70. The Peace of Constance (1183)

With the election of Frederick Barbarossa as emperor, in 1152, a new stage of the great papal-imperial combat was entered upon, though under conditions quite different from those surrounding the contest in the preceding century [see [Chap. XVI]. The Empire was destined to succumb in the end to the papacy, but with a sovereign of Frederick's energy and ability at its head it was able at least to make a stubborn fight and to meet defeat with honor. The new reign was inaugurated by a definite announcement of the Emperor's intention to consolidate and strengthen the imperial government throughout all Germany and Italy. The task in Germany was far from simple; in Italy it was the most formidable that could have been conceived, and this for the reason that the Italian population was largely gathered in cities with strong political and military organization, with all the traditions of practical independence, and with no thought of submitting to the government of an emperor or any other claimant to more than merely nominal sovereignty.

Trouble began almost at once between Frederick and the free commune of Milan, though war was averted for a time by the oaths taken to the Emperor on the occasion of his first expedition across the Alps in 1154. Between that date and 1158 the consuls of the city were detected in treacherous conduct and, the people refusing to disavow them, in the latter year the Emperor again crossed the Alps, bent on nothing less than the annihilation of the commune and the dispersion of its inhabitants. He carried with him a larger army than a head of the Holy Roman Empire had ever led into Italy. The Milanese submitted, under conditions extremely humiliating, and Frederick, after being assured by the doctors of law at the new university of Bologna that he was acting quite within the letter of the Roman law, proceeded to lay claim to the regalia (royal rights, such as tolls from roads and rivers, products of mines, and the estates of criminals), to the right to levy an extraordinary war tax, and to that of appointing the chief civic magistrates. Disaffection broke out at once in many of the communes, but chiefly at Milan; whereupon Frederick came promptly to the conclusion that the time had arrived to rid himself of this irreconcilable opponent of his measures. The city was besieged and, after its inhabitants had been starved into surrender, almost completely destroyed (1162).

Only temporarily did the barbarous act have its intended effect; the net result was a widespread revival of the communal spirit, which expressed itself in the formation of a sturdy confederacy known as the Lombard League. One of the League's first acts was to rebuild Milan, under whose leadership the struggle with the Emperor was actively renewed. In 1168 a new city was founded at the foot of the Alps near Pavia to serve as a base of operations in the campaign which the League proposed to wage against the common enemy. It was given the name Alessandria (or Alexandria) in honor of Pope Alexander III., who was friendly to the cause of the cities. In 1174 Frederick began an open attack on the League, but in 1176, at Legnano, he suffered an overwhelming defeat, due largely to his failure to receive reinforcements from Germany. The adjustment of peace was intrusted to an assembly at Venice in which all parties were represented. The result was the treaty of Venice (1177), the advantages of which were wholly against the Empire. A truce of six years was granted the cities, with the understanding that all details were to be arranged within, or at the expiration of, that time.

When the close of the period arrived, in 1183, Frederick no longer dreamed of subduing and punishing the rebellious Italians, but instead was quite ready to agree to a permanent peace. The result was the Peace of Constance, which has been described as the earliest international agreement of the kind in modern history. By this instrument the theoretical overlordship of the Emperor in Italy was reasserted, though in fact it had never been denied. Beyond this, however, the communes were recognized as essentially independent. Those who had enjoyed the right to choose their own magistrates retained it; their financial obligations to the Emperor were clearly defined; and the League was conceded to be a legitimate and permanent organization. By yielding on numerous vital points the Empire had vindicated its right to exist, but its administrative machinery, so far as Italy was concerned, was still further impaired. This machinery, it must be said, had never been conspicuously effective south of the Alps. As for Frederick, he set out in 1189 upon the Third Crusade, during the course of which he met his death in Asia Minor without being permitted to see the Holy Land.

Source—Text in Monumenta Germaniæ Historica, Legum Sectio IV. (Weiland ed.), Vol. I., pp. 411-418. Adapted from translation in Oliver J. Thatcher and Edgar H. McNeal, Source Book for Mediæval History (New York, 1905,) pp. 199-202.

1. We, Frederick, emperor of the Romans, and our son Henry, king of the Romans,[547] hereby grant to you, the cities, territories, Concessions to the cities of the League and persons of the League, the regalia and other rights within and without the cities, as you have been accustomed to hold them; that is, each member of the League shall have the same rights as the city of Verona has had in the past, or has now.

2. The members of the League shall exercise freely and without interference from us all the rights which they have exercised of old.

3. These are the rights which are guaranteed to you: the fodrum,[548] forests, pastures, bridges, streams, mills, fortifications of the cities, criminal and civil jurisdiction, and all other rights which concern the welfare of the city.

4. The regalia which are not to be granted to the members of the League shall be determined in the following manner: in How the regalia remaining to the Emperor were to be determined the case of each city, certain men shall be chosen for this purpose from both the bishopric and the city; these men shall be of good repute, capable of deciding these questions, and such as are not prejudiced against either party. Acting with the bishop of the diocese, they shall swear to inquire into the questions of the regalia and to set aside those that by right belong to us. If, however, the cities do not wish to submit to this inquisition, they shall pay to us an annual tribute of 2,000 marks in silver as compensation for our regalia. If this sum seems excessive, it may be reduced.