Minor Dialogues, Together With the Dialogue on Clemency

by Lucius Annaeus Seneca

THE FIRST BOOK OF THE DIALOGUE OF L. ANNAEUS
SENECA, ADDRESSED TO NERO CAESAR.
ON CLEMENCY.

I. I have determined to write a book upon clemency, Nero Caesar, in order that I may as it were serve as a mirror to you, and let you see yourself arriving at the greatest of all pleasures. For although the true enjoyment of good deeds consists in the performance of them, and virtues have no adequate reward beyond themselves, still it is worth your while to consider and investigate a good conscience from every point of view, and afterwards to cast your eyes upon this enormous mass of mankind— quarrelsome, factious, and passionate as they are; likely, if they could throw off the yoke of your government, to take pleasure alike in the ruin of themselves and of one another —and thus to commune with yourself:—“Have I of all mankind been chosen and thought fit to perform the office of a god upon earth? I am the arbiter of life and death to mankind: it rests with me to decide what lot and position in life each man possesses: fortune makes use of my mouth to announce what she bestows on each man: cities and nations are moved to joy by my words: no region anywhere can flourish without my favour and good will: all these thousands of swords now restrained by my authority, would be drawn at a sign from me: it rests with me to decide which tribes shall be utterly exterminated, which shall be moved into other lands, which shall receive and which shall be deprived of liberty, what kings shall be reduced to slavery and whose heads shall be crowned, what cities shall be destroyed and what new ones shall be founded. In this position of enormous power I am not tempted to punish men unjustly by anger, by youthful impulse, by the recklessness and insolence of men, which often overcomes the patience even of the best regulated minds, not even that terrible vanity, so common among great sovereigns, of displaying my power by inspiring terror. My sword is sheathed, nay, fixed in its sheath: I am sparing of the blood even of the lowest of my subjects: a man who has nothing else to recommend him, will nevertheless find favour in my eyes because he is a man. I keep harshness concealed, but I have clemency always at hand: I watch myself as carefully as though I had to give an account of my actions to those laws which I have brought out of darkness and neglect into the light of day. I have been moved to compassion by the youth of one culprit, and the age of another: I have spared one man because of his great place, another on account of his insignificance: when I could find no reason for showing mercy, I have had mercy upon myself. I am prepared this day, should the gods demand it, to render to them an account of the human race.” You, Caesar, can boldly say that everything which has come into your charge has been kept safe, and that the state has neither openly nor secretly suffered any loss at your hands. You have coveted a glory which is most rare, and which has been obtained by no emperor before you, that of innocence. Your remarkable goodness is not thrown away, nor is it ungratefully or spitefully undervalued. Men feel gratitude towards you: no one person ever was so dear to another as you are to the people of Rome, whose great and enduring benefit you are. You have, however, taken upon yourself a mighty burden: no one any longer speaks of the good times of the late Emperor Augustus, or the first years of the reign of Tiberius, or proposes for your imitation any model outside yourself: yours is a pattern reign. This would have been difficult had your goodness of heart not been innate, but merely adopted for a time; for no one can wear a mask for long, and fictitious qualities soon give place to true ones. Those which are founded upon truth, and which, so to speak, grow out of a solid basis, only become greater and better as time goes on. The Roman people were in a state of great hazard as long as it was uncertain how your generous[^[1]] disposition would turn out; now, however, the prayers of the community are sure of an answer, for there is no fear that you should suddenly forget your own character. Indeed, excess of happiness makes men greedy, and our desires are never so moderate as to be bounded by what they have obtained: great successes become the stepping-stones to greater ones, and those who have obtained more than they hoped, entertain even more extravagant hopes than before; yet by all your countrymen we hear it admitted that they are now happy, and moreover, that nothing can be added to the blessings that they enjoy, except that they should be eternal. Many circumstances force this admission from them, although it is the one which men are least willing to make: we enjoy a profound and prosperous peace, the power of the law has been openly asserted in the sight of all men, and raised beyond the reach of any violent interference: the form of our government is so happy, as to contain all the essentials of liberty except the power of destroying itself. It is nevertheless your clemency which is most especially admired by the high and low alike: every man enjoys or hopes to enjoy the other blessings of your rule according to the measure of his own personal good fortune, whereas from your clemency all hope alike: no one has so much confidence in his own innocence, as not to feel glad that in your presence stands a clemency which is ready to make allowance for human errors.

II. I know, however, that there are some who imagine that clemency only saves the life of every villain, because clemency is useless except after conviction, and alone of all the virtues has no function among the innocent. But in the first place, although a physician is only useful to the sick, yet he is held in honour among the healthy also; and so clemency, though she be invoked by those who deserve punishment, is respected by innocent people as well. Next, she can exist also in the person of the innocent, because sometimes misfortune takes the place of crime; indeed, clemency not only succours the innocent, but often the virtuous, since in the course of time it happens that men are punished for actions which deserve praise. Besides this, there is a large part of mankind which might return to virtue if the hope of pardon were not denied them. Yet it is not right to pardon indiscriminately; for when no distinction is made between good and bad men, disorder follows, and all vices break forth; we must therefore take care to distinguish those characters which admit of reform from those which are hopelessly depraved. Neither ought we to show an indiscriminate and general, nor yet an exclusive clemency; for to pardon every one is as great cruelty as to pardon none; we must take a middle course; but as it is difficult to find the true mean, let us be careful, if we depart from it, to do so upon the side of humanity.

III. But these matters will be treated of better in their own place. I will now divide this whole subject into three parts. The first will be of gentleness of temper:[^[2]] the second will be that which explains the nature and disposition of clemency; for since there are certain vices which have the semblance of virtue, they cannot be separated unless you stamp upon them the marks which distinguish them from one another: in the third place we shall inquire how the mind may be led to practise this virtue, how it may strengthen it, and by habit make it its own.

That clemency, which is the most humane of virtues, is that which best befits a man, is necessarily an axiom, not only among our own sect, which regards man as a social animal, born for the good of the whole community, but even among those philosophers who give him up entirely to pleasure, and whose words and actions have no other aim than their own personal advantage. If man, as they argue, seeks for quiet and repose, what virtue is there which is more agreeable to his nature than clemency, which loves peace and restrains him from violence? Now clemency becomes no one more than a king or a prince; for great power is glorious and admirable only when it is beneficent; since to be powerful only for mischief is the power of a pestilence. That man’s greatness alone rests upon a secure foundation, whom all men know to be as much on their side as he is above them, of whose watchful care for the safety of each and all of them they receive daily proofs, at whose approach they do not fly in terror, as though some evil and dangerous animal had sprung out from its den, but flock to him as they would to the bright and health-giving sunshine. They are perfectly ready to fling themselves upon the swords of conspirators in his defence, to offer their bodies if his only path to safety must be formed of corpses: they protect his sleep by nightly watches, they surround him and defend him on every side, and expose themselves to the dangers which menace him. It is not without good reason that nations and cities thus agree in sacrificing their lives and property for the defence and the love of their king whenever their leader’s safety demands it; men do not hold themselves cheap, nor are they insane when so many thousands are put to the sword for the sake of one man, and when by so many deaths they save the life of one man alone, who not unfrequently is old and feeble. Just as the entire body is commanded by the mind, and although the body be so much larger and more beautiful while the mind is impalpable and hidden, and we are not certain as to where it is concealed, yet the hands, feet, and eyes work for it, the skin protects it; at its bidding we either lie still or move restlessly about; when it gives the word, if it be an avaricious master, we scour the sea in search of gain, or if it be ambitious we straightway place our right hand in the flames like Mucius, or leap into the pit like Curtius, so likewise this enormous multitude which surrounds one man is directed by his will, is guided by his intellect, and would break and hurl itself into ruin by its own strength, if it were not upheld by his wisdom.

IV. Men therefore love their own safety, when they draw up vast legions in battle on behalf of one man, when they rush to the front, and expose their breasts to wounds, for fear that their leader’s standards should be driven back. He is the bond which fastens the commonwealth together, he is the breath of life to all those thousands, who by themselves would become merely an encumbrance and a source of plunder if that directing mind were withdrawn:—

Bees have but one mind, till their king doth die,
But when he dies, disorderly they fly.

Such a misfortune will be the end of the peace of Rome, it will wreck the prosperity of this great people; the nation will be free from this danger as long as it knows how to endure the reins: should it ever break them, or refuse to have them replaced if they were to fall off by accident, then this mighty whole, this complex fabric of government will fly asunder into many fragments, and the last day of Rome’s empire will be that upon which it forgets how to obey. For this reason we need not wonder that princes, kings, and all other protectors of a state, whatever their titles may be, should be loved beyond the circle of their immediate relatives; for since right-thinking men prefer the interests of the state to their own, it follows that he who bears the burden of state affairs must be dearer to them than their own friends. Indeed, the emperor long ago identified himself so thoroughly with the state, that neither of them could be separated without injury to both, because the one requires power, while the other requires a head.

V. My argument seems to have wandered somewhat far from the subject, but, by Hercules, it really is very much to the point. For if, as we may infer from what has been said, you are the soul of the state, and the state is your body, you will perceive, I imagine, how necessary clemency is; for when you appear to spare another, you are really sparing yourself. You ought therefore to spare even blameworthy citizens, just as you spare weakly limbs; and when blood-letting becomes necessary, you must hold your hand, lest you should cut deeper than you need. Clemency therefore, as I said before, naturally befits all mankind, but more especially rulers, because in their case there is more for it to save, and it is displayed upon a greater scale. Cruelty in a private man can do but very little harm; but the ferocity of princes is war. Although there is a harmony between all the virtues, and no one is better or more honourable than another, yet some virtues befit some persons better than others. Magnanimity befits all mortal men, even the humblest of all; for what can be greater or braver than to resist ill fortune? Yet this virtue of magnanimity occupies a wider room in prosperity, and shows to greater advantage on the judgment seat than on the floor of the court. On the other hand, clemency renders every house into which it is admitted happy and peaceful; but though it is more rare, it is on that account even more admirable in a palace. What can be more remarkable than that he whose anger might be indulged without fear of the consequences, whose decision, even though a harsh one, would be approved even by those who were to suffer by it, whom no one can interrupt, and of whom indeed, should he become violently enraged, no one would dare to beg for mercy, should apply a check to himself and use his power in a better and calmer spirit, reflecting: “Any one may break the law to kill a man, no one but I can break it to save him”? A great position requires a great mind, for unless the mind raises itself to and even above the level of its station, it will degrade its station and draw it down to the earth; now it is the property of a great mind to be calm and tranquil and to look down upon outrages and insults with contempt. It is a womanish thing to rage with passion; it is the part of wild beasts, and that, too, not of the most noble ones, to bite and worry the fallen. Elephants and lions pass by those whom they have struck down; inveteracy is the quality of ignoble animals. Fierce and implacable rage does not befit a king, because he does not preserve his superiority over the man to whose level he descends by indulging in rage; but if he grants their lives and honours to those who are in jeopardy and who deserve to lose them, he does what can only be done by an absolute ruler; for life may be torn away even from those who are above us in station, but can never be granted save to those who are below us. To save men’s lives is the privilege of the loftiest station, which never deserves admiration so much as when it is able to act like the gods, by whose kindness good and bad men alike are brought into the world. Thus a prince, imitating the mind of a god, ought to look with pleasure on some of his countrymen because they are useful and good men, while he ought to allow others to remain to fill up the roll; he ought to be pleased with the existence of the former, and to endure that of the latter.

VI. Look at this city of Rome, in which the widest streets become choked whenever anything stops the crowds which unceasingly pour through them like raging torrents, in which the people streaming to three theatres demand the roads at the same time, in which the produce of the entire world is consumed, and reflect what a desolate waste it would become if only those were left in it whom a strict judge would acquit. How few magistrates are there who ought not to be condemned by the very same laws which they administer? How few prosecutors are themselves faultless? I imagine, also, that few men are less willing to grant pardon, than those who have often had to beg it for themselves. We have all of us sinned, some more deeply than others, some of set purpose, some either by chance impulse or led away by the wickedness of others; some of us have not stood bravely enough by our good resolutions, and have lost our innocence, although unwillingly and after a struggle; nor have we only sinned, but to the very end of our lives we shall continue to sin. Even if there be any one who has so thoroughly cleansed his mind that nothing can hereafter throw him into disorder or deceive him, yet even he has reached this state of innocence through sin.