I admit that for a novelist to come in person in this way before his readers involves grave risks; but when it is done without affectations, starkly as a man comes in out of the darkness to tell of perplexing things without—as, for instance, Mr. Joseph Conrad does for all practical purposes in his Lord Jim—then it gives a sort of depth, a sort of subjective reality, that no such cold, almost affectedly ironical detachment as that which distinguishes the work of Mr. John Galsworthy, for example, can ever attain. And in some cases the whole art and delight of a novel may lie in the author’s personal interventions; let such novels as Elizabeth and her German Garden, and the same writer’s Elizabeth in Rügen, bear witness.

Now, all this time I have been hacking away at certain hampering and limiting beliefs about the novel, letting it loose, as it were, in form and purpose; I have still to say just what I think the novel is, and where, if anywhere, its boundary line ought to be drawn. It is by no means an easy task to define the novel. It is not a thing premeditated. It is a thing that has grown up into modern life, and taken upon itself uses and produced results that could not have been foreseen by its originators. Few of the important things in the collective life of man started out to be what they are. Consider, for example, all the unexpected æsthetic values, the inspiration and variety of emotional result which arises out of the cross-shaped plan of the Gothic cathedral, and the undesigned delight and wonder of white marble that has ensued, as I have been told, through the ageing and whitening of the realistically coloured statuary of the Greeks and Romans. Much of the charm of the old furniture and needlework, again, upon which the present time sets so much store, lies in acquired and unpremeditated qualities. And no doubt the novel grew up out of simple storytelling, and the universal desire of children, old and young alike, for a story. It is only slowly that we have developed the distinction of the novel from the romance, as being a story of human beings, absolutely credible and conceivable, as distinguished from human beings frankly endowed with the glamour, the wonder, the brightness, of a less exacting and more vividly eventful world. The novel is a story that demands, or professes to demand, no make-believe. The novelist undertakes to present you people and things as real as any that you can meet in an omnibus. And I suppose it is conceivable that a novel might exist which was just purely a story of that kind and nothing more. It might amuse you as one is amused by looking out of a window into a street, or listening to a piece of agreeable music, and that might be the limit of its effect. But almost always the novel is something more than that, and produces more effect than that. The novel has inseparable moral consequences. It leaves impressions, not simply of things seen, but of acts judged and made attractive or unattractive. They may prove very slight moral consequences, and very shallow moral impressions in the long run, but there they are, none the less, its inevitable accompaniments. It is unavoidable that this should be so. Even if the novelist attempts or affects to be impartial, he still cannot prevent his characters setting examples; he still cannot avoid, as people say, putting ideas into his readers’ heads. The greater his skill, the more convincing his treatment, the more vivid his power of suggestion. And it is equally impossible for him not to betray his sense that the proceedings of this person are rather jolly and admirable, and of that, rather ugly and detestable. I suppose Mr. Bennett, for example, would say that he should not do so; but it is as manifest to any disinterested observer that he greatly loves and admires his Card, as that Richardson admired his Sir Charles Grandison, or that Mrs. Humphry Ward considers her Marcella a very fine and estimable young woman. And I think it is just in this, that the novel is not simply a fictitious record of conduct, but also a study and judgment of conduct, and through that of the ideas that lead to conduct, that the real and increasing value—or perhaps to avoid controversy I had better say the real and increasing importance—of the novel and of the novelist in modern life comes in.

It is no new discovery that the novel, like the drama, is a powerful instrument of moral suggestion. This has been understood in England ever since there has been such a thing as a novel in England. This has been recognised equally by novelists, novel-readers, and the people who wouldn’t read novels under any condition whatever. Richardson wrote deliberately for edification, and Tom Jones is a powerful and effective appeal for a charitable, and even indulgent, attitude towards loose-living men. But excepting Fielding and one or two other of those partial exceptions that always occur in the case of critical generalisations, there is a definable difference between the novel of the past and what I may call the modern novel. It is a difference that is reflected upon the novel from a difference in the general way of thinking. It lies in the fact that formerly there was a feeling of certitude about moral values and standards of conduct that is altogether absent to-day. It wasn’t so much that men were agreed upon these things—about these things there have always been enormous divergences of opinion—as that men were emphatic, cock-sure, and unteachable about whatever they did happen to believe to a degree that no longer obtains. This is the Balfourian age, and even religion seeks to establish itself on doubt. There were, perhaps, just as many differences in the past as there are now, but the outlines were harder—they were, indeed, so hard as to be almost, to our sense, savage. You might be a Roman Catholic, and in that case you did not want to hear about Protestants, Turks, Infidels, except in tones of horror and hatred. You knew exactly what was good and what was evil. Your priest informed you upon these points, and all you needed in any novel you read was a confirmation, implicit or explicit, of these vivid, rather than charming, prejudices. If you were a Protestant you were equally clear and unshakable. Your sect, whichever sect you belonged to, knew the whole of truth and included all the nice people. It had nothing to learn in the world, and it wanted to learn nothing outside its sectarian convictions. The unbelievers, you know, were just as bad, and said their creeds with an equal fury—merely interpolating nots. People of every sort—Catholic, Protestant, Infidel, or what not—were equally clear that good was good and bad was bad, that the world was made up of good characters whom you had to love, help and admire, and of bad characters to whom one might, in the interests of goodness, even lie, and whom one had to foil, defeat and triumph over shamelessly at every opportunity. That was the quality of the times. The novel reflected this quality of assurance, and its utmost charity was to unmask an apparent villain and show that he or she was really profoundly and correctly good, or to unmask an apparent saint and show the hypocrite. There was no such penetrating and pervading element of doubt and curiosity—and charity, about the rightfulness and beauty of conduct, such as one meets on every hand to-day.

The novel-reader of the past, therefore, like the novel-reader of the more provincial parts of England to-day, judged a novel by the convictions that had been built up in him by his training and his priest or his pastor. If it agreed with these convictions he approved; if it did not agree he disapproved—often with great energy. The novel, where it was not unconditionally banned altogether as a thing disturbing and unnecessary, was regarded as a thing subordinated to the teaching of the priest or pastor, or whatever director and dogma was followed. Its modest moral confirmations began when authority had completed its direction. The novel was good—if it seemed to harmonise with the graver exercises conducted by Mr. Chadband—and it was bad and outcast if Mr. Chadband said so. And it is over the bodies of discredited and disgruntled Chadbands that the novel escapes from its servitude and inferiority.

Now the conflict of authority against criticism is one of the eternal conflicts of humanity. It is the conflict of organisation against initiative, of discipline against freedom. It was the conflict of the priest against the prophet in ancient Judæa, of the Pharisee against the Nazarene, of the Realist against the Nominalist, of the Church against the Franciscan and the Lollard, of the Respectable Person against the Artist, of the hedge-clippers of mankind against the shooting buds. And to-day, while we live in a period of tightening and extending social organisation, we live also in a period of adventurous and insurgent thought, in an intellectual spring unprecedented in the world’s history. There is an enormous criticism going on of the faiths upon which men’s lives and associations are based, and of every standard and rule of conduct. And it is inevitable that the novel, just in the measure of its sincerity and ability, should reflect and co-operate in the atmosphere and uncertainties and changing variety of this seething and creative time.

And I do not mean merely that the novel is unavoidably charged with the representation of this wide and wonderful conflict. It is a necessary part of the conflict. The essential characteristic of this great intellectual revolution amidst which we are living to-day, that revolution of which the revival and restatement of nominalism under the name of pragmatism is the philosophical aspect, consists in the reassertion of the importance of the individual instance as against the generalisation. All our social, political, moral problems are being approached in a new spirit, in an inquiring and experimental spirit, which has small respect for abstract principles and deductive rules. We perceive more and more clearly, for example, that the study of social organisation is an empty and unprofitable study until we approach it as a study of the association and inter-reaction of individualised human beings inspired by diversified motives, ruled by traditions, and swayed by the suggestions of a complex intellectual atmosphere. And all our conceptions of the relationships between man and man, and of justice and rightfulness and social desirableness, remain something misfitting and inappropriate, something uncomfortable and potentially injurious, as if we were trying to wear sharp-edged clothes made for a giant out of tin, until we bring them to the test and measure of realised individualities.

And this is where the value and opportunity of the modern novel comes in. So far as I can see, it is the only medium through which we can discuss the great majority of the problems which are being raised in such bristling multitude by our contemporary social development. Nearly every one of those problems has at its core a psychological problem, and not merely a psychological problem, but one in which the idea of individuality is an essential factor. Dealing with most of these questions by a rule or a generalisation is like putting a cordon round a jungle full of the most diversified sort of game. The hunting only begins when you leave the cordon behind you and push into the thickets.

Take, for example, the immense cluster of difficulties that arises out of the increasing complexity of our state. On every hand we are creating officials, and compared with only a few years ago the private life in a dozen fresh directions comes into contact with officialdom. But we still do practically nothing to work out the interesting changes that occur in this sort of man and that, when you withdraw him as it were from the common crowd of humanity, put his mind if not his body into uniform and endow him with powers and functions and rules. It is manifestly a study of the profoundest public and personal importance. The process of social and political organisation that has been going on for the last quarter of a century is pretty clearly going on now if anything with increasing vigour—and for the most part the entire dependence of the consequences of the whole problem upon the reaction between the office on the one hand and the weak, uncertain, various human beings who take office on the other, doesn’t seem even to be suspected by the energetic, virtuous and more or less amiable people whose activities in politics and upon the back stairs of politics bring about these developments. They assume that the sort of official they need, a combination of godlike virtue and intelligence with unfailing mechanical obedience, can be made out of just any young nephew. And I know of no means of persuading people that this is a rather unjustifiable assumption, and of creating an intelligent controlling criticism of officials and of assisting conscientious officials to an effective self-examination, and generally of keeping the atmosphere of official life sweet and healthy, except the novel. Yet so far the novel has scarcely begun its attack upon this particular field of human life, and all the attractive varied play of motive it contains.

Of course we have one supreme and devastating study of the illiterate minor official in Bumble. That one figure lit up and still lights the whole problem of Poor Law administration for the English reading community. It was a translation of well-meant regulations and pseudo-scientific conceptions of social order into blundering, arrogant, ill-bred flesh and blood. It was worth a hundred Royal Commissions. You may make your regulations as you please, said Dickens in effect; this is one sample of the stuff that will carry them out. But Bumble stands almost alone. Instead of realising that he is only one aspect of officialdom, we are all too apt to make him the type of all officials, and not an urban district council can get into a dispute about its electric light without being denounced as a Bumbledom by some whirling enemy or other. The burthen upon Bumble’s shoulders is too heavy to be borne, and we want the contemporary novel to give us a score of other figures to put beside him, other aspects and reflections upon this great problem of officialism made flesh. Bumble is a magnificent figure of the follies and cruelties of ignorance in office—I would have every candidate for the post of workhouse master pass a severe examination upon Oliver Twist—but it is not only caricature and satire I demand. We must have not only the fullest treatment of the temptations, vanities, abuses, and absurdities of office, but all its dreams, its sense of constructive order, its consolations, its sense of service, and its nobler satisfactions. You may say that is demanding more insight and power in our novels and novelists than we can possibly hope to find in them. So much the worse for us. I stick to my thesis that the complicated social organisation of to-day cannot get along without the amount of mutual understanding and mutual explanation such a range of characterisation in our novels implies. The success of civilisation amounts ultimately to a success of sympathy and understanding. If people cannot be brought to an interest in one another greater than they feel to-day, to curiosities and criticisms far keener, and co-operations far subtler, than we have now; if class cannot be brought to measure itself against, and interchange experience and sympathy with class, and temperament with temperament, then we shall never struggle very far beyond the confused discomforts and uneasiness of to-day, and the changes and complications of human life will remain as they are now, very like the crumplings and separations and complications of an immense avalanche that is sliding down a hill. And in this tremendous work of human reconciliation and elucidation, it seems to me it is the novel that must attempt most and achieve most.

You may feel disposed to say to all this: We grant the major premises, but why look to the work of prose fiction as the main instrument in this necessary process of, so to speak, sympathising humanity together? Cannot this be done far more effectively through biography and autobiography, for example? Isn’t there the lyric; and, above all, isn’t there the play? Well, so far as the stage goes, I think it is a very charming and exciting form of human activity, a display of actions and surprises of the most moving and impressive sort; but beyond the opportunity it affords for saying startling and thought-provoking things—opportunities Mr. Shaw, for example, has worked to the utmost limit—I do not see that the drama does much to enlarge our sympathies and add to our stock of motive ideas. And regarded as a medium for startling and thought-provoking things, the stage seems to me an extremely clumsy and costly affair. One might just as well go about with a pencil writing up the thought-provoking phrase, whatever it is, on walls. The drama excites our sympathies intensely, but it seems to me it is far too objective a medium to widen them appreciably, and it is that widening, that increase in the range of understanding, at which I think civilisation is aiming. The case for biography, and more particularly autobiography, as against the novel, is, I admit, at the first blush stronger. You may say: Why give us these creatures of a novelist’s imagination, these phantom and fantastic thinkings and doings, when we may have the stories of real lives, really lived—the intimate record of actual men and women? To which one answers: “Ah, if one could!” But it is just because biography does deal with actual lives, actual facts, because it radiates out to touch continuing interests and sensitive survivors, that it is so unsatisfactory, so untruthful. Its inseparable falsehood is the worst of all kinds of falsehood—the falsehood of omission. Think what an abounding, astonishing, perplexing person Gladstone must have been in life, and consider Lord Morley’s Life of Gladstone, cold, dignified—not a life at all, indeed, so much as embalmed remains; the fire gone, the passions gone, the bowels carefully removed. All biography has something of that post-mortem coldness and respect, and as for autobiography—a man may show his soul in a thousand half-unconscious ways, but to turn upon oneself and explain oneself is given to no one. It is the natural liars and braggarts, your Cellinis and Casanovas, men with a habit of regarding themselves with a kind of objective admiration, who do best in autobiography. And, on the other hand, the novel has neither the intense self-consciousness of autobiography nor the paralysing responsibilities of the biographer. It is by comparison irresponsible and free. Because its characters are figments and phantoms, they can be made entirely transparent. Because they are fictions, and you know they are fictions, so that they cannot hold you for an instant so soon as they cease to be true, they have a power of veracity quite beyond that of actual records. Every novel carries its own justification and its own condemnation in its success or failure to convince you that the thing was so. Now history, biography, blue-book, and so forth, can hardly ever get beyond the statement that the superficial fact was so.