[Footnote 1: Cf. Farrer's Adam Smith, English Philosophers Series, 1880.—TR.]
[Footnote 2: The epoch-making work, with which he called economic science into existence, The Wealth of Nations\ appeared in 1776. Cf. Wilhelm Hassbach, Untersuchungen über Adam Smith, Leipsic, 1891.]
"Sympathy" denotes primarily nothing more than the innate and purely formal power of imitating to a certain degree the feelings of others. From this modest germ is developed by a progressive growth the wide-spreading tree of morality: moral judgment, the moral imperative with its religious sanction, and ethical character. Accordingly we may distinguish different stages in the development of sympathy—the psychological stage of mere fellow-feeling, the aesthetic stage of moral appreciation, the imperative stage of moral precepts, which further on are construed as commands of God (the famous Kantian definition of religion was announced in Glasgow a generation earlier than in Königsberg), finally, the concluding stage wherein these laws of duty are taken up into the disposition. Besides these, there results from the mechanism of the sympathetic feelings a series of phenomena, which, although they do not entirely conform to the ethical standard, yet exercise a salutary effect on the permanence of society; e.g., our exceptional judgment of the deeds of the great, the rich, and the fortunate, as also the higher worth ascribed to good (and, conversely, the greater guilt to bad) intentions when successfully carried out into action, in comparison with those which fall short of their result.
The first, the purely psychological stage, includes three cases. The spectator sympathizes (1) with the feelings of the agent; (2) with the gratitude or anger of the person affected by the action; (3) the person observed sympathizes in return with the imitative and judging feelings of the spectator.
The fundamental laws of sympathy are as follows: We are roused to imitate the feeling of another by the perception either of its signs (its natural consequences or its natural expression in visible and audible motions), or of its causes (the circumstances and experiences which occasion it), the latter exercising a more potent influence than the former. The wooden leg of the beggar is more effective in exciting our pity than his anxious air; the sight of dental instruments is more eloquent than the plaints of the sufferer from toothache. In order to be able to imitate vividly the feelings of a person, we must know the causes of them.—The feeling of the spectator is, on the average, less intense than that of the person observed, so long as the latter does not control and repress his emotions in view of the calmness of the former. The difference of intensity between the original and the sympathetic feelings differs widely with the various classes of emotions. It is difficult to take part in feelings which arise from bodily conditions, but easy to share those in the production of which the imagination is concerned—hence easier to share in hope and fear than in pleasure and pain.—We sympathize more readily with feelings which are agreeable to the observer, the observed, and other participants than with such as are not so; more willingly, therefore, with cheerfulness, love, benevolence than with grief, hatred, malevolence. This is not only true of temporary affections, but especially of those general dispositions which depend on a more or less happy situation in life; we sympathize more vividly with the fortunes of the rich and noble, because we consider them happier than the poor and lowly. Wealth and high rank are objects of general desire chiefly because their possessor enjoys the advantage of knowing that whatever gives him joy or sorrow always arouses similar feelings in countless other men. The root of all ambition is the wish to rule over the hearts of our fellows by compelling them to make our feelings their own; the central nerve of all happiness consists in seeing our own sensations shared by those about us and reflected back, as it were, from manifold mirrors. Small annoyances often have a diverting effect on the spectator; great success easily excites his envy; great sorrows and minor joys, on the contrary, are always sure of our sympathy. Hence the morose man, to whom everything is an occasion of ill-humor, is nowhere welcome, and the man of cheerful disposition, who rejoices in each little event and whose good spirits are contagious, everywhere.
Not less admirable than the fine gift of observation which guides Smith in his discovery of the primary manifestations and the laws of sympathy is the skill with which he deduces moral phenomena, from the simplest to the most complex—moral judgment, the moral law, its application to one's own conduct, the conscience—from the interchange of sympathetic feelings. From involuntary comparison of the representative feeling of the spectator with its original in the person observed arises an agreeable or disagreeable feeling of judgment, a judgment of value, approbating or rejecting the latter. This is approving when the intensity of the original harmonizes with that of the copy, disapproving when the former exceeds or fails to attain the latter. In the one case the emotion is judged suitable to the object which causes it; in the other, too violent or too weak. It is always a certain mean of passion which, as "proper," receives approval (esteem, love, or admiration). In the case of the social passions excess is more readily condoned, in the case of the unsocial and selfish ones, defect; hence we judge the over-sensitive more leniently than the over-vengeful. Anger must be well-grounded and must express itself with great moderation to arouse in the spectator a like degree of sympathetic resentment. For here the sympathy of the spectator is divided between two parties, and fellow-feeling with the angry one is weakened by fear for the person menaced by him, whereas, in the case of kind affections, sympathy is increased by doubling. While our judgment of propriety or decorum rests on simple participation in the sentiments of the agent, our judgment of merit and demerit is based, in addition, on sympathy with the feelings of gratitude or resentment experienced by the person on whom the action terminates. An act is meritorious if it appears to us to deserve thanks and reward, ill-deserving if it seems to merit resentment and punishment. Nature has inscribed on the heart, apart from all reflection on the utility of punishment, an independent, immediate, and instinctive approbation of the sacred law of retribution. This is the point at which a hitherto purely contemplative sympathy passes over into an active impulse, which prepares us to support the victim of attack and insult in his defense and revenge.
This participation in the circumstances and feelings of others is a reciprocal phenomenon. The spectator takes pains to share the sentiments of the person observed; and the latter, on his part, endeavors to reduce the emotions which move him to a degree which will render participation in them possible for the former. In these reciprocal efforts we have the beginnings of the two classes of virtues—the gentle, amiable virtues of sympathy and sensibility, and the exalted, estimable virtues of self-denial and self-command. Both of these conditions of mind, however, are considered virtues only when they are manifested in unusual intensity: humanity is a remarkably delicate fellow-feeling, greatness of soul a rare degree of self-command. (The consideration for those about one which is ethically demanded is given, moreover, to a certain extent involuntarily. The man in trouble and the merry man alike restrain themselves in the company of persons who are indifferent, or in an opposite mood, while they give rein to their emotions when with those similarly affected. Joy is enhanced by sympathy, and grief mitigated.) Thus the perfection of human nature and the divinely willed harmony among the feelings of men are dependent on every man feeling little for himself and much for others; on his holding his selfish inclinations in check and giving free course to his benevolent ones. This is the injunction of Christianity as well as of nature. And as, on the one hand, the content of the moral law is thus deduced from sympathy, so, on the other, this yields the formal criterion of good: Look upon thy sentiments and actions in the light in which the impartial spectator would see them. Conscience is the spectator taken up into our own breast. It remains to consider the origin of this third, imperative stage.
From daily experience of the fact that we judge the conduct of others, and they ours, and from the wish to gain their approval, arises the habit of subjecting our own actions to criticism. We learn to look at ourselves through the eyes of others, we assign the spectator and judge a place in our own heart, we make his calm objective judgment our own, and hear the man within calling to us: Thou art responsible for thy acts and intentions. In this way we are placed in a position to overcome two great delusions, one of passion, which overestimates the present at the expense of the future, and one of self-love, which overestimates the individual at the expense of other men; delusions from which the impartial spectator is free, for the pleasure of the moment seems to him no more desirable than pleasure to come, and one person is just the same to him as another. Through comparison of like cases in the exercise of self-examination certain rules or principles are formed concerning what is right and good. Reverence for these general rules of living is called the sense of duty. The last step in the process consists in our enhancement of the binding authority of moral rules by looking on them as commands of God. Here Smith adds subtle discussions of the question, in what cases actions ought to be done simply out of regard for these abstract maxims, and in what others we welcome the co-operation of a natural impulse or passion. We ought to be angry and to punish with reluctance, merely because reason enjoins it, but, on the other hand, we should be benevolent and grateful from affection; she is not a model wife who performs her duties merely from a sense of duty, and not from inclination also. Further, in all cases where the rules cannot be formulated with perfect exactness and definiteness (as they can in the case of justice), and are not absolutely valid without exception, reverence for them must be assisted by a natural taste for modifying and supplementing the general maxims to suit particular instances.
In this sketch of the course of Smith's moral philosophy much that is fine and much that is of importance has of necessity been passed over—his excellent analysis of the relations of benevolence and justice, and numerous descriptions of traits of character, e. g., his ingenious parallel between pride and vanity. We may briefly mention, in conclusion, his observations on the irregularities of moral judgment. Prosperity and success exert an influence on this, which, though hurtful to its purity, must, on the whole, be considered advantageous to mankind. Our lenience toward the defects of princes, the great, and the rich, and our over-praise for their excellent qualities are, from the moral standpoint, an injustice, but one which has this advantage, that it encourages ambition and industry, and maintains social distinctions intact, which without loyalty and respect toward superiors would be broken down. For most men the road to fortune coincides with the path to virtue. Again, it is a beneficent provision of nature that we put a higher estimate on a successfully executed act of benevolence, and reward it more, than a kind intention which fails of execution; that we judge and punish the purposed crime which is not carried out more leniently than the one which is completed; that we even ascribe a certain degree of accountability to an unintentional act of good or evil—although in these cases the moralist is compelled to see an ethically unjustifiable corruption of the judgment by external success or failure beyond the control of the agent. The first of these irregularities does not allow the man of good intentions to content himself with noble desires merely, but spurs him on to greater endeavors to carry them out—man is created for action; the second protects us from the inquisitorial questioning of motives, for it is easy for the most innocent to fall under grave suspicion. To this inconsistency of feeling we owe the necessary legal principle that deeds only, not intentions, are punishable. God has reserved for himself judgment concerning dispositions. The third irregularity, that he who inflicts unintentional injury is not guilty, even in his own eyes, but yet seems bound to make atonement and reparation, is useful in so far as it warns everyone to be prudent, while the corresponding illusion, in virtue of which we are grateful to an involuntary benefactor—for instance, the bearer of good tidings—and reward him, is at least not harmful, for any reason appears sufficient for the bestowal of kind intentions and actions.
It is impossible to explain in brief the relation of Smith's ethical theory to his political economy. His merit in the former consists in his comprehensive and characteristic combination of the results reached by his predecessors, and in his preparation for Kantian views, so far as this was possible from the empirical standpoint of the English. His impartial spectator was the forerunner of the categorical imperative.