THE INTERNATIONAL SCIENTIFIC SERIES.
VOL. XXXVIII.
MYTH AND SCIENCE
AN ESSAY
BY
TITO VIGNOLI
THIRD EDITION
LONDON
KEGAN PAUL, TRENCH & CO., 1, PATERNOSTER SQU.
1885
CONTENTS.
| I | ON IDEAS AND SOURCES OF MYTH | [1] |
| II | ANIMAL SENSATION AND PERCEPTION | [48] |
| III | HUMAN SENSATION AND PERCEPTION | [68] |
| IV | THE STATEMENT OF THE PROBLEM | [104] |
| V | THE ANIMAL AND HUMAN EXERCISE OF THE INTELLECT | |
| ON THE PERCEPTION OF THINGS | [116] | |
| VI | INTRINSIC LAW OF THE FACULTY OF APPREHENSION | [135] |
| VII | THE HISTORICAL EVOLUTION OF MYTH AND SCIENCE | [155] |
| VIII | ON DREAMS, ILLUSIONS, NORMAL AND ABNORMAL HALLUCINATIONS, | |
| DELIRIUM, AND MADNESS—CONCLUSION | [241] | |
| INDEX | [328] |
CHAPTER I.
THE IDEAS AND SOURCES OF MYTH.
Myth, as it is understood by us, and as It will be developed and explained in this work, cannot be defined in summary terms, since its multiform and comprehensive nature embraces and includes all primitive action, as well as much which is consecutive and historical in the intelligence and feelings of man, with respect to the immediate and the reflex interpretation of the world, of the Individual, and of the society in which our common life is passed.
We hold that myth is, in its most general and comprehensive nature, the spontaneous and imaginative form in which the human intelligence and human emotions conceive and represent themselves and things in general; it is the psychical and physical mode in which man projects himself into all those phenomena which he is able to apprehend and perceive.[1]
We do not propose to consider in this treatise the myths peculiar to one people, nor to one race; we do not seek to estimate the intrinsic value of myths at the time when they were already developed among various peoples, and constituted into an Olympus, or special religion; we do not wish to determine the special and historical cause of their manifestations in the life of any one people, since we now refrain from entering on the field of comparative mythology. It is the scope and object of our modest researches to trace the strictly primitive origin of the human myths as a whole; to reach the ultimate fact, and the causes of this fact, whence myth, in its necessary and universal form, is evolved and has its origin.
We must therefore seek to discover whether, in addition to the various causes assigned for myth in earlier ages, and still more in modern times by our great philologists, ethnologists, and philosophers of every school—causes which are for the most part extrinsic—there be not a reason more deeply seated in our nature, which is first manifested as a necessary and spontaneous function of the intelligence, and which is therefore intrinsic and inevitable.
In this case myth will appear to us, not as an accident in the life of primitive peoples varying in intensity and extent, not as a vague conception of things due to the erroneous interpretation of words and phrases, nor again as the fanciful creation of ignorant minds; but it will appear to be a special faculty of the human mind, inspired by emotions which accompany and animate its products. Since this innate faculty of myth is indigenous and common to all men, it will not only be the portion of all peoples, but of each individual in every age, in every race, whatever may be their respective conditions.
Myth, therefore, will not be resolved by us into a manifestation of an obsolete age, or of peoples still in a barbarous and savage state, nor as part of the cycle through which nations and individuals have, respectively passed, or have nearly passed; but it remains to this day, in spite of the prevailing civilisation which has greatly increased and is still increasing, it still persists as a mode of physical and intellectual force in the organic elements which constitute it.
Nor, let it be observed, do I say that such a mythical faculty persists as such only among the ignorant masses in town or country, in the form of those very ancient superstitions which have been collected with immense labour by learned mythologists and ethnologists; on the contrary, I maintain that the mythical faculty still exists in all men, independently of this survival of old superstitions, to whatever people and class they may belong; and it will continue to exist as an innate function of the intelligence, if not with respect to the substance, which may alter, at any rate in the mode of its acts and proceedings.
I fear that this opinion will appear at first sight to be paradoxical and chimerical, since it is well known that the mythical conception of the world and its origin is gradually disappearing among civilized nations, and it is supposed to be altogether extinct among men of culture and intelligence. Yet I flatter myself, perhaps too rashly, that by the time he reaches the end of this work, the reader will be convinced of the truth of my assertion, since it is proved by so many facts, and the psychical law from, which it results is so clear.
It must not, however, be forgotten that, in addition to the mythical faculty of our minds, there exists the scientific faculty, the other factor of a perfect intellectual life; the latter is most powerful in certain races, and must in time prevail over the former, which in its objective form precedes it; yet they are subjectively combined in practice and are indissolubly united through life.
Undoubtedly neither the mythical nor the scientific faculty is equal and identical in all peoples, any more than they are equal and identical in individuals; but they subsist together, while varying in intensity and degree, since they are both necessary functions of the intelligence.
Whether we content ourselves with studying the mental and social conditions in the lower types of modern peoples, or go back to the earliest times, we find men everywhere and always possessed of the power of speech, and holding mythical superstitions, it may be of the rudest and most elementary kind; so also do we find men possessed of rational ideas, although they may be very simple and empirical. They have some knowledge of the causes of things, of periods in the phenomena of nature, which they know how to apply to the habits and necessities of their social and individual lives.
No one, for example, would deny that many mythical superstitions, and fanciful beliefs in invisible powers, existed among the now extinct Tasmanians, and are now found among the Andaman islanders, the Fuegians, the Australians, the Cingalese Veddahs, and other rude and uncultured savages. On the other hand, those who are acquainted with their mode of life find that savages are not absolutely devoid of intellectual activity of an empirical kind, since they partly understand the natural causes of some phenomena, and are able, in a rational, not an arbitrary manner, to ascribe to laws and the necessities of things many facts relating to the individual and to society. They are, therefore, not without the scientific as well as the mythical faculty making due allowance for their intellectual condition; and these primitive and natural instincts are due to the physical and intellectual organism of human nature.
In order to pursue this important inquiry into the first and final cause of the origin of myth, it is evidently not enough to make a laborious and varied collection of myths, and of the primitive superstitions of all peoples, so as to exhaust the immense field of modern ethnography. Nor is it enough to consider the various normal and abnormal conditions of psychical phenomena, nor to undertake the comparative study of languages, to ascertain how far their speech will reveal the primitive beliefs of various races, and the obscure metaphorical sayings which gave birth to many myths. It is also necessary to subject to careful examination the simplest elementary acts of the mind, in their physical and psychical complexity, in order to discover in their spontaneous action the transcendental fact which inevitably involves the genesis of the same myth, the primary source whence it is diffused by subsequent reflex efforts in various times and varying forms.
In speaking of the transcendental fact, it must not be supposed that I allude to certain well-known a priori speculations, which are opposed to my temper of mind and to my mode of teaching. I only use the term transcendental because this is actually the primitive condition of the fact in its inevitable beginning, whatever form the mythical representation may subsequently take. This fact is not peculiar to any individual, people, or race, but it is manifested as an essential organism of the human character, which is in all cases universal, permanent, and uniform.
In order to give a clear explanation of my estimate of the a priori idea, which also takes its place as the factor of experimental and positive teaching, I must observe that for those who belong to the historical and evolutionary school, a priori, so far as respects any organism, habit, and psychological constitution in the whole animal kingdom, in which man is also included, signifies whatever in them is fixed and permanently organized; whatever is perpetuated by the indefinite repetition of habits, organs, and functions, by means of the heredity of ages. The whole history of organisms abounds with positive and repeated proofs of this fact, which no one can doubt who is not absolutely ignorant of elementary science. Every day adds to the number of these proofs, demonstrating one of those truths which become the common property of nations.
A priori is therefore reduced by us to the modification of organs in their physical and psychical constitution, as it has ultimately taken place in the organism by the successive evolutions of forms which have gradually become permanent, and are perpetuated by embryogenic reproduction. This reproduction is in its turn the absolute condition of psychical and organic facts, which are thus manifested as primitive facts in the new life of the individual. By this law, the psychical facts, whether elementary or complex, as they occur in the individual up to the point of their evolution, have the necessary conditions of possibility, and may therefore be termed a priori with respect to the laws of evolution, and to the hereditary permanence of acts performed in the former environment of the organism at the time when they appeared.
This conception of a priori is, it must be admitted, very different from that of transcendental philosophers, who seek to prove either that an independent artificer has not only produced the various organic forms in their present complexity, and has specially provided the spiritual subject with its category of thought, independently of all experience; or else they assert the intrinsic existence of such forms in the spirit, from the beginning of time.
In this way, as we have already said, we must not only collect the facts which abound in history and ethnology respecting the general teaching of myths, but we must also observe introspectively, and by pursuing the experimental method, the primitive and fundamental psychical facts, so as to discover the a priori conditions of the myth itself. We must ascertain, from a careful psychological examination, the absolutely primitive origin of all mythical representations, and how these are in their turn the actual historical result of the same conditions, as they existed prior to their manifestations.
It must not be supposed that in this primary fact, and in these a priori psychical and organic conditions, we shall find the ulterior cause of the various and manifold forms, or of the successive evolution of myths. This would be a grave mistake, equal to that of transcendentalists, who imagine that the laws which actually exist, and the order of cosmic and historic phenomena may be determined from the independent exercise of their own thoughts, although such laws and order can only be traced and discovered by experience and the observation of facts. In the a priori conditions of the psychical and organic nature, and in the elementary acts which outwardly result from them, we shall only trace the origin and necessary source of myth, not the variable forms of its successive evolution.
The ulterior form, so far as the substance of the myth and its various modifications are concerned, is in great part the reflex work of man; its aspect changes in accordance with the attitude and force of the faculties of individuals, peoples and races, and it depends on an energy to which the a priori conditions, as we have just defined them, do not strictly apply so far as the determinate form is concerned.
It is precisely in this ulterior work of the evolution of myth, which in the elementary fact of its primitive essence had its origin in the predisposition of mind and body, that we may discern the interchangeable germ and origin both of myth and science. If, therefore; the rationale of science cannot be found in the general form of mythical representations, the matter which serves to exercise the mind; yet the mode of its exercise, and of the logical and psychical faculty, and the spontaneous method pursued, are identical: the two mythical and scientific faculties are, in fact, considered in themselves, fused into one.
As far as the origin of myth is concerned, the mode of considering its evolution, and its organic connection with science, we differ from other mythologists as to the sources to which they trace this immense elaboration of the human intelligence. We may be mistaken, but we are in any case entering on unexplored ways, and if we go astray, the boldness of an enterprise which we undertake with diffidence pleads for indulgence.
Omitting to notice the well-known opinions on the origin of myth which were current in classic antiquity, in the Græco-Latin world, or in India,[2] we restrict our inquiry to modern times subsequent to Creuzer's learned and extensive labours. In a more scientific method, and divested of prejudice, we propose to trace the sources of myth in general, and among various peoples in particular.
The science of languages, or comparative philology, is the chief instrument required in such researches, and much light has been acquired in our days, which has led to surprising results, at least within the sphere of the special races to which it has been applied. The names of Kuhn, Weber, Sonne, Benfey, Grimm, Schwartz, Hanusch, Maury, Bréal, Pictet, l'Ascoli, De Gubernatis, and many others, are well known for their marvellous discoveries in this new and arduous field. They have not only fused into one ancient and primitive image the various myths scattered in different forms among the Aryan races, but they have revealed the original conception, as it existed in the earliest meaning of words before their dispersion. Hence came the multiplicity of myths, developed in brilliant anthropomorphic groups in different theologies, gradually becoming more simple as time went on, then uniting in the vague primitive personification of the winds, the storms, the sun, the dawn; in short, of astral and meteorological phenomena.
On the other hand, Max Müller, whose theory of original myths is peculiar to himself, has made use of this philological instrument to prove that the Aryan myths may at any rate be referred to a single source, namely to metaphor, or to the double meaning of words, due to the poverty of primitive languages. He calls this double meaning the infirmity of speech.
I do not deny that many conclusions to which some or other of the great authorities just mentioned have arrived may be as true as they are surprising. I also admit that this may be a certain method of distinguishing the various mythical representations in their early beginnings from their subsequent and complex forms. But in all the facts which have been ascertained, or which may hereafter be ascertained, from the comparative study of the languages of different races, no explanation is afforded of the fact that into the natural and primitive phenomena of myth, or, as Müller holds, into its various metaphors, man has so far infused his own life, that they have, like man himself, a subjective and deliberate consciousness and force. It seems to me that this problem has not yet been solved by scholars; they have stopped short after establishing the primary fact, and are content to affirm that such is human nature, which projects itself on external things.[3]
This explanation establishes a true and universal fact, but it is not the explanation of the fact itself; yet it is not, as we shall see, incapable of solution, and it appears to me that the ultimate source whence myths really proceed has not been reached.
Again, if such an opinion and such a method can give us the key to the polytheistic origin of the respective Olympuses of classic Greece and Rome, it leaves unexplained the numerous and manifold superstitions which philology itself proves to have existed prior to the origin of cosmic myths. These superstitions can by no means be referred to a common source, to the astral and meteorological myths, some of which were prior, while others were subsequent to these superstitions.
Taking, therefore, the general and more important opinions which are now current respecting the origin of myth, it may be said that in addition to the systems already mentioned, two others are presented to us with the weight of authority and knowledge; these, while they do not renounce the appliances and linguistic analyses of the former, try to unite all the mythical sources of mankind in general into a single head, whence all myths, beliefs, superstitions, and religions have their origin. While France and Germany and some other nations have achieved distinction in this field, England has been especially remarkable for the nature of her attempts, and the vastness of her achievements in every direction. We pass over many great minds which were first in the field in order to dwell on the two men who, as it seems to me, have summed up the knowledge of others, and have formulated a theory in great measure peculiar to themselves.
Tylor's well known name will at once suggest itself, and that of Herbert Spencer; the former, in his great work on the "Early History of Mankind and of Civilization," and other writings, the latter, in the first volume of his "Sociology," and in his earlier works, have respectively established the doctrine of the universal origin of myths on the basis of ethnography, on the psychological examination of the primary facts of the intelligence, and on the conception of the evolution of the general phenomena of nature.
It would, indeed, be difficult to excel the great mind, the acute genius, and the universal learning of Herbert Spencer, who has been termed the modern Aristotle by a learned writer; and this is high praise when we remember how much knowledge is necessary in our times, and in the present conditions of science, before any one can be deemed worthy of such a comparison. But with due respect to so great a man, and with the diffidence of one who is only his disciple, I venture to think that Herbert Spencer's attempt to revive, at any rate in part, Evemero's theory of the origin of myths will not be successful, and it may prove injurious to science. First, because all myths cannot be reduced, to personal or historical facts; and next, because the primitive value of many of them is so clear and distinct in their mode of expression that it is not possible to derive them from any source but the direct personification of natural phenomena. Nor does it appear to me to be always and altogether certain that the origin of myths, also caused by the double personality discerned in the shadow of the body itself, in the images reflected by liquid substances, in echoes and visions of the night, can be all ascribed to the worship of the dead.
The worship of the dead is undoubtedly universal. There is no people, ancient or modern, civilized or savage, by whom it has not been practised; the fact is proved by history, philology and ethnography. But if the worship of the dead is a constant form, manifested everywhere, it flourishes and is interwoven with a multitude of other mythical forms and superstitious beliefs which cannot in any way be reduced to this single form of worship, nor be derived from it. This worship is undoubtedly one of the most abundant sources of myth, and Spencer, with his profound knowledge and keen discernment, was able to discuss the hypothesis as it deserves; whence his book, even from this point of view, is a masterpiece of analysis, like all those which issue from his powerful mind.
Yet even if the truth of this doctrine should be in great measure proved, the question must still be asked how it happens that man vivifies and personifies his own image in duplicate, or else the apparitions of dreams or their reflections, and the echoes of nature, and ultimately the spirits of the dead.
Tylor developed his theory more distinctly and at greater length, and he brought to bear upon it great genius, extraordinary knowledge, and a sound critical faculty, so that his work must be regarded as one of the most remarkable in the history of human thought. He belongs to the school of evolution, and his book strongly confirms the truths of that theory; since from the primitive germs of myth, from the various and most simple forms of fetishes among all races, he gradually evolves these rude images into more, complex and anthropomorphic forms, until he attains the limits of natural and positive science. He admits that there are in mankind various normal and abnormal sources of myth, but he comes to the ultimate conclusion that they all depend on man's peculiar and spontaneous tendency to animate all things, whence his general principle has taken the name of animism. It is unnecessary to say much in praise of this learned work, since it is known to all, and cannot be too much studied by those who wish for instruction on such subjects.
But while assenting to his general principle, which remains as the sole ultimate source of all mythical representation, I repeat the usual inquiry; what causes man to animate all the objects which surround him, and what is the cause of this established and universal fact? The marvellous ethnographic learning of the author, and his profound analysis, do not answer this question, and the problem still remains unsolved.
It is evident from what we have said, that the theory of the origin of myth has of late made real and important progress in different directions; it has been constituted by fitting methods, and with dispassionate research, laying aside fanciful hypotheses and systems more or less prompted by a desire to support or confute principles which have no connection with science. We have now in great measure arrived at the fundamental facts whence myth is derived, although, if I do not deceive myself, the ultimate fact, and the cause of this fact, have not yet been ascertained; namely, for what reason man personifies all phenomena, first vaguely projecting himself into them, and then exercising a distinct purpose of anthropomorphism, until in this way he has gradually modified the world according to his own image.
If we are able to solve this difficult problem, a fact most important to science and to the advancement of these special studies must result from it: the assimilation and concentration of all the sources of myth into a single act, whether normal or abnormal to humanity. To say that animism is the general principle of myth does not reduce the different sources whence it proceeds to a single psychical and organic act, since they remain distinct and separate in their respective orbits. To attain our object, it is necessary that the direct personification of natural phenomena, as well as the indirect personification of metaphor; the infusion of life into a man's own shadow, into reflex images and dreams; the belief in the reality of normal illusions, as well as of the abnormal hallucinations of delirium, of madness, and of all forms of nervous affections; all these things must be resolved into a single generating act which explains and includes them. It must be shown how and why there is found in man the possibility of modifying all these mythical forms into an image supposed to be external to himself, living and personal. For if we are enabled to reply scientifically to such inquiries, we shall not only have concentrated in a single fact all the most diverse normal and abnormal forms of myth peculiar to man, but we shall also have given an ulterior and analytic explanation of this fact.
I certainly do not presume to declare myself competent to effect so much, and I am more conscious than my critics how far I fall short of my high aim; but the modest attempt, made with the resolution to accept all criticism offered with courtesy and good faith, does not imply culpable presumption nor excessive vanity.
I regret to say that it is not on this point only that my theory of myth differs from that of others; I shall not be satisfied if I only succeed in discovering in man the primitive act which issues the general animism of things, which becomes the substance of the ulterior myths in their intellectual and historical evolution. It is evident, at least to those who do not cling obstinately to old traditions, that man is evolved from the animal kingdom. The comparative anatomy, physiology, and psychology of man and other animals distinctly show their intimate connection in conformation, tissues, organs, and functions, and above all, in consciousness and intelligence. This truth, deduced from simple observation and experiment, must lead to the conviction that all issued from the same germ, and had the same genesis.
For those who do not cherish pedantic and sectarian prejudices, this hypothesis is changed into assurance by modern discoveries; it is shown in the transformations and transitions of paleontological forms; in the embryogenic evolution of so many animals, man included, which, according to their various species, reveals the lower types whence they issued; in the successive forms taken by the f[oe]tus; in the powerful and indisputable laws of selection; in the modifications by adaptation of the different organisms, and in the effects of isolation. This is the only rational explanation, confirmed as it is by fresh facts every day, of the multiplicity and variety of organic forms in the lapse of time; unless, indeed, we ascribe such variety to a miracle, even more difficult to accept than the difficulties of the opposite-theory.
I admit that evidence for the complete demonstration of this theory is sometimes wanting; the gaps between the fossil fauna and flora and those of modern times are neither few nor unimportant; but on the other hand, such proofs are accumulating, and the gaps are filled up every day, so that we may almost assert that in some way or other, by means somewhat different from those on which we now rely, the great rational principle of evolution will be successfully and permanently established.
It is more than twenty years since, in ways and by study peculiar to ourselves, we first devoted ourselves to this theory, and while we gave a conscientious consideration to opposite theories, so as to estimate with sincerity their importance and value, we could not relinquish our conviction that every advance in physical, biological, and social science served to confirm the theory of evolution.
It must not be supposed that I make any dogmatic assertion, which might possibly be erroneous, when I say that the evidence of facts does not contradict the assumptions of modern science. Sincere convictions should offend no one, nor do they indicate an a priori conflict with other beliefs. Every one is justified in thinking his own thoughts when he speaks with moderation and supports his peculiar opinions with a certain amount of learning.
It is not denied, even by those who oppose modern theories respecting the genesis of organisms, that there are, excluding some psychical elements, many and important points of resemblance between man and animals in the exercise of their consciousness, intelligence, and emotions, if indeed they are not identically the same. The comparative psychology of man and animals plainly shows that the perceptions, both in their respective organs and in their mode of action, act in the same way, especially in the higher animals; and the origin, movements, and associations of the imagination and the emotions are likewise identical. Nor will it be disputed that we find in animals implicit memory, judgment, and reasoning, the inductions and deductions from one special fact to another, the passions, the physiological language of gestures, expressive of internal emotions, and even, in the case of gregarious animals, the combined action to effect certain purposes; so that, as far as their higher orders are concerned, animals may be regarded as a simple and undeveloped form of man, while man, by his later psychical and organic evolution, has become a developed and complex animal.[4]
In my book on the fundamental law of intelligence in the animal kingdom, I attempted to show this great truth, and to formulate a principle common to all animals in the exercise of their psychical emotions, by setting forth the essential elements as they are generally displayed. I think I was not far from the truth in establishing a law which seems indubitable; although, while some men whose opinion is worthy of esteem have accepted it, other very competent judges have objected to some parts of my theory, but without convincing me of error. I repeat my conclusions here, since they are necessary to the theory of the genesis of myth, which I propose to explain in this work. I hold the complete identity between man and animals to be established by the adequate consideration of the faculties, the psychical elements of consciousness and intelligence, and the mode of their spontaneous exercise; and I believe the superiority of man to consist not so much in new faculties as in the reflex effect upon themselves of those he possesses in common with the animals. The old adage confirms this theory: Homo duplex.
No one now doubts that animals feel, hear, remember, and the like, while man is able to exercise his will, to feel, to remember, deliberately to consider all his actions and functions, because he not only possesses the direct and spontaneous intuition with respect to himself and things in general which he has in common with animals, but he has an intuitive knowledge of that intuition itself, and in this way he multiplies within himself the exercise of his whole psychical life. We find the ultimate cause of this return upon himself, and his intuition of things, in his deliberate will, which does not only immediately command his body and his manifold relative functions, but also the complex range of his psychical acts. This fact, which as I believe has not been observed before, is of great importance. It is manifest that the difference between man and other animals does not consist in the diversity or discrepancy of the elements of the intelligence, but in its reflex action on itself; an action which certainly has its conditions fixed by the organic and physiological composition of the brain.
If it should be said that the traditional opinion of science, as well as the general sentence of mankind, have always regarded reflection as the basis of the difference between animals and man, so that there is no novelty in our principle, the assertion is erroneous. Reflection, as an inward psychical fact, has certainly been observed by psychologists and philosophers in all civilized times, and instinctively by every one; nor could it be otherwise, since reflection is one of the facts most evident to human consciousness. But although the fact, or the intrinsic and characteristic action of human thought has been observed, and has often been discussed and analyzed in some of its elements, yet its genesis has not been declared, nor has its ultimate cause been discovered. We propose to discover this ultimate cause, and we refer it to the exercise of the will over all the elements and acts which constitute human intelligence; an intelligence only differing from that of animals by this inward and deliberate fact, which enables man to consider and examine all his acts, thus logically doubling their range. This intelligence has in animals a simple and direct influence on their bodies and on the external world, in proportion to their diverse forms and inherited instincts; while in man, owing to his commanding attitude, it falls back upon itself, and gives rise to the inquiring and reflective habit of science.
We do not, therefore, divide man from other animals, but rather assert that many proofs and subtle analyses show the identity of their intelligence in its fundamental elements, while the difference is only the result of a reaction of the same intelligence on itself. Such a theory does not in any way interrupt the natural evolution and genesis of the animal kingdom, while the distinctive peculiarity of man is shown in an act which, as I believe, clearly explains the new faculty of reason acquired by him.
I must admit that in speaking of the psychical faculty as a force which possesses laws peculiar to itself, it has appeared to a learned and competent judge that I have conceded a real existence to this faculty, independently of the physiological conditions through which it manifests itself, which might be called a mythical personality in the constitution of the world. If I had really made such an assertion, it would be an error which I am perhaps more ready than others to repudiate, as it will appear in the present work. I am far from blaming the courteous critics who allege such objections to my theory, and indeed I am honoured by their notice. I must blame myself for not having, in my desire to be brief, sufficiently defined my conception.
I hold the psychical manifestation to be not only conditioned by the organism, to speak scientifically, and to be rendered physiologically possible by these conditions, but I consider it to be of the same nature as the other so-called forces of the universe; such, for example, as the manifestations of light, of electricity, of magnetism, and the like. When physicists speak of these forces—if the necessities of language and the brevity of the explanation constrain us to adopt the term forces, as though they were real substances—they certainly do not believe, nor wish others to believe, that they are really such. It is well known that such expressions are used to signify the appearance under certain circumstances of some special phenomena which group themselves by their mode and power of manifestation into one generic conception as a summary of the whole. They always take place, relatively to these circumstances, in the same mode and with the same power, so that they may at once be experimentally distinguished from others which have been grouped together in like manner.
Such manifestations do not imply a real cosmic entity of these forces, as if they were independent of the matter whence they issue; they are simply determinate and determinate modes of motions, of actions, and reactions in the elements of the world. For if magnetism appears to reveal itself in determinate elements, its modes of manifestation are peculiar to itself, and its efficacy with respect to other forces is also peculiar; yet it by no means follows that it possesses a substantial entity, or, as it were, displays personal activity among phenomena; it rather indicates that the elements of the world will, under given circumstances, act reciprocally in such a manner that we perceive phenomena which group themselves together and which we call magnetic or magnetism. And this explanation applies to other cases.
I therefore, speaking of psychical force in general, used the same terms; I certainly did not wish to constitute it into a personal and material entity of the universe, but I intended to assert that among the manifestations of the various forces of the world, defined as above, there is also this psychical force, characterized by phenomena and laws peculiar to itself, and which, as I have shown, is when exercised one of the greatest factors of the world. I repeat that if this force varies with the greater or less perfection of the organisms in which, it is manifested, yet it possesses a law and fundamental elements by which it is so constituted that the same results will ensue in the simplest as in the most complex form. This is the case with all the other forces of nature; they may be modified by existing circumstances, and yet they have laws and definite elements to distinguish them from all others. These forces, however, while they are distinct in their peculiar manifestations, and take effect through special qualities, quantities, and rhythmic movements, are all fused together in the infinite and eternal unity which constitutes the life of the universe. Neither here nor in my former work is there any question of that most difficult problem, the individual personality of man.[5]
Since there is between man and animals a relationship and a psychical identity, as well as a genetic continuity of evolution, it is impossible to deny that there is also in some degree a like continuity in the products and acts of the consciousness, the emotions, and the intelligence. This is asserted or admitted even by those who do not like to hear of the genetic continuity of evolution, nor is there now any school of thought which impugns such a truth. If this be true, as it undoubtedly is, and since we are treating of the genesis of myth in its earliest beginning, we will endeavour, with daring prompted by the theory of evolution, to discover if the first germ of these representations may not have already existed in the animal kingdom before it was evolved in man in the fetishtic and anthropomorphic form. This is an arduous but necessary inquiry, to which I am impelled by the doctrine of evolution, as it is properly understood, as well as by the universal logic of nature.
If I were to consider myth as it has ultimately been developed in man, it would be a strange and absurd attempt to trace out any points of resemblance with animals, who are altogether devoid of the logical faculty which leads to such development. But if, on the contrary, we endeavour to trace the earliest, spontaneous, and direct elements of myth as a product of animal emotions and implicit intelligence, such research becomes not only legitimate but necessary; since the instrument is the same, the effects ought also to be the same.
We have already said that the fact has been observed and generally admitted that the primary origin of myth in its essential elements consists in the personification or animation of all extrinsic phenomena, as well as of the dreams, illusions, and hallucinations which are intrinsic. It is agreed that this animation is not the reflex and deliberate act of man, but that it is the spontaneous and immediate act of the human intelligence in its elementary consciousness and emotions. It must therefore be evident that this vague and continual animation of things ought to be found also in animals, especially in those of the higher types, in whom consciousness, the emotions, and the intelligence are implicitly identical with those of man. Consequently, that which is at first sight absurd becomes obvious and natural, and the fact is only strange and inexplicable to those who have not carefully considered it.
We must, however, declare that this primary fact is not irreducible, and that science ought not to be content to stop there, but should endeavour to explain and resolve it into its elements, so as to be able to say we have reached the point at which the genesis of myth really begins. This aim can only be attained by the decomposition by analysis of the primitive fact. Since intelligence in its essential elements, and in its innate and implicit exercise, appears to be the same in man and in animals, it is necessary to reduce the analysis of animal nature to a primary psychical fact, in order to see whether by this fact, which is identical also in man, the generating element of myth is really revealed.
I propose to show that this research will reveal truths hitherto unattained, and explain the general law, not merely of the extrinsic process of science and of myth, but also of civilization.
Starting from this wide basis, we must trace, step by step, the dawn, development, and gradual disappearance of myth. Since it is our business to consider science as well as myth, and their respective relations in the evolution common to both, we must, as briefly as possible in the present work, pause to consider these two factors of the human mind, observing the beginnings, conditions, and modes in which the one arose and gradually disappeared, while the other advanced and triumphed. We must not only regard the progress and transformation of religions, but also of science, as it is revealed in the philosophic systems of every age, in the partial or complete discoveries of genius, and in the great and stupendous achievements of modern experimental science. It would require a long treatise to fill so wide a field, which we must restrict to the limits of a few pages. Since our readers are now generally acquainted with the course pursued by human thought, and with the progress of peoples, but few landmarks or formulas are necessary to enable them to clear away obscurity and estimate facts at their just value, so as to understand what civilization and science have to do with the evolution of myth, and of science itself.
A great corollary also ensues from studies undertaken with the aid of sociology, that is, the genesis, form, and gradual evolution of human societies. These vary in character, in attitude, in power, form and duration, with the different characters of races, and thus fulfil in various ways the cycle of myth and science of which they are capable. It would indeed be difficult to attain to a clear and adequate conception of the universal evolution of myth and science, but for the existence of a privileged race distinguished for its psychical and organic power, which from its beginning until now, although subject to many partial eclipses, has on the whole maintained its position in the world so as to present to us the long historical drama of its evolutions. Other races, peoples, or tribes have disappeared in the struggle for existence, or have remained essentially incapable of further progress even in a relatively inferior degree, so as to afford no aid in following the successive development of myth and science; while the Aryan family, a race to which I believe that the Semitic originally belonged,[6] furnishes the unbroken sequence of events and the stages of such complex evolution. Nor certainly is there any signs of the disappearance of this race, since every day its intellectual and territorial achievements, added to the instruments of a powerful material civilization, invigorate its strength and presage its indefinite duration in forms we are not able to foresee, unless indeed fatal astral or telluric catastrophes should hinder its progress or bring it to an end.
If we compare this race with itself at different epochs, and in the many different peoples into which it was severed, and if at the same time we confront it with the types of other peoples at various stages, from the rudest to the most civilized, it becomes possible to form a clear conception of the genesis and successive evolution of myth and science of which the human race is capable, and in this way we may understand the general law which governs such evolutions. This study also teaches us that humanity, whether we agree with monogenists or poligenists, is physically and psychically in all respects the same in its essential elements; in all peoples without distinction, as ethnography teaches us, the origin and genesis of myth, the implicit exercise of reason and its development, are, at all events up to a given point, absolutely identical. All start from the same manifestations and mythical creations, and these are afterwards developed according to the logical or scientific canons of thought, which are applied to their classification. Both among fetish-worshippers and polytheists there was a tendency towards monotheism, although sometimes it could only be discerned in a vague and confused manner.
If myth is, as I have said, to be considered from another point of view, as the spontaneous effect of the intelligence, and a necessary function, relatively to the primary act from which it begins, it might appear that myth would never cease to be, and that humanity, even as it is represented by the elect and enduring race, must always remain in this original illusion; so that every man would have to begin again for himself in his own peculiar cycle of myth. But history shows that this is not the case, and that the mythic faculty gradually wanes and becomes weaker, even if it does not altogether cease to exist, a result which would not occur if myth were a necessary function of the intelligence.
I shall presently reply to such an objection; in the meanwhile, regarding the question superficially, I need only say that if the mythic faculty diminishes in one direction, and with respect to some forms and their corresponding substance, it has certainly not ceased to appear in another, exerting itself, as we shall see, in other forms and other substance. The common people, both urban and rural, do for the most part adhere to primitive and very ancient superstitions, as every one may know from his own experience, as well as from the writings of well known authors of nearly all the civilized nations of Europe. In fact, every man in the early period of his life constructs a heaven for himself, as those who study the ways of children are aware, and this has given rise to a new science of infantine psychology, set forth in the writings of Taine, Darwin, Perez, and others.
We also propose to show that the scientific faculty, which gathers strength and is developed from the mythical faculty, is in the first instance identical and confounded with it, but that science corrects and controls the primitive function, just as reason corrects and explains the errors and illusions of the senses; so that the truly rational man issues, like the f[oe]tus from its embryonic covering, out of its primitive mythical covering into the light of truth.
Every one must perceive that the study of the origin of myths has an important bearing on the clear and positive knowledge of mankind. In modern times biological science, such as ethnography and anthropology, have not only thrown much light on the genesis of organic bodies, of animals and of man, but they have afforded very important aid to psychological research, on account of the close connection between psychology and the general physical laws of the world. The mythical faculty in man, and its results, have received much light from these sciences, since the modifications induced in individuals and in peoples by many natural causes, organic or climatological, are based upon their physiological conditions. In the first chapters of Herbert Spencer's book on Sociology, there is a masterly investigation into the changes produced by climate, with its accidents and organic products, on the peculiar temperament of different peoples and races, and we must refer our readers to his admirable summary.
We avail ourselves of the aid afforded by all these branches of science in order to comprehend the true nature of man, and the place which he really occupies in the animal creation. Man should be estimated as all other products and phenomena of nature are estimated, according to his absolute value, divested, as in the case of all other physical and organic sciences, of preconceived ideas or prejudices in favour of the supernatural. He should be studied as in physics we study bodies and the laws which govern them, or as the laws of their motions and combinations are studied in chemistry, allowance always being made for their reciprocal relations, and for their appearance as a whole. For if there be in the universe a distinction of modes, there is no absolute separation of laws and phenomena.
The various branches of science are only subjective necessities, consequent on the successive and gradual order of our comprehension of things; they are classifications of method, with no special reference to the undivided personality of nature. All are parts of the whole, and so also the whole is revealed in its several parts. They come to be in thought, as well as in reality, reciprocal conditions of each other; and he who is able to solve the problem of the world correctly in a simple movement of an atom, would be able to explain all laws and all phenomena, since every thing may ultimately be reduced to this movement. It is precisely this which has been attained by certain laws, so that the study of man must not be dissociated from this conception. It is necessary to regard him as a product of the forces of nature, with which he has certain properties in common. Although man may appear to be a special and peculiar subject, yet he is connected with the universal system in which he lives by the elements, phenomena, and forces of which he consists.
It must not be supposed, as it is asserted with ever-increasing clamour, that such a method and theory can ever destroy the civilized basis of society, and the morality and dignity with which it should be informed, as if we were again reducing man to the condition of a beast. Such an outcry is in itself a plain and striking proof that we have not yet emerged from the mythical age of thought, since it is precisely a mythical belief which prompts this angry protest against the noble and independent research after truth.
It is impossible that the results of positive and rational science should in any way destroy the necessary conditions of civilized life and of the high standard of goodness which should form, elevate, and bring it to perfection. We must, however, remember that it was not rational science, nor the ethics of law, which established the a priori rules of a just and free society, but the necessities of society itself led to the a posteriori formulation of laws. Theoretic science subsequently explained these laws, and perfected their form and organism, infusing into them a nobler purpose; but it was the necessities of nature which first dictated the balance, system, and harmony of the alliances and associations of materials and phenomena as they now exist, which rendered possible the first nucleus of human society, and which, in course of time, brought the component parts into definite relations with each other. It was subsequently the reflex and fitting work of thought to raise upon the foundation laid by nature a rational system of society, and then to bring its rules and forms to perfection.
Hence it follows that it was not man, nor some extrinsic mythical power which arbitrarily dictated the code of private and social life, but this presented itself to man as a spontaneous result of the world's law, relatively to the conditions possible for social life. For if, as in fact is the case, and as the progress of knowledge and, of human civilization will abundantly show, the true and eternal laws which make society possible, and consequently its standard of righteousness, are innate and genuine results of universal laws, it is impossible for science to destroy the inevitable order of things, and to reduce mankind to a hideous chaos.
It must be allowed that great truths, not fully understood by incapable preachers, who sometimes from ignoble motives foment the turbid instincts of the ignorant multitude, may bring about, as they have done of old, grave evils and even crimes in some places and for a short time. But there is no one so foolish or so ignorant of history as to believe that all things happen in the best possible way, and in a logical sequence. Such evils do not invalidate or destroy the force of our assertion that social order is derived from and is based upon the order of nature. Although savage passions, excited by an imperfect understanding of the truth, do from time to time cause the overthrow of given societies, and arouse the horror and alarm of pessimist votaries of myth, nature is not thereby overcome; she still triumphs, and restores the order which has been interrupted, so far as the instinct of conservatism and the hereditary impulse to that special form of association to which each people are accustomed are opposed to the revolutionary spirit, and in this way the balance which has been disturbed is re-established.
When men, having brought their intellectual, and consequently their moral sense to perfection, are enabled to understand this natural order of laws and social facts, divested of extrinsic mythical beliefs, they will find in it so much reciprocal benefit, and will have such a deep sense of their personal dignity, since they are intellectually their own artificers, that they will be able to understand how the highest good has ensued and will ensue from the sacrifices or achievements made by a few for the benefit of all. We are undoubtedly still a long way from such happy conditions, either socially or as individuals, but every day brings them nearer, and it is to this end that our civilization plainly tends, in spite of all the complaints, the fears, and sometimes even the malevolence of men.
As I have already said, the study of the beginnings and of, the anthropological conditions of the various myths is necessary to enable us to understand their psychical phenomena, together with the hidden laws of the exercise of thought. The learned and illustrious Ribot has justly said that psychology, dissociated from physiology and cognate sciences, is extinct, and that in order to bring it to life it is necessary to follow the progress and methods of all other contemporary sciences.[7] The genesis of myth, its development, the specification and integration of its beliefs, as well as the several intrinsic and extrinsic sources whence it proceeds, will assign to it a clearer place among the obscure recesses of psychical facts; they will reveal to us the connection between the facts of consciousness and their antecedents, between the world and our normal and abnormal physiological conditions; they will show what a complex drama is performed by the action and reaction between ourselves and the things within us, and also will declare the nature of the laws which govern the various and manifold creation of forms, imaginations, and ideas, and the artificial world of phantasms derived from these. In this way myth will appear to be not merely due to the direct animation of things, varying in our waking state with the nature of the exciting cause; but it also arises from the normal images and illusions of dreams, and from the morbid hallucinations of madness, both subjectively in the case of the person affected by them, and objectively for those who observe the extrinsic effects in gesture and speech, and the whole bearing of the sufferer.
Every one must admit that all these phenomena, and the beliefs which arise from them, must tend to make the observation of psychical life more easy, just as morbid psychical phenomena often explain the natural action of such life under normal conditions. These phenomena, so closely connected with physiological disturbances which are beyond the control of our personal will, will inform us of the biological relations between consciousness and thought on the one side, and our organism on the other.
The mythical faculty, as we shall see in the following chapters, combined with physiological excitements, both normal and abnormal, generally assumes constant forms in the various and manifold world of its creation; constant forms which conversely also reveal those of the scientific faculty. In this way the development, composition, and integration of a myth, into which others are fused by assimilation, may be said to explain to us the mode in which systems of philosophy are constituted, and to manifest to us in a fanciful way the underlying mode in which human thought is exercised.
Nor do the effects and importance of these studies end here; they are also the necessary foundation of true and rational sociology. In fact, the relations of the individual to the world, the manifold conditions caused by the relations of persons to each other, the constitution of all social order, and the various modifications of that order; all these are resolved into the primitive thought, and into the emotional impulses of mythical prejudices and fancies, and in these they have also their natural sanction, and the cardinal point on which they rest and revolve. There is no society, however rude and primitive, in which all these relations, both to the individual and to society at large, are not apparent, and these are based on superstitious and mythical beliefs. Take the Tasmanians, for example, one of the peoples which has recently become extinct, and regarded as one of the most debased in the social scale, and we have in a small compass a picture of the acts and beliefs to be found in their embryonic association.
In every society, however rudimentary, these are held to be important facts: the birth of individuals, which is their entrance into the society itself, and into the possession of its privileges; marriages, funerals, reciprocal obedience between persons and classes, or to the chief; public assemblies, and the existence of powers equal or superior to living men.
Among the Tasmanians, the placenta was religiously venerated, and they carefully buried it, lest it should be injured or devoured by animals. If the mother died in childbirth her offspring was buried alive with her. When a man attained puberty, he was bound to submit to certain ceremonies, some of them painful, and dictated by phallic superstitions. Funeral rites were simple: the corpse was either burnt, with howls and superstitious functions, or it was placed in the hollow trunk of a tree in a sitting position, with the chin supported by the knees, as was the custom with Peruvian mummies; and the belief in another world prompted them to place the weapons and utensils used, during life beside the corpse. Sometimes a wooden lance, with fragments of human bones affixed to it, was placed below the tumulus, as a defence for the dead during his long sleep. It appears from these customs, and from others mentioned by Clarke, that they had a vague idea of another life, holding that the shades went up to inhabit the stars, or flew to a distant island where they were born again as white men. These beliefs were necessarily connected with the rites which they fulfilled when living, and served as a kind of obscure sanction for them.
Milligan and Nixon tell us that the Tasmanians believed in the existence of evil and sometimes of avenging spirits, destroyers of the guilty. They supposed that the shades of their friends or enemies returned, and caused good or evil to befal them; and according to Milligan there were four kinds of spirits. Purely superstitious rites were used for marriage. Old women and witches were often the arbiters of peace and war between the tribes, and they had the right of pardoning. Sorcerers intervened in many social acts, and before beginning their operations and incantations they revolved the mysterious Mooyumkarr, an oval piece of wood with a cord, which was certainly connected with phallic superstitions. Bonwick asserts that on many private and public occasions, the more skilled sorcerers called up spirits with appropriate ceremonies and formulas. They were powerful, and produced diseases, and were able to exert malign influence, and the urine of women, human blood, and ashes were superstitiously used as remedies against their spells.
The Tasmanian who wished to hurt or bewitch any one, procured something belonging to his enemy, and especially his hair; this, was enveloped in fat and then exposed to the action of fire, and it was thought that as it melted, the man himself would waste away. They feared lest the evil spirit evoked by the enchantments of an enemy might creep behind them in the night to steal away the renal fat, an organ with which various physiological superstitions were connected. They believed that stones, especially certain kinds of quartz crystals, were means of communication with spirits, with the dead, and also with absent persons. A woman often wore round her neck the phallus extracted from the body of her dead husband. The movements of the sun and moon, and some of their phases, had a mythical bearing on various social acts, or on the date of their assemblies, since the sun was the object of great veneration; and the full moon, the epoch of assemblies, was celebrated with feasting and dancing. Dances of many different kinds were connected with traditional myths, astrological superstitions, and the phallic worship. Some remains of circular buildings and concentric compartments, discovered by Field and others, had reference to their feasts, assemblies, and dances. Among their cosmic myths, Milligan has preserved one relating to the double stars which perhaps refers to the invention of fire.
From this cursory view of the conditions of society in its simplest form, and among the most savage peoples, and of the mythical beliefs which prevailed under such conditions, it clearly appears how myth, dating from the first beginnings of human association, has regarded, invested, sanctioned, and generated all special acts and relations, and the whole social order, both private and public. The exercise of thought in primitive times not only consisted of mythical beliefs and associations, but this same condition of thought reacted on all the phenomena of nature, and on all social facts. For if, as we have already observed, more rational empirical notions, and a certain rude form of scientific faculty made its appearance amid those mythical ideas which were still persistent, its various forms were not animated, sustained, and preserved by myth. Hence it is evident that the basis of the genesis of sociology as a whole consists in myth, which sanctions its acts and establishes their relations to each other. The immense importance of these studies, even for the right understanding of the laws and historical evolution which guide and govern sociology, is evident from this fact.
It must not be supposed that such a vast and profound incarnation of myth in social facts is peculiar to the primitive ages; it persists and is maintained in all the historical phases of civilization, even of the higher races, although sometimes in a dormant form. Even in our days, any one who considers our modes of society, the organism, customs, ceremonies, and manifold and complex institutions of modern life, will readily see that religious influences and their rites initiate, sanction, and accompany every individual and social fact, although civil and religious societies are becoming ever more distinct.
Since, therefore, myth is a constant form of sociology, completely invests it, and accompanies and animates its transmutations down to our days, everyone must recognize the necessity of this study in order to understand and explain the true history of thought and of sociology.
The energy, the power, the physical and intellectual worth of a people are revealed as a whole in its mythical products, whether in the quality and greatness of their beliefs, in the greater or less definiteness of their system, or in their development into more rational notions; and from the complex whole we can estimate the worth of their civilization. So that, where other extrinsic testimony is wanting, the study of these primitive creations will reveal to us their psychological worth. This is the origin of the comparative psychology of peoples, a most fruitful science, which not only teaches us to rank the various families of peoples according to their relative value, but it is of great use in making man acquainted with himself, and with psychology in general.
In fact, modern psychology can only advance by means of observation and experiment, which constitute it one of the natural sciences; and this is abundantly proved by the modern English schools, and the experimental school in Germany. Yet observation of the states of consciousness taken alone is defective, unless it is enlarged by the comparative examination of a greater number of subjects; nor must ethnical peculiarities be passed over, and it is precisely these which are included in the comparative psychology of peoples. The large amount of results, their infinite variety, and at the same time a certain uniformity in their modes of beginning, of their development, and of their place in the universe, give a splendid illustration of the innate exercise of human thought; the likenesses as well as the contrasts are instructive as to its real nature.
The comparative psychology of peoples, studied from this point of view, certainly does not include the whole of psychological science, which requires other instruments and other modes of experience, but it is a great help as a foundation. We believe that the study of myth, which throws so much light on comparative psychology, is likewise of use for the special psychology of man, since this can only arise from individual and ethnical observation, and from experiment, dissociated from every hindrance, and from metaphysical prejudice. And if by our humble essay we can throw any light on this noble science, we shall be abundantly rewarded.
CHAPTER II.
ANIMAL SENSATION AND PERCEPTION.
All animals communicate with each other and with the external world through their senses, and by means of their perception, both internal and external, they possess knowledge and apprehension of one another. In the vast organic series of the animal kingdom, some are better provided than others with methods, instruments, and apparatus fit for effecting such communication. The senses of relation are not found in the same degree in all animals, nor when such senses are the same in number are they endowed with equal intensity, acuteness, and precision. But the fundamental fact remains the same in all cases; they communicate with themselves and with the external world through their senses.
We must now inquire what value the external object of perception, considered in itself, has for the animal, what character it has and assumes with respect to his inner sense in the act of perception or apprehension. Man, and especially man in our days, after so many ages of reflection, and through the influence of contemporary science, is so far removed from the primitive and simple exercise of his psychical life, that he finds it difficult to picture to himself the ancient and spontaneous conditions under which his senses communicated with the world and with himself. And therefore, without further consideration, he thinks and believes that in primeval times everything took place in the same way as it does at present, and, which is a still greater error, as it takes place in the lower animals.
This identification of the complex machinery of human perception with that of animals must not be regarded as an absurd paradox, since, as we have shown in an earlier work, they were originally and in themselves the same.[8] By pursuing an easy mode of observation, divested of prejudice, we may revert to that primeval state of human nature, and may also comprehend with truth and certainty the condition of animals. For the animal nature has not ceased to exist in man, and it may be discerned by those who care to look for it; and careful study, with the constant aid of observation and experiment, will reveal to us the hidden life of sensation and intelligence in the lower animals.
There is a continual self-consciousness in all animals; it is inseparable from all their internal and external acts, from every fact, passion, and emotion; and this is clear and obvious. This fundamental and persistent self-consciousness—persistent in dreams, and even in the calmest sleep, which is always accompanied by a vague sensation—is the consciousness of a living subject, active, impressionable, exercising his will, capable of emotions and passions. It is not the consciousness of an inert thing, passive, dead, or extrinsic; for animal life consists in sensation of greater or less intensity, but always of sensation. Consequently, such a consciousness signifies for the animal a constant apprehension of an active faculty exercised intrinsically in himself, and it makes his life into a mobile drama, of which he is implicitly conscious, of acts and emotions, of impulses, desires, and suspicions.
This inward form of emotional life and psychical and organic action, into which the whole value of personal existence is resolved, may be said to invest and modify all the animal's active relations to the external world, which it vivifies and modifies according to its own image. The subsequent act of doubling the faculties which takes place in man does not occur in the animal; a process which modifies through the intellect the spontaneous and primitive act. Consequently, the active and inward sense which is peculiar to the animal is renewed in him by the external things and phenomena of nature which stimulate and excite him.
Two kinds of things present themselves to his perception: other animals, of whatever species, and the inanimate objects of the world. As far as the other animals are concerned, which are obvious to his perception, it is perfectly evident that upon these he will project his whole internal life of consciousness and emotions, and will feel their identity with himself by his implicit and intuitive judgment. And in fact, the movements, sounds, gestures, and forms of other animals necessarily cause this sense of inward psychical identity, whence arises the implicit notion of an animated and personal subject. Any one who observes, however superficially, the conduct of animals to each other when they first meet, cannot doubt this truth for an instant.
Although the external form and character of the animal perceived are important factors of the implicit notion of an animated personal subject, this belief is even more due to the animal's inward consciousness of himself as a living subject which is reflected in the extrinsic form of the other and is identified with it. The spontaneous and personal psychical effort does not decompose the object perceived into its proper elements by means of reflex attention, but it is immediately projected on those phenomena which assume a form analogous to the sentient subject.
The fact of this law must never be forgotten in the analysis of animal intelligence and sensation. All those who do not keep clearly in view the real and genuine character of the sentient and intelligent faculty in animals are liable to error.
In addition to the perceptions we have mentioned, animals have a perception of inanimate things, that is, of various bodies and phenomena of nature. Although the form, motion, and gestures of an analogous and personal subject are wanting in these cases, so that they do not cause extrinsically the same implicit idea, neither do they remain, as with a cultivated and rational man, things and qualities of independent existence, disconnected with the life of the animal which perceives them, exerting no intentional efficacy, and governed by necessary laws by means of which they act and exist.
A cultivated and rational man, by the reflex and calm examination of things, can correctly distinguish these two classes of subjects and phenomena, and cannot as a rule be deceived as to their real and relative value with respect to them and to himself. But when he forgets his primary intellectual condition, and does not perfectly understand the permanent condition of animals, he believes that their faculties are identical, and that things, qualities, and phenomena present the same appearance to the human and the animal perception. Yet the actual nature of the thing, so far as it is estimated by our perception as an object different from ourselves and from any other animal, cannot be so apprehended by animals which lack the analytical faculty in the perennial flow of their perceptions; the actual and inanimate thing is presented to them only by the intrinsic, peculiar, personal, and psychical quality of the animal itself.
If form, and characteristic and deliberate action, are wanting to the substances and phenomena of inanimate nature, qualities which more readily arouse in animals the idea of a subject resembling and analogous to themselves, yet there always remains the apprehension of some sort of form in which—not distinguished from the others by reflex action—the inward faculty of sensation and emotion is repeated and impersonated by the perceiving animal. Thus every form, every object, every external phenomenon becomes vivified and animated by the intrinsic consciousness and personal psychical faculty of the animal itself. Every object, fact, and phenomenon of nature will not merely appear to him as the real object which it is, but he will necessarily perceive it as a living and deliberating power, capable of affecting him agreeably or injuriously.
Every one is aware of the jealous, suspicious nature of animals, and that they are not only inquisitive about other animals, but about every material object which they see unexpectedly, which moves in an unusual way, or which interferes with or injures them.
It must have been often observed how they turn against any object which has chanced to hurt them, or which has annoyed them by regular and repeated motions, how they start at the sudden appearance or oscillation of some unlooked-for thing, at an unusual light, a colour, a stone, a plant, at the fluttering of branches, of clothes, or weathercocks, at the rush of water, at the slightest movement or sound in the twilight, or in the darkness of night. They look about, and consider all things and phenomena as subjects actuated by will, and as having an immediate influence on their lives, either beneficent or injurious.
Undoubtedly they do, as a rule, by means of their implicit judgment, distinguish animals as of a different type from other objects, but they transfuse into everything their own personality and their intrinsic consciousness. This is the case with the whole animal kingdom, at least with those whose internal emotion can be gathered from their external movements and gestures.
An animal is sometimes aware that an enemy which may lie in wait for and destroy him has approached the neighbourhood of his haunts, or at any rate may interfere with the freedom of his ordinary life, and he withdraws as far as he can from this new peril or injury, and seeks to defend himself from the malice of his enemy by special arts. In this case, the external subject or thing is what his own objective sense conceives it to be, and his inward perception corresponds to an actual cosmic reality.
Suppose that instead of this, the neighbourhood of a fierce fire, or violent rain and hail, or a stormy wind, or some other natural phenomenon, surprises or injures such creatures; these facts do not affect them as if they were merely occurrences in accordance with cosmic laws, for such a simple conception of things is not grasped by them. Such phenomena of nature are regarded by animals as living subjects, actuated by a concrete and deliberate purpose of ill-will towards them. Any one who has observed animals as I have done for many years, both in a wild and domestic state, and under every variety of conditions and circumstances, will readily admit the fact.
This truth, which clearly appears from an accurate analysis of facts, and from experiments, can also be demonstrated by the arguments of reason. Since animals have no conception of the purely cosmic reality of the phenomena and laws which constitute nature, it follows that such a reality must appear to their inner consciousness in its various effects as a subject vaguely identical with their own psychical nature. Hence they regard nature as if she were inspired with the same life, will, and purpose, as those which they themselves exercise, and of which they have an immediate and intrinsic consciousness.
It is true that after long experience animals become accustomed to regard as harmless the phenomena, objects, and forces by which they were at first sympathetically excited and terrified. Of this we have innumerable examples both among wild and domestic animals; but although suspicion and anxiety are subdued by habit and experience, yet these objects and phenomena are not thereby transformed into pure and simple realities. In the same way, if they are at first frightened by the sight and companionship of some other species or object, habit and experience gradually calm their fears and suspicions, and the association or neighbourhood may even become agreeable to them. I have often observed that different species, both when at liberty and in confinement, are affected by the most lively surprise and perturbation when some new phenomenon has startled them; they act as if it were really a living and insidious subject, and then they gradually become calm and quiet, and regard it as some indifferent or beneficent power.
I must adduce some observations and experiments from the many I have made on this subject. It may be objected that if animals in their spontaneous perception personify the object in question, they would give signs of this fact with respect to all the objects with which they come in contact, and among which they live, and yet they remain indifferent to many of them, which is a proof that they distinguish the animate from the inanimate. In fact it cannot be disputed that a vast number of the phenomena and objects of nature are regarded by animals with indifference; they are perceived by them, but it does not appear that they suppose these things to be endowed with life. It is, however, necessary in the first place to distinguish two modes and stages in this animation of things, one of which we may term static, and the other dynamic. In the first instance, the sentient subject remains tranquil at the very moment when he vivifies the phenomenon or the thing perceived; while the act is accomplished with so much animating force, and with an implicit and fugitive consciousness, it exerts no immediate and sudden influence on the perceiving animal, and consequently he gives no external signs of the personifying character of his perception. In the second instance, which we have termed dynamic, that is, when the phenomenon or object has a direct and sudden effect on the animal himself, he expresses by his movements; gestures, cries, and other signs, how instantaneously he considers and feels the object in question to be alive, for he behaves in exactly the same way towards real animals.
Animals are accustomed to show such indifference towards numerous objects that it might be supposed that they have an accurate conception of what is inanimate; but this arises from habit, from long experience, and partly also from the hereditary disposition of the organism towards this habit. But if the object should act in any unusual way, then the animating process which, as we have just said, was rendered static by its habitual exercise, again becomes dynamic, and the special and permanent character of the act is at once revealed. We have experience of this fact in ourselves, although we are now capable of immediately distinguishing between the animate and the inanimate, and man alone has, or can have, a rational conception of what are really cosmic objects or things. Yet if we suddenly and unexpectedly see some object move in a strange way, which we know from experience to be inanimate, the innate inclination to personify it takes effect, and for a moment we are amazed, as if the phenomenon were produced by deliberate power proper to itself.
I have kept various kinds of animals for several years, in order to observe them and try experiments at my convenience. I have suddenly inserted an unfamiliar object in the various cages in which I have kept birds, rabbits, moles, and other animals. At first sight the animal is always surprised, timid, curious, or suspicious, and often retreats from it. By degrees his confidence returns, and after keeping out of the way for some time, he becomes accustomed to it, and resumes his usual habits. If then, by a simple arrangement of strings already prepared, I move the object to and fro, without showing myself, the animal scuttles about and is much less easily reconciled to its appearance. I have tried this experiment with various animals, and the result is almost always the same.
In the cage of a very tame thrush, I made a movable bottom to his feeding trough, so arranged that by suddenly pulling a cord, the food which it contained could be raised or lowered. When everything remained stationary in its place the thrush ate with lively readiness, but as soon as I raised the food he nearly always flew off in alarm. When the experiment had been often repeated, he did not like to come near the feeding trough, and—which is a still stronger proof that he imagined the food itself to be endowed with life—he often refused to approach, or only approached in fear the sopped bread which was placed outside the trough. I tried the same experiment with other birds, and nearly always with the same result.
On another occasion I repeatedly waved a white handkerchief before a spirited horse, bringing it close to his eyes; at first he looked at it suspiciously and shied a little, but without being much discomposed, and I continued the experiment until he became accustomed to its ordinary appearance. One day I and a friend went out driving with this horse, and I directed a man, while we were passing at a moderate pace, to wave the same handkerchief, attached to a stick, in such a way that his person on the other side of the hedge was invisible. The horse was scared and shied violently, and even in the stable he could not see the handkerchief without trembling, and it was difficult to reconcile him to the sight of it. I repeated the experiment with slight variations on other horses, and the issue was always more or less the same.
Again, I placed a scarecrow or bogey in a parti-coloured dress in the spacious kennel of a hound while he was absent from it. When the dog wished to return to his kennel, he drew back at the sight of it, and barked for a long while. After going backwards and forwards, snuffing suspiciously, he decided to enter, but he remained on the threshold of the kennel, anxiously inspecting the bogey. In a few days, however, he became accustomed to it, and was indifferent to its presence. I ought to add that I had taught him on the first day, by punishment and admonition, that he must not destroy the bogey. One day when the dog was lying down I violently moved the puppet's arms by a cord, and he jumped up and ran barking out of the kennel, soon returning to bark as he had done at first. Finally, he again became accustomed to it, but whenever I repeated the movement with greater violence, it took a long while for him to become reconciled to it.
I put into a room various kinds of wild birds, which had been taken in nets after they were full grown. The window, which looked upon a garden, was unglazed, and closed by a wire netting, through which the outer air entered and was constantly renewed. I placed in the middle of the room a pot containing a shrub of some size, on which the birds used to perch. Since they had been reared in the open air they were certainly accustomed to the wind, and to the way in which it moves trees and branches, so that they were not alarmed by a phenomenon which they recognized from experience. I fastened a cord to the head of the shrub which I passed through a hole in the door, making another to look through, and in this way I moved it to and fro as the wind might have done. One day when there was a high wind which could be heard in the room, and when the current of air through the window was perceptible, I tried the experiment when the conditions of resemblance were perfect. And yet when the violent movement and oscillation of the shrub was combined with the noise of the wind, the frightened birds all fluttered about, and after repeating the movement, and then allowing it to subside, they kept away from the shrub and did not dare to settle on it.
At another time, aided by an ingenious young friend, I constructed a toy windmill, of which the vanes were moved by weights. I placed this toy in a cage, so arranged that its motions could be regulated from the outside, and I put into the cage a sparrow, which had been taken from the nest, and which consequently had no experience of the external world. Much patience was needed, since the toy required careful adjustment and was easily thrown out of gear, but I managed it at last. The sparrow pecked at the little mill as soon as he was put into the cage, and he grew up accustomed to its motions. I then took the sparrow out of the cage and put in a finch, which had also been taken from the nest, but was reared far from such a machine, and he was frightened and did not reconcile himself to it for some time. I exchanged this bird for a goldfinch which had been caught after he was full grown, and his alarm at the little mill was so great that he did not dare to move.
In a ground floor room which I used as my study, I hung an old sheet, which reached to the ground, on a long spear inserted in a heavy wooden disk; I surmounted it with a ragged hunting cap, and so arranged the sheet as to give it some resemblance to the human form. When my dog came in as usual, he looked suspiciously at the object, snuffing about and gradually approaching to walk round and observe it. At last he was satisfied, and curled himself up by the skirts of the bogey, where I had placed the mat on which he was accustomed to lie when he was with me. One evening when the moon shone doubtfully and there was just light enough to distinguish the outline of things, I carried the shapeless bogey into the garden near my room, and placed it among some shrubs and bushes. I went back to the house and called my dog, who followed me quietly until he reached the spot from which he could see the bogey distinctly enough for him to recognize its identity with the one with which he was already familiar. As soon as he saw the apparition he stood still, growling furiously; he began to bark, and when I encouraged him to come on, he turned round and ran back to the house. I shut up the dog in another room, brought back the bogey to its former place, and threw a strong light upon it before recalling the dog. At the first sight of the bogey the dog paused suspiciously for an instant, but when I sat down to the table as usual, he hesitated a little and after snuffing at it went back to his couch.
I have made similar experiments with dogs, rabbits, birds, and other animals. I took long wooden poles, and put them inside their cages or hutches in such a way that the animals got to know and feel reconciled to the sight of them. After some days had elapsed, I contrived, while screened from sight, to take the poles from their usual place and to make them touch and annoy the animals with more or less violence, thus causing them to flutter or scamper about and to shrink away, as if from the touch of a living person, although they were unable, as I have said, to see me or my hand. Those which were least agitated sprang forward with little leaps and looked about them, doubtful and excited. I might go on to describe many other experiments made with the same object, and always with the same result, but these are enough to show that I went to work cautiously and conscientiously, that the spontaneous and innate personification of the objects perceived by animals is clearly apparent, and also how we may account for their indifference to those to which they become accustomed.
Among animals the necessity of finding food is the great and unfailing stimulus towards the exercise of their vital functions; food which may, as we all know, be vegetable, animal, or a combination of both kinds. It is evident that in the case of carnivorous animals the object which satisfies this desire is a living subject, of which it is necessary to become possessed by arts, wiles, sometimes by a fierce and cruel conflict. In these cases, animals are in constant communication with an animal world resembling their own, and the objective reality is for the most part resolved into living subjects, endowed with consciousness and will. But neither is the vegetable food of herbivorous, frugivorous, and graminivorous animals regarded by them, as it is by us, as a material and unconscious satisfaction of their wants; these grasses, grains, and leaves appear to animals to be living powers which it is necessary to conquer, animated subjects endowed with life, but for the most part inoffensive, and which, unlike the living prey of carnivora, offer no resistance.
Observe the way in which an herbivorous or graminivorous animal becomes excited and angry when the branch or the ear of corn obstinately adheres to the ground, or offers any other difficulty to his immediate desire of obtaining food; he acts like one who has to do with a resisting power. Observe how, when they are quietly stripping the bough, picking out the grains, or eating the grass, they become suspicious, or fly away if there should be any unusual movement in the bough, the ears of corn, or the grass. In one way or another their food is regarded as a subject endowed with sympathetic and deliberate consciousness. And every one must have observed that animals at play act towards inanimate objects as if they were conscious and endowed with will.
Every object of animal perception is therefore felt, or implicitly assumed, to be a living, conscious, acting subject. This is due to the external reflection and projection of the intrinsic and sentient faculty, and therefore—since an animal has not the duplex faculty of deliberate and reflex attention—he cannot attain to the conception of simple external reality, of cosmic things and phenomena. Every object, every phenomenon is for him a deliberating power, a living subject, in which consciousness and will act as they do in himself. There are undoubtedly in the vast series of beings which compose the order of nature, and which he is able to perceive, degrees, differences, and varieties of energy, power, and efficacy with respect to himself and to the normal exercise of his life. But he transfuses into all, in proportion to the effects which result from them, his own nature, and modifies them in accordance with the intrinsic form of his consciousness, his emotions, and his instincts.
The external world appears to animals to be a great and mighty movement and congeries of living, conscious, deliberating beings, and the value of the phenomenon or thing is great in proportion to its effect on the animal itself. The objective and simple reality, as it appears to man, has no existence for animals; from the nature of their intelligence they cannot attain to any explicit conception of it, so that this reality is resolved and modified into their own image. The eternal and infinite flux, by which all things come and go in obedience to laws which are permanent and enduring, appears to animals to be a vast and confused dramatic company in which the subjects, with or without organic form, are always active, working in and through themselves, with benign or malignant, pleasing or hurtful influence. It is for this reason, and this reason only, that their life of consciousness and of relation is so deeply seated and so readily excited. Nor do animals ever believe themselves to be alone among inanimate things; even when not surrounded by allied or different species, they have the sense of living amid the manifold forms of conscious and deliberating life which the world contains.
This constant and deliberate animation of all the objects and phenomena of nature is spontaneous and necessary owing to the psychical and organic constitution of the animal kingdom, and it resolves itself into a universal personification of the phenomena themselves. In fact, the animal's intrinsic psychical personality is infused and transformed into each of them with more or less intensity and vigour; the phenomena are perceived by each individual just as far as he assimilates them, and he is constantly assimilating himself to them. His communication with the external world is in proportion with its internal reflection on himself, and he understands just as much as his own nature enables him to grasp.
A careful consideration therefore shows that the conditions of animal knowledge consist in endowing the phenomena and objects of nature with consciousness and will. I think that this truth will prove a certain guide and beacon in the interpretation of the origin of myth and science in man.
CHAPTER III.
HUMAN SENSATION AND PERCEPTION.
In man, as it has been clearly proved, sensations and perceptions occur both physiologically and psychically just as they do in animals. If science and the rational process of the interpretation of things have their origin and are evolved in us by the duplication of our faculties, such a function, which is due to this duplication, is very slowly developed and exercised, and in its origin, as an effort of the intelligence, it does not differ from that of animals.
It is true that the internal act of the higher faculty of reflection has hardly taken place before man unconsciously enters on a new and vast apprenticeship, which soon distinguishes him from and exalts him above the animal kingdom; science has already put forth its first germ. But the reasoning and simply animal faculties were so mingled, that for a long while they were confounded together in their effects and results, as well as in their natural methods. We must therefore begin by considering the nature of this primitive human perception, in some degree identical with that of animals, so that they may be estimated to be of equal value, at any rate in their first results and arts.
The vivid self-consciousness, inseparable at all times from every act, passion, and emotion, actuates man and animals alike; he has this consciousness in common with all other animals, and especially with those superior orders which are nearest to himself. The further perception of extrinsic things and phenomena occurs after the same manner and in accordance with the same physiological and psychical laws. By the intrinsic law of animal nature, as it is adapted to his cosmic environment, we see the cause and necessity of the transfusion and projection of himself into everything which he perceives; whence it follows that he regards these things as living, conscious, and deliberating subjects; and this is also the case with man, who animates and endows with life all which surrounds him and which he perceives.
In fact, in man's spontaneous and immediate perception and apprehension of any object or external phenomenon, especially in early life, the innate effects are instantaneous, and correspond with the real constitution of the function; analysis and reflex attention necessarily and slowly succeed to this primitive animal act in the course of human development. Consequently the true character and value of its effect on the perception are the same in man and animals.
If in this psychical and organic fact of perception, man is at first absolutely in the conditions of animals, identical effects must be produced; and this was originally the case, as far as man himself and external things were concerned. The powerful self-consciousness which actuates man and animals alike is projected on the objects or phenomena perceived, and they see them transformed into living, deliberating subjects. In this way the world and all which it contains appears to be a congeries of beings, actuated by will and consciousness, and powerful for good or evil, and in practice they seek to modify, to encourage, or to avoid such influence. The ultimate effect of this action, assumed to be intentional in all and each of these subjects, will be their personification, either vaguely or definitely, but always as a power active for good or ill.
If we trace back the memories of historic and civilized peoples into the twilight of their origin, at a time when they were still barbarous, and little removed from their primitive savage conditions, we shall find, the further we go back, the more vivid, general, and multiform will the mythological interpretation and conception of the world and its various phenomena appear to be; everything was personified by these primitive peoples in a way common to the animal and human consciousness alike.
Of this the testimony remaining in the most ancient verses of the first Veda is a sufficient proof. At the epoch of their composition the human race had made some relative progress in morals and civilization; yet we find that psychical human life was transfused and projected into everything: man personified each phenomenon and force of nature in accordance with his own image.
For example, fire in general was personified and identified with humanity in Agni; even the shape taken by the flames, all which was required to light the fire, the whole process of the sacrifice, even the doors of the altar-railing, the prayer and oblation to the god.[9]
We also learn from the solemn and ancient songs of the Rig-Veda that all terrestrial, meteorological, and celestial phenomena were more or less vaguely personified. These facts recur in all the earliest recollections of civilized peoples. If we turn from these to observe the savage races of modern times, and the most barbarous tribes still extant in continents and isles far removed from culture and science, we shall again find the same beliefs. The range of absurd personifications, degenerating into the most trivial and varied forms of fetish worship, becomes wider, and its influence deeper, in proportion to the rude and barbarous condition of the tribe or stock in which they appear.
Even among ourselves, in the midst of the most civilized European nations of modern times, how much mythology still lingers in the lower classes, both in cities and the country. It flourishes in proportion to the ignorance and want of culture of the people, as those know who have really studied the intellectual conditions of all classes in our time.[10]
In the child just beginning to walk, to move freely, and to talk, and even at a later age, in cases in which the reflective faculty is weak, and when it approximates more to the psychical and organic conditions of animals, such a projection of self and personification of surrounding objects is evident to all. For this reason a child transforms all which it seizes or plays with into a person or animal, and when alone with them it talks, shouts, and laughs, as if such objects could really feel, act, and obey; in short, as if they were real persons or animals. So strong is the childish instinct, or, as I might say, the law of its being to project and transfuse itself into objects, that it is apt to speak of itself in the third person. A child seldom says, "I will," or "I am hungry," but "Louis wants," "Louis is hungry," or whatever his name may be. This phenomenon reappears in the second childhood of old age, when the power of reflection is weakened, and there is a reversion to the primitive animal condition. The same phenomenon also occurs in idiots, in whom there is a morbid defect of reflective power.
This fact of the personification of the objects of perception is therefore evident and constant in the primitive man of civilized races, in the barbarous condition of modern savages, in the ignorant multitude, and in children—intellectual conditions which approach most closely to the condition of animals—and conversely it is plain that it belongs in the highest degree to the intellectual life of animals, and that myth, into which such a personification and animation of things must be resolved, has its original and innate necessity in animal life. We think that this is a new scientific fact, which throws much light on the history of human thought.
M'Lennan observes, "Some explanation of the phenomena of life a man must feign for himself; and to judge from the universality of it, the simplest hypothesis, and the first to occur to men, seems to have been that natural phenomena are ascribable to the presence in animals, plants, and things, and in the forces of nature, of such spirits prompting to action as men are conscious they themselves possess."[11] This fact, indicated by M'Lennan and by all who have devoted themselves to anthropological researches with respect to the origin of religions, and of myth in general, is now recognized as certain; but it seems to me that the interpretation and explanation of it are altogether implete. They suppose it to be simply the effect of psychological laws as far as man is concerned, whereas we have shown that it forms, in the ultimate causes by which it is produced, the very essence of animal perception. They ascribe it to man as a rational hypothesis to explain the primitive order of things, whereas it is a spontaneous and primary intuition of the animal intelligence.
Alger, although he is also mistaken as to the true causes of myth in general, expresses himself better when he asserts that the brain of a savage is always dominated by the idea that all objects whatsoever have a soul precisely similar to that of man. The custom of burning and burying various things with the dead body was, he thinks, in many cases prompted by the belief that every such object had its manes.[12]
In fact, the innate psychical and organic constitution of the intelligence, both animal and human, is such that it spontaneously and necessarily projects itself into every object of nature and perception, animating and personifying it by this special law, and not by a reflective hypothesis, such as would be the conscious and deliberate solution of a given problem. Such a solution cannot be made by animals, since as we have shown they are without the faculty of making a deliberate research into any subject; nor can it be effected by the primitive man, in whom the reasoning faculty with which he is endowed is still undeveloped.
The real origin of reflection is not to be found in what may be called the mythical creation of nature, which is the necessary result of the spontaneity of the intelligence, both in man and animals; it is developed after long duration of barbarism and ignorance. M'Lennan and others have shown how the era of reflection and hypothesis begins in the evolution of human intelligence. Sekesa, an intelligent Kaffir, said to Arbrousset,[13] "For twelve years I have shepherded my flock. It was dark, and I sat down upon a rock and asked myself such questions as these, sad questions, since I was unable to answer them. Who made the stars? What supports them? Do the waters never grow weary of flowing from morning to evening, from evening to morning, and where do they find rest? Whence come the clouds, which pass and re-pass, and dissolve in rain? Who sends them? Our diviners certainly do not send rain, since they have no means of making it, nor do I see them with my eyes going up to heaven to seek it. I cannot see the wind, and know not what it is. Who guides and causes it to blow, to rage, and overwhelm us? Nor do I know how the corn grows. Yesterday there was not a blade of grass in my field, and to-day it is green; who gave to the earth the wisdom and power to bring forth?" Again, there is a passage in the Rig-Veda, in which it is said, "Where do the fixed stars of heaven which we see by night go by day?"
It is in this intellectual condition that ignorant and savage man really begins the spontaneous yet reflective research into the causes of things, and it is in this condition only that he hypothetically interprets the order of phenomena through myths, which have then become secondary, and are no longer primitive. The true origin of the primitive myth which animates and personifies the universe is not to be found in this condition; its origin is of much earlier date in the history of man, and indeed it has its roots, as we have shown, in animal life.
Certainly when we compare the two intellectual periods, there is a wide difference between the age in which Sekesa could be perplexed by such inquiries, and that of more primitive peoples, which still believe without question in the soul and informing spirit or shade of stones, sticks, weapons, food, water, springs—in short, of every object and phenomenon. This is still the case with the Algonquins, the Fijians, the Karens, the Caribbees, the negroes of Guinea, the New Zealanders, the Tongusians, the Greenlanders, the Esthonians, the Australians, the Peruvians, and a host of other savage and barbarous peoples. They not only animate and personify material objects, but even diseases and their remedies.
The incubus, for example, termed Mara in Northern mythology, was the spirit which tormented sleepers. This is the Mar of the German proverb: Dich hat greitten der Mar. The word is derived from Mar, a horse, and becomes nightmare in English, Cauchemar in French, Εφιἁλτης in Greek, meaning one which rides upon another. So with epilepsy, which signifies the act of being seized by any one; it was, like all nervous diseases, held to be a sacred evil, and those afflicted by it were supposed to be possessed. Insanity was regarded in the same way, as we see in the Bible where Saul's melancholy is said to be an evil spirit sent from God. A furious madman was supposed to have been carried off by a demon, and in Persia the insane were said to be God's fools. In Tahiti they were called Eatooa, that is, possessed by a divine spirit; and in the Sandwich Isles they were worshipped as men into whom a divinity had entered. In German the plica polonica is called Alpzopf, or hobgoblin's tail. All nations believed that the malign beings which animated diseases could, like men, be propitiated by ceremonies and incantations. The Redskins are always in fear of the assaults of evil spirits, and have recourse to incantations, and to the most absurd sacerdotal rites, or to the influence of their manitu, in order to be safe. Their devotions and sacrifices are prompted by fear rather than by gratitude.
Tanner mentions, in his "Narrative of a Captivity among the Indians," that he once heard a convalescent patient reproved for his imprudence in exposing himself to the air, since his shade had not altogether come back to abide within him. For this purpose, and in conformity with such ideas, when the sorcerer Malgaco wishes to cure a sick man, he makes a hole in a tomb to let out the spirit, which he then takes in his cap, and constrains it to enter the patient's head. The process of disease is supposed to be a struggle between the sick person and the evil spirit of sickness. The Greek-word, prophylakê signifies the arrangements of outposts. Agonia is the hottest moment of conflict, and krisis the decisive day of battle, as we see in Polybius, liii., c. 89. Medicine was from the earliest times confounded with magic, which is only the primitive form of the conception of nature. The Aryan rulers in India in ancient times believed that the savage races were autochthonic workers of magic who were able to assume any form they pleased.[14] The negro priests of fetish worship believe that they can pronounce on the disease without seeing the patient, by the aid of his garments or of anything which belongs to him.[15] The superstition of the evil eye recurs in Vedic India, as well as among many other peoples. In the Rig-Veda the wife is exhorted not to look upon her husband with an evil eye. There was the same belief among the ancient Greeks, and it is also found in the oculus fascinus of the Romans, and the German böses Auge. The early German Rito, or fever, was a spirit (Alb) which rode upon the sick man. A passage in the Rig-Veda states that demons assume the form of an owl, cock, wolf, etc.[16] Such was the primitive attitude of the transfusion of individual psychical life into things, and consequently of general metamorphosis. Kuhn identifies the Greek verb ἱαομαι with the Sanscrit yavayami, to avert, and in the Rig-Veda this verb is used in connection with amivä, disease; so that it was necessary to drive away the demon, as the cause of sickness. A physician, according to the meaning of the old Sanscrit word, was the exorciser of disease, the man who fought with its demon. We find the practice of incantations as a remedy for disease in use among the ancient Greeks, the Romans, and all European nations, as well as among savages in other parts of the world.
The objects and phenomena obvious to perception are therefore supposed by primitive man, as well as by animals, to be conscious subjects in virtue of their constitution, and of the innate character of sensation and intelligence. So that the universal personification of the things and phenomena of nature, either vaguely, or in an animal form, is a fundamental and necessary fact, both in animals and in man; it is a spontaneous effect of the psychical faculty in its relations to the world. We think that this truth cannot be controverted, and it will be still more clearly proved in the course of this work.
Such a fact, considered in its first manifestation and in the laws which originally govern it in animals, and in man as far as his animal nature is concerned, assumes a fresh aspect, and is of two-fold force when it is studied in man after he has begun to reason, that is, when his original psychical faculty is doubled. The animation and personification of objects and phenomena by animals are always relative to those of the external world; that is, animals transfuse and project themselves into every form which really excites, affects, alarms, allures, or threatens them; and the spontaneous psychical faculty which such a vivifying process always produces necessarily remains within the sphere of their external perceptions and apprehensions. In a word, they live in the midst of the objective nature, which they animate with consciousness and will, and their internal power is altogether absorbed in this external transformation.
In man, in addition to this animation of the things and phenomena of the external world, another more profound and vivid animation takes place, the animation not merely of external forms, but of internal perceptions, ideas, sentiments, and all kinds of emotions. We know that man has not only the perception of external and internal things, but also the perception of this perception. Hence the external form, or the internal sentiment and emotion, may by the dominion of his will over all the attributes of his intelligence be once more subjected to his deliberate observation and intuition; by this process the external and internal world are doubled in their intrinsic ideal, and give birth to analysis and abstraction, that is, to the specification and generalization of the things observed.
When this spontaneous faculty of man has been developed within him, his observation of the similarities, analogies, differences, and identities which are to be found in all things and phenomena, in sentiments and emotions, necessarily induces him to collect and simplify them in special forms, to combine these various intuitions in a homologous type; this type corresponds with an external or internal congeries of similar, identical, or analogous images or ideas, out of which the species and genera of the intellect are formed. In this way, for instance, arose the mental classification of trees, plants, flowers, rivers, springs, animals, and the like, as well as that of love, hatred, sorrow, anger, birth, and death, strength, weakness, rule, and obedience; in short, the generic conceptions of all natural phenomena, as well as of psychical sentiments and emotions.
Animals, for example, perceive a given plant or tree, as a thing presented at the moment to their individual consciousness, and by infusing this consciousness into the object in question, they animate and personify it, especially if its fruits or leaves are attractive, or if it is moved by the wind. We have seen that all things are necessarily personified by animals, for if they meet with any material obstacle, they do not ascribe the sudden impediment to the impenetrability of matter, or to superior force, but rather to an intentional opposition to their aim or progress. We often see that animals not only exert mechanical force to break through or destroy the material barriers intended to keep them in confinement, but they act in such a way as to show rage and fury towards a hostile and malevolent subject.
To return to our example; if an animal vivifies and animates some special plant specially presented to him, he does not go beyond this vivifying act; when he goes on his way, and no longer perceives the concrete phenomenon, the animation at the same time disappears and ceases. Man, however, by means of the classifying faculty we have noticed, after repeatedly perceiving various plants similar or analogous to the first, is able by spontaneous reflection, and by the automatic exercise of his intelligence, to refer them to a single type, and in this way the specific idea of a tree is evolved in his mind and fixed in his memory. The same thing gradually takes place with respect to flowers, animals, springs, rivers, and the like. These ideal types are not wholly wanting even among the most barbarous peoples, in the most concrete and dissimilar languages, since without them any language would be impossible.
The same intrinsic and innate necessity which, both in man and animals, automatically effects the animation and personification of consciousness and will in the case of external objects and phenomena, also impels man to vivify and personify the specific types which he has gradually formed, and they take an objective place in his memory as the objects of nature do in the case of animals. In this way man does not, like animals, merely vivify the special oak or chestnut tree presented to him in a concrete form at a given moment, but he vivifies in the same way the psychical type of trees, of flowers, etc., which has been evolved in his mind, just as he vivifies the type of suffering, of disease, of death, of healing, or of any other force.
For this reason the process of necessary and spontaneous personification is at first two-fold; namely, the personification of individual and external objects and phenomena, and that of their specific inward types, whether of the objects themselves or of their sensations and emotions. It must be observed that at this early stage of man's history, specific types, or the classification of things, were not ordered and determined with scientific precision; they were undefined and confused, running more or less into each other, so as to be easily lost, or constantly diverging more widely. This internal movement of images and undefined conceptions was a stimulus to active and mobile life, and an abundant source of vivid or obscure myths, and of the sentiments corresponding to them.
These specific primordial types were openly referred to external phenomena, and were based upon the life of nature, since rational or scientific ideas had not yet made their appearance, or only very sparsely. In any case, the reality of these types and their animation are facts, as all the earliest records attest, whether among civilized or savage races.
The personification of specific types, which are in general the most obvious—those, namely, which refer to animals, vegetables, minerals, and meteors, things useful or injurious to man—is the origin of the subsequent belief in fetishes, genii, demons, and spirits, and these led to the vivification of the whole of nature, her laws, customs, and forces. Man's personification of himself, his projection of himself as a living being into external things, was the result of reflection. In fact, the impersonation of the winds took place in very early times, since they most frequently and universally excited the attention and anxiety of man and animals, whether beneficially or otherwise, and by their mechanical action, their whistling and other sounds, they readily struck the mobile fancy of primitive men, and also of savage and ignorant peoples in our day.
Just as the act of respiration is a faint wind which goes on whether in sleep or wakefulness, and only ceases with death, so it was with the phenomenon of nature which attracted their attention, and it was invested by them with life. Since the winds of nature had already been animated and personified by a spontaneous act, so our inmost being was certainly first considered as material, and impersonated as breath and air.
This appears from the roots and words of all languages; the Hebrew nephesh, nshâmâh, ruach—soul or spirit—are all derived from the idea of breathing. The Greek word ανεμος, the Latin word animus, signify breathing, wind, soul, and spirit. In the Sanscrit âtman we have the successive meanings which show the evolution of the myth: breathing, vital soul, intelligence, and then the individual, the ego. In Polynesia we find the same process of things. To think, which in the Aryan tongues comes from the root c'i, and originally meant to collect, to comprehend, in German, begreifen, becomes in the Polynesian language, to talk in the belly. It is, therefore, an evident historical fact that man first personified natural phenomena, and then made use of these personifications to personify his inward acts, his psychical ideas and conceptions. This was the necessary process, since animals were prior to man, temporally and logically, and external idols were formed before those which were internal and peculiar to himself.[17]
It is true that man unconsciously, that is, without deliberation, not only animates external things and their specific types, but he also, by an exercise of memory, animates the psychical image of these special perceptions. If, for example, the primitive man personifies a stream of water which he has seen to issue from a fissure of the rocks, and ascribes to it voluntary and intentional motion, he also animates the image which reappears in his sphere of thought, and conceives it to have a real existence. He does not merely believe it to be a psychical and what may be called a photographic repetition of the thing, but rather to have an actual, concrete existence. Thus, among all ancient peoples, and among many which are still in the condition of savages, the shadow of a man's body is held to be substantial with it, and, as it were, his inmost essence, and for this reason the spirits of the dead were in several languages called shades.
Doubtless it is difficult for us to picture to ourselves the psychical conditions of primitive men, at a time when the objects of perception and the apprehension of things were presented by an effort of memory to the mind as if they were actual and living things, yet such conditions are not hypothetical but really existed, as any one may ascertain for himself who is able to realize that primitive state of the mind, and we have said enough to show that such was its necessary condition.
The fact becomes more intelligible when we consider man, and especially the uneducated man, under the exciting influence of any passion, and how at such times he will, even when alone, gesticulate, speak aloud, and reply to internal questions which he imagines to be put to him by absent persons, against whom he is at the moment infuriated. The images of these persons and things are as it were present and in agitation within him; and these images, in the fervour of emotion and under the stimulus of excitement, appear to be actually alive, although only presented to the inward psychical consciousness.
In the natural man, in whom the intellectual powers were very slowly developed, the animation and personification effected by his mind and consciousness were threefold: first, of the objects themselves as they really existed, then of the idea or image corresponding to them in the memory, and lastly of the specific types of these objects and images. There was within him a vast and continuous drama, of which we are no longer conscious, or only retain a faint and distant echo, but which is partly revealed by a consideration of the primitive value of words and of their roots in all languages. The meaning of these, which is now for the most part lost and unintelligible, always expressed a material and concrete fact, or some gesture. This is true of classic tongues, as is well known to all educated people, and it recurs in the speech of all savage and barbarous races.
Ia rau is used to express all in the Marquesas Isles. Rau signifies leaves, so that the term implies something as numerous as the leaves of a tree. Rau is also now used for sound, an expression which includes in itself the conception of all, but which originally signified a fact, a real and concrete phenomenon, and it was felt as such in the ancient speech in which it was used in this sense. So again in Tahiti huru, ten, originally signified hairs; rima, five, was at first used for hand; riri, anger, literally means, he shouts. Uku in the Marquesas Isles means, to lower the head, and is now used for to enter a house. Rùku, which had the same original meaning in New Zealand, now expresses the act of diving. The Polynesian word toro at first indicated anything in the position of a hand with extended fingers, whence comes the Tahitian term for an ox, puaátoro, stretching pig, in allusion to the way in which an ox carries his head. Toó (Marquesas), to put forward the hand, is now used for to take. Tongo (Marquesas), to grope with extended arms, leads to potongo tongo, darkness. In New Zealand, wairua, in Tahiti varua, signifies soul or spirit, from vai, to remain in a recumbent position, and rua, two; that is, to be in two places, since they believed that in sickness or in dreams the soul left the body.[18] Throughout Polynesia moe also signifies a recumbent position or to sleep, and in Tahiti moe pipiti signifies a double sleep or dream, from moe, to sleep, and piti, two. In New Zealand, moenaku means, to try to grasp something during sleep; from naku, to take in the fingers.
We can understand something of the mysterious exercise of human intelligence in its earliest development from this habit of symbolizing and presenting in an outward form an abstract conception, thus giving a concrete meaning and material expression to the external fact. We see how everything assumed a concrete, living form, and can better understand the conditions we have established as necessary in the early days of the development of human life. This attitude of the intelligence has been often stated before, but in an incomplete way; the primitive and the subsequent myths have been confounded together, and it has been supposed that myth was of exclusively human origin, whereas it has its roots lower down in the vast animal kingdom. We hope, therefore, that it will be granted that we have given the true and full exposition of myth.
Anthropomorphism, and the personification of the things and phenomena of nature, of their images and specific types, were the great source whence issued superstitions, mythologies, and religions, and also, as we shall presently see, the scientific errors to be found among all the families of the human race.
For the development of myth, which is in itself always a human personification of natural objects and phenomena in some form or other, the first and necessary foundation consists, as we have abundantly shown, in the conscious and deliberate vivification of objects by the perception and apprehension of animals. And since this is a condition of animal perception, it is also the foundation of all human life, and of the spontaneous and innate exercise of the intelligence. In fact, man, by a two-fold process, raises above his animal nature a world of images, ideas, and conceptions from the types he has formed of various phenomena, and his attitude towards this internal world does not differ from his attitude towards that which is external. He personifies the images, ideas, and conceptions by transforming them into living subjects, just as he had originally personified cosmic objects and phenomena.
In myths, since they owe their origin to the reflex power which is gradually organized and developed, man carries on this faculty of personification which had already been exerted in him as an animal. But the object of myth became two-fold just as the animal nature became duplex in man, whether as a special image of special conception, or as an intellectual definition of the specific type already formed. The myths are, therefore, from their very nature, either special, that is, derived from the psychical duplication of a personified image; or they are specific, and are derived, as we are about to explain, from the personification of a type.
The deliberate intention to be beneficent or malign, useful or injurious, which is ascribed to any external object, thus transforming it into an intelligent subject, is the first and simplest stage of myth, and the innate form of its genesis. In this case, it is always special, extrinsic, and concrete, and belongs implicitly to the animal kingdom, although more or less vividly in proportion to the mental and physical evolution of the species. It is for the same reason also proper to man, in whose case it first appears in the indefinite multiplication of fetishes, whatever may be the object venerated, and whatever the form, aspect, and character ascribed to it. This constitutes the primordial impulses, both of religious consciousness and of the spontaneous solution of the problems of the world among all peoples.
While the animation of special objects by animals generates actual myths, yet it only occurs in the acts of momentary and transient perception; they are born and die, they arise and are dissolved in the very act of production, and they neither have nor can have retrospective or future influence on the animal. The world, its laws and phenomena, form for him one universal and persistent myth, so far as he feels himself constrained to vivify and transform them into subjects actuated by will. This consequently is the constant and normal condition of his conscious life with relation to things, and it leads to nothing further; his mental attitude with respect to myth does not vary from his physical attitude towards the atmosphere, the food and water which nourish and sustain him, and the exercise of his functions are in conformity with it, as though it were his natural and necessary element.
Man, on the contrary, since he has acquired the power of reflection, which enables him to reconsider past intuitions by an effort of memory, as well as the psychical image which corresponds to them, is not content with this normal and fugitive effect of apprehending the personified object presented to him. The psychical image of his actual perception, which he has ascertained from experience to be beneficent or malignant, or which has been interpreted as such by his fancy, recurs to the mind even when it is absent and remote, and it recurs in the vivid and personified form in which it was first perceived.
Hence come the following psychical facts. On the one side the actual object which he has assumed to be invested with the faculty of will still remains to exert the same external influence; on the other, its personified image is also present to his mind, so that he can regard it with the vivid quickness of the fancy, and invest it, by its manifold relations to other and various phenomena, with efficacy, force, and mysterious purposes. It follows from this inward action and emotion that while in the case of animals the beneficent or malignant object is only invested with life at the moment of perception, and has no more efficacy after its disappearance, man on the contrary retains the same personified object in his memory, and recalls it at pleasure, so that its special efficacy persists, and it continues to be the object of hopes and fears either in the past or in the future. In a word, the natural myth of animals is transformed by man into a fetish, whether this object or its corresponding image in his mind be superstitiously regarded as good or evil, pleasing or terrible.
This was the source of primitive, confused, and inorganic fetishism among all peoples; namely, that they ascribed intentional and conscious life to a host of natural objects and phenomena. Hence came the fears, the adoration, the guardianship of, or abhorrence for some given species of stones, plants, animals, some strange forms or unusual natural object. The subsequent adoration of idols and images, all sorts of talismans, the virtue of relics, dreams, incantations, and exorcisms, had the same origin and were all due to this primitive genesis of the fetish, the internal duplication of the external animation and personification of objects.
It is evident that fetishism in its earliest and most primitive form was always inspired by special objects, since the external perception of animals and of man is special and concrete. But we have seen how our intelligence, by a spontaneous and innate process, was led to form types from the immense variety of special things and phenomena, and these types are the specific forms of such things as are alike, analogous, or identical. We have also seen that by the same necessity of the psychical faculty, which is not inconsistent with the fundamental process of animal intelligence, man animates and personifies these specific types, just as he had animated the special perceptions whence they were generated in his mind.[19]
The second form of myth next occurs, if considered as it exists in man, but the third form of myth, if regarded in his solidarity with the animal kingdom. Instead of investing the special fetish of a given object with superstitious fear, he now adores or fears all objects of the same species, or which, in the imperfect classification of primitive times, he believes to be of the same species. Thus, to give a common example, if some particular viper or other form of snake is the first form of fetish, in the second stage the whole species of vipers, and of the snakes which resemble them, is regarded with the same dread. He next supposes all the snakes which he comes across to emanate from a single power, manifesting itself in this shape in various times and places. In the same way, according to the natural evolution of this law, the individual, concrete plant will no longer be the fetish or object of myth, but all those of the same species, or which nearly resemble it. It will no longer be a given spring, but all springs, no longer one particular grove, cave, or mountain, but all groves, caves, and mountains; in a word, the species will be substituted for the individual, the type for the fact.[20]
In this second stage to which myth spontaneously attained, it must be observed that all fetishes could not be reduced to a specific or typical image, since in nature, and in ages and conditions when the intelligence was still rude and uncultured, all phenomena or objects could not assume a specific form, but were still regarded as individuals. In this class are the sun, the moon, certain stars and constellations, as well as some other natural phenomena, volcanoes, hot springs, and the like; since these were unique within the range of country inhabited by the savage hordes, they could not become specific. Hence, while all other objects and their respective fetishes followed the natural evolution into a specific type, and through these into the simplest form of polytheism, the special fetish which referred to unique things or phenomena remained special, although it was modified, as we shall see, so as to harmonize with the aspect commonly assumed by other typical images.
It must be observed that we have gradually ascended from the special to the specific fetish, and to types which are resolved by the intelligence into more ideal and less concrete images; precisely because they are ideal and less bound to the form they had before, they are incarnated in an anthropomorphic and anthropopathic form. Released from the necessity of regarding them in a vague form, or one different from that of man, the image becomes more human, and that not only as before in consciousness and purpose, but also in aspect and structure.
In fact, in this stage man does not merely infuse his spiritual essence into these types, but likewise his corporeal form, whence we have the true, human image of myth. This may be seen in the various primitive Olympuses of all historic races as well as among savage peoples, only varying in the splendour of their imagery. They consist in the transformation of the earlier fetish into an intelligent, corporeal person, and result from the formation and personification of types.
Beginning with the mysterious conception of some particular spring as a malignant or beneficent fetish which, although personified, still retains its concrete form, the classifying action of the intelligence gradually constructs, from its points of resemblance to other springs, a generic type which includes them all. This typical conception, personified in its turn, next represents a unique power, of which all the individual and accidental springs are only manifestations. Thus it is clear that man, in the personification of this type or specific conception, is no longer bound to the actual form of the special object which first represented it, but he may be said to mould a more indefinite and plastic substance into which he can with spontaneous or facile art incarnate his whole person. Hence this substance will assume an anthropomorphic form, and will issue, not in a mysterious being of extrinsic and indefinite form, but in a person with human features, obvious to human senses.
It was thus, when the fetish attained to a specific type, that mythical anthropomorphism was generated, and polytheism, properly so-called; a polytheism which represents in its figures and images the humanization and personification of specific types. These afterwards diverge into specifications which vary with the number of phenomena that are united in a single idea or conception. The first polytheistic Olympus consisted of natural types, and at a much later period they became moral or abstract, in accordance with the spontaneous evolution of the intelligence itself.
It was in fact in this way that all the specific myths of the general phenomena of nature had their origin, and in our Aryan race we can, starting from the Rig-Veda, follow their splendid development among Græco-Latins, Celts, Germans, and Slavs; it may also be traced in the memory and historic evolution of other races, and with less distinctness among those which are barbarous and savage.[21]
To take some example which may throw light upon our theory of the evolution of myth, let us consider that of Holda in the German Pantheon, since it is a generic type of the special primitive fetishes of sources, already in process of formation before the dispersion of the Aryan tribes. Mannhardt (Deutsche Mythologie) has shown what was the primitive form of the conception of Holda and of the Nornas, that is, of the phenomenal appearances of water; Holda, the lady of waters, first watched over the heavenly sources, and then, by a subsequent interweaving of myths and duplication of images, she kept and guarded the souls of new-born infants. This early conception by progressive specification gave birth to those of the Nornas, of Valkuria, Undine, and others. The primitive fetish, or fetishes of waters out of which the specific type, afterwards personified, was evolved and formed, were at first so bound to the concrete form of the phenomenon, that although animated, it could not assume a human aspect and form. But when the specific type which ideally represented the power manifested in all the various modes of special phenomena was evolved, then man was released from the concrete and individual forms of the fetish, and readily moulded it in his own corporeal as well as in his moral image. So Holda, changed from a heavenly to an earthly deity, was transformed into the goddess of wells and lakes, and assumed a perfectly human and even artistic form. She loved to bathe at noon-day, and was often seen to issue from the water and then plunge anew into the waves, appearing as a very fair and lovely woman.
Again, we know that in the gradual mythical evolution which found its climax in Apollo, the animation of this type, so fruitful in special instances, extended even to the form of his arms, his bow and arrows, and to the place of his habitation at Delphos. He was armed, according to Schwartz, with the rainbow and with thunderbolts, and Delphos was esteemed to be the centre and navel of the world.
These mythical ideas have their special reproduction in the mythology of the Finns. (Castren.) The god Ukko with his great bow of fire sends forth trees as darts against his enemies; while fighting, he stands erect upon a cloud, called the umbilicus of heaven. Thus we see that the process of myth is similar, even in different races.
By the primitive personification of the special fetishes whence he was evolved, the Indra of Vedic India is shepherd of the herd of heavenly kine. Vritra, a three-headed monster in the form of a serpent, steals away the herd and hides it in his cave. Indra pursues the robber, enters the cave with fury, overwhelms the monster with his thunderbolt, and leads back the kine to heaven, their milk sprinkling the earth. This myth gradually assumed in the Vedic hymns more splendid and artistic forms, and more amazing personifications. The original motive of the myth, as it has been interpreted even by Indian commentators, was the storm with all its alternations which bursts forth with more terrific violence in hot climates. The luminous clouds which bring rain are the purple kine whom a black-demon tries to steal; the fruitfulness of the earth depends on the issue of the contest, and the thunderbolt disperses the cloud, which falls on the earth in rain, while Indra, that is, the blue sky, appears in his splendour.[22]
It may be clearly seen from these examples how the specific myth was gradually developed. We have said that in addition to the myth which referred to types constructed from special and manifold suggestions, alike or analogous in extrinsic circumstances, others were formed from definite natural objects, in their relations to men and to their acquaintance with cosmic facts in those very early times. These, however, although definite, assumed anthropomorphic forms, like those which were specific. The cause of this identity of construction is to be found in the influence exerted upon them by the earlier myths. By a necessary equilibrium and spontaneous symmetry of mental creations, these were also modified by the gradual formation of contemporary images. In this way the solar myths were elaborated and developed among the Aryan peoples and other races; their aspects became much more anthropomorphic and anthropopathic in proportion as the typical myths assumed a human form.
The primitive myths of the secondary form were at first grouped round physical and external phenomena, because these were originally the most obvious to man. But the specific moral types had their origin by reaction, and by a more strictly intellectual process, and these were personified in the same way, although in this second stage they were not so numerous. Yet their appearance and creation were inevitable, since the same faculty and classifying process had to be carried out in the intellectual and moral order as in that which was extrinsic and cosmic; since the mind and consciousness and intrinsic faculty of the intelligence are identical. And when once these ultimate types were formed, the same necessity impelled their animation and personification in anthropomorphic images. Of this we have abundant instances in all the traditions of nearly all the peoples of the world.
CHAPTER IV.
STATEMENT OF THE PROBLEM.
In the preceding chapters we have considered and, as we hope, demonstrated the origin and genesis of myth in general, an origin and genesis which had their first impulses and causes in the animal kingdom as a whole, since these beginnings were the necessary result of the psychical exercise of the perception and intelligence. We next discovered in man, as he issued from a simply animal condition and attained the power of reflection, the origin of the special myth or fetish, which was a higher evolution of that which is proper to animals; hence the origin of the specific myth was altogether anthropomorphic, whether physical or moral; and hence came also the development and ramification of all mythologies, and of universal polytheism.
It may be seen from the reality and truth of this theory how much mistaken those men are who hold, owing to their religious prejudices or to their systems of logic and history, that monotheism was the first intuition of man, or at any rate of the privileged races. This is altogether impossible, since such an opinion is opposed to the genuine development of the intelligence, to its primitive constitution and progress, and to the essential solidarity of human and animal nature.
In the case of animals as well as of man the implicit act and psychical process of communication between the world and themselves consist in the individual and concrete animation of the thing or phenomenon perceived; whence they are resolved into conscious subjects, acting with a given purpose; the difference in man's case, due to his power of reflection, consists in the fact that he ascribes to the fetish distinct mental characteristics, regarding it as a subject, actuated by will, and invested with an external form. Hence it is impossible that man should have had any primitive intuition of a perfectly rational and universal Idea, since his intelligence is so constituted that it is slowly developed from the animal condition into a humanity which is mythically reflex, and he rises from the single to the specific, from phenomena to the type which more or less exactly corresponds to them.
We are convinced that by these researches, we have eradicated the previous misconception, which cannot be revived or maintained except with the weapons of sophism, and by defying evidence and the very nature of things.
While man has risen from the individual myth to that which is specific, infusing anthropomorphic life into the whole of nature, and into his own sensations, emotions, and conceptions, he has pursued an art virtually the same as that whence science is generated. The instrument, both with respect to the formation of myths and to the formulation of science, is in fact identical, and the process also is the same. Science, like myth, observes, analyzes, and classifies observations, and gradually rises to a conception of the specific type, and hence to a unity which becomes ever more complete and universal.
In the composition and mythical animation of the world, whether by special personifications or by those which are typical, and by the sensations corresponding to them, man makes a fanciful classification of phenomena, he observes and studies their beneficial or injurious effects on himself, and in this empirical way is able to estimate their value. On the other hand, he rises in the social scale by means of his superstitious and religious feelings, which act as a stimulus and symbol, so far as he subjects his animal and perverse instincts to the deliberate precepts which he imagines to be expressed by these myths.
In so far as the empirical observation of things is irrational, and obedience is paid to the fanciful precepts of oracles, it is not the result of an explicit moral law, yet there is on the one side some knowledge of the qualities, habits, and periods of things, and on the other a civil and human order which is gradually formed and developed. In fact, in the case of the higher historical races it is important to make a more explicit and accurate study of the fetish religion, that is, of the mythical animation of any special phenomenon or thing. Although the scope of such religion is superstitious veneration, or abject fear, yet it is impossible that it should not induce a more precise and less confused notion of the relative condition of things. In this way observation becomes more accurate, and the intrinsic use of the thing is often recognized. By the gradual exercise of such analysis in the case of all or most phenomena, man obtains a clearer knowledge of his environment.
While a juster estimate of the empiric value of special objects is obtained in this manner, the subsequent, though sometimes mistaken classification of their specific types enables the mind to arrange his knowledge of natural things in a more synthetic and orderly way, and by such classification man is always tending towards a more universal unity: he places the general forms of phenomena in an ideal harmony, which fancifully symbolizes their laws.
In the succeeding chapters we shall see how this process is accomplished, and how it leads up to the explicit exercise of the reason. A more definite empiric knowledge, and the harmonious classification of specific types with a view to unity, are a proof of a relatively greater improvement, both in civilization and morality. This is abundantly shown in all those peoples who have attained to an altogether anthropomorphic polytheism, either among the Aryans, prior to their dispersion, in the Vedic period in India, among the Celts, Græco-Latins, Germans, Slavs, or in the Finnish races, Mongols, Chinese, Assyrians, Egyptians, Mexicans, and Peruvians, as well as among the barbarous peoples of modern times.
The imagination, the faculty which creates and excites phantasms in man, is not, as is erroneously supposed, the primary source of myths, but only that which in a secondary degree elaborates and perfects their spontaneous forms; and precisely because it is near akin to this primordial mythical faculty, it goes on to organize and classify these polytheistic myths. By a moral and necessary development an approximation is made, if not to truth itself, at any rate to its symbols; whence reason is afterwards more easily infused into myth on the one side, and on the other it is resolved into rational ideas and cosmic laws. It was in this way that poets perfected myth in its influence on virtue and civilization, and by them it was directed into the paths of science and of truth.
As Dr. Zeller has well said in his lecture on the development of monotheism in Greece herself, the great Greek poets were her first thinkers, her sages, as they were afterwards called. They sang of Zeus, and exalted him as the defender of righteousness, the representative of moral order. Archilocus says that Zeus weighs and measures all the actions of good and evil men, as well as those of animals. He is, said Terpandros somewhat later, the source and ruler of all things. According to Simonides of Amorgos, the principle of all created things rests with him, and he rules the universe by his will. Thus, as time went on, Zeus became, in the general conception, the personification of the world's government, which was delivered from the fatality of destiny and from the promptings of caprice. Destiny which, according to the early mythical representation, it was impossible to escape, is resolved into the will of Zeus, and the other gods which were at first supposed to be able to oppose him, become his faithful ministers. Such is the teaching of Solon and of Epicharmos. "Be assured that nothing escapes the eyes of the divinity; God watches over us, and to him nothing is impossible."
This impulse of the imaginative faculty combined with the process of reason is most plainly seen in the conceptions of the three great poets of the fifth century, Pindar, Æschylus, and Sophocles. In the words of Pindar: "All things depend on God alone; all which befalls mortals, whether it be good or evil fortune, is due to Zeus: he can draw light from darkness, and can veil the sweet light of day in obscurity. No human action escapes him: happiness is found only in the way which leads to him; virtue and wisdom flow from him alone."
We find the same order and manner of thought in Æschylus, although he remained faithful to the polytheistic creed, which indeed confirms the truth of our theory. The moral law was gradually developed and purified by this long succession of poets, and it clearly appears from Æschylus and his successors how man reaps that which he has sown: he whose heart and hands are pure lives his life unmolested, while guilt sooner or later brings its own punishment with it. The Erynnyes rule the fates of men, and may be said to sap the vital forces of the guilty; they cleave to them, excite and stimulate them to madness until death comes. The ancient and mysterious mythical tradition of the strife between the old gods and the new was astutely used by Æschylus to teach us how the terrible vengeance of the Eumenides gradually gave place to a gentler and more humane law; just as the primitive despotism of Zeus was gradually transformed into a providential and moral rule of the universe.
Sophocles attained to a higher degree of perfection in the paths of gentleness. No ancient poet has spoken more nobly of the Deity, although his language is altogether polytheistic. He shows the highest reverence to the gods, whose power and laws rule all human life. On them all things depend, both good and evil, nor could any one violate with impunity the eternal order of things. No act or thought escapes the gods; they are the source of wisdom and happiness. Man must meekly comply with their precepts, and must offer up his pains and sorrows to Zeus.
These utterances of the ancient poets never go beyond the range of polytheism, yet they show how far intrinsic morality and truth were developed, even by the imaginative and mythical faculty of the human mind, during the gradual historical evolution of the race. The plurality of gods appears to be the manifestation of the divine principle; their action on the world lost almost all trace of arbitrary power and of their former versatility and caprice. The superstition of polytheism remained, but it had an inward tendency to more rational conceptions and principles.
From this brief notice, as well as from the remarks which preceded it, it appears how the evolution of myth, from its beginning and in its historic course, led to a more perfect, although empiric acquaintance with the world, and with the moral principles and civilization of peoples. The logical faculty by which the development is gradually effected is the same by which from another point of view science becomes possible.
We have clearly demonstrated the indisputable fact that the absolute condition of intrinsic animal perception, and consequently of the primary perception of man, was the animation and vivification of the things and phenomena perceived. This primary acquaintance with things depended on their spontaneous resolution into active and personal subjects. Nor could it be otherwise. Although the scientific idea or notion of objective reality in itself could not be grasped by simple animal intelligence, the impression of the thing perceived was necessarily that of a subjectivity resembling that of the observer, not indeed in outward form and figure but in intrinsic power, whatever might be the extrinsic form and figure of the object or phenomenon.
The original condition of animals, and of man himself in his primordial life and consciousness, is and was the intrinsic personification of the things perceived: from this source the human intellect slowly and with difficulty attained to science, by virtue of that psychical reduplication which has been so often mentioned.
The motive or subject of myth may be external, cosmic, or it may be internal, intellectual, and moral, but in each case the cause and faculty at work are the same. Just as the primary condition of observation, and consequently the motive principle of science, consists in the primitive exercise of the intelligence, which leads to empirical and rational knowledge, so myth and science have a common origin in the immediate transformation of natural objects and phenomena into living subjects, and they flow from the same deep source. The object in view is different, but their constructive faculty is the same, and they are, up to a certain point in their long historic course, evolved in the same way. Science, therefore, from one point of view, is the gradual exhaustion and dissolution of myth into the objects which are scientifically investigated, and this will appear more clearly in the sequel.
The series of various phenomena, whether of light, of meteors, of water, of vegetable and animal forms, which were the first subjects of myths, became so interwoven as finally to be represented in an anthropomorphic personality, and were thus gradually lost and evaporated in the ideal symbol. As time went on, by the exercise of the intelligence, and by the aid of the observations and collateral experiments naturally connected with them, man ended where he had begun; released from myth, he only recognized the facts and laws of the world. This clearly shows, not only the formation of myths, but the process of evolution by which they pass into science, in which they find their termination.
If, however, myth and science have the same origin, and start from a common fact, a fundamental principle is necessary, and an internal human act, which is at once the cause and genesis both of myth and science. And although the source is one, myth and science vary in their aspects and effects, and have different fields of historic activity, so that it is necessary to trace the cause of this diversity in their progress and results, to enable us to make a scientific definition of the nature of myth and science, their respective sources and objects.
If on the one side we continually see the birth of fresh myths, which ramify into many fertile sources of superstitions, of religions, of poetry and æstheticism; on the other side we see almost simultaneously a more or less distinct and lively manifestation of the scientific faculty, although still in an empirical form. They are like two streams which issue from the same source and take a parallel course, sometimes mingling their waters, only to separate anew, and then again to become united as they fall by a wide mouth into the sea.
In this manner we have ascertained the actual origin of science and of myth, and have entered on a field perhaps never before attempted nor contemplated; we have established a firm basis for such researches, and, which is perhaps still more important, have shown the continuity of the mythical faculty between man and the animal kingdom. We have ascertained this fact, in its cosmic necessities, both physiological and psychical, but without considering the faculty on which it depends; we have still to decompose the elements of which it consists, and to consider their nature and number.
This inquiry forms the chief problem we have to solve, and it is precisely what we have endeavoured to state in this chapter. In the necessary order of things the fact has its physiological and cosmic conditions in man; it is therefore necessarily internal and psychical, and it is accomplished by the special and intrinsic exercise of the intelligence. We shall be convinced of this truth if we only consider that science and myth have a common origin.
It is evident that there are great difficulties in such an inquiry; for, putting aside other extrinsic difficulties, we have to reduce to a single act or fact the origin of the two vast worlds of myth and science; it is needful to gauge the inmost psychical faculty of the intelligence, and to discover the continuous yet rapid and delicate process of its exercise.
If we are able to attain our object and to tear away the veil which conceals this mysterious act, we shall have a noble recompense in the laborious path on which we have entered, inasmuch as we shall reveal one of the most important laws of life, of the exercise of reflex intelligence and of the genesis of science. Yet we are very sensible how far we are from being equal to the enormous difficulties of this inquiry.
CHAPTER V.
THE ANIMAL AND HUMAN EXERCISE OF THE INTELLECT IN THE PERCEPTION OF THINGS.
Apprehension is the act, both in animals and in man, by which the spontaneous and immediate animation of things and of phenomena is accomplished. It is therefore necessary to pause and consider this act, since it is, even in man, the source and foundation of the origin of myth, and in it we shall find the causes, elements, and action by which such a genesis is effected. This fact is so evident that the necessity of making such an inquiry might almost be taken for granted, since the truth can be ascertained in no other way.
In the case of animal perception, which we have already considered, the external perception of an object is composed of three elements: the phenomenon perceived, the living subject with which this phenomenon is animated, and the vague yet real power involved in the life thus infused into it by the animal. Supposing any other animal to be the object perceived, these three elements are self-evident; since the phenomenon perceived in a given form causes the immediate assumption that it is a subject, actuated by a purpose of offence or defence, and hence follows the apprehension of a power capable of affecting him, which has in this case a real existence. Phenomenon, subject, effective power, follow in a rapid and inevitable sequence, and are instantly combined in the integral image formed of the object apprehended by the senses.
In fact, an animal which fights with another, which seizes on his food as a prey, or which is in dread of some enemy or unfamiliar object, recognizes either the species or the individual from its external form, and constitutes it into an animated subject, and ultimately into an actively offensive or defensive power, or into one which satisfies his appetites. Such a fact, and such elements of the fact, recur in the whole animal kingdom, even among those which only apprehend external things by the sense of touch. As we ascend higher in the scale of animals to those who possess other senses and a more elaborate organism, we find the same fact in a more perfect and distinct form.
Those animals which, since they are without the sense of sight, have no perception of distance, wait until their prey touches their antennæ, mouths, or claws, and yet the same distinct act is accomplished in these three specified elements. They would not lie in wait for their prey, unless they had already formed a conception of its possible image, consisting of a form, subject, and effective force, combined in a single intuition. When this external prey is presented to the senses, the phenomenon, subject, and effective power arise in rapid succession, and are united in one unique consciousness. This truth appears from the animal's efforts not to let his prey escape destruction.
From the reciprocal apprehension of animals, these three elements which constitute it may be clearly seen. Although such a truth, precisely because it is evident, may appear simple to those who seek truth from the clouds, or by means of logical or tortuous artifice, yet such are the characteristics of true science. For the new facts which she interprets and classifies appear old as soon as they are understood, although they have never before been explained.
Although such a fact is manifest in the case of reciprocal animal perceptions, it may appear more difficult to verify it with respect to perceptions which do not refer to other animals, but to natural phenomena, or to inanimate, unconscious things. We have shown that all animal perception is possible only so far as they are able to infuse their own consciousness and psychical power into every object of nature, since they are unable to comprehend the thing or phenomenon except as an objective reality, without reference to its real cosmic importance. Since this is necessarily the case, the object perceived, even when it is not an animal, is always transformed into a living subject, acting deliberately. And although this is sometimes done in a vague way, when the object in question has not the external form and movements of an animal, yet it is always regarded as a real power.
When a well broken horse, for example, goes on his way quietly, perceiving nothing which strongly attracts nor alarms him, the sudden flutter of a cloth, the flaring of a lamp, the rush of water, or some violent noise will cause him to stop, to plunge and kick, or to bolt away. We have already shown, by experiment, the exciting cause of his alarm and suspicion. The sudden fluttering of the cloth in the wind was a phenomenon perceived by the horse, and since he regarded this phenomenon as an animated subject, and consequently as a real power, it is evident that his fear was caused by the sudden appearance of a living form, and the direct apprehension of a subject which might possibly be hurtful or dangerous. In this way, the circle is completed and combined in one unique phantasm; a phenomenon, a living subject, and a real power.
In this instance, the psychical law is so clear that it can hardly be disputed. But if we consider any other animal perceptions, we find that the law still holds good, as we have already shown in various instances. In all cases the apprehension takes place in the same way, and consists of the same elements, namely, of a phenomenon, a living subject, and a real power. The exercise of animal apprehension is the rapid, necessary, and perpetual concentration into a single image of the phenomenon, subject, and cause; that is, given the perception of a phenomenon, the animal endows it, with respect to himself, with consciousness, and consequently with real power.
In fact, the faculty of perception cannot be exercised in any other way, nor can it consist of any other elements. In nature, the sensible qualities of things are all resolved into general and special phenomena, appearances, and extrinsic forms, as far as animal and human intuition, and the character of the subject which perceives and feels them, are concerned; and they are perceived just so far as we and as animals are able to communicate by means of our senses with the world and with ourselves. A phenomenon and an intrinsic form signify, at the moment of perception, the thing, the object which the conditions of our senses enable us to perceive, and the intrinsic power of this phenomenon implies a cause. Natural phenomena and beings are thus reciprocally linked together as causes and effects, an effect becoming in its turn the cause of a subsequent fact; that is, when we consider things in themselves, and not relatively to the animal or man who apprehends them.
If, therefore, there are in animal consciousness and intelligence three elements of apprehension, afterwards fused into a single fact, it follows that the extrinsic relations of beings and forces are subjectively reciprocal; there is the given form of a phenomenon, and, intrinsically, it consists of an active power, eternally at work, since there is no being nor form which stands still and is not reproduced in the infinite evolution of the universe.
Since, to the percipient, the extrinsic form, whatever it may be, remains the same as that which was first presented to him, the phenomenon is bounded by his faculty of perception, followed by the immediate and implicit assumption of a subject, and consequently of a possible and indefinite causality. This internal and psychical process of the animal corresponds with the actual condition of things, as they appear and really are; a correspondence which is in itself a powerful confirmation of the truth.
Since an animal is devoid of the explicit and reflex process of the intellect, it has not and cannot have any conception of the thing in itself, the intrinsic essence of the phenomenon, nor yet of the objective and cosmic cause; because it animates the phenomenon with its own personality, which has assumed the external form of this phenomenon, it is conscious of a cause, like itself, transfused into the object in question. We have shown that phenomena affect animals in this way, and that they are conscious of being in a world of living subjects, constantly actuated by the deliberate purpose of influencing them.
The faculty and elements of apprehension are precisely similar in man and animals, since extrinsic things present the same appearance to both alike, and the perceptive power acts in the same way. We cannot, indeed, go back to our first beginnings, and it is difficult for those who are not accustomed to such researches to discover the primitive facts of their own being, which have been so much modified by exercise and the intrinsic use of reflection for many ages; yet some certain signs remain, nor would it be now impossible to reproduce them. No one can doubt that man also began to communicate with the world and with himself by his perception of a phenomenon, of some extrinsic quality or form. From this he directly apprehended the thing and its cause. No intelligent person can believe that man had any direct intuition of the thing in itself, independently of the extrinsic phenomenon by which it was presented to his perceptions: he could not by the sudden apprehension of all natural objects intuitively grasp the Idea. This will be more fully shown in the following chapter.
In accordance with this statement, man, who still retains his animal nature, has exercised the same faculty of apprehension by the synthetic process of the three elements which compose it in the case of animals; he attains therefore to the same results, that is, he animates the object of perception, and considers it as an efficient cause. This identical faculty of perception in man and animals was only differentiated when the reflex power of man subsequently enabled him to regard objects, as we do now, as inanimate, and subject to the universal laws of nature.
Even now, after all our scientific attainments, we are not wholly free from the former innate illusion; we often act towards things as if we lived in the early days of our race, and continue that primitive process of personification in the case of certain objects.
We have shown what was the origin of the fetish and of myth, and how it arose from the impersonation of all natural objects and phenomena, which are transformed into living subjects. This shows that the faculty, elements, and results of the apprehension are identical in man and animals. If man created the fetish which in process of differentiation generated all kinds of myths, he, like animals, was directly and implicitly conscious of the living subject, and in it of an active cause. Although in man the fetish retains its personality in his memory, and becomes the cause of hopes and fears throughout his life, while its effect on the animal is only transitory, and at the actual moment of perception; yet this does not invalidate the truth of the principle, nor prove that their impulses and genesis are not identical. Thus the analysis of the faculty of apprehension confirms and explains the proof before given of the origin of myths, and explains their causes.
We have all, however unaccustomed to give account of our acts and functions, found ourselves in circumstances which produced the momentary personification of natural objects. The sight of some extraordinary phenomenon produces a vague sense of some one acting with a given purpose, and hence of an actual fetish. A man will sometimes address the things which surround him, and act towards them as if they possessed consciousness and will. Children, who are still without experience and reflection, will often invest external objects with solidity.
A child, as soon as it can guide its own motions, will grasp anything which is pliant and yielding as firmly as if it were solid, thus implicitly judging the thing from its appearance. In the same way, a child confidently relies on any support, however weak and insufficient it may be, arguing as usual from the appearance to the thing itself. Nor must it be said that experience is necessary to correct these errors. The implicit faculty of apprehension is prior to experience, which only becomes possible by means of this faculty. The elements of this faculty unconsciously fulfil and pursue their office in the child, aided by the reflex motions which are cerebro-spinal and peripheral, as they have been produced and organized in the species by evolution; but they, as well as these reflex physiological motions, are prior to the same temporary experience.[23]
Thus the new-born infant sucks the milk which serves for its nourishment from its mother's breast; it is impossible in this case that such a class of elements should not be spontaneously developed; the child feels the nipple and adapts its mouth and mode of breathing to it, while pressing the breast with its hands to express the milk. If much in this operation might be ascribed to reflex movements, yet in association with them, supplementing and rendering them possible, there is an implicit perception of the external phenomenon through the sense of touch, and he becomes conscious of the object, and of its causative power; such power consisting in this case of its capacity to satisfy his wants. In short, all animals, man included, in every act of communication with the world, exercise this faculty by means of the three elements which constitute it. If we consider the actions of infants, and still more of all young animals, this truth will be vividly displayed.
In common speech, even to this day, all men, both learned and unlearned, speak of inanimate things as if they had consciousness and intelligence. While this mode of expression bears witness to the extremely early origin of the general personification of natural objects, it also shows that even now our intelligence is not emancipated from such a habit, and our speech unconsciously retains the old custom. Thus we call weather good and bad, the wind mad (pazzo) or furious, the sea treacherous, the waters insidious; a stone is obstinate, if we cannot easily move it, and we inveigh against all kinds of material obstacles as if they could hear us. We call the season inconstant or deceitful, the sun melancholy and unwilling to shine, and we say that the sky threatens snow. We say that some plants are consumed by heat, that some soils are indomitable, that well cultivated ground is no longer wild, that in a good season the whole landscape smiles and leaps for joy. A river is called malevolent, and a lake swallows up men; the earth is thirsty and sucks up moisture, and plants fear the cold. The people of Pistoja say that some olive trees will not feel a thrashing, that they are afraid of many things, and that they live on, despising the course of years. Again, they say that olive trees are not afraid of the pruning knife, and that they rejoice in its use by a skilled hand. Thousands of such expressions might be adduced, and we refer our readers to Giuliani's work, "Linguaggio vivente toscano."
Nor do we only ascribe our own feelings to inanimate things, but we also invest them with the forms and members of the human body. We speak of the head, shoulder, back, or foot of a mountain, of an arm of the sea, a tongue of land, the mouth of a sea-port, of a cave, or crater. So again we ascribe teeth to mountains, a front (fronte, forehead) to a house; there is the eye-brow (ciglio) of a ditch, the eye of heaven, a vein of metal, the entrails of a mountain. The Alps are bald or bare, the soil is wrinkled, objects are sinister or the reverse (sinistra, destra),[24] and a mountain is gigantic ox dwarfish.
In like manner we ascribe our own functions to nature. The river eats into the land; the whirlpool swallows all which is thrown into it, and the wind whistles, howls and moans; the torrent murmurs, the sun is born and dies, the heavens frown, the fields smile. This habit is also transferred to moral questions; and we speak of the heart of the question, the leading idea, the body of doctrines, the members of a philosophic system; we infuse new blood into thought. Truth becomes palpable, a theme is eviscerated, thought is lame, science is childish. History speaks clearly; there is an embryo of knowledge, a vacillating science; the infancy, youth, maturity, and death of a theory; morality is crass, the spirit meagre or acute; the mind adapts itself, logic is maimed; there is a conflict of ideas, the inspiration of science, truncated thoughts. Again we talk of the head of the mob, of the foot of the altar or the throne, of the heart of the riot, of the body of an army, of a phalanx, of trampling under foot, duty, decency, and justice.
From these examples, and indeed we might say from the whole of speech, especially if we go back to the primitive value of words and to their roots, it appears to what a vast extent man originally projected himself, his consciousness, emotions, and purposes into inanimate things; and how, even under the historical conditions of civilization, he still personifies the world, and ascribes to it the forms of his own body and limbs.
Again, we have plainly shown that man, by the intrinsic reduplication of his psychical faculty, spontaneously retains and personifies the inward phantasm generated by such a projection of special natural objects on his perception. In the genesis of such fetishes, and also when, by an effort of will, he recalls them to his mind, this faculty with its constituent elements is brought into action. In fact, when the image is recalled to the mind, it is represented like the external phenomenon; and consequently it involves and generates the thing of which the phenomenon is the external vest, that is, its causative power; and in this way the objective process of its formation is inwardly reproduced. Since the cosmic reality is thus ideally reproduced, the inward substance of the fetish assumes a really efficacious power, whether in its extrinsic form, or in its intrinsic image, and in this way primitive superstitions had their source.
In the case of savage and primitive man the inward image of the fetish without its bodily presence is, owing to the process already described, not merely valid as a real entity, but it becomes a mysterious apparition in the sphere of fancy, in a way analogous to our belief in the reality of things seen in a dream or in moments of hallucination. This appears in the history of all peoples past and present, whence it is certain that primitive man not only formed personifications of external objects and of his own emotions, but also of their images, as they were retained in his memory. In both cases the sequence of the three elements of apprehension, the phenomenon, subject, and cause, is due to the same unique faculty; in a word, the inward perception is identical in its genesis and laws with that which is external.
These are not the only results which follow from the exercise of this faculty. By the spontaneous classifying action of our intelligence we rise from the perception of special and individual objects and phenomena to their various types, and hence to an inward and ideal world of specific representations, as if these were causative powers, informing the multitude of analogous and similar phenomena in which they are manifested. These specific types, which are more strongly present to the fancy in the primitive exercise of the intelligence, also become personified, and they generate what is called polytheism in all its forms, varying according to the races, times, places, and respective conditions of morality and civilization in which they are found.
The same psychical faculty and the same elements are necessary for the personification of such types or idols. The three elements appear in their proper sequence even in the amorphous phantasms which these types first shadow forth, and which are subsequently perfected and embodied in human form. For the consciousness of the external form always exists in the first vague and nebulous conception of the phantasm which gradually appears and formulates itself in the vivid imagination; and hence follows the phenomenal vest, which, as usual, generates the corresponding subject, informed with a causative power. This process clearly shows, and in fact constitutes, the essence of myth.
Since the types vary very much, and are indeed unstable from their very nature, constantly becoming formed and again decomposed, the primitive mythologies of all people are in like manner very various, indefinite, and subject to constant change.
It appears in the Vedic mythology, and also in that of the ancient Greeks and Latins, how often the typical myths of Agni, Varuna, Indra, Asvini, and Maruti; and again, of Zeus, Here, Athene, and the rest, are changed and reconstituted. This shows how the same human faculty, the same elements which constitute the perception and primitive personification of external phenomena, are those also of the specific and intrinsic phenomena. Just as man, in the primitive conditions of his existence, by the psychical and physiological law of his perception, which he has in common with animals, transformed the world and its phenomena into subjects endowed with conscious life; so by his psychical faculty of reduplication he personified the mental images of these same subjects as fetishes and myths; and subsequently invested them with more distinctly human forms, and also with specific types of humanity. The same faculty and conditions of animal perception afterwards become the true and only causes of the superstitions, mythologies, and religions of mankind. The law of continuity is unbroken, and this is a certain confirmation of the truth.
This faculty, inward function, and process of mythical and symbolic facts led in course of time to the evolution and beginning of knowledge, which is first empirical and then rational. Therefore, we must repeat, the extrinsic and intrinsic perception, the specification of types, and their modification into a unity which was always becoming more comprehensive, are the conditions and method of science itself, which is only developed by means of this faculty. Hence the elements and intrinsic logical form of science are identical with those through which mythical representations and the inward life of the human intelligence are developed.[25]
Besides, as we have before remarked, the empirical knowledge of things begins and is perfected in the superstitions of fetishes and myths. Ideas are modified and become purer as they converge into types, and the principle and method at once become more rational. Either in the faculty of perception and in its elements, or in the inward classification of specific forms, or again in the more perfect empirical knowledge of phenomena, the progress of myth and science go on together, and they are not only developed in a parallel direction, but the form becomes the covering, involucre, matrix, or, as I might say, the cotyledons, by means of which the latter is developed and nourished. Even in more rational science this faculty, and these elements, necessarily recur, since in every human conception we find the material aspect, or its mental image, the thing and its cause, and, as we shall see, some mythical personality is insensibly identified with it.
The act which produces myth is therefore the same from which science proceeds, so that their original source is identical. The same process which constitutes the fetish and myth also constitutes science in its conditions and form, and here we find the unique fact which generates them both; science, like myth, would be impossible without apprehension, without the individuation of ideas, and the classification and specification of types.
Before going further I must briefly recapitulate the order of ideas and facts which we have observed, so that the process may be as strictly logical as it is practical. Since, in the elements of apprehension, perception is absolutely identical in man and animals, its primitive effects in animating natural phenomena are the same. But man, by means of his reduplicative faculty, retains a mental image of the personified subject which is only transitory in the case of animals, and it thus becomes an inward fetish, by the same law, and consisting of the same elements as that which is only extrinsic. These phantasms are, moreover, personified by the classifying process of types, they are transformed into human images, and arranged in a hierarchy, and to this the various religions and mythologies of the world owe their origin. Since such a process is also the condition and form of knowledge, the source of myth and science is fundamentally the same, for they are generated by the same psychical fact. It is in this way that the progress of human intelligence was developed in the course of ages; its attitude varies in various races, but the impulses, the faculty, and its elements are identical. I do not think that this unique fact in which myth and science have their source has been observed before; still less has any one defined the limits of human intelligence, and recognized in the simple acts of animals the formal and absolute conditions of human science, and the origin of myth.
If I am not deluded by a prejudice in favour of my own researches, this theory is a contribution to truth. It is confirmed by the solidarity which it establishes between the acts and laws of the psychical human faculty, and that of animals which necessarily preceded it. No science can be constituted without such solidarity; this great truth was felt and, after their manner, demonstrated by scholastic philosophers, or, as it was afterwards scientifically expressed by the genius of Leibnitz: Natura non facit saltum!
CHAPTER VI.
THE INTRINSIC LAW OF THE FACULTY OF APPREHENSION.
We have now carefully considered the acts and dynamic activity of human thought. We have seen in what animal and human perception consists, and how it acts; how the subjects developed in our imagination are gradually united in specific forms or types, and are arranged in a system, whence follow the first symbolic representations of science. But our task is not yet accomplished, since much more is needed to display all that this fact involves, so that we may fully understand the inward evolution of myth and science in history and in our race, and not merely in the individual man.
The faculty and its effects, which could primarily be reduced to this unique and indivisible fact, do not exclusively belong to primordial ages, but go on through all time, our own included, while assuming divers forms and fresh aspects as the faculty of the intellect becomes more developed. It is an indisputable truth that the influence of myth on thought and fancy, a survival from prehistoric ages, still prevails among the common people both in town and country, among those who are uncultivated, and even in the higher classes conventionally called good society.
It is more difficult to trace the occasional existence of the same influence among those who think rationally and investigate the laws of the universe while acquainted with the earlier mythical process; and yet, as we shall show, the greatest and most able men are not unfettered by it. Myth has hitherto been regarded as a secondary and fanciful product of the psychical human faculty, due to extrinsic impulses, rather than as the primitive and intrinsic necessity of the intelligence—a necessity which has its roots in animal intelligence itself; and the unique fact which generates both myth and science has not been ascertained. If this fact and law had been discovered before, we should have more readily understood religions, philosophic systems, and the successive forms of science, and pure reason would have made more rapid progress. Our theory, besides giving a rational explanation of the different forms assumed by thought in the course of its historic evolution, will, I hope, also account for many psychological phenomena which have hitherto been imperfectly understood, such as dreams, hallucinations, the aberrations of insanity, and the like. The primitive fact and its effects reappear in these conditions, and this influence is persistent and enters into all our acts, conscious or unconscious, voluntary or involuntary.
It follows from the innate necessity of the perception that objects and their extrinsic and intrinsic causes are resolved into living subjects, and are classified in a hierarchy of specific types, which are accepted by the primitive and ignorant mind as the universal mythical forms.[26] But the necessities of human speech, which is however involved in mythical representations, from the very beginning essentially reflex, require other terms than those of individual and specific animations. It is clear that the simple personifying faculty of the intellect sufficed in its earliest emotions, but that after the slow development of psychical reduplication, and the enlargement of languages and ideas, it no longer satisfied the logical requirements of the mind.
Consequently, explicit,—that is, rational—singular, and specific ideas gradually arose and assumed a definite form; they were interwoven and fused into these individual and specific types, and thus obtained a place in the thoughts and language of primitive man. The gradual intrusion of specific rational ideas is natural to the human mind, since it is logically progressive, and the fact may be observed by those who watch the mental growth of children, and of ignorant and untaught adults.
While the mythical intelligence continues as before to give its habitual mythical interpretation of many natural phenomena, the use is gradually acquired of special and generic symbols which express special and specific ideas, and these no longer include a personification of the individual thing or idea. Without this intrusion of rational ideas any progress would be impossible, as well as the power of expressing all which time and education present to the mind, and gradually enable it to comprehend; the fanciful image is fused in a rational conception, which is, however, not yet definite and explicit.
What are commonly termed abstract ideas arise from this necessity, as the result of the perfection and development of speech, but these were not at first abstract, although they made use of the abstract idea. Unconscious abstraction is certainly one of the primary acts of the intelligence, since abstraction follows from the consideration of a part or of some parts of a whole, which are themselves presented as a whole to the perception. But this primitive abstraction was so far a concrete fact for the perception, in that each act of the apprehension constituted a phenomenon of which the apparent character was abstracted from the other parts which formed a whole, and was transformed into a living subject, as we have already shown at length. The really explicit abstraction, to which man only attained after many ages, consisting in the simple representation of a quality or part of a thing, could not at that time be effected, although special and specific ideas gradually found their way into thought and speech. All the terms for form and relation in primitive speech, and also among modern savages, confirm this assertion, as linguists are aware; the form and relation now expressing an abstract reference to actions and passions in the verbs, nouns, and adverbs, originally referred to a concrete object.
Three modes or degrees of abstract representations occur in the progressive exercise of the intellectual faculty; these, combined with the special apprehensions of the individual memory, and with imaginative types, constitute the life of human thought, and are the conditions by which we attain to rational knowledge. While the specific mythical type may take the place of the general type in the logical exercise of thought, and may suffice for an imaginative comprehension of the system of the world, the abstract conception intervenes in the daily necessity for communication between these general mythical types, and serves to cement them together, thus rendering the commerce of ideas among men and in the human mind more easy.
The abstract conceptions which are formed in this way may be divided into three classes—physical, moral, and intellectual. To begin with the first; it is impossible for human speech to point out and define a subject or phenomenon in the series to which it belongs by resemblance, identity, or analogy, unless there is already in the mind a conception which includes the general qualities, or quality proper to the series of similar phenomena; this is essentially an abstract type, but it primarily assumes a concrete form. I cannot say that anything is white or heavy, until by repetitions of the same sensation I have been able to combine in a single conception the sensations diffused over an infinite number of objects. The genesis of these conceptions is found in the comparative explicit judgment which depends on the memory for the necessary conditions of its formation.
The typical and abstract idea of white has not merely a nominal value, as it is asserted in some schools of thought, for an empty term could express no idea, whereas this idea is perfectly clear. Neither is it a real thing, but rather an ideal reality, not a pure abstraction of the spirit, extracted, so to speak, from the material substance. The conception of whiteness formed by the comparative judgment is limited by the perception of the concrete, external fact perceived as one special quality among all other qualities in nature, and it is therefore a physiological fact of inward consciousness.
In the abstract idea of white or whiteness we do not only picture to ourselves a quality common to many things, but by this term, and by the idea which corresponds to it, the same sensation is actually present to our inward intuition, or the same quality of the sensation which was previously generated by our external senses in a concrete form. Although, therefore, the idea is generic, the sensation itself is represented to the mind in the form of a concrete perception. It is not concrete in the sense of belonging to a special object or definite form, as it is presented to the outward perception, but only so far as there is actually an inward and physiological sensation of whiteness, which the word recalls to the memory. There can be no mental confusion with the quality of red, or of any colour, when I speak or think of what is white.
When I speak or think of any object as white, I and others perfectly understand what is meant, and a representation of this quality is instantly formed in our minds, in the generic type which was gradually constituted by primitive man by the combination of numerous special sensations, obvious to the sight, and subsequently expressed in speech.
In order that the word which corresponds to the quality may have a given sense, it is necessary to perceive the form of the concrete sensation which gave rise to it; for although the representation is indefinite or generic, that is, not obvious to the external senses, yet it is not physiologically distinct from the sensation of the quality described; the perception of that quality is present by the aid of memory to the inner consciousness.
It is therefore evident that the physiological elements of consciousness are actually contained in so-called abstract ideas, although it is sometimes asserted that they are purely spiritual and intellectual acts, remote from every physiological process of fact and sense. An actual physiological fact (colour in this instance) corresponds to the idea in the nervous centres, and reproduces the sensation due to the perception of special objects, whose physical quality of whiteness we have perceived, and this sensation makes part of the abstract, or rather indefinite conception.
In fact, all which is not actually present to the mind—and the present is an infinitesimal fraction of knowledge—is reproduced by the memory, and this is effected by the molecular movements of the human brain, and by what may be called the ethereal modifications which took place when the sensations, perceptions, and acts first occurred. If the cells vibrate, and the organs of the brain are affected by the recollection of past ideas and acts, just as when they actually occurred (and this appears from Schiff's experiences as to the increase of the brain in heat and volume during dreams), this vibration will be still more marked when any quality which affects our senses is reproduced in the mind.
The particular form of the quality as it appears in a definite object is certainly wanting in the abstract conception; it remains in the first stage of pure sensation, like a spontaneous act of observation, and it is transformed into apprehension by the mental faculty. But the inward consciousness of the quality is actual, psychical, and physical. The abstract conception is a psychical symbol composed of idea and consciousness, or rather of act and consciousness; both are fused into a logical conception of indefinite form, yet consisting of real elements, that is, of cerebral motions and of sensations.
Estimated according to its genuine value, therefore, an abstract conception may be divided into three classes—physical, moral, and intellectual. Whiteness and colours in general, levity and weight, hardness, sound, and the like qualities, are all abstract types which belong to the physical class. Goodness, virtue, love, hatred, and anger must be assigned to the moral class; and equality, identity, number, and quantity, etc., to the intellectual class. Such abstract conceptions, without which human speech would be impossible, did not in the case of primitive man take the explicit and reflex form in which they are presented by mature science, and it is expedient to inquire what character they really assumed in the spontaneous exercise of thought and speech.
There is certainly a difference between the mythical and specific types and the intrinsic value of these abstract conceptions. The former served for the causative interpretation of the living system of the world, and had a superstitious influence on the moral and social progress of mankind; the latter were merely the instrument of thought and speech, and were in spontaneous and daily use. But in spite of this difference, there was no radical and substantial diversity in the genesis of such conceptions, and the fundamental elements of perception were common to both. While the form varied, the primitive law and genesis remained the same.
We have shown that the perception of the phenomenon, as it affects the inner and external consciousness, necessarily involves the form of the subject, and the causative power which animates that form, and this becomes the intellectual source of special and specific myths. These myths, whether they are derived from physical or moral phenomena, are subsequently so completely impersonated as to be resolved into a perfectly human form. In the case of the abstract conceptions necessary in speech, such anthropomorphism does not generally occur; yet we see that sensation and a physiological genesis are inseparable from an abstract conception. Without such sensation of the phenomenon these conceptions would be unintelligible to the percipient himself and to others. In direct sensation, the phenomenon is external, and when it is reproduced in the mind the same cerebral motions to which that sensation was due are repeated.
It is an absolute law, not only of the human mind but of animal intelligence, that the phenomenon should generate the implicit idea of a thing and cause, and the necessity of this psychical law is also apparent in the abstract conception of some given quality. If the effect is not identical, it is at any rate analogous. Primitive man did not take whiteness, for example, considered in itself, to be an active subject, like the specific natural myths which we have mentioned, but he regarded it as something which had a real existence, and he might under certain circumstances invest it with deliberate power.
If we have fully grasped this deep faculty of the mind, and the spontaneous animation of all phenomena, both external and internal, it will not be difficult to understand the reappearance of the same law in abstract conceptions. The sensation of the quality, and consequently of the phenomenon, is reproduced, and the phenomenon generates the implicit idea of a subject, and therefore of a possible cause in given circumstances. If such a law did not produce upon man the mythical personification of his primitive abstract conceptions, at any rate it involved a belief in the objective reality of these conceptions, which were implicitly held to possess an independent existence.
Among prehistoric and savage races, who were ignorant of the laws and nature of cosmic forces, the greater or less weight of a thing did not involve any examination of the mass of a phenomenon, its distance, and the general laws of gravity; this differential weight was itself believed to be a thing which acted, and sometimes deliberately, acted in different ways on the different objects which they were comparing at the moment. In other words, gravity was regarded as something which existed independently of the bodies in which its properties were manifested.
This estimate of gravity, as an abstract quality or property, might be repeated of all other physical properties, as well as of those abstract conceptions which are moral and intellectual. Goodness came to be considered as a type, varying indeed in different peoples, according to their race, and their local, moral, and civil conditions, but as a type which corresponded to the mutual relations of men, and to their superstitions and religious beliefs as to the nature of things.
In this case also the abstract conception of the good, the fitting, the useful, which constantly recur in popular speech are regarded, not as mythical powers personified in a human form, but as having a real existence in nature, as something extrinsic to the person or thing in which they are manifested, and as acting upon them as a living and causative power. The same may be said of all other abstract conceptions. Hence, in addition to the formation of cosmic, moral, and intellectual myths, fashioned after the pattern of humanity, logical conceptions arose in the mind, necessary for the exercise of human speech and for a man's converse with himself, and these were regarded as having a real existence, manifested in things and persons and in the system of nature. These entities have their origin in the same faculty as the others; in every conception presented to the mind and reproducing the primitive sensation or emotion, the external or internal phenomenon implicitly generates the subject, and with this the cause. These abstract conceptions did not and do not result in the anthropomorphism of phenomena or ideas, but are transformed into entities which have a real existence.
We must also observe the mobility and interchangeableness of these fetishes, myths, and imaginary entities in the primitive times of the human race, and even in later ages; at one time the fetish acts as a myth, at another the myth has a logical existence. Of this there are many proofs in the traditions of ancient peoples, in the intellectual life of modern savages, and in that of the civilized nations to which we ourselves belong. The historic development does not always follow the regular course we have just described, although these are, in a strictly logical sense, the necessary stages of intellectual evolution. Historically they are often jostled and confounded together by the lively susceptibility and alacrity of the imagination of primitive man, and it is precisely this characteristic which makes these marvellous ages so fertile in fanciful creations, and also in scientific intuitions.
Any one who is sufficiently acquainted with the ancient literature of civilized peoples, and with the legends of those which are rude and savage; any one who has reflected on the spontaneous value of words and conceptions in modern speech, must often have observed how myth assumed the form of a logical conception as time went on; and conversely how the logical entity assumed the form of a myth, and how interchangeable they are. It is well known that the myths have been so far adapted to the necessities of speech as to be transmuted into verbs; libare from liber, which perhaps came in its turn from liba, a propitiatory cake, while Libra was the genius who in mythological ages presided over fruitfulness and plenty. So again juvare, from the root jov, after it had already been used for the anthropomorphic Jove. We find in Plautus the verb summanare, from the god Summanus, the nocturnal sky. Not only verbs but adjectives were derived in common speech from the mythical names of gods; from Genius, a multiform and universal power in ancient Latin mythology, we have genialis and hence the expressions genialis lectus, genialis homo, genialis hiems, and poets and philosophers apply the same epithet even to the elements and the stars. On the other hand, Virtue, Faith, Piety, and other like moral conceptions, first regarded as real, yet impersonal entities, were transformed into a perfect myth, and into human forms worthy of divine worship.
Even in our own time, and not only among the uneducated people but among men of high culture—when they do not pause to consider the real value of words in the familiarity of daily conversation—any one who seeks for the direct meaning of the terms he uses will admit the truth of what I say. We constantly ascribe a real existence to abstract conceptions and qualities, treating them as subjects which have a substantial being, and which act for the most part with deliberate purpose, although they are not transformed as in the case of myths into human shapes.