Shock and Awe — Achieving Rapid Dominance

by Harlan Ullman; James P. Wade

Shock and Awe

The basis for Rapid Dominance rests in the ability to affect the will, perception, and understanding of the adversary through imposing sufficient Shock and Awe to achieve the necessary political, strategic, and operational goals of the conflict or crisis that led to the use of force. War, of course, in the broadest sense has been characterized by Clausewitz to include substantial elements of "fog, friction, and fear." In the Clausewitzian view, "shock and awe" were necessary effects arising from application of military power and were aimed at destroying the will of an adversary to resist. Earlier and similar observations had been made by the great Chinese military writer Sun Tzu around 500 B.C. Sun Tzu observed that disarming an adversary before battle was joined was the most effective outcome a commander could achieve. Sun Tzu was well aware of the crucial importance of achieving Shock and Awe prior to, during, and in ending battle. He also observed that "war is deception," implying that Shock and Awe were greatly leveraged through clever, if not brilliant, employment of force.

In Rapid Dominance, the aim of affecting the adversary's will, understanding, and perception through achieving Shock and Awe is multifaceted. To identify and present these facets, we need first to examine the different aspects of and mechanisms by which Shock and Awe affect an adversary. One recalls from old photographs and movie or television screens, the comatose and glazed expressions of survivors of the great bombardments of World War I and the attendant horrors and death of trench warfare. These images and expressions of shock transcend race, culture, and history. Indeed, TV coverage of Desert Storm vividly portrayed Iraqi soldiers registering these effects of battlefield Shock and Awe.

In our excursion, we seek to determine whether and how Shock and Awe can become sufficiently intimidating and compelling factors to force or otherwise convince an adversary to accept our will in the Clausewitzian sense, such that the strategic aims and military objectives of the campaign will achieve a political end. Then, Shock and Awe are linked to the four core characteristics that define Rapid Dominance: knowledge, rapidity, brilliance, and control.

The first step in this process is to establish a hierarchy of different types, models, and examples of Shock and Awe in order to identify the principal mechanisms, aims, and aspects that differentiate each model as unique or important. At this stage, historical examples are offered. However, in subsequent stages, a task will be to identify current and future examples to show the effects of Shock and Awe. From this identification, the next step in this methodology is to develop alternative mission capability packages consisting of a concept of operations doctrine, tactics, force structure, organizations, and systems to analyze and determine how best each form or variant of Shock and Awe might be achieved. To repeat, intimidation and compliance are the outputs we seek to obtain by the threat of use or by the actual application of our alternative force package. Then the mission capability package is examined in conditions of both MRCs and OOTW.

For discussion purposes, nine examples representing differing historical types, variants, and characteristics of Shock and Awe have been derived. These examples are not exclusive categories and overlap exists between and among them. The first example is "Overwhelming Force," the doctrine and concept shaping today's American force structure. The aims of this doctrine are to apply massive or overwhelming force as quickly as possible on an adversary in order to disarm, incapacitate, or render the enemy militarily impotent with as few casualties and losses to ourselves and to non-combatants as possible. The superiority of American forces, technically and operationally, is crucial to successful application.

There are several major criticisms and potential weaknesses of this approach. The first is its obvious reliance on large numbers of highly capable (and expensive) platforms such as the M-1 tank, F-14,15, and 18 aircraft and CVN/DDG-51/SSN-688 ships designed principally to be used jointly or individually to destroy and attrite other forces and supporting capability. In other words, this example has principally been derived from force-on-forces attrition relationships even though command and control, logistical, and supporting forces cannot be disaggregated from this doctrine.

The other major shortcoming of a force-on-force or a platform-on-platform attrition basis is that with declining numbers of worthy and well enough equipped adversaries against whom to apply this doctrine, justifying it to a questioning Congress and public will prove more difficult. While it is clear that "system of systems" and other alternative military concepts are under consideration, for the time being, these have not replaced the current platform and force-on-force attrition orientation. It should be noted, there will be no doctrinal alternatives unless ample effort is made to provide a comprehensive and detailed examination of possible alternatives.

Second, this approach is based on ultimately projecting large amounts of force. This requires significant logistical lift and the time to transport the necessary forces. Rapidity may not always follow, especially when it is necessary to deliver large quantities of decisive force to remote or distant regions. Third, the costs of maintaining a sufficiently decisive force may outstrip the money provided to pay for the numbers of highly capable forces needed. Finally, at a time when the commercial marketplace is increasing the performance of its products while also lowering price and cycle time to field newer generations systems, the opposite trends are still endemic in the defense sector. This will compound the tension between quality and quantity already cited. None of these shortcomings is necessarily fatal. However, none should be dismissed without fuller understanding.

Certainly, Rapid Dominance seeks to achieve certain objectives that are similar to those of current doctrine. A major distinction is that Rapid Dominance envisages a wider application of force across a broader spectrum of leverage points to impose Shock and Awe. This breadth should lead to a more comprehensive and integrated interaction among all the specific components and units that produce aggregate military capability and must include training and education, as well as new ways to exploit our technical and industrial capacity. It is possible that in these resource, technical, and commercial industrial areas that Rapid Dominance may provide particular utility that otherwise may constrain the effectiveness of Decisive Force.