But sagas are not only perhaps the most ancient of tales, they are certainly the most persistent. By their attachment to places and to persons, a religious sanction is frequently given to them, a local and national pride is commonly felt in preserving them. Thus they are remembered when nursery tales are forgotten; they are more easily communicated to strangers; they find their way into literature and so are rendered imperishable.
Fairy Tales of both these classes are compounded of incidents which are the common property of many nations, and not a few whereof are known all over the habitable globe. In some instances the whole plot, a more or less intricate one, is found among races the most diverse in civilization and character. Where the plot is intricate, or contains elements of a kind unlikely to have originated independently, we may be justified in suspecting diffusion from one centre. Then it is that the history and circumstances of a nation become important factors in the inquiry; and upon the purity of blood and the isolation from neighbouring races may depend our decision as to the original or derivative character of such a tradition. Sometimes the passage of a story from one country to another can be proved by literary evidence. This is markedly the case with Apologues and Facetious Tales, two classes of traditions which do not come within the purview of the present work. But the story has then passed beyond the traditional stage, or else such proof could not be given. In tracing the history of a folk-tale which has entered into literature, the problem is to ascertain how far the literary variations we meet with may have been influenced by pre-existing traditional tales formed upon similar lines. In general, however, it may be safely said of Fairy Tales (with which we are more immediately concerned) that the argument in favour of their propagation from a single centre lacks support. The incidents of which they are composed are based upon ideas not peculiar to any one people, ideas familiar to savages everywhere, and only slowly modified and transformed as savagery gives way to barbarism, and barbarism to modern civilization and scientific knowledge of the material phenomena of the universe. The ideas referred to are expressed by races in the lower culture both in belief and in custom. And many of the tales which now amuse our children appear to have grown out of myths believed in the most matter-of-fact way by our remote forefathers; while others enshrine relics of long-forgotten customs and modes of tribal organization.
There is one habit of thought familiar to savage tribes that to us, trained through long centuries of progressive knowledge, seems in the highest degree absurd and even incomprehensible. As a matter of every-day practice we cannot, if we would, go back to that infantine state of mind which regards not only our fellow men and women, but all objects animate and inanimate around us, as instinct with a consciousness, a personality akin to our own. This, however, is the savage philosophy of things. To a large proportion of human beings at the present day beasts and birds, trees and plants, the sea, the mountains, the wind, the sun, the moon, the clouds and the stars, day and night, the heaven and the earth, are alive and possessed of the passions and the cunning and the will they feel within themselves. The only difference is that these things are vastly cleverer and more powerful than men. Hence they are to be dreaded, to be appeased—if possible, to be outwitted—even, sometimes, to be punished. We may observe this childish habit of thought in our nurseries to-day when one of our little ones accidentally runs against the table, and forthwith turns round to beat the senseless wood as if it had voluntarily and maliciously caused his pain; or when another, looking wistfully out of window, adjures the rain in the old rhyme:
“Rain, rain, go away!
Come again another day!”
Poets, too, and orators in their loftiest moods revert to language and modes of expression which have no meaning apart from this belief in the conscious animation of every object in the world. They may move us for the moment by their utterances; but we never take their raptures literally. To the savage, however, it is no figure of speech to call upon the sun to behold some great deed, or to declare that the moon hides her face; to assert that the ocean smiles, or that the river swells with rage, and overwhelms a wayfarer who is crossing it, or an unsuspecting village on its banks. These phrases for him fit the facts of nature as closely as those which record that the man eats or the boy runs. Nay, what would seem incredible to him would be to deny that the sun can see or the moon hide her face, the ocean smile or the river become enraged. Conscious personality and human emotions are visible to him everywhere and in all things.
It matters not to the savage that human form and speech are absent. These are not necessary, or, if they are, they can be assumed either at will or under certain conditions. For one of the consequences, or at least one of the accompaniments, of this stage of thought is the belief in change of form without loss of individual identity. The bear whom the savage meets in the woods is too cunning to appear and do battle with him as a man; but he could if he chose. The stars were once men and women. Sun and moon, the wind and the waters, perform all the functions of living beings: they speak, they eat, they marry and have children. Rocks and trees are not always as immovable as they appear: sometimes they are to be seen as beasts or men, whose shapes they still, it may be, dimly retain.
It follows that peoples in this stage of thought cannot have, in theory at all events, the repugnance to a sexual union between man and the lower animals with which religious training and the growth of civilization have impressed all the higher races. Such peoples admit the possibility of a marriage wherein one party may be human and the other an animal of a different species, or even a tree or plant. If they do not regard it as an event which can take place in their own time and neighbourhood, it does not seem entirely incredible as an event of the past; and sometimes customs are preserved on into a higher degree of culture—such as that of wedding, for special purposes, a man to a tree—unmistakably bespeaking former, if not present, beliefs. Moreover, tribes in the stage of thought here described, hold themselves to be actually descended from material objects often the most diverse from human form. These are not only animals (beasts, birds, fishes, reptiles, and even insects) or vegetables, but occasionally the sun, the sea, the earth, and other things unendowed with life. Such mythic ancestors are worshipped as divine. This superstition is called Totemism, and the mythic ancestor is known as the Totem. As a people passes gradually into a higher stage of culture, greater stress is constantly laid on the human qualities of the Totem, until it becomes at length an anthropomorphic god. To such deity the object previously reverenced as a Totem is attached, and a new and modified legend grows up to account for the connection.
The belief in metamorphosis involves opinions on the subject of death which are worth a moment's pause. Death is a problem to all men, to the savage as to the most civilized. Least of any can the savage look upon it as extinction. He emphatically believes that he has something within him that survives the dissolution of his outward frame. This is his spirit, the seat of his consciousness, his real self. As he himself has a spirit, so every object in the world has a spirit. He peoples the universe, as he knows it, with spirits akin to his own. It is to their spirits that all the varied objects around him, all the phenomena observable by day or by night, owe the consciousness, the personality, I have already tried to describe. These spirits are separable from the material form with which they are clad. When the savage sleeps, his spirit goes forth upon various adventures. These adventures he remembers as dreams; but they are as veritable as his waking deeds; and he awakes when his spirit returns to him. In his dreams he sees his friends, his foes; he kills imaginary bears and venison. He knows therefore that other men's spirits travel while their bodies sleep and undergo adventures like his own, and in company often with his spirit. He knows that the spirits of wild animals range abroad and encounter his spirit. What is death but the spirit going forth to return no more? Rocks and rivers perhaps cannot die, or at least their life immeasurably exceeds that of men. But the trees of the forest may, for he can cut them down and burn them. Yet, inasmuch as it is the nature of a body to have an indwelling spirit, death—the permanent severing of body and spirit—cannot occur naturally: it must be due to the machination of some enemy, by violence, by poison, or by sorcery.
The spirit that has gone forth for ever is not, by quitting its bodily tenement, deprived of power offensive and defensive. It is frequently impelled by hostile motives to injure those yet in the flesh; and it must, therefore, be appeased, or deceived, or driven away. This is the end and aim of funeral rites: this is the meaning of many periodical ceremonies in which the whole tribe takes part. For the same reason, when the hunter slays a powerful animal, he apologizes and lays the blame on his arrows or his spear, or on some one else. For the same reason the woodman, when he cuts down a tree, asks permission to do so and offers sacrifices, and he provides a green sprig to stick into the stump as soon as the tree falls, that it may be a new home for the spirit thus dislodged. For since the spirit is neither slain, nor deprived of power, by destruction of the body, or by severance from the body, it may find another to dwell in. Spirits of dead men, like other spirits, may assume fresh bodies, new forms, and forms not necessarily human. A favourite form is that of a snake: it was as a snake that the spirit of Anchises appeared and accepted the offerings made by his pious son. In their new forms the spirits of the dead are sometimes, as in this case, kindly, at other times malicious, but always to be treated with respect, always to be conciliated; for their power is great. They can in their turn cause disease, misfortune, death.
Another characteristic of the mental condition I am describing must not be omitted. Connection of thought, even though purely fortuitous, is taken to indicate actual connection of the things represented in thought. This connection is, of course, often founded on association of time or place, and once formed it is not easily broken. For example, any object once belonging to a man recalls the thought of him. The connection between him and that object is therefore looked upon as still existing, and he may be affected by the conduct shown towards it. This applies with special force to such objects as articles of clothing, and still more to footprints and to spittle, hair, nail-parings and excrement. Injury to these with malicious intent will hurt him from whom they are derived. In the same way a personal name is looked upon as inseparable from its owner; and savages are frequently careful to guard the knowledge of their true names from others, being content to be addressed and spoken of by a nickname, or a substituted epithet. The reason of this is that the knowledge of another's name confers power over that other: it is as though he, or at least an essential part of him, were in the possession of the person who had obtained the knowledge of his name. It is perhaps not an unfair deduction from the same premises that endows an image with the properties of its prototype—nay, identifies it with its prototype. This leads on the one hand to idol-worship, and on the other hand to the rites of witchcraft wherein the wizard is said to make a figure of a man, call it by his name, and then transfix it with nails or thorns, or burn it, with the object of causing pain and ultimately death to the person represented. Nor is a very different process of thought discernible in the belief that by eating human or other flesh the spirit (or at any rate some of the spiritual qualities) formerly animating it can be transferred to the eater. So a brave enemy is devoured in the hope of acquiring his bravery; and a pregnant woman is denied the flesh of hares and other animals whose qualities it is undesirable her children should have.