EARLY THEORIES OF TRANSLATION
I
THE MEDIEVAL PERIOD
From the comment of Anglo-Saxon writers one may derive a not inadequate idea of the attitude generally prevailing in the medieval period with regard to the treatment of material from foreign sources. Suggestive statements appear in the prefaces to the works associated with the name of Alfred. One method of translation is employed in producing an English version of Pope Gregory's Pastoral Care. "I began," runs the preface, "among other various and manifold troubles of this kingdom, to translate into English the book which is called in Latin Pastoralis, and in English Shepherd's Book, sometimes word by word, and sometimes according to the sense."[1] A similar practice is described in the Proem to The Consolation of Philosophy of Boethius. "King Alfred was the interpreter of this book, and turned it from book Latin into English, as it is now done. Now he set forth word by word, now sense from sense, as clearly and intelligently as he was able."[2] The preface to St. Augustine's Soliloquies, the beginning of which, unfortunately, seems to be lacking, suggests another possible treatment of borrowed material. "I gathered for myself," writes the author, "cudgels, and stud-shafts, and horizontal shafts, and helves for each of the tools that I could work with, and bow-timbers and bolt-timbers for every work that I could perform, the comeliest trees, as many as I could carry. Neither came I with a burden home, for it did not please me to bring all the wood back, even if I could bear it. In each tree I saw something that I needed at home; therefore I advise each one who can, and has many wains, that he direct his steps to the same wood where I cut the stud-shafts. Let him fetch more for himself, and load his wains with fair beams, that he may wind many a neat wall, and erect many a rare house, and build a fair town, and therein may dwell merrily and softly both winter and summer, as I have not yet done."[3]
Aelfric, writing a century later, develops his theories in greater detail. Except in the Preface to Genesis, they are expressed in Latin, the language of the lettered, a fact which suggests that, unlike the translations themselves, the prefaces were addressed to readers who were, for the most part, opposed to translation into the vernacular and who, in addition to this, were in all probability especially suspicious of the methods employed by Aelfric. These methods were strongly in the direction of popularization. Aelfric's general practice is like that of Alfred. He declares repeatedly[4] that he translates sense for sense, not always word for word. Furthermore, he desires rather to be clear and simple than to adorn his style with rhetorical ornament.[5] Instead of unfamiliar terms, he uses "the pure and open words of the language of this people."[6] In connection with the translation of the Bible he lays down the principle that Latin must give way to English idiom.[7] For all these things Aelfric has definite reasons. Keeping always in mind a clear conception of the nature of his audience, he does whatever seems to him necessary to make his work attractive and, consequently, profitable. Preparing his Grammar for "tender youths," though he knows that words may be interpreted in many ways, he follows a simple method of interpretation in order that the book may not become tiresome.[8] The Homilies, intended for simple people, are put into simple English, that they may more easily reach the hearts of those who read or hear.[9] This popularization is extended even farther. Aelfric explains[10] that he has abbreviated both the Homilies[11] and the Lives of the Saints,[12] again of deliberate purpose, as appears in his preface to the latter: "Hoc sciendum etiam quod prolixiores passiones breuiamus verbis non adeo sensu, ne fastidiosis ingeratur tedium si tanta prolixitas erit in propria lingua quanta est in latina."
Incidentally, however, Aelfric makes it evident that his were not the only theories of translation which the period afforded. In the preface to the first collection of Homilies he anticipates the disapproval of those who demand greater closeness in following originals. He recognizes the fact that his translation may displease some critics "quod non semper verbum ex verbo, aut quod breviorem explicationem quam tractatus auctorum habent, sive non quod per ordinem ecclesiastici ritus omnia Evangelia percurrimus." The Preface to Genesis suggests that the writer was familiar with Jerome's insistence on the necessity for unusual faithfulness in translating the Bible.[13] Such comment implies a mind surprisingly awake to the problems of translation.
The translator who left the narrow path of word for word reproduction might, in this early period, easily be led into greater deviations from source, especially if his own creative ability came into play. The preface to St. Augustine's Soliloquies quoted above carries with it a stimulus, not only to translation or compilation, but to work like that of Caedmon or Cynewulf, essentially original in many respects, though based, in the main, on material already given literary shape in other languages. Both characteristics are recognized in Anglo-Saxon comment. Caedmon, according to the famous passage in Bede, "all that he could learn by hearing meditated with himself, and, as a clean animal ruminating, turned into the sweetest verse."[14] Cynewulf in his Elene, gives us a remarkable piece of author's comment[15] which describes the action of his own mind upon material already committed to writing by others. On the other hand, it may be noted that the Andreas, based like the Elene on a single written source, contains no hint that the author owes anything to a version of the story in another language.[16]
In the English literature which developed in course of time after the Conquest the methods of handling borrowed material were similar in their variety to those we have observed in Anglo-Saxon times. Translation, faithful except for the omission or addition of certain passages, compilation, epitome, all the gradations between the close rendering and such an individual creation as Chaucer's Troilus and Criseyde, are exemplified in the works appearing from the thirteenth century on. When Lydgate, as late as the fifteenth century, describes one of the processes by which literature is produced, we are reminded of Anglo-Saxon comment. "Laurence,"[17] the poet's predecessor in translating Boccaccio's Falls of Princes, is represented as