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EXPOSITORY WRITING BY MERVIN JAMES CURL FORMERLY INSTRUCTOR IN ENGLISH UNIVERSITY OF ILLINOIS HOUGHTON MIFFLIN COMPANY BOSTON NEW YORK CHICAGO |
COPYRIGHT, 1919, BY MERVIN JAMES CURL
ALL RIGHTS RESERVED
THE RIVERSIDE PRESS
CAMBRIDGE, MASSACHUSETTS
U. S. A.
TO
THE STUDENTS IN RHETORIC III
AT THE
UNIVERSITY OF ILLINOIS
WITH WHOM I HAD PLEASANT ASSOCIATION
FROM 1914 TO 1918
[ACKNOWLEDGMENTS]
Since one of the pleasures of life is in being indebted to friends for kindnesses so generously given that the givers were unaware of the indebtedness which they were creating, the author is happy to set forth several acknowledgments of most helpful counsel and aid. To Dr. Emerson G. Sutcliffe, with whom a complete text on the whole subject of rhetoric had been projected, only to be set aside, and to result, for the present, in the text now published, the author wishes to express his thanks for advice, criticism, and general wise help throughout the preparation of this text. Dr. Herbert L. Creek read many sections of the book in manuscript, and made valuable suggestions. At the suggestion of Dr. Jacob Zeitlin the chapter on the "Informal Essay" was rewritten, with much improvement. Helpful advice was given concerning different sections of the book by Dr. Frank W. Scott, Dr. Harold N. Hillebrand, Dr. Clarissa Rinaker, and Miss Ruth Kelso. Dr. Robert C. Whitford and Mr. Bruce Weirick read a part of the book and kindly commented upon it. All these kind friends were members, at the time of giving aid, of the faculty of the University of Illinois.
To Professor Fred L. Pattee, of the Pennsylvania State College, the author feels an especial debt of gratitude for unfailing interest and cheer and much wise counsel.
To Mr. Warner G. Rice, a student in the University of Illinois, the author wishes to make acknowledgment for reading one chapter in manuscript and making valuable suggestions.
So many friends have helped at one time and another that whatever of good the book may contain is doubtless due largely to them. For its faults the author alone is responsible.
Due credit is made in the proper places to the several publishers who with unfailing kindness and courtesy allowed the use of material drawn from their publications.
Boston, Massachusetts
August 9, 1919
[CONTENTS]
| [I.] | The Nature and Material of Exposition | [1] |
| [II.] | How to Write Exposition | [11] |
| [III.] | Definition | [73] |
| [IV.] | Analysis | [113] |
| [V.] | Mechanisms, Processes, and Organizations | [157] |
| [VI.] | Criticism | [190] |
| [VII.] | The Informal Essay | [231] |
| [VIII.] | Expository Biography | [257] |
| [IX.] | The Gathering of Material for Writing | [297] |
| Index | [305] |
[CHAPTER I]
THE NATURE AND MATERIAL OF EXPOSITION
"The Anglo-Saxons," Emerson said, "are the hands of the world"—they, more than any other people, turn the wheels of the world, do its work, keep things moving. Without lingering to quarrel with Emerson, or to justify him, we may safely assert that Expository Writing is the hands of literature. In a world which man even as yet only slightly understands, surrounded as he is by his fellows who constantly baffle his intelligence, and shut up within the riddle of himself, Exposition attempts to explain, to make clear, to tear away the clouds of mystery and ignorance.
Exposition attempts to answer the endless curiosity of man. "What is this?" man asks, of things and of ideas. "Who are you?" he addresses to his fellows. "How did this originate, what caused it, where is it going, what will it do, how is it operated?" he repeats from birth to grave. Perhaps the most interesting question in the world is the never-ending "What does this mean to me, how does it affect me, how can I use it?" These are the questions—and there are more of them—which Exposition tries to answer. Obviously, in making the answers the writing will often be garbed in the sack suit of business, will sometimes roll up its sleeves, will pull on the overalls or tie the apron. Then it may explain the workings of a machine, the wonders of a printing press, or may show the mysteries of Congressional action, or the organization of a department store, or even tell how to bake a lemon pie. But it may also appear in the opulence of evening costume, and criticize the ensemble of an orchestra, discuss the diplomacy of Europe, address us in appreciation of the Arts. It may assume the fine informality of the fireside and give us of its most delightful charms in discussing the joys of living and learning, the whimsicalities of the world. In any case it will be answering the endless curiosity of man.
It would not be rash to say that more expository thinking is done than any other kind of mental activity. The child who dismantles a clock to find its secret is doing expository thinking; the official, of however complicated a business, who ponders ways and means, is trying to satisfy his business curiosity; the artist who studies the effect of balance, of light and shade, of exclusion or inclusion, is thinking in exposition; politicians are ceaselessly active in explaining to themselves how they may, and to their constituents how they did. We cannot escape Exposition. The question then arises, since this form of writing is always with us how can we make it effective and enjoyable?
All writing should be interesting; all really effective writing does interest. It may not be required that every reader be interested in every bit of writing—that would be too much to hope for in a world where sympathies are unfortunately so restricted. To peruse a directory of Bangkok, if one has no possible acquaintance in that city, might become tedious, though one might draw pleasure from the queer names and the suggestions of romance. But if one has a lost friend somewhere in New York, and hopes that the directory will achieve discovery, the bulky and endless volume immediately takes on the greatest interest. Lincoln, driven at length to write a recommendation for a book, to escape the importunities of an agent, wisely, whimsically, wrote, "This is just the right kind of book for any one who desires just this kind of book." Wide though his sympathies were, he recognized that not every one enjoys everything. The problem of the writer of exposition is to make as wide an appeal as he can.
Interest in reading is of two kinds: satisfaction and stimulation. And each of these may be either intellectual or emotional or both. The interest of satisfaction largely arises when the questions which the reader brings with him to his reading are answered. A reader who desires to know what is done with the by-products in a creamery, where the skim milk goes to, will be satisfied—and interested—when he learns the complete list of uses, among them the fact that skim milk is largely made into the white buttons that make our underclothing habitable. The reader who leaves an article about these by-products with the feeling that he has been only half told is sure to be dissatisfied, and therefore uninterested. In the same way, when a reader picks up an article or a book with the desire to be thrilled with romance or wonder, to be taken for the time away from the business of the world, to be wrenched with pity for suffering or with admiration for achievement—in other words, when a reader brings a hungry emotion to his reading—if he finds satisfaction, he is interested.
The interest of stimulation may include that of satisfaction, but not necessarily. It is the interest that drives a person to further thinking or acting for himself, that loosens his own energies and makes him aware of desire for satisfaction that he did not know he had. A reader may, for example, peruse an editorial in a daily paper and find a complete array of facts, setting forth in detail the subject, and may be satisfied about the subject. He may read another editorial which will not leave him cold, indifferent, but will set his brain to churning with ideas, or may even make him clap on his hat and start forth to change things in the world. The second editorial has given him the interest of stimulation.
Writing that makes the interest of stimulation is the writing of power: to the mere satisfaction of hunger, such as one can get from eating dry oatmeal, it adds the stimulation, the joy in life that a fragrant cup of coffee would add to the oatmeal. Exposition that satisfies is adequate; that which stimulates is powerful. Obviously, some expository writing would suffer from being filled with the power to rouse the reader. Much legal writing must be addressed to the intellect alone; often the entrance of stimulation, the rousing of the emotions, will destroy the chance for justice. Obviously, again, some subjects can be treated to contain both kinds of interest: an account of the devastation of northern France may be as cold as a ledger in its array of facts which are to be added; it may also be so treated as to rouse a vitriolic hatred for the government that caused such devastation to be made. Each treatment is allowable, and each necessary for a perfectly proper purpose.
Let us admit, without debate, that much expository writing is stupid. Why is it thus? Largely for two reasons: the writer has not made his material mean anything to himself, and he has not made it significant for his reader. In writing exposition there is no place for him who draws his pen along like a quarry slave who is soon to be scourged to his dungeon and does not care for anything. A person who finds no interest in his subject should do one of two things: consult a physician to see if his health is normal so that he may expect reasonably vivid reactions to life and things; or choose a new subject. Interest, in other words, enters at the moment when the writing becomes related vitally to human beings, and not until that moment. Why do students enjoy reading the writings of William James? Simply because the author made his facts relate to himself and to everybody else. If a writer feels like saying, "I don't see anything interesting in this!" and yet he feels duty pointing a stern finger at composition, he should examine the subject more nearly, should see if it does not in some way affect him, does not present a front that he is really concerned with. Suppose, for example, that the task presents itself of accounting for the use of skim milk, and suppose that the writer thinks skim milk of all things the stupidest. Well, buttons, they say, are made from it—but who cares what buttons are made from; their purpose is to hold clothes together, and that's all! But wait a bit: here are some hundreds of gallons of skim milk, from which thousands of buttons can be made. Without the milk, the buttons will be cut from shells, perhaps, at a much larger cost. Ah, the pocketbook is affected, is it—well, let's have the milk used, then. And when one stops to think of it, is it not remarkable that from a soft thing like milk a hard thing like a button should be made? Isn't man, after all, rather ingenious? Who in the world ever thought of milk buttons? Some such process the mind often passes through in its approach to a subject. At length it finds interest, and then it can write—and not before.
Here is the difference, then, between being a dumb beast of a reporter of facts, and a free agent of an interpreter. Some facts, to be sure, are in themselves so startling that mere report is sufficient. Slight comment is needed to horrify an audience at Turkish atrocities in the war. Perhaps comment would even weaken the effect. The terrible poignancy of such facts so fires the imagination that more is perhaps positively harmful. Many facts are not thus immediately translated into human experience. At first thought the fact that a new hotel will be supplied with indirect lighting seems a mere fact of trade: instead of ordering hanging chandeliers of one kind, the builder will order another kind. But thought of more fully, this fact takes on both the interest of satisfaction and that of stimulation: why did the builder decide to install the indirect system? and what will the effect be? Imagining one's self in that hotel at the end of a long and bewildering journey, with nerves on edge and eyes aflame with dust, will relate the fact of choice at once to human feelings and needs—and the subject is interesting. A reader can be made to understand the workings of the engine in a super-six automobile, and also to feel the power of it; to understand a cream separator and also to thrill to the economy of time and strength which it brings; to understand a clarinet and also to rouse to the beauty of its voice; to understand an adding machine and also to marvel at the uncanny weirdness of the invention. The writer interprets as soon as he brings his subject into relation with human life and shows its real value.
As already mentioned, care is to be exercised to use the treatment which the subject demands. An explanation, for practical purposes, of a machine lathe will be dangerous if it attempts too much imaginative stimulation: there would lurk too great a danger to material fingers. An essay, on the other hand, such as those of Lamb and Stevenson, depends largely on its imaginative interpretation, on its appeal to the interest of stimulation. For a neutral newspaper account of a football game the following heading was used: "Yesterday's game between the University of Illinois and the University of Chicago resulted in no score for either side." That is a bald report of the facts, for a neutral audience. The interpreting spirit, as it appeared at the two universities, colored the tale: "Fighting Illini tie Maroons 0-0"; and, "Maroons hold Illini to 0-0 score." These two headings, if expanded into complete articles, would color the story with interpretation for a specific audience that is vitally interested. The accounts would probably be more interesting than that of the newspaper, but they would also run the chance of being less fair.
For Webster's New International Dictionary art is defined as follows: "Application of skill and taste to production according to æsthetic principles; an occupation having to do with the theory or practice of taste in the expression of beauty in form, color, sound, speech, or movement." George Gissing, making a definition of the same subject for his book, The Private Papers of Henry Ryecroft, writes as follows:
It has occurred to me that one might define Art as: an expression, satisfying and abiding, of the zest for life. This is applicable to every form of Art devised by man, for, in his creative moment, whether he produce a great drama or carve a piece of foliage in wood, the artist is moved and inspired by supreme enjoyment of some aspect of the world about him; an enjoyment keener in itself than that experienced by another man, and intensified, prolonged, by the power—which comes to him we know not how—of recording in visible or audible form that emotion of rare vitality. Art, in some degree, is within the scope of every human being, were he but the ploughman who utters a few would-be melodious notes, the mere outcome of health and strength, in the field at sunrise; he sings or tries to, prompted by an unusual gusto in being, and the rude stave is all his own. Another was he, who also at the plough, sang of the daisy, or the field mouse, or shaped the rhythmic tale of Tam o' Shanter. Not only had life a zest for him incalculably stronger and subtler than that which stirs the soul of Hodge, but he uttered it in word and music such as go to the heart of mankind, and hold a magic power for ages.[1]
Of these two definitions obviously the first attempts merely to satisfy the intellectual curiosity of the reader, is a mere report of facts, and the second is interested in making an interpretation, in stimulating the reader. For most readers the words of Gissing would be more interesting; though, since a dictionary is not primarily an amusement, it is a bit unfair to mention the fact.
Interesting our expository writing must be; it must also be truthful. Nothing worse can be imagined than the kind of writing that forgets the facts, that remembers only the desire to please. Under the pleasing phraseology of any bit of expository writing there must be the firm structure of thought, and the close weave of fact. Expository writing is commonly divided into Definition and Analysis. Definition attempts to set bounds to the subject, to say "thus far and no farther," to tell what the subject is. Analysis regards the subject as composed of parts, mutually related, which together form the whole, and attempts to divide the subject into as many parts as it contains. Analysis is divided into classification and partition. Classification groups individual members according to likeness, as one might classify Americans according to color or birthplace or education or health, in every case placing those who are alike together. Partition divides an organic whole into its parts, as one might divide the United States Government into its three branches of legislative, judicial, and executive, or the character of George Washington into its components. Now definition and analysis often intermingle and help each other, and are often informally treated, but somehow, in every piece of exposition, the underlying thought must have a sound basis of one or the other or both. This will be the nucleus of the thinking; it may then be treated as a bald report or as an interpretation, aiming merely to give information or to rouse the further interest of the reader. The method of treatment will be determined by the nature of the facts and the purpose of the author in writing.
It cannot be too strongly stated that the underlying thought and the interest are really one, after all. As you approach a subject, and learn its character and meaning, you will be at the same time learning whether it is a subject capable of great appeal or only of slight attraction. Interest is not something laid on, but is a development from the nature of the facts themselves. The first question should be, "Is this interesting?" and then the second question may follow, "How shall I bring out the interest?" Remember that interest depends on relation to human beings; the closer the relation, the greater the interest.
Mr. Henry Labouchere, English statesman and for many years editor of Truth, had an ideal reaction to life, so far as interest is concerned. If, scanning the horizon for interest, he had bethought himself of the rather impolite advice of the Muse to Sir Philip Sidney, "'Fool,' said my Muse to me, 'look in thine heart and write,'" he would have found, upon following the advice, a heart full of eager curiosity and readiness to be attracted to anything. The following account of one of his qualities, as related in his biography, is worth remembering when you feel like saying, "Oh, I don't see anything interesting in that!": "If he had encountered a burglar in his house already loaded with valuables, his first impulse would have been, not to call the police, but to engage the intruder in conversation, and to learn from him something of the habits of burglars, the latest and most scientific methods of burgling, the average profits of the business, and so forth. He would have been delighted to assist his new acquaintance with suggestions for his future guidance in his profession, and to point out to him how he might have avoided the mistake which had on this occasion led to his being caught in the act. In all this he would not by any means have lost sight of his property; on the contrary, the whole force of his intellect would have been surreptitiously occupied with the problem of recovering it with the least amount of inconvenience to his friend and himself. He would have maneuvered to bring off a deal. If by sweet reasonableness he could have persuaded the burglar to give up the 'swag,' he would have been delighted to hand him a sovereign or two, cheer him with refreshment, shake hands, and wish him better luck next time; and he would have related the whole story in the next week's Truth with infinite humor and profound satisfaction."
To make clear, to explain,—that is the task of exposition. Such writing does not have the excitement of the fighting-ring, which we find in argument, nor does it attain the lyric quality of impassioned description, or the keen wild flight of narrative. It keeps its feet on the earth, tells the truth—but tells it in such a way, with so much of reaction on the writer's part, and with so strong an appeal to the reader's curiosity or imagination or sympathy, that it is interesting, that it is always adequate, and may be powerful.
[CHAPTER II]
HOW TO WRITE EXPOSITION
The Problem
All writing—except mere exercise and what the author intends for himself alone—is a problem in strategy. The successful author will always regard his writing as a problem of manipulation of material wisely chosen to accomplish an objective against the enemy. The enemy is the reader. He is armed with two terrible weapons, lack of interest and lack of comprehension. Sometimes one weapon is stronger than the other, but a wise author always has an eye for both. The strategic problem is, then, so to choose material, and so to order and express it, that the reader will be forced to become interested, to comprehend, to arrive, in other words, at the point in his feeling and thinking to which the author wishes to lead him. The author's objective is always an effect in the reader's mind. In so far as the author creates this effect he is successful. And the time to consider the effect, to make sure of its accomplishment, is before the pen touches the paper.
Sometimes the author makes a mistake in his planning, as did the composer Handel when he wrote the oratorio of "The Messiah." He placed the "Hallelujah Chorus" at the end of the oratorio. But when, toward the end of the second section, he saw from his place on the stage that the audience was not so enthusiastic as he had expected it to be at that point, he changed his plan, with practical shrewdness rushed to the front and shifted the famous chorus from the end of the third section to the end of the second, and had the satisfaction of seeing the audience so moved that first the King rose, and then, of course, the audience with him. The chorus has stood at the end of the second part to this day; that is the place for it—it brings about the effect that Handel desired much better there than if it were saved for the end of the oratorio. The oratorio is, in other words, a greater work than it would have been had not the author kept a keen eye for the audience, for the effect, and a willingness to change his plans whenever the gaining of the effect required a change. Just so the writer should constantly scan the horizon of the reader's mind for signs of interest and for shafts of intelligence.
The effect that the writer desires in the reader's mind may be of different natures. In Baedeker's Guide-Book the aim is largely to satisfy the understanding, to meet the reader's desire for compact information. In some of Poe's tales the effect is of horror. Patrick Henry aimed primarily to rouse to vigorous action. Shakespeare wished to shed light upon the great truths of existence, to satisfy the reader's groping curiosity, and also to thrill the reader with pity and terror or with high good humor or the unrestrained laughter of roaring delight.
In so far as the author accomplishes his purpose, in just so far he is successful. When friends complimented Cicero, telling him that he was the greatest orator, he replied somewhat as follows: "Not so, for when I give an oration in the Forum people say, 'How well he speaks!' but when Demosthenes addressed the people they rose and shouted, 'Come, let us up and fight the Macedonians!'" If Cicero was correct in his estimate, Demosthenes was the greater orator—of that there can be no doubt—for he gained his effect. President Wilson's great war messages had as one of their objects, certainly, the rousing in American hearts of a high thrill to the lofty object for which they fought, the overcoming of might with right. The remarkable success of the messages attests the author's power.
Now the author will accomplish this effect in the reader's mind only if his writing "takes hold," and it will "take hold" only if it is weighty, that is, only if it bears toward the desired end in every part and in every implication. This is as true in writings that aim at light, frivolous effects as in those that stir the deeper emotions, in writing that aims at the understanding almost alone as in that which strives not only to make clear but to infuse with deathless appeal to the heart. A treatise on the fourth dimension must bear, in every stroke, toward the complete satisfaction of the reader's intellectual curiosity; a comedy must lay down each word in the intention of liberating the silver laughter of humor; a tragedy must leave us in every implication serious, even in its introduction of comical material to heighten the tragic nature of the whole. To make every word bear in the one general direction—that is the writer's task. In no other way can he move the reader's mind and heart as he wishes to.
An author finds, however, that to gain the desired effect requires skillful manipulation on his part. He confronts a mass of refractory material, often full of contradictions, in which any potential effect seems almost as difficult to discover as the proverbial needle in the well-known haystack. For example, when a historian sits down, one hundred years hence, to the task of explaining the Great War, he will be confronted with an amazing welter of endless facts, tendencies, personal, national, and racial ambitions, enmities, competitions in trade, language, customs, indiscretions of diplomats, inscrutable moves of controlling powers, checks and counter checks, assertion and denial, accusation and assurance of innocence, bribery and plots and spy systems, amateur comment in newspaper and magazine, defenses by people who have retained their poise and other defenses by those whose faculties have been unseated by the awful strain of war—and everywhere he will find the endless array of events and detailed facts of organization of civil and military life to mold somehow into a consistent, intelligible whole. Well may he say that the task is too great for mortal man. Yet somehow the history is to be written, somehow the effect that he wishes is to be gained. Obviously the great prime task is to unify, to bring order out of chaos, to create from formless material a real edifice of thought. Exactly the same task awaits the writer of any kind of literature; in a short theme no less, the first great duty is to find some principle whereby the author can exclude the useless and include what is of value.
The first question to ask is—and it is also the last and the intervening question—"What am I trying to accomplish?" At first thought this question may seem the most obvious, the most elementary, and the least helpful query possible. But upon its being successfully met depends the whole success of the writing, whether of choosing or ordering or proportioning the material, or of expressing the selected ideas. For, since the chief task before the writer is to make his thoughts and his expression drive in one direction, so that the whole composition is simplified in the reader's mind, is unified and given an organic existence, even the choice of words, upon which depends so much of the tone of the composition, is largely settled by the answer to this question of what the author hopes to accomplish.
In Exposition, the explaining the relations among things and ideas, we are commonly told that we must "cover the ground," must "stick to the subject," must "include whatever is valuable and reject the rest." But such directions are insufficient. Until I have some touchstone, some applicable standard, I cannot tell whether material is valuable or not. It is as if one were brought into the presence of multifarious building material,—wood both hard and soft, cement and the other ingredients of concrete, bricks, stucco, and steel beams, and terra cotta tiles,—and then were requested to build a house, using whatever of the material might be of value, and removing the rest. The builder would be nonplussed. He cannot build, now with wood, now with stone, and again with tile; if he did, the saying would be all too true, "There's no place like home!" He can do nothing reasonable until he has been informed as to the kind of house desired, until he is given a principle of selection. Then, if he has been bidden to make a brick house, he at once knows what his object is, and can then reject whatever does not help him, in the accomplishment. In the same way, if I am asked to write five thousand words about Horticulture, I am at a loss to choose from the history of the science, or the present status, or the still unsolved problems, or the relative advancement in different countries, or the possibility of the pursuit of horticulture as a profession, or the poetic, the imaginative stimulus of working among apple blossoms, or the value to health of working in the open air. Perhaps any one of these divisions of the total subject would require five thousand words; certainly with so limited an amount of material of expression I cannot cover all; and if I choose a bit of each, the result will hopelessly confuse the reader as to the science, for I shall perforce write a series of mere disjuncta membra. I must, then, choose at once some guiding principle of selection that will make clear whether, for instance, the poetic appeal of the science has anything to do with my object. Then, and only then, shall I be able to write an article that will "take hold," that will bear in every part toward some definite goal, that will leave my reader with a well-organized, easily understood piece of writing. Only thus can I escape making a mere enumeration about as sensible as to add potatoes and church steeples and treasurers' reports and feather boas and card parties and library paste in the hope of making an integral whole. This guiding idea, which avoids such selections, may perhaps best be called the "controlling purpose" of the theme or article or book.
The Controlling Purpose
What, then, is the controlling purpose? It is the answer to the question, "What am I trying to accomplish?" It is the intelligent determination on the writer's part to make the material of his writing march straight toward a definite goal which he wishes the reader to perceive. It is the actively operating point of view of the writer, the positive angle of vision that he takes toward the subject. The controlling purpose in Lincoln's mind as he rode up to Gettysburg must have been to bring home to the civilians of the country, with a great humble thrill toward accomplishment, the fact that after the soldiers had done all they could, the civilians must reverently take up the fight for freedom and union. His address is immortal. But suppose, for a moment, that he had ascended the platform with the vague idea of "saying something about America, the war, you know, and the soldiers, and liberty,—oh, yes, Liberty, of course,—and, oh, things in general." Though he had thundered for hours his words would likely have been ineffective. Only an intense realization of the purpose in one's mind, and a consistent bending of one's efforts to gain this end, bring simplicity, weightiness, and the powerful effect in the reader's mind. From the reader's point of view, in fact, we might say that the controlling purpose is the means of making writing interesting, since nothing so holds a reader's mind as to feel that he is getting somewhere, that he is accomplishing something by his efforts. In no other way can he be made so clearly to see his progress, for only thus can he be prevented from undirected wandering.
Source of the Controlling Purpose
a. The Subject itself
When we ask how we shall find and choose the controlling purpose, we discover that it is determined by three things; the subject itself, the personality of the writer, and the character of the reader. Just how these three operate to determine the cast of the writing we shall now attempt to discover.
The first thing for the writer to do is to look at the subject itself and learn what it is, really understand it. He must know its exact nature before he can be allowed to proceed with the development. Now this often requires much honesty, for it is necessary to put aside prejudice and bias of all kinds and to look at the subject just as it is, with a passionate desire to learn its exact nature. For example, if you are to write about the value of a college education, and you are an idealist, you may be tempted to overlook the fact that such a training does actually help a man to earn more money than he otherwise would. You may think that such a consideration is beneath your dignity. But you must put aside your prejudice for the time being and must look the fact honestly in the face. And, if you are a hard-headed, practical person, you must nevertheless admit that a college education is broadening, chastening, in its influence. In either case you will not stop until you have looked at all possible sides of the subject. You will amass such facts, then, as that a college education is broadening, that it increases earning capacity, that it puts a person in touch with the world, that it makes him more able to be a useful citizen. Other facts also will occur to you, but let us suppose that these are the most important. If you carefully examine them you will perhaps come to the conclusion that a college education is valuable in that it helps a person to realize his best possibilities in every way, as a citizen, a friend, a personality. Or, if you are to write about the aeroplane, you will discover that it is heavier than air, that it is propelled by motor-power, that it attains certain speeds, that it has definite lifting power, that it is self-stabilizing to a remarkable degree, that it is made of certain kinds of material, of certain weight, and that it has one, or two, or even three planes. In addition you will note the qualities of efficiency, of triumphing over winds, of beautiful poise, and smoothness of execution. In both these cases you have been seeking the core of your subject, the real meaning of it, its essence. You must, before you begin to write a word, be able to say what all the noticed facts amount to, to say, "All told, this subject, this machine, or whatever it is, means so-and-so." Perhaps of the aeroplane you would say, "This machine stands for wonderful potential efficiency, not yet completely understood." In the same way we say of people and things, "He is a bore," or "a tyrant," or, "That is a great social menace," or some other such comment. In each case we have tagged the person or thing with what we think it is at its heart, with its total significance. And not until we have done this are we at all ready to begin writing.
b. The Writer's Attitude
The second influence in determining the controlling purpose is the reaction of the writer to the subject. In the following estimate of Lord Morley, the great English statesman, you will notice that, though the treatment seems to be, at first, purely objective, quite impersonal, the author cannot keep himself out: he enters with the fifth word, "thrilling," in which he shows where he stands himself in regard to truth, and he appears more at length in the last two clauses of the selection, where he definitely set the approval of his own heart upon Lord Morley's attitude. The third influence, that of the reader, appears also, for when you consider that the article was written for Englishmen to read, you see the molding for the national temper, different of necessity from that which would have been made for Frenchmen, for example. The author relies upon a knowledge of Morley among his readers, and upon a certain definite attitude among them toward the truth.
You will catch that thrilling note in the oratory of Lord Morley at all times, for he touches politics with a certain spiritual emotion that makes it less a business or a game than a religion. He lifts it out of the street on to the high lands where the view is wide and the air pure and where the voices heard are the voices that do not bewilder or betray. He is the conscience of the political world—the barometer of our corporate soul. Tap him and you will see whether we are at "foul" or "fair." He has often been on the losing side: sometimes perhaps on the wrong side: never on the side of wrong. He is
True as a dial to the sun,
Although it be not shined upon.
There is about him a sense of the splendid austerity of truth—cold but exhilarating. It is not merely that he does not lie. There are some other politicians of whom that may be said. It is that he does not trifle with truth. It is sacred and inviolate. He would not admit with Erasmus that "there are seasons when we must even conceal truth," still less with Fouché that "les paroles sont faites pour cacher nos pensées."[2] His regard for the truth is expressed in the motto to the essay "On Compromise": "It makes all the difference in the world whether we put truth in the first place or in the second." This inflexible veracity is the rarest and the most precious virtue in politics. It made him, if not, as Trevelyan says of Macaulay, "the worst popular candidate since Coriolanus," at least a severe test of a constituency's attachment. It is Lord Morley's contribution to the common stock. Truth and Justice—these are the fixed stars by which he steers his barque, and even the Prayer Book places Religion and Piety after them, for indeed they are the true foundation of religion and piety.[3]
The second consideration, then, is, "What does this subject mean to me?" Of course there are subjects in which this question is of slight importance: in writing a treatise on mathematics, for instance, one might be quite indifferent to any personal reaction, though in even such a piece of writing there might appear a thrill at the neat marshaling of forces for the inevitable waiting answer to the problem. In general, however, this question is of great importance. Stevenson goes so far as even to say that the author's attitude is more important than the facts themselves. Certainly a writer cannot tell what is the truth for himself unless he expresses his ideas in the light of his own personality. Suppose that in the case of the aeroplane, though you believe the central fact as we expressed it above, you are primarily appealed to by the fact that the motor is of the utmost importance, and that at present it is not so highly developed as it should be for perfect flying. You are, in other words, impressed with the problem that confronts engineers of making the motor more efficient. Your controlling purpose would now be modified, then, and would perhaps read, "The aeroplane is a machine of wonderful potential efficiency not yet completely understood, especially as regards the driving power." In the same way you would modify the purpose of the treatment of college education and might say, "A college education is valuable in that it helps a person to realize his best possibilities in every way, but especially as an heir of all the wisdom of the ages gone."
The relative importance of this second consideration depends on whether the subject is much or little affected by personal interpretation. In the personal essay, as written by Lamb, for example, we may care more for the man than for the facts, or more for the facts as seen by the man than for the mere facts alone. In questions of society, of morality, of taste, in which the answer is not absolute in any case, in all matters that affect the well-being of humanity and in which there is a shifting standard, the attitude of the writer is important. The writer who wishes to have a voice of authority must cling to the fact as to a priceless jewel, but he must also remember that if, for example, he is writing on Feminism, or Socialism, or Church Attendance, or The Short Ballot, or The New Poetry, or The Value of Social Clubs in the Country, or any such subject, we, the readers, eagerly wait on his words as being primarily an expression of his personal reaction to the matter. And the final value of the treatment will depend on whether the personality is well-poised, largely sympathetic, able to take an elastic view of the subject and to bring it home to the reader as a piece of warmly felt and honestly stated conviction. In exposition, as well as in argument, we must ask the witness,—that is, the writer,—whether he is prejudiced or not. Especially must we do this when we happen to be the author ourselves. Violent condemnation of Capital by a man who has become embittered by mistreatment at the hands of employers must be taken with somewhat of caution, just as sweeping arraignment of Socialism by an arrogant capitalist must be eyed askance.
It might not be amiss to remark here that the writer in a college class who declares that he has no reaction to his subject, that he is quite indifferent to it, should do one of two things, either choose a new subject, or drop from college and go to work at some vitalizing effort with other people which will bring home realities to him in such a way that he cannot fail to react.
In the following brief incident it is interesting to note how the author shows his own personality. Another would have thought of the problem of dietetics involved, or of the absence of coffee or "parritch" or the rasher of bacon, or of the austerity of the meal. To Gissing[4] the incident was significant as showing a national characteristic both admirable and amusing.
At an inn in the north I once heard three men talking at their breakfast on the question of diet. They agreed that most people ate too much meat, and one of them went so far as to declare that, for his part, he rather preferred vegetables and fruit. "Why," he said, "will you believe me that I sometimes make a breakfast of apples?" This announcement was received in silence; evidently the two listeners didn't quite know what to think of it. Thereupon the speaker, in rather a blustering tone, cried out, "Yes, I can make a very good breakfast on two or three pounds of apples."
Wasn't it amusing? And wasn't it characteristic? This honest Briton had gone too far in frankness. 'T is all very well to like vegetables and fruit up to a certain point; but to breakfast on apples! His companions' silence proved that they were just a little ashamed of him; his confession savoured of poverty or meanness; to right himself in their opinion, nothing better occurred to the man than to protest that he ate apples, yes, but not merely one or two; he ate them largely, by the pound! I laughed at the fellow, but I thoroughly understood him; so would every Englishman; for at the root of our being is a hatred of parsimony. This manifests itself in all manner of ludicrous or contemptible forms, but no less is it the source of our finest qualities. An Englishman desires, above all, to live largely; on that account he not only dreads but hates and despises poverty. His virtues are those of the free-handed and warm-hearted opulent man; his weaknesses come of the sense of inferiority (intensely painful and humiliating) which attaches in his mind to one who cannot spend and give; his vices, for the most part, originate in loss of self-respect due to loss of secure position.
c. The Reader
The third consideration is, "Who is my reader, and what are his characteristics?" The counter-question, "What difference does it make who my reader is?" can be summarily answered with the statement that it makes a great deal of difference. As soon as you note what a large part temperament plays in the forming of opinions in politics and religion and social questions, and remember that no two people ever react to any truth in exactly the same way—that what seems to one sensible person monstrous will appear to another equally sensible person as highly virtuous—you will see that in all writing, where either the understanding or the emotions are involved, this question assumes importance. If we believe the theory with which we set out, that all writing is done to accomplish an object, that is, a certain effect in the reader's mind, and then remember that different readers take different trails to the same objective, and that some must be even coaxed back from one trail into another, we shall see that it is vital that the reader do not select the wrong way, and, like a futile dog, "bark up the wrong tree." A hasty glance at current magazines will at once show how operative this consideration is in practical writing: The Atlantic Monthly uses a different set of subjects and a different style of expression from that of The Scientific American or The Black Cat or The Parisienne. The editors, in other words, are remembering who their readers are and are trying to meet them with gifts, not with weapons of offense. After all, the reader is always the destination of all writing; the place where the effect will be made is the reader's mind.
To apply this third consideration to our two subjects, the value of a college education and the aeroplane, let us see how the treatment should differ according to the differing readers. If, in the treatment of the first subject, we are presenting our statements to a body of educators, even though the facts of college education remain unmoved, and though our personal leaning toward the supreme value in dowering the student with the wisdom of the past is unchanged, we shall yet see that these educators have already thought as we have about the matter, that merely to repeat to them will be futile and wearying; and we shall, if we are wise, change the point of attack and develop the value as enabling the student to apply to practical problems the wisdom of the past. Or, if the readers are to be politicians whom we wish to enlist in sympathy with larger endowments, we shall perhaps treat the subject as being increased political insight and sympathy with all people. In the treatment of the aeroplane, if we are presenting our words to engineers, we shall probably analyze the present lack of proper engine power and try to suggest means of correction. And we shall make our presentation in language that has not been stripped of its technicalities but has been allowed to stand in engineering terms. But if we address a body of benevolent women who are trying to organize an "Airmen's Relief Fund," and who look upon the machine with horror as a potential destroyer of life, we shall simply show that accidents may be caused through faulty engines which may often result in loss of life. The original controlling purpose will now appear, "The value of a college education lies in its offering the best chance for personal development through showing to the student his heirship to all the wisdom of the ages past, especially as this is applied to present-day problems," or, "The aeroplane is a machine of great potential efficiency not yet completely understood, especially as regards the driving power, through which lack of understanding grave accidents may occur."
Now if we scan these two statements carefully, I believe that we shall be persuaded of their inadequacy. To explain to the benevolent women who are interested in saving lives the fact that we do not yet fully understand the aeroplane, is like attempting to persuade a man from the path of an oncoming thunderous locomotive by telling him of the lack of laws to regulate public safety. In other words, we have forgotten that a wedge makes the easiest entrance, and we have attacked on far too broad a front, have failed to whittle away the chips that are of no value to the reader. Perhaps we need a complete restatement of the controlling purpose, occasioned by the nature of the reader. We may say that the value of a college education is in enabling a student to be of service to the state by applying the wisdom of the past, or that the aeroplane, partly through our ignorance of it, is causing terrible accidents. These purposes are far different from those with which we started out. All are perfectly true; these are better adapted to our particular readers, are more useful in helping to accomplish our selected aim. The gist of the matter is this: wisdom in writing demands that we discover the special loophole through which our readers regard the subject and then bring our material within the view from that loophole, bearing in mind always the training and the prejudices of the reader, and conforming material to suit the special needs.
One large reason why college themes are liable to dullness is the fact that few students write for any one in particular. They merely put down colorless facts which do not stir a reader in the slightest. They forget that facts exist, really, only as they relate to people, individual people, and that they must be clothed attractively, as is virtue for a child's consumption, or the reader will have none of them. Even the patient writer of themes should regard a specially chosen reader as at the same time his best friend and his potentially worst enemy: friend in the sense of recipient of literary gifts, and enemy in the sense of possible foiler of all the author's good intentions. As enemy the reader must be conquered, must be made to read and understand; as friend he is to be sympathetically met and smiled upon. And if there be no reader determined by the circumstances, the writer should choose some well-known friend and adapt his material to that friend, or should select any ordinarily intelligent being and use the widest appeal that he can.
d. Relative Value of Sources
Now the relative value of these three sources of the controlling purpose is variable. In an article for the encyclopædia the writer's reaction should be subordinated, since the reader comes to the encyclopædia for facts and not for opinion. Likewise the reader, in such an article, will be of minor importance, for the article is addressed to general ordinary intelligence that desires a straightforward statement. But as we have seen, an article on Feminism must with the greatest care watch the reader and the writer—the reader because the subject rouses both assent and opposition; the writer because the subject is of the kind that depend largely on opinion. So a theme on the problem of the hired man, or Tennyson's attitude toward science, or the reasons for attending one university rather than another, or the value of mechanical stokers, or the application of Mendel's Law to human beings will vary its purpose according to the varying importance of the three sources. Only one great caution needs to be made. Never falsify or mistreat the facts: they are the supreme thing. It is for this fault that the newspapers are most blameable: they consider their readers and their own points of view, but all too often they treat the facts cavalierly. A high reverence for the truth, and an unflinching determination to tell it are prime essentials.
The Controlling Purpose and the Emotional Reaction
So far we have been concerned with the problem of placing the facts before the reader, of appealing to his intelligence. But writing consists of vastly more than that alone. After the understanding, sometimes before, must be considered the emotions. We have the facts, we know what we think of them, and we are reasonably sure of the reader's attitude. Now we must discover how to set the reader's emotions afire in so far as we desire such an effect. In listening to a great tragedy we perceive the cold analysis of a great truth of life; but that is not all: far out beyond the bounds of understanding our emotions are profoundly stirred and we feel pity and terror. So in the account of a tremendous battle, of a fire, of anything that touches human life at all nearly and with power, our emotions are called into play. Now different pieces of writing, just like different subjects, call for different degrees of emotional reaction. Drama always rouses us, lyric poems depend upon their emotional quality, the informal essay has much emotional appeal, fiction of any sort stirs our feelings, and the more powerful the writing is, the more sure the appeal.
At first thought most expository writing might be considered to make slight appeal, if any, to emotions. That is not necessarily true; the more effective the exposition, the more real is usually the call to feeling. Often this call is subtle, usually it is subordinate to the appeal to the understanding, but in most effective expository writing it will be found. In an explanation of the Panama Canal certainly there would be roused the reader's admiration and wonder at the magnitude of the operation. The mere analysis of the facts in a criminal trial often settles the case, so great is the emotional appeal. In didactic writing the call to emotion is less strong, though such a writer as Jonathan Edwards could explain the writhing of man like a spider before the Almighty in a profoundly moving way. In axiomatic mathematical propositions we find perhaps the least strong appeal: that the sum of the angles of a triangle is equal to two right angles might seem to be divorced from all excitement. But in most exposition when emotional appeal is overlooked the writing suffers.
In an account of the American Civil War, for example, the writer might set out to show that the conflict was the culmination of the struggle between yeoman and cavalier begun long since in England. But the war meant more than that. The author will then see the emotional significance of the fight and will add to his purpose the intention to thrill the reader at the magnificent exhibition, on both sides, of devotion to an idea. So Emerson, in his essay on "Fate" in The Conduct of Life, fills the reader with gloom for page after page, detailing how thoroughly the individual is bound down by conditions of birth, sex, breeding, wealth—and then in two wonderful sentences he turns the whole course of thought and emotion by saying, "Intellect annuls fate. So far as a man thinks, he is free," and the reader is stirred as with a trumpet call to renewed courage, which, to use Emerson's words, "neither brandy, nor nectar, nor sulphuric ether, nor hell-fire, nor ichor, nor poetry, nor genius" can overcome. And the historian Greene, in his well-known account of Queen Elizabeth, states his controlling purpose in the words, "Elizabeth was at once the daughter of Henry and of Anne Boleyn." But these words are not the whole of his purpose; he intends, besides the intellectual grasping of the Queen's character, an intense admiration and wonder at the resourcefulness, the shrewd judgment, and a reaction of amusement to the strange outbreaks of unwomanly freaks or of feminine wiles.
The controlling purpose, then, is almost always of a dual nature; it aims at both the understanding and the emotions. Whenever there is any real possibility of making it thus double the writer should so express it to himself.
In the following magazine article such a double purpose obviously exists. First of all there are the facts of the marching of American troops through London. These facts are unchangeable. Baldly stated, the significance of the fact is that the New World is coming to the help of the Old World against the monster of unrestrained militarism. To a person who regards life coldly, as the mere interplay of calculable forces, one whose emotions are not concerned, this would be a sufficient statement of the whole truth, of the total significance. But such writing would miss the chance of power, would be forever less valuable than it ought to be, for a great warming of the heart answers those footfalls in London streets. In other words, just as we have seen that there are two kinds of exposition—mere noting of facts and interpreting of facts—so we now see that interpretation can be either lifeless, or moving, charged with power. It is the old difference between the drama and a sermon: the play thrills and the sermon convinces. Either may add the other quality—a fine drama or a well-made sermon does. In this account of American soldiers in London the truth is made clear, but far more than that it is made alive, pulsating with emotion of national pride, of racial solidarity, of high moral purpose. In so far as the writer succeeds in stirring us, in just so far he is more likely to make the truth take hold upon us and bind us firmly in its grasp. It is the writing that both convinces and moves us that is lasting, that is really powerful.
"SOLEMN-LOOKING BLOKES"[5]
At midday on August 15 I stood on the pavement in Cockspur Street and watched the first contingent of American troops pass through London.
I had been attracted thither by the lure of a public "show," by the blare of a band, and by a subconscious desire to pay tribute in my small way to a great people. It was a good day for London, intermittently bright, with great scurrying masses of cumuli overhead, and a characteristic threat of rain, which fortunately held off. Cockspur Street, as you know, is a turning off Trafalgar Square, and I chose it because the crowd was less dense there than in the square itself. By getting behind a group of shortish people and by standing on tiptoe I caught a fleeting view of the faces of nearly every one of the passing soldiers.
London is schooled to shows of this kind. The people gather and wait patiently on the line of route. And then some genial policemen appear and mother the people back into some sort of line, an action performed with little fuss or trouble. Then mounted police appear, headed by some fat official in a cockade hat and with many ribbons on his chest. And some one in the crowd calls out:
"Hullo, Percy! Mind you don't fall off yer 'orse!"
Then the hearers laugh and begin to be on good terms with themselves, for they know that the "show" is coming. Then follows the inevitable band, and we begin to cheer.
It is very easy and natural for a London crowd to cheer. I have heard Kaiser William II cheered in the streets of London! We always cheer our guests, and we love a band and a "show" almost as much as our republican friends across the channel. I have seen royal funerals and weddings, processions in honor of visiting presidents and kings, the return of victorious generals, processions of Canadian, Australian, Indian, French and Italian troops and bands. I wouldn't miss these things for worlds. They give color to our social life and accent to our everyday emotions. It is, moreover, peculiarly interesting to observe national traits on a march: the French, with their exuberant élan, throwing kisses to the women as they pass; our own Tommies, who have surprised the world with their gayety, and keep up a constant ragging intercourse with the crowd and cannot cease from singing; the Indians, who pass like a splendidly carved frieze; the Canadians, who move with a free and independent swing and grin in a friendly way; the Scotch, who carry it off better than any one. But I had never seen American troops, and I was anxious to see how they behaved. I said to myself, "The American is volatile and impressionable, like a child." I had met Americans who within an hour's acquaintance had told me their life-story, given me their views on religion, politics, and art, and invited me to go out to Iowa or Wisconsin or California, and spend the summer with them. Moreover, the American is above all things emotional and—may I say it?—sentimental. It would therefore be extremely interesting to see how he came through this ordeal.
The first band passed, and the people were waving flags and handkerchiefs from the windows. We could hear the cheers go up from the great throng in the square. And there at last, sure enough, was Old Glory, with its silken tassels floating in the London breeze, carried by a solemn giant, with another on either side.
And then they came, marching in fours, with their rifles at the slope, the vanguard of Uncle Sam's army. And we in Cockspur Street raised a mighty cheer. They were solemn, bronzed men, loose of limb, hard, and strong, with a curious set expression of purpose about them.
Tramp, tramp, tramp, tramp.
And they looked neither to the right nor the left; nor did they look up or smile or apparently take any notice of the cheers we raised. We strained forward to see their faces, and we cried out to them our welcome.
Tramp, tramp, tramp, tramp.
They were not all tall; some were short and wiry. Some of the officers were rather elderly and wore horn spectacles. But they did not look at us or raise a smile of response. They held themselves very erect, but their eyes were cast down or fixed upon the back of the man in front of them. There came an interval, and another band, and then Old Glory once more, and we cheered the flag even more than the men. Fully a thousand men passed in this solemn procession, not one of them smiling or looking up. It became almost disconcerting. It was a thing we were not used to. A fellow-cockney near me murmured:
"They're solemn-looking blokes, ain't they?"
Tramp, tramp, tramp, tramp.
The band blared forth once more, a drum-and-fife corps with a vibrant thrill behind it. We strained forward more eagerly to see the faces of our friends from the New World. We loved it best when the sound of the band had died away and the only music was the steady throb of those friendly boots upon our London streets. And still they did not smile. I had a brief moment of some vague apprehension, as though something could not be quite right. Some such wave, I think, was passing through the crowd. What did it mean?
Tramp, tramp, tramp, tramp.
The cheers died away for a few moments in an exhausted diminuendo. Among those people, racked by three years of strain and suffering, there probably was not one who had not lost some one dear to them. Even the best nerves have their limit of endurance. Suddenly the ready voice of a woman from the pavement called out:
"God bless you, Sammy!"
And then we cheered again in a different key, and I noticed a boy in the ranks throw back his head and look up. On his face was the expression we see only on the faces of those who know the finer sensibilities—a fierce, exultant joy that is very near akin to tears. And gradually I became aware that on the faces of these grim men was written an emotion almost too deep for expression.
As they passed it was easy to detect their ethnological heritage. There was the Anglo-Saxon type, perhaps predominant; the Celt; the Slav; the Latin; and in many cases definitely the Teuton: and yet there was not one of them that had not something else, who was not preëminently a good "United States man." It was as though upon the anvil of the New World all the troubles of the Old, after being passed through a white-hot furnace, had been forged into something clear and splendid. And they were hurrying on to get this accomplished. For once and all the matter must be settled.
Tramp, tramp, tramp, tramp.
There was a slight congestion, and the body of men near me halted and marked time. A diminutive officer with a pointed beard was walking alone. A woman in the crowd leaned forward and waved an American flag in his face. He saluted, made some kindly remark, and then passed on.
Tramp, tramp, tramp, tramp.
The world must be made safe for democracy.
And I thought inevitably of the story of the Titan myth, of Prometheus, the first real democrat, who held out against the gods because they despised humanity. And they nailed him to a rock, and cut off his eyelids, and a vulture fed upon his entrails.
But Prometheus held on, his line of reasoning being:
"After Uranus came Cronus. After Cronus came Zeus. After Zeus will come other gods."
It is the finest epic in human life, and all the great teachers and reformers who came after told the same story—Christ, Vishnu, Confucius, Mohammed, Luther, Shakespeare. The fundamental basis of their teaching was love and faith in humanity. And whenever humanity is threatened, the fires which Prometheus stole from the gods will burn more brightly in the heart of man, and they will come from all quarters of the world.
He is trampling out the vintage where the grapes of wrath are stored;
He hath loosed the fateful lightning of his terrible, swift sword.
There is no quarter, no mercy, to the enemies of humanity. There is no longer a war; it is a crusade. And as I stood on the flags of Cockspur Street, I think I understood the silence of those grim men. They seemed to epitomize not merely a nation, not merely a flag, but the unbreakable sanctity of human rights and human life. And I knew that whatever might happen, whatever the powers of darkness might devise, whatever cunning schemes or diabolical plans, or whatever temporary successes they might attain, they would ultimately go down into the dust before "the fateful lightning." "After Zeus will come other gods."
Tramp, tramp, tramp, tramp.
Nothing could live and endure against that steady and irresistible progression. And we know how you can do things, America. We have seen your workshops, your factories, and your engines of peace. And we have seen those young men of yours at the Olympic Games, with their loose, supple limbs, their square, strong faces. When the Spartans, lightly clad, but girt for war, ran across the hills to Athens and, finding the Persian hosts defeated, laughed, and congratulated the Athenians, and ran back again—since those days there never were such runners, such athletes, as these boys of yours from Yale and Harvard, Princeton and Cornell.
And so on that day, if we cheered the flag more than we cheered the men, it was because the flag was the symbol of the men's hearts, which were too charged with the fires of Prometheus to trust themselves expression.
At least that is how it appeared to me on that forenoon in Cockspur Street, and I know that later in the day, when I met a casual friend, and he addressed me with the usual formula of the day:
"Any news?"
I was able to say:
"Yes, the best news in the world."
And when he replied:
"What news?"
I could say with all sincerity:
"I have seen a portent. The world is safe for democracy."
Proper Use of the Controlling Purpose
Despite whatever of good has been said here about the controlling purpose, there may lurk the suspicion that it is, after all, dangerous, that perhaps it gives to a piece of writing a tendency toward bias, partial interpretation, even unfairness, and that it makes toward incompleteness. In the first place, in answering this charge, we must remember that facts as related to people are eternally subject to different interpretations according to shifting significance, which is determined largely by the individual to whom the facts are related. In the second place we have to remind ourselves that seldom does a writer try to say all that can be said about his subject. Much is always either implied or left to another piece of writing. And finally, even when an author attempts perfect completeness and objectivity, he usually addresses his work to some one in particular, even though the "some one" is as vague as the general reading public; and that some one has a particular attitude that must be borne in mind.
In "Solemn-Looking Blokes" not everything about the subject is said. From one point of view the tramp of American feet in London streets signified that the United States had emerged from its traditional aloofness and had joined the main current of the world; from another, that a tremendous military preparation was going on in America, the first fruits of which were those solemn ringing steps; from another, that however Europe had professed to despise American power, she was now willing, eager, to accept American aid; from another, that the old enmity between England and America has been forgotten in the common bond of like ideals and racial traditions. Each of these possible meanings—and there are more not listed here—is implied in the treatment actually given to the subject. No one of them is really developed. Instead, we have flowering before us the idea that the world is to be made safe for democracy. No one would presume to declare that the total possibilities of the subject are here met and explained; yet no one can rightly say that the chosen treatment is unfair. Considering the facts, the author, and the people who would read the article, and their emotional connection with the facts, we see that the author chose the purpose that seemed most useful—to make American hearts warm to the fact that their country was helping to make the world safer for all men everywhere. In other words, facts are useful only in so far as they accomplish some definite end, which, in writing, is to make the reader see the truth as the author thinks that he should try to make the reader see it.
Now, of course, if the writer makes an unfair analysis, if he blindly or willfully falsifies in seeing or expressing his subject, his writing is not only useless but actually vicious. The analysis must be correct. Every subject has its center of truth, which can be discovered by patient clear thinking; if the thinking be either unclear or impatient, the interpretation will be false. If the author of "Solemn-Looking Blokes" has made an incorrect estimate, his writing is futile. There is no more challenging quest than the search for the real truth at the core of a chosen subject. Perhaps the very difficulty of attaining success is what has stayed many minds in floundering, timid, fogginess.
As to the charge that infusion of emotional quality into the writing produces bias, first of all it must be said that if the subject contains no emotion, none should be attempted in the writing. In a report, for example, of the relative value of different woods for shingles, an author will hardly try to infuse emotion, for the reader wishes to learn, quickly and easily, just what kind of wood is the best. But most subjects are not thus aloof; even the report about shingles becomes of vast significance to the owner of extensive timber lands which are suddenly found to be of high value. All subjects which concern the prosperity and happiness of humanity are charged with emotion; the nearer to the great facts of life, such as birth, marriage, death, food, shelter, love, hatred, the keener the emotion. Who shall write of problems of heredity and leave us unstirred? Who shall treat of our vast irrigation projects, which turn the deserts into fair gardens and give food to millions of people, without firing the imagination? The writer's task is to look so clearly at his subject that he discovers its true value to both brain and heart.
As a matter of fact, in writing of such subjects a writer finds that words will be emotional, whether he will have them so or not, that they take sides, are charged with tendency and fly toward or away from an emotional quality with all the power of electricity. Now, this emotional quality, when it is uncontrolled, is dangerous. Words that show tendency must be guided with the firm hand lest they lead the reader into wrong impressions and into the confusion that comes from counter emotions, the strong impression of disunion. It is only by relating these cross-tendencies to a guiding idea that they can be made to serve the author's purpose. To choose wisely a controlling purpose that recognizes and handles the inherent emotions of words is merely to organize inescapable material. In the following selection from Emerson's "Fate" we find the emotional quality both high and well-organized. Such a paragraph might easily be made to confuse a reader hopelessly, but Emerson drives the chargers of his thought straight to his goal, intellectual and emotional, and holds tight his reins:
Nature is no sentimentalist,—does not cosset or pamper us. We must see that the world is rough and surly, and will not mind drowning a man or a woman, but swallows your ship like a grain of dust. The cold, inconsiderate of persons, tingles your blood, benumbs your feet, freezes a man like an apple. The diseases, the elements, fortune, gravity, lightning, respect no persons. The way of Providence is a little rude. The habit of snake and spider, the snap of the tiger and other leapers and bloody jumpers, the crackle of the bones of his prey in the coil of the anaconda,—these are in the system, and our habits are like theirs. You have just dined, and however the slaughter-house is concealed in the graceful distance of miles, there is complicity, expensive races—race living at the expense of race. The planet is liable to shocks from comets, perturbations from planets, rendings from earthquake and volcano, alterations of climate, precessions of equinoxes. Rivers dry up by opening of the forest. The sea changes its bed. Towns and counties fall into it. At Lisbon an earthquake killed men like flies. At Naples three years ago ten thousand persons were crushed in a few minutes. The scurvy at sea, the sword of the climate in the west of Africa, at Cayenne, at Panama, at New Orleans, cut off men like a massacre. Our western prairies shake with fever and ague. The cholera, the small-pox, have proved as mortal to some tribes as a frost to crickets, which, having filled the summer with noise, are silenced by the fall of the temperature of one night. Without uncovering what does not concern us, or counting how many species of parasites hang on a bombyx, or groping after intestinal parasites or infusory biters, or the obscurities of alternate generation,—the forms of the shark, the labrus, the jaw of the sea-wolf paved with crushing teeth, the weapons of the grampus, and other warriors hidden in the sea, are hints of ferocity in the interior of nature. Let us not deny it up and down. Providence has a wild, rough, incalculable road to its end, and it is of no use to try to whitewash its huge, mixed instrumentalities, or to dress up that terrific benefactor in a clean shirt and white neck-cloth of a student in divinity.[6]
Now this controlling purpose, including both the appeal to the understanding and that to the emotions, should be stated, clearly, before the author begins his actual writing, in one sentence. The value of this is at once apparent: our minds tend all too much to wander from subject to subject, browsing here and there, without any really directed feeding. Now such procedure, though difficult to avoid, is nevertheless harmful to our writing. The edge of the writing is never so keen, the telling of the message, whatever it may be, is never so well done, until we thoroughly organize and direct all that we are to say. In phrasing the controlling purpose in one sentence, we make just such an organization. And we have one which is most easily handled, most easily remembered, least likely to allow us to escape into empty wandering. Even in a long work this should be done, this unifying knot should be tied in the writer's mind. Those readers who rise from the last pages of a long historical work, covering several volumes and hundreds or thousands of pages, with a clear central conception of the whole work are profoundly grateful to the author. It is safe to say that such a conception could not have been given to the reader had not the writer, before he wrote a word, formulated in a few words the goal, the aim of his writing. This sentence should include the emotional appeal either as stated in a separate clause or phrase, or as expressed in the choice of words to present the facts.
The amount of machinery that seems to be required for using the controlling purpose may appear too much for practical purposes in one short lifetime. The truth is that the actual finding of the purpose will require much less time, often, than the explanation of the process here has needed. In a short theme you will often be able to scan the subject itself, to estimate your own reaction to the subject, and to determine upon your reader with remarkable quickness. More frequently you will find difficulty in determining the emotional quality of the material and your desires. But a little practice will enable you to do the preliminary thinking with rapidity and comfort. But if your subject is difficult, and if the effect is of great importance, by no means allow yourself to be swerved from determination to find the real object which you are seeking, but even at the expense of time and trouble state the center of your intentions as related to the subject, yourself, and your reader.
Practical Use of the Controlling Purpose
We have yet to answer the practical question: when I sit down to write, of just what value will the controlling purpose be to me in the actual task of expressing my ideas? How can it really serve me in my writing? The answer is clear: the controlling purpose is of the utmost strategic value in helping to select and arrange material for attack upon the objective, which is the effect to be created in the reader's mind. Now the best strategy always combines the line of greatest advantage to the writer, the line of least resistance from the reader, and the necessities of the subject. In other words, what point can I attack easiest, where is my opponent weakest, what demands of the ground—gullies, hills, swamps, etc.—must I allow for? Sometimes these three are more or less mutually antagonistic; sometimes they unite with the greatest helpfulness, as we shall see.
Selection of Material
The first question is, What, and how many, forces shall I choose for the attack? Remember, we do not now merely attack in general, wherever we find an enemy. Instead, we decide that our objective is, perhaps, a hill ten miles across the enemy's frontier. The taking of that hill is our controlling purpose. It would be easiest for us to use several regiments of fresh young troops. But the terrain is strewn with gullies and hillocks, with boulders and tangled timber. So we shall use two regiments of veteran troops who are accustomed to rough country, and follow these with some fresh youngsters who are endowed with sense and a desire to outdo the veterans. Since the enemy has a strong battery, we shall use heavy artillery. And since the enemy lacks machine guns, we shall use many of them and catch him where he is weak and may be terrified. We could easily send thirty camp kitchens to the fighting lines, but strategy demands that they be kept back.
In exactly the same way Mr. Burroughs plans the essay which follows this discussion. His controlling purpose is obviously to make the reader understand the process of bee-hunting in such a way as to be attracted to it as a delightful sport. The nature of the subject demands that the several steps in the process be explained. Well, that suits Mr. Burroughs, because he knows these steps. The easiest method for him is to narrate his own experiences. Of course he could investigate the authorities on bee-hunting, and write a treatise, but that would be more difficult, and moreover, it would not meet the line of least resistance from the reader. To be successful, the essay must overcome the reader's inertia and make him feel that he is actually sharing in things that he enjoys. The selection is thus determined. From his personal experience, as giving the writer the greatest advantage, Mr. Burroughs chooses. He selects details about the beauty of nature because a reader would prefer to have fine surroundings. He mentions traits of the bee that are interesting or necessary to know. He narrates two special experiences of his own for added attractiveness. And all the while, lest inertia raise its head, he lures the reader with the glimpses of pails full of rich golden honey. In other words, keeping his eye for his controlling purpose, Mr. Burroughs can easily select the things that will accomplish that purpose to his own greatest advantage, the reader's greatest ease, and according to the demands of the subject.
You do not find in the essay a discussion of the lucrative value of bees, nor of the complicated life of the hive, nor of the present standing of the science of bee-keeping. These topics, however interesting, are not useful to the controlling purpose. The standard is, not connection, but usefulness. "Any road," says Carlyle, "this simple Entepfuhl road, will lead you to the end of the world," and if you follow mere connection with your subjects, you will find yourself at the end of the world. The practical helpfulness of the controlling purpose is seen when you ask yourself the question, "Does the matter that I am putting in this paragraph, this sentence, actually advance my reader in thought or emotion or both, nearer the point to which I wish to lead him?" Thus the question of selection is answered.
The Ordering of the Material
If we could have our own sweet will in attacking the hill ten miles beyond the border, we should ask the enemy to stack his arms, and then, with trumpet and drum and flag we should sweep in and take possession. But our sweet will must give way to necessity. Since unscalable crags lie ahead, we shall have to go round to the rear of the hill. Since we must cross a swamp, engineers must precede and build a road. Though we should like to crawl up a wide valley on the other side, we must choose a smaller one, because the enemy could wither us away in the larger one. And, to trick the enemy, we shall perhaps open fire far off on the left, while we are stealing out to the right, and thus we may take him off his guard. Our purpose of securing that hill makes these things necessary.
Similarly, in writing, we may sometimes employ the order of greatest advantage, but more often we must modify this order to meet the requirements of the subject and to rouse the least resistance from the reader. In Stevenson's essay, "Pulvis et Umbra," part of which follows the essay by Mr. Burroughs, the author used the method of greatest advantage. His object is to thrill the reader at the thought that mankind constantly strives in spite of all his failures. Several orders are possible: he could treat of the striving alone, neglecting the failure; he could treat the striving first and then the failure, or vice versa, and so on. He saw that he would gain his purpose best if he treated failure first, until he had fairly overwhelmed the reader, and then suddenly shifted and showed that in spite of all this failure man still strives. He had to run the risk of offending the reader at the beginning by his insistence upon failure, and thus rousing the reader's possible great resistance. For we do not like to read unpleasant things. But he took the chance, knowing that if, by skillful use of words he could persuade the reader through the first part, he could easily thrill him with the reaction. For it makes a great difference whether we say, "In spite of striving, man always fails," or "In spite of failure, man always strives." The selection from the essay which appears here is taken from the middle. It is interesting to note that the first two sentences of the essay read: "We look for some reward of our endeavors and are disappointed; not success, not happiness, not even peace of conscience, crowns our ineffectual efforts to do well. Our frailties are invincible, our virtues barren; the battle goes sore against us to the going down of the sun." And the words of the final sentence of the essay are: "Let it be enough for faith, that the whole creation groans in mortal frailty, strives with unconquerable constancy: surely not all in vain."
In the essay by Mr. Burroughs the author's advantage and the reader's acquiescence largely coincide, so that the author can at once begin with remarks about the attractiveness of the hunt, the delights of its successful conclusion. To discuss at once the possibility of being stung would have been unwise, because unpleasant, and the controlling purpose of the essay is to attract. Later, this topic can safely be tucked in.
Mr. Wilson's war messages showed a combination of the lines of greatest advantage and of least resistance with the nature of the historical events. These messages began with a series of facts which, obviously true, would rouse no resistance and would at the same time insert some resentment against Germany, the very thing that the author wished to do. Then they followed the strict chronological order, as if the author were pursuing a course already mapped for him—which, of course, he was not doing. With the controlling purpose of showing that America's entrance into the war was occasioned entirely by Germany's actions, he then proceeded to base the proposals of the messages upon the very facts that the readers had already accepted in accordance with his ultimate point of view. Such skillful manipulation deserved the success that the messages met.
All three of these examples gain their point, their objective. They do this largely because the authors knew exactly what they wished to do, what their controlling purposes were, and then marshaled their material so as to accomplish this end. Some of the topics that are subordinated, such, for example, as the possibility of being stung, are as important as others which are magnified, such as the beauty of nature—that is, they are as important in an impersonal way. As soon as the controlling purpose is known, however, they immediately become dangerous unless so placed as to bring the reader nearer the goal and not to push him from it. The point is that knowing the controlling purpose, that is, having thought out beforehand exactly what you wish to do with subject and reader, you are at once aware of both helps and obstacles, and can make use of the one, avoid the other.
Thus you will consider both the reader's ease and his prejudices. If you are to write of abstruse matters, of some question in philosophy or ethics or religion, in order to carry your reader with you you will begin with things that he can understand, and thus pave a highway into the misty lands where you desire to take him. Failure of some eminent philosophers to receive recognition has been due to their lack of a comprehensive controlling purpose, to their restricting attention to the subject alone regardless of the reader. In setting forth the principle of the machinery that digs tunnels under rivers Mr. Brooks in The Web-foot Engineer first shows how a boy digs a tunnel into a sand bank, and then proceeds, with the reader's understanding assured, to the more complex but still similar operation under the river. In explaining inductive reasoning, with the controlling purpose of making it seem both frequent and natural, Huxley showed first how we reason practically about the nature of apples in a basket at the grocer's. The reader's resistance is thus avoided and the writer's advantage is increased.
A shrewd controlling purpose also makes allowance for the reader's prejudices. You ought to take as much care to cajole your reader into following you as the cook does to make us happy to the final morsel. After ices and cakes and coffee a roast or a soup is positively offensive; the cook wisely wins the battle of the spit and the dripping pan while the epicure is still receptive. So, if you are to explain democracy in a state where the recall of judges is practiced to an aristocrat who distrusts the "common herd" and is easily ruffled, you will do well to preface discussion of this recall with words about the general excellence of life in the state and then, when your reader is in a mood of acceptance, pass to the possibly offensive topic. Without knowing just what you wish to accomplish, you are likely to write in what may seem a dogged, defiant mood that intends to strike right and left, hoping to wallow through to victory.
If between us and the enemy's fort is a stream which needs pontoons for crossing, and we blindly start out marching up toward victory with no pontoons, we shall perhaps sail away to sea, but shall also probably not win the fort. If we insist upon keeping our platoon as rigidly straight, even while we climb hills through the woods, as ever a line was kept at West Point, we shall come to grief. So, if the logic of the subject has imperious demands, the controlling purpose must make count of them. William James in his essay, "The Moral Equivalent of War," saw that before a reader could understand how civic work could be a moral equivalent, he must see what the morality of war is. The subject demands this. In an account of the United States Government it might be logically necessary to state and explain first the theory of checks and balances before the relations of executive, legislative, and judicial branches could be properly estimated. Wisely chosen, the controlling purpose of such an account would make this fact at once evident.
Constantly keeping in mind, in planning and composing an article, what the objective is, makes even the individual paragraphs and sentences more successful. If you will examine the paragraphs in "Pulvis et Umbra," you will observe, pretty uniformly, at the beginning and end of each, a strong statement of the message of the paragraph, sentences of high emotional value. Each paragraph definitely advances the cause of the controlling purpose. Even the sentences—an example of a sentence uncontrolled occurs in Mr. Hamlin Garland's book, A Son of the Middle Border: "It stood on the bank of a wide river and had all the value of a seaport to me, for in summer-time great hoarsely bellowing steam-boats came and went from its quay, and all about it rose high wooded hills." The final item about the hills is in no way necessary, does not even help to give the feeling of a seaport, which more often than not lacks high hills. A sentence from Stevenson is in contrast: "The sun upon my shoulders warmed me to the heart, and I stooped forward and plunged into the sea." In this sentence facts, rhythm, even the sound of the words drive in one direction.
Without being too dogmatic—for every problem in writing is new and not infrequently a law to itself—you may be sure that if you have a definite controlling purpose, and know well what it is, you will be more likely to attain success with subject and with reader when you come to the ordering of your material.
Finally, since strategy suggests that we attack the weakest places in the enemy's defense, we shall do well, unless the logic of the subject or the reader's prejudice demand otherwise, to make our strongest blows when the enemy, the reader, is least prepared, that is, at the beginning and the end. Success in writing depends so much upon the freshness of the reader's mind, that an attaque brusque at first to insert important things, and a strong reinforcement at the end, when the reader is pricking up his ears at the coming final period, form a wise strategy. If, in order to understand one point, another is necessary, or to avoid irritation, a roundabout method is advisable, the path is plain. When these accidents do not obtain, the reader's understanding will be most easily won at the beginning and the end. At these points you must see to it that the reader is guided, with the first word, toward the emotional tone that your controlling purpose demands, and toward some important idea that bolsters this purpose, even if, as we have seen Stevenson do, you seem to be at first flying away from the purpose which we later discover. Thus Mr. Taft, in an article entitled "Present Relations of the Learned Professions to Political Government," places the ministry at the beginning and the law at the end. His controlling purpose is to make the reader believe that every profession offers large chance for the conscientious man to be of use to the political government. Consequently he chooses the two that he thinks most important, and of these places the less important at the beginning and the more important at the end. In this way he succeeds at once in turning the reader as he wishes, and leaves him also with the strongest possible bias toward belief. And since these two professions offer the greatest chance for victory for his controlling purpose, he gives them much more space than to the others, almost three times as much to law, for instance, as to teaching.
Moreover, since the emotions are affected in much writing, the skilled strategist will instantly bear in mind just what emotion he wishes to rouse, and will see that the ideas of greater moving value receive larger development. Mr. Burroughs gives much more space to the sections that deal with the excitement and the joy of bee-hunting than to those that deal with the less pleasant side. To the difficulty of detecting the flight of a bee he gives the single sentence: "Sometimes one's head will swim following it, and often one's eyes are put out by the sun." To the interesting actions of the bee when it is caught he gives at least ten times as much space. In this way he guides the reader's emotions in the way he wishes them to go—and makes successful writing.
The chief strategic problem in exposition, then, is that of so choosing and arranging the material that the point of the writing is made with the proper emphasis. For the accomplishment of this purpose the writer must be able to answer the question, "What do I wish to do in this piece of writing?" Then he must bring all the material and its expression to bear upon the reader's mind so that the desired end may be inevitable. To determine what his purpose is the writer must consult the subject itself, his own personality, and the reader. He must also bear in mind the reader's intellect and his emotions. And he must unify the approach to both intellect and emotions. The firmly held conception of what his purpose is will determine what material he is to choose—what is useful and what is not—and also how to arrange this material and how to proportion the space that different sections shall have. He will arrange the material for the greatest advantage to himself and the least resistance from the reader. In other words, to make his writing successful in the sense of accomplishing its end, the writer must, before he sets down a single word, decide upon what his controlling purpose is to be and just how he intends to make material and expression—even in the individual sentence—unite to drive in the one direction of that controlling purpose.
AN IDYL OF THE HONEY-BEE[7]
John Burroughs
One looks upon the woods with a new interest when he suspects they hold a colony of bees. What a pleasing secret it is; a tree with a heart of comb-honey, a decayed oak or maple with a bit of Sicily or Mount Hymettus stowed away in its trunk or branches; secret chambers where lies hidden the wealth of ten thousand little free-booters, great nuggets and wedges of precious ore gathered with risk and labor from every field and wood about.
But if you would know the delights of bee-hunting, and how many sweets such a trip yields beside honey, come with me some bright, warm, late September or early October day. It is the golden season of the year, and any errand or pursuit that takes us abroad upon the hills or by the painted woods and along the amber colored streams at such a time is enough. So, with haversacks filled with grapes and peaches and apples and a bottle of milk,—for we shall not be home to dinner,—and armed with a compass, a hatchet, a pail, and a box with a piece of comb-honey neatly fitted into it—any box the size of your hand with a lid will do nearly as well as the elaborate and ingenious contrivance of the regular bee-hunter—we sally forth. Our course at first lies along the highway, under great chestnut-trees whose nuts are just dropping, then through an orchard and across a little creek, thence gently rising through a long series of cultivated fields toward some high, uplying land, behind which rises a rugged wooded ridge or mountain, the most sightly point in all this section. Behind this ridge for several miles the country is wild, wooded, and rocky, and is no doubt the home of many wild swarms of bees.
After a refreshing walk of a couple of miles we reach a point where we will make our first trial—a high stone wall that runs parallel with the wooded ridge referred to, and separated from it by a broad field. There are bees at work there on that goldenrod, and it requires but little manœuvring to sweep one into our box. Almost any other creature rudely and suddenly arrested in its career and clapped into a cage in this way would show great confusion and alarm. The bee is alarmed for a moment, but the bee has a passion stronger than its love of life or fear of death, namely, desire for honey, not simply to eat, but to carry home as booty. "Such rage of honey in their bosom beats," says Virgil. It is quick to catch the scent of honey in the box, and as quick to fall to filling itself. We now set the box down upon the wall and gently remove the cover. The bee is head and shoulders in one of the half-filled cells, and is oblivious to everything else about it. Come rack, come ruin, it will die at work. We step back a few paces, and sit down upon the ground so as to bring the box against the blue sky as a background. In two or three minutes the bee is seen rising slowly and heavily from the box. It seems loath to leave so much honey behind and it marks the place well. It mounts aloft in a rapidly increasing spiral, surveying the near and minute objects first, then the larger and more distant, till having circled about the spot five or six times and taken all its bearings it darts away for home. It is a good eye that holds fast to the bee till it is fairly off. Sometimes one's head will swim following it, and often one's eyes are put out by the sun. This bee gradually drifts down the hill, then strikes away toward a farm-house half a mile away, where I know bees are kept. Then we try another and another, and the third bee, much to our satisfaction, goes straight toward the woods. We could see the brown speck against the darker background for many yards.
A bee will usually make three or four trips from the hunter's box before it brings back a companion. I suspect the bee does not tell its fellows what it has found, but that they smell out the secret; it doubtless bears some evidence with it upon its feet or proboscis that it has been upon honey-comb and not upon flowers, and its companions take the hint and follow, arriving always many seconds behind. Then the quantity and quality of the booty would also betray it. No doubt, also, there are plenty of gossips about a hive that note and tell everything. "Oh, did you see that? Peggy Mel came in a few moments ago in great haste, and one of the up-stairs packers says she was loaded till she groaned with apple-blossom honey which she deposited, and then rushed off again like mad. Apple blossom honey in October! Fee, fi, fo, fum! I smell something! Let's after."
In about half an hour we have three well-defined lines of bees established—two to farm-houses and one to the woods, and our box is being rapidly depleted of its honey. About every fourth bee goes to the woods, and now that they have learned the way thoroughly they do not make the long preliminary whirl above the box, but start directly from it. The woods are rough and dense and the hill steep, and we do not like to follow the line of bees until we have tried at least to settle the problem as to the distance they go into the woods—whether the tree is on this side of the ridge or in the depth of the forest on the other side. So we shut up the box when it is full of bees and carry it about three hundred yards along the wall from which we are operating. When liberated, the bees, as they always will in such cases, go off in the same directions they have been going; they do not seem to know that they have been moved. But other bees have followed our scent, and it is not many minutes before a second line to the woods is established. This is called cross-lining the bees. The new line makes a sharp angle with the other line, and we know at once that the tree is only a few rods into the woods. The two lines we have established form two sides of a triangle of which the wall is the base; at the apex of the triangle, or where the two lines meet in the woods, we are sure to find the trees. We quickly follow up these lines, and where they cross each other on the side of the hill we scan every tree closely. I pause at the foot of an oak and examine a hole near the root; now the bees are in this tree and their entrance is on the upper side near the ground, not two feet from the hole I peer into, and yet so quiet and secret is their going and coming that I fail to discover them and pass on up the hill. Failing in this direction, I return to the oak again, and then perceive the bees going out in a small crack in the tree. The bees do not know they are found out and that the game is in our hands, and are as oblivious of our presence as if we were ants or crickets. The indications are that the swarm is a small one, and the store of honey trifling. In "taking up" a bee-tree it is usual first to kill or stupefy the bees with the fumes of burning sulphur or with tobacco smoke. But this course is impracticable on the present occasion, so we boldly and ruthlessly assault the tree with an axe we have procured. At the first blow the bees set up a loud buzzing, but we have no mercy, and the side of the cavity is soon cut away and the interior with its white-yellow mass of comb-honey is exposed, and not a bee strikes a blow in defense of its all. This may seem singular, but it has nearly always been my experience. When a swarm of bees are thus rudely assaulted with an axe, they evidently think the end of the world has come, and, like true misers as they are, each one seizes as much of the treasure as it can hold; in other words, they all fall to and gorge themselves with honey, and calmly await the issue. When in this condition they make no defense and will not sting unless taken hold of. In fact they are as harmless as flies. Bees are always to be managed with boldness and decision.
Any halfway measures, any timid poking about, any feeble attempts to reach their honey, are sure to be quickly resented. The popular notion that bees have a special antipathy toward certain persons and a liking for certain others has only this fact at the bottom of it; they will sting a person who is afraid of them and goes skulking and dodging about, and they will not sting a person who faces them boldly and has no dread of them. They are like dogs. The way to disarm a vicious dog is to show him you do not fear him; it is his turn to be afraid then. I never had any dread of bees and am seldom stung by them. I have climbed up into a large chestnut that contained a swarm in one of its cavities and chopped them out with an axe, being obliged at times to pause and brush the bewildered bees from my hands and face, and not been stung once. I have chopped a swarm out of an apple-tree in June and taken out the cards of honey and arranged them in a hive, and then dipped out the bees with a dipper, and taken the whole home with me in pretty good condition, with scarcely any opposition on the part of the bees. In reaching your hand into the cavity to detach and remove the comb you are pretty sure to get stung, for when you touch the "business end" of a bee, it will sting even though its head be off. But the bee carries the antidote to its own poison. The best remedy for bee sting is honey, and when your hands are besmeared with honey, as they are sure to be on such occasions, the wound is scarcely more painful than the prick of a pin.
When a bee-tree is thus "taken up" in the middle of the day, of course a good many bees are away from home and have not heard the news. When they return and find the ground flowing with honey, and piles of bleeding combs lying about, they apparently do not recognize the place, and their first instinct is to fall to and fill themselves; this done, their next thought is to carry it home, so they rise up slowly through the branches of the trees till they have attained an altitude that enables them to survey the scene, when they seem to say, "Why, this is home" and down they come again; beholding the wreck and ruins once more they still think there is some mistake, and get up a second or a third time and then drop back pitifully as before. It is the most pathetic sight of all, the surviving and bewildered bees struggling to save a few drops of their wasted treasures.
Presently, if there is another swarm in the woods, robber-bees appear. You may know them by their saucy, chiding, devil-may-care hum. It is an ill-wind that blows nobody good, and they make the most of the misfortune of their neighbors; and thereby pave the way for their own ruin. The hunter marks their course and the next day looks them up. On this occasion the day was hot and the honey very fragrant, and a line of bees was soon established S.S.W. Though there was much refuse honey in the old stub, and though little golden rills trickled down the hill from it, and the near branches and saplings were besmeared with it where we wiped our murderous hands, yet not a drop was wasted. It was a feast to which not only honey-bees came, but bumble-bees, wasps, hornets, flies, ants. The bumble-bees, which at this season are hungry vagrants with no fixed place of abode, would gorge themselves, then creep beneath the bits of empty comb or fragment of bark and pass the night, and renew the feast next day. The bumble-bee is an insect of which the bee-hunter sees much. There are all sorts and sizes of them. They are dull and clumsy compared with the honey-bee. Attracted in the fields by the bee-hunter's box, they will come up the wind on the scent and blunder into it in the most stupid, lubberly fashion.
The honey-bee that licked up our leavings on the old stub belonged to a swarm, as it proved, about half a mile farther down the ridge, and a few days afterward fate overtook them, and their stores in turn became the prey of another swarm in the vicinity, which also tempted Providence and were overwhelmed. The first mentioned swarm I had lined from several points, and was following up the clue over rocks and through gulleys, when I came to where a large hemlock had been felled a few years before and a swarm taken from a cavity near the top of it; fragments of the old comb were yet to be seen. A few yards away stood another short, squatty hemlock, and I said my bees ought to be there. As I paused near it I noticed where the tree had been wounded with an axe a couple of feet from the ground many years before. The wound had partially grown over, but there was an opening there that I did not see at the first glance. I was about to pass on when a bee passed me making that peculiar shrill, discordant hum that a bee makes when besmeared with honey. I saw it alight in the partially closed wound and crawl home; then came others and others, little bands and squads of them heavily freighted with honey from the box. The tree was about twenty inches through and hollow at the butt, or from the axe mark down. This space the bees had completely filled with honey. With an axe we cut away the outer ring of live wood and exposed the treasure. Despite the utmost care, we wounded the comb so that little rills of the golden liquid issued from the root of the tree and trickled down the hill.
The other bee-tree in the vicinity, to which I have referred, we found one warm November day in less than half an hour after entering the woods. It also was a hemlock, that stood in a niche in a wall of hoary, moss-covered rocks thirty feet high. The tree hardly reached to the top of the precipice. The bees entered a small hole at the root, which was seven or eight feet from the ground. The position was a striking one. Never did apiary have a finer outlook or more rugged surroundings. A black, wood-embraced lake lay at our feet; the long panorama of the Catskills filled the far distance, and the more broken outlines of the Shawangunk range filled the near. On every hand were precipices and a wild confusion of rocks and trees.
The cavity occupied by the bees was about three feet and a half long and eight or ten inches in diameter. With an axe we cut away one side of the tree and laid bare its curiously wrought heart of honey. It was a most pleasing sight. What winding and devious ways the bees had through their palace! What great masses and blocks of snow-white comb there were! Where it was sealed up, presenting that slightly dented, uneven surface, it looked like some precious ore. When we carried a large pail of it out of the woods, it seemed still more like ore.
In lining bees through the woods, the tactics of the hunter are to pause every twenty or thirty rods, lop away the branches or cut down the trees, and set the bees to work again. If they still go forward, he goes forward also and repeats his observations till the tree is found or till the bees turn and come back upon the trail. Then he knows he has passed the tree, and he retraces his steps to a convenient distance and tries again, and thus quickly reduces the space to be looked over till the swarm is traced home. On one occasion, in a wild rocky wood, where the surface alternated between deep gulfs and chasms filled with thick, heavy growths of timber and sharp, precipitous, rocky ridges like a tempest-tossed sea, I carried my bees directly under their tree, and set them to work from a high, exposed ledge of rocks not thirty feet distant. One would have expected them under such circumstances to have gone straight home, as there were but few branches intervening, but they did not; they labored up through the trees and attained an altitude above the woods as if they had miles to travel, and thus baffled me for hours. Bees will always do this. They are acquainted with the woods only from the top side, and from the air above; they recognize home only by landmarks here, and in every instance they rise aloft to take their bearings. Think how familiar to them the topography of the forest summits must be—an umbrageous sea or plain where every mark and point is known.
Another curious fact is that generally you will get track of a bee-tree sooner when you are half a mile from it than when you are only a few yards. Bees, like us human insects, have little faith in the near at hand; they expect to make their fortune in a distant field, they are lured by the remote and the difficult, and hence overlook the flower and the sweet at their very door. On several occasions I have unwittingly set my box within a few paces of a bee-tree and waited long for bees without getting them, when, on removing to a distant field or opening in the woods I have got a clue at once.
Bees, like the milkman, like to be near a spring. They do water their honey, especially in a dry time. The liquid is then of course thicker and sweeter, and will bear diluting. Hence, old bee-hunters look for bee-trees along creeks and near spring runs in the woods. I once found a tree a long distance from any water, and the honey had a peculiar bitter flavor imparted to it, I was convinced, by rain water sucked from the decayed and spongy hemlock tree, in which the swarm was found. In cutting into the tree, the north side of it was found to be saturated with water like a spring, which ran out in big drops, and had a bitter flavor. The bees had thus found a spring or a cistern in their own house.
Wild honey is as near like tame as wild bees are like their brothers in the hive. The only difference is that wild honey is flavored with your adventure, which makes it a little more delectable than the domestic article.
PULVIS ET UMBRA[8]
Robert Louis Stevenson
What a monstrous specter is this man, the disease of the agglutinated dust, lifting alternate feet or lying drugged with slumber; killing, feeding, growing, bringing forth small copies of himself; grown upon with hair like grass, fitted with eyes that move and glitter in his face; a thing to set children screaming;—and yet looked at nearlier, known as his fellows know him, how surprising are his attributes! Poor soul, here for so little, cast among so many hardships, filled with desires so incommensurate and so inconsistent, savagely surrounded, savagely descended, irremediably condemned to prey upon his fellow lives: who should have blamed him had he been of a piece with his destiny and a being merely barbarous? And we look and behold him instead filled with imperfect virtues, infinitely childish, often admirably valiant, often touchingly kind; sitting down, amidst his momentary life, to debate of right and wrong and the attributes of the deity; rising up to do battle for an egg or die for an idea; singling out his friends and his mate with cordial affection; bringing forth in pain, rearing with long-suffering solicitude, his young. To touch the heart of his mystery, we find in him one thought, strange to the point of lunacy: the thought of duty; the thought of something owing to himself, to his neighbor, to his God; an ideal of decency, to which he would rise if it were possible; a limit of shame, below which, if it be possible, he will not stoop. The design in most men is one of conformity; here and there, in picked natures, it transcends itself and soars on the other side, arming martyrs with independence; but in all, in their degrees, it is a bosom thought. It sways with so complete an empire that merely selfish things come second, even with the selfish: that appetites are starved, fears are conquered, pains supported; that almost the dullest shrinks from the reproof of a glance, although it were a child's; and all but the most cowardly stand amidst the risks of war; and the more noble, having strongly conceived an act as due to their ideal, affront and embrace death. Strange enough if, with their singular origin and perverted practice, they think they are to be rewarded in some future life: stranger still, if they are persuaded of the contrary, and think this blow, which they solicit, will strike them senseless for eternity. I shall be reminded what a tragedy of misconception and misconduct man at large presents: of organized injustice, cowardly violence, and treacherous crime; and of the damning imperfections of the best. They cannot be too darkly drawn. Man is indeed marked for failure in his efforts to do right. But where the best consistently miscarry, how tenfold more remarkable that all should continue to strive; and surely we should find it both touching and inspiriting, that in a field from which success is banished, our race should not cease to labor.
If the first view of this creature, stalking in his rotatory isle, be a thing to shake the courage of the stoutest, on this nearer sight he startles us with an admiring wonder. It matters not where we look, under what climate we observe him, in what stage of society, in what depth of ignorance, burthened with what erroneous morality; by campfires in Assiniboia, the snow powdering his shoulders, the wind plucking his blanket, as he sits, passing the ceremonial calumet and uttering his grave opinions like a Roman senator; in ships at sea, a man inured to hardship and vile pleasures, his brightest hope a fiddle in a tavern and a bedizened trull who sells herself to rob him, and he for all that simple, innocent, cheerful, kindly like a child, constant to toil, brave to drown, for others; in the slums of cities, moving among indifferent millions to mechanical employments, without hope of change in the future, with scarce a pleasure in the present, and yet true to his virtues, honest up to his lights, kind to his neighbors, tempted perhaps in vain by the bright gin-palace, perhaps long-suffering with the drunken wife that ruins him; in India (a woman this time) kneeling with broken cries and streaming tears as she drowns her child in the sacred river; in the brothel, the discard of society, living mainly on strong drink, fed with affronts, a fool, a thief, the comrade of thieves, and even here keeping the point of honor and the touch of pity, often repaying the world's scorn with service, often standing firm upon a scruple, and at a certain cost, rejecting riches: everywhere some virtue cherished or affected, everywhere some decency of thought and carriage, everywhere the ensign of man's ineffectual goodness:—ah! if I could show you this! if I could show you these men and women, all the world over, in every stage of history, under every abuse of error, under every circumstance of failure, without hope, without help, without thanks, still obscurely fighting the lost fight of virtue, still clinging, in the brothel or on the scaffold, to some rag of honor, the poor jewel of their souls!
OUTLINES
The Value of Outlines
It has been thought that the old Scotchman who said, "A man's years are three score and ten, or maybe by good hap he'll get ten more, but it's a weary wrastle all the way through!" came to his final words as the result of writing outlines. If this be true, surely it is unfortunate, for the writing of outlines brings exceeding great reward. An outline is not an ancient form of blind discipline, but rather a helping hand across the bogland of facts and ideas. It is a most useful instrument toward good writing; its justification is its practical usefulness. This usefulness, helpfulness, is double in its value—to the writer and to the instructor, when there is one.
As to the value of an outline for the writer—without an outline you face in your writing a complicated problem, more complicated, in fact, than is justifiable. At one and the same time you must make your thinking logical and your expression adequate—distinguished if possible. Either of these tasks is sufficient to demand all your powers; together, they offer a really overwhelming problem. Stevenson, to whom style was of the greatest importance, as bone of the bone and blood of the blood of the writing, wrote to a friend, "Problems of style are (as yet) dirt under my feet; my problem is architectural, creative—to get this stuff joined and moving." It was only after he had fitted his material together that he felt able to devote himself to making the beautiful prose that is so much admired. A noted Frenchman is quoted as exclaiming, when first he beheld the famous Brooklyn Bridge, "How beautiful it is!", then, "How well made it is!" and finally, after a moment's reflection, "How well planned it is!" A good piece of writing should have the same comments made; but they cannot be made, usually, without the carefully planned outline.
You face the problem, without an outline, of answering the two questions about every detail that presents itself for treatment: first, shall I include or exclude this detail; and secondly, how shall I make this detail help the general flow of my writing, and how shall I express it so that it shall contribute to the proper tone of the work? And while you thus judge each small detail, you must also keep your critical faculties active to estimate your total course, whether you are cleaving your way clearly, steadily, and with sufficient directness to your goal, whether the work as a whole is answering your desires.
Now to ask the unaided brain, unless it has had long years of training, to perform all this critical work during the actual process of expression, is nothing short of cruel—and almost sure of failure. For in any writing which enlists from you even a spark of interest the fervor of creative work, the stimulating effect of seeing the work grow under your pen, tends often to unseat the critical powers, to destroy perspective, to make a detail seem more valuable or less valuable than it should, on the whim of the momentary interest or repulsion. Thus the logic of the writing is impaired, for details are included which should not enter, and others are excluded which ought to be welcomed, and proportions are bad. And the expression is so liable to unevenness as to be less worthy than it should be. Bad logic and uneven expression beget failure.
The outline helps to overcome these difficulties. In the first place, it is not final, can be changed at will, and makes no extraordinary demands on the powers of expression. In the second place, as regards logic, the outline shows the relation of ideas to each other and to the whole subject; you can estimate rather easily whether a detail is of sufficient value to warrant inclusion, and, if so, how much space it deserves. For in the outline you have the bare fact, succinctly expressed, which enables you to focus your attention upon the thought. But since logic is more than mere inclusion and order and spacing, and deals also with the logic of attitude, the outline is again of service. For it shows what should be the tone of the complete piece of writing, and how this tone should be modified by the individual section of the writing. Suppose that you are to write of the attitude of a politician toward party principles. If a heading in your outline reads, "He never feared to modify principles to meet inevitable conditions," the attitude which you take in writing will be radically different from that which you would assume if the heading read, "He never hesitated to warp principles to outwit unfavorable conditions." Both the logic of structure and that of attitude, then, are aided by the use of an outline. And, at any point in the actual completed writing, you can easily determine by referring to the outline, whether you are gaining the effect that you desire and what progress you have made. And in the third place, as regards expression, the outline relieves you of the necessity of doing the constructive thinking of the subject, and enables you to apply all your powers to the actual saying of your message. Shakespeare might have written, instead of "the multitudinous seas incarnadine," "make all the ocean, that's full of fishes,[9] look red"—but he did not. Had he done so, where would now have been the power and the charm? Expression is of utmost value, and you can ill afford to slight it. For this reason, and especially since distinguished expression is so difficult to form, to be released from the attendant worry of constructive thinking is of the greatest help to the writer. Both logic and expression, then, are dependent on the outline: with it they are more sure.
Instead, then, of feeling that dim dread of failure, which ever dogs the writer's steps, with a well-constructed outline you can feel comparative safety in the possession of a safe guide in case of perplexity. You will be initiated, will know the secrets of your subject, will have a "grip" with your facts and ideas, and can apply your powers to putting the intangible thoughts into tangible words.
As for being of value to the instructor, often he too can estimate more surely and easily the worth of the writing if he has the skeleton to examine. For there the structural defects are more apparent, are not concealed by the pleasant flow of words, just as the structure of a skyscraper is more apparent before the wall-tiles or bricks are laid on to conceal the girders. The instructor can therefore often point out insufficiencies in the thought, or wrong relations, which might otherwise stand as defects in the finished work.
The Form of the Outline
Shall an outline be written in words and phrases or in complete sentences? In the first place, so far as any reader except the author is concerned, complete sentences are necessary for understanding. Often they are necessary for the writer himself. In an outline of a theme explaining gas engines the isolated heading Speed means nothing definite to any one but the author, if indeed to him. A reader cannot tell from such a word whether speed is important or insignificant, or whether the author intends to give to gas engines credit for comparative excellence in this property. If, however, the heading reads, "In the important property of Speed gas engines are the equal of steam engines," the reader knows at once what is meant, whether he may agree with the statement or not. He can definitely tell from an outline of complete sentences what the course of thought is to be and what will be the tone of the theme. The reader, then, needs complete sentences. The writer, on the other hand, might seem to be sufficiently helped by mere words or phrases, since he naturally knows what he means. But does he know? The chances are that when an author puts down such a heading as Speed he has only a large general notion of what he means, without being sure of the immediate connection and application, and with perhaps no idea at all of the tone which he intends to catch. If the author will write the sentence quoted above, he will complete his thought, make it really definite, and be pretty sure to know what he is talking about, what he intends to do. Furthermore, even though he know, when he sets down a phrase, what he means by it, the chance is strong that when he arrives at the expansion of the phrase he will have forgotten some of the implications and may give the heading a cast that he did not intend. Whether he knows definitely what he means or not, the writer is more safe if he uses complete sentences, and for any other reader of the outline complete sentences are quite necessary.
Outlines are of three kinds: those that show the topic relations by division into indented headings; those that show the sequence of paragraphs by statement of the topic sentence; and those that combine these two forms. The primary object of the first form, which is illustrated by the first outline of "An Idyl of the Honey-Bee" which follows, is to aid in the thinking, to plot out the ground and to group the material. In this first outline a glance at the five main headings makes the plan of the essay at once apparent—first a statement of the effect of bees upon us; then an account of a hunt; then some specific examples to drive things home; then some special directions that might be overlooked, and finally a tribute to the joy of the hunting. The benefit of this kind of outline is that the general relationships among topics are made clear, the large divisions of thought appear, and the writer can with comparative ease tell whether he has covered the subject, and whether he has chosen the best order of thought. It avoids the invertebrate flow of thought that is unaware of structure. In other words, it is of value chiefly to the thinking. It does not show which topics shall be grouped into paragraphs together, and it does not, of course, phrase the topic sentences, usually. In such an outline care should be taken to make each heading a complete sentence, and to make headings that are of the same rank fairly parallel in structure of expression unless this interferes with the tone of the heading. For example, A, B, and C under III are made similar in structure since they bear the same general relation to III.
The second type of outline, that in which a list of the topic sentences is given, and which is illustrated by the second outline of "An Idyl of the Honey-Bee" which follows, is of value, especially if used with an outline of the first type, in that it shows just how much of the thought should go into the various paragraphs, and thereby establishes the divisions of expression. Comparison of the two outlines of "An Idyl of the Honey-Bee" will show that paragraph 5 in the second outline includes all the material in the four headings, 2, a, 1´, and b, under II in the first outline. Now for the writer to know beforehand how he intends to divide his material into paragraphs is of great value; otherwise he might be giving to some comparatively minor point—which for the moment assumes interest for him—a separate paragraph, as if, for example, Mr. Burroughs had dwelt at length on the interesting location of trees on ledges. In other words, this second kind of outline is valuable chiefly in its arrangement and placing of material. Its service in making the original choice is not so immediately apparent. It has also the advantage that it indicates pretty well what kind of expression is to be used in the expanded form.
The third type of outline, which many writers prefer to either of the others, indicates both the topics to be treated and the division into paragraphs. It may be constructed in either of two ways: first, the topic sentences may be stated in their regular order, with the subdivisions of the thought as they appear in the indented outline grouped under the topic sentences; or in the indented outline the paragraphs may be indicated by the regular sign for the paragraph at any point where a new division is to be made. That is, in the first of the two outlines that follow, the first paragraph might be indicated in the first outline as including I and I, A; the second as including II and II, A; the third as including II, B, 1, a, b, etc. Or, in the second outline the subheadings of the first might be indicated under the various topic sentences. The value of this type of outline is obviously that it both shows the logic of the thought and the divisional arrangement for presentation in paragraphs. With such an outline the chances that you could go wrong, in even a long theme on a difficult subject, are slight.
Do not fail, therefore, when your theme is to be of any considerable length, or when the subject is at all difficult, to make an outline. There is no greater pleasure in the world than that of creative effort when the creator knows what he is about. But when the ideas are hazy, when the writer does not know exactly what he wishes to do and what impression he wishes to make—then the process of creation is anything but pleasant. And since the outline presents a pattern of your work, since with it you cannot fail to see what your intentions are and what the requirements of your subject, regard it as your best writing friend—and make use of the rights of friendship and require service.
First Outline of "An Idyl of the Honey-Bee"
- A colony of bees increases our interest in a wood.
- The secret of the hidden golden store of honey is pleasing.
- The hunt is most interesting, especially in the autumn.
- Nature, as we tramp with luncheon and with bait, is in her greatest glory.
- We are stimulated by the odds against our finding the tree.
- Determining the direction of the tree is a problem.
- It is easy to catch the first bee and watch it devour the bait.
- But to be sure of its rapid flight home requires sharp eyes and concentrated watching.
- Only after three or four trips of the first bee do others discover the secret of our bait and join in establishing the necessary "line" to the tree.
- Determining the distance of the tree requires skill.
- From another point we make a new "line" that meets the first at the tree.
- It is easy to pass by the tree even when we know about where it is.
- Determining the direction of the tree is a problem.
- Once found, the tree must be attacked boldly.
- Bees do not sting a bold person.
- But when a sting is touched, even on a dead bee, it hurts.
- Honey is the best cure for the sting.
-
The actions of the bees are interesting.
- Those which are away from home do not recognize
the ruins of their own hive, and begin to eat.
- At last they pathetically understand.
- Robber bees come for plunder.
- Bumble-bees arrive in large numbers.
- Those which are away from home do not recognize
the ruins of their own hive, and begin to eat.
- Two examples from experience show the chances for missing
and the delights of triumph.
- Both trees were hemlocks.
- Both were in interesting situations.
- Both yielded good store of honey.
- Special facts, occasioned by the habits of bees, need to be remembered.
- In the woods, the hunter must stop, every little while, to test his "line."
- Sometimes he is baffled, because the bees do not know the woods from the ground side.
- Bees hunt for honey far from home.
- Usually it is easier to find a tree half a mile away than from only a few yards.
- Since bees like water, a careful hunter looks along creeks and near springs.
- In the woods, the hunter must stop, every little while, to test his "line."
- Wild honey is better than tame because it tastes of the adventure of finding it.
Second Outline of "An Idyl of the Honey-Bee"
- The presence of a colony of bees in a wood gives it interest.
- The fall is the best time to start with luncheon and bait off across the fields a-hunting.
- After two miles we catch several bees and watch them start for home with our honey.
- After several trips, other bees that have discovered the secret arrive.
- With one line established, we move on, establish another, find the tree and attack it.
- Boldness in handling bees is essential.
- Bees that are away from home when their tree is attacked have considerable difficulty in recognizing it.
- Robber bees join the plundered to eat all the remnants of honey.
- A neighbor honey-bee leads to another store in a hemlock.
- Another tree in the vicinity, also a hemlock, had a superb situation.
- The honey in this tree was most pleasing to see and to carry home.
- In lining bees one must stop every little while and test his line; bees puzzle sometimes by their actions since they know the woods only from above.
- Bees discover their home to the hunter better when they are caught at some distance from the tree.
- Since bees like water, it is well to hunt along brooks and near springs.
- Wild honey is sweeter than tame.
EXERCISES
- Select the words and phrases in the selection from Pulvis et Umbra which immediately help to accomplish the controlling purpose of the essay.
- From what grade in the intellectual and social world does Stevenson select his examples in the paragraph beginning: If the first view of this creature, etc.? Why? From what grade would you select examples for a similar paragraph if you intended the creation of despair as your controlling purpose? What common qualities are found in all Stevenson's examples through the selection? Why does he strive for this quality?
- Make an outline of "An Idyl of the Honey-Bee," using the material which now appears, but placing the accent of the essay upon the difficulty of obtaining the honey, instead of upon the pleasures of the hunt, as it is now placed—in other words, outline the essay with change of controlling purpose.
- Write the first paragraph of the essay, and the last one, as you would wish them to appear if your intention were to make difficulty rather than joy the controlling purpose.
- Make an outline for "Solemn-Looking Blokes" with the controlling purpose of bringing out the romantic nature of the presence of American troops in England.
- Make an outline such as would suit the expression of an American who had been living in England since the declaration of war in 1914 and had been taunted with the apathy of the United States government, and now was supremely proud to see United States troops in England.
- Write a final paragraph of "Solemn-Looking Blokes" to express
any of the following controlling purposes:
- Joy at the union of the old and the new worlds in a common cause.
- Heartache at the awfulness of soldiers' sailing 3000 miles to die because an autocratic government precipitated war.
- The pride of an American resident in London over the physique of the United States soldiers.
- The astonishment of a London school-boy who has just read in his history how the American colonies rebelled.
- The apprehension of a British Tory lest aristocracy be doomed when the troops of a great democracy appear so far away from home to battle against autocracy.
- Write outlines and themes on any of the following subjects to accomplish
the different controlling purposes:
- The Scientific Reduction of Noise.
- To show the social duty of engineers.
- To show the wonder of man's analytical powers.
- To show the seriousness of the difficulties that must be faced.
- The Growing Appreciation of Good Architecture in America.
- To show the good educative work of our architects.
- To show the influence of European travel.
- To show the effect of the general rise in standards of education.
- The Popular Magazines.
- To show the general looseness of thinking.
- To show the senseless duplication of material and ideas.
- To show the opportunity for a host of authors.
- The Effects of the Big Mail-Order Houses.
- To show how they ruin the small country store.
- To show how they increase the opportunities of the small buyers.
- To show how they help give employment in the large cities.
- Is Religion Declining?
- To show the shifting of responsibility from creeds to deeds.
- To show the changed status of the church.
- To show the effect of increased education on religion.
- "Best Sellers."
- To show the relation of their immediate popularity to their final valuation.
- To indicate the qualities necessary to a "best seller."
- To show the effect upon the thinking of a nation that has many "best sellers."
-
Results of the Farm Credit Legislation.
- To show the relief gained for the farmers.
- To show the effect on increased production.
- To show the fairer economic distribution.
- The Use of Concrete.
- To show the general economic value.
- To show the general lightening of toil that it may have caused.
- To show the variety of its service.
- The American Spirit.
- To show its idealism.
- To show its indebtedness to England, or France, or Germany.
- To show how it may help the world.
- Beethoven's Piano-forte Sonatas.
- To show them as the culmination of the sonata development.
- To show their romantic nature.
- To show the development of Beethoven's genius as he matured.
- Heredity in Plants.
- To show the similarity to heredity in man.
- To show how knowledge of heredity in plants may serve an economic purpose.
- To show the wonderful consistency of the laws of heredity in plants.
- Glacial Action in the Mississippi Valley.
- To show the economic result.
- To indicate the sweep of time consumed in the formation.
- To show the picturesque qualities in the gradual action.
- The Scientific Reduction of Noise.
- What is the controlling purpose in the following selection? Point out the influence upon the writer of knowing that Bostonians would read his words. Indicate how the selection would differ if the controlling object were to be bitter jealousy expressed by a resident in a newer, larger, envious city.
- Boston has a rather old-fashioned habit of speaking the English language. It came upon us rather suddenly one day as we journeyed out Huntington Avenue to the smart new gray and red opera house. The very coloring of the foyer of that house—soft and simple—bespoke the refinement of the Boston of to-day.
- In the Metropolitan Opera House, New York, in every other
one of the glib opera houses that are springing up mushroom-fashion
across the land, our ears would have been assailed by
"Librettos! Get your Librettos!" Not so in Boston. At the
Boston Opera House the young woman back of the foyer stand
calmly announced at clocklike intervals:
- What is the Primary Function of a Successful Novel?
- The Philosophy of Woman Suffrage.
- Lynch Law and Law Reform.
- The Conservatism of the American College Student.
- Intellectual Bravery.
- A Mediæval Free City.
- Mr. Roosevelt's Career as an Index of the American Character.
- Practical Efficiency as an Enemy to "Sweetness and Light."
- The Æsthetics of the Skyscraper.
- Possibilities for the Small Farmer in America.
- The Future of Civil Engineering.
- Housekeeping as an Exact Science.
- The Intelligence of the Average Voter.
- For a woman who eagerly desires woman suffrage.
- For a refined but narrow aristocrat, descendant of an old family.
- For an agitating member of the I.W.W.
- The Value of Courses in Literature for the Technical Student.
- For a hard-headed civil engineer.
- For a white-haired, kindly old professor of Greek, who resents the intrusion of science and labor.
- For a mother who wants her son to "get everything good from his technical course."
- The Delights of Fishing.
- For a woman who cannot understand why her husband wants to be always going on silly fishing trips.
- For a group of city men who are devotees of the sport.
- For a small boy who hopes some day to go with "Dad" on his trips.
- The Value of the Civic Center.
- The Spirit of the "Middle West," the "Old South" or any
other section of the country.
- For a proud resident.
- For a sniffy resident of another section.
- For a person who has never thought of such a thing.
- The Intelligence of the Average Voter.
- "Translations. Translations."
- And the head usher, whom the older Bostonians grasped by the hand and seemed to regard as a long-lost friend, did not sip out, "Checks, please."
- "Locations," he requested, as he condescended to the hand-grasps of the socially elect.
- "The nearer door for those stepping out," announces the guard upon the elevated train, and as for the surface and trolley-cars, those wonderful green perambulators laden down with more signs than nine ordinary trolley-cars would carry at one time, they do not speak of the newest type in Boston as "Pay-as-you-enter-cars," after the fashion of less cultured communities. In the Hub they are known as Prepayment cars—its precision is unrelenting.[10]
- What is the controlling purpose in the following selection from Mr. John Masefield's volume of Gallipoli? Analyze this controlling purpose as to the subject itself, the author's personal reaction, and the intended readers—largely perhaps, the American people.
- Let the reader imagine himself to be facing three miles of any very rough broken sloping ground known to him, ground for the most part gorse-thyme-and-scrub-covered, being poor soil, but in some places beautiful with flowers (especially a "spiked yellow flower with a whitish leaf") and on others green from cultivation. Let him say to himself that he and an army of his friends are about to advance up the slope towards the top, and that as they will be advancing in a line, along the whole length of the three miles, he will only see the advance of those comparatively near to him, since folds or dips in the ground will hide the others. Let him, before he advances, look earnestly along the line of the hill, as it shows up clear, in blazing sunlight only a mile from him, to see his tactical objective, one little clump of pines, three hundred yards away, across what seem to be fields. Let him see in the whole length of the hill no single human being, nothing but scrub, earth, a few scattered buildings, of the Levantine type (dirty white with roofs of dirty red) and some patches of dark Scotch pine, growing as the pine loves, on bleak crests. Let him imagine himself to be more weary than he has ever been in his life before, and dirtier than he has ever believed it possible to be, and parched with thirst, nervous, wild-eyed and rather lousy. Let him think that he has not slept for more than a few minutes together for eleven days and nights, and that in all his waking hours he has been fighting for his life, often hand to hand in the dark with a fierce enemy, and that after each fight he has had to dig himself a hole in the ground, often with his hands, and then walk three or four roadless miles to bring up heavy boxes under fire. Let him think, too, that in all those eleven days he has never for an instant been out of the thunder of cannon, that waking or sleeping their devastating crash has been blasting the air across within a mile or two, and this from an artillery so terrible that each discharge beats as it were a wedge of shock between the skull-bone and the brain. Let him think too that never, for an instant, in all that time, has he been free or even partly free from the peril of death in its most sudden and savage forms, and that hourly in all that time he has seen his friends blown to pieces at his side, or dismembered, or drowned, or driven mad, or stabbed, or sniped by some unseen stalker, or bombed in the dark sap with a handful of dynamite in a beef-tin, till their blood is caked upon his clothes and thick upon his face, and that he knows, as he stares at the hill, that in a few moments, more of that dwindling band, already too few, God knows how many too few, for the task to be done, will be gone the same way, and that he himself may reckon that he has done with life, tasted and spoken and loved his last, and that in a few minutes more may be blasted dead, or lying bleeding in the scrub, with perhaps his face gone and a leg and an arm broken, unable to move but still alive, unable to drive away the flies or screen the ever-dropping rain, in a place where none will find him, or be able to help him, a place where he will die and rot and shrivel, till nothing is left of him but a few rags and a few remnants and a little identification-disc flapping on his bones in the wind. Then let him hear the intermittent crash and rattle of the fire augment suddenly and awfully in a roaring, blasting roll, unspeakable and unthinkable, while the air above, that has long been whining and whistling, becomes filled with the scream of shells passing like great cats of death in the air; let him see the slope of the hill vanish in a few moments into the white, yellow, and black smokes of great explosions shot with fire, and watch the lines of white puffs marking the hill in streaks where the shrapnel searches a suspected trench; and then, in the height of the tumult, when his brain is shaking in his head, let him pull himself together with his friends, and clamber up out of the trench, to go forward against an invisible enemy, safe in some unseen trench expecting him.[11]
- What light does the following paragraph which appears at the beginning of the book throw upon the controlling purpose?
- Later, when there was leisure, I began to consider the Dardanelles Campaign, not as a tragedy, nor as a mistake, but as a great human effort, which came, more than once, very near to triumph, achieved the impossible many times, and failed, in the end, as many great deeds of arms have failed, from something which had nothing to do with arms nor with the men who bore them. That the effort failed is not against it; much that is most splendid in military history failed, many great things and noble men have failed. To myself, this failure is the second grand event of the war; the first was Belgium's answer to the German ultimatum.[12]
- Explain what would be your controlling purpose in a theme on any of the following subjects, and how you would arrange your material to accomplish this purpose.
- Indicate what your controlling purpose would be in writing of the following subjects, if you chose your purpose from the subject-matter alone. Then show how the purpose might be affected by the different sets of readers as they are indicated in the subheadings.
[CHAPTER III]
DEFINITION
Definition is the process of explaining a subject by setting bounds to it, enclosing it within its limits, showing its extent. The ocean is properly defined by the shore; a continent or island is defined by its coastline: shores set limits to the ocean; coastlines bound the island or continent. So, when a child asks, "What is Switzerland?" you show on the map the pink or yellow or green space that is included within certain definite boundaries. These boundaries set a limit to the extent of that country; in other words, they define it. As soon as a traveler steps beyond the limit of that country, he is at once in another realm, has become identified with a quite different set of conditions and circumstances—he is, in fact, in a country that has a different definition from that of Switzerland. In the same way, when some one asks what truth is, or nickel steel, or a grand piano, or humanism, or art, or rotation of crops, or a rocking chair, or the forward pass, you attempt, in your reply, to set bounds to the thing in question, to restrict it, to fence it off, to state the line beyond which if it goes it ceases to be one thing and becomes another. It is by no means always an easy task to find this line. Many a child has come to grief in his attempts to keep safely within the limits of truth and yet be close up to the realm of desirable falsehood. Likewise many witnesses in court have been beguiled or browbeaten into crossing the line without knowing that they were getting into the country of the enemy. But though the quest for the line may be difficult, a true definition must set off the thing being defined from other things, must set bounds to it, enclose it within its limits, show its extent.
The Process of Definition
The logical process of defining consists of two steps: first, stating the class or group to which the object of definition belongs, as to say that Switzerland is a country, the forward pass is a strategic device in football, humanism is a philosophy of personal development; and second, pointing out the difference between the object of definition and other members of the class, showing how it is distinguished from them. Since the purpose of definition is to limit the thing defined, the practical value of the first step is at once apparent. If, in total ignorance, a resident of India asks you, "What is ragtime?" the most helpful thing in the world that you can do for him is to cleave away with one stroke everything else in the world but music—absolute exclusion of all other human interests—and place ragtime in that comparatively narrow field. That is the first thing of great help. However many qualities you may attribute to ragtime,—whether you call it inspiring, invigorating, pleasing, detestable, or what not,—you are making at best only slow progress toward defining, really limiting ragtime. The number of pleasing things, for example, is so endless, and the things are so diverse in character that your listener is almost as ignorant after such a quality has been attributed as he was before. But the moment that you limit ragtime to music you scatter untold clouds of doubt and place the inquirer in the comfortable position of having a fairly large working knowledge. What is left for the inquirer to do is merely to distinguish ragtime from other kinds of music—after all, a rather simple task. Likewise in any definition, such as that of rotation of crops, the first necessity is to place the subject in its proper field, in this case agriculture; the grand piano in the class of musical instruments; the rocking chair in the class of furniture.
Now sometimes the task of discovering to what class your subject belongs is difficult. Is a believer in Unitarianism a Christian? He follows the ethical teachings of Jesus but denies him any special divinity. In this case obviously the question of classification will depend on the definition that we make of Christianity. Is a man who serves the state in legislative or judicial capacity and at the same time writes novels to be called a statesman or a man of letters? Governments have fallen into difficulty with each other over such things as contraband of war, there being great doubt at times whether a particular thing is properly contraband or not. The question is sometimes doubtful—you will be inclined to say, "I don't know what to call this," but in making a definition call it you must. The United States Government, facing the problem of discovering the proper class for frogs' legs, in determining customs duties after much perturbation placed them under the heading "poultry." Ordinarily you will find slight difficulty in determining the class; but in every case you must patiently search until you have found some class into which your subject naturally fits. Until you have done this you obviously cannot set it apart from other members, because you will not really know what the other members are, you will be forced to run through the total list of human ideas and things. Until you know that oligarchy is one form of political society you cannot know whether to set it off from democracy and monarchy or from Christianity and Buddhism. First, then, however difficult, discover the class to which your subject belongs. In the following definition of a clearing-house, you will find that in the course of time the class to which the subject belongs has changed, has come to include more space, needs a larger fence to surround it, and therefore the definition has been changed.
What is a clearing-house? The Supreme Court of the State of Pennsylvania has defined it thus: "It is an ingenious device to simplify and facilitate the work of the banks in reaching an adjustment and payment of the daily balances due to and from each other at one time and in one place on each day. In practical operation it is a place where all the representatives of the banks in a given city meet, and, under the supervision of a competent committee or officer selected by the associated banks, settle their accounts with each other and make or receive payments of balances and so 'clear' the transactions of the day for which the settlement is made."
But we must go farther than this, for though originally designed as a labor-saving device, the clearing-house has expanded far beyond those limits, until it has become a medium for united action among the banks in ways that did not exist even in the imaginations of those who were instrumental in its inception. A clearing-house, therefore, may be defined as a device to simplify and facilitate the daily exchange of items and settlements of balances among the banks, and a medium for united action upon all questions affecting their mutual welfare.[13]
The second step in the logical process of definition is to show how the subject for definition differs from other members of its class. Once I am told that the piano is a musical instrument I must next learn wherein it differs from the violin, the kettle-drum, and the English horn. The surname Tomlinson partly defines a person as a member of the Tomlinson family, but the definition is not complete until the name is modified and the person is distinguished by George or Charles or whatever name may belong to him. A skillful shepherd knows not only his flocks but also the characteristics of the different members of the flocks, so that he can say, "This sheep is the one in X flock that is always getting into the clover." Here "X flock" is the class, and the quality of abusing the clover is the distinguishing individual tag. Since the desire in this part of the process of defining is to set individuals apart, no mention will be made of qualities that are shared in common but only of those that are peculiar to the individual. These qualities that distinguish individual members of classes from each other are called the differentia, just as the class is commonly called the genus.
For convenience in keeping the list of differentia reasonably small, to avoid unwieldiness of definition, care must be exercised in choosing the class. When a class which itself contains other possible classes is chosen, a long list of differentia will be necessary. It is well, therefore, to choose a relatively small class to begin with. For example, if I put the piano into the large class of musical instruments, I shall then be under the necessity of amassing sufficient differentia to set it apart from wind instruments whether of brass or wood, from instruments of percussion, and from other stringed instruments that do not use metal strings. If I restrict the class to stringed instruments, I thereby exclude the differentia of both wind instruments and instruments of percussion. If I further restrict the class, at the beginning, to instruments with metal strings, I need then to employ only such differentia as will set it off, perhaps, from instruments that do not have a sounding board for their metal strings. Such restriction of the class is advisable chiefly for purposes of economy of effort in discovering the differentia, and is usually accomplished, in expression, by preceding the class name with a limiting adjective or by using a limiting phrase. This adjective or this phrase is likely to be the expression of differentia among smaller classes, the differentia among individual members being stated more at length later in the definition.
The process of definition will be complete, then, when the subject of definition has been assigned to a class, which for convenience should be relatively small, and the qualities that distinguish the subject from other members of the class have been found.
The Two Main Classes of Definitions
Two main classes of definition exist: first, the rigidly logical, scientific kind such as is found in dictionaries, textbooks, and other such writings which are not concerned with emotional values; and second, the less rigid, more expanded, more informal kind which aims to please as well as to instruct, and which is found in essays and all forms of writing with a strong human appeal. The two kinds are alike in the presence of both genus and differentia; they differ chiefly in the presence, in the less formal, of the qualities of pleasingness and stimulation as opposed to the quality, in the formal, of scientific impersonality, cold intellectuality. For example, the Standard Dictionary defines a correspondent as "one who communicates by means of letters; specifically one who sends regular communications from a distant place to a newspaper or a business house." The author of the volume entitled Famous War Correspondents[14] defines, with much the same fundamental ideas, if not indeed exactly the same, a war correspondent as follows:
The war correspondent is a newspaper man assigned to cover a campaign. He goes into the field with the army, expecting to send his reports from that witching region known as "the front." He is a special correspondent commissioned to collect intelligence and transmit it from the camp and the battle ground. A non-combatant, he mingles freely with men whose business it is to fight. He may be ten thousand miles from the home office, but he finds competition as keen as ever it is in Fleet Street or Newspaper Row. He is engaged in the most dramatic department of a profession whose infinite variety is equalled only by its fascination. If he becomes a professional rather than an occasional correspondent, wandering will be his business and adventure his daily fare. Mr. A. G. Hales is of the opinion that the newspaper man who is chosen as a war correspondent has won the Victoria Cross of journalism.
For the making of a first-rate war correspondent there are required all the qualifications of a capable reporter in any other branch of the profession, and others besides. Perhaps it is true that the regular hack work of the ordinary newspaper man is the best training for the scribe of war. The men who had reported fires and train wrecks in American cities proved themselves able to describe vigorously and clearly the campaign in Cuba. William Howard Russell had been doing a great variety of descriptive writing before he was sent to the Crimea. The prime requisites for a satisfactory war correspondent are those fundamental to success in any kind of newspaper work, the ability to see straight, to write vividly and accurately, and to get a story on the wire.
Occasionally a brilliant workman appears from nowhere, the happy possessor of an almost uncanny intuition of movements and purposes. Such a man was Archibald Forbes. But Forbes, no less than the average special, had to have the physical capacity to march with the private soldier, to ride a hundred miles at a clip at top speed over rough country, to sleep in the open, to stand the heat of the desert and the cold of the mountain height, to endure hunger and thirst and all the deprivations of a hard campaign. Every correspondent at times must keep going until his strength is utterly spent. He must have the tenacity which does not yield to exhaustion until his messages are written and on the way to his paper. When the soldier ceases fighting, the correspondent's work is only begun. He needs also to have a degree of familiarity with the affairs of the present and the history of the past which will secure him the respect of the officers with whom he may associate. Along with the courage of the scout he should possess the suavity and tact of the diplomat, for he will have to get along with men of all types, and occasionally, indeed, his own influence may overlap into the field of international diplomacy. British correspondents, having covered many wars, small and great, since 1870, usually are acquainted with several languages, and often have acquired a knowledge of the technicalities of military science.
Of the two kinds of definition—formal and informal—you will more often have occasion to write the second. You must guard against the danger, in such writing, of allowing the interest to cloud the truth, of being led into inaccurate partial statements by your desire to please. At the root of every good definition is still the accurate statement of genus and differentia. It is chiefly of the second kind that we shall treat here. If you can write a definition that is pleasing and stimulating and also accurate, you can always boil it down into the more bald formal statement such as the dictionary offers. Whatever powers of grace or neatness in expression you possess, whatever powers of saying things in a pleasing manner, it is your privilege to employ in the writing of definitions.
General Cautions
For the sake of clearness and general effectiveness a few cautions need to be made. In the first place, be sure to exclude everything from your definition that does not properly belong in it. For example, if you define the aeroplane as a machine that journeys through the air under its own power, you include dirigible balloons, which are not aeroplanes. You must introduce both the characteristics of being heavier than air and of having a plane or planes before your definition can stand. You will make this exclusion by choosing both class and differentia with the greatest care.
In the second place, include everything that does properly belong in the definition. If you define a bridge as a roadway over a stream, either resting on piers or hanging on cables strung over towers, you exclude pontoon bridges certainly, and all bridges across dry chasms, if not other kinds. Not until you include all varieties of things crossed and all the methods of support and the various materials used will your definition be sound and complete. This does not mean that you will have to make an endless list of all possible forms, but that you will make a comprehensive statement which will allow of being distributed over all the different forms and kinds of bridges.
In the third place, use simple and familiar diction. Since the first purpose of a definition is to explain, one that is obscure or difficult makes confusion worse confounded. The famous—or notorious—definition which Dr. Johnson made of so simple a thing as network, "anything reticulated or decussated at equal distances with interstices between the intersections," is worse than useless because it positively throws dust upon a comparatively easy matter to perceive—unless the reader take time out for meditation. Remember that the Gettysburg Address and many of Shakespeare's sonnets are largely in words of one syllable. And then do not be afraid that you will be understood; the fire is always presumably somewhat more uncomfortable than the frying-pan.
In the fourth place, do not use the term that you are defining, or any derivative of it. When college freshmen, in mortal combat with a quiz question, define a description as something that describes, they use words that profit them nothing. That a cow is a cow is fairly obvious. The temptation to make this mistake, which, in the intellectual world, occupies the relative space of the saucy old advice, "Chase yourself round the block!" occurs usually when a long definition is being written, in which the writer forgets to keep the horizon clear, and finally falls into the formula x is x. To avoid yielding to such temptation, you will do well, after a definition is complete, to phrase it in a single sentence which shall include both differentia and genus, and in which you can easily discover the evil formula x is x. Bardolph, in Shakespeare's King Henry IV, yields to the temptation—for which we are glad as to humor but not made wise as to meaning—when Shallow puts him to the test:
Shallow: Better accommodated! it is good; yea, indeed, it is: good phrases are surely, and ever were, very commendable. Accommodated! it comes of accommodo: very good; a good phrase.
Bardolph: Pardon me, sir; I have heard the word. Phrase call you it? by this good day, I know not the phrase; but I will maintain the word with my sword to be a soldier-like word, and a word of exceeding good command, by heaven. Accommodated; that is, when a man is, as they say, accommodated; or when a man is, being, whereby 'a may be thought to be accommodated; which is an excellent thing.
In the fifth place, be sure that you define, and do not merely "talk about" the subject. Any amount of however interesting comment that fails to accomplish the two necessities of definition, statement of the genus and the differentia, is futile; it is not definition. This temptation, like the former one, will be overcome if you take the trouble to phrase the actual material of your definition in one sentence that really includes both genus and differentia. As a minor suggestion, do not begin your definition with the words, "X is when" or "X is where," unless you are defining either a unit of time or a place—and even then you will do well to avoid these too frequently used phrases.
Finally, do not make your definition too mechanical, too much lacking in real life. Thinking of how you must deal with genus and differentia, you are liable to be overwhelmed with the grim duty of being logical, and to forget that you should also be human, that people read definitions, as other kinds of writing, in the double hope of information and pleasure. No real antagonism exists between logic of the strictest kind and pleasurable presentation, as is proved by the examples quoted during the course of this chapter and at the end. While you remember your subject, remember also your reader; then you will be unlikely to make a dull definition.
Methods of Defining
You may use various methods of defining. Sometimes you will choose only one, and sometimes you will combine. There is no special virtue in one method more than another except as sometimes one happens to be more useful for a given case, as we shall see. In selecting your method, then, select on the basis of practical workability for the effect that you desire to create, adhering to one or using several as seems most effective.
a. The Method of Illustration
One of the most useful, natural, and easy methods is that of giving an example or illustration of the thing that is being defined. The great usefulness of this method lies in the stimulating quality that the concrete example always has. If you wish to define an abstract quality, for example, such as patriotism, or honor, or generosity, you will often find advantage, for the first, in calling up the figure of Washington, of Lincoln, of Cromwell; in citing, for the second, the case of some man who, after bankruptcy, has set himself to pay all his former debts, or of Regulus who, though he had the chance not to keep his promise to return to Carthage as prisoner, yet bade Rome farewell and returned to unspeakable torture; in presenting, for the third, a specific set of conditions, such as possession of only one dime, which is then shared with another person who is even less fortunate, or showing a known person, like Sir Philip Sidney, who, though at death's door on the field of battle, urged that the exquisite joy of cold water be given to a comrade who was even more terribly in need. In every one of these cases the quality under definition is presented in an easily grasped, concrete form that has the great advantage of human interest, of stimulating the reader's thought. That using such a method is natural is apparent as soon as we remember that we think largely in concrete forms, specific cases. That it is rather easy is obvious, because so many instances are always at hand to be used.
The danger in this method is that the example chosen will not be entirely fair. Such lack of fairness may occur if the example covers too little ground of the definition or if it too highly accentuates one phase of the subject of definition. If, for instance, you cite the example of the man who gave away his only pair of shoes, as an example of generosity, you may run the risk of making the reader think that nothing but an extreme act has the real stamp of the generous giver, or that generosity is expressed only in material ways, forgetting that it is generous to acknowledge a fault or to overlook unintended affront. To avoid this danger be sure that your example is fair and sufficiently comprehensive, and if it is not, choose other examples to add to it until you are convinced of the all-round fitness of your definition. In the following examples you may feel that Gissing does not wholly define poverty, whereas Shaw is more complete in his approach to defining ability that gives value for money, and Mr. Morman by taking a typical example and working it out arrives at complete understanding with perhaps less of piquant interest.
Blackberries hanging thick upon the hedge bring to my memory something of long ago. I had somehow escaped into the country and on a long walk began to feel mid-day hunger. The wayside brambles were fruiting; I picked and ate, and ate on, until I had come within sight of an inn where I might have made a good meal. But my hunger was satisfied; I had no need of anything more, and, as I thought of it, a strange feeling of surprise, a sort of bewilderment, came upon me. What! Could it be that I had eaten, and eaten sufficiently, without paying? It struck me as an extraordinary thing. At that time, my ceaseless preoccupation was how to obtain money to keep myself alive. Many a day I had suffered hunger because I durst not spend the few coins I possessed; the food I could buy was in any case unsatisfactory, unvaried. But here nature had given me a feast, which seemed delicious, and I had eaten all I wanted. The wonder held me for a long time, and to this day I can recall it, understand it.
I think there could be no better illustration of what it means to be poor in a great town.[15]
In business, as a rule, a man must make what he gets and something over into the bargain. I have known a man to be employed by a firm of underwriters to interview would-be insurers. His sole business was to talk to them and decide whether to insure or not. Salary, £4000 a year. This meant that the loss of his judgment would have cost his employers more than £4000 a year. Other men have an eye for contracts or whatnot, or are born captains of industry, in which cases they go into business on their own account, and make ten, twenty, or two hundred per cent where you or I would lose five. Or, to turn back a moment from the giants to the minnows, take the case of a woman with the knack of cutting out a dress. She gets six guineas a week instead of eighteen shillings. Or she has perhaps a ladylike air and a figure on which a mantle looks well. For these she can get several guineas a week merely by standing in a show-room letting mantles be tried on her before customers. All these people are renters of ability; and their ability is inseparable from them and dies with them. The excess of their gains over those of an ordinary person with the same capital and education is the "rent" of the exceptional "fertility." But observe, if the able person makes £100,000, and leaves that to his son, who, being but an ordinary gentleman, can get only from two and a half to four per cent on it, that revenue is pure interest on capital and in no sense whatever rent of ability.[16]
By "amortization" is meant the method of paying a debt by regular semi-annual or annual installments. To illustrate:
Suppose a farmer gives a mortgage on his farm of $1000, with interest at 5 per cent. In addition to the interest, he agrees to pay 2 per cent a year on the principal. This makes a total of 7 per cent a year, or a payment of $70, which may be paid in two semi-annual installments of $35 each. The first year's interest and payment on the principal are taken as the amount to be paid annually. But of the first payment, $50 represents the interest and $20 the payment on the principal. After the first year's payment, therefore, instead of owing $1000, the farmer owes only $980, with interest at 5 per cent.
For the sake of simplicity, let us suppose that payments are made annually. When the next time of payment comes round, the farmer pays his $70. Since his debt is less, the interest the second year amounts to $49 instead of $50, and therefore the payment on the principal is $21 instead of $20 as it was the first year. In the second year the debt is reduced to $959.
On the return of the third time of payment the farmer pays another $70, of which amount $47.95 represents the interest and $22.05 the payment on the principal. This reduces the farmer's mortgage debt to $936.95.
Now, this system of payment and method of reducing the debt continues until the mortgage has been lifted by a gradual process. Thus, while the annual payments are always the same, the amount of interest is always decreasing and the amount of the payments on the debt is always increasing. Consequently, the mortgage is paid off in ten to forty years according to the rate of payment on the loan that the debtor himself elects to pay when the contract is made. This is the simple principle of amortization, and it is recognized in Europe as the safest, easiest, and best method of reducing land-mortgage indebtedness hitherto conceived and put into practice.[17]
If, then, you have a subject that is abstract and perhaps difficult to understand in abstract explanation; if you wish, to stimulate your readers and make their reading pleasant; if, for any reason, you wish to write informally, then you may well decide to employ the useful, natural, and easy method of definition by illustration.
b. The Method of Comparison or Contrast
A second method, closely akin to that by illustration, is the method of defining by comparison or contrast. The value of this method lies in its liveliness and the ease with which it makes an idea comprehended. The liveliness derives largely from the usual presence of specific facts or things with which the subject of definition is compared or to which it is contrasted, and from the imaginative stimulus that perception of similarity in function creates. The implied definition of leader in politics in Lincoln's famous remark about changing political parties in war time, "Don't swap horses while crossing a stream," is not only true, but more, it is interesting. The ease of comprehension is due largely to employing the method of proceeding from the known to the unknown in that comparison is usually made to things already familiar. If contrast is used, there is the added interest of dramatic presentation found especially in oratorical definitions. Liveliness and ease in comprehension make this method a valuable one in addressing a popular or an unlearned body of readers; it presents the truth and it enlists interest. In the following examples you will not be aware of dramatic quality in the first but you will find picturesque qualities in both.
Lord Cromer describes a responsible statesman in a democracy as very much in the position of a man in a boat off the mouth of a tidal river. He long has to strive against wind and current until finally a favorable conjunction of weather and tide forms a wave upon which he rides safely into the harbor. There is an essential truth in this which no man attempting to play the part of leader in a democracy can forget except at his peril. Government by public opinion is bound to get a sufficient body of public opinion on its side. But withal it is manifestly the duty of a leader to help form a just public opinion. He must dare to be temporarily unpopular, if only in that way he can get a temporary hearing for the truths which the people ought to have presented to them. He is to execute the popular will, but he is not to neglect shaping it. It is his duty to be properly receptive, but his main striving ought to be that virtue should go out of him to touch and quicken the masses of his citizens. If their minds and imaginations are played upon with sufficient persistence and sufficient skill, they will give him back his own ideas with enthusiasm. A man who throws a ball against a wall gets it back again as if hurled by the dead brick and mortar; but the original impulse is in his own muscle. So a democratic leader may say, if he chooses, that he takes only what is pressed upon him by the people; but his function is often first to press it upon them.[18]
The quack novel is a thing which looks like a book, and which is compounded, advertised, and marketed in precisely the same fashion as Castoria, Wine of Cardui, Alcola, Mrs. Summers's free-to-you-my-sister Harmless Headache Remedy, Viavi Tablettes, and other patent medicines, harmful and harmless. As the patent medicine is made of perfectly well-known drugs, so the quack novel of course contains perfectly familiar elements, and like the medicine, it comes wrapped in superlative testimonials from those who say they have swallowed it to their advantage. Instead of "After twenty years of bed-ridden agony, one bottle of your Fosforo cured every ache and completely restored my manhood," we have "The secret of his powers is the same God-given secret that inspired Shakespeare and upheld Dickens." This, from the Philadelphia Sunday Dispatch, accompanies a quack novel by Mr. Harold Bell Wright, of whom the Portland, Oregon, Journal remarks, "It is this almost clairvoyant power of reading the human soul that has made Mr. Wright's books among the most remarkable works of the present age." Similar to that aroma of piety and charity which accompanies the quack medicines, an equally perceptible odor of sanctity is wafted to us with Mr. Wright; and just as imitators will make their boxes and bottles to resemble those of an already successful trade article, so are Mr. Wright's volumes given that red cloth and gold lettering which we have come to associate with the bindings of Mr. Winston Churchill's very popular and agreeable novels. Lastly—like the quack medicines—the quack novel is (mostly) harmful; not always because it is poisonous (though this occurs), but because it pretends to be literature and is taken for literature by the millions who swallow it year after year as their chief mental nourishment, and whose brains it saps and dilutes. In short, both these shams—the book and the medicine—win and bamboozle their public through methods almost identical.[19]
For complete truth you need to present both resemblance and difference. This necessity is apparent as soon as we remember that the differentia are of vital importance, that we understand the subject only when we see how it differs from other members of the same class. When these differences are obvious, of course they need no mention. But in defining wit and humor, for example, or immorality and unconventionality, we must know not only the parallelisms but also the divergencies. The best method of procedure is to discover in each of the subjects compared the vital things, the heart without which it could not exist, and then to observe how these work out in the particulars of the subject. In defining State and Nation in the following selection Mr. Russell takes care to show both resemblances and differences.
Nation is not to be defined by affinities of language or a common historical origin, though these things often help to produce a nation. Switzerland is a nation, in spite of diversities of race, religion, and language. England and Scotland now form one nation, though they did not do so at the time of our Civil War. This is shown by Cromwell's saying, in the height of the conflict, that he would rather be subject to the dominion of the royalists than to that of the Scotch. Great Britain was one state before it was one nation; on the other hand, Germany was one nation before it was one state. What constitutes a nation is a sentiment and an instinct—a sentiment of similarity and an instinct of belonging to the same group or herd. The instinct is an extension of the instinct which constitutes a flock of sheep, or any other group of gregarious animals. The sentiment which goes with this is like a milder and more extended form of family feeling. When we return to England after having been on the Continent, we feel something friendly in the familiar ways, and it is easy to believe that Englishmen on the whole are virtuous while many foreigners are full of designing wickedness.
Such feelings make it easy to organize a nation into a state. It is not difficult, as a rule, to acquiesce in the orders of a national government. We feel that it is our government, and that its decrees are more or less the same as those which we should have given if we ourselves had been the governors. There is an instinctive, and usually unconscious, sense of a common purpose animating the members of a nation. This becomes especially vivid when there is a war or a danger of war. Any one who, at such a time, stands out against the orders of his government feels an inner conflict quite different from any that he would feel in standing out against the orders of a foreign government, in whose power he might happen to find himself. If he stands out, he does so with a more or less conscious hope that his government may in time come to think as he does; whereas, in standing out against a foreign government, no such hope is necessary. This group instinct, however it may have arisen, is what constitutes a nation, and what makes it important that the boundaries of nations should also be the boundaries of states.[20]
c. The Method of Division
A third method, often used, and similar in its general form to analysis, divides the subject into its various headings, the sum of which must equal the whole. This method differs from analysis, perhaps, in that it treats the subject throughout as a unit rather than as a congregation of parts. This method may be used to define a subject like mathematics, in stating that it is the pure science which includes arithmetic, algebra, geometry, etc., or to define a quality like patriotism, by enumerating the qualities that patriotism has. These qualities may be, also, the uses to which the subject can be put, as in defining a tool or a machine. The method consists in establishing the genus and then, from a mental map of the subject, selecting the various parts that constitute the whole, whether these parts be of physical extent, as in defining the United States by giving the various sections of the country, or of spiritual significance, as in defining an honest man by stating the qualities that he should possess.
One danger from this method is lack of completeness; great practical value attaches here to the caution to be sure that the definition includes all that properly belongs under it. Another danger is in the temptation to "talk about" the subject without actually defining it, merely saying some pleasant things and then ceasing. The caution against this danger in general must be remembered. Properly used, this method, though it is sometimes rather formal, should result in great clearness through completeness of definition. The following celebrated definition of a "classic" is a good example of compact definition by this method, and the definition of "moral atmosphere" of a more leisurely, informal breaking-up.
A classic is an author who has enriched the human mind, who has really added to its treasure, who has got it to take a step further; who has discovered some unequivocal moral truth, or penetrated to some eternal passion, in that heart of man where it seemed as though all were known and explored, who has produced his thought, or his observation, or his invention, under some form, no matter what, so it be large, great, acute, and reasonable, sane and beautiful in itself; who has spoken to all in a style of his own, yet a style which finds itself the style of everybody,—in a style that is at once new and antique, and is the contemporary of all ages.[21]
The moral atmosphere of the office was ideal. I mean more in the extended and not alone in our specific English sense, though in the latter it was even perhaps more marked. There was not only no temporizing, compromising, compounding with candor, in either major matters or trifling; there was no partiality or ingenuity or bland indifference by which the devil may be, and so often is, whipped round the stump. There was in the Nation's field and conception of its function no temptation to anything of this sort, to be sure, which consideration may conceivably qualify its assessment of merit on the Day of Judgment—a day when we may hope the sins of daily journalism will, in consequence of the same consideration, be extended some leniency—but certainly cannot obscure the fact of its conspicuous integrity. There were people then—as now—that complained of its fairness; which involved, to my mind, the most naïve attitude imaginable, since it was the Nation's practice that had provided the objector with his criterion of fairness in journalism. Of course he might assert that this was only a way of saying that the paper made extraordinary claims which in his estimation it failed to justify; but this was verbiage, the fact being as I have stated it.
But I also mean by moral atmosphere the peace, the serenity, the gentleness, the self-respect, the feeling of character, that pervaded the office. We seemed, to my sense, so recently filled with the reactions of Park Row phenomena, "to lie at anchor in the stream of Time," as Carlyle said of Oxford—which, actually, we were very far from doing; there was never any doubt of the Nation's being what is now called a "live wire," especially among those who took hold of it unwarily—as now and then some one did. Mr. Garrison shared the first editorial room with me. Mr. Godkin had the back office. The publication offices were in front, occupied by the amiable Mr. St. John and his staff, which included a gentle and aristocratic colored bookkeeper who resembled an East Indian philosopher—plainly a Garrisonian protégé. The silence I especially remember as delightful, and I never felt from the first the slightest constraint; Mr. Garrison had the courtesy that goes with active considerateness. The quiet was broken only by the occasional interchange of conversation between us, or by the hearty laugh of Mr. Godkin, whose laugh would have been the most noteworthy thing about him if he had not had so many other noteworthy characteristics; or by a visit now and then from Arthur Sedgwick, in my time not regularly "on" the paper, who always brought the larger world in with him (the office was perhaps a little cloistral as a rule), or the appearance of Earl Shinn with his art or dramatic criticism—both the best written, if not also the best we have ever had in this country, and the latter so distinguished, I think, as to be unique.
Of course, there were visitors, contributors and candid friends, but mainly we worked in almost Quakerish tranquillity five days in the week during my incumbency.[22]
d. The Method of Repetition
A fourth method, which may be used in connection with any other, consists in repeating the definition over and over in different words, from different points of view, driving home by accumulated emphasis. The value of this method lies in its feeling of absolute sureness in the reader's mind: once completed, the definition seems quite settled, quite tamped down, quite clinched. It is a difficult method to employ, for the writer is in great danger of saying exactly the same thing again and again, forgetting to assume different points of view. From such a definition tediousness is of course the result. The subjects treated by this method are likely to be abstract matters upon which light is shed from various angles, as if one poured spot lights from all sides upon some object which remains the same but which delivers up all its phases. Emerson often used this method, as in the following example where both the method of repetition and that of comparison are used:
The two parties which divide the state, the party of Conservatism and that of Innovation, are very old, and have disputed the possession of the world ever since it was made.... It is the counteraction of the centripetal and the centrifugal forces. Innovation is the salient energy; Conservatism the pause on the last movement. "That which is was made by God," says Conservatism. "He is leaving that, he is entering this other," enjoins Innovation.
There is always a certain meanness in the argument of conservatism, joined with a certain superiority in its fact. It affirms because it holds. Its fingers clutch the fact, and it will not open its eyes to see a better fact. The castle which conservatism is set to defend is the actual state of things, good and bad. The project of innovation is the best possible state of things. Of course conservatism always has the worst of the argument, is always apologizing, pleading a necessity, pleading that to change would be to deteriorate: it must saddle itself with the mountainous load of the violence and vice of society, must deny the possibility of good, deny ideas, and suspect and stone the prophet; whilst innovation is always in the right, triumphant, attacking, and sure of final success. Conservatism stands on man's confessed limitations, reform on his indisputable infinitude; conservatism on circumstance, liberalism on power; one goes to make an adroit member of the social frame, the other to postpone all things to the man himself; conservatism is debonair and social, reform is individual and imperious. We are reformers in the spring and summer, in autumn and winter we stand by the old; reformers in the morning, conservers at night. Reform is affirmative, conservatism negative; conservatism goes for comfort, reform for truth. Conservatism is more candid to behold another's worth; reform more disposed to maintain and increase its own. Conservatism makes no poetry, breathes no prayer, has no invention; it is all memory. Reform has no gratitude, no prudence, no husbandry. It makes a great difference to your figure and your thought whether your foot is advancing or receding. Conservatism never puts the foot forward; in the hour when it does that, it is not establishment, but reform. Conservatism tends to universal seeming and treachery, believes in a negative fate; believes that men's temper governs them; that for me it avails not to trust in principles, they will fail me, I must bend a little; it distrusts nature; it thinks there is a general law without a particular application,—law for all that does not include any one. Reform in its antagonism inclines to asinine resistance, to kick with hoofs; it runs to egotism and bloated self-conceit; it runs to a bodiless pretension, to unnatural refining and elevation which ends in hypocrisy and sensual reaction.
And so, while we do not go beyond general statements, it may be safely affirmed of these two metaphysical antagonists, that each is a good half but an impossible whole. Each exposes the abuses of the other, but in a true society, in a true man, both must combine.[23]
e. The Method of Elimination
Two methods, which are perhaps less frequently found, but which are none the less useful, remain to be mentioned. The first is the method of elimination, that is, the method of defining a thing by telling what it is not, by eliminating all things with which it might become confused. This method is of great value in defining an idea which is often considered to mean what it actually does not. By shutting out the erroneous interpretations, one by one, the errors are finally disposed of. This method is most effective when not only are the wrong interpretations excluded, but the correct idea, interpretation, is positively stated at some point. If this is not done there lingers in the reader's mind a taint of suspicion that either the author did not know exactly the correct meaning, or that the subject is really too difficult to bear real definition. And with a reader who does not think clearly in original ways a positive statement is almost essential lest he be unable to tell what the subject really is, after all, being unable to supply the residue after the process of elimination has been completed. Following this method Mr. Cross defines Socialism by showing that it is not anarchy, is not single tax, is not communism, and is not other systems with which it is often confused. The result is to leave socialism standing out by itself with clearness. In the following definition of college spirit the author has followed the method of elimination to clear away the haze that in many minds surrounds the subject:
College spirit is like ancestry: we are all supposed to have it, but few of us know intimately what it is. The freshman in whose heart beats desire to show loyalty, the graduate whose pulse stirs as the train nears the "little old college," the alumnus who unties his purse-strings at the clarion call of a deficit—do these show loyalty by mere desire or by deeds? And if by deeds, by what kind of action shall their loyalty be determined?
In the first place, college spirit is not mere voice culture. The man who yells until his face is purple and his throat is a candidate for the rest cure is not necessarily displaying college spirit—though he may possess it. Yelling is not excluded; it is merely denied the first place. For, to parody Shakespeare, a man can yell and yell and still be a college slacker. Cheering, indiscriminate noise making, even singing the college song with gusto at athletic games—none of these will stamp a man as necessarily loyal. Nor will participation in athletic sports or in "college activities" of other natures be sufficient to declare a man, for the participation may be of a purely selfish nature. The man who makes a record in the sprints chiefly for his own glory, or the man who edits the college paper because by so doing he can "make a good thing out of it" for himself, is not possessed of true college spirit, for college spirit demands more than mere selfishness. In the same way, taking part in celebrations, marching down Main Street with a flag fluttering round his ears, a sunflower in his buttonhole, an inane grin on his face, a swagger in his gait, and a determination to tell the whole world that his "dear old Alma Mater" is "the finest little college in the world"—this, too, is without avail, though it is not necessarily opposed to college spirit. For this exhibition, also, is largely selfish. Likewise, becoming a "grind," removing one's self from the human fellowship that college ought to furnish in its most delightful form, and becoming determined to prepare for a successful business career without regard to the warm flow of human emotion through the heart—this is not college spirit. All these harmless things are excluded because they are primarily selfish, and college spirit is primarily opposed to selfishness.
True college spirit is found in the man whose heart has warmed to the love of his college, whose eyes have caught the vision of the ideals that the college possesses, whose brain has thought over and understood these ideals until they have become very fibre of his being. This man will yell not for the selfish pleasure of wallowing in sentimentality, but for the solid glory of his college; will run and leap, will edit the paper with the desire to make and keep the college in the front rank of athletic, social, and intellectual life; will study hard that the college may not be disgraced through him; will conduct himself like a gentleman that no one may sneer at the institution which has sponsored him; will resent any slurs upon the fair name of the college; will be willing to sacrifice himself, his own personal glory, for the sake of the college; will be willing to give of his money and his time until, perhaps, it hurts. And above all, he will never forget the gleam of idealism that he received in the old halls, the vision of his chance to serve his fellows. The man who does these things, who thinks these things, has true college spirit.
f. The Method of Showing Origin, Cause, Effect
The other of these two methods is that of defining by showing the origin or causes of the subject or by showing its effects. If we can be made to see what forces went to the making of anything, or what has resulted from it, we shall have a fairly clear idea of the nature of the thing. Thus we may perhaps best understand the nature of cabinet government by showing how the system came into being, what need it filled, what forces produced it. The same method might make clear primitive Greek drama, the Hanseatic League, fertilization of land, the Federal Reserve System of Banking, the modern orchestra. And by showing the effects we might define such matters as the Montessori method of education, the Feudal System, anarchy, militarism. The writer of a definition after this method needs to take care that when he has shown the various causes or effects, he surely binds them somehow together and vitally to the subject of definition. There must be no dim feeling in the mind of the reader that, after all, the subject is not yet clearly limned, not yet set off from other things. The definition which follows makes clear the origin of the mechanical engineer, and by showing what he does, what need there was for him, what lack he fills, makes clear what he is.
The period of systematic and scientific power development is coincident with the true progress of the most basal of the several branches of natural philosophy, chemistry, physics, mechanics, thermodynamics, and the theory of elasticity of materials of construction; and there is no doubt that the steam engine, which was designed and built by workmen before these were formulated, attracted the attention of philosophers who, in attempting to explain what took place in it, created a related body of principles by which future development was guided, and which are now the fundamental bases for the design of the future. Those men who became familiar with the natural sciences, and also with the shop methods of making machinery, and who brought both to bear on the problem of the production of machinery for specified conditions, combining the special knowledge of the scientist and the shop mechanic, were the first mechanical engineers; and the profession of mechanical engineering, which is the term applied to this sort of business, was created out of the efforts to improve power systems, so as to make them more efficient and adapted to all classes of service, and to render that service for the least cost.[24]
Emerson makes a definition of the civilization of America in the following selection wherein he describes the effect of American society and life upon the individual.
The true test of civilization is, not the crops, not the size of cities, not the census,—no, but the kind of man the country turns out. I see the vast advantages of this country, spanning the breadth of the temperate zone. I see the immense material prosperity,—towns on towns, states on states, and wealth piled in the massive architecture of cities: California quartz, mountains dumped down in New York to be repiled architecturally alongshore from Canada to Cuba, and thence westward to California again. But it is not New York streets, built by the confluence of workmen and wealth of all nations, though stretching out toward Philadelphia until they touch it, and northward until they touch New Haven, Hartford, Springfield, Worcester, and Boston,—not these that make the real estimation. But when I look over this constellation of cities which animate and illustrate the land, and see how little the government has to do with their daily life, how self-helped and self-directed all families are,—knots of men in purely natural societies, societies of trade, of kindred blood, of habitual hospitality, house and house, man acting on man by weight of opinion, of longer or better-directed industry; the refining influence of women, the invitation which experience and permanent causes open to youth and labor: when I see how much each virtuous and gifted person whom all men consider, lives affectionately with scores of people who are not known far from home, and perhaps with greatest reason reckons these people his superiors in virtue and in the symmetry and force of their qualities,—I see what cubic values America has, and in these a better certificate of civilization than great cities or enormous wealth.[25]
These, then, are the various methods that are in common use. The list might be extended, but perhaps enough varieties have been discussed to be of practical value. The choice of method will depend on the result that the writer wishes to accomplish; at times he will wish to please the reader's fancy with an illustration, and again he may wish to contrast the subject to something else. If at any time more methods than one are useful, there is not the slightest objection to combining; in fact, most definitions of any length will be found to have more than one method employed. Remember that the methods were made for you, not you for the methods. And so long as you make your subject clear, so long as you set it off by itself in a class, distinct from other members of the class, you can be sure of the value of your definition.
EXERCISES
- Discover the restricting adjectives or phrases that will reduce the
number of differentia required by the genus in the following definitions:
- Vaudeville is an entertainment.
- Pneumonia is a disease.
- The Browning gun is a machine.
- Landscape gardening is an occupation.
- Smelting is an operation.
- Lyrics are writing.
- A college diploma is a statement by a body of men.
- Rotation of crops is a system.
- The Republican party is an organization.
- Anglo-Saxon is a language.
- An axe is a tool.
- A printing press is a steel structure.
- A hair-net is weaving.
- Literature is writing.
- Militarism is an attitude of mind.
- Write a definition of any of the following, showing how the subject
has shifted its genus by its development, as the clearing-house (page [75])
has.
- The Temperance Movement (sentimental crusade; sensible campaign for efficiency).
- War.
- Incantation (means of salvation; curiosity).
- Household Science (drudgery; occupation).
- Aristocracy (through physical strength; through birth; through property).
- Justice (B.C.; A.D.).
- Chemistry (magic; utility).
- The Presidency of the United States (as changed by Mr. Wilson's procedure with Congress).
- The Theater (under Puritan and Cavalier).
- Electricity (curiosity; fearsome thing; utility).
- Of course any one of these ten subjects can be defined with a
changeless genus, but such a genus is likely to be in the realm of the
abstract, pretty thoroughly divorced from practical life.
- Laziness is the state of being disinclined to action or exertion; averse to labor; indolent; idle; slothful.
- Efficiency is the quality of being efficient, of producing an effect or effects; efficient power or action.
- A department store is a store keeping a great variety of goods which are arranged in several departments, especially one with dry goods as the principal stock.
- Metabolism is the sum of the processes concerned in the building up of protoplasm and its destruction incidental to the manifestation of vital phenomena; the chemical changes proceeding continually in living cells, by which the energy is provided for the vital processes and activities and new material is assimilated to repair the waste.
- Judgment is the faculty of judging or deciding rightly, justly, or wisely; good sense; as, a man of judgment; a politician without judgment.
- Puddling is the art or process of converting cast iron into wrought iron, or, now rarely, steel by subjecting it to intense heat and frequent stirring in a reverberatory furnace in the presence of oxidizing substances, by which it is freed from a portion of its carbon and other impurities.
- Overhead cost is the general expenses of a business, as distinct from those caused by particular pieces of traffic.
- A joke is something said or done for the sake of exciting a laugh; something witty or sportive (commonly indicating more of hilarity or humor than jest).
- A diplomat is one employed or skilled in the art and practice of conducting negotiations between nations, as in arranging treaties; performing the business or art of conducting international discourse.
- A visionary is one who relies, or tends to rely, on visions, or impractical ideas, projects, or the like; an impractical person.
- An entrepreneur is an employer in his character of one who assumes the risk and management of business.
- Loyalty is fidelity to a superior, or to duty, love, etc.
- A prig is one narrowly and self-consciously engrossed in his own mental or spiritual attainments; one guilty of moral or intellectual foppery; a conceited precisian.
- Heresy is an opinion held in opposition to the established or commonly received doctrine, and tending to promote division or dissension.
- Eugenics is the science of improving stock, whether human or animal, or of improving plants.
- From the following definitions taken from Webster's New International
Dictionary construct definitions of a more amplified,
pleasing nature, after the manner of the definition of war correspondents.
- Literature.
- Living wage.
- Capillary attraction.
- Sympathy.
- Classicism.
- Inertia.
- Fodder.
- Religion.
- Introspection.
- Individuality.
- Finance.
- Capital.
- Soil physics.
- Progress.
- Narrow-mindedness.
- Compare the definitions of the following which you find in the Century Dictionary, the Standard Dictionary, the Webster's New International Dictionary and the New English Dictionary; find the common elements, and make a definition of your own.
- Look up the definitions of the following terms and estimate the resulting
amount of increase in your knowledge of the subject which includes
the terms. Do you find any stimulus toward thinking about the subject?
What would you say, as the result of this investigation, about
the value of definitions? What does Coleridge mean by his statement
"Language thinks for us"?
- Beauty is its own excuse for being.
- Virtue is its own reward.
- 1. Religion:
- awe, reverence, duty, mystery, peace, priest, worship, loyalty, prayer, supplication, trust, divinity, god, service, church, temple, heaven, fate.
- 2. Socialism:
- In view of the fact that Gissing uses so slight an illustration to fix his ideal, what makes the definition valuable? Compare the value of this definition with another of the same subject such as you might find in a text on Sociology or Economics.
- Define by illustration any of the following: Homesickness, Jealousy, Despair, Discouragement, Vulgarity, Opulence, Misery, Cheapness, Tenacity, Anger, Adaptability, Man of action, Man of executive ability, Statesman, Ward boss, Man of learning, Luck, Courage, Business success, "Bonehead Play," Political shrewdness, The "College Widow," Perfect technique, Up-to-date factory, Social tact, A Snob, "Some Kid," Other-worldliness, A Gentleman, A Lady, A "real meal," A fighting chance, Good breeding, A "Social climber," Community music, Poetic justice, A wage-slave, A political ring, Good team-work, Elasticity of mind, Bigotry.
- How far is definition by illustration concerned with morality? Could you, for example, so illustrate courage as to seem to exclude a really courageous person? What necessity in employing this method does your answer to the preceding question indicate?
- Define any of the following: The ideal leader of the "gang," The ideal ward boss, The ideal town librarian, The ideal teacher, The ideal military general, captain, corporal, The ideal headwaiter, The ideal foreman in a factory, The ideal soda-clerk, The ideal athletic coach, The ideal intellectual leader, The ideal orchestra conductor, The ideal mayor, The ideal "boss" in a steel mill, on a farm, of an engineering gang, of cotton pickers, of lumberjacks.
- Is the definition of a Responsible Statesman any the less sound because the differentia are duties rather than facts? Write a theme explaining why an executive too far "ahead of his times" fails of immediate results.
- In the manner of the definition of Amortization, write a definition of the following: Collective buying, Sabotage, Montessori method of education, Dry cleaning, Dry farming.
- property, social classes, economic rights, capital, labor, wages, the masses, aristocracy, envy, self-respect, economic distribution, labor union, boycott, strike, lock-out, materialism, profit-sharing.
- 3. Ability:
- Autocracy and Democracy.
- Fame and Notoriety.
- Cribbing and Lying.
- Immorality and Unconventionality.
- Musician and Music Lover.
- Popularity and Cheapness.
- Enthusiast and Crank.
- An Irish Bull and a Paradox.
- Puppy Love and Real Love.
- Boiling and Broiling.
- Honesty and Truthfulness.
- White Lies and Falsehoods.
- Liberty and License.
- Wages and Unearned Increment.
- Knowledge and Scholarship.
- Religion and Superstition.
- Broadmindedness and Spinelessness.
- Architecture and Architectural Engineering.
- Socialism and Anarchy.
- Wit and Humor.
- Enough and Sufficient.
- Genetic Heredity and Social Heredity.
- Lying and Diplomacy.
- Theology and Religion.
- Force, Energy, and Power.
- Sanitary Engineers and Plumbers.
- Business, Trade, and Commerce.
- "Kidding" and Taunting.
- Eminence and Prominence.
- Realism and Romanticism.
- Kinetic and Potential Energy.
- Popular and Permanent Literature.
- A "Gentleman Farmer" and a Producer.
- An Employer and a Slave-driver.
- A Practical Joke and a "Mean Trick."
- genius, wit, talent, insight, judgment, perseverance, logic, imagination, originality, intellectuality, vitality.
- The scholarly atmosphere of a university.
- The business atmosphere of the Stock Exchange.
- The holy atmosphere of a large church.
- The inhuman atmosphere of an ordinary criminal court.
- The human atmosphere of a reunion (of a class, a family, a group of friends).
- The majestic atmosphere of Niagara Falls.
- The beautiful atmosphere of a pond of skaters.
- The
- The calm atmosphere of a dairy farm.
- 4. Music:
- sound, rhythm, melody, harmony, orchestra, interval (musical), key, beat, tonic, modulation, musical register, polyphony, monophony, sonata, oratorio, musical scale, diatonic, chromatic, tempo.
- 5. Democracy:
- Life is one long process of getting tired.
- Life is the distribution of an error—or errors.
- Life is eight parts cards and two parts play; the unseen world is made manifest to us in the play.
- Life is the art of drawing sufficient conclusions from insufficient premises.
- The body is but a pair of pincers set over a bellows and a stewpan and the whole fixed upon stilts.
- Morality is the custom of one's country and the current feeling of one's peers. Cannibalism is moral in a cannibal country.
- Heaven is the work of the best and kindest men and women. Hell is the work of prigs, pedants and professional truth-tellers. The world is an attempt to make the best of both.
- Going to your doctor is having such a row with your cells that you refer them to your solicitor. Sometimes you, as it were, strike against them and stop their food, when they go on strike against yourself. Sometimes you file a bill in chancery against them and go to bed.[33]
- independence, suffrage, representation, equality, popular, coöperation.
- Are the two statements which follow definitions? If not, why not? What would be the effect of the use of definitions of this type in argument? Write a defining theme with such a definition as its nucleus, and test its value.
- In the following definitions[26] what are the genera? Are the definitions fair? How would you criticize them in general? Write a theme using the differentia noted, and trying to catch in the theme the spirit that is shown in the lists.
- Highbrow: Browning, anthropology, economics, Bacon, the up-lift, inherent sin, Gibbon, fourth dimension, Euripides, "eyether," pâté de fois gras, lemon phosphate, Henry Cabot Lodge, Woodrow Wilson.
- Low-highbrow: Municipal government, Kipling, socialism, Shakespeare, politics, Thackeray, taxation, golf, grand opera, bridge, chicken à la Maryland, "eether," stocks and bonds, gin rickey, Theodore Roosevelt, chewing gum in private.
- High-lowbrow: Musical comedy, euchre, baseball, moving pictures, small steak medium, whiskey, Robert W. Chambers, purple socks, chewing gum with friends.
- Lowbrow: Laura Jean Libbey, ham sandwich, haven't came, pitch, I and her, melodrama, hair oil, the Duchess, beer, George M. Cohan, red flannels, toothpicks, Bathhouse John, chewing gum in public.
- Expand the following definition[27] into a theme, using the combined methods of illustration and comparison. What is the value of having the heart of the definition stated before the theme is begun?
- The worthy artist or craftsman is he who serves the physical and moral senses by feeding them with pictures, musical compositions, pleasant houses and gardens, good clothes and fine implements, poems, fictions, essays, and dramas which call the heightened senses and ennobled faculties into pleasurable activity. The great artist is he who goes a step beyond the demand, and, by supplying works of a higher beauty and a higher interest than have yet been perceived, succeeds, after a brief struggle with its strangeness, in adding this fresh extension of sense to the heritage of the race.
- See "Poverty" (page [84]).
- What is the chief value of the following selection as a real definition? Which is of greater value, this selection or the kind of definition that would be found in a text on geography?
- Define, in a manner similar to that of the selection: New England, The Middle West, The "Old Dominion," "The Cradle of Liberty," "Gotham," The "Gold Coast," "Dixie," "The Old South," "The Auld Sod," "The Corn Belt," "The Wheat Belt," The Anthracite Region, The Land of Big Game, "The Land of Heart's Desire," "The Cockpit of Europe," "The Vacation Land."
- Between the Seine and the Rhine lay once a beautiful land wherein more history was made, and recorded in old monuments full of grace and grandeur and fancy, than in almost any other region of the world. The old names were best, for each aroused memory and begot strange dreams: Flanders, Brabant, the Palatinate; Picardy, Valois, Champagne, Franche-Comté; Artois, Burgundy, and Bar. And the town names ring with the same sonorous melody, evoking the ghosts of a great and indelible past: Bruges, Ghent, Louvain, and Liége; Aix-la-Chapelle, Coblenz, and Trêves; Ypres and Lille, Tournai and Fontenoy, Arras and Malplaquet; Laon, Nancy, Verdun, and Varennes; Amiens, Soissons, and Reims. Cæsar, Charlemagne, St. Louis, Napoleon, with proconsuls, paladins, crusaders, and marshals unnumbered; kings, prince-bishops, monks, knights, and aureoled saints take form and shape again at the clang of the splendid names.
- It is not a large land, this Heart of Europe; three hundred and fifty miles, perhaps, from the Alps to the sea, and not more than two hundred and fifty from the Seine at Paris to the Rhine at Cologne; half the size, shall we say, of Texas; but what Europe was for the thousand years following the fall of Rome, this little country—or the men that made it great—was responsible. Add the rest of Normandy, and the spiritual energy of the Holy See, and with a varying and sometimes negligible influence from the Teutonic lands beyond the Rhine, and you have the mainsprings of mediævalism, even though for its full manifestation you must take into account the men in the far countries of the Italian peninsula and the Iberian, in France and England, Bavaria, Saxony, Bohemia.[28]
- Note the two selections that follow, in comparison with the definitions of a responsible statesman and quack novels on pages [87] and [88], and write a definition of any of the following groups, using the method of comparison and contrast.
- A sale of personal property is the transfer of its general ownership from one person to another for a price in money. It is almost always the result of a contract between the seller and the buyer. If the contract provides for the transfer of ownership at once the transaction is called "a present sale," or "a bargain and sale," or "an executed contract of sale." If it provides for the transfer of ownership at some future time it is called "a contract to sell," or "an executory contract of sale."
- The business transaction most nearly resembling a sale is that of barter, or the transfer of one article of personal property for another, as when A and B trade horses, or wagons, or oats, or cows. It differs from a sale only in this, that the consideration for each transfer is the counter-transfer of a chattel instead of money. Next to barter in its likeness to sale is a mortgage of personal property, usually called a chattel mortgage. This, in form, is a sale, but it contains a proviso that if the mortgagor pays a certain amount of money, or does some other act, at a stipulated time, the sale shall be void. Even though the mortgagor does not perform the act promised at the agreed time, he still has the right to redeem the property from the mortgage by paying his debt with interest. In other words, a chattel mortgage does not transfer general ownership, or absolute property in the chattels, while a sale does.
- A sale differs from a bailment.... The former is the transfer of title to goods, the latter of their possession. A bailee undertakes to restore to the bailor the very thing bailed, although it may be in a changed form, while the buyer is to pay money to the seller for the subject-matter of their contract.[29]
- The familiar distinction between the poetic and the scientific temper is another way of stating the same difference. The one fuses or crystallizes external objects and circumstances in the medium of human feeling and passion; the other is concerned with the relations of objects and circumstances among themselves, including in them all the facts of human consciousness, and with the discovery and classification of these relations. There is, too, a corresponding distinction between the aspects which conduct, character, social movement, and the objects of nature are able to present, according as we scrutinize them with a view to exactitude of knowledge, or are stirred by some appeal which they make to our various faculties and forms of sensibility, our tenderness, sympathy, awe, terror, love of beauty, and all the other emotions in this momentous catalogue. The starry heavens have one side for the astronomer, as astronomer, and another for the poet, as poet. The nightingale, the skylark, the cuckoo, move one sort of interest in an ornithologist, and a very different sort in a Shelley or a Wordsworth. The hoary and stupendous formations of the inorganic world, the thousand tribes of insects, the great universe of plants, from those whose size and form and hue make us afraid as if they were deadly monsters, down to "the meanest flower that blows," all these are clothed with one set of attributes by scientific intelligence, and with another by sentiment, fancy, and imaginative association.[30]
- Is the following selection properly a definition by the method of comparison? What is defined? Are the general statements that serve as background true? In how far does the whole selection depend for its validity upon the truth of these general statements?
- There is a difference between boys and men, but it is a difference of self-knowledge chiefly. A boy wants to do everything because he does not know he cannot; a man wants to do something because he knows he cannot do everything; a boy always fails, and a man sometimes succeeds because the man knows and the boy does not know. A man is better than a boy because he knows better; he has learned by experience that what is a harm to others is a greater harm to himself, and he would rather not do it. But a boy hardly knows what harm is, and he does it mostly without realizing that it hurts. He cannot invent anything, he can only imitate; and it is easier to imitate evil than good. You can imitate war, but how are you going to imitate peace? So a boy passes his leisure in contriving mischief. If you get another fellow to walk into a wasp's camp, you can see him jump and hear him howl, but if you do not, then nothing at all happens. If you set a dog to chase a cat up a tree, then something has been done; but if you do not set the dog on the cat, then the cat just lies in the sun and sleeps and you lose your time. If a boy could find out some way of doing good, so that he could be active in it, very likely he would want to do good now and then; but as he cannot, he very seldom wants to do good.[31]
- Does the style of the definition of moral atmosphere (page [9]) fit well with the subject? Would the definition be more effective if written in a more formal style?
- Define:
- {
- inspiring
overpowering
brutal
beautiful - }
- atmosphere of a steel mill.
- Does the following selection serve to define honor as too difficult of attainment, as too closely bound up with fighting? Is any definition of privilege implied? Define honor as taught in a college and honor as taught in the business world. Can a State University afford to maintain the kind of honor that forces it to "remain loyal to unpopular causes and painful truths"? Is the honor that seeks "to maintain faith even with the devil" foolish? Write a report on the state of honor in your college or university such as Washington or Lincoln would have written after investigating conditions in the student politics of the institution, or conditions in examinations and quizzes.
- Honor, perhaps because it is associated in the public mind with old ideas of dueling and paying gambling debts, and in general with the habits, good and bad, of a privileged class, is not in high repute with a modern industrial community, where bankruptcy laws, the letter of the statute book, the current morality of an easy-going, good-natured, success-loving people, mark out a smoother path. But the business of a college is not to fit a boy for the world, but to fit him to mould the world to his ideal. Honor is not necessarily old-fashioned and antiquated; it will adapt itself to the present and to the future. If it is arbitrary, or at least has an arbitrary element, so are most codes of law. If honor belongs to a privileged class, it is because it makes a privileged class; a body of men whose privilege it is to speak out in the scorn of consequence, to keep an oath to their own hurt, to remain loyal to unpopular causes and painful truths, to maintain faith even with the devil, and not swerve for rewards, prizes, popularity, or any of the blandishments of success. Because it is arbitrary, because it has rules, it needs to be taught. To teach a code of honor is one of the main purposes of education; a college cannot say, "We teach academic studies," and throw the responsibility for honor on parents, on preliminary schools, on undergraduate opinion, on each boy's conscience. Honor is taught by the companionship, the standards, the ideals, the talk, the actions of honorable men; it is taught by honoring honorable failure and turning the back on all manner of dishonorable success.[32]
- Define, by showing the origin, any of the following:
- Highway Engineering, The County Agricultural Adviser, Customs Officer, A private secretary, The linotype machine, National public opinion, The Federal Reserve Board, The "Spoils System," The American Federation of Labor, American "Moral Leadership" in 1918, The Caste System, The mechanical stoker, The canal lock, The trial balance sheet, The Babcock Test.
- Are the following statements true definitions? Wherein does their worth consist? What causes any weakness that they may have?
- In the light of the following definition of Superiority of Status write a definition of any of the following: Superiority of birth, Superiority of training, Superiority of vitality, Superiority of environment, Superiority of patronage.
- There is another sort of artificial superiority which also returns an artificial rent: the superiority of pure status. What are called "superiors" are just as necessary in social organization as a keystone is in an arch; but the keystone is made of no better material than any other parts of a bridge; its importance is conferred upon it by its position, not its position by its importance. If half-a-dozen men are cast adrift in a sailing-boat, they will need a captain. It seems simple enough for them to choose the ablest man; but there may easily be no ablest man. The whole six, or four out of the six, or two out of the six, may be apparently equally fit for the post. In that case, the captain must be elected by lot; but the moment he assumes his authority, that authority makes him at once literally the ablest man in the boat. He has the powers which the other five have given him for their own good. Take another instance. Napoleon gained the command of the French army because he was the ablest general in France. But suppose every individual in the French army had been a Napoleon also! None the less a commander-in-chief, with his whole hierarchy of subalterns, would have had to be appointed—by lot if you like—and here, again, from the moment the lot was cast, the particular Napoleon who drew the straw for the commander-in-chief would have been the great, the all-powerful Napoleon, much more able than the Napoleons who were corporals and privates. After a year, the difference in ability between the men who had been doing nothing but sentry duty, under no strain of responsibility, and the man who had been commanding the army would have been enormous. As "the defenders of the system of Conservatism" well know, we have for centuries made able men out of ordinary ones by allowing them to inherit exceptional power and status; and the success of the plan in the phase of social development to which it was proper was due to the fact that, provided the favored man was really an ordinary man, and not a duffer, the extraordinary power conferred on him did effectually create extraordinary ability as compared with that of an agricultural laborer, for example, of equal natural endowments. The gentleman, the lord, the king, all discharging social functions of which the laborer is incapable, are products as artificial as queen bees. Their superiority is produced by giving them a superior status, just as the inferiority of the laborer is produced by giving him an inferior status. But the superior income which is the appanage of superior status is not rent of ability. It is a payment made to a man to exercise normal ability, in an abnormal situation. Rent of ability is what a man gets by exercising abnormal ability in a normal situation.[34]
- In the following selection how many definitions occur, or how many things are defined? Do you understand what the author says? How many words do you have to look up in the dictionary before you understand the article? Could the author have made the subject clear in a sensible extent of space?
- What would you say is the chief virtue of the selection? How is it gained? For what kind of audience was the article written? What was the author's controlling purpose? Point out how he attains it.
- Do you find any pattern-designers among novelists, poets, architects, landscape gardeners? Name a novel, a poem, a building, a park, which is primarily a pattern-design. Name one which is not a pattern-design so much as a dramatic expression. Which is the more significant? Which is more difficult to make?
- Define: Futurist painting, Free verse, Social morality, in relation to their preceding forms. Explain, through definition, the controversy between Paganism and Christianity, between Monarchy and Democracy, between Classical Education and Industrial Education, between Party Politics and Independent Politics, between Established Religion and Non-Conformist Views.
- Music is like drawing, in that it can be purely decorative, or purely dramatic, or anything between the two.... You can compose a graceful, symmetrical sound-pattern that exists solely for the sake of its own grace and symmetry. Or you can compose music to heighten the expression of human emotion; and such music will be intensely affecting in the presence of that emotion, and utter nonsense apart from it. For examples of pure pattern-designing in music I should have to go back to the old music of the thirteenth, fourteenth, and fifteenth centuries ... designed to affect the hearer solely by its beauty of sound and grace and ingenuity of pattern; absolute music, represented to-day in the formal sonata and symphony....
- The first modern dramatic composers accepted as binding the rules of good pattern-designing in sound; and this absurdity was made to appear practicable from the fact that Mozart had such an extraordinary command of his art that his operas contain numbers which, though they seem to follow the dramatic play of emotion and character, without reference to any other consideration whatever, are seen, upon examining them from the point of view of the absolute musician, to be perfectly symmetrical sound-patterns.... Even Mozart himself broke away in all directions, and was violently attacked by his contemporaries for doing so, the accusations levelled at him being exactly those with which the opponents of Wagner so often pester ourselves. Wagner completed the emancipation of the dramatic musician from these laws of pattern-designing; and we now have operas, and very good ones, too, written by composers not musicians in the old sense at all: that is, they are not pattern-designers; they do not compose music apart from drama.
- The dramatic development also touched purely instrumental music. Liszt tried hard to extricate himself from pianoforte arabesques, and become a tone poet like his friend Wagner. He wanted his symphonic poems to express emotions and their development. And he defined the emotion by connecting it with some known story, poem, or even picture: Mazeppa, Victor Hugo's Les Preludes, Kaulbach's Die Hunnenschlacht, or the like. But the moment you try to make an instrumental composition follow a story, you are forced to abandon the decorative pattern forms, since all patterns consist of some form which is repeated over and over again, and which generally consists in itself of a repetition of two similar halves. For example, if you take a playing-card (say the five of diamonds) as a simple example of pattern, you find not only that the diamond pattern is repeated five times, but that each established form of a symphony is essentially a pattern form involving just such symmetrical repetitions; and, since a story does not repeat itself, but pursues a continuous chain of fresh incident and correspondingly varied emotions, Liszt invented the symphonic poem, a perfectly simple and fitting common-sense form for his purpose, and one which makes Les Preludes much plainer sailing for the ordinary hearer than Mendelssohn's Melusine overture or Raff's Lenore or Im Walde symphonies, in both of which the formal repetitions would stamp Raff as a madman if we did not know that they were mere superstitions.[35]
| Literature. Living wage. Capillary attraction. Sympathy. Classicism. | Inertia. Fodder. Religion. Introspection. Individuality. | Finance. Capital. Soil physics. Progress. Narrow-mindedness. |
| 1. Religion: | awe, reverence, duty, mystery, peace, priest, worship, loyalty, prayer, supplication, trust, divinity, god, service, church, temple, heaven, fate. |
| 2. Socialism: | property, social classes, economic rights, capital, labor, wages, the masses, aristocracy, envy, self-respect, economic distribution, labor union, boycott, strike, lock-out, materialism, profit-sharing. |
| 3. Ability: | genius, wit, talent, insight, judgment, perseverance, logic, imagination, originality, intellectuality, vitality. |
| 4. Music: | sound, rhythm, melody, harmony, orchestra, interval (musical), key, beat, tonic, modulation, musical register, polyphony, monophony, sonata, oratorio, musical scale, diatonic, chromatic, tempo. |
| 5. Democracy: | independence, suffrage, representation, equality, popular, coöperation. |
[CHAPTER IV]
ANALYSIS
Suppose that the president of a railroad asked you to report on the feasibility of a proposed line through a range of hills; or that you found it necessary to prove to an over-conservative farmer that he should erect a hollow-tile silo at once; or that your duty as chairman of the town playground committee led you to examine an empty lot for its possibilities; or that, as an expert in finance, you were trying to learn the cause of the deficit in a country club's accounts. In the first case you would examine the proposed route for its practicability, would estimate the grades to be reduced, would look into the question of drainage, would consider the possibility of landslides, would survey the quality of the road-bed: all with a view to making a complete report on the practicability of the route proposed. In the other cases you would determine the conditions in general that you confronted, would answer the questions: what is the value of a hollow-tile silo? why is this site suitable for a playground? what is wrong with the finances of this club? Such tasks as these occur in life all the time; in college they confront one whenever an inconsiderate instructor asks for a term paper on, say, "Conditions in New York that Made the Tweed Ring Possible," or "The Influence of the Great War on Dyestuffs," or "Tennyson's Early Training as an Influence on his Poetry," or some other subject. In every one of these cases the writer who attempts to answer the questions involved is writing analysis, for Analysis is the breaking up of a subject into its component parts, seeing of what it is composed.
In every such case you would wish, first of all, to tell the truth. Of what use would your analysis be if you incorrectly estimated the drainage of the proposed railway route and the company had to expend thousands of dollars in fighting improper seepage? Unless the analysis was accurate, it would be useless or worse. But suppose that you told the truth about the site for the playground, its central position, its wealth of shade, its proper soil conditions, and yet forgot to take into account the sluggish, noisome stream that flowed on one side of the plot and bred disease? Your report would be valueless because it would be, in a vital point, quite lacking. In other words, it would be incomplete. For practical purposes it would therefore, of course, be untrue.
If you wish to write an analysis, then, your path is straight, and it leads between the two virtues of truth and thoroughness. Your catechism should be: Have I hugged my fact close and told the truth about it?, and, Have I really covered the ground?
The question of truth enters into every analysis; none may falsify. Completeness, on the other hand, is a more relative matter. In the report of a tariff commission it is essential; all the ground must be covered. In a thorough survey of Beethoven's music no sonata or quartette may be omitted. In determining the causes of an epidemic no clue is to be left unexamined until all possibilities have been exhausted. In the case of the term paper mentioned above, on the other hand, "Tennyson's Early Training as an Influence on his Poetry," not everything in his early life can be considered in anything short of a volume. In such a case you may well be puzzled what to do until you are suddenly cheered by the thought that your task is primarily one of interpretation, that what you are seeking is the spirit of the training. There would seem, therefore, to be various degrees of completeness in analysis. On the basis of completeness, then, we may divide analysis into the two classes of the Formal and the Informal.
The Two Classes of Analysis
Formal analysis is sometimes called logical analysis—that is, complete, as in the report of a tariff commission—because it continues its splitting into subheadings until the demands of the thought are entirely satisfied. Such thorough meeting of all demands might well occur in an analysis of trades-unions, or methods of heating houses, or such subjects. Informal analysis, on the other hand, which is sometimes called literary analysis, does not attempt to be so thorough, but aims rather at giving the core of the subject, at making the spirit of it clear to the reader. For example, Mr. P. E. More in an essay on Tennyson, which is primarily an informal analysis, makes one main point, that "Tennyson was the Victorian Age." This he divides into three headings: (1) Tennyson was humanly loved by the great Victorians; (2) Tennyson was the poet of compromise; (3) Tennyson was the poet of insight. Now in these three points Mr. More has not said all that he could say, in fact he has omitted many things that from some angle would be important, but he has said those things truthfully that are needed for a proper interpretation of the subject, for a sufficient illumination of it, for showing its spirit. It is, therefore, a piece of informal analysis.
The two examples which follow illustrate formal and informal analysis, the first one classifying rock drills thoroughly, and the second very informally discussing some odds against Shakespeare.