Rousseau and Romanticism

by Irving Babbitt

Formerly, it must be admitted, critics were not historical enough. They took to be of the essence of classicism what was merely its local coloring, especially the coloring it received from the French of the seventeenth century. If we wish to distinguish between essence and accident in the classic spirit we must get behind the French of the seventeenth century, behind the Italians of the sixteenth century who laid the foundations of neo-classical theory, behind the Romans who were the immediate models of most neo-classicists, to the source of classicism in Greece. Even in Greece the classic spirit is very much implicated in the local and the relative, yet in the life of no other people perhaps does what is universal in man shine forth more clearly from what is only local and relative. We still need, therefore, to return to Greece, not merely for the best practice, but for the best theory of classicism; for this is still found in spite of all its obscurities and incompleteness in the Poetics of Aristotle. If we have recourse to this treatise, however, it must be on condition that we do not, like the critics of the Renaissance, deal with it in an abstract and dogmatic way (the form of the treatise it must be confessed gave them no slight encouragement), but in a spirit akin to Aristotle’s own as revealed in the total body of his writings—a spirit that is at its best positive and experimental.

Aristotle not only deals positively and experimentally with the natural order and with man so far as he is a part of this order, but he deals in a similar fashion with a side of man that the modern positivist often overlooks. Like all the great Greeks Aristotle recognizes that man is the creature of two laws: he has an ordinary or natural self of impulse and desire and a human self that is known practically as a power of control over impulse and desire. If man is to become human he must not let impulse and desire run wild, but must oppose to everything excessive in his ordinary self, whether in thought or deed or emotion, the law of measure. This insistence on restraint and proportion is rightly taken to be of the essence not merely of the Greek spirit but of the classical spirit in general. The norm or standard that is to set bounds to the ordinary self is got at by different types of classicists in different ways and described variously: for example, as the human law, or the better self, or reason (a word to be discussed more fully later), or nature. Thus when Boileau says, “Let nature be your only study,” he does not mean outer nature, nor again the nature of this or that individual, but representative human nature. Having decided what is normal either for man or some particular class of men the classicist takes this normal “nature” for his model and proceeds to imitate it. Whatever accords with the model he has thus set up he pronounces natural or probable, whatever on the other hand departs too far from what he conceives to be the normal type or the normal sequence of cause and effect he holds to be “improbable” and unnatural or even, if it attains an extreme of abnormality, “monstrous.” Whatever in conduct or character is duly restrained and proportionate with reference to the model is said to observe decorum. Probability and decorum are identical in some of their aspects and closely related in all.[30] To recapitulate, a general nature, a core of normal experience, is affirmed by all classicists. From this central affirmation derives the doctrine of imitation, and from imitation in turn the doctrines of probability and decorum.

But though all classicists are alike in insisting on nature, imitation, probability and decorum, they differ widely, as I have already intimated, in what they understand by these terms. Let us consider first what Aristotle and the Greeks understand by them. The first point to observe is that according to Aristotle one is to get his general nature not on authority or second hand, but is to disengage it directly for himself from the jumble of particulars that he has before his eyes. He is not, says Aristotle, to imitate things as they are, but as they ought to be. Thus conceived imitation is a creative act. Through all the welter of the actual one penetrates to the real and so succeeds without ceasing to be individual in suggesting the universal. Poetry that is imitative in this sense is, according to Aristotle, more “serious” and “philosophical” than history. History deals merely with what has happened, whereas poetry deals with what may happen according to probability or necessity. Poetry, that is, does not portray life literally but extricates the deeper or ideal truth from the flux of circumstance. One may add with Sydney that if poetry is thus superior to history in being more serious and philosophical it resembles history and is superior to philosophy in being concrete.

The One that the great poet or artist perceives in the Many and that gives to his work its high seriousness is not a fixed absolute. In general the model that the highly serious man (ὁ σπουδαῖος) imitates and that keeps his ordinary self within the bounds of decorum is not to be taken as anything finite, as anything that can be formulated once for all. This point is important for on it hinges every right distinction not merely between the classic and the romantic, but between the classic and the pseudo-classic. Romanticism has claimed for itself a monopoly of imagination and infinitude, but on closer examination, as I hope to show later, this claim, at least so far as genuine classicism is concerned, will be found to be quite unjustified. For the present it is enough to say that true classicism does not rest on the observance of rules or the imitation of models but on an immediate insight into the universal. Aristotle is especially admirable in the account he gives of this insight and of the way it may manifest itself in art and literature. One may be rightly imitative, he says, and so have access to a superior truth and give others access to it only by being a master of illusion. Though the great poet “breathes immortal air,” though he sees behind the shows of sense a world of more abiding relationships, he can convey his vision not directly but only imaginatively. Aristotle, one should observe, does not establish any hard and fast opposition between judgment and imagination, an opposition that pervades not only the neo-classical movement but also the romantic revolt from it. He simply affirms a supersensuous order which one can perceive only with the help of fiction. The best art, says Goethe in the true spirit of Aristotle, gives us the “illusion of a higher reality.” This has the advantage of being experimental. It is merely a statement of what one feels in the presence of a great painting, let us say, or in reading a great poem.

IV

After this attempt to define briefly with the help of the Greeks the classical spirit in its essence we should be prepared to understand more clearly the way in which this spirit was modified in neo-classical times, especially in France. The first thing that strikes one about the classicism of this period is that it does not rest on immediate perception like that of the Greeks but on outer authority. The merely dogmatic and traditional classicist gave a somewhat un-Greek meaning to the doctrines of nature and imitation. Why imitate nature directly, said Scaliger, when we have in Virgil a second nature? Imitation thus came to mean the imitation of certain outer models and the following of rules based on these models. Now it is well that one who aims at excellence in any field should begin by a thorough assimilation of the achievements of his great predecessors in this field. Unfortunately the neo-classical theorist tended to impose a multitude of precepts that were based on what was external rather than on what was vital in the practice of his models. In so far the lesson of form that the great ancients can always teach any one who approaches them in the right spirit degenerated into formalism. This formalistic turn given to the doctrine of imitation was felt from the outset to be a menace to originality; to be incompatible, and everything hinges at last on this point, with the spontaneity of the imagination. There was an important reaction headed by men like Boileau, within the neo-classical movement itself, against the oppression of the intuitive side of human nature by mere dogma and authority, above all against the notion that “regularity” is in itself any guarantee of literary excellence. A school of rules was succeeded by a school of taste. Yet even to the end the neo-classicist was too prone to reject as unnatural or even monstrous everything that did not fit into one of the traditional pigeon-holes. One must grant, indeed, that much noble work was achieved under the neo-classical dispensation, work that shows a genuine insight into the universal, but it is none the less evident that the view of the imagination held during this period has a formalistic taint.

This taint in neo-classicism is due not merely to its dogmatic and mechanical way of dealing with the doctrine of imitation but also to the fact that it had to reconcile classical with Christian dogma; and the two antiquities, classical and Christian, if interpreted vitally and in the spirit, were in many respects divergent and in some respects contradictory. The general outcome of the attempts at reconciliation made by the literary casuists of Italy and France was that Christianity should have a monopoly of truth and classicism a monopoly of fiction. For the true classicist, it will be remembered, the two things are inseparable—he gets at his truth through a veil of fiction. Many of the neo-classicists came to conceive of art as many romanticists were to conceive of it later as a sort of irresponsible game or play, but they were, it must be confessed, very inferior to the romanticists in the spontaneity of their fiction. They went for this fiction as for everything else to the models, and this meant in practice that they employed the pagan myths, not as imaginative symbols of a higher reality—it is still possible to employ them in that way—but merely in Boileau’s phrase as “traditional ornaments” (ornements reçus). The neo-classicist to be sure might so employ his “fiction” as to inculcate a moral; in that case he is only too likely to give us instead of the living symbol, dead allegory; instead of high seriousness, its caricature, didacticism. The traditional stock of fiction became at last so intolerably trite as to be rejected even by some of the late neo-classicists. “The rejection and contempt of fiction,” said Dr. Johnson (who indulged in it himself on occasion) “is rational and manly.” But to reject fiction in the larger sense is to miss the true driving power in human nature—the imagination. Before concluding, however, that Dr. Johnson had no notion of the rôle of the imagination one should read his attack on the theory of the three unities[31] which was later to be turned to account by the romanticists.

Now the three unities may be defended on an entirely legitimate ground—on the ground namely that they make for concentration, a prime virtue in the drama; but the grounds on which they were actually imposed on the drama, especially in connection with the Quarrel of the Cid, illustrate the corruption of another main classical doctrine, that of probability or verisimilitude. In his dealings with probability as in his dealings with imitation, the neo-classical formalist did not allow sufficiently for the element of illusion. What he required from the drama in the name of probability was not the “illusion of a higher reality,” but strict logic or even literal deception. He was not capable of a poetic faith, not willing to suspend his disbelief on passing from the world of ordinary fact to the world of artistic creation. Goethe was thinking especially of the neo-classical French when he said: “As for the French, they will always be arrested by their reason. They do not recognize that the imagination has its own laws which are and always must be problematic for the reason.”

It was also largely under French influence that the doctrine of decorum, which touches probability at many points, was turned aside from its true meaning. Decorum is in a way the peculiar doctrine of the classicist, is in Milton’s phrase “the grand masterpiece to observe.” The doctrines of the universal and the imitation of the universal go deeper indeed than decorum, so much deeper that they are shared by classicism with religion. The man who aspires to live religiously must no less than the humanist look to some model set above his ordinary self and imitate it. But though the classicist at his best meditates, he does not, like the seeker after religious perfection, see in meditation an end in itself but rather a support for the mediatory virtues, the virtues of the man who would live to the best advantage in this world rather than renounce it; and these virtues may be said to be summed up in decorum. For the best type of Greek humanist, a Sophocles let us say, decorum was a vital and immediate thing. But there enters into decorum even from the time of the Alexandrian Greeks, and still more into French neo-classical decorum, a marked element of artificiality. The all-roundness and fine symmetry, the poise and dignity that come from working within the bounds of the human law, were taken to be the privilege not of man in general but of a special social class. Take for instance verbal decorum: the French neo-classicists assumed that if the speech of poetry is to be noble and highly serious it must coincide with the speech of the aristocracy. As Nisard puts it, they confused nobility of language with the language of the nobility. Decorum was thus more or less merged with etiquette, so that the standards of the stage and of literature in general came to coincide, as Rousseau complains, with those of the drawing-room. More than anything else this narrowing of decorum marks the decline from the classic to the pseudo-classic, from form to formalism.

While condemning pseudo-decorum one should remember that even a Greek would have seen something paradoxical in a poem like Goethe’s “Hermann und Dorothea” and its attempt to invest with epic grandeur the affairs of villagers and peasants. After all, dignity and elevation and especially the opportunity for important action, which is the point on which the classicist puts prime emphasis, are normally though not invariably associated with a high rather than with a mean social estate. In general one should insist that the decorum worked out under French auspices was far from being merely artificial. The French gentleman (honnête homme) of the seventeenth century often showed a moderation and freedom from over-emphasis, an exquisite tact and urbanity that did not fall too far short of his immediate model, Horace, and related him to the all-round man of the Greeks (καλὸς κἀγαθός). To be sure an ascetic Christian like Pascal sees in decorum a disguise of one’s ordinary self rather than a real curb upon it, and feels that the gap is not sufficiently wide between even the best type of the man of the world and the mere worldling. One needs, however, to be very austere to disdain the art of living that has been fostered by decorum from the Greeks down. Something of this art of living survives even in a Chesterfield, who falls far short of the best type of French gentleman and reminds one very remotely indeed of a Pericles. Chesterfield’s half-jesting definition of decorum as the art of combining the useful appearances of virtue with the solid satisfactions of vice points the way to its ultimate corruption. Talleyrand, who marks perhaps this last stage, was defined by Napoleon as “a silk stocking filled with mud.” In some of its late exemplars decorum had actually become, as Rousseau complains, the “mask of hypocrisy” and the “varnish of vice.”