2. The hypotheses which, despite the fact that experience suggests them, are valuable despite, or even because, of the fact that experience can neither confirm nor refute them. The contrast between these two kinds of hypotheses is a prominent topic of our author's discussion.
Hypotheses of the general type which I have here placed first in order are the ones which the text-books of inductive logic and those summaries of scientific method which are customary in the course of the elementary treatises upon physical science are already accustomed to recognize and to characterize. The value of such hypotheses is indeed undoubted. But hypotheses of the type which I have here named in the second place are far less frequently recognized in a perfectly explicit way as useful aids in the work of special science. One usually either fails to admit their presence in scientific work, or else remains silent as to the reasons of their usefulness. Our author's treatment of the work of science is therefore especially marked by the fact that he explicitly makes prominent both the existence and the scientific importance of hypotheses of this second type. They occupy in his discussion a place somewhat analogous to each of the two distinct positions occupied by the 'categories' and the 'forms of sensibility,' on the one hand, and by the 'regulative principles of the reason,' on the other hand, in the Kantian theory of our knowledge of nature. That is, these hypotheses which can neither be confirmed nor refuted by experience appear, in M. Poincaré's account, partly (like the conception of 'continuous quantity') as devices of the understanding whereby we give conceptual unity and an invisible connectedness to certain types of phenomenal facts which come to us in a discrete form and in a confused variety; and partly (like the larger organizing concepts of science) as principles regarding the structure of the world in its wholeness; i. e., as principles in the light of which we try to interpret our experience, so as to give to it a totality and an inclusive unity such as Euclidean space, or such as the world of the theory of energy is conceived to possess. Thus viewed, M. Poincaré's logical theory of this second class of hypotheses undertakes to accomplish, with modern means and in the light of to-day's issues, a part of what Kant endeavored to accomplish in his theory of scientific knowledge with the limited means which were at his disposal. Those aspects of science which are determined by the use of the hypotheses of this second kind appear in our author's account as constituting an essential human way of viewing nature, an interpretation rather than a portrayal or a prediction of the objective facts of nature, an adjustment of our conceptions of things to the internal needs of our intelligence, rather than a grasping of things as they are in themselves.
To be sure, M. Poincaré's view, in this portion of his work, obviously differs, meanwhile, from that of Kant, as well as this agrees, in a measure, with the spirit of the Kantian epistemology. I do not mean therefore to class our author as a Kantian. For Kant, the interpretations imposed by the 'forms of sensibility,' and by the 'categories of the understanding,' upon our doctrine of nature are rigidly predetermined by the unalterable 'form' of our intellectual powers. We 'must' thus view facts, whatever the data of sense must be. This, of course, is not M. Poincaré's view. A similarly rigid predetermination also limits the Kantian 'ideas of the reason' to a certain set of principles whose guidance of the course of our theoretical investigations is indeed only 'regulative,' but is 'a priori,' and so unchangeable. For M. Poincaré, on the contrary, all this adjustment of our interpretations of experience to the needs of our intellect is something far less rigid and unalterable, and is constantly subject to the suggestions of experience. We must indeed interpret in our own way; but our way is itself only relatively determinate; it is essentially more or less plastic; other interpretations of experience are conceivable. Those that we use are merely the ones found to be most convenient. But this convenience is not absolute necessity. Unverifiable and irrefutable hypotheses in science are indeed, in general, indispensable aids to the organization and to the guidance of our interpretation of experience. But it is experience itself which points out to us what lines of interpretation will prove most convenient. Instead of Kant's rigid list of a priori 'forms,' we consequently have in M. Poincaré's account a set of conventions, neither wholly subjective and arbitrary, nor yet imposed upon us unambiguously by the external compulsion of experience. The organization of science, so far as this organization is due to hypotheses of the kind here in question, thus resembles that of a constitutional government—neither absolutely necessary, nor yet determined apart from the will of the subjects, nor yet accidental—a free, yet not a capricious establishment of good order, in conformity with empirical needs.
Characteristic remains, however, for our author, as, in his decidedly contrasting way, for Kant, the thought that without principles which at every stage transcend precise confirmation through such experience as is then accessible the organization of experience is impossible. Whether one views these principles as conventions or as a priori 'forms,' they may therefore be described as hypotheses, but as hypotheses that, while lying at the basis of our actual physical sciences, at once refer to experience and help us in dealing with experience, and are yet neither confirmed nor refuted by the experiences which we possess or which we can hope to attain.
Three special instances or classes of instances, according to our author's account, may be used as illustrations of this general type of hypotheses. They are: (1) The hypothesis of the existence of continuous extensive quanta in nature; (2) The principles of geometry; (3) The principles of mechanics and of the general theory of energy. In case of each of these special types of hypotheses we are at first disposed, apart from reflection, to say that we find the world to be thus or thus, so that, for instance, we can confirm the thesis according to which nature contains continuous magnitudes; or can prove or disprove the physical truth of the postulates of Euclidean geometry; or can confirm by definite experience the objective validity of the principles of mechanics. A closer examination reveals, according to our author, the incorrectness of all such opinions. Hypotheses of these various special types are needed; and their usefulness can be empirically shown. They are in touch with experience; and that they are not merely arbitrary conventions is also verifiable. They are not a priori necessities; and we can easily conceive intelligent beings whose experience could be best interpreted without using these hypotheses. Yet these hypotheses are not subject to direct confirmation or refutation by experience. They stand then in sharp contrast to the scientific hypotheses of the other, and more frequently recognized, type, i. e., to the hypotheses which can be tested by a definite appeal to experience. To these other hypotheses our author attaches, of course, great importance. His treatment of them is full of a living appreciation of the significance of empirical investigation. But the central problem of the logic of science thus becomes the problem of the relation between the two fundamentally distinct types of hypotheses, i. e., between those which can not be verified or refuted through experience, and those which can be empirically tested.
IV
The detailed treatment which M. Poincaré gives to the problem thus defined must be learned from his text. It is no part of my purpose to expound, to defend or to traverse any of his special conclusions regarding this matter. Yet I can not avoid observing that, while M. Poincaré strictly confines his illustrations and his expressions of opinion to those regions of science wherein, as special investigator, he is himself most at home, the issues which he thus raises regarding the logic of science are of even more critical importance and of more impressive interest when one applies M. Poincaré's methods to the study of the concepts and presuppositions of the organic and of the historical and social sciences, than when one confines one's attention, as our author here does, to the physical sciences. It belongs to the province of an introduction like the present to point out, however briefly and inadequately, that the significance of our author's ideas extends far beyond the scope to which he chooses to confine their discussion.
The historical sciences, and in fact all those sciences such as geology, and such as the evolutionary sciences in general, undertake theoretical constructions which relate to past time. Hypotheses relating to the more or less remote past stand, however, in a position which is very interesting from the point of view of the logic of science. Directly speaking, no such hypothesis is capable of confirmation or of refutation, because we can not return into the past to verify by our own experience what then happened. Yet indirectly, such hypotheses may lead to predictions of coming experience. These latter will be subject to control. Thus, Schliemann's confidence that the legend of Troy had a definite historical foundation led to predictions regarding what certain excavations would reveal. In a sense somewhat different from that which filled Schliemann's enthusiastic mind, these predictions proved verifiable. The result has been a considerable change in the attitude of historians toward the legend of Troy. Geological investigation leads to predictions regarding the order of the strata or the course of mineral veins in a district, regarding the fossils which may be discovered in given formations, and so on. These hypotheses are subject to the control of experience. The various theories of evolutionary doctrine include many hypotheses capable of confirmation and of refutation by empirical tests. Yet, despite all such empirical control, it still remains true that whenever a science is mainly concerned with the remote past, whether this science be archeology, or geology, or anthropology, or Old Testament history, the principal theoretical constructions always include features which no appeal to present or to accessible future experience can ever definitely test. Hence the suspicion with which students of experimental science often regard the theoretical constructions of their confrères of the sciences that deal with the past. The origin of the races of men, of man himself, of life, of species, of the planet; the hypotheses of anthropologists, of archeologists, of students of 'higher criticism'—all these are matters which the men of the laboratory often regard with a general incredulity as belonging not at all to the domain of true science. Yet no one can doubt the importance and the inevitableness of endeavoring to apply scientific method to these regions also. Science needs theories regarding the past history of the world. And no one who looks closer into the methods of these sciences of past time can doubt that verifiable and unverifiable hypotheses are in all these regions inevitably interwoven; so that, while experience is always the guide, the attitude of the investigator towards experience is determined by interests which have to be partially due to what I should call that 'internal meaning,' that human interest in rational theoretical construction which inspires the scientific inquiry; and the theoretical constructions which prevail in such sciences are neither unbiased reports of the actual constitution of an external reality, nor yet arbitrary constructions of fancy. These constructions in fact resemble in a measure those which M. Poincaré in this book has analyzed in the case of geometry. They are constructions molded, but not predetermined in their details, by experience. We report facts; we let the facts speak; but we, as we investigate, in the popular phrase, 'talk back' to the facts. We interpret as well as report. Man is not merely made for science, but science is made for man. It expresses his deepest intellectual needs, as well as his careful observations. It is an effort to bring internal meanings into harmony with external verifications. It attempts therefore to control, as well as to submit, to conceive with rational unity, as well as to accept data. Its arts are those directed towards self-possession as well as towards an imitation of the outer reality which we find. It seeks therefore a disciplined freedom of thought. The discipline is as essential as the freedom; but the latter has also its place. The theories of science are human, as well as objective, internally rational, as well as (when that is possible) subject to external tests.
In a field very different from that of the historical sciences, namely, in a science of observation and of experiment, which is at the same time an organic science, I have been led in the course of some study of the history of certain researches to notice the existence of a theoretical conception which has proved extremely fruitful in guiding research, but which apparently resembles in a measure the type of hypotheses of which M. Poincaré speaks when he characterizes the principles of mechanics and of the theory of energy. I venture to call attention here to this conception, which seems to me to illustrate M. Poincaré's view of the functions of hypothesis in scientific work.
The modern science of pathology is usually regarded as dating from the earlier researches of Virchow, whose 'Cellular Pathology' was the outcome of a very careful and elaborate induction. Virchow, himself, felt a strong aversion to mere speculation. He endeavored to keep close to observation, and to relieve medical science from the control of fantastic theories, such as those of the Naturphilosophen had been. Yet Virchow's researches were, as early as 1847, or still earlier, already under the guidance of a theoretical presupposition which he himself states as follows: "We have learned to recognize," he says, "that diseases are not autonomous organisms, that they are no entities that have entered into the body, that they are no parasites which take root in the body, but that they merely show us the course of the vital processes under altered conditions" ('dasz sie nur Ablauf der Lebenserscheinungen unter veränderten Bedingungen darstellen').