Morning Session

DR. DIX: Dr. Gisevius! Yesterday we got as far as the year 1938. You had returned to Berlin to a fictitious position which Schacht had arranged for you and you were now in continuous contact with your political confidants, Schacht, Oster, Canaris, and Nebe. You testified last that within your circle, at that time, you all had the impression that a coup was imminent.

Now, we really come to the so-called Fritsch crisis; in my opinion the decisive, inner-political first step toward the war. Will you please describe the entire course and the background of that crisis, especially bearing in mind the fact that while that crisis was taking place the march into Austria was made and always remembering, of course, Schacht’s position and activities which are the main concern.

GISEVIUS: First, I shall describe the course of the crisis as such; and it is correct that all my friends considered it the first decisive step toward the war. I shall assemble the facts one by one. I consider it advisable, in order not to confuse the picture, to leave Schacht out for the time being, because the facts as such are extensive enough. Furthermore, I will not indicate in the beginning the source of our information or describe my own experiences; rather I shall wait until I am questioned on those subjects.

On 12 January 1938 the German public was surprised by the report that Field Marshal Von Blomberg, at that time Reich Minister for War, had married. No details about his wife nor any photographs were published. A few days later one single picture appeared, a photograph of the Marshal and his new wife in front of the monkey cage at the Leipzig Zoo. Malicious rumors about the past life of the Marshal’s wife began to circulate in Berlin. A few days later there appeared on the desk of the Police Commissioner in Berlin a thick file which contained the following information: Marshal Von Blomberg’s wife had been a previously convicted prostitute who had been registered as a prostitute in the files of seven large German cities; she was in the Berlin criminal files. I myself have seen the fingerprints and the pictures. She had also been sentenced by the Berlin courts for distributing indecent pictures. The Commissioner of the Police in Berlin was obliged to submit this file, by official channels, to the Chief of the Police, Himmler.

DR. DIX: Excuse me, please; who was the Commissioner of the Police in Berlin at that time?

GISEVIUS: The Commissioner of the Police in Berlin was Count Helldorf. Count Helldorf realized that if that material were transmitted to the Reichsführer SS it would place the Wehrmacht in a very embarrassing position. Himmler would then have in his possession the material he needed to ruin Blomberg’s reputation and career, and strike a blow at the leadership of the Armed Forces. Helldorf took this file to the closest collaborator of Marshal Blomberg, the then Chief of the Armed Forces Department, Keitel, who at that time had just become related to Marshal Blomberg through the marriage of their respective children. Marshal Keitel, or Generaloberst Keitel as he was at that time, looked through the file carefully and demanded that Police Commissioner Helldorf should hush up the entire scandal and suppress the file.

DR. DIX: Perhaps you will tell the Tribunal the source of your information.

GISEVIUS: I got my information from Count Helldorf, who described the entire affair to me, and from Nebe, Oberregierungsrat of the police headquarters in Berlin at that time, and later Reich Criminal Director.

Keitel refused to let Blomberg bear any of the consequences. He refused to inform the Chief of the General Staff Beck, or the Chief of the Army Generaloberst Von Fritsch. He sent Count Helldorf to Göring with the file. Helldorf submitted the entire file to Defendant Göring. Göring asserted he knew nothing about the various sections of the criminal records and the previous sentences of Von Blomberg’s wife. Nevertheless in that first conversation, and in later discussions, he admitted that he already knew the following:

First, that Marshal Blomberg had already asked Göring several months ago whether it was permissible to have an affair with a woman of low birth, and shortly thereafter he had asked Göring whether he would help him to obtain a dispensation to marry this lady “with a past” as he put it. Later Blomberg came again and told Göring that this lady of his choice unfortunately had another lover and he must ask Göring to help him, Blomberg, to get rid of that lover.

DR. DIX: Excuse me. Göring told that to Helldorf and you learned it from Helldorf?

GISEVIUS: Yes, that is what Göring said, and in the further course of the investigation we learned of it from other sources too. Göring then got rid of that lover by giving him foreign currency and sending him off to South America. In spite of that, Göring did not inform Hitler of this incident. He even went with Hitler, as a witness, to the wedding of Marshal Blomberg on 12 January. I should like to point out here...

THE PRESIDENT: Dr. Dix, the Tribunal would wish to know how you suggest that these matters, which appear to be personal, are relevant to the charges and in what way they affect the Defendant Schacht or the Defendant Göring or the Defendant Frick?

DR. DIX: I am here only to serve the interests, the rightful interests, of the Defendant Schacht. It is necessary to present that crisis in all its horribleness in order to conceive what an effect, what a revolutionary effect, it had on Schacht and his circle as far as the regime was concerned, I have already said earlier that the Fritsch crisis was the turning point in the transformation of Schacht from a follower and, to a certain extent, an admirer of Hitler to a deadly enemy who had designs on his life. The Tribunal cannot understand this revulsion if the Tribunal does not receive the same impression as Schacht had at that time. Indeed, I in no way desire to wash dirty linen here unnecessarily. My decision to put these questions and to ask the witness to describe the Fritsch crisis in full detail is only motivated by the fact that the further development of Schacht, and of the Fritsch crisis, or let us say, the Oster-Canaris circle to which Schacht belonged, cannot be understood if one does not realize the monstrous circumstances of that crisis. In the face of these facts, however disagreeable, one must decide to bring these sometimes very personal matters to the attention of the Tribunal. Unfortunately I cannot dispense with it in my defense. It is the alpha and omega of my defense.

MR. JUSTICE JACKSON: If the Tribunal please, it might be helpful at this time to know our position in reference to this line of testimony, if it is to be considered whether admissible or not now.

I should desire, if this incident were not brought out, to bring it out upon cross-examination upon several aspects. One is that it shows the background of the incident of yesterday, which I think is important in appraising the truthfulness of testimony in this case.

Another thing is that it bears upon the conspiracy to seize power. There were certain men in Germany that these conspirators had to get rid of. Some of them they could kill safely. Some of them, as we see from the Röhm Purge, when they went to killing they aroused some opposition. They had to strike down by other means, and the means they used against Fritsch and Blomberg show the conspiracy to seize power and to get rid of the men who might stand in the way of aggressive warfare.

It will appear, I think, that Fritsch and Blomberg were among the reliants of the German people in allowing these Nazis to get as far as they did, believing that here at least were two men who would guard their interests; and the method by which those men were stricken down and removed from the scene we would consider an important part of the conspiracy story, and I would ask to go into it on cross-examination.

That might perhaps be material to the Court in deciding whether it should proceed now.

DR. DIX: May I add one more thing?

THE PRESIDENT: Yes, Dr. Dix.

The Tribunal thinks, in view of what you have said and what Mr. Justice Jackson has said, that your examination must continue and you will no doubt try to confine it as much as you can to the political aspects of the matter.

DR. DIX: Of course. But the personal matters are of such political importance in this case that they cannot be omitted.

Well then, Dr. Gisevius, you understand the difficulties of the situation. We want only to give evidence, and not to bring in anything sensational as an end in itself. However, when it is necessary to speak on such subjects in order to explain the development to the Tribunal, I ask you to speak quite frankly.

GISEVIUS: I ask the Tribunal also to realize my difficulties. I myself do not like speaking about these things.

I must add that Göring was the only head of the Investigation Department. That was the institution which took overall telephone control in the Third Reich. This Investigation Department was not satisfied, as has been described here, with merely tapping telephone conversations and decoding messages; but it had its own intelligence service, all the way down to its own employees, for obtaining information. It was, therefore, also quite possible to obtain confidential information about Marshal Von Blomberg’s wife. When Helldorf gave the file to Göring, Göring considered himself compelled to give that file to Hitler. Hitler had a nervous breakdown and decided to dismiss Marshal Blomberg immediately. Hitler’s first thought, as he told the generals later at a public meeting, was to appoint Generaloberst Von Fritsch as Blomberg’s successor. The moment he made his decision known, Göring and Himmler reminded him that it could not be done as according to a file of the year 1935 Fritsch was badly incriminated.

DR. DIX: Excuse me, Doctor. What is the source of your information regarding this conversation between Hitler and the generals and also Göring’s statement?

GISEVIUS: Several generals who took part in that meeting told me about it, and I have said already that in the course of events, which I have yet to describe, Hitler himself made many statements. We also had in our possession until 20 July the original documents of the Supreme Court-Martial which convened later.

The file of 1935, which was submitted to Hitler in January 1938, referred to the fact that in 1934 the Gestapo conceived the idea of prosecuting, among other enemies of the state, homosexuals as criminals. In the search for evidence the Gestapo visited the penitentiaries and asked convicted inmates, who had blackmailed homosexuals, for evidence and for the names of homosexuals. One of the inmates reported a terrible story, which was really so horrible that I will not repeat it here. It will suffice to say that this prisoner believed the man in question had been a certain Herr Von Fritsch or Frisch. The prisoner could not remember the correct name. The Gestapo then turned over these files to Hitler in 1935. Hitler was indignant about the contents. Talking to the generals, he said he did not want to know about such a disgusting affair. Hitler ordered the files to be burned immediately.

Now, in January 1938, Göring and Himmler reminded Hitler of these files; and it was left to Heydrich’s cleverness to submit to Hitler again these files, which had allegedly been burned in 1935 and which had been completed, in the meantime, by extensive investigations. Hitler believed, as he said to the generals at the time, that after having been so disappointed in Blomberg, many nasty things could be expected from Fritsch also. The Defendant Göring offered to bring the convict from the prison to Hitler and the Reich Chancellery. At Karinhall, Göring had previously threatened this convict with death if he did not abide by his statements.

DR. DIX: How do you know that?

GISEVIUS: That was mentioned at the Supreme Court-Martial. Then Fritsch was summoned to the Reich Chancellery and Hitler told him of the accusations which had been made against him. Fritsch, a gentleman through and through, had received a confidential warning from Hitler’s adjutant; but it had been so vague that Fritsch came to the Reich Chancellery extremely alarmed. He had no idea of what Hitler was accusing him. Indignantly he denied the crime he had allegedly committed. In the presence of Göring, he gave Hitler his word of honor that all the accusations were false. But Hitler went to the nearest door, opened it, and the convict entered, raised his arm, pointed to Fritsch and said, “That is he.”

Fritsch was speechless. He was only able to ask that a judicial investigation should be made. Hitler demanded his immediate resignation; and on condition that Fritsch left in silence, he agreed to allow the matter to rest where it was. Fritsch appealed to Beck, the Chief of the General Staff. Chief of the General Staff Beck intervened with Hitler. A hard struggle ensued for a judicial investigation of these terrible accusations against Fritsch. That struggle lasted about a week. There were dramatic disputes in the Reich Chancellery. At the end came the famous 4 February when the generals, who until that day—that is to say, 10 days after the dismissal of Blomberg and the relief of Fritsch—were completely unaware of the fact that both their superiors were no longer in office, were ordered to come to Berlin. Hitler personally presented the files to the generals in such a way that they also were completely confused and said they were satisfied that the affair should be investigated by the courts. At the same time Hitler surprised the generals...

DR. DIX: You know of this only through the participants of that meeting?

GISEVIUS: From the participants of the meeting, yes.

At the same time Hitler surprised the generals with the announcement that they had a new Commander-in-Chief, Generaloberst Von Brauchitsch. Some of the generals had, in the meantime, been relieved of their posts; and also on the evening previous to that announcement, a report appeared in the newspapers according to which Hitler, under the pretense of drawing together the reins of government, had dismissed the Foreign Minister, Von Neurath, effected a change in the Ministry of Economics, relieved a number of diplomats of their posts, and then, as an appendix to that report, announced a change in the War Ministry and in the leadership of the Army.

Then a new struggle arose, which lasted several weeks, regarding the convening of the court-martial which should decide as to the reinstatement of Generaloberst Von Fritsch. This was for all of us the moment when we believed we would be able to prove before a German supreme court the methods the Gestapo used to rid themselves of their political adversaries. This was a unique opportunity of being able to question witnesses under oath regarding the manner in which the entire intrigue had been contrived. Therefore we set to work to prepare for our parts in this trial.

DR. DIX: What do you mean by “we” in this case?

GISEVIUS: There was above all one man, who as an honest lawyer and judge was himself a participator of this Supreme Court-Martial. This was the Judge Advocate General at that time, and later Chief Judge of the Army, Ministerial Director Dr. Sack. This man believed that he owed it to the spirit of law to contribute in every possible way toward exposing these matters. This he did, but he also paid with his life after 20 July.

In the course of this investigation the judges of this Supreme Court-Martial questioned the Gestapo witnesses. They investigated the records of the Gestapo; they made local investigations; and, with the aid of the criminologist Nebe, it was not long before they discovered definitely that the entire affair had concerned a double; it was not Generaloberst Von Fritsch but a retired Captain Von Frisch who had been pensioned long before.

In the course of that investigation the judges established another fact; they were able to prove that the Gestapo had been in the residence of this double Von Frisch as early as 15 January and had questioned his housekeeper. May I compare the two dates once more. On 15 January the Gestapo had proof that Fritsch was not guilty. On 24 January the Defendant Göring brings the convict and witness for the prosecution into the Reich Chancellery in order to incriminate Fritsch, the Generaloberst. We believed that here indeed we were confronted with a plot of incredible proportions, and we believed that now even the skeptical general must see that it was not only in the lower ranks of the Gestapo that there was scheming and contriving, invisible and secret, without the knowledge of any of the ministers or of the Reich Chancellery and which would compel any man of honor and justice to intervene. This was the reason why we now formed into a larger group and why we saw that we now no longer needed to collect material about the Gestapo in secret. That, precisely, was the great difficulty we had had to deal with. We heard a great deal; but if we had passed on that evidence, we would in every case have exposed to the terror of the Gestapo those men who had given us the evidence.

Now we could proceed legally, and so we started our efforts to persuade Generaloberst Von Brauchitsch to submit the necessary evidence to the Supreme Court-Martial.

DR. DIX: Whom do you mean by “we”?

GISEVIUS: At that time there was a group, among whom I must mention Dr. Schacht, who was then extremely active and who went to Admiral Raeder, to Brauchitsch, to Rundstedt, and to Gürtner, and tried to explain everywhere that the great crisis had now arisen; that we now had to act; that it was now the task of the generals to rid us of this regime of terror.

But I must mention one more name in that connection. In 1936 Schacht had already introduced me to Dr. Goerdeler. I had the honor of traveling the same road with that brave man from then on until 20 July. And now I have mentioned here for the first time, in this room where so many terrible things are made known, the name of a German who was a brave and fearless fighter for freedom, justice, and decency and who, I believe, will one day be an example, and not only to Germany, to prove that one can also do one’s duty faithfully until death, even under the terror of the Gestapo.

This Dr. Goerdeler, who had always been a fearless and untiring fighter, had in those days unequaled courage. Like Dr. Schacht he went from one ministry to another, from one general to the next, and he also believed that now the hour had come when we could achieve a united front of decent people led by the generals. Brauchitsch did not refuse then. He did not refuse to act at Goerdeler’s request. In fact he assured Goerdeler of his co-operation in a revolt with almost religious fervor.

And as a witness I may mention that Brauchitsch also solemnly assured me that he would now use this opportunity to fight against the Gestapo. However, Brauchitsch made one condition, and that condition was accepted by the generals as a whole. Brauchitsch said, “Hitler is still such a popular man; we are afraid of the Hitler myth. We want to give to the German people and to the world the final proof by means of the Supreme Court-Martial and its verdict.” Therefore Brauchitsch postponed his action until the day when the verdict of the Supreme Court-Martial should be given.

The Supreme Court-Martial met. It began its session. The session was suddenly interrupted under dramatic circumstances. I must add that Hitler appointed the Defendant Göring as president of that Supreme Court-Martial. And now the Supreme Court-Martial, under the chairmanship of Göring, convened. I know from Nebe that Göring during the preceding days had had consultations with Himmler and Heydrich. I know that Heydrich said to Nebe, “this Supreme Court-Martial will be the end of my career.”

DR. DIX: Did Nebe tell you that?

GISEVIUS: Yes, on the same day. The Supreme Court-Martial would be the great danger for the Gestapo. And now the Supreme Court-Martial sat for several hours and was adjourned under dramatic circumstances, for that was the day chosen for the German armies to march into Austria. Even at that time we knew without any doubt why the chairman of that court-martial was so unusually interested in having the troops on that day receive the order to march, not to a goal within but outside the Reich. Not until one week later could the Supreme Court-Martial reconvene, and then Hitler was triumphant. The generals had their first “campaign of flowers” behind them, a plebiscite had been proclaimed, the jubilation was great, and the confusion among the generals was still greater. So that court-martial was dissolved. Fritsch’s innocence was definitely established, but Brauchitsch said that as a result of the changed psychological atmosphere created by the annexation of Austria, he could no longer take the responsibility for a revolt.

That is roughly the story of how the War Ministry was practically denuded of its leading men, and how the generals were thrown into unequaled confusion. From that time on we took the steep downward path to radicalism.

DR. DIX: Perhaps I may ask the Tribunal to be permitted to read in this connection one sentence from a document which I will submit as Exhibit Number Schacht-15. My document book is still in the process of translation, but I hope that it will be here on the day of the hearing of Schacht. There is only one sentence which is of interest in this connection. It is from the biannual report of the General Staff...

THE PRESIDENT: Have the documents been submitted to the Prosecution and to the Tribunal at all?

DR. DIX: The documents have been discussed with the Prosecution twice in detail, once with regard to the question of translation, and then on the question of their admissibility as evidence; and Mr. Dodd discussed them in open court. I am firmly convinced that the Prosecution is thoroughly acquainted with the document. It is only one sentence and I do not believe that the Prosecution would object to the reading of this one sentence, since otherwise the connection with the documentary evidence might be obscured. I will introduce a document now and then, wherever it seems practical. This is only one sentence from the biannual report of the General Staff of the United States...

MR. JUSTICE JACKSON: I do not know what this document is, Your Honor. I should like to know because we may want to ask some questions about it. I do not want to delay Dr. Dix, but I do not have a copy of it and I do not know just what it is yet.

DR. DIX: I just wanted to shorten the proceedings; but as I see that difficulties may arise, and that a long discussion may be needed, I will omit it, and will present it later with my documentary evidence. It would not serve my purpose otherwise.

[Turning to the witness.] For the additional information of the Court, perhaps you will describe the position of the chairman in German court-martial proceedings; that the control of the examination is in his hands—that, as a matter of fact, the entire case is in his hands.

GISEVIUS: Dr. Dix, I do not doubt that you could describe the authority of such a chairman better and more clearly from the legal point of view. I would, however, like to say the following:

I read the minutes of that session, for it is one of those documents which we thought we would one day submit to the public. This, too, I hope we will find again. From the minutes it can be seen that the Defendant Göring, as president, determined the tenor of the entire proceedings and of the questions.

He questioned the witnesses for the prosecution, and he took care that no other questions were put which might have proved embarrassing. I must say, from these voluminous minutes, that Göring knew how to cloak the true facts by the manner in which he led the proceedings.

DR. DIX: In my introductory words at the beginning of the session, I called the Fritsch crisis the first decisive inner-political step of the war; and you, Doctor, have adopted that term. After concluding the description of the Fritsch crisis, will you give the reason for the views you adopted, and what the effect was upon your group in this connection, especially upon Schacht?

GISEVIUS: I must point out again that until this Fritsch crisis it had been difficult in the ranks of the German opposition to consider even the possibility of war. That was due to the fact that in Germany the opposition groups were so sure of the strength of the Army, and of the leading men, that they believed it sufficed to have a man of honor, like Fritsch, at the head of the German Army. It seemed inconceivable that Fritsch would tolerate a sliding into terror or into war. Only a few persons had pointed out that it was in the nature of every revolution some day to go beyond the frontiers of a nation. We believed from history that this theory should be pointed out as a danger threatening the National Socialist revolution, and therefore we repeatedly warned those who were convinced that they were faced with a revolution, not only with a dictatorship, that one day those revolutionaries would resort to war as a last recourse. As it became more evident in the course of the Fritsch crisis that radicalism was predominant, a large circle became aware that the danger of war could no longer be ignored.

DR. DIX: And did the Defendant Schacht also belong to that circle?

GISEVIUS: Yes. During those days of the Fritsch crisis, Schacht said, as did many others: “That means war,” and that was also said plainly to the then Commander-in-Chief of the Army, General Von Brauchitsch.

DR. DIX: Now the question arises why Schacht had previously financed the rearmament program, at least in the beginning?

GISEVIUS: Schacht always told me that he had financed the rearmament program for purposes of defense. Schacht was convinced for many years that such a large nation in the center of Europe should at least have means of defense. I may point out that at that time large groups of the German people were possessed of the idea that there was a possible danger of attack from the East. You must not forget the type of propaganda with which the German people were inundated at that time, and that the reasons given for this particular danger from the East were based upon Polish aspirations concerning East Prussia.

DR. DIX: Did Schacht also discuss with you at that time the fact that this rearmament was serving his political purposes, as through it he might be able to start discussions on general disarmament again?

GISEVIUS: I beg your pardon. Unfortunately I forgot to emphasize this point myself. Schacht was of the opinion that all means should be used to bring about discussions on rearmament again. He had an idea that very soon—I think he had held that opinion since 1935—the attention of opponent countries should be drawn to German rearmament; and then Hitler, because his rearmament was now known, would be forced to resume discussions at the disarmament conference.

DR. DIX: Was that which you have just said the subject of your conversation with Schacht at that time, or is that your judgment now?

GISEVIUS: No, I remember this conversation very well, because I thought Hitler’s inclinations lay in other directions than in attending a disarmament conference. I thought Hitler to be of an entirely different mentality, and was somewhat surprised that Schacht considered it possible that Hitler might harbor such thoughts.

DR. DIX: Did you have the impression from your conversations with Schacht that he was informed in detail of the type, speed, and extent of the rearmament?

GISEVIUS: I well remember how often Schacht asked me and friends of mine whether we could not help him to get information about the extent of rearmament by inquiring at the Reich War Ministry. I have already described yesterday the efforts he made to get details through Oster and Thomas.

DR. DIX: Could you tell the Tribunal whether Schacht made any attempt to limit armament expenses, and thus limit the extent and speed of the rearmament; and, if so, when he made these efforts?

GISEVIUS: To my knowledge, he started to attempt this as early as 1936. In the heated debates about Schacht’s resignation as Minister of Economics in 1937, his efforts in this direction played a very important part. I recall that practically every conversation was concerned with that point.

DR. DIX: Now, it is said—and quite understandably also by the Prosecution—that the reasons Schacht gave, even in official reports and so on, for the necessity of these limitations were primarily of a financial-technical nature, that is to say, he spoke as an anxious economic leader and an anxious president of the Reichsbank and not as an anxious patriot afraid that his country might be plunged into war.

Do you know of any discussions with Schacht, of which you can remember anything, concerning the foregoing which might be useful to the Tribunal?

GISEVIUS: In all these preliminary discussions there were dozens of drafts of the communications Schacht wrote. They were discussed in friendly circles. To mention but one example, Schacht repeatedly discussed these drafts also with Goerdeler. It was always one question that was concerned: What could one say, so that such a letter should not be considered a provocation but would serve rather to draw the other non-Party ministers, and particularly the War Minister Blomberg, to Schacht’s side? That was just the difficulty, for how could such ministers as Blomberg, Neurath, or Schwerin-Krosigk, who were much more loyal to Hitler, be persuaded to join Schacht rather than to say that Schacht had once again provoked Hitler and Göring with his notoriously sharp tongue. All these letters can only be understood by their tactical reasons which, as I have said, had been discussed in detail with the leading men of the opposition.

DR. DIX: Now, after the Fritsch crisis, how did the political conspiracy between you and your friends and Schacht take form?

GISEVIUS: I want to deal with that word “conspiracy.” While up to that moment our activity could only be called more or less oppositional, now a conspiracy did indeed begin; and there appeared in the foreground a man who was later to play an important part as head of that conspiracy. The Chief of the General Staff at that time, Generaloberst Beck, believed that the time had come for a German general to give the alarm both inside and outside the country. I believe it is important for the Tribunal to know also the ultimate reason which prompted Beck to take that step.

The Chief of the General Staff was present when Hitler, in May 1938, made a speech to the generals at Jüterbog. That speech was intended to reinstate Fritsch. A few words were said about Fritsch, but more was said—and for the first time quite openly before a large group of German generals—about Hitler’s intention to engulf Czechoslovakia in a war. Beck heard that speech; and he was indignant that he, as Chief of the General Staff, should hear of such an intention for the first time in such an assembly without having been informed or consulted previously. During that same meeting, Beck sent a letter to Brauchitsch asking him for an immediate interview. Brauchitsch refused and deliberately kept Beck waiting for several weeks. Beck became impatient and wrote a comprehensive memorandum in which as Chief of the General Staff he protested against the fact that the German people were being drawn into war. At the end of that memorandum Beck announced his resignation, and here I believe is the opportunity to say a word about this Chief of the General Staff.

DR. DIX: One moment, Doctor. Will you tell us the source of your knowledge of what Beck thought, and the negotiations between Beck and Brauchitsch?

GISEVIUS: Beck confided in me, and during the latter years I worked in very close collaboration with him, and I was by his side until the last hour of his life on 20 July. I can testify here—and it is important for the Tribunal to know this—that Beck struggled again and again with the problem as to what a chief of the General Staff should do when he realized that events were driving toward a war. Therefore I owe to his memory, and to my oath here, not to conceal the fact that Beck took the consequences of being the only German general to relinquish his post voluntarily, in order to show that there is a limit beyond which even generals in leading positions may not go; but at the sacrifice of their position and their life, must resign and accept no further orders. Beck was of the opinion that the General Staff was not only an organization of war technicians; he saw in the German General Staff the conscience of the German Army, and he trained his staff accordingly. He suffered immensely during the later years of his life because men whom he had trained in that spirit did not follow the dictates of their conscience. I owe it to this man to say that he was a man of inflexible character.

THE PRESIDENT: Dr. Dix, I think we might get on to what Beck actually did.

DR. DIX: Yes, Your Honor, but...

THE PRESIDENT: Perhaps it would be a convenient time to break off. What I mean is, the witness said that Beck protested in a memorandum and offered to resign, and that was some minutes ago, and since then he was talking and had not told us what Beck actually did.

DR. DIX: Yes.

THE PRESIDENT: We will adjourn now.

[A recess was taken.]

THE PRESIDENT: The Tribunal will not sit in open session on Saturday morning, but will be sitting in closed session.

DR. DIX: [Turning to the witness.] You were saying that Generaloberst Beck carried out his decision to tender his resignation after the speech at Jüterbog. What did he do then?

GISEVIUS: Hitler and Brauchitsch urgently pressed him to remain in office, but Beck refused and insisted upon resigning. Thereupon Hitler and Brauchitsch urged Beck at least not to make his resignation public, and they asked him if he would not formally defer his resignation for a few months. Beck, who had not yet gone the way of high treason, thought that he should comply with this request. Later he most deeply regretted this loyal attitude. The fact is that as early as the end of May or the beginning of June his successor, General Halder, took over the office of Chief of General Staff; and from that moment Beck was actually no longer in charge.

DR. DIX: May I ask you once more, from what observations, and conversations with whom, do you base the knowledge of these facts?

GISEVIUS: From constant discussions I had with Beck, Oster, Goerdeler, Schacht, and an entire group of people at that time; later, the question why Beck did not make his retirement public depressed him to such an extent that it was a continual subject of discussions between him and me up to the end.

DR. DIX: That was Beck’s resignation; but then the problem of the possible resignation of Schacht was probably also brought up in deliberations. To your knowledge, and from your observation, was the question of the necessity or the opportuneness of Schacht’s resignation discussed between Schacht and Beck?

GISEVIUS: Yes, it was discussed in great detail.

It was Beck’s opinion that his resignation alone might not be sufficiently effective. He approached Schacht therefore and asked him whether he would not join him, Beck, and resign also. This subject was discussed in great detail, on the one hand between Beck and Schacht personally, and on the other between Oster and myself, who were the two intermediaries. During these conferences, I must confess that I, too, was of the opinion that Schacht should resign under all circumstances; and I also advised him to that effect. It was Oster’s opinion, however, that Schacht must definitely remain in office and he asked him to do so; in order to influence the generals Schacht was needed as an official with a ministerial title. In retrospect I must say here that my advice to Schacht was wrong. The events which I have yet to describe have proved how important it was to Oster and others that Schacht should remain in office.

DR. DIX: That, of course, was a serious question for Schacht’s own conscience. You have informed the Tribunal of your opinions and of Oster’s opinions. Did Schacht discuss his scruples with you, and the pros and cons of his deliberations in making his final decision?

GISEVIUS: Yes.

MR. JUSTICE JACKSON: I don’t object to the defendants trying their case in their own way, but I do think we are passing beyond the limits of profitable inquiry here. Schacht is present; he is the man who can tell us about his conscience, and I know of no way that another witness can do so, and I think it is not a question to which the answer would have competent value, and I object respectfully.

THE PRESIDENT: Dr. Dix, I think you had better tell us what Schacht did—not tell us—but get from the witness what Schacht did.

DR. DIX: If I may, I should like to make a brief remark. It is true, of course, as Mr. Justice Jackson said, that Schacht knows his own reasons best and can tell them to the Tribunal. On a question as difficult as this, however, the justification of which is even subject to argument—the Prosecution apparently is inclined to consider the train of thought which led to Schacht’s decision to be unacceptable—it appears to me, at least on the basis of our rules for evidence, that it is relevant for the Tribunal to hear from an eye-and-ear witness what the considerations were and whether they really were such at the time, or whether Schacht, now in the defendants’ dock, is ex post facto, devising some explanation, as every defendant is more or less suspected of doing.

THE PRESIDENT: The Tribunal thinks that the witness can tell us what Schacht said and what Schacht did, but not what Schacht thought.

DR. DIX: Certainly. Your Lordship, I only want him to tell us what Schacht said to the witness at that time about his opinion.

THE PRESIDENT: I don’t think we need any further discussion about it. The witness has heard what I have said and you can ask him what Schacht said, and what Schacht did; but not what Schacht thought.

DR. DIX: Very well then, what did Schacht say to you regarding the reasons for his resignation?

GISEVIUS: Schacht told me at the time that after all we had experienced the generals could not be relied upon ever really to revolt. For that reason, as a politician, he considered it his duty to think of some possibility other than a revolt for bringing about a change in conditions in Germany. For that reason he evolved a plan which he explained to me at the time. Schacht said to me, “I have got Hitler by the throat.” He meant by that, as he explained to me in great detail, that now the day was approaching where the debts which had been incurred by the Reich Minister of Finance, and thus by the Reich Cabinet, would have to be repaid to the Reichsbank. Schacht doubted whether the Minister of Finance, Schwerin-Krosigk, would be prepared without further ado to carry out the moral and legal obligation of repaying the credits which had been extended.

Schacht thought that that was the moment in which he should come out with his resignation, with a joint step by the Reichsbank Directorate; and he hoped that, given that situation, the other ministers of the Reich would join him, the majority of whom were still democratic at the time.

That is what he meant when he said to me, “I have still one more arrow I can shoot, and that is the moment when not even a Neurath, a Gürtner, a Seldte can refuse to follow me.”

I answered Schacht at that time that I doubted whether there would ever be such a meeting of the Cabinet. In my opinion, the steps which would be taken to dispose of him would be much more brutal. Schacht did not believe me, and above all he told me he would be certain of achieving one thing; these matters would have to be discussed in the Cabinet, and then he would cause a situation in Germany as alarming as the one which existed in February 1938 at the time of the Fritsch crisis. He therefore expected a radical reformation of the cabinet which would provide the proper psychological atmosphere for the generals to intervene.

DR. DIX: You said at the beginning that Schacht had said or hinted that he could not absolutely rely on the generals to bring about a revolt. Which generals was he referring to, and what did he mean?

GISEVIUS: Schacht meant at the time the first revolutionary situation which had arisen in Germany, during the months of May to September 1938, when we drifted into the Czechoslovakia war crisis. Beck had assured us at the time of his resignation—by us I mean Goerdeler, Schacht and other politicians—that he would leave to us a successor who was more energetic than himself, and who was firmly determined to precipitate a revolt if Hitler should decide upon war. That man whom Beck trusted, and to whom he introduced us, was General Halder. As a matter of fact, on taking office, General Halder immediately took steps to start discussions on the subject with Schacht, Goerdeler, Oster, and our entire group. A few days after he took over his office he sent for Oster and informed him that he considered that things were drifting toward war, and that he would then undertake an overthrow of the Government. He asked Oster what he, for his part, intended to do to bring civilians into the plot.

DR. DIX: Who were the civilians in question, apart from Goerdeler and Schacht?

GISEVIUS: Halder put that question to Oster, and under the circumstances at that time, when we were still a very small circle, Oster replied that to the best of his knowledge there were only two civilians with whom Halder could have preliminary political conversations; one was Goerdeler, the other, Schacht.

Halder refused to speak personally to a man as suspect as Goerdeler. He gave as his reason the fact that it was too dangerous for him to receive now a man whom he did not yet know, whereas he could find some official reason for having a conference with Schacht. Halder asked Oster to act as intermediary for such a conference with Schacht.

Oster approached Schacht through me. Schacht was willing. A meeting was to be arranged at a third person’s place. I warned Schacht and said to him, “Have Halder come to your house, so that you are quite sure of the matter.”

Halder then visited Schacht personally at the end of July 1938 at his residence; and he informed him that matters had reached a stage where war was imminent and that he, Halder, would then bring about a revolt, and he asked Schacht whether he was prepared to aid him politically in a leading position.

That is what Schacht told me at the time, and Halder told it to Oster.

DR. DIX: And Oster told it to you?

GISEVIUS: Yes, as I continually acted as an intermediary in these discussions. Schacht replied, as he assured me directly after Halder’s visit, that he was prepared to do anything if the generals were to decide to remove Hitler.

The following morning, Halder sent for Oster. He told him of this conversation, and he asked Oster whether police preparations had now been made for this revolt. Oster suggested that Halder should talk to me personally about these matters. I had a long talk in the darkness with Halder about this revolt. I believe that it is important for me to state here what Halder told me of his intentions at that time. First Halder assured me that, in contrast to many other generals, he had no doubt that Hitler wanted war. Halder described Hitler to me as being bloodthirsty and referred to the blood bath of 30 June. However, Halder told me that it was, unfortunately, terribly difficult to explain Hitler’s real intentions to the generals, particularly to the junior officers corps, because the saying which was influencing the officers corps was ostensibly that it was all just a colossal bluff, that the Army could be absolutely certain that Hitler did not want to start a war, but rather that he was merely preparing a diplomatic maneuver of blackmail on a large scale.

For that reason, Halder believed that it was absolutely necessary to prove, even to the last captain, that Hitler was not bluffing at all but had actually given the order for war. Halder therefore decided at the time that for the sake of informing the German nation and the officers he would even risk the outbreak of war. But even then Halder feared the Hitler myth; and he therefore suggested to me that the day after the outbreak of war Hitler should be killed by means of a bomb; and the German people should be made to believe, as far as possible, that Hitler had been killed by an enemy bombing attack on the Führer’s train. I replied to Halder at the time that perhaps I was still too young, but I could not understand why he did not want to tell the German people, at least afterwards, what the generals had done.

Then for a few weeks there was no news from Halder. The press campaign against Czechoslovakia assumed an ever more threatening character and we felt that now it would be only a few days, or perhaps weeks, before war would break out. At that very moment Schacht decided to visit Halder again and to remind him of his promise. I thought it best that a witness should be present during that conversation and therefore I accompanied Schacht. It did not appear to me that Halder was any too pleased at the presence of a witness. Halder once again declared his firm intention of effecting a revolt; but again he wished to wait until the German nation had received proof of Hitler’s warlike intentions by means of a definite order for war. Schacht pointed out to Halder the tremendous danger of such an experiment. He made it clear to Halder that a war could not be started simply to destroy the Hitler legend in the eyes of the German people.

In a detailed and very excited conversation Halder then declared that he was prepared to start the revolt, not after the official outbreak of the war, but at the very moment that Hitler gave the army the final order to march.

We asked Halder whether he would then still be able to control the situation or whether Hitler might not surprise him with some lightning stroke. Halder replied literally, “No, he cannot deceive me. I have designed my General Staff plans in such a way that I am bound to know it 48 hours in advance.” I think that is important, because during the subsequent course of events the period of time between the order to march and the actual march itself was considerably shortened.

Halder assured us that besides the preparations in Berlin he had an armored division ready in Thuringia under the command of General Von Höppner, which might possibly have to halt the Leibstandarte, which was in Munich, on the march to Berlin.

Although Halder had told us all this, Schacht and I had a somewhat bitter aftertaste of that conference. Halder had told Schacht that he, Schacht, seemed to be urging him to effect this revolt prematurely; and Schacht and I were of the opinion that Halder might abandon us at the last moment. We informed Oster immediately of the bad impression we had had, and we told Oster that something absolutely must be done to win over another general in case Halder should not act at the last minute. Oster agreed and these are the preliminary events which led to the later General Field Marshal Von Witzleben first coming into our circle of conspirators.

DR. DIX: Who won Von Witzleben over?

GISEVIUS: Schacht did.

DR. DIX: Who did?

GISEVIUS: Schacht won Witzleben over. Oster visited Witzleben and told him everything that had happened. Thereupon Witzleben sent for me, and I told him that in my opinion the police situation was such that he, as commanding general of the Berlin Army Corps, could confidently risk a revolt. Witzleben asked me the question which every general put to us at that time: Whether a diplomatic incident in the East would really lead to war or whether it was not true, as Hitler and Ribbentrop had repeatedly told the generals in confidence, that there was a tacit agreement with the Western Powers giving Germany a free hand in the East. Witzleben said that if such an agreement really existed, then, of course, he could not revolt. I told Witzleben that Schacht with his excellent knowledge of the Anglo-Saxon mentality could no doubt give him comprehensive information about that.

A meeting between Schacht and Witzleben was arranged. Witzleben brought with him his divisional general, Von Brockdorff, who was to carry out the revolt in detail. Witzleben, Brockdorff, and I drove together to Schacht’s country house for a conference which lasted for hours. The final result was that Witzleben was convinced by Schacht that the Western Powers would under no circumstances allow Germany to move into the Eastern territories and that now Hitler’s policy of surprise had come to an end. Witzleben decided that he, on his part and independently of Halder, would make all preparations which would be necessary if he should have to act.

He issued me false papers and gave me a position at his district headquarters so that there, under his personal protection, I could make all the necessary police and political preparations. He delegated General Von Brockdorff, and he and I visited all the points in Berlin which Brockdorff was to occupy with his Potsdam Division. Frau Strünck was at the wheel and traveling ostensibly as tourists we settled exactly what had to be done.

DR. DIX: That is the witness Strünck. Please excuse me.

GISEVIUS: I believe I owe you a brief explanation as to why Witzleben’s co-operation was absolutely necessary. It was not so easy to find a general who had the actual authority to order his troops to march. For instance, there were some generals in the provinces who could not give their troops the order to march.

THE PRESIDENT: Dr. Dix, is it necessary to go into the matter in such detail as to why General Witzleben should be brought in?

DR. DIX: The reasons why Witzleben was needed are perhaps not essential for our case. We can therefore drop this subject.

Will you please tell me, Dr. Gisevius, whether Schacht was kept constantly informed of these military and police preparations which you have described?

GISEVIUS: Schacht was kept informed about all these matters. We met in the evening in the residence of Von Witzleben and I showed everything that I had worked out in writing during the day. It was then discussed in full detail.

DR. DIX: Apart from these military and police measures, which you have mentioned, were there any political measures?

GISEVIUS: Yes, of course. We had to decide carefully what the German nation was to be told in such a case from the point of view of internal politics, just as there were certain preparations which had to be made regarding the external.

DR. DIX: What do you mean by external—foreign politics?

GISEVIUS: Yes, of course, foreign politics.

DR. DIX: Why of course? Was the Foreign Office included or what is meant by foreign politics in this case?

GISEVIUS: It is very difficult to give an explanation, because the co-operation with foreign countries during the time of war, or immediately before a war, is a matter which is very difficult to discuss as we are touching upon a very controversial subject. If I am to talk about it, then it is at least as important for me to state the reasons which led these people to carry on such discussions with foreign countries, as it is to give times and dates.

DR. DIX: I am sure that the Tribunal will permit you to do so. I think that the Tribunal will permit that the motives...

THE PRESIDENT: I think the Tribunal thinks you are going into too great detail over these matters. If the Tribunal is prepared to accept this witness’ evidence as true, it shows that Schacht was negotiating with him and General Witzleben at this time with a view to prevent the war. I say, if the Tribunal accepts it; and that seems to be a matter you will not prove with the details of these negotiations, which seem to me not very important.

DR. DIX: Yes, but in my opinion the gravity and intensity of the activities of these conspirators should be substantiated in detail. In my opinion it is not sufficient that these plans...

THE PRESIDENT: But you have touched upon them since 10 o’clock this morning.

DR. DIX: Your Lordship, I am now proceeding in connection with Schacht’s point of view, as to whether a survey, a political survey of Schacht’s part...

THE PRESIDENT: I am told that you said last night that you would be half an hour longer. Do you remember saying that? Perhaps it was a mistranslation.

DR. DIX: Oh no, that is quite a misunderstanding. I said that if I were to touch upon the Fritsch crisis and complete it, it would take another half hour—that is, the Fritsch crisis alone. Gentlemen of the Tribunal, the position is this: We are now hearing the story of the political opposition, in which Schacht played a leading role. If the Defendant Göring and others had time for days to describe the entire course of events from their point of view, I think that justice demands that those men, represented in this courtroom by the Defendant Schacht, who fought against that system under most dreadful conditions of terror, should also be permitted to tell in detail the story of their opposition movement.

I would, therefore, ask the Tribunal—and I am not in favor of the superfluous—to give me permission to allow the witness to make a few more remarks on the measures taken by the group of conspirators, Beck, Schacht, Canaris, and others, which he has already touched upon. I beg the Tribunal to realize that I consider it of the greatest importance; and I assume, Your Lordship, that if it is not done now, the Prosecution will take the matter up during cross-examination. Moreover, I believe that as it is now being told in sequence, it will take less time than if we were to wait for the cross-examination.

THE PRESIDENT: The Tribunal does not propose to tell you how you are to prove your case, but hopes that you will deal with it as shortly as possible and without unnecessary details.

DR. DIX: Please be sure of that.

Well then, Witness; you had mentioned foreign political measures, and you were about to talk of the motives which caused some of you to enter into relations with foreign countries for the support of your opposition movement. Will you please continue with that?

GISEVIUS: I should like simply to confine myself to the statement that from that time on there were very detailed and weighty discussions with foreign countries in order to try everything possible to prevent the outbreak of war or at least to shorten it or keep it from spreading. However, as long as I am not in a position to speak of the motives of such a delicate matter—in connection with which people like us would be accused of high treason, in Germany, at least—as long as that is the case, I shall not say more than the fact that these conversations took place.

DR. DIX: I did not understand that the Tribunal would prevent you from explaining your motives. You may state them therefore.

GISEVIUS: I owe it to my conscience and above all to those who participated and are now dead, to state here that those matters which I have described weighed very heavily upon their consciences. We knew that we would be accused of conspiring with foreign countries.

THE PRESIDENT: The Tribunal, of course, knows that these matters were not conducted without danger; but we are not really here for the purpose of considering people who have, unfortunately, lost their lives. We are considering the case of the Defendant Schacht at the moment.

DR. DIX: I think the intention of the witness has been misunderstood. He does not wish to speak about those men who lost their lives, and he does not want to speak of the dangers; he wishes rather to speak of the conflicts of conscience suffered by those who planned and undertook those steps. I think that that privilege should be granted the witness if he is to speak of this very delicate matter here in public. I would, therefore, beg you to allow it; otherwise the witness will confine himself to general indications which will not be sufficient for my defense, and I assume that the Prosecution will ask about these things in the cross-examination.

THE PRESIDENT: Will you try and get him to come to the point? We, of course, can’t tell what he wants to talk about. We can only tell about what he does talk about.

DR. DIX: Well, then, you will describe briefly the considerations which swayed those who entered into those foreign relations, and also describe the character of those relations.

GISEVIUS: Mr. President, it was not merely a question of conscience. I was concerned with the fact that there are relatives still alive today who might become the subject of unjust accusations; and that is why I had to say, with reference to those conferences abroad which I shall describe, that even our intimate circle of friends did not agree in all respects as to what measures were to be permitted. One wanted to go further, while another held back. I owe it to the memory of the dead Admiral Canaris, for instance, to rectify many erroneous press announcements and state that he refused to conspire with foreign countries. I must guard against the possibility that anything I say now might be applied to men whom I have mentioned earlier. That is why I wanted to make this statement, and at the same time I wanted to say that our friends who did these things rejected the accusation of high treason, because we felt that we were morally obliged to take these steps.

DR. DIX: Well then, what happened?

GISEVIUS: The following happened: Immediately after Hitler announced his intention to invade Czechoslovakia, friends tried to keep the British Government informed, from the first intention to the final decision. The chain of attempts began with the journey of Goerdeler in the spring of 1938 to London, where he gave information concerning the existence of an opposition group which was resolved to go to any lengths. In the name of this group the British Government was continuously informed of what was happening and that it was absolutely necessary to make it clear, to the German people and to the generals, that every step across the Czech border would constitute for the Western Powers a reason for war. When the crisis neared its climax and when our preparations for a revolt had been completed to the last detail, we took a step unusual in form and substance. We informed the British Government that the pending diplomatic negotiations would not, as Hitler asserted, deal with the question of the Sudeten countries but that Hitler’s intention was to invade the whole of Czechoslovakia and that, if the British Government on its side were to remain firm, we could give the assurance that there would be no war.

Those were, at the time, our attempts to obtain a certain amount of assistance from abroad in our fight for the psychological preparation of a revolt.

DR. DIX: We now come to September of 1938 and the crisis which led to the Munich Conference. What were the activities of your group of conspirators at that time?

GISEVIUS: The more the crisis moved towards the Munich conference, the more we tried to convince Halder that he should start the revolt at once. As Halder was somewhat uncertain, Witzleben prepared everything in detail. I shall now describe only the last two dramatic days. On 27 September it was clear that Hitler wanted to go to the utmost extremity. In order to make the German people war-minded he ordered a parade of the Berlin army through Berlin. Witzleben had to execute the order. The parade had entirely the opposite effect. The population, which assumed that the troops were marching to war, showed their open displeasure. The troops, instead of jubilation, saw clenched fists; and Hitler, who was watching the parade from the window of the Reich Chancellery, had a fit of rage. He stepped back from the window and said, “With such people I cannot wage war.” Witzleben came home indignant and said that he would have liked to have had the guns unlimbered in front of the Reich Chancellery. On the next morning...

DR. DIX: One moment, Witzleben told you that he would have liked to have had the guns unlimbered in front of the Chancellery?

GISEVIUS: Yes.

DR. DIX: And what is the source of your knowledge regarding Hitler’s remark when he stepped back from the balcony?

GISEVIUS: Several people from the Reich Chancellery told us that.

DR. DIX: Well then, go on.

GISEVIUS: The following morning—that was the 28th—we believed that the opportunity had now come to carry out the revolt. That morning we also learned that Hitler had rejected the final offer from the British Prime Minister, Chamberlain, and had sent the intermediary, Wilson, back with a refusal. Witzleben got that letter and took it to Halder. He believed that proof of Hitler’s desire for war had now been produced, and Halder agreed. Halder went to see Brauchitsch while Witzleben waited in Halder’s room. After a few moments Halder came back and said that Brauchitsch now had also realized that the moment for action had arrived and that he merely wanted to go over to the Reich Chancellery to make quite sure that Witzleben and Halder’s account was correct. Brauchitsch went to the Reich Chancellery after Witzleben had told him over the telephone that everything was prepared; and it was that noon hour of 28 September when suddenly, and contrary to expectations, Mussolini’s intervention in the Reich Chancellery took place, and Hitler, impressed by Mussolini’s step, agreed to go to Munich; so that actually at the last moment the revolt was eliminated.

DR. DIX: You mean through Munich, don’t you?

GISEVIUS: Of course.

DR. DIX: And now the Munich conference was over. How did matters stand in your group of conspirators?

GISEVIUS: We were extremely depressed. We were convinced that now Hitler would soon go to the utmost lengths. We did not doubt that Munich was the signal for a world war. Some of our friends wondered if we should emigrate, and that was discussed with Goerdeler and Schacht. Goerdeler, with this idea in mind, wrote a letter to a political friend in America and asked particularly whether the opposition people should now emigrate. Goerdeler said,

“Otherwise to be able to continue our political work at all in Germany in the future there is only one other possibility, and that is to employ the methods of Talleyrand.”

We decided to persevere, and then events followed in quick succession from the Jewish pogroms to the conquest of Prague.

DR. DIX: But before we come to Prague, Witness, you mentioned the Jewish pogroms; and obviously you mean November 1938. Do you know or can you recollect what Schacht’s reaction was to those events?

GISEVIUS: Schacht was indignant about the Jewish pogroms, and he said so in a public speech before the personnel of the Reichsbank.

DR. DIX: I shall submit that speech later as documentary evidence. And then how did things go on from there? We have come to the end of 1938. Were there new political events on the horizon which had a stimulating effect on your group of conspirators?

GISEVIUS: First of all, there was Schacht’s sudden dismissal from the Reichsbank Directorate. Schacht’s desire for a consultation of the Cabinet on this matter did not materialize and our hopes of bringing about a cabinet crisis were vain. Thus our opposition group had no connecting point and we had to wait and see what would happen after the conquest of Prague.

DR. DIX: One moment; you mentioned Schacht’s dismissal from his position as President of the Reichsbank. Can you tell us anything about this, about the circumstances leading to it and the effect it had on Schacht, and so on?

GISEVIUS: I saw how the various letters and memoranda of the Reichsbank Directorate were drafted, and how they were progressively toned down, and how Schacht was then dismissed. A few minutes after the letter of dismissal arrived from Hitler, Schacht read it to me; and he was indignant at the contents. He repeated to me the passage in which Hitler praised him for his participation in the German rearmament program; and Schacht said, “And now he wants me to undertake to go on working with him openly, and uphold his war policy.”

DR. DIX: But then Schacht remained as a Minister without Portfolio. Was the problem as to whether he should do so or whether he could act differently ever discussed between you and Schacht at the time?

GISEVIUS: Yes, but as far as I know it was the same type of discussion which took place whenever he was to resign. He talked to Lammers, and I assume that Lammers gave him the customary reply.

DR. DIX: In other words, he thought he had to remain, that he was forced to remain?

GISEVIUS: Yes.

DR. DIX: Now, you have made several attempts to speak about Prague, but I interrupted you. Will you please describe the effects upon your group of conspirators, as far as Schacht was concerned?

GISEVIUS: Since December our group had definite proof that Hitler would attack Prague in March. This new action was cynically called the “March whirlwind.” As it was quite openly discussed in Berlin circles, we hoped that news of this action would also reach the British and French Embassies. We were firmly convinced that this time results would not be achieved by surprise; but Halder had already adopted a different view. He thought that Hitler had been given free passage to Prague by the Western Powers. He refused to have preliminary conferences and wanted to wait and see whether this Prague action could be achieved without a fight. And that is what happened.

DR. DIX: In which direction? You have already spoken about the steps with the British and French Embassies.

GISEVIUS: No, there were no steps taken with regard to the British and French Embassies.

DR. DIX: Do you want to say anything further about it? Have you anything to add?

GISEVIUS: No, I have said that we did not take any steps.

DR. DIX: Now, then, Prague is over; and I believe that you and Schacht went to Switzerland together on behalf of your group. Is that correct?

GISEVIUS: Not only together with Schacht but also with Goerdeler. We were of the opinion that Schacht in Germany—excuse me—that Prague would have incredible psychological effects in Germany. As far as foreign countries were concerned, Prague was the signal that no peace and no treaty could be kept with Hitler. Inside Germany unfortunately we were forced to see that the generals and the people were now convinced that this Hitler could do whatever he wished; nobody would stop him; he was protected by Providence. This alarmed us. On one side we saw that the Western Powers would no longer put up with these things; and on the other side we saw that within Germany the illusion was growing that the Western Powers would not go to war. We could see that a war could be prevented only if the Western Powers would tell not only the Foreign Minister, not only Hitler, but by every means of propaganda tell the German nation that any further step towards the East would mean war. It appeared to us that the only possibility was to warn the generals and to get them to revolt, and that was the subject of the talks which Schacht, Goerdeler, and I conducted in Switzerland, immediately after Prague.

DR. DIX: With whom?

GISEVIUS: We met a man who had excellent connections with the British and French Governments. This man made very exact reports at least to the French Government. I can testify to this because later after Paris was conquered, I was able to find a copy of his report among Daladier’s secret papers. We told this man very clearly that in autumn at the latest, the fight for Danzig would start. We told him that, as good Germans, we were without doubt of the opinion that Danzig was a German city and that some day that point would have to be peacefully discussed; but we also warned him against having conferences now regarding Danzig alone because Hitler did not want only Danzig but the whole of Poland, not the whole of Poland but the Ukraine, and that that was the reason why the propaganda of foreign countries should make it abundantly clear to Germany that the limit had now been reached and that the Western Powers would intervene. We said that only then would a revolt be possible for us.

DR. DIX: And did this man who had your confidence make a report in the way you stipulated?

GISEVIUS: Yes, he did; and I must say that very soon public statements on the part of the British, either on the radio or in the press or in the House of Commons, began to remove these doubts among the German generals and the German people. From that time on everything which could be done was done by the British to alarm the German generals.

DR. DIX: Did not Schacht meet his friend Montagu Norman in Switzerland at that time and talk with him in the same vein? Do you know? Were you there?

GISEVIUS: Yes. We thought that the opportunity for Schacht to talk to a close friend of the British Prime Minister, Chamberlain, should not be allowed to pass; and Schacht had very detailed discussions with Montagu Norman, so as to describe to him the psychological atmosphere in Germany after Prague and to persuade him that the British Government should now undertake the necessary clarifications.

DR. DIX: Was not your slogan in reports to foreign countries at the time: “You must play off the Nazis against Germans”?

GISEVIUS: Yes, it was the tenor of all our discussions. We wanted it made clear to the German people that the Western Powers were not against Germany, but only against this Nazi policy of surprise and against the Nazi methods of terror, within the country as well as without.

DR. DIX: And now, having come back from Switzerland, what happened next, particularly with reference to Schacht?

GISEVIUS: We saw that things in Germany were rapidly drifting toward the August crisis and that the generals could not be dissuaded from the view that Hitler was only bluffing and that there would be another Munich or another Prague. And now began all those desperate efforts which we made in order to influence the leading generals, and particularly Keitel, to prevent the decisive order being given to march against Poland.

DR. DIX: Let us come back to Schacht’s return from the Swiss journey in spring of 1939. You know that Schacht left Germany then and made a journey to India?

GISEVIUS: He went to India and hoped to stay there as long as possible in order to go to China. But on the way Hitler’s order prohibiting him from setting foot on Chinese soil reached him, and he had to return. As far as I remember, he came back a few days before the outbreak of war.

DR. DIX: You said China; did Schacht have sympathies with Chiang-Kai-Chek in spite of the pact with Japan?

GISEVIUS: Yes. He sympathized greatly with the Chinese Government, as did our entire circle. We all had quite a number of good and dear Chinese friends with whom we attempted to keep in touch in spite of the Japanese pact.

DR. DIX: About when did Schacht come back from India?

GISEVIUS: I think it was the beginning of August; but I cannot...

DR. DIX: Now matters were rapidly heading toward war. Did Schacht, before the outbreak of war, take any steps to prevent its outbreak?

GISEVIUS: He took a great number of steps, but they cannot be described individually as that would create the impression that Schacht alone was taking these steps. Actually the situation was such that a large group of people were now in the struggle, and each one took those steps which were most suited to him, and each one informed the group of what he had done and what would be advisable for another to do. For that reason I am afraid that it would present a completely erroneous picture if I were to describe individually, and only with respect to Schacht, all those desperate efforts made from August 1939 until the attack on Holland and Belgium.

DR. DIX: The Tribunal has taken cognizance of the fact that Schacht was not acting alone; but here we are dealing with Schacht’s case, and I should like to ask you, therefore, to confine yourself to the description of Schacht’s efforts.

GISEVIUS: In that case I must state first that Schacht knew of all these other matters and was in a certain sense also an accomplice. Of Schacht himself I can only say at this particular moment that he was co-author of the Thomas memorandum addressed to General Keitel, or the two memoranda, in which Schacht, together with our group, pointed out the dangers of war to Keitel. Further, I can say that, through Thomas and Canaris, Schacht took steps to intervene with Brauchitsch and Halder. But I would like to emphasize expressly that all the steps taken by Beck and Goerdeler were taken with the full knowledge of Schacht and also with his participation. This was a very important undertaking.

DR. DIX: A collective action? Does not Schacht’s attempt at the very last moment, at the end of August, to make representations to Brauchitsch through Canaris at headquarters play a part in this?

GISEVIUS: Yes. After General Thomas had failed with both his memoranda and after he had failed to persuade Keitel to receive Goerdeler or Schacht, Schacht tried to approach Brauchitsch or Halder. For that purpose Thomas paid frequent visits to General Halder, and it was typical that during those critical days he could not get past the anteroom of General Halder’s office, past General Von Stülpnagel. Halder was not “at home,” and just said that he did not want to see Schacht. Thereupon we took a further step on that dramatic 25 August, the day on which Hitler had already once given the order to march. As soon as the news reached us that Hitler had given Halder the order to march, Schacht and I first got into touch with Thomas; and then, together with Thomas, we went to Admiral Canaris so that both Thomas and Canaris should accompany Schacht when he went unannounced to the headquarters in Zossen in order to confront Brauchitsch and Halder with his presence. Schacht intended to point out to Brauchitsch and Halder that, in accordance with the existing constitution, the Reich Cabinet must be consulted before waging war. Brauchitsch and Halder would be guilty of a breach of oath if, without the knowledge of the competent political authorities, they obeyed an order for war. That was roughly what Schacht intended to say to explain his step. When Thomas and Schacht arrived at Bendlerstrasse, Thomas went to Canaris. It was about 6 o’clock or...

DR. DIX: The OKW is situated in Bendlerstrasse. The Tribunal should know that Bendlerstrasse meant the OKW or the OKH.

GISEVIUS: When we arrived at the OKW and were waiting at a corner of the street, Canaris sent Oster to us. That was the moment when Hitler between 6 and 7 o’clock suddenly ordered Halder to withdraw his order to march. The Tribunal will no doubt remember that Hitler, influenced by the renewed intervention of Mussolini, suddenly withdrew the order to march which had already been given. Unfortunately, Canaris and Thomas and all our friends were now under the impression that this withdrawal of an order to march was an incredible loss of prestige for Hitler. Oster thought that never before in the history of warfare had a supreme commander withdrawn such a decisive order in the throes of a nervous breakdown. And Canaris said to me, “Now the peace of Europe is saved for 50 years, because Hitler has now lost the respect of the generals.” And, unfortunately, in the face of this psychological change, we all felt that we could look forward to the following days in a quiet frame of mind. So, when 3 days later, Hitler nevertheless gave the decisive order to march, it came as a complete surprise for our group as well. Oster called me to the OKW; Schacht accompanied me. We asked Canaris again whether he could not arrange another meeting with Brauchitsch and Halder, but Canaris said to me, “It is too late now.” He had tears in his eyes and added, “That is the end of Germany.”

DR. DIX: Your Lordship, we now come to the war, and I think that perhaps we had better deal with the war after lunch.

[The Tribunal recessed until 1400 hours.]