A Commentary to Kant's 'Critique of Pure Reason'

by Norman Kemp Smith

This part of Kant’s teaching is apt to seem more obscure than it is. For the reader is not unnaturally disinclined to accept it in the very literal sense in which it is stated. That Kant means, however, exactly what he says, appears from the further consequence which he himself not only recognises as necessary, but insists upon as valid. The doctrine of objective affinity culminates in the conclusion[928] that it is “we ourselves who introduce into the appearances that order and regularity which we name nature.” The “we ourselves” refers to the mind in the transcendental activities of the productive imagination. The conscious processes of apprehension, reproduction, and recognition necessarily conform to schemata, non-consciously generated, which express the combined a priori conditions of intuition and understanding required for unitary consciousness.

Many points in this strange doctrine call for consideration. It rests, in the first place, upon the assumption of a hard and fast distinction, very difficult of acceptance, between transcendental and empirical activities of the mind. Secondly, Kant’s assertion, that the empirical manifolds can be relied upon to supply a satisfactory content for the schemata, calls for more adequate justification than he himself adduces. It is upon independent reality that the fixity of empirical co-existences and sequences depends. Is not Kant practically assuming a pre-established harmony in asserting that as the mind creates the form of nature it can legislate a priori for all possible experience?

As regards the first assumption Kant would seem to have been influenced by the ambiguities of the term transcendental. It means, as we have already noted,[929] either the science of the a priori, or the a priori itself, or the conditions which render experience possible. Even the two latter meanings by no means coincide. The conditions of the possibility of experience are not in all cases a priori. The manifold of outer sense is as indispensable a precondition of experience as are the forms of understanding, and yet is not a priori in any valid sense of that term. It does not, therefore, follow that because the activities of productive imagination “transcendentally” condition experience, they must themselves be a priori, and must, as Kant also maintains,[930] deal with a pure a priori manifold. Further, the separation between transcendental and empirical activities of the mind must defeat the very purpose for which the productive imagination is postulated, namely, in order to account for the generation of a complex consciousness in which no one element can temporally precede any of the others. If the productive imagination generates only schemata, it will not account for that complex experience in which consciousness of self and consciousness of objects are indissolubly united. The introduction of the productive imagination seems at first sight to promise recognition of the dynamical aspect of our temporally sequent experience, and of that aspect in which as appearance it refers us beyond itself to non-experienced conditions. As employed, however, in the doctrines of schematism and of objective affinity, the imagination exhibits a formalism hardly less extreme than that of the understanding whose shortcomings it is supposed to make good.

In his second assumption Kant, as so often in the Critique, is allowing his old-time rationalistic leanings to influence him in underestimating the large part which the purely empirical must always occupy in human experience, and in exaggerating the scope of the inferences which can be drawn from the presence of the formal, relational factors. But this is a point which we are not yet in a position to discuss.[931]

Fortunately, if Vaihinger’s theory be accepted,[932] section A 98-104 enables us to follow the movement of Kant’s mind in the interval between the formulating of the doctrine of productive imagination and the publication of the Critique. He himself would seem to have recognised the unsatisfactoriness of dividing up the total conditions of experience into transcendental activities that issue in schemata, and supplementary empirical processes which transform them into concrete, specific consciousness. The alternative theory which he proceeds to propound is at first sight much more satisfactory. It consists in duplicating each of the various empirical processes with a transcendental faculty. There are, he now declares, three transcendental powers—a transcendental faculty of apprehension, a transcendental faculty of reproduction (=imagination), and a transcendental faculty of recognition. Thus Kant’s previous view that transcendental imagination has a special and unique activity, namely, the productive, altogether different in type from any of its empirical processes, is now allowed to drop; in place of it Kant develops the view that the transcendental functions run exactly parallel with the empirical processes.[933] But though such a position may at first seem more promising than that which it displaces, it soon reveals its unsatisfactoriness. The two types of mental activity, transcendental and empirical, no longer, indeed, fall apart; but the difficulty now arises of distinguishing in apprehension, reproduction, and recognition any genuinely transcendental aspect.[934] Apprehension, reproduction, and recognition are so essentially conscious processes that to view them as also transcendental does not seem helpful. They contain elements that are transcendental in the logical sense, but cannot be shown to presuppose in any analogous fashion mental powers that are transcendental in the dynamical sense. This is especially evident in regard to recognition, which is described as being “the consciousness that what we are thinking is the same as what we thought a moment before.” In dealing with apprehension and reproduction the only real difference which Kant is able to suggest, as existing between their transcendental and their empirical activities, is that the former synthesise the pure a priori manifolds of space and time, and the latter the contingent manifold of sense. But even this unsatisfactory distinction he does not attempt to apply in the case of recognition. Nor can we hold that by the transcendental synthesis of recognition Kant means transcendental apperception. That is, of course, the suggestion which at once occurs to the reader. But however possible it might be to inject such a meaning into kindred passages elsewhere, it cannot be made to fit the context of this particular section.

Vaihinger’s theory seems to be the only thread which will guide us through this labyrinth. Kant, on the eve of the publication of the Critique, recognising the unsatisfactoriness of his hard and fast separation of transcendental from empirical processes, adopted the view that some form of transcendental activity corresponds to every fundamental form of empirical activity and vice versa. Hastily developing this theory, he incorporated it into the Critique alongside his older doctrine. It does not, however, reappear in the Prolegomena, and its teaching is explicitly withdrawn in the second edition of the Critique. Its plausibility had entrapped him into its temporary adoption, but the defects which it very soon revealed speedily led him to reject it.

One feature of great significance calls for special notice. The breakdown of this doctrine of a threefold transcendental synthesis did not, as might naturally have been expected from what is stated in the prefaces to the Critique regarding the unessential and seemingly conjectural character of the subjective deduction, lead Kant to despair of developing a transcendental psychology. Though in the second edition he cuts away the sections containing the earlier stages of the subjective deduction,[935] and in recasting the other sections gives greater prominence to the more purely logical analyses, the older doctrine of productive imagination is reinstated in full force,[936] and is again developed in[937] connection with the doctrine of pure a priori manifolds. Evidently, therefore, Kant was not disheartened by the various difficulties which lie in the path of a transcendental psychology, and it seems reasonable to conclude that there were powerful reasons inclining him to its retention. I shall now attempt, to the best of my powers, to explain—the task is a delicate and difficult one—what we may believe these reasons to have been.[938]

THE DISTINCTION BETWEEN PHENOMENALISM AND SUBJECTIVISM

A wider set of considerations than we have yet taken into account must be borne in mind if certain broader and really vital implications of Kant’s enquiry are to be properly viewed. The self has a twofold aspect. It is at once animal in its conditions and potentially universal in its powers of apprehension. Though man’s natural existence is that of an animal organism, he can have consciousness of the spatial world out of which his organism has arisen, and of the wider periods within which his transitory existence falls. Ultimately such consciousness would seem to connect man cognitively with reality as a whole. Now it is to this universal or absolutist aspect of our consciousness, to its transcendence of the embodied and separate self, that Kant is seeking to do justice in his transcendental deductions, especially in his doctrine of the transcendental unity of apperception. For he views that apperception as conditioned by, and the correlate of, the consciousness of objectivity. It involves the consciousness of a single cosmical time and of a single cosmical space within which all events fall and within which they form a whole of causally interdependent existences. That is why he names it the objective unity of apperception. It is that aspect in which the self correlates with a wider reality, and through which it stands in fundamental contrast to the merely subjective states and to the individual conditions of its animal existence. The transcendental self, so far from being identical with the empirical self, would seem to be of directly opposite nature. The one would seem to point beyond the realm of appearance, the other to be in its existence merely natural. The fact that they are inextricably bound up with one another, and co-operate in rendering experience possible, only makes the more indispensable the duty of recognising their differing characters. Even should they prove to be inseparable aspects of sense-experience, without metaphysical implications, that would not obviate the necessity of clearly distinguishing them. The distinction remains, whatever explanation may be adopted of its speculative or other significance.

Now obviously in so fundamental an enquiry, dealing as it does with the most complicated and difficult problem in the entire field of metaphysics, no brief and compendious answer can cover all the various considerations which are relevant and determining. The problem of the deduction being what it is, the section dealing with it can hardly fail to be the most difficult portion of the whole Critique. The conclusions at which it arrives rest not merely upon the argument which it contains but also upon the results more or less independently reached in the other sections. The doctrine of the empirical object as appearance requires for its development the various discussions contained in the Aesthetic, in the sections on Inner Sense and on the Refutation of Idealism, in the chapters on Phenomena and Noumena and on the Antinomies. The metaphysical consequences and implications of Kant’s teaching in regard to the transcendental unity of apperception are first revealed in the chapter on the Paralogisms. The view taken of productive imagination is expanded in the section on Schematism. In a word, the whole antecedent teaching of the Critique is focussed, and the entire subsequent development of the Critical doctrine is anticipated, in this brief chapter.