Striving for Freedom.

In addition to what I have said of this sonata, it was an immense gain for greater freedom of form, and it is to be regretted that it is a more or less isolated instance and that Beethoven did not adopt it as a standard in shaping his remaining sonatas. Its most valuable attribute from the modern point of view is a characteristic to which I already have called attention several times—the fact that its several movements stand in psychological relation to one another; that there is such real soul or temperamental connection between them, that it would be doing actual violence to the work as a whole if any one movement were to be played without the others or if their sequence were to be inverted.

But, you may ask, is there not in all sonatas this psychological inter-relationship of the several movements? Have we not been told again and again that there is?

Undoubtedly you, and others who have been misinformed by enthusiasts who are unable to hear music in anything that has been composed since Beethoven, have been told so. But the sonata, with a few exceptions like the “Moonlight,” simply is a group usually of four movements, three long-ones with a shorter one between, and, save for their being in related keys, there is no temperamental relationship between the movements 106 whatsoever, and to talk of there being such a thing is nonsense. I believe the time will come when virtuosos will not hesitate to lift single movements out of the Beethoven sonatas and place them on their programs and that there will be a sigh of relief from the public because it can hear a movement that still sounds fresh and modern without being obliged to listen to two or three others that do not. Heresy? Maybe. Galileo was accounted a heretic—yet the world moves and the musical world with it.

The Beethoven Periods.

Beethoven was an intellectual as well as a musical giant. He thought before he wrought. The division of his activity into three periods, in each of which he is supposed to have progressed further along the road of originality and greatness, is generally accepted. Nevertheless, it is an arbitrary one, especially as regards the pianoforte sonatas, since it has been seen that the first movement of one of his earliest works, the third sonata (Opus 2, No. 3), is one of his most original contributions to music, and one of the most strikingly developed movements in sonata form that he has given us. The period division which assigns this sonata as well as the “Sonata Pathétique” to the first period is absurd. The fact is, that the works of the so-called first and second periods overlap; but there is a decided change in his style when we come to his third period which, in the pianoforte sonatas, begins with Opus 109. (The beginning of this period usually is assigned to the sonata 107 Opus 101, which seems to me too early.) Because here a restless spirit seems to be brooding over his work, it is thought by some that his mind and heart were warped by his misfortunes—his deafness, the ingratitude of a worthless nephew to whom he had been as a father, and other family and material troubles. To me, however, Beethoven seems in these sonatas to be chafing more and more under the restraint of form and to be struggling to free himself from it, bending all his intellect to the task. Frankly, I do not think that in these last sonatas he achieved his purpose. He had outgrown the form he himself had perfected, and the thoughts which toward the last he endeavored to mould in it called for absolutely free and untrammeled development. He had become too great for it and, as a result, it cramped and hampered him in his latest utterances. It is my firm belief that had Beethoven come upon the scene fifty years later, he would not have composed a single sonata, but have revived the suite in modern style, as Schumann practically did in his “Carnaval,” “Kreisleriana,” and “Faschingschwank aus Wien,” or have created for the pianoforte something corresponding to the freely developed tone poems of Richard Strauss.

Because, however, Beethoven wrote thirty-two pianoforte sonatas and because he was for many years the all-dominating figure in the musical world, every great composer who came after him and composed for the pianoforte experimented with the sonata form, and always, be it noted, with less success and less importance to the real progress of music toward freedom of expression than when he followed his own inner impulse 108 and wrote the mood pieces, the “music of intention,” the subjective expressions of indicated thoughts and feelings, that were more consonant with the tendencies of the romantic period which followed Beethoven and for which he may be said to have paved the way. For just as Bach brought the contrapuntal form to such perfection that those who came after him could not even begin where he left off, let alone surpass him, so Beethoven brought the sonata form to such perfection that no further advance in it was possible. No wonder therefore that the pianoforte sonatas of the romanticists are comparatively few in number and the least satisfactory of their works. These composers seem to have written sonatas simply to show that they could write them and under a mistaken idea that length is a measure of greatness and that shorter pieces are minor achievements, whereas as much genius can be displayed in a nocturne as in a sonata.

Sonatas Now Old-fashioned.

Lawrence Gilman, one of our younger American critics, in his “Phases of Modern Music,” a collection of essays, brief but containing a wealth of suggestion and breathing throughout the spirit of modernity, sums up the matter in speaking of Edward MacDowell’s “Keltic Sonata”: “I cannot help wishing that he might contrive some expedient for doing away, so far as he himself is concerned, with the sonata form which he occasionally uses, rather inconsistently, as a vehicle for the expression of that vision and emotion that are in him; for, generally speaking, and in spite of 109 the triumphant success of the ‘Keltic,’ Mr. MacDowell is less fortunate in his sonatas than in those freer and more elastically wrought tone poems in which he voices a mood or an experience with epigrammatic concision and directness. The ‘Keltic’ succeeds in spite of its form, ... though even here, and notwithstanding the freedom of manipulation, one feels that he would have worked to still finer ends in a more flexible and fluent form. He is never so compelling, so persuasively eloquent, as in those impressionistically conceived pieces in which he moulds his inspiration upon the events of an interior emotional program, rather than upon a musical formula necessarily arbitrary and anomalous.” This applies to pianoforte music in general since Beethoven. Such I believe to be the consensus of opinion among the younger generation of critics, to whom, after all, the future belongs, as well as the opinion of those older critics who refuse to allow themselves to be pitchforked by their years into the ranks of the old fogies and who still hold themselves ever receptive to every new manifestation in music that is based on a union of mind and heart.

Unless otherwise specifically mentioned I have, in speaking of the sonata form, referred to it in connection with the pianoforte. But it also is the form employed for the symphony (which simply is a sonata for orchestra); for pianoforte trios, quartets and quintets; for string quartets and other branches of chamber music (which are sonatas written for the combination of instruments mentioned and such others as are employed in chamber music), and for concertos (which are sonatas for the combination of a 110 solo instrument like the pianoforte, violin or violoncello, with orchestra). In these branches the sonata form has held its own more successfully than on the pianoforte, and for several extraneous reasons. In the symphony it is due largely to the greater variety that can be achieved through orchestral coloring; in chamber music largely to the somewhat super-refined and timorous taste of its devotees which would regard any startling innovation as highly indecorous; and in the concerto to the fact that a soloist who appears at an orchestral concert is supposed to play a concerto simply because the orchestra is there to play it with him, although he, as well as the audience, probably would find a group of solos far more effective. In fact I think that much of the applause which usually follows a great pianist’s playing of a concerto is due not so much to the audience’s enthusiasm over it as to the hope that he may be induced to come out and play something alone. So far as the symphony is concerned, it is liberating itself more and more from the sonata form and taking the direction indicated by Liszt in his symphonic poems and by Richard Strauss in his tone poems, the freest form of orchestral composition yet conceived.