p. 187: The tax reform of Yang Yen has been studied by K. Hino; the most important figures in T'ang economic history are Liu Yen (studied by Chü Ch'ing-yüan) and Lu Chih (754-805; studied by E. Balazs and others).
pp. 187-8: The conditions at the time of this persecution are well described by E.O. Reischauer, Ennin's Travels in T'ang China, New York 1955, on the basis of his Ennin's Diary. The Record of a Pilgrimage to China, New York 1955. The persecution of Buddhism has been analysed in its economic character by Niida Noboru and other Japanese scholars.—Metal statues had to be delivered to the Salt and Iron Office in order to be converted into cash; iron statues were collected by local offices for the production of agricultural implements; figures in gold, silver or other rare materials were to be handed over to the Finance Office. Figures made of stone, clay or wood were not affected (Michihata).
p. 189: It seems important to note that popular movements are often not led by simple farmers of members of the lower classes. There are other salt merchants and persons of similar status known as leaders.
p. 190: For the Sha-t'o, I am relying upon my own research. Tatars are the Ta-tan of the Chinese sources. The term is here used in a narrow sense.
Chapter Nine
p. 195: Many Chinese and Japanese authors have a new period begin with the early (Ch'ien Mu) or the late tenth century (T'ao Hsi-sheng, Li Chien-nung), while others prefer a cut already in the Middle of the T'ang Dynasty (Teng Ch'u-min, Naito Torajiro). For many Marxists, the period which we called "Modern Times" is at best a sub-period within a larger period which really started with what we called "Medieval China".
p. 196: For the change in the composition of the gentry, I am using my own research.—For clan rules, clan foundations, etc., I used D.C. Twitchett, J. Fischer, Hu Hsien-chin, Ch'ü T'ung-tsu, Niida Noboru and T. Makino. The best analysis of the clan rules is by Wang Hui-chen in D.S. Nivison, Confucianism in Action, Stanford 1959, p. 63-96.—I do not regard such marriage systems as "survivals" of ancient systems which have been studied by M. Granet and systematically analysed by C. Lévy-Strauss in his Les structures élémentaires de la parenté, Paris 1949, pp. 381-443. In some cases, the reasons for the establishment of such rules can still be recognized.—A detailed study of despotism in China still has to be written. K.A. Wittfogel's Oriental Despotism, New Haven 1957 does not go into the necessary detailed work.
p. 197: The problem of social mobility is now under study, after preliminary research by K.A. Wittfogel, E. Kracke, myself and others. E. Kracke, Ho Ping-ti, R.M. Marsh and I are now working on this topic.—For the craftsmen and artisans, much material has recently been collected by Chinese scholars. I have used mainly Li Chien-nung and articles in Li-shih yen-chiu 1955, No. 3 and in Mem. Inst. Orient. Cult. 1956.—On the origin of guilds see Kat[=o] Shigeru; a general study of guilds and their function has not yet been made (preliminary work by P. Maybon, H.B. Morse, J. St. Burgess, K.A. Wittfogel and others). Comparisons with Near-Eastern guilds on the one hand and with Japanese guilds on the other, are quite interesting but parallels should not be over-estimated. The tong of U.S. Chinatowns (tang in Mandarin) are late and organizations of businessmen only (S. Yokoyama and Laai Yi-faai). They are not the same as the hui-kuan.
p. 198: For the merchants I used Ch'ü T'ung-tsu, Sung Hsi and Wada Kiyoshi.—For trade, I used extensively Ch'üan Han-sheng and J. Kuwabara.—On labour legislation in early modern times I used Ko Ch'ang-chi and especially Li Chien-nung, also my own studies.—On strikes I used Kat[=o] Shigeru and modern Chinese authors.—The problem of "vagrants" has been taken up by Li Chien-nung who always refers to the original sources and to modern Chinese research.—The growth of cities, perhaps the most striking event in this period, has been studied for the earlier part of our period by Kat[=o] Shigeru. Li Chien-nung also deals extensively with investments in industry and agriculture. The problem as to whether China would have developed into an industrial society without outside stimulus is much discussed by Marxist authors in China.
p. 199: On money policy see Yang Lien-sheng, Kat[=o] Shigeru and others.