Mr. von Osten and Mr. Schillings and had thus patterned my behavior after theirs. I was not at first successful in getting the horse to respond correctly in the case of large numbers. For in order to get complete control over the horse, and, what was, as I later discovered, more to the point, control of myself, some practice was needed. But I was able to work with the horse quite successfully, while I was still in the dark as to my own behavior.
From the very beginning Hans responded as promptly to those questions which I articulated merely inwardly, as to those which were spoken aloud. That all formulation of the question was unnecessary, however, was shown by the following experiments. If, for example, I did not think of any particular number until after the horse had begun to tap, and then fixed upon 5, he would tap 5. If, however, I told him to count to 6, but gave no further thought to the command after he had begun tapping, I would get an entirely wrong response. It was easy to obtain any answer one wished to a question, simply by focussing consciousness, with a great degree of intensity, upon the answer desired. Thus Hans answered my question: "How many angles has a hexagon?", first by 6, then 2, then 27, in accordance with the numbers that came into my mind. The animal always followed the ideas which were in the questioner's mind, and never his words, for it was with the former that the movements upon which the horse depended were bound up.
It was not enough, however, simply to imagine the number desired. It was furthermore necessary that the questioner be conscious of the moment when the horse reached that number. Larger numbers (above 6) were therefore, successful only when every single tap was inwardly counted to the end. The manner of counting was indifferent. Thus I counted 6 as follows: 1, 2, 3, 4, 5, 6, and later: 6, 5, 4, 3, 2, 1, and then again: 6, 6, 6, 6, 6, 6. Finally I used the Greek letters and also nonsense syllables. And in all cases I obtained six taps, the correct response. If, however, I simply counted the taps without knowing when the desired number was reached, the responses were always incorrect, e. g., I counted
| For | No | 10: | 10, | 10, | 10 | continuously, | Hans | tapped | 13, | |
| " | " | 10: | 1, | 2, | 3 | to | 10 | " | " | 10, |
| " | " | 12: | 12, | 12, | 12 | continuously, | " | " | 15, | |
| " | " | 12: | 1, | 2, | 3 | to | 12 | " | " | 12. |
In the case of smaller numbers, on the other hand, one often obtained correct results without counting. In this I am borne out by Mr. Schillings. It was merely necessary to image vividly the number 3, or 4, or even the name of a week-day or of a month without the number which would indicate it. In the last of these cases the number corresponding to the day or the month (e. g. 3 for Tuesday, 5 for May, etc.), though not consciously presented, still evidently lay at hand in the subconscious. To use a popular expression, I usually had a "feeling" when Hans had arrived at the right number.
It was furthermore found that it was not only necessary to count to, or to think of, the number desired, but that this must take place with a high degree of tension of expectancy—that is, a strong affective element must enter in. The state required for a successful response was not the mere passive expectation that the horse would tap the number demanded of him nor the wish that he might tap it, but rather the determination that he should do it. An inward "Thou shalt", as it were, was spoken to the horse. This affective state was registered in consciousness in terms of sensation of tension in the musculature of the head and neck, by intraorganic sensations, and finally by a steadily rising feeling of unpleasantness. When the final number was reached, the tension would suddenly be released, and a curious feeling of relaxation would ensue. I have made a series of tests to determine the most favorable degree of tension in expectation. It was possible to distinguish with certainty, three degrees of tension besides the state of utter relaxation,—all of which I measured by means of the differences in the sensations of tension. In cases of tension of the first degree (greatest concentration) the responses were usually correct, a few, however, were lacking by one unit. There was therefore in the latter instance a premature release of inner tension. In cases of tension of the second degree all answers were correct except a very few which were too great by one unit. In cases of tension of the third degree, many answers were wrong, and usually by several units too many. I wished to have the horse tap 10, with the lowest degree of concentration. He tapped 13, then in a repetition of the test, 12. I thereupon increased the tension, Hans then tapped 8. I decreased the tension once more, but so that it was somewhat greater than at first. Hans tapped 10 correctly. At another time I tried to have him tap the number 5, with a low degree of tension. He tapped 6. I intensified expectation and Hans tapped 4. I again decreased it, and he tapped 5, comme il faut. Apparently, therefore, the most favorable degree of tension was one between the first and second,—the latter being the least favorable. After some practice a lesser degree than was used in the beginning sufficed to evoke adequate reactions. The flow of nervous energy to the motor centers of the brain evidently became facilitated through practice. It will be easy to understand why the first days of experimentation caused intense headaches, which later never occurred.
Whenever, in the foregoing, we spoke of a certain degree of concentration which had to be attained, it is not to be understood that the same tension had to be maintained throughout the test, from the horse's first tap to his last. But rather, that it began with a low degree, and gradually increased as the final unit of the count was being approached. It may best be represented by a curve whose maximum represents that degree of tension which we have been discussing. The rise to this maximum which, when attained, was followed by a sudden fall, did not always occur in the same manner. Three types of curve may be distinguished, which were first discovered in purely empirical fashion, and later reproduced voluntarily for purposes of experimentation by diagramming before each test the intricate curve of the varying degrees which the intensity of concentration was to assume. The types may be described as follows:
I. Here the tension curve rises steadily from beginning to end. This type preponderates in the case of small numbers. Thus, when I asked the horse: "How much is 2 plus 4?", the tension increased slowly with every tap from the moment I began counting, until the final tap was reached, when it was again relaxed. Externally this relaxation is noticeable as a slight jerk.
II. In this case the curve does not rise at an equal rate, but rather more slowly at the beginning and later undergoes a sudden increase, or the tension increases immediately at the beginning, remains constant for some time and then ascends to the maximum. This curve is the rule in the case of large numbers and evidently means economy of physical energy, for experience soon taught that a steady increase in tension from the very beginning soon brought it to a level which cannot be long maintained and usually leads to a premature relaxation. In the case of very large numbers the alternation of the slight and the sudden increase may be repeated several times, and at times it may even sink below a level which has already been attained, thus making a wave-like curve.
III. The third type of curve shows a sudden jump between two units at a certain point in its course. This may occur in the case of both small and large numbers but only when the highest or first degree of concentration is employed (see [page 91]). Such a jump frequently occurs in the transition from the tap preceding the last to the last one which is being eagerly expected. Relaxation—with the upward jerk and raising of the head—here occurs at the normal time; Hans taps to the end with his right foot. Oftener still the "jump" described occurs while passing over to the number just before the last. The goal seems within reach and the mental tension relaxes, and with it the physical tension,—the head gives a slight jerk and Hans makes the back-step. Since, however, another tap is still awaited with some degree of tenseness and, since complete erection of the head does not follow immediately upon the jerk of the head, the horse gives another tap with the left foot. Thereupon occurs the complete relaxation of attention, and the assumption of the erect posture on the part of the questioner. That this is psychologically the clue which leads to the final tap, will readily appear from the following remarkable fact: I was able to bring about at will either the back-step with the right foot, or the additional extra tap with the left foot by concentrating the mind either upon the last unit or upon the one just preceding it. In either case the movement which served as stimulus to the horse followed naturally upon concentration on the number. I could of course also control the response by direct voluntary control of the movements involved. Hans thus solved for me the same ten problems first with the back-step, then with the extra final tap.