Russia, Holland and England speedily secured for themselves treaties similar to that concluded by Commodore Perry in 1854. But Japan’s doors still remained closed to foreign commerce, and it was reserved for another citizen First Treaty of Commerce. of the great republic to open them. This was Townsend Harris (1803-1878), the first U.S. consul-general in Japan. Arriving in August 1856, he concluded, in June of the following year, a treaty securing to American citizens the privilege of permanent residence at Shimoda and Hakodate, the opening of Nagasaki, the right of consular jurisdiction and certain minor concessions. Still, however, permission for commercial intercourse was withheld, and Harris, convinced that this great goal could not be reached unless he made his way to Yedo and conferred direct with the shōgun’s ministers, pressed persistently for leave to do so. Ten months elapsed before he succeeded, and such a display of reluctance on the Japanese side was very unfavourably criticized in the years immediately subsequent. Ignorance of the country’s domestic politics inspired the critics. The Yedo administration, already weakened by the growth of a strong public sentiment in favour of abolishing the dual system of government—that of the mikado in Kiōto and that of the shōgun in Yedo—had been still further discredited by its own timid policy as compared with the stalwart mien of the throne towards the question of foreign intercourse. Openly to sanction commercial relations at such a time would have been little short of reckless. The Perry convention and the first Harris convention could be construed, and were purposely construed, as mere acts of benevolence towards strangers; but a commercial treaty would not have lent itself to any such construction, and naturally the shōgun’s ministers hesitated to agree to an apparently suicidal step. Harris carried his point, however. He was received by the shōgun in Yedo in November 1857, and on the 29th of July 1858 a treaty was signed in Yedo, engaging that Yokohama should be opened on the 4th of July 1859 and that commerce between the United States and Japan should thereafter be freely carried on there. This treaty was actually concluded by the shōgun’s Ministers in defiance of their failure to obtain the sanction of the sovereign in Kiōto. Foreign historians have found much to say about Japanese duplicity in concealing the subordinate position occupied by the Yedo administration towards the Kiōto court. Such condemnation is not consistent with fuller knowledge. The Yedo authorities had power to solve all problems of foreign intercourse without reference to Kiōto. Iyeyasu had not seen any occasion to seek imperial assent when he granted unrestricted liberty of trade to the representatives of the East India Company, nor had Iyemitsu asked for Kiōto’s sanction when he issued his decree for the expulsion of all foreigners. If, in the 19th century, Yedo shrank from a responsibility which it had unhesitatingly assumed in the 17th, the cause was to be found, not in the shōgun’s simulation of autonomy, but in his desire to associate the throne with a policy which, while recognizing it to be unavoidable, he distrusted his own ability to make the nation accept. But his ministers had promised Harris that the treaty should be signed, and they kept their word, at a risk of which the United States’ consul-general had no conception. Throughout these negotiations Harris spared no pains to create in the minds of the Japanese an intelligent conviction that the world could no longer be kept at arm’s length, and though it is extremely problematical whether he would have succeeded had not the Japanese themselves already arrived at that very conviction, his patient and lucid expositions coupled with a winning personality undoubtedly produced much impression. He was largely assisted, too, by recent events in China, where the Peihō forts had been captured and the Chinese forced to sign a treaty at Tientsin. Harris warned the Japanese that the British fleet might be expected at any moment in Yedo Bay, and that the best way to avert irksome demands at the hands of the English was to establish a comparatively moderate precedent by yielding to America’s proposals.

This treaty could not be represented, as previous conventions had been, in the light of a purely benevolent concession. It definitely provided for the trade and residence of foreign merchants, and thus finally terminated Effects of the Treaty. Japan’s traditional isolation. Moreover, it had been concluded in defiance of the Throne’s refusal to sanction anything of the kind. Much excitement resulted. The nation ranged itself into three parties. One comprised the advocates of free intercourse and progressive liberality; another, while insisting that only the most limited privileges should be accorded to aliens, was of two minds as to the advisability of offering armed resistance at once or temporizing so as to gain time for preparation; the third advocated uncompromising seclusion. Once again the shōgun convoked a meeting of the feudal barons, hoping to secure their co-operation. But with hardly an exception they pronounced against yielding. Thus the shōgunate saw itself compelled to adopt a resolutely liberal policy: it issued a decree in that sense, and thenceforth the administrative court at Yedo and the Imperial court in Kiōto stood in unequivocal opposition to each other, the Conservatives ranging themselves on the side of the latter, the Liberals on that of the former. It was a situation full of perplexity to outsiders, and the foreign representatives misinterpreted it. They imagined that the shōgun’s ministers sought only to evade their treaty obligations and to render the situation intolerable for foreign residents, whereas in truth the situation threatened to become intolerable for the shōgunate itself. Nevertheless the Yedo officials cannot be entirely acquitted of duplicity. Under pressure of the necessity of self-preservation they effected with Kiōto a compromise which assigned to foreign intercourse a temporary character. The threatened political crisis was thus averted, but the enemies of the dual system of government gained strength daily. One of their devices was to assassinate foreigners in the hope of embroiling the shōgunate with Western powers and thus either forcing its hand or precipitating its downfall. It is not wonderful, perhaps, that foreigners were deceived, especially as they approached the solution of Japanese problems with all the Occidental’s habitual suspicion of everything Oriental. Thus when the Yedo government, cognisant that serious dangers menaced the Yokohama settlement, took precautions to guard it, the foreign ministers convinced themselves that a deliberate piece of chicanery was being practised at their expense; that statecraft rather than truth had dictated the representations made to them by the Japanese authorities; and that the alarm of the latter was simulated for the purpose of finding a pretext to curtail the liberty enjoyed by foreigners. Therefore a suggestion that the inmates of the legations should show themselves as little as possible in the streets of the capital, where at any moment a desperado might cut them down, was treated almost as an insult. Then the Japanese authorities saw no recourse except to attach an armed escort to the person of every foreigner when he moved about the city. But even this precaution, which certainly was not adopted out of mere caprice or with any sinister design, excited fresh suspicions. The British representative, in reporting the event to his government, said that the Japanese had taken the opportunity to graft upon the establishment of spies, watchmen and police-officers at the several legations, a mounted escort to accompany the members whenever they moved about.

Just at this time (1861) the Yedo statesmen, in order to reconcile the divergent views of the two courts, negotiated a marriage between the emperor’s sister and the shōgun. But in order to bring the union about, they had to Attacks upon Foreigners and their Consequences. placate the Kiōto Conservatives by a promise to expel foreigners from the country within ten years. When this became known, it strengthened the hands of the reactionaries, and furnished a new weapon to Yedo’s enemies, who interpreted the marriage as the beginning of a plot to dethrone the mikado. Murderous attacks upon foreigners became more frequent. Two of these assaults had momentous consequences. Three British subjects attempted to force their way through the cortège of the Satsuma feudal chief on the highway between Yokohama and Yedo. One of them was killed and the other two wounded. This outrage was not inspired by the “barbarian-expelling” sentiment: to any Japanese subject violating the rules of etiquette as these Englishmen had violated them, the same fate would have been meted out. Nevertheless, as the Satsuma daimyō refused to surrender his implicated vassals, and as the shōgun’s arm was not long enough to reach the most powerful feudatory in Japan, the British government sent a squadron to bombard his capital, Kagoshima. It was not a brilliant exploit in any sense, but its results were invaluable; for the operations of the British ships finally convinced the Satsuma men of their impotence in the face of Western armaments, and converted them into advocates of liberal progress. Three months previously to this bombardment of Kagoshima another puissant feudatory had thrown down the gauntlet. The Chōshū chief, whose batteries commanded the entrance to the inland sea at Shimonoseki, opened fire upon ships flying the flags of the United States, of France and of Holland. In thus acting he obeyed an edict obtained by the extremists from the mikado without the knowledge of the shōgun, which edict fixed the 11th of May 1863 as the date for practically inaugurating the foreigners-expulsion policy. Again the shōgun’s administrative competence proved inadequate to exact reparation, and a squadron, composed chiefly of British men-of-war, proceeding to Shimonoseki, demolished Chōshū’s forts, destroyed his ships and scattered his samurai. In the face of the Kagoshima bombardment and the Shimonoseki expedition, no Japanese subject could retain any faith in his country’s ability to oppose Occidentals by force. Thus the year 1863 was memorable in Japan’s history. It saw the “barbarian-expelling” agitation deprived of the emperor’s sanction; it saw the two principal clans, Satsuma and Chōshū, convinced of their country’s impotence to defy the Occident; it saw the nation almost fully roused to the disintegrating and weakening effects of the feudal system; and it saw the traditional antipathy to foreigners beginning to be exchanged for a desire to study their civilization and to adopt its best features.

The treaty concluded between the shōgun’s government and the United States in 1858 was of course followed by similar compacts with the principal European powers. From the outset these states agreed to co-operate Ratification of the Treaties. for the assertion of their conventional privileges, and they naturally took Great Britain for leader, though such a relation was never openly announced. The treaties, however, continued during several years to lack imperial ratification, and, as time went by, that defect obtruded itself more and more upon the attention of their foreign signatories. The year 1865 saw British interests entrusted to the charge of Sir Harry Parkes, a man of keen insight, indomitable courage and somewhat peremptory methods, learned during a long period of service in China. It happened that the post of Japanese secretary at the British legation in Yedo was then held by a remarkably gifted young Englishman, who, in a comparatively brief interval, had acquired a good working knowledge of the Japanese language, and it happened also that the British legation in Yedo was already—as it has always been ever since—the best equipped institution of its class in Japan. Aided by these facilities and by the researches of Mr Satow (afterwards Sir Ernest Satow) Parkes arrived at the conclusions that the Yedo government was tottering to its fall; that the resumption of administrative authority by the Kiōto court would make for the interests not only of the West but also of Japan; and that the ratification of the treaties by the mikado would elucidate the situation for foreigners while being, at the same time, essential to the validity of the documents. Two other objects also presented themselves, namely, that the import duties fixed by the conventions should be reduced from 15 to 5% ad valorem, and that the ports of Hiōgō and Osaka should be opened at once, instead of at the expiration of two years as originally fixed. It was not proposed that these concessions should be entirely gratuitous. When the four-power flotilla destroyed the Shimonoseki batteries and sank the vessels lying there, a fine of three million dollars (some £750,000) had been imposed upon the daimyō of Chōshū by way of ransom for his capital, which lay at the mercy of the invaders. The daimyō of Chōshū, however, was in open rebellion against the shōgun, and as the latter could not collect the debt from the recalcitrant clansmen, while the four powers insisted on being paid by some one, the Yedo treasury was finally compelled to shoulder the obligation. Two out of the three millions were still due, and Parkes conceived the idea of remitting this debt in exchange for the ratification of the treaties, the reduction of the customs tariff from 15 to 5% ad valorem and the immediate opening of Hiōgō and Osaka. He took with him to the place of negotiation (Hiōgō) a fleet of British, French and Dutch war-ships, for, while announcing peaceful intentions, he had accustomed himself to think that a display of force should occupy the foreground in all negotiations with Oriental states. This coup may be said to have sealed the fate of the shōgunate. For here again was produced in a highly aggravated form the drama which had so greatly startled the nation eight years previously. Perry had come with his war-ships to the portals of Yedo, and now a foreign fleet, twice as strong as Perry’s, had anchored at the vestibule of the Imperial city itself. No rational Japanese could suppose that this parade of force was for purely peaceful purposes, or that rejection of the amicable bargain proposed by Great Britain’s representative would be followed by the quiet withdrawal of the menacing fleet, whose terrible potentialities had been demonstrated at Kagoshima and Shimonoseki. The seclusionists, whose voices had been nearly silenced, raised them in renewed denunciation of the shōgun’s incompetence to guarantee the sacred city of Kiōto against such trespasses, and the emperor, brought once more under the influence of the anti-foreign party, inflicted a heavy disgrace on the shōgun by dismissing and punishing the officials to whom the latter had entrusted the conduct of negotiations at Hiōgō. Such procedure on the part of the throne amounted to withdrawing the administrative commission held by the Tokugawa family since the days of Iyeyasu. The shōgun resigned. But his adversaries not being yet ready to replace him, he was induced to resume office, with, however, fatally damaged prestige. As for the three-power squadron, it steamed away successful. Parkes had come prepared to write off the indemnity in exchange for three concessions. He obtained two of the concessions without remitting a dollar of the debt.

The shōgun did not long survive the humiliation thus inflicted on him. He died in the following year (1866), and was succeeded by Keiki, destined to be the last of the Tokugawa rulers. Nine years previously this Final Adoption of Western Civilization. same Keiki had been put forward by the seclusionists as candidate for the shōgunate. Yet no sooner did he attain that distinction in 1866 than he remodelled the army on French lines, engaged English officers to organize a navy, sent his brother to the Paris Exhibition, and altered many of the forms and ceremonies of his court so as to bring them into accord with Occidental fashions. The contrast between the politics he represented when a candidate for office in 1857 and the practice he adopted on succeeding to power in 1866 furnished an apt illustration of the change that had come over the spirit of the time. The most bigoted of the exclusionists were now beginning to abandon all idea of expelling foreigners and to think mainly of acquiring the best elements of their civilization. The Japanese are slow to reach a decision but very quick to act upon it when reached. From 1866 onwards the new spirit rapidly permeated the whole nation; progress became the aim of all classes, and the country entered upon a career of intelligent assimilation which, in forty years, won for Japan a universally accorded place in the ranks of the great Occidental powers.

[Continued in volume XV slice III.]


[1] The highest rate of subscription to a daily journal is twelve shillings per annum, and the usual charge for advertisement is from 7d. to one shilling per line of 22 ideographs (about nine words).

[2] It is first boiled in a lye obtained by lixiviating wood ashes; it is next polished with charcoal powder; then immersed in plum vinegar and salt; then washed with weak lye and placed in a tub of water to remove all traces of alkali, the final step being to digest in a boiling solution of copper sulphate, verdigris and water.

[3] This method is some 300 years old. It is by no means a modern invention, as some writers have asserted.