A few years after Goethe’s death a strange book took the world by surprise—Bettina von Arnim’s “Goethes Briefwechsel mit einem Kinde” (“Goethe’s Correspondence with a Child”). Bettina was the daughter of Goethe’s old friend Maximiliane Brentano. While still a very young girl she fancied that there was some resemblance between herself and Mignon; and, as Mignon loved Wilhelm Meister, so she loved Goethe. In 1807, when she was about twenty-two, she came to Weimar, and soon gave evidence of her remarkable passion, which was, of course, an affair rather of the fancy than of the heart. Goethe talked with her kindly, but took care that her enthusiasm should be kept within reasonable bounds. Some years afterwards (in 1811) Bettina married the poet Arnim. She had the bad taste to insult Christiane, who very properly responded by forbidding her to enter Goethe’s house again. To Bettina’s surprise, he energetically supported his wife’s decision. There was nothing about which he was so sensitive as the treatment accorded to his wife, and Bettina had to reconcile herself to the discovery that in her relation to Goethe she was, in comparison with the woman whom she had held in such low esteem, of very little importance. The letters published after his death, and attributed to him, are in reality as much Bettina’s work as Goethe’s.

In 1808 he had to pass through a sorrow which he felt most keenly. Ever since his father’s death his mother had continued to live at Frankfort. She was a woman of a genial and expansive nature, with a deep vein of poetry; and her real character was fully recognized only when she had to confront the world, alone. Every one loved her, and she was adored by young girls, whom she delighted to gather around her. To her great joy, Goethe repeatedly visited her, and she was also able to welcome to her home his wife and son. She was so generous that, after Schlosser’s death, the trustees for his children by his first wife, Cornelia, Goethe’s sister, wished to put some legal limit to her expenditure; and Goethe was asked to sanction their proposal. Goethe, however, who had inherited much of his mother’s disposition, replied that she had a right to spend her fortune as she pleased, and so the good Frau Rath went on living the life that best suited her kindly, happy temper. She corresponded regularly with Goethe, and it would be impossible to conceive a more beautiful relation than that which existed between mother and son. She died on September 13, 1808, at the age of seventy-seven, and Goethe mourned for her with a grief that cut deeply into his inward life.

He sent his wife to Frankfort to make the necessary arrangements with regard to the inheritance that was to be divided between him and his sister’s children. Christiane showed on this occasion not only a thorough faculty for business, but a liberal spirit that won golden opinions from all whom the matter concerned.

In the autumn of 1808 took place the famous meeting of Napoleon and Czar Alexander at Erfurt. Napoleon had read a French translation of “Werther,” and expressed a wish to see the author. Accordingly, on the morning of October 2nd, Goethe was presented. As the poet entered, the Emperor looked searchingly at him, and, turning round, exclaimed, “Voilà un homme!” Napoleon talked of “Werther,” and had also much to say about the French drama, frequently stopping to ask, “Qu’en dit M. Göt?” A few days afterwards Napoleon and his “pitful of kings” were present at a representation of Voltaire’s “La mort de César” at the Weimar Theatre. After the play there was a ball, in the course of which Napoleon repeatedly took occasion to converse with Goethe. He condemned Voltaire’s drama, and suggested that Goethe should write a better one on the subject, showing how Cæsar, if he had been allowed to live, would have done great things for Rome. The Emperor formed so high an opinion of Goethe that he begged him to come to Paris, assuring him of a fitting welcome.

Goethe had arranged with Cotta, in 1805, for the publication of a new edition of his collected works. The appearance of this edition is memorable, because one of the volumes, issued in 1808, contained the First Part of “Faust,” as we now possess it.

There is no sound reason for supposing that when Goethe first thought of making the Faust legend the subject of a drama he conceived the work as a whole, including the Second Part. On the contrary, there is ample evidence that the dominant idea of the Second Part was a later development.[2] The Frankfort “Faust” contains not a line or a suggestion which indicates that he intended the work to end otherwise than as a tragedy. The whole scheme of the drama implies that the conclusion is to be tragical.

Long before the First Part was completed, however, the conception had taken another form. It was one of Goethe’s vital characteristics that his mind often reverted, by an inward necessity, to the consideration of the vast problems with which, at the earliest dawn of independent thought, man finds himself confronted. He was especially fascinated by the terrible problem of evil. What is its real nature? Is it an essential element of the universe, and will it therefore abide for ever? Or is it an appearance merely, a negation, which the human spirit may by some means shake off, and so recover its true freedom? Goethe wrestled with these questions long and earnestly, and at last he felt himself able to answer them decisively.

No one who knows anything of Goethe will suppose that he was a thinker of a light, optimistic temper. He realized as few can realize—for few have his capacity for piercing intuition—how deep are the roots of evil in man’s nature, and how profound the sources of his misery. It is worthy of note that there is not one of Goethe’s works in which he tries to present a flawless male character. Schiller loved to roam in an imaginative world where men have no impulses except such as are high, pure, and heroic. Goethe, on the contrary, held fast by reality. Both in his dramas and his romances most of his leading male figures have some radical defect that either leads, or might conceivably lead, to disaster. Even in “Goetz,” the hero of which, if not perfect, is thoroughly sound and good, he gives us Weislingen, whose weakness brings him to a tragic doom. Kindred weaknesses appear in the heroes of “Werther,” “Clavigo,” “Stella,” “Tasso,” “Wilhelm Meister.” This is not an accident, it is an essential element of Goethe’s art, and it in part explains why his work is so much more potent than Schiller’s. For, after all, however pleasant it may be to dream of characters who float in an ideal realm far above us, it is by characters in whom we find ourselves reflected that we are most closely touched and most deeply moved. Some of Goethe’s feminine characters are conceived in a different spirit. We cannot imagine his Iphigenie, for instance, diverging from the straight path. But he also presented Adelheid; and Lotte and Gretchen, warmly as he loved them, are not prevented from making experience of evil—the former by hovering on its verge, the latter by plunging into the abyss.

Goethe, then, was under no illusions as to the darker aspects of the world. He knew and felt that an awful conflict goes on between two mighty powers, the one fair and beneficent, the other hideous and malign. But he convinced himself—or, perhaps, it would be truer to say, the conviction grew in his mind—that this struggle is not necessarily eternal; that in spirits which, in spite of failure and suffering, have always an inward longing for light and freedom, the good power ultimately triumphs, and crushes evil for ever under its feet.

To have a great conviction was in Goethe’s case to be conscious of an urgent demand for its expression. Some time or other, therefore (perhaps in 1788, when, at Rome, he wrote of “the plan” having been “made”), it must have occurred to him that “Faust” provided him with precisely such a medium of expression as he needed. Faust has turned from all the highest influences to which his spirit in its inmost depths responds. In a mood of despair he has abandoned his ideals, and is seeking through the world for some rapture that will satisfy his cravings. So far, he is a type of humanity in one aspect of its life. But—Goethe seems to have asked himself—why should not Faust be a type of humanity in a larger, greater sense? If it is the destiny of evil to be conquered and to pass away, might not Faust become the representative of this sublime world-process? In his deep, imaginative spirit might we not see the entire course of the struggle, from the moment when evil seems to attain supremacy until that in which it will have to give way to the ultimate and absolute sway of good?