Philip Hale's Boston Symphony Programme Notes

by Philip Hale

A “FAUST” SYMPHONY IN THREE CHARACTER PICTURES (AFTER GOETHE)

I. Faust II. Gretchen III. Mephistopheles

Perhaps in the first movement there are a few passages that might be cut out or condensed, but no one would wish the movement “Gretchen” to be changed in any way; of all the music that is associated with the innocent maiden of Goethe’s poem, this is surely the most expressive, the most beautiful. The remorseful, crazed Gretchen is not in Liszt’s picture. We find her in the prison music of Boïto. And how paltry does the music of Mephistopheles conceived by Gounod seem in comparison with the ironical fiend of Liszt, mocking the doubts and the aspirations of the disillusionized philosopher!

Liszt told his biographer, Lina Ramann,[36] that the idea of this symphony came to him in Paris in the ’forties, and was suggested by Berlioz’s Damnation of Faust. (Berlioz’s work was produced at the Opéra-Comique, December 6, 1846.) Lina Ramann’s biography is eminently unsatisfactory, and in some respects untrustworthy, but there is no reason to doubt her word in this instance. Some have said that Liszt was inspired by Ary Scheffer’s pictures to illustrate Goethe’s Faust. Peter Cornelius stated that Liszt was incited to his work by seeing the pictures “in which Scheffer had succeeded in giving a bodily form to the three leading characters in Goethe’s poem.” As a matter of fact, we believe, Scheffer did not portray Mephistopheles. Scheffer (1795-1858) was a warm friend of Liszt, and made a portrait of him in 1837, which is in the Liszt Museum at Weimar.

But Liszt made in the ’forties no sketches of his symphony. The music was composed in 1853-54; it was revised in 1857, when the final chorus was added. The Faust symphony is scored for three flutes (and piccolo), two oboes, two clarinets, two bassoons, four horns, three trumpets, three trombones, bass tuba, kettledrums, cymbals, triangle, harp, strings, and male chorus with tenor solo. In the revised and unpublished version the bass clarinet is used, but only for a few measures.

Miss Ramann admits frankly that the symphony is, without the final chorus, merely a series of musical “Faust pictures,” as the pictures by Kaulbach, Kreling, and others, are in art; but without the chorus it does not reproduce the lyrical contents of the main idea of the poem itself.

I. “Faust.” Some find in this movement five leading motives, each one of which portrays a characteristic of Faust or one of his fixed moods. The more conservative speak of first and second themes, subsidiary themes, and conclusion themes. However the motives are ticketed or numbered, they appear later in various metamorphoses.

The movement begins with a long introduction, lento assai, 4-4. “A chain of dissonances,” with free use of augmented fifths (muted violas and violoncellos), has been described as the “Inquiry” theme, and the bold greater seventh (oboe) is also supposed to portray Faust, the disappointed philosopher. “These motives have here the expression of perplexed musing and painful regret at the vanity of the efforts made for the realization of cherished aspirations.”

An allegro impetuoso, 4-4. Violins attack, and, after the interruption of reeds and horns, rush along and are joined by wind instruments. The “Inquiry” motive is sounded. The music grows more and more intense. A bassoon, lento assai, gives out the “Faust” motive and introduces the main body of the movement:

Allegro agitato ed appassionato assai, C minor, 4-4. The first theme, a violently agitated motive, is of kin in character to a leading theme of the composer’s symphonic poem, Prometheus, which was composed in 1850 and revised in 1855. This theme comes here for the first time, except for one figure, a rising inflection at the end of the first phrase, which has been heard in the introduction. It is developed at length, and is repeated in a changed form by the whole orchestra. A new theme enters in passionate appeal (oboes and clarinets in dialogue with bassoons, violoncellos, and double basses), while the first violins bring back the sixteenth note figure of the first theme of the main section. This second theme with subsidiary passage-work leads to an episode, meno mosso, misterioso e molto tranquillo, 6-4. The “Inquiry” theme in the introduction is developed in modulating sequence by clarinet and some of the strings, while there are sustained harmonies in wind instruments and ascending passages in muted violins and violas. But the “Inquiry” theme has not its original and gnarled form: it is calmer in line and it is more remote. Another theme comes in, affettuoso poco andante, E major, 7-4 (3-4, 4-4), which has been called the “Love” theme, as typical of Faust with Gretchen. This theme is based on the “Faust” motive heard near the beginning of the introduction from wind instruments. In this movement it is said to portray Gretchen, while in the “Gretchen” movement it portrays Faust; and this theme is burlesqued continually in the third movement, “Mephistopheles.” The short theme given to wind instruments is interrupted by a figure for solo viola, which later in the symphony becomes a part of the theme itself. The “Faust-Gretchen” motive is developed in wood-wind and horns, with figures for violins and violas. Passage-work follows, and parts of the first theme appear, allegro con fuoco, 4-4. The music grows more and more passionate, and the rhythm of the wind instruments more pronounced. There is a transition section, and the basses allude to the last of the themes, the fifth according to some, the conclusion theme as others prefer, grandioso, poco meno mosso, which is given out fortissimo by the full orchestra. It is based on the initial figure of the violas and violoncellos in the introduction. The exposition section of the movement is now complete. The free fantasia, if the following section may be so called, begins with the return of “tempo primo—allegro agitato assai,” and the working out of thematic material is elaborate. There is a repetition section, or rather a recapitulation of the first, third, and fourth themes. The coda ends sadly with the “Faust” motive in augmentation.

II. “Gretchen.” Andante soave, A flat major, 3-4. The movement has an introduction (flutes and clarinets), which establishes a mood. The chief theme, “characteristic of the innocence, simplicity, and contented happiness of Gretchen,” may be called the “Gretchen” theme. It is sung (dolce semplice) by the oboe with only a solo viola accompaniment. The theme is then given to other instruments and with another accompaniment. The repeated phrase of flutes and clarinet, answered by violins, is supposed by some commentators to have reference to Gretchen’s plucking the flower, with the words, “He loves me—loves me not,” and at last, “He loves me!” The chief theme enters after this passage, and it now has a fuller expression and deeper significance. A second theme, typical of Gretchen, is sung by first violins, dolce amoroso; it is more emotional, more sensuous. Here there is a suggestion of a figure in the introduction. This theme brings the end to the first section, which is devoted exclusively to Gretchen.

Faust now enters, and his typical motive is heard (horn with agitated viola and violoncello accompaniment). The “Faust-Gretchen” motive of the first movement is used, but in a very different form. The restless theme of the opening movement is now one of enthusiastic love. The striking modulations that followed the first “Gretchen” theme occur again, but in different keys, and Faust soon leaves the scene. The third section of the movement is a much modified repetition of the first section. Gretchen now has memories of her love. A tender violin figure now winds about her theme. Naturally, the “He loves me—loves me not” music is omitted, but there is a reminiscence of the “Faust” motive.

III. “Mephistopheles.” Mephistopheles is here the spirit of demoniacal irony. Mr. Apthorp, after saying that the prevalence of triple rhythms in the movement might lead one, but in vain, to look for something of the scherzo form in it, adds: “One may suspect the composer of taking Mephisto’s ‘Ich bin der Geist der stets verneint’ (‘I am the spirit that denies’) for the motto of this movement; somewhat in the sense of A. W. Ambros when he said of Jacques Offenbach in speaking of his opera-bouffes: ‘All the subjects which artists have hitherto turned to account, and in which they have sought their ideals, must here be pushed ad absurdum; we feel as if Mephisto were ironically smiling at us in the elegant mask of “a man of the times,” and asking us whether the whole baggage of the Antique and the Romantic were worth a rap.’”

It is not at all improbable that Liszt took the idea of Mephistopheles parodying the themes of Faust and Gretchen from the caricature of the motive of the fixed idea and from the mockery of the once loved one in the finale of Berlioz’s Episode in the Life of an Artist, or Fantastic symphony.

There are no new themes introduced in the “Mephistopheles” movement.

As Miss Ramann says, Mephistopheles’ character in this music is to be without character. His sport is to mock Faust as typified by his themes; but he has no power over the “Gretchen” themes, and they are left undisturbed.

Ernest Newman[37] finds the “Mephistopheles” section particularly ingenious. “It consists, for the most part, of a kind of burlesque upon the subjects of the Faust which are here passed, as it were, through a continuous fire of irony and ridicule. This is a far more effective way of depicting ‘the spirit of denial’ than making him mouth a farrago of pantomime bombast, in the manner of Boïto. The being who exists, for the purpose of the drama, only in endeavoring to frustrate every good impulse of Faust’s soul, is really best dealt with, in music, not as a positive individuality, but as the embodiment of negation—a malicious, saturnine parody of all the good that has gone to the making of Faust. The ‘Mephistopheles’ is not only a piece of diabolically clever music, but the best picture we have of a character that in the hands of the average musician becomes either stupid, or vulgar, or both. As we listen to Liszt’s music, we feel that we really have the Mephistopheles of Goethe’s drama.”

Allegro vivace ironico, C major, 2-4. There is a short pictorial introduction, an ascending chromatic run (violoncellos and double basses, chords for wood-wind, strings, with cymbals and triangle). There are ironical forms of the “Faust” and “Inquiry” motives, and the sempre allegro in which these themes appear leads to the main body of the movement, allegro vivace, 6-8, 2-4. The theme is the first of the first movement, and it now appears in a wildly excited form. Interrupted by the “Faust” motive, it goes on with still greater stress and fury. Transitional passages in the movement return in strange disguise. An episode un poco animato follows with an abrupt use of the “Faust” motive, and the “Inquiry” motive, reappearing, is greeted with jeers and fiendish laughter. The violas have a theme evolved from the “Faust” motive, which is then given to the violins and becomes the subject of fugal treatment. Allegro animato; the grandiose fifth, or conclusion, theme of the first movement is now handled most flippantly. There is a tempestuous crescendo, and then silence; muted horns sustain the chord of C minor, while strings pizzicati give out the “Inquiry” motive. “The passage is as a warning apparition.” The hellish mockery breaks out again. Some find the music now inspired by an episode in Goethe’s Walpurgis scene. In the midst of the din, wood-wind instruments utter a cry, as when Faust exclaimed, “Mephistopheles, do you see yonder a pale, beautiful child, standing alone?... I must confess it seems to me that she looks like the good Gretchen.” The music ascends in the violins, grows softer and softer. Andante; the oboe sings the “Gretchen” theme. The vision quickly fades. Again an outbreak of despair, and there is a recapitulation of preceding musical matter. In the allegro non troppo the “Faust” theme is chiefly used. “And then things grow more and more desperate, till we come to what we may call the transformation scene. It is like the rolling and shifting of clouds, and, indeed, transports us from the abode of mortal man to more ethereal spheres.” The wild dissonances disappear; there is a wonderful succession of sustained chords. Poco andante, ma sempre alla breve: the “Gretchen” theme is colored mysteriously; trombones make solemn declaration. Gretchen is now Faust’s redeemer. The male chorus, Chorus mysticus, accompanied by organ and strings, sings to the strain announced by the trombones, andante mistico, the lines of Goethe:

Alles Vergängliche

Ist nur ein Gleichniss;

Das Unzulängliche,

Hier wird’s Erreigniss;

Das Unbeschreibliche,

Hier ist’s gethan;

Das Ewig-Weibliche

Zieht uns hinan.

The solo tenor and chorus sing: “Das Ewig-Weibliche zieht uns hinan” (with the “Gretchen” motive rhythmically altered and with harp added to the accompaniment), and the work ends radiantly calm.

These lines have been Englished in prose: “All that is transitory is only a simile; the insufficient here becomes event; the indescribable is here done; the Ever feminine draws us onward.” It was Liszt’s intention, Brendel tells us, to have this chorus invisible at the first performance, but, inasmuch as it would have been necessary at Weimar to have it sung behind the lowered curtain, he feared the volume would be too weak.