A Commentary to Kant's 'Critique of Pure Reason'

by Norman Kemp Smith

The teaching of this chapter must be regarded as only semi-Critical. The fact that it is formulated in terms of the doctrine of the transcendental object, itself suffices to determine the date at which it must have been composed as comparatively early; and such changes as Kant could make in the second edition were necessarily of a minor character. More extensive alterations would have involved complete reconstruction of the entire chapter, and indeed anticipation of the central teaching of the Dialectic.

Kant is also hampered by the unfortunate location to which he has assigned this chapter. At this point in the development of his argument, namely, within the limits of the Analytic, Kant could really do no more than recapitulate the negative consequences which follow from the teaching of the transcendental deduction. For though these might justify him in asserting that it is understanding that limits sensibility, he was not in a position to explain that the term understanding, as thus employed, has a very wide meaning, and that within this faculty he is prepared to distinguish between understanding in the strict sense as the source of the categories, and a higher power to which he gives the title Reason, and which he regards as originating a unique concept, that of the unconditioned. Yet only when these distinctions, and the considerations in view of which they are drawn, have been duly reckoned with, can the problem before us be discussed in its full significance.

This placing of the chapter within the Analytic, and therefore prior to the discussions first broached in the Dialectic, has indeed the unfortunate consequence of concealing not only from the reader, but also, as it would seem, to some extent from Kant himself, the ultimate grounds upon which, from the genuinely Critical standpoint, the distinction between phenomena and noumena must be based. For neither in this chapter, nor in any other passage in the Critique, has Kant sought to indicate, in any quite explicit manner, the bearing which the important conclusions arrived at in the Dialectic may have in regard to it. Like so many of the most important and fruitful of his tenets, these consequences are suggested merely by implication; or rather remain to be discovered by the reader’s own independent efforts, in proportion as he thinks himself into the distinctions upon which, in other connections, Kant has himself insisted. They are never actually formulated in and by themselves.

In seeking, therefore, to decide upon what basis the distinction between appearance and reality ought to be regarded as resting, we are attempting to determine how the argument of this chapter would have proceeded had it been located at the close of the Dialectic. The task is by no means easy, but the difficulties are hardly as formidable as may at first sight appear. The general outlines of the argument are fairly definitely prescribed by Kant’s treatment of kindred questions, and may perhaps, with reasonable correctness, be hypothetically constructed in view of the following considerations.

Just as Kant started from the natural assumption that reference of representations to objects must be their reference to things in themselves, so he similarly adopted the current Cartesian view that it is by an inference, in terms of the category of causality, that we advance from a representation to its external ground. It was very gradually, in the process of developing his own Critical teaching, and especially his phenomenalist view of the empirical world in space, that he came to realise the very different position to which he stood committed.[1314] When the doctrine of the transcendental object is eliminated from his teaching, and when the categories, including that of causality, are pre-empted for the empirical object, and that object is regarded as directly apprehended, the function of mediating the reference of phenomenal nature to a noumenal basis falls to the Ideas of Reason. For the distinction is no longer between representations and their noumenal causes, but between the limited and relative character of the entire world in space and time, and the unconditioned reality which Reason demands for its own satisfaction. To regard the world in space as merely phenomenal, because failing to satisfy our standards of genuine reality, is to adopt an entirely different attitude from any to be found in Descartes or Locke. The position may be outlined in the following manner, in anticipation of its more adequate statement in connection with the problems of the Dialectic.

The concept, whereby Reason limits sensibility, is not properly describable as being that of the thing in itself; it is the unique concept of the unconditioned. Our awareness of the conditioned as being conditioned presupposes, over and above the categories, an antecedent awareness of Ideal[1315] standards; and to that latter more fundamental form of consciousness all our criteria of truth and reality are ultimately due. The criteria by means of which we empirically distinguish sense-appearance from sense-illusion, when rigorously applied, lead us to detect deficiencies in the empirical as such. We have then no alternative save to conceive absolute reality in terms of the rational Ideals, of which the empirical criteria are merely specialised forms.

There are thus two distinct, but none the less interdependent, elements involved in Kant’s more mature teaching, phenomenalism, and what may be called the Idealist, or absolutist, interpretation of the function of Reason. Each demands the other for its own establishment. There must be a genuinely objective world, by reflection upon which we may come to consciousness of the standards which are involved in our judgments upon it; and we must possess a faculty through which our consciousness of these standards may be accounted for. The standards of judgment cannot be acquired by means of judgments which do not already presuppose them; the processes by which they are brought to clear consciousness cannot be the processes in which they originate. They must be part of the a priori conditions of experience and combine with space, time and the categories to render experience of the kind which we possess—self-transcending and self-limiting—actually possible.

From this point of view the distinction between appearance and reality is not a contrast between experience and the non-experienced, but a distinguishing of factors, which are essential to all experience, and through which we come to consciousness of an irresolvable conflict between the Ideals which inspire us in the acquisition of experience, and the limiting conditions under which alone experience is attainable by us. In the higher field of Reason, as in the lower field of understanding, it is not through the given, but only through the given as interpreted by conditioning forms of an Ideal nature, that a meaningful reality can disclose itself to the mind. The ultimate meaning of experience lies in its significance when tested by the standards which are indispensably involved in its own possibility. That meaning is essentially metaphysical; more is implied in experience than the experienced can ever itself be found to be.[1316]

Such is the central thesis of the Critical philosophy, when the teaching of the Analytic is supplemented by that of the Dialectic. Though the Critique is, indeed, the record of the manifold ways in which Kant diverged from this position, not a systematic exposition of its implications and consequences, the above thesis represents the goal upon which his various lines of thought tend to converge. It is the guiding motive of his devious and complex argument in the three main divisions of the Dialectic. On no other interpretation can the detail of his exposition be satisfactorily explained.

There are two chief reasons why Kant failed to draw the above conclusions in any quite explicit manner. One reason has already been sufficiently emphasised, namely, that the thesis, which I have just formulated, rests upon a phenomenalist view of the natural world, whereas the Dialectic is inspired by the earlier, subjectivist doctrine of the transcendental object. Upon the other main reason I shall have frequent occasion to insist. As we shall find, Kant was unable to arrive at any quite definitive decision as to the nature of the Ideals of Reason. He alternates between the sceptical and the absolutist view of their origin and function, and in the process of seeking a comprehensive mid-way position which would do justice to all that is valid in the opposing arguments, the further question as to the bearing of his conclusions upon the problem of the distinction between appearance and reality was driven into the background. But we are anticipating matters the discussion of which must meantime be deferred.