In continental literature several famous books at once present themselves in the situation group. One of the earliest, as it is the most famous, is Goethe’s “Elective Affinities,” where a great and terrible drama involves characters of which the creator has not managed quite to sever the marionette wires. Who indeed remembers those vague initialled creatures, whom the author himself forgot to pull out of their limbo in his eagerness to mature and polish their ingenious misfortunes?
Tolstoy’s “The Kreutzer Sonata” is another book which lives only by force of situation, sustained, of course, by the profound analysis of a universal passion. No one remembers who the people in “The Kreutzer Sonata” were, or what they looked like, or what sort of a house they lived in—but the very roots of human jealousy are laid bare in the picture of the vague undifferentiated husband, a puppet who comes to life only in function of his one ferocious passion. Balzac alone, perhaps, managed to make of his novels of situation—such as “César Birotteau” or “Le Curé de Tours”—such relentless and penetrating character studies that their protagonists and the difficulties which beset them leap together to the memory whenever the tales are named. But this fusion of categories is the prerogative of the few, of those who know how to write all kinds of novels, and who choose, each time, the way best suited to the subject in hand.
Novels preeminently of character, and in which situation, dramatically viewed, is reduced to the minimum, are far easier to find. Jane Austen has given the norm, the ideal, of this type. Of her tales it might almost be said that the reader sometimes forgets what happens to her characters in his haunting remembrance of their foibles and oddities, their little daily round of preoccupations and pleasures. They are “speaking” portraits, following one with their eyes in that uncannily lifelike way that good portraits have, rather than passionate disordered people dragging one impetuously into the tangle of their tragedy, as one is dragged by the characters of Stendhal, Thackeray and Balzac. Not that Jane Austen’s characters do not follow their predestined orbit. They evolve as real people do, but so softly, noiselessly, that to follow the development of their history is as quiet a business as watching the passage of the seasons. A sense of her limitations as certain as her sense of her power must have kept her—unconsciously or not—from trying to thrust these little people into great actions, and made her choose the quiet setting which enabled her to round out her portraits as imperceptibly as the sun models a fruit. “Emma” is perhaps the most perfect example in English fiction of a novel in which character shapes events quietly but irresistibly, as a stream nibbles away its banks.
Next to “Emma” one might place, in this category, the masterpiece of a very different hand: “The Egoist” of Meredith. In this book, though by means so alien to Miss Austen’s delicate procedure that one balks at the comparison, the fantastic novelist, whose antics too often make one forget his insight, discarding most of his fatiguing follies, gives a rich and deliberate study of a real human being. But he does not quite achieve Jane Austen’s success. His Willoughby Patterne is typical before he is individual, while every character in “Emma” is both, and in degrees always perfectly proportioned. Still, the two books are preeminent achievements in the field of pure character-drawing, and one must turn to the greatest continental novelists—to Balzac again (as always), to Stendhal, Flaubert, Dostoievsky, Turgenev, Marcel Proust, and perhaps to the very occasional best of Trollope—to match such searching and elaborate studies.
But among the continental novelists—with few exceptions—the delineation of character is inextricably combined with the study of manners, as for instance in the novels of Tolstoy, of Balzac and of Flaubert. Turgenev, in “Dmitri Rudin,” gave the somewhat rare example of a novel made almost entirely out of the portrayal of a single character; as, at the opposite extreme, Samuel Butler’s “Way of all Flesh,” for all its brilliant character-drawing, is essentially the portrait of a family and a social group—one of the most distinctive novels of “manners” it is possible to find.
Such preliminary suggestions, cursory as they are, may help, better than mere definitions, to keep in mind the differing types of novel in which either character or situation weighs down the scales.
II
The novel, in the hands of English-speaking writers, has always tended, as it rose in value, to turn to pictures of character and manners, however much blent with dramatic episodes, or entangled in what used to be vaguely known as a plot. The plot, in the traditional sense of the term, consisted in some clash of events, or, less often, of character. But it was an arbitrarily imposed and rather spaciously built framework, inside of which the people concerned had room to develop their idiosyncrasies and be themselves, except in the crucial moments when they became the puppets of the plot.
The real novel of situation, a compacter and above all a more inevitable affair, did not, at least on English soil, take shape till “plot,” in the old-fashioned sense of a coil of outward happenings, was giving way to the discovery that real drama is soul-drama. The novel of situation, indeed, has never really acclimatized itself in English-speaking countries; whereas in France it seems to have grown naturally from the psychological novel of the seventeenth and eighteenth centuries, wherein the conflict of characters tended from the first to simplify the drawing of character and to turn the protagonists into embodiments of a particular passion rather than of a particular person.
From this danger the English novelist has usually been guarded by an inexhaustible interest in personality, and a fancy for loitering by the way. The plots of Scott, Thackeray, Dickens, George Eliot and their successors are almost detachable at will, so arbitrarily are they imposed on the novel of character which was slowly but steadily developing within their lax support, and which became, as the nineteenth century advanced, the typical form of English fiction.