents, begins the long and complex development of the themes. We need not go into detail here, further than to remark that the strange, devious new theme at 24 seems almost to have some concrete "meaning," undisclosed by the composer, and introduces the most baffling element we find anywhere in the symphony. The development proceeds much upon it. At 32 begins the recapitulation of themes of the orthodox sonata-form, treated freely and with many interesting modifications. The climax recurs at 44, now impressively amplified. Even finer is the gradual but irresistible return of the fundamental theme, the "Ideal," and its triumphant statement through 49, 50, and 51. The sinister, groping theme returns, however, seeming to darken the atmosphere as when clouds come over the sun. The "Ideal" theme is heard in faltering, uncertain accents, and reaches, just before 55, a timid cadence on the tone C. Now comes one of the most exquisite things, not only in this symphony, but in modern music. While the clarinet holds this C, reached in the original key of A-flat major, the muted strings, high and tenuous, in the remote key of A minor, like voices from another world, gently breathe the "phrase of pity." It is magical. With fine dignity of pace they reach the tone C, whereupon we are again quietly but conclusively brought back to A-flat, and with a single plucked bass note the chord of the clarinets sinks to silence (Figure XVII, page 128).
The two middle movements of the symphony, Allegro molto (the scherzo) and Adagio, are played without intervening pause and conceived together. From the point of view both of form and of content their treatment is of exceeding interest. Structurally they are an inset between the first movement and the finale, contrasting sharply with them in key as well as in melodic material, embodying as they do the "sharp" keys (F-sharp minor and D major) in opposition to the A-flat major and D minor of the others. After this inset has been completed, the earlier themes and keys return in the finale and round out the cycle projected by the first movement. Thus the symphony as a whole consists of two interlocking systems—a scheme of structure which gives it both variety and unity in the highest degree.