Faust, as Goethe conceives the character, retains our interest through all the phases of his development; for we are often reminded that his was originally a noble nature, and that at the bottom of his heart there are still many survivals of humane and generous impulse. He is never a merely vulgar sensualist; he is an idealist who, having demanded of the universe more than it is capable of yielding, has given way to a mood of bitter and reckless spiritual despair. Mephistopheles is a creation not less remarkable in his own way than Faust, and upon the stage he is by far the more effective of the two, the outlines of his character being more distinct than those of his restless, wavering, unhappy comrade. In the Second Part, written long afterwards, his name is little more than a symbol for an abstract principle; but in the First Part, and especially in the scenes conceived at Frankfort, Mephistopheles has all the freshness and vigour of thorough individuality. It would be impossible to imagine a more striking contrast to the struggle incessantly going on in Faust’s mind than the settled purpose, the frank cynicism, and the grim humour of Mephistopheles. The character was suggested to Goethe by some qualities of his friend Merck. Merck, although honourable and good, had moods in which he took anything but an amiable or cheerful view of life; and his scoffs and sneers (as we may see from the description of him in “Dichtung und Wahrheit”) produced a more lasting impression on Goethe than his better characteristics. Although suggested by Merck’s cynical outbursts, Mephistopheles is not the less, of course, to be regarded as in the main a free creation of the imagination.

In “Faust” Goethe’s art reached the highest level it was capable of attaining during the early part of his career; and from a biographical point of view it is even more deeply interesting than “Goetz von Berlichingen” and “Die Leiden des jungen Werthers.” Goetz and Werther each represented a particular phase of his character in the course of its development. Faust represented his character as a whole just as it was about to enter upon a new stage of its growth. Goethe had not, indeed, allowed his will to be subdued by passion; but he had all the vehement cravings, all the restless aspirations, the disappointment of which is the secret cause of Faust’s gnawing misery. Goethe at this time enjoyed many a hearty laugh with his friends, and wrote many a bright and genial letter; but beneath the surface he suffered from a profound agitation of spirit, often longing for he knew not what, and feeling that there was no anodyne for the pain of a yearning that the world, as he conceived it, could not still. In this respect also Goethe may be taken as a representative of his period. For the men of the “Sturm und Drang” nothing in the actual universe seemed to be good enough. Not institutions, not social conventions only, but the very conditions of life itself appeared to them to be unjust and injurious limitations of free individuality; and with all their might they kicked against the pricks, and cried out angrily against the tyrannous order that would not bend or break at their bidding. It was inevitable that Goethe should feel the full power of the dominant influences of his epoch, and to the fact that he felt it, was due, in the springtime of his life, the splendid efflorescence of his genius.

It so happened that at the time when Goethe was striving to relieve his overburdened spirit in “Werther” and “Faust,” the “Ethics” of Spinoza came into his hands. This was an event of great importance in his life, for Spinoza introduced him to a higher order of thought than he had yet known. He never accepted Spinoza’s system of doctrine as a whole, yet the “Ethics” exercised a powerful influence over him, and for many years he returned to it again and again, always finding in it something that came home to him, and that he could make his own. Indeed, Spinoza was the only purely philosophical writer by whose teaching he ever largely and permanently benefited.

Apart altogether from the particular truths he learned from Spinoza, it was almost inevitable that in his restless and unhappy mood the “Ethics” should have for him a strong fascination. He, whose poetic temperament led him always to think with feeling and through the imagination, could not but be impressed by the calm and stately progress of an argument presented in passionless, abstract terms, and by means of an unswerving logical method. Again, it consoled Goethe to find that the philosopher who, of all others, had most completely stripped his mind of prejudice, could look at life steadily, and yet think of it, not in a spirit of resignation merely, but with hope, cheerfulness, and courage. Most earnestly, too, did he respond to the idea that while the ultimate powers of the universe reveal themselves in a vast and inexorable order, the individual mind can bring itself into harmony with that order only by remaining for ever true to the laws of its own being. The noble generosity of Spinoza’s temper also, as Goethe himself explains, was one of the sources of his charm. “Whoso rightly loves God must not ask that God shall love him in return.” That was a saying after Goethe’s own heart. Did not he himself afterwards write, “If I love you, how does that concern you?”

During his residence at Frankfort Goethe did not attain, or nearly attain, to a position at which he could say that he was reconciled to himself and to the world. But Spinoza’s teaching was to him like cool water to parched lips. Communion with this serene and lofty spirit put him on the track that was to lead to inward self-control and to the harmonious development of his powers.

While Goethe was working with inexhaustible energy, he did not neglect his friends, and he had many opportunities of adding to their number. Lavater, who was making active preparations for his much-talked-of book on Physiognomy, wrote to Goethe from Zürich, and in 1774 spent a week as a guest in his father’s house. Years afterwards, Lavater, although always one of the most popular clergymen of his time, repelled many of those who had known him intimately by mingled fanaticism and vanity; but now Goethe was strongly attracted by his enthusiasm, and took an extraordinary interest in his notions as to the possibility of understanding the mind through its expression in the body, and especially in the face. With Lavater’s friend Basedow, the ardent upholder of Rousseau’s ideas on education, Goethe was also on friendly terms. He was often, however, irritated by Basedow’s boorish talk; for, notwithstanding his zeal for “nature” in social intercourse, Goethe detested rude and arrogant assumption. He himself was the brightest and pleasantest of companions, with a manner made all the more attractive by a touch of lively Bohemianism. It may be worth noting that there was no trace of Bohemianism in his appearance. He dressed well—so well, indeed, that it was often hard for him (his father being by no means generous) to pay his tailor’s bills.

Another of his intimate friends was Johanna Fahlmer, the aunt of the brothers Jacobi, both of whom were beginning to make a mark in literature. She settled at Frankfort with her mother in 1772, and Goethe, who made her acquaintance soon after his return from Wetzlar, valued few of his friends so highly as the young, genial, and clever “Aunt Fahlmer.” She was anxious that he should enter into close relations with her nephews, but their writings did not quite please him, and for a long time he made no attempt to approach them. In 1774, however, he felt that it might be pleasant for him to know them, and in the summer, having spent some weeks with Lavater and Basedow at Ems, he made his way with these friends up the Rhine to Cologne—“a prophet to the right, a prophet to the left, the child of the world in the midst,” as he wrote in a humorous little poem describing their dinner at Coblenz. At Cologne the party broke up, and Goethe went on to Düsseldorf, where the Jacobis lived. As it happened, they were at Elberfeld, and thither Goethe followed them. The younger of the two brothers, Frederick Jacobi, who was Goethe’s senior by about six years, made a most agreeable impression on him, and at Pempelfort, Jacobi’s country house near Düsseldorf, they became fast friends. They visited Cologne together, and had so happy a day there that at night, when each had retired to his room in the inn, Goethe could not resist the impulse to renew their talk. So he went to Jacobi’s room, and sitting at the open window, looking out on the moonlit Rhine, they enjoyed an hour of unalloyed happiness in the free communion of mind with mind and heart with heart. Goethe had never before given to a friend so deep a love, and the attraction was mutual. Jacobi, who was a man of high intellectual power and fine character, knew well the real nature of the treasure he had won in winning Goethe’s friendship. One of the most absorbing subjects of discussion between them was the philosophy of Spinoza, with which Jacobi also had been making himself familiar. Their opinions on the subject did not agree, but that in no way lessened the cordiality or the pleasure of their intercourse.

In 1775 Goethe had pleasant intercourse with the Counts Stolberg, who afterwards achieved distinction in literature. They were about his own age. During their stay at Frankfort they often dined with Goethe, whom they intensely admired; and one day, when the wine had circulated, there was much poetic talk about an unquenchable thirst for tyrants’ blood. Goethe’s father shook his head and smiled, but Frau Aja, as they called his mother, knew nothing of tyrants, and was dismayed by the ferocious outcries of the young poets. Going to her wine-cellar, she brought up a bottle of her oldest and best wine. “There!” she said, “that is the true tyrants’ blood. Delight yourselves with that, and let there be an end of murderous thoughts.”

In the history of Goethe’s last year at Frankfort, 1775, the central name is that of Lili Schönemann. Lili (Anna Elizabeth) and her two brothers lived with their mother, the widow of a wealthy banker. They belonged to what was considered the highest rank of Frankfort society, and every evening kept open house for their friends. Early in the year, probably in the evening of New Year’s Day, Goethe was present at one of their parties, and saw Lili for the first time. She was then in her seventeenth year, a beautiful fair-haired girl with blue eyes, graceful in all her movements, and with the ease and self-possession that came of constant association with people of her own class. She was as different as possible from Frederika Brion and Charlotte Buff, but Goethe was fascinated by her beauty, and she in her turn could not resist the handsome young poet, whose work had made his name familiar to all educated Germans. After some misunderstandings they became engaged, and Lili gave Goethe a little golden heart which was fastened round his neck with a ribbon.

Notwithstanding his love for Lili, the engagement brought with it no happiness to Goethe. Her relatives, whom he disliked, thought he was not socially her equal, and he, to whom free expression was so essential, could not bear the restraints imposed upon him at Frau Schönemann’s fashionable parties. It embittered him, too, to see the readiness with which Lili responded to the courtesies of men who would gladly have supplanted him. He had a suspicion that she could never belong to him absolutely, and that if they became husband and wife her ideas would go on diverging more and more widely from his own.