The contribution of encyclopaedic or occasional writers is in some cases of value. I will here only name the elder Pliny and Apuleius. Books of travel and geography, for instance Herodotus and Strabo, give stray details, but generally in reference to distant countries, mostly in the East and so hardly within my subject, save for purposes of comparison. There are however two topics with which I am not directly concerned, but which it is impossible wholly to ignore in speaking of ancient agriculture. First, the relation of military duty to landholding [the farmer as citizen soldier], and mercenary service [the rustic as volunteer for pay]. This has been so fully treated in modern handbooks that I need say little about it. Secondly, the various conditions of tenure of land. That rustic life and therewith rustic labour were directly and deeply affected by varieties of tenure, needs no proof. The cited opinions of Roman lawyers in the Digest are the main authority on points of this kind, and stray references elsewhere serve to illustrate them. In conclusion I have only to insist again on the fact that we have no direct witness of the labourer’s, or even the working farmer’s, point of view. The evidence all comes from above; and therefore generally gives us a picture of conditions as the law meant them to be and presumed them normally to be. How far the practical working corresponded to the legal position, is only to be guessed with caution from the admissions involved in the elaboration of legal remedies; and, in the case of imperial coloni, from the unique evidence of the notable African inscriptions.
It is I trust after the above considerations not unreasonable to devote no special chapters to certain writers whom nevertheless it is often necessary to cite in notes. Diodorus, Livy, Athenaeus, Macrobius, Gellius, Palladius, are cases of the kind. Stray references in their works are valuable, but there is nothing to require a treatment of them as several wholes. Even Livy is chiefly useful as handing down remains of past tradition: hence he (and Dionysius and Plutarch with him) have a leading place in the introductory chapter on [early Rome]. So too the writers of the so-called historia Augusta and the laws of the Theodosian and Justinian Codes find their place in the notes to certain chapters. On the other hand (to omit obvious cases) Euripides, Xenophon, the younger Seneca, Martial, the younger Pliny, Apuleius, Ammianus, Symmachus, Apollinaris Sidonius, need careful treatment with full regard to the periods and circumstances by which their evidential values are severally qualified. And in order to place each witness in his proper setting it is sometimes necessary to pause and group a number of circumstances together in a special chapter. This arises from the endeavour to preserve so far as possible the thread of continuity, which is always really there, though at times very thin, owing to the loss of many works in the course of ages. In such chapters one has to look both backward and forward, and often to digress for a moment on topics only connected indirectly with the main object.
I have tried to avoid needless repetitions, but some repetitions are unavoidable, since the same point often serves to illustrate different parts of the argument. To make a system of cross-references from chapter to chapter quite complete is hardly possible, and would add immensely to the bulk of footnotes. It has seemed better to attempt completeness by elaboration of the Index. A few details from a period later than that with which I am concerned are given in the Appendix, as being of interest. Also the names of some books from which in a course of miscellaneous reading I have derived more or less help, particularly in noting modern survivals or analogies. For significant matter occurs in quite unexpected quarters. And the observers who record facts of rustic life and labour in Italy or France, in North or Central or South America, without attempting to manipulate them in connexion with a theory, deserve much gratitude.
It is evident that in the handling of evidence there is room for some variety of method. And it seems reasonable to hold that the choice of method should be mainly guided by two leading considerations, the nature of the evidence available and the aim of the inquiry pursued. In the present case the inquiry deals with a part, a somewhat neglected part, of Greco-Roman history: and the subject is one that can by no means be strictly confined to ascertaining the bare facts of farm life and labour. That the conditions of agriculture were not only important in connexion with food-supply, but had an extensive moral and political bearing, is surely beyond dispute. And the nature of the surviving evidence favours, or rather requires, the taking of a correspondingly wide view. Outside the circle of technical writings, the literary evidence almost always has an eye to the position of agriculture as related to the common weal; nor is this point of view ignored even by the technical writers. Therefore, in treating the subject as I have tried to treat it, it is very necessary to take each witness separately so far as possible, and not to appraise the value of his testimony without a fair consideration of his condition and environment. This necessity is peculiarly obvious in the case of the theorists, whose witness is instructive in a very high degree, but only when we bear in mind the existing state of things from observation of which their conclusions were derived. And the changes of attitude in philosophic thought are sometimes highly instructive. Take farm life and labour as it appears to Plato and Aristotle and later to Musonius: a whole volume of history, economic moral and political, lies in the interval of some 400 years. Inscriptions furnish little to the student of this subject, but that little is worth having. To conclude this paragraph, I do not apologize for putting my authorities in the witness-box and questioning them one by one. For only thus do I see a possibility of giving a true picture of the conditions with which I am concerned. It is a long method, but perhaps not uninteresting, and I see no other.
It may seem necessary to explain why I have not devoted special chapters to rustic life and labour in Oriental countries, some of which eventually became parts of the Roman empire. Such countries are for instance Egypt, Palestine and Syria. One reason is that I could do nothing more than compile conclusions of the inquirers who have lately rescued a vast mass of detail, chiefly from the Egyptian papyri. Age forbade me to undertake this task unless it seemed clear that my inquiry really depended on it. But, inasmuch as I have not been trying to produce a technical treatise upon ancient agriculture, I do not think it necessary. That there is room for such a treatise, I have no doubt: nor that its writer will need to have many years at his disposal and a good knowledge of several sciences at his back. With regard to eastern countries other than Egypt, practically the Seleucid empire, knowledge is at present very scanty, as Rostowzew has to confess. Ancient India lies quite beyond my range, as having never been a part of the Roman empire: but there is evidently much of interest to be gathered in this field. From these extensive and promising researches my limited effort is divided by a clearly marked line. I am concerned with agriculture and agricultural labour not as the occupation of passive populations merely producing so much food year by year, peoples over whom centuries might pass without ascertainable change of a moral social or political character. Such peoples, in short, as do not get beyond the conception of ruler and ruled to that of state and citizen, or at least have not yet done so. For of all conclusions to be drawn from the history of the Greco-Roman world none seems to me more certain than the fact that, while political social and moral movements affected the conditions of agriculture, agricultural changes reacted upon political social and moral conditions. Thus the general history of the peoples, comprising the rise and fall of ancient efforts towards self-government, must always be kept in view: the fluctuations of what I may call civic values, and the position of farmers as labourers or employers of labour cannot be treated in separate compartments and their reciprocal effect ignored. That in the later stages of my inquiry Oriental influences begin to dominate Roman imperial policy, is evident, and I have not left this factor out of account. But this phenomenon announces the end of the old world. The long struggle of the Empire in the East and its final overthrow by the forces of Islam, its break-up in the West and the foundation of new nation-states, are beyond my range. In the [Appendix] I have put some remarks on two documents of the Byzantine period, from which we get glimpses of changes that were proceeding in the eastern empire while it still held its ground and was indeed the most highly organized of existing powers. To these I have subjoined a list of some of the books I have consulted and found helpful in various degrees, particularly such as have furnished modern illustrations in the way of analogy or survival. A few special quotations from some of these may serve to shew how very striking such illustrations can be.
II. LAND AND LABOUR.
Of the many difficult questions connected with the past history of the human race few have evoked such a difference of opinion as the practical importance of slavery. By some inquirers it has been held that the so-called ‘classical’ civilization of the Greco-Roman world rested upon a slavery basis, in short that slavery alone enabled that civilization to follow the lines of its actual development. In reply to this doctrine it is urged[4] that its holders have been led astray by an unhistorical method. They have been deeply impressed by the all-pervading evils of the economic and domestic slave-system during the period (say 200 BC-200 AD roughly) when it was in full extension and vigour. The prepossession thus created has led them to misinterpret the phenomena of earlier ages, and to ignore the significance of the later period of decline. Prejudiced eyes have detected slavery where it was not, and have seen in it where existent an importance greater than impartial inquiry will justify. Moreover the discussion of slavery-questions in modern times, conducted with the intemperate warmth of partisan controversy, have had an influence unfavourable to the statement of facts in their true relations, and therefore to the exercise of cool judgment. According to this view the facts of our record shew that, while slave-labour had its four centuries or so of predominance, free-labour never ceased, and on it, and not on slavery, the civilization of the ‘classical’ world was built up. It is argued that in primitive conditions there was little slavery, that growth of trade and exchange (and therewith of civilization) led to division of labour and the growth of larger enterprises. On this follows a time in which the employment of slave-labour becomes more and more common, and ends by being for some centuries the basis of economic and domestic life. In due course comes the period of decline, when for various reasons slaves became less numerous, and the highly-organized civilization of antiquity relapses into the primitive conditions of the early Middle Age. Slavery is not extinct, but reverts generally to various degrees of serfdom, resembling that which meets us in the early traditions of Greek slavery. Things have gone round the full circle, and the world takes a fresh start.
This version of the process is attractive. It presents to us a spectacle of cyclic movement, pleasing from its simplicity and dignity. But it seems to imply that the old civilization reached its height more or less concurrently with the growth of slavery. One is driven to ask[5] whether the concurrence was purely accidental or not. So far as concerns the manufacture of articles for export by slave-industry, it can hardly have been a mere chance: nor is it denied that in this department it was the demand created by the needs of growing civilization that called forth the supply. Luxury too is merely a name for such needs when they clearly exceed strict necessaries of life: and here too the monstrous extravagancies of domestic slavery were a characteristic feature of the civilization of the Greco-Roman world. That neither of these forms of servile employment could outlive the civilization that had produced them, is surely no wonder. The case of slavery in agriculture is less simple, and several questions may suggest themselves to anyone who considers this subject with an open mind.
Agriculture was long regarded, from a social point of view, as superior to other occupations dependent on bodily labour. This opinion dated from very early times when, as traditions agree, the land was owned by privileged nobles who as members of powerful clans formed aristocracies of a more or less military character. War was waged by men fighting hand to hand, and it was natural that handwork of a kind likely to promote health and strength should be honoured above manual trades of a less invigorating and even sedentary character. The development of cities and urban life, which in many states led to the overthrow of the old clan aristocracies, did not make handicraftsmen the equals of agriculturists in popular esteem. Pressure to win a firm footing on the land was as marked a feature in Athenian Attica as in Roman Latium. Agriculture was a profession worthy of the free citizen, and the ownership of a plot of land stamped the citizen as a loyal and responsible member of a free and self-conscious community. The ruin of Attic farmers in the Peloponnesian war, the disastrous changes in Italian agriculture after Rome became imperial, still left the old prepossession. The charm of country life and pursuits remained as an ineffective ideal. Greek philosophers were impressed with the virtues of farmer-folk, virtues social moral and ultimately political. From them Cicero and others learnt to praise rustic life: the Gracchi made vain efforts to revive it: the poets, led by Vergil, pictured the glories of old Italian agriculture: but the aspirations were vain. The ‘classical’ civilization was urban in its growth, and urban it remained. Writers on agriculture might lament that free men, capable of tilling the land, loitered idly in the city. In practice they had to take facts as they found them, and give elaborate precepts for a farm-system in which slavery was the essential factor.
It was and is possible to regard agriculture from various points of view. Three of these at least deserve a preliminary consideration. The nakedly economic view, that the production of food is necessary for any life above that of mere savages, and therefore is worthy of respect, can never have been wholly absent from men’s minds in any age. It was common property, and found frequent expression. Even when various causes led to much dependence on imported corn, the sentiment still survived, and its soundness was recognized by philosophers. The military view, that the hardy peasant makes the best soldier, was generally accepted in principle, but its relation to agriculture in the strict sense of tillage was not always a direct one. The technical training of skilled combatants began early in Greece. It was not only in the Spartan or Cretan systems that such training was normal: the citizen armies of Athens consisted of men who had passed through a long course of gymnastic exercises and drill. During their training these young men can hardly have devoted much labour to the tillage of farms, even those of them who were of country birth. What percentage of them settled down in their later years to farm-life, is just what one vainly wishes to know. The helot-system supplied the tillage that fed the warrior-caste of Sparta. It would seem that the toils of hunting played a great part in producing the military fitness required of the young Spartiate. We may be pretty sure that the Thessalian cavalry—wealthy lords ruling dependent cultivators—were not tillers of the soil. Boeotia and Arcadia were both lands in which there was a large farmer class. Boeotian infantry were notable for their steadiness in the shock of battle. But they were not untrained, far from it. United action was ever difficult in Arcadia, where small cities lay scattered in the folds of mountains. Hence no Arcadian League ever played a leading part in Greece. But the rustics of these country towns and villages were man for man as good material for war-work as Greece could produce. In the later age of professional soldering they, with the Aetolians and others in the less civilized parts, furnished numbers of recruits to the Greek mercenary armies. But the regular mercenary who had the luck to retire in comfortable circumstances, on savings of pay and loot, is portrayed to us as more inclined to luxury and wantonness in some great city than to the simple monotony of rustic life. Nor must we forget that slaves were often an important part[6] of war-booty, and that the professional warrior was used to the attendance of slaves (male and female) even on campaigns. So far the connexion of peasant and soldier does not amount to much more than the admission that the former was a type of man able to endure the hardships of a military career.