In life there are no such things as beginnings. Even a man's birth is a quite arbitrary point at which to launch his biography; for the determining factors in his career are to be found in persons, events, and conditions that existed before he was ever thought of. For the biographer, however, and for the novelist as a writer of fictitious biography, birth forms a good conventional starting-point. He can give a chapter or so to "Ancestry," and then relate the adventures of his hero from the cradle onwards. But the dramatist, as we have seen, deals, not with protracted sequences of events, but with short, sharp crises. The question for him, therefore, is: at what moment of the crisis, or of its antecedents, he had better ring up his curtain? At this point he is like the photographer studying his "finder" in order to determine how much of a given prospect he can "get in."
The answer to the question depends on many things, but chiefly on the nature of the crisis and the nature of the impression which the playwright desires to make upon his audience. If his play be a comedy, and if his object be gently and quietly to interest and entertain, the chances are that he begins by showing us his personages in their normal state, concisely indicates their characters, circumstances and relations, and then lets the crisis develop from the outset before our eyes. If, on the other hand, his play be of a more stirring description, and he wants to seize the spectator's attention firmly from the start, he will probably go straight at his crisis, plunging, perhaps, into the very middle of it, even at the cost of having afterwards to go back in order to put the audience in possession of the antecedent circumstances. In a third type of play, common of late years, and especially affected by Ibsen, the curtain rises on a surface aspect of profound peace, which is presently found to be but a thin crust over an absolutely volcanic condition of affairs, the origin of which has to be traced backwards, it may be for many years.
Let us glance at a few of Shakespeare's openings, and consider at what points he attacks his various themes. Of his comedies, all except one begin with a simple conversation, showing a state of affairs from which the crisis develops with more or less rapidity, but in which it is as yet imperceptibly latent. In no case does he plunge into the middle of his subject, leaving its antecedents to be stated in what is technically called an "exposition." Neither in tragedy nor in comedy, indeed, was this Shakespeare's method. In his historical plays he relied to some extent on his hearers' knowledge of history, whether gathered from books or from previous plays of the historical series; and where such knowledge was not to be looked for, he would expound the situation in good set terms, like those of a Euripidean Prologue. But the chronicle-play is a species apart, and practically an extinct species: we need not pause to study its methods. In his fictitious plays, with two notable exceptions, it was Shakespeare's constant practice to bring the whole action within the frame of the picture, opening at such a point that no retrospect should be necessary, beyond what could be conveyed in a few casual words. The exceptions are The Tempest and Hamlet, to which we shall return in due course.
How does The Merchant of Venice open? With a long conversation exhibiting the character of Antonio, the friendship between him and Bassanio, the latter's financial straits, and his purpose of wooing Portia. The second scene displays the character of Portia, and informs us of her father's device with regard to her marriage; but this information is conveyed in three or four lines. Not till the third scene do we see or hear of Shylock, and not until very near the end of the act is there any foreshadowing of what is to be the main crisis of the play. Not a single antecedent event has to be narrated to us; for the mere fact that Antonio has been uncivil to Shylock, and shown disapproval of his business methods, can scarcely be regarded as a preliminary outside the frame of the picture.
In As You Like It there are no preliminaries to be stated beyond the facts that Orlando is at enmity with his elder brother, and that Duke Frederick has usurped the coronet and dukedom of Rosalind's father. These facts being made apparent without any sort of formal exposition, the crisis of the play rapidly announces itself in the wrestling-match and its sequels. In Much Ado About Nothing there is even less of antecedent circumstance to be imparted. We learn in the first scene, indeed, that Beatrice and Benedick have already met and crossed swords; but this is not in the least essential to the action; the play might have been to all intents and purposes the same had they never heard of each other until after the rise of the curtain. In Twelfth Night there is a semblance of a retrospective exposition in the scene between Viola and the Captain; but it is of the simplest nature, and conveys no information beyond what, at a later period, would have been imparted on the playbill, thus--
"Orsino, Duke of Illyria, in love with Olivia.
Olivia, an heiress, in mourning for her brother,"
and so forth. In The Taming of the Shrew there are no antecedents whatever to be stated. It is true that Lucentio, in the opening speech, is good enough to inform Tranio who he is and what he is doing there--facts with which Tranio is already perfectly acquainted. But this was merely a conventional opening, excused by the fashion of the time; it was in no sense a necessary exposition. For the rest, the crisis of the play--the battle between Katherine and Petruchio--begins, develops, and ends before our very eyes. In The Winter's Tale, a brief conversation between Camillo and Archidamus informs us that the King of Bohemia is paying a visit to the King of Sicilia; and that is absolutely all we need to know. It was not even necessary that it should be conveyed to us in this way. The situation would be entirely comprehensible if the scene between Camillo and Archidamus were omitted.
It is needless to go through the whole list of comedies. The broad fact is that in all the plays commonly so described, excepting only The Tempest, the whole action comes within the frame of the picture. In The Tempest the poet employs a form of opening which otherwise he reserves for tragedies. The first scene is simply an animated tableau, calculated to arrest the spectator's attention, without conveying to him any knowledge either of situation or character. Such gleams of character as do, in fact, appear in the dialogue, are scarcely perceived in the hurly-burly of the storm. Then, in the calm which ensues, Prospero expounds to Miranda in great detail the antecedents of the crisis now developing. It might almost seem, indeed, that the poet, in this, his poetic last-will-and-testament, intended to warn his successors against the dangers of a long narrative exposition; for Prospero's story sends Miranda to sleep. Be this as it may, we have here a case in which Shakespeare deliberately adopted the plan of placing on the stage, not the whole crisis, but only its culmination, leaving its earlier stages to be conveyed in narrative.[[39]] It would have been very easy for him to have begun at the beginning and shown us in action the events narrated by Prospero. This course would have involved no greater leap, either in time or space, than he had perpetrated in the almost contemporary Winter's Tale; and it cannot be said that there would have been any difficulty in compressing into three acts, or even two, the essentials of the action of the play as we know it. His reasons for departing from his usual practice were probably connected with the particular occasion for which the play was written. He wanted to produce a masque rather than a drama. We must not, therefore, attach too much significance to the fact that in almost the only play in which Shakespeare seems to have built entirely out of his own head, with no previous play or novel to influence him, he adopted the plan of going straight to the catastrophe, in which he had been anticipated by Sophocles (Oedipus Rex), and was to be followed by Ibsen (Ghosts, Rosmersholm, etc.).
Coming now to the five great tragedies, we find that in four of them Shakespeare began, as in The Tempest, with a picturesque and stirring episode calculated to arrest the spectator's attention and awaken his interest, while conveying to him little or no information. The opening scene of Romeo and Juliet is simply a brawl, bringing home to us vividly the family feud which is the root of the tragedy, but informing us of nothing beyond the fact that such a feud exists. This is, indeed, absolutely all that we require to know. There is not a single preliminary circumstance, outside the limits of the play, that has to be explained to us. The whole tragedy germinates and culminates within what the prologue calls "the two hours' traffick of the stage." The opening colloquy of the Witches in Macbeth, strikes the eerie keynote, but does nothing more. Then, in the second scene, we learn that there has been a great battle and that a nobleman named Macbeth has won a victory which covers him with laurels. This can in no sense be called an exposition. It is the account of a single event, not of a sequence; and that event is contemporary, not antecedent. In the third scene, the meeting of Macbeth and Banquo with the Witches, we have what may be called an exposition reversed; not a narrative of the past, but a foreshadowing of the future. Here we touch on one of the subtlest of the playwright's problems--the art of arousing anticipation in just the right measure. But that is not the matter at present in hand.[[40]]
In the opening scene of Othello it is true that some talk passes between Iago and Roderigo before they raise the alarm and awaken Brabantio; but it is carefully non-expository talk; it expounds nothing but Iago's character. Far from being a real exception to the rule that Shakespeare liked to open his tragedies with a very crisply dramatic episode, Othello may rather be called its most conspicuous example. The rousing of Brabantio is immediately followed by the encounter between his men and Othello's, which so finely brings out the lofty character of the Moor; and only in the third scene, that of the Doge's Council, do we pass from shouts and swords to quiet discussion and, in a sense, exposition. Othello's great speech, while a vital portion of the drama, is in so far an exposition that it refers to events which do not come absolutely within the frame of the picture. But they are very recent, very simple, events. If Othello's speech were omitted, or cut down to half a dozen lines, we should know much less of his character and Desdemona's, but the mere action of the play would remain perfectly comprehensible.
King Lear necessarily opens with a great act of state, the partition of the kingdom. A few words between Kent and Gloucester show us what is afoot, and then, at one plunge, we are in the thick of the drama. There was no opportunity here for one of those picturesque tableaux, exciting rather than informative, which initiate the other tragedies. It would have had to be artificially dragged in; and it was the less necessary, as the partition scene took on, in a very few lines, just that arresting, stimulating quality which the poet seems to have desired in the opening of a play of this class.
Finally, when we turn to Hamlet, we find a consummate example of the crisply-touched opening tableau, making a nervous rather than an intellectual appeal, informing us of nothing, but exciting a vivid, though quite vague, anticipation. The silent transit of the Ghost, desiring to speak, yet tongue-tied, is certainly one of Shakespeare's unrivalled masterpieces of dramatic craftsmanship. One could pretty safely wager that if the Ur-Hamlet, on which Shakespeare worked, were to come to light to-morrow, this particular trait would not be found in it. But, oddly enough, into the middle of this admirable opening tableau, Shakespeare inserts a formal exposition, introduced in the most conventional way. Marcellus, for some unexplained reason, is ignorant of what is evidently common knowledge as to the affairs of the realm, and asks to be informed; whereupon Horatio, in a speech of some twenty-five lines, sets forth the past relations between Norway and Denmark, and prepares us for the appearance of Fortinbras in the fourth act. In modern stage versions all this falls away, and nobody who has not studied the printed text is conscious of its absence. The commentators, indeed, have proved that Fortinbras is an immensely valuable element in the moral scheme of the play; but from the point of view of pure drama, there is not the slightest necessity for this Norwegian-Danish embroilment or its consequences.[[41]] The real exposition--for Hamlet differs from the other tragedies in requiring an exposition--comes in the great speech of the Ghost in Scene V. The contrast between this speech and Horatio's lecture in the first scene, exemplifies the difference between a dramatized and an undramatized exposition. The crisis, as we now learn, began months or years before the rise of the curtain. It began when Claudius inveigled the affections of Gertrude; and it would have been possible for the poet to have started from this point, and shown us in action all that he in fact conveys to us by way of narration. His reason for choosing the latter course is abundantly obvious.[[42]] Hamlet the Younger was to be the protagonist: the interest of the play was to centre in his mental processes. To have awakened our interest in Hamlet the Elder would, therefore, have been a superfluity and an irrelevance. Moreover (to say nothing of the fact that the Ghost was doubtless a popular figure in the old play, and demanded by the public) it was highly desirable that Hamlet's knowledge of the usurper's crime should come to him from a supernatural witness, who could not be cross-questioned or called upon to give material proof. This was the readiest as well as the most picturesque method of begetting in him that condition of doubt, real or affected, which was necessary to account for his behaviour. But to have shown us in action the matter of the Ghost's revelation would have been hopelessly to ruin its effect. A repetition in narrative of matters already seen in action is the grossest of technical blunders.[[43]] Hamlet senior, in other words, being indispensable in the spirit, was superfluous in the flesh. But there was another and equally cogent reason for beginning the play after the commission of the initial crime or crimes. To have done otherwise would have been to discount, not only the Ghost, but the play-scene. By a piece of consummate ingenuity, which may, of course, have been conceived by the earlier playwright, the initial incidents of the story are in fact presented to us, in the guise of a play within the play, and as a means to the achievement of one of the greatest dramatic effects in all literature. The moment the idea of the play-scene presented itself to the author's mind, it became absolutely unthinkable that he should, to put it vulgarly, "queer the pitch" for the Players by showing us the real facts of which their performance was to be the counterfeit presentment. The dramatic effect of the incidents was incalculably heightened when they were presented, as in a looking-glass, before the guilty pair, with the eye of the avenger boring into their souls. And have we not here, perhaps, a clue to one of the most frequent and essential meanings of the word "dramatic"? May we not say that the dramatic quality of an incident is proportionate to the variety[[44]] and intensity of the emotions involved in it?