[Transcriber's note: This production is based on https://archive.org/details/historyoforigino00guiz/page/n9. The lecture subheadings (page headers) are shown in italics. The publisher has included a lengthy list of other books on the front and back fly leafs. These have gathered at the end of this file. Several of these pages are obscured by library inserts for circulation control.]
Bohn's Standard Library.
Guizot's Representative Government.
History Of The Origin Of
Representative Government
In Europe.
By M. Guizot.
Translated By Andrew E. Scoble,
London:
Henry G. Bohn, York Street, Covent Garden.
1852.
Printed By Harrison And Son,
London Gazette Office, St. Martin's Lane;
And
Orchard Street, Westminster.
Preface.
In 1820, at the time when the various faculties of the Académie de Paris and the Collège de France were recommencing their courses of lectures, several persons combined to establish a Journal des Cours Publiques, in which they reproduced, from their notes, the lectures which they had attended. The course which I delivered, at this period, on the history of Representative Government, occupies a place in this collection. I did not revise the analyses of my lectures which were published. They were brief and incomplete, and frequently incorrect and confused. I have been requested to authorize a reprint of them. I could not consent to this without bestowing upon these analyses, at the present day, that labour of revision to which they were not subjected at the time of their publication. The two volumes which I now publish are the result of this labour, which has been more protracted, and has involved more considerable alterations than I at first anticipated. In order to accomplish it, I have frequently had recourse to my Essaies sur l'Histoire de France, in which I embodied, in 1823, some of my researches on the same subject. This course of lectures on the origin of Representative Government is now as exact and complete as if my lectures in 1820-1822 had been collected and revised with the same care as I bestowed, in 1827-1830, on the publication of my courses on the General History of Civilization in Europe, and on the History of Civilization in France.
When, in the year 1820, I devoted my energies to this course of instruction, I was taking leave of public life, after having, during six years, taken an active part in the work of establishing representative government in our own land. The political ideas and friends with whom I had been associated were, at that period, removed from the head of affairs. I connected myself with their reverses, without abandoning our common hopes and efforts. We had faith in our institutions. Whether they entailed upon us good or evil fortune, we were equally devoted to them. I was unwilling to cease to serve their cause. I endeavoured to explain the origin and principles of representative government, as I had attempted to practise it.
How shall I speak, at the present day, of bad fortune and reverse, in reference to 1820? What shall we say of the fate which has recently overtaken our fatherland, and of that which is perhaps in store for us? It is a shame to make use of the same words in respect to evils and dangers so prodigiously unequal. In truth, the trials of 1820 were severe and painful, yet the State was not thrown into confusion by them, and they were followed by ten years of regular and free government. In 1830, a still severer trial, the test of a revolution, was applied to our noble institutions, and they did not succumb; they shook off the revolutionary yoke, and gave us eighteen years more of order and liberty. From 1814 to 1848, notwithstanding so many violent convulsions, constitutional monarchy remained standing, and events justified the obstinacy of our hopes. But now the storm has struck every institution, and still threatens to destroy all that survive. Not merely kings and laws, but the very root of government, of all government—what do I say?—the roots of society itself have been reached, and are left bare and almost torn up. Can we again seek safety at the same source? can we still believe and hope in representative government and monarchy?
I have not escaped, any more than other persons, from the anxiety occasioned by this doubt. Nevertheless, in proportion as the events which have weighed upon us, for the last three years, have received development and elucidation—when I beheld society pausing, by an effort of its own, on the verge of that abyss to which it had been brought by its own weakness—I felt the revival in my soul of that faith and hope which have filled my life, and which, until these last days, have constituted the faith and hope of our time. Among the infinite illusions of human vanity, we must number those of misfortune; whether as peoples or as individuals, in public or in private life, we delight to persuade ourselves that our trials are unprecedented, and that we have to endure evils and to surmount obstacles previously unheard of. How deceitful is this consolation of pride in suffering! God has made the condition of men, of all men, more severe than they are willing to believe; and he causes them, at all times, to purchase, at a dearer price than they had anticipated, the success of their labours and the progress of their destiny. Let us accept this stern law without a murmur; let us courageously pay the price which God puts upon success, instead of basely renouncing the hope of success itself. The leading idea, the national desire of France, in 1789, was the alliance of free institutions with hereditary monarchy. We have been carried far away from our design; we have immensely deceived ourselves and gone astray in our presumptuous hopes; but we should no less deceive ourselves in our sceptical despondency. God, who permits the burden of their faults to fall upon nations, does not make their own life to be to them a continuous falsehood and a fatal snare; our whole history, our entire civilization, all our glories and our greatness urged and led us onward to the union of monarchy and liberty; we have often taken the wrong road in our way towards our object; and in order to reach it, we shall still have to take many new roads and to pass over many difficult spots. But let our object remain the same; for there lies our haven.
If I should apply, at the present day, to these historical studies of 1820, all the lessons which political life has given me since that period, I should perhaps modify some of the ideas which I have expressed in reference to some of the conditions and forms of representative government. This system of government has no unique and solely good type, in conformity to which it must necessarily and universally be instituted. Providence, which allots to nations different origins and destinies, also opens to justice and liberty more than one way of entering into governments: and it would be foolishly to reduce their chances of success if we condemned them to appear always with the same lineaments, and to develope themselves by the same means. One thing only is important, and that is, that the essential principles of order and liberty should subsist beneath the different forms which the interference of the country in its own affairs may assume amongst different peoples and at different epochs. These essential and necessary principles of all representative government are precisely those which, in our days, are ignored and outraged. I venture to believe that they will be found faithfully expounded in these lectures; and that on this account, even at the present day, my work will not be devoid either of utility or of interest.
Guizot.
Contents.
Part I.
Representative Institutions In
England, France, And Spain,
From The Fifth To The Eleventh Century.
Lecture I.—Page [1]
Simultaneous development of history and civilization.
Two errors in our method of considering the past; proud disdain, or superstitious admiration.
Historic impartiality the vocation of the present age.
Divisions of the history of the political institutions of Europe into four great epochs.
Representative government the general and natural aim of these institutions.
Object of the course; inquiry into the origin of representative government in France, Spain, and England.
State of mind appropriate to this inquiry.
Lecture II.—Page [23]
General character of political institutions in Europe, from the fourth to the eleventh century.
Political sterility of the Roman Empire.
Progress of the Germanic invasions.
Sketch of the history of the Anglo-Saxons.
Lecture III.—Page [32]
Subject of the lecture.
A knowledge of the state of persons necessary to the proper study of institutions.
Essential difference between antiquity and modern societies, as regards the classification of social conditions.
State of persons among the Anglo-Saxons.
Thanes and Ceorls.
Central and local institutions.
Predominance of the latter among the Anglo-Saxons.
Its cause.
Lecture IV.—Page [41]
Local institutions among the Anglo-Saxons.
Divisions of territory; their origin and double object.
Internal police of these local associations.
Importance of the county-courts; their composition and attributes.
Complex origin of the Jury.
Central institutions of the Anglo-Saxons.
The Wittenagemot; its composition, and the principle on which it was based.
Increasing preponderance of the large landowners in the Anglo-Saxon monarchy.
Lecture V.—Page [49]
The Wittenagemot; its business and power.
Method of its convocation.
Vicissitudes of its character and importance.
The kingly office among the Anglo-Saxons.
Extent and progress of the royal power.
Lecture VI.—Page [55]
The true principle of representative government.
Error of classifying governments according to their external forms.
Montesquieu's error with respect to the origin of the representative system.
Necessary correlation and simultaneous formation of society and government.
Rousseau's mistaken hypothesis of the social contract.
The nature of rightful sovereignty.
Confused and contradictory ideas entertained on this subject.
Societies, as individuals, possess the right of being placed under laws of justice and reason.
Governments ought to be continually reminded of their obligation to inquire into and conform to these laws.
Classification of governments on this principle.
Lecture VII.—Page [65]
Comparison of the principles of different governments with the true principle of representative government.
Aristocratic governments.
Origin and history of the word aristocracy.
Principle of this form of government; its consequences.
How the principle of representative government enters into aristocratic governments.
Democratic governments.
Origin and consequences of the principle of the sovereignty of the people.
This principle not identical with that of representative government.
In what sense representative government is the government of the majority.
Lecture VIII.—Page [76]
The forms of a government are related to its principle, but are swayed by circumstances, and vary according to different degrees of civilization.
What are the forms essential to a representative government?
1st. Division of powers; why absolutely essential to the principle of representative government;
2nd. Election;
3rd. Publicity.
Lecture IX.—Page [82]
Primitive institutions of the Franks.
Sketch of the history of the Frankish monarchy.
The Franks in Germany.
Their settlement in Belgium and in Gaul.
Character and authority of their chiefs after their establishment in the Roman Empire.
Early Frankish chieftains.
Clovis: his expeditions, wars, and conquests.
Decisive preponderance of the Franks in Gaul.
Lecture X.—Page [86]
Division of territory among the sons of the Frankish kings.
Rapid formation and disappearance of several Frank kingdoms.
Neustria and Austrasia; their geographical division.
Early predominance of Neustria.
Fredegonde and Brunehaut.
Elevation of the Mayors of the Palace.
True character of their power.
The Pepin family.
Charles Martel.
Fall of the Merovingians.
Lecture XI—Page [94]
General character of events under the Carlovingian Empire.
Reign of Pepin the Short.
Reign of Charlemagne.
Epoch of transition.
Reigns of Louis the Débonnair and Charles the Bald.
Norman invasions.
The last Carlovingians.
Accession of Hugh Capet.
Lecture XII.—Page [103]
Ancient institutions of the Franks.
They are more difficult of study than those of the Anglo-Saxons.
Three kinds of landed property; allodial, beneficiary, and tributary lands.
Origin of allodial lands.
Meaning of the word allodium.
Salic land amongst the Franks.
Essential characteristics of the allods.
Lecture XIII.—Page [109]
Origin of military service; its cause and limits.
It was made a general obligation by Charlemagne.
Allodial lands were originally exempt from taxation.
Origin of benefices.
Change in the position of the German chiefs in consequence of their territorial settlement.
Their wealth.
No public treasury.
The œrarium and fiscus of the old Roman republic.
Formation of the private domain of the kings of France.
Character of benefices.
Error of Montesquieu on this subject.
Lecture XIV.—Page [116]
Proofs of the co-existence of various modes of conferring benefices, from the fifth to the tenth century.
Of benefices that were absolutely and arbitrarily revocable.
Of benefices conceded for a limited time; theprecaria.
Of benefices granted for life.
Of benefices granted hereditarily.
General character of the concession of benefices.
Their tendency to become hereditary.
Its prevalence under Charles the Bald.
Military service.
Judicial and domestic service.
Origin, meaning, and vicissitudes of the fidelity due by the vassal to his lord.
Lecture XV.—Page [124]
Of benefices conceded by great landowners to men dependent upon them:
First, benefices conceded for all kinds of services, and as a mode of paying salary;
Secondly, larger proprietors usurp the lands adjoining their own, and bestow them as benefices on their subordinates;
Thirdly, the conversion of a great number of allodial lands into benefices, by the practice of recommendation.
Origin and meaning of this practice.
Permanence of freeholds, especially in certain parts of the Frankish monarchy.
Tributary lands.
Their origin and nature.
Their rapid extension: its causes.
General view of the condition of territorial property, from the sixth to the eleventh century:
First, different conditions of territorial property;
Secondly, the individual dependence of territorial property;
Thirdly, the stationary condition of territorial wealth.
Why the system of beneficiary property, that is to say, the feudal system, was necessary to the formation of modern society and of powerful states.
Lecture XVI.—Page [132]
Of the state of persons, from the fifth to the tenth century.
Impossibility of determining this, according to any fixed and general principle.
The condition of lands not always correspondent with that of persons.
Variable and unsettled character of social conditions.
Slavery.
Attempt to determine the condition of persons according to the Wehrgeld.
Table of twenty-one principal cases of Wehrgeld.
Uncertainty of this principle.
The true method of ascertaining the condition of persons.
Lecture XVII.—Page [141]
Of the Leudes or Antrustions.
Men, faithful to the king and to the large proprietors.
Different means of acquiring and retaining them.
Obligations of the Leudes.
The Leudes are the origin of the nobility.
Bishops and heads of monasteries were reckoned among the leudes of the king.
Moral and material of the bishops.
Efforts of the kings to possess themselves of the right of nominating bishops.
Free men.
Did they form a distinct and numerous class?
The arimanni, and rathimburgi.
Mistake of M. de Savigny.
Rapid and general extension of the feudal hierarchy.
The freedmen.
Different modes of enfranchisement:
First, the denariales, enfranchised with respect to the king:
Second, the tabularii, enfranchised with respect to the church:
Third, the chartularii, enfranchised by a charter.
Different consequences resulting from these different modes of enfranchisement.
Lecture XVIII.—Page [148]
Simultaneous existence of three systems of institutions, after the settlement of the Franks in Gaul.
Conflict of these three systems.
Summary of this conflict, its vicissitudes, and results.
Its recurrence in local and central institutions.
Of local institutions under the Frankish monarchy.
Of the assemblies of free men.
Of the authority and jurisdiction of the great landowners in their estates.
Of the authority and jurisdiction of the dukes, counts, and other royal officers.
Lecture XIX.—Page [154]
Government of Charlemagne.
Apparent revival of free institutions.
Individual independence and social liberty.
Organization of monarchical power under Charlemagne.
His active surveillance over his vassals and agents.
Rapid decline of monarchical institutions after his death.
Definitive predominance of the feudal system.
Central institutions during the same epoch: royalty.
Causes of the progress of royalty, and of the principle of hereditary succession among the Franks.
Influence of the clergy.
Lecture XX.—Page [163]
National assemblies of the Franks; their primitive character, and rapid decline under the Merovingians.
They regain importance under the Carlovingians; and are held regularly under Charlemagne.
Letter of Archbishop Hincmar De ordine Palatii.
Lecture XXI.—Page [171]
Decay of national assemblies under Louis the Débonnair and Charles the Bald.
Definitive predominance of the feudal system at the end of the tenth century.
Cause of this predominance.
Character of feudalism.
No trace of true representative government in France, from the fifth to the tenth century.
Lecture XXII.—Page [177]
Political institutions of the Visigoths.
Peculiar character of Visigothic legislation.
Its authors and its influences.
Destruction and disappearance of the middle class in the Roman empire, at the time of the Barbarian invasion.
History of the Roman municipal system.
Three epochs in that history.
Lecture XXIII.—Page [193]
Of the various social conditions in the Roman Empire, before the final invasion of the Barbarians.
The privileged classes, and curials.
Their obligations, functions, and immunities.
Attributes of the curia as a body.
Of the various municipal magistracies and offices.
Of the Defender in cities.
Comparison of the development of the municipal system, and its relations to the central organization of the State in the Roman Empire and in modern societies.
Lecture XXIV.—Page [206]
Sketch of the history of Spain under the Visigoths.
Condition of Spain under the Roman empire.
Settlement of the Visigoths in the south-west of Gaul.
Euric's collection of the laws of the Visigoths.
Alaric's collection of the laws of the Roman subjects.
Settlement of the Visigoths in Spain.
Conflict between the Catholics and Arians.
Political importance of the Councils of Toledo.
Principal kings of the Visigoths.
Egica collects the Forum judicum.
Fall of the Visigothic monarchy in Spain.
Lecture XXV.—Page [215]
Peculiar character of the legislation of the Visigoths.
Different sorts of laws contained in the Forum judicum.
It was a doctrine as well as a code.
Principles of this doctrine on the origin and nature of power.
Absence of practical guarantees.
Preponderance of the clergy in the legislation of the Visigoths.
True character of the election of the Visigothic kings.
The Visigothic legislation characterized by a spirit of mildness and equity towards all classes of men, and especially towards the slaves.
Philosophical and moral merits of this legislation.
Lecture XXVI.—Page [229]
Central institutions of the Visigothic monarchy.
True character of the Councils of Toledo.
Amount of their political influence.
The Officium palatinum.
Prevalence of Roman maxims and institutions, among the Goths, over Germanic traditions.
Proof of this in the local and central institutions of the Visigoths.
Refutation of the errors of Savigny and the Edinburgh Review on this subject.
Conclusion.
Part II.
Essays Of Representative Government In England, From The Conquest Till The Reign Of The Tudors.
Lecture I.—Page [257]
Subject of the course: the history of the origin and establishment of representative government in Europe.
Different aspects under which history is considered at various epochs.
Poetic history; philosophic history; political history.
Disposition of our time to consider history under these various aspects.
Fundamental principle and essential characteristics of representative government.
Existence of this principle and these characteristics in England at all times.
Lecture II.—Page [270]
Sketch of the History of England, from William the Conqueror to John Lackland (1066-1199).
William the Conqueror (1066-1087).
William Rufus (1087-1100).
Henry I. (1100-1135).
Stephen (1135-1154).
Henry II. (1154-1189).
Constitutions of Clarendon.
Richard Cœur de Lion (1189-1199).
Lecture III.—Page [281]
Anglo-Saxon institutions.
Effects of the Norman Conquest upon Anglo-Saxon institutions.
Effects of the Conquest upon Norman institutions.
Causes which made the Norman Conquest favourable to the establishment of a system of free institutions in England.
Lecture IV.—Page [288]
The English Parliament in the earliest times of the Anglo-Norman Monarchy.
Different names given to the King's Great Council.
Its characteristics.
Its constitution.
Opinions of Whigs and Tories on this subject.
Lecture V.—Page [295]
The Anglo-Norman royalty: its wealth and power.
Comparison of the relative forces of the Crown and of the feudal aristocracy.
Progress of the royal power.
Spirit of association and resistance among the great barons.
Commencement of the struggle between these two political forces.
Lecture VI.—Page [302]
History of English Charters.
Charter of William the Conqueror (1071).
Charter of Henry I. (1101).
Charters of Stephen (1135-1136).
Charter of Henry II. (1154).
Lecture VII.—Page [308]
Charter of John, or the Great Charter (1215).
Three epochs in John's reign.
Formation of a coalition among the barons.
Civil war.
Conference at Runnymead.
Concession of the Great Charter.
Analysis of this Charter.
Its stipulations refer to national rights as well as to those of the barons.
John petitions and obtains from Innocent III. a bull to reverse the Great Charter.
Resistance of the English clergy.
Recommencement of the civil war (October, 1215).
Louis of France, son of Philip Augustus, is appealed to by the barons.
Death of John (October, 1216).
Lecture VIII.—Page [319]
Charters of Henry III.
First Charter of Henry III. (November, 1216).
Louis of France renounces his title to the Crown, and leaves England.
Second Charter of Henry III. (1217).
Forest Charter granted by Henry III. (1217).
Confirmation of Charters (1225).
Revocation of Charters (1227).
New confirmation of Charters (1237).
Continual violation of Charters.
Civil war.
Renewal of Charters (1264).
New confirmation of Charters (1267).
Death of Henry III. (November 16, 1272).
Lecture IX.—Page [325]
Conclusion of the history of Charters under the reign of Edward I.
Political conflict follows civil war.
The king frequently violates the Charters, especially in the matter of imposts.
The barons resist energetically.
Edward gives a definitive confirmation to the Charters (1298-1301).
A bull of Clement V., solicited by Edward I., annuls the Charters.
Its failure.
Death of Edward I. (July 7, 1307)
Lecture X.—Page [334]
Necessity of inquiring into the political sense of the word representation at the time when a representative government began to be formed.
Mistaken theories on this subject.
Rousseau's theory, which denies representation and insists on individual sovereignty.
Theories of writers who attempt to reconcile the principle of representation with that of individual sovereignty.
Erroneousness of the idea that the sovereignty belongs to the majority.
True idea of representation.
Lecture XI.—Page [350]
Formation of a Parliament.
Introduction of county deputies into the Parliament.
Relations of the county deputies to the great barons.
Parliament of Oxford (1258).
Its regulations, termed the Acts of Oxford.
Hesitancy of the county deputies between the great barons and the crown.
Lecture XII.—Page [359]
Struggle between Henry III. and his Parliament.
Arbitration of Saint Louis.
The Earl of Leicester heads the great barons in their struggle with the king.
He is defeated and killed at Evesham (1265).
Admission of deputies from towns and boroughs into Parliament (1264).
Royalist reaction.
Leicester's memory remains popular.
Lecture XIII.—Page [368]
Progress of the Parliament under the reign of Edward I.
Frequent holding of Parliament.
Different composition of Parliaments.
Deputies from the counties and towns were not always present.
Discretionary power of the king in the convocation of barons.
The varying number of county and borough deputies.
Lecture XIV.—Page [377]
Mode of election of the deputies of counties and boroughs.
Who were the electors?
No uniform principle to regulate elections in boroughs and towns.
Voting in public.
Lecture XV.—Page [388]
Philosophical examination of the electoral system in England in the fourteenth century.
The system was the natural result of facts.
Who were the electors?
Four principles which determine the solution of this question.
Lecture XVI.—Page [401]
Subject of the lecture.
Continuation of the philosophical examination of the electoral system in England in the fourteenth century.
Characteristics of the elections.
Examination of the principle of direct or indirect election.
Lecture XVII.—Page [418]
Origin of the division of the English Parliament into two Houses.
Its original constitution.
Reproduction of the classifications of society in the Parliament.
Causes which led the representatives of counties to separate from the barons, and coalesce with the representatives of boroughs.
Effects of this coalition.
Division of the Parliament into two Houses in the fourteenth century.
Lecture XVIII.—Page [425]
Examination of the division of the legislative power into two Houses.
Diversity of ideas on this subject.
Fundamental principle of the philosophic school.
Source of its errors.
Characteristics of the historic school.
Cause of the division of the British Parliament into two Houses.
Derivation of this division from the fundamental principle of representative government.
Its practical merit.
Lecture XIX.—Page [448]
Power and attributes of the British Parliament in the fourteenth century.
At its origin, and subsequent to its complete development, the Parliament retained the name of the Great Council of the kingdom.
Difference between its attributes and its actual power at these two epochs.
Absorption of almost the entire government by the Crown; gradual resumption of its influence by the Parliament.
Lecture XX.—Page [454]
Condition and attributes of the Parliament during the reign of Edward II. (1307-1327).
Empire of favourites.
Struggle of the barons against the favourites.
Aristocratic factions.
Petitions to the king.
Forms of deliberations on this subject.
Deposition of Edward II.
Lecture XXI.—Page [463]
Of petitions during the early times of representative government.
Regulations on the subject.
Transformation of the right of petition possessed by the Houses of Parliament into the right of proposition and initiative.
Petitions ceased to be addressed to the king, and are presented to Parliament.
Origin of the right of inquiry.
Necessity for representative government to be complete.
Artifices and abuses engendered by the right of petition.
Lecture XXII.—Page [476]
Condition of the Parliament under Edward III.
Progress of the power of the Commons.
Their resistance to the king.
Regularity of the convocation of Parliament.
Measures taken for the security of its deliberations.
Division of the Parliament into two Houses.
Speaker of the House of Commons.
Firmness of the House of Commons in maintaining its right to grant taxes.
Accounts given by the government of the collection of the taxes.
Appropriation of the funds granted by Parliament.
Parliamentary legislation.
Difference between statutes and ordinances.
Lecture XXIII.—Page [484]
Continuation of the history of the progress of the Commons House of Parliament during the reign of Edward III.
Their interference in questions of peace and war; and on the internal peace of the kingdom.
Their resistance of the influence of the Pope, and of the national clergy, in temporal affairs.
First efforts of the Commons to repress abuses at elections.
First traces of function of Committees of both Houses to investigate certain questions in common.
Lecture XXIV.—Page [494]
State of the Parliament under Richard II.
Struggle between absolute royalty and parliamentary government.
Origin of the Civil List.
Progress of the responsibility of ministers.
Progress of the returns of the employment of the public revenue.
The Commons encroach upon the government.
Reaction against the sway of the Commons.
Violence and fall of Richard II.
Progress of the essential maxims and practices of representative government.
Lecture XXV.—Page [509]
Summary of the history of the Parliament from the death of Richard II. to the accession of the House of Stuart.
Progress of the forms of procedure, and of the privileges of Parliament.
Liberty of speech in both Houses.
Inviolability of members of Parliament.
Judicial power of the House of Lords.
Decadence of the Parliament during the wars of the Roses, and under the Tudor dynasty.
Causes of this decadence and of the progress of royal authority, from Henry VII. to Elizabeth.
Conclusion.
History Of The Origin Of Representative Government In Europe.
Part I.
Representative Institutions In England, France, And Spain, From The Fifth To The Eleventh Century.
Lecture I.
Simultaneous development of history and civilization.
Two errors in our method of considering the past; proud disdain, or superstitious admiration.
Historic impartiality the vocation of the present age.
Divisions of the history of the political institutions of Europe into four great epochs.
Representative government was the general and natural aim of these institutions.
Object of the course; inquiry into the origin of representative government in France, Spain, and England.
State of mind appropriate to this inquiry.
Views of History.
Gentlemen,—Such is the immensity of human affairs, that, so far from exhibiting superannuation and decay with the progress of time, they seem to gain new youth, and to gird themselves afresh at frequent intervals, in order to appear under aspects hitherto unknown. Not only does each age receive a vocation to devote itself especially to a particular region of inquiry; but the same studies are to each age as a mine but little explored, or as an unknown territory where objects for discovery present themselves at every step. In the study of history this truth is especially apparent. The facts about which history concerns itself neither gain nor lose anything by being handed down from age to age; whatever we have seen in these facts, and whatever we can see, has been contained in them ever since they were originally accomplished; but they never allow themselves to be fully apprehended, nor permit all their meaning to be thoroughly investigated; they have, so to speak, innumerable secrets, which slowly utter themselves after man has become prepared to recognise them. And as everything in man and around him changes, as the point of view from which he considers the facts of history, and the state of mind which he brings to the survey, continually vary, we may speak of the past as changing with the present; unperceived facts reveal themselves in ancient facts; other ideas, other feelings, are called up by the same names and the same narratives; and man thus learns that in the infinitude of space opened to his knowledge, everything remains constantly fresh and inexhaustible, in regard to his ever-active and ever-limited intelligence.
This combined view of the greatness of events and the feebleness of the human mind, never appears so startlingly distinct as upon the occurrence of those extraordinary crises, which, so to speak, entirely delocalize man, and transport him to a different sphere. Such revolutions, it is true, do not unfold themselves in an abrupt and sudden manner. They are conceived and nurtured in the womb of society long before they emerge to the light of day. But the moment arrives beyond which their full accomplishment cannot be delayed, and they then take possession of all that exists in society, transform it, and place everything in an entirely new position; so that if, after such a shock, man looks back upon the history of the past, he can scarcely recognise it. That which he sees, he had never seen before; what he saw once, no longer exists as he saw it; facts rise up before him with unknown faces, and speak to him in a strange language. He sets himself to the examination of them under the guidance of other principles of observation and appreciation. Whether he considers their causes, their nature, or their consequences, unknown prospects open before him on all sides. The actual spectacle remains the same, but it is viewed by another spectator occupying a different place;—to his eyes all is changed.
What marvel is it, gentlemen, if, in this new state of things and of himself, man adopts, as the special objects of his study, questions and facts which connect themselves more immediately with the revolution which has just been accomplished,—if he directs his gaze precisely towards that quarter where the change has been most profound? The grand crises in the life of humanity are not all of the same nature; although they, sooner or later, influence the whole mass of society, they act upon it and approach it, in some respects, from different sides. Sometimes it is by religious ideas, sometimes by political ideas, sometimes by a simple discovery, or a mechanical invention, that the world is ruled and changed. The apparent metamorphosis which the past then undergoes is effected chiefly in that which corresponds to the essential character of the revolution that is actually going forward in the present. Let us imagine, if we can, the light in which the traditions and religious recollections of Paganism must have appeared to the Christians of the first centuries, and then we shall understand the new aspects under which old facts present themselves in those times of renovation, which Providence has invested with a peculiar importance and significance.
Our Historical Position.
Such is, gentlemen, up to a certain point, the position in which we ourselves are placed with regard to that subject which is to come before us in the present course of lectures. It is from the midst of the new political order which has commenced in Europe in our own days that we are about to consider, I do not say naturally, but necessarily, the history of the political institutions of Europe from the foundation of modern states. To descend from this point of view is not in our power. Against our will, and without our knowledge, the ideas which have occupied the present will follow us wherever we go in the study of the past. Vainly should we attempt to escape from the lights which they cast thereupon; those lights will only diffuse themselves around on all sides with more confusion and less utility. We will then frankly accept a position which, in my opinion, is favourable, and certainly inevitable. We attempt to-day, and with good reason, to reconnect what we now are with what we formerly were; we feel the necessity of bringing our habits into association with intelligent feeling, to connect our institutions with our recollections, and, in fine, to gather together the links in that chain of time, which never allows itself to be entirely broken, however violent may be the assaults made upon it. In accordance with the same principles, and guided by the same spirit, we shall not refuse the aid which can be derived from modern ideas and institutions, in order to guide our apprehension and judgment while studying ancient institutions, since we neither can, nor would wish to be separated from our proper selves, any more than we would attempt or desire to isolate ourselves from our forefathers.
Sources of Error.
This study, gentlemen, has been much neglected in our days; and when attempts have been made to revive it, it has been approached with such a strong preoccupation of mind, or with such a determined purpose, that the fruits of our labour have been damaged at the outset. Opinions which are partial and adopted before facts have been fairly examined, not only have the effect of vitiating the rectitude of judgment, but they moreover introduce a deplorable frivolity into researches which we may call material. As soon as the prejudiced mind has collected a few documents and proofs in support of its cherished notion, it is contented, and concludes its inquiry. On the one hand, it beholds in facts that which is not really contained in them; on the other hand, when it believes that the amount of information it already possesses will suffice, it does not seek further knowledge. Now, such has been the force of circumstances and passions among us, that they have disturbed even erudition itself. It has become a party weapon, an instrument of attack or defence; and facts themselves, inflexible and immutable facts, have been by turns invited or repulsed, perverted or mutilated, according to the interest or sentiment in favour of which they were summoned to appear.
In accordance with this prevailing circumstance of our times, two opposite tendencies are observable in those opinions and writings which have passed a verdict on the ancient political institutions of Europe. On the one hand, we see minds so overpowered by the splendour of the new day which has dawned upon mankind, that they see in the generations which preceded, only darkness, disorder, and oppression,—objects either for their indignation or their contempt. Proud disdain of the past has taken possession of these minds,—a disdain which exalts itself into a system. This system has presented all the characteristics of settled impiety. Laws, sentiments, ideas, customs, everything pertaining to our forefathers, it has treated with coldness or scorn. It would seem as if reason, regard for justice, love of liberty, all that makes society dignified and secure, were a discovery of to-day, made by the generation which has last appeared. In thus renouncing its ancestors, this generation forgets that it will soon join them in the tomb, and that in its turn it will leave its inheritance to its children.
Disdain for the Past.
This pride, gentlemen, is not less contrary to the truth of things than fatal to the society which entertains it. Providence does not so unequally deal with the generations of men, as to impoverish some in order that the rest may be lavishly endowed at their expense. It is doubtless true, that virtue and glory are not shared in a uniform degree by different ages; but there is no age which does not possess some legitimate claim upon the respect of its descendants. There is not one which has not borne its part in the grand struggle between good and evil, truth and error, liberty and oppression. And not only has each age maintained this laborious struggle on its own account, but whatever advantage it has been able to gain, it has transmitted to its successors. The superior vantage-ground on which we were born, is a gift to us from our forefathers, who died upon the territory themselves had won by conquest. It is then a blind and culpable ingratitude which affects to despise the days which are gone. We reap the fruits of their labours and sacrifices:—is it too much for us to hallow the memory of those labours, and to render a just recompense for those sacrifices?
If those men who affect, or who actually feel, this irreverent disdain or indifference for ancient times, were better acquainted with these times and their history, they would find themselves constrained to entertain a different opinion. When, in fact, we investigate the cause of this unnatural state of mind, only one explanation can be found. At the moment of grand social reforms, during epochs full of ambition and hope, when important changes are on all sides demanded and necessary, the authority of the past is the one obstacle which opposes itself to all tendency to innovation. The present time seems devoted to errors and abuses, and the wisdom of centuries is appealed to by one party in order to resist the future to which the aspirations of the other party are directed. Accordingly, a kind of blind hatred of the past takes possession of a great number of men. They regard it as making common cause with the enemies of present amelioration, and the weapons employed by these latter confirm this idea in their mind. Gentlemen, the notion is full of falsehood and misapprehension. It is not true that injustice and abuses alone can shelter themselves under the authority of antiquity, that they only are capable of appealing to precedent and experience. Truth, justice, and rectitude, are also graced by venerable titles; and at no period has man allowed them to be proscribed. Take in succession all the moral needs, all the legitimate interests of our society, arrange them in systematic order, and then traverse the history of our country;—you will find them constantly asserted and defended,—all epochs will afford you innumerable proofs of struggles endured, of victories won, of concessions obtained in this holy cause. It has been carried on with different issues, but in no time or place has it been abandoned. There is not a truth or a right which cannot bring forward, from any period of history, monuments to consecrate, and facts to vindicate it. Justice has not retired from the world, even when it finds there least support: it has constantly sought and embraced, both with governments and in the midst of peoples, all opportunities for extending its dominion. It has struggled, protested, waited; and when it has had only glory to bestow upon those who have fought for it, it has bestowed that glory with a liberal hand.
True Value of the Past.
Let us then, gentlemen, reassure ourselves with reference to the study of the past. It contains nothing which ought to alarm the friends of all that is good and true. It is into their hands, on the contrary, and in subservience to interests which are dear to them, that it will ever deposit the authority of antiquity and the lessons of experience.
Undue Veneration of Antiquity.
This unjust contempt for ancient institutions, however, this wild attempt to dissever the present from its connexion with former ages and to begin society afresh, thus delivering it up to all the dangers of a position in which it is deprived of its roots and cast upon the protection of a wisdom which is yet in its infancy, is not an error of which we have been the first to give an example. In one of those ephemeral parliaments which attempted to maintain its existence under the yoke of Cromwell, it was seriously proposed to deliver up to the flames all the archives in the Tower of London, and thus to annihilate the monuments of the existence of England in former ages. These infatuated men wished to abolish the past, flattering themselves that they would then obtain an absolute control over the future. Their design was rejected, and their hope foiled; and very soon England, regaining, with new liberties, respect for all its recollections of the past, entered upon that career of development and prosperity which it has continued up to our times.
Side by side with this infatuation which has induced men, otherwise enlightened, to neglect the study of the ancient institutions of Europe, or only to regard their history with a hasty and supercilious glance, we have seen another infatuation arise, perhaps still more unreasonable and arrogant. Here, as elsewhere, impiety has been the herald of superstition. The past, so despised, so neglected by the one party, has become to the other an object of idolatrous veneration. The former desire that society, mutilating its own being, should disown its former life; the latter would have it return to its cradle, in order to remain there immovable and powerless. And as those lords of the future would in their own wild fancy create out of it, so far as regards government and social order, the most brilliant Utopias, so these, on the other hand, find their Utopia in their dreams of the past. The work might appear more difficult; the field open to the imagination may seem less open, and facts might be expected sometimes to press inconveniently against the conclusions sought. But what will not a preoccupied mind overcome? Plato and Harrington, giving to their thoughts the widest range, had constructed their ideal of a republic; and we, with still more confidence, have constructed our ideal of feudalism, of absolute power, and even of barbarism. Fully organized societies, adorned with freedom and morality, have been conceived and fashioned at leisure, in order thence to be transported into past ages. After having attempted to resolve, according to principles opposed to modern tendencies, the great problem of the harmony between liberty and power, between order and progress, we have required that ancient facts should receive these theories and adapt themselves to them. And since, in the vast number of facts, some are to be found which lend themselves with docility and readiness to the purposes which they are required to serve, the discoverers of this pretended antiquity have not lacked either quotations or proofs which might seem to give it an ascertained and definite existence in the past. Thus, France, after having spent more than five centuries in its struggles to escape from the feudal system, has all at once discovered that it was wrong in liberating itself from this system, for that in this state it possessed true happiness and freedom; and history, which believed itself to be chargeable with so many evils, iniquities, and convulsions, is surprised to learn that it only hands down to us recollections of two or three golden ages.
Progress, the Law of Nature.
There is no necessity for me, gentlemen, to offer any very serious opposition to this fantastic and superstitious adoration of the past. It would hardly have merited even a passing allusion, were it not connected with systems and tendencies in which all society is interested. It is one of the collateral circumstances of the grand struggle which has never ceased to agitate the world. The interests and ideas which have successively taken possession of society have always wished to render it stationary in the position which has given it over to their rule; and when it has escaped from them, it has ever, in so doing, had to withstand those seductive images and influences which these interests have called to their aid. There is no fear that the world will allow itself to be thus ensnared:—progress is the law of its nature; hope, and not regret, is the spring of its movement:—the future alone possesses an attractive virtue. Peoples who have emerged from slavery have always endeavoured by laws to prevent enfranchised man from again falling into servitude. Providence has not been less careful with regard to humanity; and the chains which have not sufficed to confine it, are still less able to resume the grasp which they have lost. But the efforts of a retrograde system have often perverted the study of ancient times. The Emperor Julian saw in the popular fables of Greece a philosophy capable of satisfying those moral necessities which Christianity had come to satisfy, and he demanded that men should see and honour in the history of decayed paganism that which only existed in his dreams. The same demands have been made with as little reason on behalf of the ancient political institutions of Europe. Justice, and justice alone, is due to that which no longer exists, as well as to that which still remains. Respect for the past means neither approbation nor silence for that which is false, culpable, or dangerous. The past deserves no gratitude or consideration from us, except on account of the truth which it has known, and the good which it has aimed at or accomplished. Time has not been endowed with the unhallowed office of consecrating evil or error; on the contrary, it unmasks and consumes them. To spare them because they are ancient, is not to respect the past, but it is to outrage truth, which is older than the world itself.
The Duty of Impartiality.
If I am not mistaken, gentlemen, we are at this time in an especially favourable position for avoiding both of the general errors which I have just described. Perhaps few persons think so; but impartiality, which is the duty of all times, is, in my opinion, the mission of ours:—not that cold and unprofitable impartiality which is the offspring of indifference, but that energetic and fruitful impartiality which is inspired by the vision and admiration of truth. That equal and universal justice, which is now the deepest want of society, is also the ruling idea which is ever foremost in position and influence, wherever the spirit of man is found. Blind prejudices, insincere declamation, are no longer any more acceptable in the world of literature, than are iniquity and violence in the world of politics. They may still have some power to agitate society, but they are not permitted either to satisfy or to govern it. The particular state of our own country strengthens this disposition, or, if you please, this general tendency, of the European mind. We have not lived in that state of repose in which objects appear continually under almost the same aspects, in which the present is so changeless and regular as to present to man's view an horizon that seldom varies, in which old and powerful conventionalisms govern thought as well as life, in which opinions are well nigh habits, and soon become prejudices;—we have been cast not only into new tracks, but these are continually interrupted and diversified. All theories, all practices, are displayed in union or in rivalry before our eyes.
Facts of all kinds have appeared to us under a multitude of aspects. Human nature has been urged impetuously onwards, and laid bare, so to speak, in all the elements of which it is constituted. Affairs and men have all passed from system to system, from combination to combination; and the observer, while himself continually changing his point of view, has been the witness of a spectacle which changed as often as he. Such times, gentlemen, offer but little tranquillity, and prepare tremendous difficulties for those which shall follow them. But they certainly give to minds capable of sustaining their pressure, an independent disposition, and an extended survey, which do not belong to more serene and fortunate periods. The large number, and the unsettled character of the facts which appear before us, widen the range of our ideas; the diversity of trials which all things undergo within so short an interval, teach us to judge them with impartiality; human nature reveals itself in its simplicity, as well as in its wealth. Experience hastens to fulfil its course, and, in some sort, hoards its treasures; in the short space of one life, man sees, experiences, and attempts that which might have sufficed to fill several centuries. This advantage is sufficiently costly, gentlemen, to act at least as an inducement to our reaping it. It does not become us to entertain narrow views and obstinate prejudices; to petrify the form of our judgments by foregone conclusions; in fine, to ignore that diffusion of truth, which has been attested by so many vissicitudes, and which imposes on us the duty of seeking it everywhere, and rendering it homage wherever we meet it, if we would have its sanction to our thoughts, and its aid to our utterance.
Value of Revolutions.
In this spirit, gentlemen, we shall attempt to consider the ancient political institutions of Europe, and to sketch their history. While for this purpose we appropriate such lights as our age can furnish, we shall endeavour to carry with us none of the passions which divide it. We shall not approach past times under the guidance of such impressions belonging to the present, as those whose influence we have just deplored; we shall not address to them those questions which, by their very nature, dictate the answers which they shall receive. I have too much regard for those who listen to me, and for the truth after which I, in common with them, am seeking, to suppose that history can in any sense consent to suppress that which it has asserted, or to utter what is not affirmed by the voice of truth. We must interrogate it freely, and then leave it to full independence.
Study of Political Institutions.
This study, gentlemen, requires a centre to which it may stand in relation,—we must find for so large a number of facts, a bond which may unite and harmonize them. This bond exists in the facts themselves—nothing can be less doubtful. Unity and consecutiveness are not lacking in the moral world, as they are not in the physical. The moral world has, like the system of celestial bodies, its laws and activity; only the secret according to which it acts is more profound, and the human mind has more difficulty in discovering it. We have entered upon this inquiry so late, that events already accomplished may serve us as guides. We have no need to ask of some philosophical hypothesis, itself perhaps uncertain and incomplete, what, in the order of political development, has been the tendency of European civilization. A system which evidently, from a general view of the subject, adheres continually to the same principles, starts from the same necessities, and tends to the same results, manifests or proclaims its presence throughout the whole of Europe. Almost everywhere the representative form of government is demanded, allowed, or established. This fact is, assuredly, neither an accident, nor the symptom of a transient madness. It has certainly its roots in the past political career of the nations, as it has its motives in their present condition. And if, warned by this, we turn our attention to the past, we shall everywhere meet with attempts, more or less successful, either made with a conscious regard to this system so as to produce it naturally, or striving to attain it by the subjugation of contrary forces. England, France, Spain, Portugal, Germany and Sweden, supply us with numerous illustrations of this. If we look to one quarter we shall see these attempts after they have lasted for some time, and assumed an historical consistency; in another, they have hardly commenced before they issue in failure; in a third, they end in a kind of federation of the governments themselves. Their forms are as diverse as their fortunes. England alone continues these struggles without intermission, and enters at last into full enjoyment of their realization.
But everywhere they take their place in history, and influence the destinies of nations. And when at last, no longer finding even the shadow of a representative government on the Continent of Europe, and beholding it only in the parliament of Great Britain, a man of genius inquires into its origin, he says that "this noble system was first found in the woods of Germany," from whence the ancestors of the whole of Europe have all equally proceeded.
Origin of Representative Government.
In this opinion, as will be afterwards seen, I do not agree with Montesquieu; but it is evident, both from ancient facts and from those which we ourselves have witnessed, that the representative form of government has, so to speak, constantly hovered over Europe, ever since the founding of modern states. Its reappearance at so many times and in so many places, is not to be accounted for by the charm of any theory, or the power of any conspiracy. In the endeavour after it, men have often ignored its principles and mistaken its nature, but it has existed in European society as the basis of all its deepest wants and most enduring tendencies; sovereigns have invoked its aid in their hours of difficulty, and nations have ever returned to it during those intervals of prosperity and repose in which the march of civilization has been accelerated. Its most undeveloped efforts have left behind them indelible mementos. Indeed, ever since the birth of modern societies, their condition has been such, that in their institution, in their aspirations, and in the course of their history, the representative form of government, while hardly realized as such by the mind, has constantly loomed more or less distinctly in the distance, as the port at which they must at length arrive, in spite of the storms which scatter them, and the obstacles which confront and oppose their entrance.
We do not then, gentlemen, make an arbitrary choice, but one perfectly natural and necessary, when we make the representative form of government the central idea and aim of our history of the political institutions of Europe. To regard them from this point of view will not only give to our study of them the highest interest, but will enable us rightly to enter into the facts themselves, and truly to appreciate them. We shall then make this form of government the principal object of our consideration. We shall seek it wherever it has been thought to be discernible, wherever it has attempted to gain for itself a footing, wherever it has fully established itself. We shall inquire if it has in reality existed at times and in places where we have been accustomed to look for its germs. Whenever we find any indications of it, however crude and imperfect they may be, we shall inquire how it has been produced, what has been the extent of its power, and what influences have stifled it and arrested its progress. Arriving at last at the country where it has never ceased to consolidate and extend itself, from the thirteenth century to our own times, we shall remain there in order to follow it in its march, to unravel its vicissitudes, to watch the development of the principles and institutions with which it is associated, penetrating into their nature and observing their action,—to study, in a word, the history of the representative system in that country where it really possesses a history which identifies itself with that of the people and their government.
Before undertaking this laborious task, it will be necessary for me, gentlemen, to exhibit before you, in a few words, the chief phases of the political condition of Europe, and the series of the principal systems of institutions through which it has passed. This anticipatory classification,—which is but a general survey of facts which will afterwards reappear before you and bring their own evidence with them,—is necessary, not only in order to clear the way before us in our study, but also to indicate the particular institutions and times which the point of view we have chosen for ourselves especially calls us to consider.
Four Epochs in European History.
The history of the political institutions of Europe divides itself into four general epochs, during which society has been governed according to modes and forms essentially distinct.
The tribes of Germany, in establishing themselves on the Roman soil, carried thither with them their liberty, but none of those institutions by which its exercise is regulated and its permanence guaranteed. Individuals were free,—a free society, however, was not constituted. I will say further, that a society was not then existent. It was only after the conquest, and in consequence of their territorial establishment, that a society really began to be formed either among the conquerors and the conquered, or among the victors themselves. The work was long and difficult. The positions in which they were placed were complicated and precarious, their forces scattered and irregular, the human mind little capable of extensive combinations and foresight. Different systems of institutions, or rather different tendencies, appeared and contended with each other. Individuals, for whom liberty then meant only personal independence and isolation, struggled to preserve it. Those who were strong succeeded in obtaining it, and became powerful;— those who were weak lost it and fell under the yoke of the powerful. The kings, at first only the chiefs of warrior bands, and then the first of the great territorial proprietors, attempted to confirm and extend their power; but simultaneously with them an aristocracy was formed, by the local success of scattered forces and the concentration of properties, which did not allow royalty to establish itself with any vigour or to exert any wide-spread influence. The ancient liberty of the forest, the earliest attempts at monarchical system, the nascent elements of the feudal régime,—such were the powers which were then struggling for preeminence in society. No general political order could establish itself in the midst of this conflict. It lasted till the eleventh century. Then the feudal system had become predominant. The primitive independence and wild equality of individuals had either become merged into a condition of servitude, or had submitted to the hierarchical subordination of feudalism. All central power, whether of kings or of ancient national assemblies, had well nigh disappeared; liberty existed co-ordinately with power; the sovereignty was scattered. This is the first epoch. [Footnote 1]
[Footnote 1: On this see Guizot's History of Civilization in France. Lectures vii and viii.]
The Feudal System
The second epoch is that of the feudal system. Three essential characteristics belong to it; 1st. The reduction of the mass of the people to slavery or a condition bordering thereon: 2nd. The hierarchical and federative organization of the feudal aristocracy, extending in its application both to persons and lands: 3rd. The almost entire dissolution of the sovereignty, which then devolved on every feudal proprietor capable of exercising and defending it; from whence resulted the feebleness of the royal power and the destruction of monarchical unity, which disappeared almost as completely as national unity. This system prevailed until the thirteenth century.
Progress Of Monarchical Power.
Then commenced a new epoch. The feudal lord, already possessed of royal power, aspired after royal dignity. A portion of the inhabitants of the territory, having regained somewhat of the power they had lost, longed to become free. The feudal aristocracy was attacked on the one hand by the enfranchisement of the townsmen and tenants, on the other hand by the extension of the royal power. Sovereignty tended to concentration, liberty to diffusion;—national unity began to shape itself at the same time as monarchical unity appeared. This was at once indicated and promoted by attempts after a representative form of government, which were made and renewed during nearly three centuries, wherever the feudal system fell into decay, or the monarchical system prevailed. But soon sovereigns also began almost everywhere to distrust it in their turn. They could not behold with indifference that sovereignty, which after having been long diffused had been regained and concentrated by their efforts, now again divided at its very centre. Besides, the people were deficient alike in such strength and knowledge as would enable them to continue, on the one hand, against the feudal system, a struggle which had not yet ceased, and to sustain, on the other hand, a new struggle against the central power. It was evident that the times were not fully matured; that society, which had not thoroughly emerged from that condition of servitude which had been the successor of social chaos, was neither so firmly consolidated nor so mentally disciplined as to be able to secure at once order by the equitable administration of power, and liberty by the safeguards of large and influential public institutions. The efforts after representative government became more occasional and feeble, and at length disappeared. One country alone guarded and defended it, and advanced from one struggle to another, till it succeeded. In other places, the purely monarchical system prevailed. This result was accomplished in the sixteenth century.
The fourth epoch has lasted from that time to our own days. It is chiefly marked in England by the progress of the representative system; on the Continent, by the development of the purely monarchical system, with which are associated local privileges, judicial institutions which exercise a powerful influence on political order, and some remnants of those assemblies which, in epochs anterior to the present, appeared under a more general form, but which now confine themselves to certain provinces, and are almost exclusively occupied with administrative functions. Under this system, though political liberty is no longer met with, barbarism and feudalism finally disappear before absolute power; interior order, the reconciliation of different classes, civil justice, public resources and information, make rapid progress;—nations become enlightened and prosperous, and their prosperity, material as well as moral, excites in them juster apprehensions of, and more earnest longings for, that representative system which they had sought in times when they possessed neither the knowledge nor the power requisite for its exercise and preservation.
Subject Of These Lectures.
This short epitome of facts has already indicated to you, gentlemen, the epochs towards which our studies will be principally directed. The objects of our search are the political institutions of various peoples. The representative system is that around which our researches will centre. Wherever, then, we do not meet with those general institutions, under the empire of which people unite themselves, and which demand the manifestation of general society in its government,—wherever we perceive no trace of the representative system, and no direct effort to produce it,—there we shall not linger. All forms and conditions of society present rich and curious subjects for observation; but in this inexhaustible series of facts we must choose only those which have a strict relation to one another, and a direct interest for us. The second and the fourth epochs therefore, that is to say, feudalism and absolute power, will occupy us but little. We shall only speak of them so far as a consideration of them is necessary to connect and explain the periods which will more directly claim our attention. I purpose to study with you the first and the third epochs, and the fourth, so far as it relates to England.
The first epoch, which shows us the German people establishing themselves on Roman soil—the struggle of their primitive institutions, or rather of their customs and habits, against the natural results of their new position,—in fine, the throes attending the earliest formation of modern nations,—has especial claims on our notice. I believe that, so far as regards political institutions, this time possessed nothing which deserves the name; but all the elements were there, in existence and commotion, as in the chaos which precedes creation. It is for us to watch this process, under which governments and peoples came into being. It is for us to ascertain whether, as has been asserted, public liberty and the representative system were actually there, whence some symptoms announced that they might one day emerge. When, in the third epoch, we see the feudal system being dissolved,—when we watch the first movements towards a representative government appear at the same time with the efforts of a central power which aims at becoming general and organized,—we shall recognize here, without difficulty, a subject which immediately belongs to us. We shall seek to learn what societies were then aroused, and by what means they have sought for trustworthy institutions, which might guarantee the continuance at once of order and of liberty. And when we have seen their hopes deceived by the calamities of the times, when we have detected in the vices of the social state, far more than in the influence of any disorderly or perverse desires, the causes of the ill-success of these magnanimous attempts, we shall be brought by our subject into the very midst of that people, then treated more leniently by fortune, which has paid dearly for free institutions, but which has guarded them to the last when they perished everywhere else, and which, while preserving and developing them for itself, has offered to other nations, if not a model, yet certainly an example.
Limits Of The Inquiry.
It would be a small matter for us, gentlemen, thus to limit the field of our inquiries so far as epochs are concerned, if we did not also assign some boundaries in respect to place. The inquiry would be too large and protracted were we to follow the course of political institutions throughout the whole of Europe, according to the plan I have just indicated. Moreover, the diversity of events and conditions has been so great in Europe, that, notwithstanding certain general characteristics and certain philosophical results which the facts everywhere present, they very often resist all the attempts we may make to bring them under any uniform guiding principle.
In vain do we strive to collect them together under the same horizon, or to force them into the same channel; ever do they release themselves from our grasp in order to assume elsewhere the place assigned to them by truth. We should therefore be compelled either to limit ourselves to generalities yielding but little instruction to those who have not sounded all their depths, or else continually to interrupt the course of our inquiry, in order to rove from one people to another with an attention which would be continually distracted and soon wearied. It will be more profitable for us to take a narrower range. England, France, and Spain, will supply us with abundant materials for our undertaking. In these countries we shall study political institutions under the different phases and in the various epochs which I have just exhibited before you. There we shall find that these epochs are more clearly defined, and that the chief facts which characterize them appear under more complete and simple forms. In France and Spain, moreover, the general attempts after a representative government, made in the thirteenth, fourteenth, and fifteenth centuries, assumed a more definite shape. We are therefore dissuaded by a variety of considerations from carrying our steps beyond these limits. Our researches will thereby gain both in interest and in solidity.
Interest Of The Subject.
This interest, gentlemen, I must say at the outset, is not that merely which attaches itself to human affairs, which are ever attractive to man, however trivial may be the attention which he bestows upon them. The study of the ancient political institutions of Europe demands serious and assiduous effort. I am here to share this with you, not to undertake it for you. I shall be frequently obliged to enter into details, which may appear dry at first, but which are important because of the results to which they lead. I shall not content myself with merely presenting before you these results as a general expression of facts; I shall feel called upon to put you in possession of the facts themselves. The truths which they contain must be seen by yourselves to proceed naturally from them, and must not be allowed a final lodgment in your minds except as they are fortified by such evidence as can establish them.
Difficulty Of Attaining Truth.
Gentlemen, it is to be borne in mind that truth, wheresoever we may seek it, is not easy of access. We must dig deep for it, as for precious metals, before we find it; we must not shrink from the difficulties, nor from the long duration of the enterprise. It only surrenders itself to resolute and patient endeavour. And not only on behalf of our peculiar study do I urge upon you that you should never allow yourselves to be baffled by the fatigue attendant upon some portions of the work;—a more elevated motive, a more comprehensive claim, gives you this advice. Thrasea, when dying, said to his son-in-law, Helvidius Priscus, "Observe, young man: thou art living in times when it is well that the spirit should become fortified by such a scene as this; and learn how a brave man can die." Thankful should we be to Heaven that such lessons as these are not now required by us, and that the future does not demand such hard discipline in order that we may be prepared to meet it. But the free institutions which we are called upon to receive and maintain—these demand of us, from our earliest youth, those habits of laborious and patient application which will constitute our fittest preparation. They require that we should, among our first lessons, learn not to shrink either from the pain, or from the length and arduousness of duty. If our destiny is to be sublime, our studies must be severe. Liberty is not a treasure which can be acquired or defended by those who set a disproportionate value on personal ease and gratification; and if ever man attains it after having toiled for it under the influence merely of luxurious or impatient feelings, it denies to him those honours and advantages which he expected to gain from its possession. It was the error of the preceding age that, while it aimed at urging the minds of men into a wider and more active career, it yet fostered the impression that all was then to become easy, that study would be transformed into amusement, and that obstacles were removed from the first steps of a life that was to issue in something great and impressive. The effeminate weakness of such sentiments were relics of the feebleness of times when liberty did not exist. We who live in the present day, know that freedom requires from the man who would enjoy it a sterner exercise of his powers. We know that it allows neither indolence of soul nor fickleness of mind, and that those generations which devote their youth to laborious study can alone secure liberty for their manhood.
Necessity Of Hard Study.
You will find, gentlemen, as you watch the development of the political institutions of Europe, that the experience of all ages confirms this of our own. You will not find that those grand designs that have been formed for the promotion of truth, justice, and progress, have ever emanated from the abode of sloth, of frivolity, and antipathy to all that demands labour and patience. As you trace back such enterprises to their source, you will always find there, serious aspect and grave determination, existing, so to speak, in their early life. Only by men formed in this mould have public laws and liberties been defended. They have, according as the wants of their age impelled them, resisted disorder or oppression. In the gravity of their own life and thoughts they have found a true measure of their own dignity, and, in their own, of the dignity of humanity. And, gentlemen, do not doubt, in following their example, of achieving also their success. You will soon become convinced that, in spite of the tests to which it has been exposed, our age is not among the most unrestrained that have existed. You will see that patriotism, a respect for law and order, a reverence for all that is just and sacred, have often been purchased at a far heavier price, and have called for severer self-denial. You will find that there is as much feebleness as ingratitude in the disposition that is intimidated and discouraged by the sight of obstacles which still present themselves, when obstacles of a far more formidable character have not wearied the resolution of noble men of former times. And thus, while early exercising your minds in all those habits which will prepare man for the duties of an exalted destiny, you will meet with nothing that will not continually deepen your attachment to your age and to your country.
Characteristics Of The Present Time.
So far as I myself am concerned, may I be allowed, gentlemen, in entering with you to-day upon the study of the ancient political institutions of Europe, to congratulate myself on being able to approach the subject with the liberty that is suitable to it. It was in works of a similar character that I commenced my intellectual life. But at that time the public exposition of such facts and of the ideas related to them, was hardly permitted.
Power had arrived at that condition in which it fears equally any representation of the oppression of peoples, and of their efforts to obtain liberty; as if it must necessarily meet in these two series of historical reminiscences at once the condemnation of its past acts, and the prediction of its future perils. We are no longer in this deplorable position; the institutions which France has received from its sovereign have liberated at once the present and the past. Such is the moral strength possessed by a legitimate and constitutional monarchy, that it trembles neither at the recitals of history nor at the criticisms of reason. It is based upon truth,—and truth is consequently neither hostile nor dangerous to it. Wherever all the wants of society are recognised, and all its rights give each other mutual sanction and support, facts present only lessons of utility, and no longer hint at unwelcome allusions. The volume of history can now be spread out before us; and wherever we find the coincidence of legitimacy and constitutional order, we shall behold the prosperity both of governments and of peoples—the dignity of power ennobled and sustained by the dignity of obedience. In all positions, and however great may be the interval which separates them, we shall see man rendering honour to man; we shall see authority and liberty mutually regarding one another with that consideration and respect which can alone unite them in lasting connexion and guarantee their continued harmony. Let us congratulate ourselves, gentlemen, that we are living at a time in which this tutelary alliance has become a necessity,—in which force without justice could only be an ephemeral power. The times to which we shall direct our attention experienced a harder lot; they more than once beheld despotism root itself deeply in its position, and at the same time saw injustice assert its claim to a lasting rule. We, gentlemen, who have seen so many and diversified forms of oppression,—we have seen them all fall into decay. Neither their most furious violence, nor their most imposing lustre, have sufficed to preserve them from the corruption that is inherent in their nature; and we have at length entered upon an order of things which admits neither the oppression of force which usurps power, nor that of anarchy which destroys it.
Conclusion.
Let us, gentlemen, reap all the advantages connected with such an order:—let us show our respect for the distinguished author of this Charter by approving ourselves worthy of receiving, and capable of employing, the noble institutions which he has founded. Our gratitude can offer no purer homage.
Lecture II.
General character of political institutions in Europe, from the fourth to the eleventh century.
Political sterility of the Roman Empire.
Progress of the Germanic invasions.
Sketch of the history of the Anglo-Saxons
Fall Of The Roman Empire.
I have divided the history of the political institutions of modern Europe into four great epochs, the first of which extends from the fourth to the eleventh century. This long interval was required to introduce a little light and fixity into the changeful chaos of those new empires which the successive invasions of the Roman territory by the barbarians had called into being, and whence issued those mighty states whose destiny constitutes the history of modern Europe. The essential characteristics of this epoch are: the conflict and fusion of Germanic customs with Roman institutions, the attempt to establish monarchical government, and the formation of the feudal regime. No general system of political institutions then existed; no great dominant influence can be discerned; all was local, individual, confused, obscure. A multitude of principles and forces, mingling and acting (as it were) by chance, were engaged in conflict to resolve a question of which men were completely ignorant, and the secret of which God alone possessed. This question was: What form of government would issue from all these different elements, brought so violently into contact with each other. Five centuries elapsed before the question was decided, and then feudalism was the social state of Europe.
Causes Of Its Decay.
Before entering, however, upon the history of institutions, let me say a few words upon the progress of the fall of the Roman Empire, and of the invasions of the barbarians.
From the accession of Augustus to the death of Theodosius the Great, the Roman Empire, in spite of its greatness, presents a general character of impotence and sterility. Its institutions, its government, its philosophy, its literature, indeed everything connected with it, bears this sad impress; even the minds of its most illustrious citizens were confined to a circle of antiquated ideas, and wasted in vain regrets for the virtues and glories of the Republic. The fermentation of new ideas produces no decadence; but when, in a great empire, society, feeling itself oppressed and diseased, can conceive no new hopes, no grand ideas,—when, instead of pressing onwards towards the future, it invokes only the recollections and images of the past,—then there is a real decline; it matters not how long the state is in falling, its ruin is thenceforward continuous and inevitable. The fall of the Roman Empire occupied fifteen centuries; and for fifteen centuries it continued to decline, until its downfall was consummated by the capture of Constantinople by the Turks. During this long period, no new idea, no regenerative principle, was employed to reinvigorate the life of the government; it was sustained by its own mass. Towards the end of the third century, when the universal servitude seemed to be most firmly established, imperial despotism began to feel the precariousness of its position, and the necessity for organization. Diocletian created a vast system of administration. Throughout this immense machine, he established underworks in harmony with the principle of his government; he regulated the action of the central power in the provinces, and surrounded himself with a brilliant and puissant court: but he did not rekindle the moral life of the Empire; he merely organized more perfectly a material resistance to the principles of destruction which were undermining it; and it was with this organization that, first in the West as well as in the East, and afterwards in the East alone, the Empire was able to struggle on, from the fourth to the fifteenth century. Theodosius the Great, who died in 395, was the last emperor who tightly held and skilfully managed the heterogeneous bundle of the Roman power. He was truly a great man; for great men appear in disgraceful times, as well as in times of success; and Theodosius was still the master of the Roman world. As soon as he was dead, the dissolution broke out, under his sons Honorius and Arcadius.[Footnote 2]
[Footnote 2: Honorius succeeded peaceably to the sovereignty of the West, which he had received from his father in the preceding year; while his elder brother Arcadius obtained possession of the East.]
Abandonment Of Its Colonies.
There was now no real unity or central force in the government; Rome gradually abandoned her provinces—Great Britain, Armorica, [Footnote 3] and Narbonnese Gaul. [Footnote 4]
[Footnote 3: The country on the north-west coast of Gaul, from the Loire to the Seine.]
[Footnote 4: The Roman province in the south of Gaul, so called from its chief city, Narbo or Narbonne; Cæsar calls it simply Provincia, and hence comes the modern name of Provence.]
Honorius informed the Britons that he should govern them no longer; and directed the inhabitants of Narbonnese Gaul to elect deputies to meet at Arles, and take upon themselves the government of their country. The Empire had become a body destitute of sap and vigour; and in order to prolong the life of the trunk, it was necessary to lop off the branches. But, although despotism was withdrawn from these provinces, servitude remained. It is not easy to return at once to liberty and to political life; and these people, cast upon their own resources, were unable to defend themselves. Great Britain, though more populous than the north of Scotland, was unable to repel a few hordes of Picts and Scots, who, every month, descended from their mountainous abodes, and ravaged the British territory. The Britons besought the Emperor's assistance, and he sent them a legion, which had no difficulty in overcoming enemies who fled before it; but it was soon withdrawn. After its departure, the incursions recommenced, and Britain again implored the Emperor's aid. Honorius sent another legion; but told the suppliants that they must provide for themselves in future, for he would send them no more soldiers. The victorious legion left the country to return no more, and Britain, assailed on all sides by bands of barbarians, exhausted its energies in vain entreaties for deliverance. There still exists a letter, entitled Gemitus Britannûm, in which the unfortunate inhabitants of that country depict their deplorable condition to Ætius, the Patrician of Gaul. "The barbarians," they wrote, "drive us to the sea, and the sea drives us back to the barbarians; so that, between the two, we must be either slaughtered or drowned." With patriotic susceptibility, some English writers—among others Mr. Sharon Turner, in his History of the Anglo-Saxons, [Footnote 5] —have cast doubts upon the authenticity of this letter, as if the honour of England were at all involved in the weaknesses of the Britons of the fourth century.
[Footnote 5: Turner's History of the Anglo-Saxons, vol. i., pp. 180-181.]
However this may be, and whether his aid were besought or not, the Emperor had other matters to attend to, and left the Britons to themselves. He abandoned, in like manner, Narbonnese Gaul and Armorica. This last province, which was less corrupted by the influence of Roman civilization, displayed greater energy than the other two. It took measures for its own defence, by forming a kind of federative league against maritime invasions. Spain, which was also deserted, endeavoured to maintain itself in the same manner against attacks of the same nature; but acted with little vigour, and met with small success. In Great Britain, as well as in Gaul, the Roman government had destroyed the energy of their native independence, and had substituted in its stead nothing but its own artificial and despotic organization. When the Romans withdrew, the children of the Gauls, inhabiting Roman cities, were incapable alike of self-government or self-defence, and fell an easy prey to a few bands of foreign marauders, who had come in search of booty and adventures. Let us briefly glance at the progress of their conquests.
Invasions Of The Germans.
No determinate epoch can be accurately assigned to the first invasions of the Germans. In all ages, their hordes were wont to descend from their forest-fastnesses into countries less wild and more cultivated than their own. Among their early irruptions, the first regarding which we have any precise historical information is that of the Cimbri and Teutones, who, three hundred thousand in number, ravaged Italy during the time of Marius. [Footnote 6]
[Footnote 6: In B.C. 113-101. Marius finally defeated the Teutones at Aix, in the year 102; and the Cimbri, near Vercelli, in the year 101.]
From the age of Augustus to the fifth century, these invasions continued, but were very unequal in importance. Bands of men, unable to find means of subsistence in their own country, entered the imperial territory, and pillaged as they went; their fate was decided by the event of a battle; they were dispersed or annihilated by a defeat, or, if victorious, they took possession of some district which pleased them. Frequently, also, they settled in the country by the consent of the emperors. In the third century, Probus received three or four thousand Franks into Auvergne.
Foundation Of Barbarian Kingdoms.
A band of Alans took up their residence in the neighbourhood of Orleans; there was a colony of Goths in Thrace, and another of Vandals in Lorraine. Those of the barbarian warriors who preferred war and pillage to a fixed habitation, entered the Roman armies. Their chieftains became generals, and even supplied the imperial court with ministers of state. Thus the barbarians were everywhere settled in the country, serving in the armies, surrounding the person of the prince; formidable allies, whose assistance the weakness of the empire was forced to accept, and who were destined to increase in power and influence in proportion as the imperial power decayed.
As soon as the Roman government, by abandoning several of its provinces, proclaimed its inability to maintain its own integrity, the question was decided,—the empire passed to the Germans. During the interval which elapsed between the beginning of the fifth and the end of the sixth century, they founded eight great monarchies, some of which were established by force, whilst others received the partial assent of the emperors.
In 409, the Vandals, Alans, and Suevi, after having ravaged Gaul, and crossed the Pyrenees, founded by armed force, in Spain, three monarchies, which were speedily incorporated into one; and this one, in its turn, was, ere long, destroyed by the Visigoths.
In 429, the Vandals passed from Spain into Africa, and founded a monarchy, which was overthrown by Belisarius.
In 414, the Burgundians founded a kingdom in Gaul, with the consent of the emperors.
In 416, the Visigoths penetrated into Southern Gaul, where they founded the kingdom of Aquitaine; and entered by the north-east into Spain, where they settled, after having destroyed the monarchy of the Suevi.
In 450, the Saxons, led by Hengist and Horsa, invaded Great Britain, and founded the Saxon Heptarchy.
In 476, the Heruli, under the command of Odoacer, founded a monarchy in Italy.
In 481, the Franks, with Clovis at their head, established themselves in Gaul.
In 568, the Lombards, under the command of Alboin, conquered Italy in their turn, and founded a monarchy.
Power Of The Emperors.
I do not propose to write the history of these monarchies; but I shall endeavour to delineate their leading institutions and their social condition. In the first place, however, I shall say a few words on the method of their foundation. We must not suppose that there was, in every instance, a cession or complete abandonment of sovereignty by the Roman empire. The residence of a barbarian chieftain in the country was recognised as a fact. He continued to command his own warriors, but no legal authority was granted him over the old inhabitants. The cities long maintained their connexion with Rome; several of them remained municipalities, and continued to appoint their own magistrates. Several towns in Spain, while the country was under the dominion of the Visigoths, received their civic rulers from Constantinople. The emperors, though daily despoiled of some new territory, nevertheless retained, in almost every quarter, an appearance of empire. Thus we find them conferring on the Frankish kings the titles of Patrician of Gaul, and of Consul. This was their protest against the invasion. In scarcely any case was there a transference of sovereign rights. Societies, when abandoned by their government, either received a new one at the hands of the victor, or endeavoured to create one for themselves.
The Anglo-Saxons.
Among these rising states, I shall first refer to the Anglo-Saxons; then I shall pass on to the Franks; and, finally, to the Visigoths in Spain. I have selected these three nations, because, among them, the institutions of this period are most distinctly marked. The Anglo-Saxons, especially, were placed in a position most favourable for this rapid and complete development. Not only were they more isolated than other peoples; they were also less disturbed by continual invasions of a formidable character. They soon became sole masters of the country. The Britons were almost exterminated; some of them retired into Cornwall, Wales, and Armorica; the others were dispersed, or reduced to servitude. The Anglo-Saxons, moreover, were less under the influence of the old Roman institutions. Among modern nations, they are the people who, so to speak, have lived most upon their own resources, and given birth to their own civilization. This character is discernible in their whole history, and even in their literature. The Greek and Latin classics have produced but little effect upon them; primitive and national customs have maintained their sway in England, and received an almost unmixed development. Among the Franks and Visigoths, the old Germanic national assemblies were either suspended for a long period, or entirely transformed; among the Anglo-Saxons, they never ceased; year after year, they occurred to perpetuate ancient recollections, and to exert a direct influence upon the government. It was, then, among the Anglo-Saxons, that, from the fifth to the eleventh century, institutions received the most natural and complete development. This fact has induced me to commence our studies with their history.
Let me briefly refer to the events which occurred during the period of the Anglo-Saxon Heptarchy. From 426 to 450, the Britons, left to themselves, struggled as they could against the inhabitants of the north of Scotland. In 449, some Saxons from the banks of the Elbe disembarked upon the island. This descent was neither novel nor unforeseen. It was a fact so ancient, that the Roman emperors had appointed a magistrate—comes littoris Saxonici—whose special duty it was to provide for the defence of the coast. It is affirmed, and Hume has repeated the statement, that this Saxon expedition had been summoned by Vortigern, who was then chief of the Britons, to assist him against the Picts and Scots. This appears to me neither natural nor probable; and I find in the chronicler Nennius, a passage which completely disproves the assertion: "Meanwhile," he says, "there arrived from Germany three vessels full of Saxon exiles." [Footnote 7] They came therefore spontaneously, according to their custom. The Britons, reduced to extremities by their untiring enemies, the Picts and Scots, endeavoured at first to use the Saxons against them. But the new-comers quickly discovered their strength, attempted the conquest of the country which they had promised to defend, and succeeded in their attempt. The Britons resisted, and even displayed somewhat of the energy of their ancestors, under King Arthur and other leaders. A long time elapsed before they were finally subjugated or expelled. During the period from 455 to 582, the Saxons founded the seven or eight kingdoms which, composed the Heptarchy, or the Octarchy, as Mr. Sharon Turner maintains. [Footnote 8]
[Footnote 7: Nennius, cap. 31.]
[Footnote 8: History of the Anglo-Saxons, vol. i. p. 320.]
The kingdom of Kent was the first, founded by Hengist. The others were the kingdoms of Sussex, Wessex, Essex, Northumberland (or Bernicia and Deira), East Anglia, and Mercia. This division continued until the year 800. At that time, Egbert, King of Wessex, attempted to subjugate the other kingdoms, and succeeded in reducing five under his sway; but Northumberland and Mercia continued separate, though subordinate kingdoms, until the end of the ninth century.
Reign Of King Alfred.
It was at this period that the Danes and Normans made their way into England: they long contested the possession of the country with the Saxons; and, at the accession of Alfred, the last new-comers held sway almost all over the land. You are all acquainted with the history of this monarch, the greatest of the kings of England. In the marshes where he had been compelled to seek refuge from the pursuit of his enemies, he formed his plans for the deliverance of his country. Disguised as a harper, he entered the Danish camp for the purpose of learning the amount of their forces; and finally reconquered his kingdom, after a protracted struggle. Restored thus to his throne, Alfred laid the foundation of English institutions, or rather, he reduced them to order, and gave them authority. It is the custom, however, to date their origin from him; and his reign is an era in English legislation. Alfred is a glorious instance of a truth exemplified by Gustavus Vasa and Henry IV. of France in later times, namely, that the greatest princes are those who, though born to the throne, are nevertheless obliged to conquer its possession. To their acknowledged right they thus join ample proof of their merit. They have lived as common individuals in the midst of their people; and have thus become better men and better kings.
After the death of Alfred, the Danes, whose conquests had been suspended only by the victories of that prince, gained possession of England. Canute the Great took possession of the throne; but he reigned with moderation, and did not change the laws of the country. This wisdom on the part of the conqueror mitigated the animosity of the vanquished; and the Danes and Saxons agreed so well together, that, not long after the death of Canute the Great, the old dynasty re-ascended the throne. Edward the Confessor collected together the old Saxon laws; on this account, he is still respected in England as a national legislator. But the collection of laws which now exists under his name was not made by him; that which he composed has unfortunately been lost.
The Norman Conquest.
During the reign of Edward the Confessor, a striking exemplification was given of the power of some of the nobles, who were in fact, if not in right, rivals of their monarch. Earl Godwin was so powerful that he, so to speak, allowed Edward to ascend the throne, on condition that he should marry his daughter. At his death, his son Harold succeeded him, and increased his authority. Harold's influence extended all over the kingdom, and he only awaited the king's death to take possession of the crown. When Edward died, Harold naturally succeeded to throne. No one in England contested his usurpation. But William the Bastard, Duke of Normandy, one of his distant relations, alleged that Edward had bequeathed the crown to him by will. He crossed the sea to maintain his pretended rights, and, on the 14th of October, 1066, he gave battle to Harold, at Hastings. Harold was left dead on the field. William the Conqueror introduced into England the feudal institutions which were then in full vigour in Normandy. The reciprocal relations of persons might have conduced, in England, to the establishment of this system, and had prepared the way for it; but the legal and hierarchical subordination of land had not yet taken firm hold in that country. The conquest of William of Normandy disturbed the natural course of the old Anglo-Saxon institutions, and mingled therewith foreign elements which had already been developed, among the Normans, by their position in Gaul, in the midst of Roman cities, and a Roman population. We shall presently see what decisive influence this circumstance exerted over the political development of England.
Lecture III.
Subject of the lecture.
A knowledge of the state of persons necessary to the proper study of institutions.
Essential difference between antiquity and modern societies, as regards the classification of social conditions.
State of persons among the Anglo-Saxons.
Thanes and Ceorls.
Central and local institutions.
Predominance of the latter among the Anglo-Saxons.
Its cause
Anglo-Saxon Institutions.
In my preceding lecture, I gave a general outline of the decay of the Roman empire, and of the progress of the barbarian invasions; and I enumerated the principal events in the history of the Anglo-Saxons in England. I now come to their institutions, which form the subject of my present lecture.
When we are about to speak of the institutions of a country at any given period, we must first understand what was the state of persons in that country at that period; for words are very deceptive. History, when speaking of the English nation or the Spanish nation, comprises under that name all the individuals who inhabit the country; but when we examine into the real state of the case, we quickly discover that the facts which history applies to an entire country, actually belong only to a very small section of its inhabitants. It is the work of civilization to raise up, from time to time, a greater number of men to take an active part in the great events which agitate the society of which they are members. As civilization advances, it reaches new classes of individuals, and gives them a place in history. The different conditions of society thus tend, not to confusion, but to arrangement, under different forms and in different degrees, in that superior region of society by which history is made.
The first question to be solved, then, is that of the state of persons; we must precisely understand which are those classes that really figure in history. Then will occur this other question: What are the institutions in accordance with which that political nation acts, which alone furnishes subject-matter for history?
When we address the first question to antiquity, we find, as in Modern Europe, one great classification: freemen and slaves. But there is this difference that, in antiquity, slavery continued stationary and immutable. Its unchangeableness in this particular, was one of the principal characteristics of ancient civilization. Individuals were emancipated; but the great mass of slaves remained in bondage, everlastingly condemned to the same social nonentity. In Modern Europe, social conditions have been in a state of perpetual fluctuation; numerous masses of men have fallen into slavery, while others have emerged therefrom; and this alternation of liberty and servitude is a novel and important fact in the history of civilization.
Thanes And Ceorls.
What was the condition of persons among the Anglo-Saxons? Here, as elsewhere, we at first perceive the two great divisions of freemen and slaves. The freemen, who are the only active elements in history, were divided into two classes, thanes and ceorls. The thanes were the proprietors of the soil, which was entirely at their disposal: hence the origin of freehold tenure. The ceorls were men personally free, but possessing no landed property. The thanes were subdivided into two classes; king's thanes, and inferior thanes. This distinction is not merely a historical fact; the laws recognize these two divisions. The composition for the life of a king's thane was twelve hundred shillings, while for that of an inferior thane it was only six hundred. Here, as in other states which came into existence at this epoch, punishment was made proportionate, not only to the gravity of the offence, but also to the rank of the person injured. By the substitution of an indemnity for retaliation, a step was taken by these peoples towards social justice. Early ideas of justice inflict evil for evil, injury for injury; but the highest point of its perfection is that decision of society which, embodying supreme reason and power, judges the actions of men accused of crimes, and acquits or condemns them in the name of the Eternal Justice. In the sixth century, society did not inflict punishment; life, like everything else, had its price; and this price was shared between the family of the dead man, the king, and the judge. The penalty of crime was as yet only the price paid for the renunciation of the right of revenge which belonged to every free man. Individuals who were injured, either in the possession of their goods, or in the life of their relatives, received a fixed composition from the guilty person.
Different Classes Of Thanes.
I have pointed out the legal distinction which subsisted between the king's thanes and the inferior thanes; but when we seek to discover what constituted the real difference of their condition, we find that this difference was very vague, and belonged to the time when they all led a nomadic life, rather than to their settled agricultural existence. In Germany, or on leaving Germany, bands, more or less numerous, united themselves to the company of some particular chief or king. After the conquest of a country, those chiefs who were nearest the king found themselves in a most favourable position for becoming large landed proprietors. These were called king's thanes, because they belonged to the royal band. But there was nothing to separate them essentially from the other thanes. To be a king's thane, it was necessary to possess about forty or fifty hides of land. [Footnote 9]
[Footnote 9: A hide of land was about 120 acres.]
Bishops and abbots were admitted into this class. The inferior thanes were proprietors possessing less land, but able to dispose just as freely of their property as the king's thanes. Some writers have asserted that the king's thanes were the nobles, and that the others were simple freemen. An attentive examination of Anglo-Saxon institutions will prove that there was no such difference of position and rights between the two classes. It is a great error to expect to meet with clearly defined ranks and conditions, at the origin of society. Some writers, however, pretend to discover at the outset what time alone can introduce. We meet with no nobility, constituting a superior social condition, with recognized privileges: we perceive only the causes which will progressively form a nobility, that is, will introduce inequality of power and the empire of the strong. The formation of a class of nobles has been the work of ages. An actual superiority, transmitted from father to son, has gradually assumed the form and characteristics of a right. When societies have not been long in existence, we do not find in them social conditions thus distinctly marked, and the royal family is the only one that can, with any reason, be termed noble. It generally derives its title from some religious filiation; for instance, among nearly all the peoples of the north, in Denmark, in Norway, and in England, the kings descended from Odin; and their divine origin gave high sanction to their power.
Their Mutual Relations.
Other writers have held that the relations which subsisted between the king's thanes and the inferior thanes were of a different nature, corresponding to the feudal relations of lords and vassals. The king's thanes, they say, were vassals of the king; the inferior thanes were vassals of the king's vassals. We may certainly discover, in the connection of these two classes of men, some of the characteristics of feudalism. But feudalism, such as was established on the Continent as well as in England, after the conquest by William of Normandy, consisted essentially in the simultaneous hierarchy of lands and persons. Such were not the rudiments of feudalism discernible among the Anglo-Saxons. As yet, the only hierarchy existing among them was of persons. All the thanes held their lands in an equally free and independent manner. At a later period, feudalism received a more complete development; from the hierarchy of persons proceeded that of lands, and the latter soon predominated over the former. But this result was not manifested until after the Norman conquest. Before that period, there were no vassals properly so called, although the word vassus occurs in a biography of King Alfred. The causes which led to the subordination of persons, independently of their connection with land, are simple and may easily be conceived. When the barbarian chieftains entered the Roman territory, they possessed an influence over their companions which they endeavoured to retain after their settlement. The Saxon laws, with a view to bring this rude and floating state of society into an orderly state, provided for the maintenance of this primitive hierarchy; and compelled every freeman who had attained the age of twelve years, to enrol himself in some corporation of individuals, in a tithing or a hundred, or else to place himself under the patronage of a chieftain. This bond was so strong that the person who made the engagement could not absent himself without the permission of the captain of his corporation, or of his chieftain. A foreigner even might not remain forty days on the English soil without enrolling himself in this manner. This spirit of subordination, this obligation of discipline, is one of the principal characteristics of Anglo-Saxon legislation. All those kings who, after long-continued disorders, were desirous to reorganise society, exerted themselves to restore to vigorous operation these laws of police and classification. They have been attributed to Alfred, but he merely re-enacted them.
In my opinion, then, there is no legitimate ground for the doctrine that the relation of the king's thanes to the inferior thanes, was a feudal relation. It was the natural relationship which necessarily arose, at the origin of society, between the various degrees of power and wealth. The poor and the weak lived under the surveillance and protection of those who were richer and more powerful.
Freedom Of The Ceorls.
As I have already observed, the freemen were divided into two classes,—thanes and ceorls. I shall now speak of the second class. The ceorls were freemen who lived on the estates of the thanes, and cultivated them. Their free condition has been called in question, wrongly, as I think, for various reasons:
1st. The composition for the life of a ceorl was two hundred shillings, and the characteristic mark of his liberty is that a portion of this composition was paid to his family, and not to the proprietor of the estate on which he lived; whereas, the composition for the life of a slave was always paid to his owner.
2nd. In the early times of the Saxon monarchy, the ceorls were able to leave the land which they cultivated, whenever they pleased; by degrees, however, they lost this liberty.
Ceorls and Slaves.
3rd. They had the right of bearing arms, and might go to war; whereas, slaves did not possess this right. When Earl Godwin attacked King Edward, he armed all the ceorls on his estates; and, at the time of the Danish invasions, the ceorls fought in defence of their country.
4th. They were also capable of possessing property, and when they owned five hides of land they passed into the class of thanes, as did also merchants who had made three voyages to foreign lands. Hence the origin of the English yeomanry. The yeoman is the freeholder, who, possessing an income of forty shillings from land, votes at county elections, and may sit on juries; probus et legalis homo.
5th. The ceorls were admitted to give evidence, only, it is true, in matters which had reference to persons of their own class: whereas slaves did not possess this right.
6th. Nearly all the ceorls were Saxons: we find in a canon of the clergy of Northumberland, that a ceorl accused of a crime, must bring forward as witnesses twelve ceorls and twelve Britons.
The ceorls, then, were Saxons, and were distinguished from the ancient inhabitants of the country. It is impossible that so large a proportion of the conquerors should have fallen so quickly into servitude. We may rather feel astonished that they had no landed property in the country, which they had just conquered. But Tacitus, with the accustomed truthfulness and vigour of his pencil, makes us readily understand this circumstance. In the forests of Germany, the barbarian warriors always lived around their chieftains, who had to suggest and command expeditions in times of activity, and to lodge and support their men in times of repose. The same habits were kept up after the conquest of a country; the property acquired was not divided among all the victors. Every chieftain received a larger or smaller division of land, and his followers settled with him upon it. These men, accustomed to a wandering life, did not yet set a high value upon landed property. Being still harassed, moreover, by the ancient possessors of the soil, they found it necessary to keep together, and unite in their own defence. They formed species of camps around the dwelling of their chieftain, whose possessions, according to the ancient Saxon laws, were divided into two parts—inlands and outlands. And it is clear proof of the great difference then existing between the ceorls and the slaves, that the latter alone cultivated the land adjoining the habitation of the chief, while the ceorls, as a natural consequence of their personal freedom, tilled the outlands. This state of things, however, could not last long. A large number of the ceorls fell into servitude, and assumed the name of villeins (villani); while others acquired lands for themselves, and became the soc-men of England.
Summing up what we have said, we perceive, in the state of persons under the Anglo-Saxon monarchy, one great division into freemen and slaves: and, among the freemen, another distinction of thanes and ceorls. The thanes themselves are subdivided into king's thanes and inferior thanes. The former are large landed proprietors, the latter hold smaller estates; but both classes possess equal rights. The ceorls are freemen, without landed property, at least originally. Most of them fall into a state of servitude. With regard to the slaves, we can say nothing except that they were very numerous, and were divided into domestic servants and rural serfs, or serfs of the glebe. The ancient inhabitants of the country did not all fall into servitude; some of them retained their possessions, and a law of King Ina authorized them to appear before courts of justice. They might even pass into the class of thanes if they possessed five hides of land.
The thanes alone, to speak truly, played an active part in history.
Local Institutions.
Passing now to the institutions which connected and governed these different classes, we find them to be of two kinds; central institutions, entirely in the hands of the thanes, the object of which was to secure the intervention of the nation in its own government; and local institutions, which regulated those local interests and guarantees which applied equally to all classes of the community.
Origin Of Centralization.
At the origin of Anglo-Saxon society, there existed none but local institutions. In these are contained the most important guarantees for men whose life never goes beyond the boundaries of their fields. At such epochs, men are as yet unacquainted with great social life; and as the scope of institutions always corresponds to the scope of the affairs and relations to which they have reference, it follows that when relations are limited, institutions are equally so. They continue local, because all interests are local; there are very few, if any, general taxes and affairs of public concern; the kings live, like their subjects, on the income derived from their estates. The proprietors care little about what is passing at a distance. The idea of those great public agencies which regulate the affairs of all men, does not belong to the origin of societies. By degrees, in the midst of the chaos of the rising society, small aggregations are formed which feel the want of alliance and union with each other. They establish amongst themselves an administration of justice, a public militia, a system of taxation and police. Soon, inequality of strength is displayed among neighbouring aggregations. The strong tend to subjugate the weak, and usurp, at first, the rights of taxation and military service. Thus, political authority leaves the aggregations which first instituted it, to take a wider range. This system of centralization is not always imposed by force: it sometimes has a more legitimate cause. In times of difficulty, a superior man appears who makes his influence first felt in the society to which he belongs. When attacked, the society intrusts him with its defence. Neighbouring societies follow this example; soon the powers granted in time of war are continued in time of peace, and remain concentrated in a single hand. This victorious power retains the right to levy men and money. These are the rights of which the movement of centralization first deprives small local societies; they retain for a longer period the rights of administering justice, and establishing police regulations; they may even retain them for a very long while, and England offers us many such examples.
The preponderance of local institutions belongs to the infancy of societies. Civilization incessantly tends to carry power still higher; for power, when exercised from a greater distance, is generally more disinterested, and more capable of taking justice and reason for its sole guides. But frequently also, as it ascends, power forgets its origin and final destiny; it forgets that it was founded to maintain all rights, to respect all liberties; and meeting with no further obstacles from the energy of local liberties, it becomes transformed into despotism. This result is not, however, necessary and fatal; society, while labouring for the centralization of authority, may retain, or regain at a later period, certain principles of liberty. When central institutions have obtained too absolute a prevalence, society begins to perceive the defects inherent in an edifice which is detached, as it were, from the soil on which it stands. Society then constructs upon itself the exact opposite of what it built before; looks narrowly into the private and local interests of which it is composed; duly appreciates their necessities and rights; and, sending back to the different localities the authorities which had been withdrawn therefrom, makes an appropriate distribution of power.